$273 Million is the total value of Edge Wealth Management LLC's 412 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 32.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PFF | Buy | ISHARES U S PFD ETF U S PFD STK | $14,833,000 | +24.7% | 375,816 | +24.8% | 5.44% | +18.7% |
| REM | Buy | ISHARES MORTGAGE REAL ESTATE CAPPED ETF | $13,914,000 | +15.8% | 1,182,193 | +16.3% | 5.10% | +10.2% |
| MRK | Buy | MERCK & CO INC NEW | $13,615,000 | -4.0% | 238,779 | +0.3% | 4.99% | -8.6% |
| INTC | Sell | INTEL CORP | $13,523,000 | +4.3% | 372,034 | -0.1% | 4.96% | -0.7% |
| GE | Sell | GENERAL ELECTRIC COMPANY | $12,078,000 | -4.8% | 476,638 | -3.7% | 4.43% | -9.3% |
| T | Sell | A T & T INC NEW | $11,912,000 | -9.1% | 353,459 | -5.0% | 4.37% | -13.5% |
| EMC | Buy | E M C CORP MASS | $11,469,000 | +4.9% | 383,712 | +2.8% | 4.21% | -0.2% |
| ABBV | Buy | ABBVIE INC | $10,851,000 | +15.5% | 163,668 | +0.9% | 3.98% | +9.9% |
| GD | Sell | GENERAL DYNAMICS CORP | $9,385,000 | +5.5% | 67,837 | -3.0% | 3.44% | +0.4% |
| GOOGL | Buy | GOOGLE INC CLASS A VTG VOTING SHARES | $8,871,000 | +1930.0% | 16,667 | +2137.2% | 3.25% | +1836.3% |
| CVX | Buy | CHEVRON CORPORATION | $7,558,000 | +659.6% | 67,109 | +705.1% | 2.77% | +623.8% |
| PFE | Buy | PFIZER INCORPORATED | $6,909,000 | +197.2% | 220,808 | +181.6% | 2.53% | +182.8% |
| AET | Buy | AETNA INC NEW | $6,886,000 | +13.1% | 77,184 | +3.0% | 2.52% | +7.7% |
| PAA | New | PLAINS ALL AMERN PPLN LPUNIT LTD PARTNERSHIP INT | $6,842,000 | – | 132,269 | +100.0% | 2.51% | – |
| WPZ | Sell | WILLIAMS PARTNERS LP | $6,553,000 | -26.9% | 145,661 | -14.4% | 2.40% | -30.4% |
| JNJ | Sell | JOHNSON & JOHNSON | $6,191,000 | -2.2% | 58,852 | -1.0% | 2.27% | -6.9% |
| FEYE | Buy | FIREEYE INC | $5,751,000 | +12.4% | 182,267 | +8.8% | 2.11% | +7.0% |
| VZ | Buy | VERIZON COMMUNICATIONS | $5,112,000 | +215.8% | 109,043 | +236.2% | 1.88% | +200.5% |
| ETN | Buy | EATON CORP PLC F | $4,802,000 | +23.7% | 70,426 | +14.8% | 1.76% | +17.7% |
| AMJ | New | JP MORGAN EXCH TRADED NTALERIAN MLP | $4,551,000 | – | 98,475 | +100.0% | 1.67% | – |
| ARIPRACL | Sell | APOLLO COML 8.625% PFDPFD SER A DUE 12/31/99pfd | $4,336,000 | -2.2% | 166,137 | -2.1% | 1.59% | -6.9% |
| COP | Buy | CONOCOPHILLIPS | $4,142,000 | +616.6% | 59,929 | +690.8% | 1.52% | +581.2% |
| XRX | Buy | XEROX CORP | $3,141,000 | +15.8% | 225,649 | +10.3% | 1.15% | +10.2% |
| XOM | Buy | EXXON MOBIL CORPORATION | $2,988,000 | +12.3% | 32,244 | +14.1% | 1.10% | +6.9% |
| PMT | Buy | PENNYMAC MTG INVT TR | $2,807,000 | +4.7% | 131,925 | +5.6% | 1.03% | -0.3% |
| AAPL | Sell | APPLE INC | $2,650,000 | +9.7% | 23,948 | -0.1% | 0.97% | +4.5% |
| WFTIQ | New | WEATHERFORD INTL NEW F | $2,579,000 | – | 223,861 | +100.0% | 0.95% | – |
| GM | Buy | GENERAL MOTORS CO | $2,480,000 | +123900.0% | 70,928 | +120116.9% | 0.91% | +90900.0% |
| JPM | Sell | JPMORGAN CHASE & CO | $2,457,000 | -4.5% | 39,126 | -8.2% | 0.90% | -9.1% |
| ARCC | Buy | ARES CAPITAL CORP | $2,266,000 | +4343.1% | 144,789 | +4474.7% | 0.83% | +4055.0% |
| BP | Sell | BP PLC ADR FSPONSORED ADR 1 ADR REP 6adr | $2,220,000 | -76.4% | 58,215 | -72.8% | 0.81% | -77.5% |
| SDS | Buy | PROSHS ULTRASHRT ETF NEWULTRASHORT S&P 500 | $2,194,000 | +31242.9% | 100,281 | +35587.2% | 0.80% | +26733.3% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $1,954,000 | +10.6% | 16,911 | +1.0% | 0.72% | +5.3% |
| JPC | Buy | NUVEEN PFD INC OPPTY FD | $1,720,000 | +84.7% | 182,026 | +80.1% | 0.63% | +75.8% |
| MSFT | Sell | MICROSOFT CORP | $1,419,000 | +0.2% | 30,377 | -0.8% | 0.52% | -4.8% |
| BA | BOEING CO | $1,339,000 | +2.4% | 10,248 | 0.0% | 0.49% | -2.6% | |
| RTN | RAYTHEON COMPANY NEW | $1,326,000 | +7.0% | 12,194 | 0.0% | 0.49% | +1.9% | |
| QCOM | Sell | QUALCOMM INC | $1,283,000 | -74.2% | 17,218 | -74.1% | 0.47% | -75.4% |
| TWO | Buy | TWO HARBORS INVESTMENT | $1,245,000 | +730.0% | 123,600 | +697.4% | 0.46% | +687.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY B NEWCLASS B | $1,210,000 | +289.1% | 8,018 | +256.4% | 0.44% | +270.0% |
| IVR | Buy | INVESCO MORTGAGE CAPITAL | $1,164,000 | +200.0% | 75,100 | +206.5% | 0.43% | +186.6% |
| LUK | Buy | LEUCADIA NATIONAL CORP | $1,128,000 | +974.3% | 50,000 | +1035.8% | 0.41% | +935.0% |
| SCZC | SANTA CRUZ COUNTY BANK CALIFORNIA | $1,072,000 | +3.6% | 50,000 | 0.0% | 0.39% | -1.5% | |
| GILD | Buy | GILEAD SCIENCES INC | $1,021,000 | +6.7% | 10,744 | +19.1% | 0.37% | +1.4% |
| WFC | Sell | WELLS FARGO & CO NEW | $1,002,000 | +5.9% | 18,200 | -0.1% | 0.37% | +0.8% |
| DKTCL | Buy | DEUTSCHE BK C 8.05% PFDPFD DUE 05/09/99pfd | $948,000 | -0.3% | 33,649 | +0.7% | 0.35% | -4.9% |
| IESC | Buy | INTEGRATED ELECTRICL NEW | $929,000 | -3.7% | 119,896 | +0.9% | 0.34% | -8.3% |
| EBAY | Buy | EBAY INC | $884,000 | +178.9% | 15,671 | +181.8% | 0.32% | +165.6% |
| AMTG | Buy | APOLLO RESIDENTIAL MTGpfd | $866,000 | +39.9% | 45,821 | +52.4% | 0.32% | +33.6% |
| ACRE | Sell | ARES COML REAL ESTATE | $866,000 | -64.5% | 75,271 | -63.6% | 0.32% | -66.2% |
| BAC | Buy | BANK OF AMERICA CORP | $820,000 | +86.4% | 45,822 | +77.5% | 0.30% | +77.1% |
| UBOH | Buy | UNITED BANCSHARES OHIO | $788,000 | +5.2% | 54,500 | +9.0% | 0.29% | 0.0% |
| SLB | New | SCHLUMBERGER LTD F | $779,000 | – | 9,086 | +100.0% | 0.29% | – |
| HPQ | Sell | HEWLETT-PACKARD COMPANY | $735,000 | +7.8% | 18,230 | -5.2% | 0.27% | +2.7% |
| FB | Buy | FACEBOOK INC CLASS A | $648,000 | +42.7% | 8,272 | +43.3% | 0.24% | +36.0% |
| ORCL | ORACLE CORPORATION | $645,000 | +18.1% | 14,260 | 0.0% | 0.24% | +12.9% | |
| TMV | New | DIREXION SHS ETF NEW DAILY 20+ YR TREAS BEAR 3X SHS | $638,000 | – | 20,000 | +100.0% | 0.23% | – |
| SO | Sell | THE SOUTHERN COMPANY | $636,000 | -92.3% | 12,894 | -93.2% | 0.23% | -92.6% |
| ENX | EATON VANCE NEW YORK MUNI BOND FUND | $608,000 | +1.8% | 48,500 | 0.0% | 0.22% | -3.0% | |
| NVAX | Sell | NOVAVAX INC | $595,000 | +34.6% | 100,479 | -4.9% | 0.22% | +28.2% |
| KBR | Sell | KBR INC | $577,000 | -21.3% | 33,664 | -13.4% | 0.21% | -24.8% |
| AMZN | Sell | AMAZON COM INC | $567,000 | -5.0% | 1,822 | -1.7% | 0.21% | -9.6% |
| BABA | Buy | ALIBABA GROUP HLDG ADR FSPONSORED ADR 1 ADR REPS 1adr | $550,000 | +74.6% | 5,284 | +49.5% | 0.20% | +66.9% |
| WFCPRJCL | WELLS FARGO & CO 8% PFDPFD SER J DUE 12/31/99pfd | $548,000 | +0.4% | 18,850 | 0.0% | 0.20% | -4.3% | |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $535,000 | -49.9% | 10,000 | -66.7% | 0.20% | -52.3% |
| MFA | New | MFA FINANCIAL INC REIT | $521,000 | – | 65,000 | +100.0% | 0.19% | – |
| BTZ | Buy | BLKROCK CR ALLO INCOME TRUST | $511,000 | +3.4% | 39,014 | +5.0% | 0.19% | -1.6% |
| O | Sell | REALTY INCOME CORP REIT | $474,000 | +13.4% | 9,853 | -3.9% | 0.17% | +8.1% |
| GMZ | Buy | GOLDMAN SACHS MLP INC FD | $448,000 | +1048.7% | 25,720 | +1340.9% | 0.16% | +993.3% |
| WMB | New | WILLIAMS COMPANIES | $442,000 | – | 9,825 | +100.0% | 0.16% | – |
| DE | New | DEERE & CO | $443,000 | – | 5,000 | +100.0% | 0.16% | – |
| KFHCL | Buy | KKR FINL HLDGS 8.375%PFD DUE 11/15/41SUBJ TO XTROpfd | $438,000 | -0.2% | 15,753 | +0.1% | 0.16% | -4.7% |
| PCG | P G & E CORP | $438,000 | +18.7% | 8,192 | 0.0% | 0.16% | +13.4% | |
| SCHG | Buy | SCHW US LCAP GRO ETF | $430,000 | +29.5% | 8,269 | +22.4% | 0.16% | +23.4% |
| HAL | New | HALLIBURTON CO HLDG CO | $424,000 | – | 10,763 | +100.0% | 0.16% | – |
| PEP | PEPSICO INCORPORATED | $424,000 | +1.9% | 4,460 | 0.0% | 0.16% | -3.1% | |
| MDT | Buy | MEDTRONIC INC | $420,000 | +23.9% | 5,780 | +6.0% | 0.15% | +17.6% |
| TGT | Buy | TARGET CORPORATION | $391,000 | +4787.5% | 5,136 | +3704.4% | 0.14% | +4666.7% |
| EFC | Buy | ELLINGTON FINANCIAL LLC | $386,000 | +333.7% | 19,300 | +382.5% | 0.14% | +317.6% |
| BBBY | Buy | BED BATH & BEYOND | $383,000 | +38200.0% | 5,011 | +50010.0% | 0.14% | – |
| OGCP | Buy | EMPIRE ST RLTY OP LP SERIES 60 | $380,000 | +101.1% | 21,474 | +68.0% | 0.14% | +90.4% |
| GOOG | GOOGLE INC CL C NON VTG NON VOTING SHARES | $376,000 | -8.3% | 713 | 0.0% | 0.14% | -12.7% | |
| Sell | JPM CHASE CAP XX 6.7%PFD DUE 04/02/40SUBJ TO XTROpfd | $370,000 | -17.8% | 14,525 | -17.1% | 0.14% | -21.4% | |
| NXJ | New | NUVEEN NJ DIV AD MUNI FDNEW JERSEY | $362,000 | – | 26,896 | +100.0% | 0.13% | – |
| IBM | Sell | INTL BUSINESS MACHINES | $353,000 | -38.2% | 2,190 | -27.2% | 0.13% | -41.4% |
| HBAN | HUNTINGTON BANCSHS INC | $318,000 | +8.2% | 30,175 | 0.0% | 0.12% | +3.5% | |
| CSQ | Buy | CALAMOS STRGC TOT RET FD | $314,000 | +24.6% | 27,400 | +26.9% | 0.12% | +18.6% |
| NYMT | New | NEW YORK MTG TRUST NEW REIT | $313,000 | – | 40,000 | +100.0% | 0.12% | – |
| C | Sell | CITIGROUP INC NEW | $288,000 | -72.6% | 5,298 | -73.9% | 0.11% | -73.8% |
| KERX | New | KERYX BIOPHARMACEUTICALS | $285,000 | – | 20,000 | +100.0% | 0.10% | – |
| VIG | Sell | VANGUARD DIV APPRCIATION | $277,000 | -26.5% | 3,400 | -30.6% | 0.10% | -29.7% |
| SCHD | Buy | SCH US DIV EQUITY ETF | $254,000 | +20.4% | 6,363 | +16.4% | 0.09% | +14.8% |
| FFSL | Buy | FIRST INDEPENDENCE CORP DELAWARE | $250,000 | +5.9% | 16,644 | +4.0% | 0.09% | +1.1% |
| AMBC | New | AMBAC FINL GROUP NEW | $246,000 | – | 10,000 | +100.0% | 0.09% | – |
| SYNA | Buy | SYNAPTICS INC | $241,000 | +995.5% | 3,489 | +1086.7% | 0.09% | +1000.0% |
| IHE | Sell | ISHARES PHARMACEUTICAL ETF | $233,000 | -9.0% | 1,535 | -15.4% | 0.08% | -14.1% |
| ESBA | Buy | EMPIRE ST RLTY LP SERIES ES | $227,000 | +100.9% | 12,904 | +68.0% | 0.08% | +88.6% |
| BTT | Buy | BLACKROCK MUN TGT TRM TRTARGET TERM TRUST | $226,000 | +45.8% | 11,243 | +44.1% | 0.08% | +38.3% |
| WMC | New | WESTERN ASSET MTG CAP | $221,000 | – | 15,000 | +100.0% | 0.08% | – |
| ETP | New | ENERGY TRANSFER PARTNERSUNITS REP L P INTEREST | $212,000 | – | 3,239 | +100.0% | 0.08% | – |
| NYMTP | NEW YORK MTG 7.75% PFDPFD SER B DUE 12/31/99pfd | $214,000 | +2.4% | 8,750 | 0.0% | 0.08% | -3.7% | |
| AEO | AMERN EAGLE OUTFITRS NEW | $209,000 | -4.6% | 15,000 | 0.0% | 0.08% | -8.3% | |
| ABT | ABBOTT LABORATORIES | $209,000 | +8.9% | 4,614 | 0.0% | 0.08% | +4.1% | |
| CMCSA | COMCAST CORP NEW CL A | $207,000 | +7.8% | 3,562 | 0.0% | 0.08% | +2.7% | |
| BAX | Buy | BAXTER INTERNATIONAL INC | $204,000 | +6.2% | 2,768 | +3.7% | 0.08% | +1.4% |
| CRM | SALESFORCE COM | $202,000 | +4.1% | 3,400 | 0.0% | 0.07% | -1.3% | |
| HD | Buy | HOME DEPOT INC | $196,000 | +14.6% | 1,865 | +0.2% | 0.07% | +9.1% |
| YUM | Sell | YUM BRANDS INC | $194,000 | -78.9% | 2,650 | -79.2% | 0.07% | -79.9% |
| CIM | New | CHIMERA INVESTMENT CORP REIT | $192,000 | – | 60,000 | +100.0% | 0.07% | – |
| MORGAN STANLEY 4% PFDPFD SER A DUE 07/06/99pfd | $191,000 | +0.5% | 9,550 | 0.0% | 0.07% | -4.1% | ||
| AGNC | Sell | AMERICAN CAPITAL AGENCY REITS | $188,000 | -7.8% | 8,583 | -10.5% | 0.07% | -12.7% |
| NVS | NOVARTIS A G SPON ADR FSPONSORED ADR 1 ADR REP 1adr | $184,000 | -1.1% | 1,978 | 0.0% | 0.07% | -6.9% | |
| AIG | AMERICAN INTL GROUP NEW | $180,000 | +4.0% | 3,198 | 0.0% | 0.07% | -1.5% | |
| DIS | Sell | DISNEY WALT CO | $171,000 | +3.0% | 1,810 | -3.2% | 0.06% | -1.6% |
| IYY | ISHARES TR DOW JONES US ETF | $166,000 | +4.4% | 1,600 | 0.0% | 0.06% | 0.0% | |
| TWTR | TWITTER INC | $166,000 | -30.0% | 4,600 | 0.0% | 0.06% | -33.0% | |
| CSOD | Buy | CORNERSTONE ONDEMAND INC | $163,000 | +20.7% | 4,616 | +17.9% | 0.06% | +15.4% |
| F | FORD MOTOR COMPANY NEW | $157,000 | +4.7% | 10,123 | 0.0% | 0.06% | 0.0% | |
| KRFT | Buy | KRAFT FOODS GROUP | $155,000 | +11.5% | 2,469 | +0.0% | 0.06% | +5.6% |
| VA | New | VIRGIN AMERICA INC | $155,000 | – | 3,500 | +100.0% | 0.06% | – |
| VRX | VALEANT PHARMA INTL F | $143,000 | +9.2% | 1,000 | 0.0% | 0.05% | +4.0% | |
| RF | REGIONS FINANCIAL CP NEW | $138,000 | +6.2% | 13,000 | 0.0% | 0.05% | +2.0% | |
| NYV | NUVEEN NY MUNI VAL FD 2 | $133,000 | +1.5% | 9,043 | 0.0% | 0.05% | -2.0% | |
| DXJ | Buy | WISDOMTREE JPN HDGD EQTYJAPAN HEDGED EQUITY FUND | $131,000 | +1537.5% | 2,645 | +1724.1% | 0.05% | +1500.0% |
| TRV | TRAVELERS COMPANIES INC | $130,000 | +13.0% | 1,228 | 0.0% | 0.05% | +9.1% | |
| B108PS | ACTAVIS PLC F | $129,000 | +7.5% | 500 | 0.0% | 0.05% | +2.2% | |
| PSX | Sell | PHILLIPS 66 | $129,000 | -12.2% | 1,791 | -0.8% | 0.05% | -17.5% |
| SPY | Buy | S P D R S&P 500 ETF TR EXPIRING 01/22/2118 | $124,000 | +138.5% | 601 | +127.7% | 0.04% | +125.0% |
| CELG | Sell | CELGENE CORP | $121,000 | +3.4% | 1,075 | -13.3% | 0.04% | -2.2% |
| TSLA | TESLA MOTORS INC | $117,000 | -7.1% | 525 | 0.0% | 0.04% | -12.2% | |
| DCP | New | DCP MIDSTREAM PARTNERS | $116,000 | – | 2,500 | +100.0% | 0.04% | – |
| OGZPY | OAO GAZPROM SPON ADR FSPONSORED ADR 1 ADR REP 2adr | $114,000 | -35.2% | 25,200 | 0.0% | 0.04% | -38.2% | |
| JCI | Sell | JOHNSON CONTROLS INC | $115,000 | -16.7% | 2,368 | -24.7% | 0.04% | -20.8% |
| FRT | FEDERAL RLTY INVT TR SBIREIT | $107,000 | +12.6% | 800 | 0.0% | 0.04% | +5.4% | |
| YHOO | Buy | YAHOO INC | $107,000 | +2575.0% | 2,100 | +2000.0% | 0.04% | +1850.0% |
| AINV | Buy | APOLLO INVESTMENT CORP | $105,000 | +854.5% | 14,129 | +939.7% | 0.04% | +875.0% |
| NLR | MARKET VECTORS NEW ETF URANIUM + NUCLEAR ENERGY ETF | $106,000 | +1.9% | 2,031 | 0.0% | 0.04% | -2.5% | |
| XLK | Buy | SECTOR SPDR TECH SELECT SHARES OF BENEFICIAL INT | $105,000 | +556.2% | 2,539 | +516.3% | 0.04% | +550.0% |
| AMLP | New | ALPS TRUST ETF ALERIAN MLP | $103,000 | – | 5,825 | +100.0% | 0.04% | – |
| VALE | Sell | VALE SA ADR FSPONSORED ADR 1 ADR REP 1adr | $104,000 | -96.0% | 12,611 | -94.7% | 0.04% | -96.2% |
| NNY | NUVEEN NY MUNI VALUE FD | $103,000 | +2.0% | 10,486 | 0.0% | 0.04% | -2.6% | |
| ABB | ABB LTD ADR FSPONSORED ADR 1 ADR REP 1adr | $100,000 | -4.8% | 4,700 | 0.0% | 0.04% | -7.5% | |
| MS | MORGAN STANLEY | $101,000 | +12.2% | 2,600 | 0.0% | 0.04% | +5.7% | |
| AHTPRD | ASHFORD HOSPI 8.45% PFDPFD SER D DUE 12/31/99pfd | $98,000 | +1.0% | 3,850 | 0.0% | 0.04% | -2.7% | |
| LNKD | LINKEDIN CORP | $98,000 | +11.4% | 423 | 0.0% | 0.04% | +5.9% | |
| IYH | ISHARES TR US HEALTHCAREETF | $97,000 | +7.8% | 670 | 0.0% | 0.04% | +2.9% | |
| FISK | Buy | EMPIRE ST RLTY OP LP SERIES 250 | $97,000 | +102.1% | 5,469 | +68.0% | 0.04% | +100.0% |
| SCHX | SCHW US LCAP ETF | $95,000 | +4.4% | 1,930 | 0.0% | 0.04% | 0.0% | |
| VNQ | Buy | VANGUARD REIT | $93,000 | +102.2% | 1,138 | +76.7% | 0.03% | +88.9% |
| TMO | THERMO FISHER SCIENTIFIC | $89,000 | +2.3% | 709 | 0.0% | 0.03% | -2.9% | |
| CMI | CUMMINS INC | $91,000 | +9.6% | 626 | 0.0% | 0.03% | +3.1% | |
| DVY | ISHARES SELECT DIVIDEND ETF | $87,000 | +8.8% | 1,090 | 0.0% | 0.03% | +3.2% | |
| BOND | Sell | PIMCO EXCH TRADED FUND TOTAL RETURN ACTIVE | $88,000 | -88.7% | 825 | -88.5% | 0.03% | -89.4% |
| A309PS | DIRECTV | $87,000 | 0.0% | 1,000 | 0.0% | 0.03% | -5.9% | |
| XLF | SECTOR SPDR FINCL SELECTSHARES OF BENEFICIAL INT | $87,000 | +7.4% | 3,500 | 0.0% | 0.03% | +3.2% | |
| MO | Sell | ALTRIA GROUP INC | $86,000 | +1.2% | 1,750 | -5.4% | 0.03% | -3.0% |
| QIHU | Buy | QIHOO 360 TECH CO ADR FSPONSORED ADR 2 ADR REPS 3adr | $84,000 | +4100.0% | 1,457 | +4453.1% | 0.03% | +3000.0% |
| AVB | AVALONBAY CMNTYS INC REIT | $85,000 | +16.4% | 515 | 0.0% | 0.03% | +10.7% | |
| UNP | UNION PACIFIC CORP | $84,000 | +10.5% | 700 | 0.0% | 0.03% | +6.9% | |
| ESRX | EXPRESS SCRIPTS HLDG CO | $84,000 | +20.0% | 988 | 0.0% | 0.03% | +14.8% | |
| ECL | ECOLAB INC | $81,000 | -9.0% | 775 | 0.0% | 0.03% | -11.8% | |
| COST | COSTCO WHSL CORP NEW | $81,000 | +14.1% | 568 | 0.0% | 0.03% | +11.1% | |
| QQQ | POWERSHS QQQ TRUST SER 1 | $82,000 | +5.1% | 789 | 0.0% | 0.03% | 0.0% | |
| ROK | ROCKWELL AUTOMATION INC | $78,000 | +1.3% | 700 | 0.0% | 0.03% | -3.3% | |
| ICPT | New | INTERCEPT PHARMA INC | $78,000 | – | 500 | +100.0% | 0.03% | – |
| NKX | NUVEEN CA AMT FREE MUNI INCOME FUND | $80,000 | +6.7% | 5,400 | 0.0% | 0.03% | 0.0% | |
| MCA | BLKRCK MUNIYIELD CA QLTY | $76,000 | +4.1% | 5,000 | 0.0% | 0.03% | 0.0% | |
| SCHB | SCHW US BRD MKT ETF | $75,000 | +4.2% | 1,507 | 0.0% | 0.03% | 0.0% | |
| STL | STERLING BANCORP | $75,000 | +11.9% | 5,213 | 0.0% | 0.03% | +7.7% | |
| FOXA | Sell | 21ST CENT FOX CL A | $77,000 | 0.0% | 2,006 | -11.1% | 0.03% | -6.7% |
| VVR | Buy | INVESCO SENIOR INCM TR | $75,000 | +50.0% | 16,585 | +56.7% | 0.03% | +47.4% |
| VXX | Sell | BARCLAYS BANK IPATH NEW | $73,000 | -49.0% | 2,312 | -49.3% | 0.03% | -50.9% |
| SPLV | POWERSHARES S&P ETF 500 LOW VOLATILITY PORTFOLIO | $69,000 | +9.5% | 1,800 | 0.0% | 0.02% | +4.2% | |
| NYCB | NEW YORK CMNTY BANCORP | $69,000 | +1.5% | 4,316 | 0.0% | 0.02% | -3.8% | |
| MOS | MOSAIC CO NEW | $69,000 | +4.5% | 1,500 | 0.0% | 0.02% | 0.0% | |
| IWF | Buy | ISHARES TR RUSSELL 1000 GROWTH ETF | $64,000 | +357.1% | 662 | +341.3% | 0.02% | +360.0% |
| 4305PS | Sell | ALCATEL LUCENT ADR FSPONSORED ADR 1 ADR REP 1adr | $62,000 | +17.0% | 17,613 | -0.2% | 0.02% | +15.0% |
| CTCT | CONSTANT CONTACT INC | $62,000 | +34.8% | 1,680 | 0.0% | 0.02% | +27.8% | |
| SLRC | Buy | SOLAR CAPITAL LTD | $63,000 | +65.8% | 3,500 | +75.0% | 0.02% | +53.3% |
| GOLD | RANDGOLD RES LTD ADR FSPONSORED ADR 1 ADR REPS 1adr | $61,000 | 0.0% | 900 | 0.0% | 0.02% | -8.3% | |
| BNY | BLACKROCK NY MUN INCM TRNEW YORK INCOME TRUST | $61,000 | +3.4% | 4,268 | 0.0% | 0.02% | -4.3% | |
| EWW | ISHARES MSCI MEXICO ETF CAPPED | $59,000 | -14.5% | 1,000 | 0.0% | 0.02% | -18.5% | |
| DRC | DRESSER RAND GROUP INC | $57,000 | -1.7% | 700 | 0.0% | 0.02% | -4.5% | |
| DTKCL | DEUTSCHE BK CC 7.6% PFDPFD DUE 02/20/99pfd | $58,000 | -1.7% | 2,115 | 0.0% | 0.02% | -8.7% | |
| RVBD | RIVERBED TECHNOLOGY INC | $57,000 | +9.6% | 2,772 | 0.0% | 0.02% | +5.0% | |
| T104PS | AMERN REALTY CAP PPTYS | $54,000 | -25.0% | 6,000 | 0.0% | 0.02% | -28.6% | |
| VNO | VORNADO REALTY TRUST REIT | $55,000 | +17.0% | 466 | 0.0% | 0.02% | +11.1% | |
| BRDCY | BRIDGESTONE CP LTD ORD F | $53,000 | +6.0% | 1,500 | 0.0% | 0.02% | 0.0% | |
| PHO | POWERSHS EXCH TRAD FD TRPOWERSHARES WATER RESOURCE POR | $52,000 | +6.1% | 2,000 | 0.0% | 0.02% | 0.0% | |
| CGAU | CENTERRA GOLD INC F | $53,000 | +15.2% | 10,200 | 0.0% | 0.02% | +5.6% | |
| ISGCL | ING GROEP N. 6.125% PFDPFD DUE 09/26/99pfd | $51,000 | +2.0% | 2,000 | 0.0% | 0.02% | 0.0% | |
| SCTY | SOLARCITY CORP | $53,000 | -10.2% | 1,000 | 0.0% | 0.02% | -17.4% | |
| OPK | Buy | OPKO HEALTH INC | $51,000 | +30.8% | 5,119 | +13.3% | 0.02% | +26.7% |
| ITO EN LTD ORD F | $49,000 | -14.0% | 2,700 | 0.0% | 0.02% | -18.2% | ||
| AMT | AMERICAN TOWER CORP REIT | $50,000 | +6.4% | 500 | 0.0% | 0.02% | 0.0% | |
| OCN | Sell | OCWEN FINANCIAL CORP NEW | $46,000 | -67.8% | 3,043 | -44.2% | 0.02% | -69.1% |
| XLI | New | SECTOR SPDR INDL SELECT SHARES OF BENEFICIAL INT | $45,000 | – | 797 | +100.0% | 0.02% | – |
| NXPI | NXP SEMICONDUCTORS NV F | $46,000 | +12.2% | 600 | 0.0% | 0.02% | +6.2% | |
| BMY | BRISTOL-MYERS SQUIBB CO | $47,000 | +14.6% | 795 | 0.0% | 0.02% | +6.2% | |
| KKR | KKR & CO LP | $47,000 | +6.8% | 2,000 | 0.0% | 0.02% | 0.0% | |
| BLK | BLACKROCK INC | $45,000 | +9.8% | 125 | 0.0% | 0.02% | +6.2% | |
| WBK | New | WESTPAC BANKING FSPONSORED ADR 1 ADR REP 1adr | $45,000 | – | 1,685 | +100.0% | 0.02% | – |
| SAN | Buy | BANCO SANTANDER SA ADR FSPONSORED ADR 1 ADR REPS 1adr | $47,000 | -9.6% | 5,578 | +2.2% | 0.02% | -15.0% |
| BHI | Sell | BAKER HUGHES INC | $44,000 | -74.1% | 790 | -69.8% | 0.02% | -75.4% |
| GDV | Sell | GABELLI DIV AND INC TR | $43,000 | -33.8% | 2,000 | -34.4% | 0.02% | -36.0% |
| AWK | Sell | AMERICAN WATER WORKS CO | $43,000 | 0.0% | 804 | -8.5% | 0.02% | -5.9% |
| ITC | ITC HOLDINGS CORP | $43,000 | +16.2% | 1,050 | 0.0% | 0.02% | +14.3% | |
| New | STRATASYS LTD F | $44,000 | – | 530 | +100.0% | 0.02% | – | |
| NSC | NORFOLK SOUTHERN CORP | $44,000 | -2.2% | 405 | 0.0% | 0.02% | -5.9% | |
| IVRPRA | INVESCO MTG C 7.75% PFDPFD SER A DUE 12/31/99pfd | $42,000 | -2.3% | 1,750 | 0.0% | 0.02% | -11.8% | |
| SVVC | FIRSTHAND TECH VALUE FD TENDER OFFER EXP: 1/22/15 | $42,000 | -22.2% | 2,250 | 0.0% | 0.02% | -28.6% | |
| VV | VANGUARD LARGE CAP | $42,000 | +5.0% | 447 | 0.0% | 0.02% | 0.0% | |
| KIM | KIMCO REALTY CORP REIT | $40,000 | +14.3% | 1,575 | 0.0% | 0.02% | +15.4% | |
| XLE | New | SECTOR SPDR ENGY SELECT SHARES OF BENEFICIAL INT | $40,000 | – | 500 | +100.0% | 0.02% | – |
| CRL | CHARLES RIVER LABS HLDG | $39,000 | +8.3% | 600 | 0.0% | 0.01% | 0.0% | |
| TICC | TICC CAPITAL CORP | $38,000 | -13.6% | 5,000 | 0.0% | 0.01% | -17.6% | |
| MA | MASTERCARD INC | $39,000 | +18.2% | 450 | 0.0% | 0.01% | +7.7% | |
| LLY | LILLY ELI & COMPANY | $39,000 | +8.3% | 560 | 0.0% | 0.01% | 0.0% | |
| IWO | New | ISHARES TR RUSSELL 2000 GROWTH ETF | $39,000 | – | 273 | +100.0% | 0.01% | – |
| ILMN | ILLUMINA INC | $37,000 | +12.1% | 200 | 0.0% | 0.01% | +7.7% | |
| JQC | NUVEEN CREDIT STRAT INCM | $35,000 | -2.8% | 4,000 | 0.0% | 0.01% | -7.1% | |
| URI | UNITED RENTALS INC | $36,000 | -7.7% | 350 | 0.0% | 0.01% | -13.3% | |
| PRU | PRUDENTIAL FINANCIAL INC | $36,000 | +2.9% | 400 | 0.0% | 0.01% | 0.0% | |
| TK | TEEKAY CORP F | $34,000 | -22.7% | 662 | 0.0% | 0.01% | -29.4% | |
| LULU | LULULEMON ATHLETICA INC | $34,000 | +30.8% | 610 | 0.0% | 0.01% | +20.0% | |
| AMGN | AMGEN INCORPORATED | $34,000 | +13.3% | 212 | 0.0% | 0.01% | 0.0% | |
| BRCD | BROCADE COMMUNS SYS NEW | $33,000 | +10.0% | 2,800 | 0.0% | 0.01% | 0.0% | |
| NBR | New | NABORS INDUSTRIES LTD F | $33,000 | – | 2,500 | +100.0% | 0.01% | – |
| ARWR | Sell | ARROWHEAD RESEARCH NEW | $30,000 | -65.9% | 4,000 | -33.3% | 0.01% | -67.6% |
| D | DOMINION RES INC VA NEW | $31,000 | +10.7% | 400 | 0.0% | 0.01% | 0.0% | |
| RUSL | New | DIREXION SHS NEW ETF DAILY RUSSIA BULL 3X SH | $31,000 | – | 1,833 | +100.0% | 0.01% | – |
| SEASPAN CORPOR 9.5% PFDPFD SER Cpfd | $31,000 | 0.0% | 1,150 | 0.0% | 0.01% | -8.3% | ||
| ISBC | INVESTORS BANCORP NEW | $29,000 | +11.5% | 2,550 | 0.0% | 0.01% | +10.0% | |
| AXP | Sell | AMERICAN EXPRESS COMPANY | $30,000 | -77.1% | 319 | -78.6% | 0.01% | -78.0% |
| DIA | Sell | SPDR DOW JONES INDL AVG INDUSTRIAL AVERAGE ETF | $30,000 | -3.2% | 169 | -7.7% | 0.01% | -8.3% |
| NFG | Sell | NATIONAL FUEL GAS CO | $31,000 | -47.5% | 444 | -47.4% | 0.01% | -52.2% |
| BWA | BORG WARNER INC | $30,000 | +3.4% | 550 | 0.0% | 0.01% | 0.0% | |
| SLV | New | ISHARES SILVER TRUST INDEX FUND | $30,000 | – | 2,000 | +100.0% | 0.01% | – |
| AGNCP | AMERN CAP AGY CR 8% PFDPFD SER Apfd | $26,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| ALQA | ALLIQUA INC NEW | $26,000 | +8.3% | 4,930 | 0.0% | 0.01% | +11.1% | |
| CVS | C V S HEALTH CORPORATION | $26,000 | +23.8% | 267 | 0.0% | 0.01% | +25.0% | |
| PFLT | PENNANTPARK CAP LTD | $28,000 | 0.0% | 2,000 | 0.0% | 0.01% | -9.1% | |
| KMI | Buy | KINDER MORGAN INC | $27,000 | +35.0% | 641 | +22.1% | 0.01% | +25.0% |
| ARIA | Sell | ARIAD PHARMACEUTICALS | $24,000 | -20.0% | 3,500 | -36.4% | 0.01% | -25.0% |
| KO | Sell | COCA COLA COMPANY | $21,000 | -92.0% | 500 | -91.9% | 0.01% | -92.1% |
| DDAIF | DAIMLER AG FUS SHARES | $21,000 | +10.5% | 249 | 0.0% | 0.01% | +14.3% | |
| VFH | VANGUARD FINANCIALS | $23,000 | +4.5% | 465 | 0.0% | 0.01% | 0.0% | |
| IIM | INVESCO VALUE MUNI INCM TRUST SBI | $23,000 | +9.5% | 1,400 | 0.0% | 0.01% | 0.0% | |
| NGLS | New | TARGA RESOURCES PTNR LP | $22,000 | – | 450 | +100.0% | 0.01% | – |
| SIRI | SIRIUS XM HLDGS INC | $23,000 | 0.0% | 6,650 | 0.0% | 0.01% | -11.1% | |
| POM | PEPCO HOLDINGS INC | $22,000 | +4.8% | 800 | 0.0% | 0.01% | 0.0% | |
| INVN | INVENSENSE INC | $20,000 | -16.7% | 1,200 | 0.0% | 0.01% | -22.2% | |
| ACHN | New | ACHILLION PHARMA INC | $18,000 | – | 1,500 | +100.0% | 0.01% | – |
| ATLS | ATLAS ENERGY LP | $19,000 | -26.9% | 600 | 0.0% | 0.01% | -30.0% | |
| BCS | Buy | BARCLAYS PLC ADR FSPONSORED ADR 1 ADR REP 4adr | $20,000 | +33.3% | 1,330 | +33.0% | 0.01% | +16.7% |
| CTIC | New | CTI BIOPHARMA CORP | $19,000 | – | 8,000 | +100.0% | 0.01% | – |
| DNKN | DUNKIN BRANDS GROUP INC | $19,000 | -5.0% | 450 | 0.0% | 0.01% | -12.5% | |
| ERF | New | ENERPLUS CORP F | $19,000 | – | 2,000 | +100.0% | 0.01% | – |
| FNMAS | Sell | FNMA 8.25% PFDPFD SER S DUE 12/31/99pfd | $18,000 | -75.0% | 4,600 | -40.1% | 0.01% | -75.0% |
| IQI | INVESCO QLTY MUN INCM TRSBI | $19,000 | 0.0% | 1,526 | 0.0% | 0.01% | 0.0% | |
| OIH | Sell | MKT VECTORS OIL SERVICESOIL SERVICES ETF | $20,000 | -33.3% | 560 | -6.7% | 0.01% | -41.7% |
| MET | METLIFE INC | $18,000 | +5.9% | 324 | 0.0% | 0.01% | 0.0% | |
| NID | NUVEEN INTER DURATION MUNI TERM FD | $20,000 | 0.0% | 1,600 | 0.0% | 0.01% | -12.5% | |
| GLD | Sell | SPDR GOLD TRUST SPDR GOLD SHARES | $20,000 | -81.3% | 172 | -81.3% | 0.01% | -82.9% |
| SFTBY | SOFTBANK CORP ADR FUNSPONSORED ADR 1 ADR REPS 0adr | $18,000 | -14.3% | 600 | 0.0% | 0.01% | -12.5% | |
| SPH | SUBURBAN PROPANE PRT L PUNIT REP LTD PART INT | $18,000 | -5.3% | 416 | 0.0% | 0.01% | 0.0% | |
| TWX | TIME WARNER INC NEW | $20,000 | +11.1% | 233 | 0.0% | 0.01% | 0.0% | |
| WHR | WHIRLPOOL CORP | $19,000 | +26.7% | 100 | 0.0% | 0.01% | +16.7% | |
| MBBYF | New | MOBILEYE NV F | $20,000 | – | 510 | +100.0% | 0.01% | – |
| NNA | New | NAVIOS MARITIME F | $19,000 | – | 4,500 | +100.0% | 0.01% | – |
| SB | New | SAFE BULKERS INC F | $18,000 | – | 4,500 | +100.0% | 0.01% | – |
| PXD | New | PIONEER NATURAL RES CO | $15,000 | – | 100 | +100.0% | 0.01% | – |
| TNET | TRINET GROUP INC | $16,000 | +23.1% | 500 | 0.0% | 0.01% | +20.0% | |
| VIAB | VIACOM INC CL B NEW | $17,000 | -5.6% | 229 | 0.0% | 0.01% | -14.3% | |
| VOD | Sell | VODAFONE GROUP NEW ADR FSPONSORED ADR 1 ADR REP 10adr | $15,000 | 0.0% | 447 | -1.8% | 0.01% | 0.0% |
| NOK | NOKIA CORP SPON ADR F1 ADR REP 1 NOKIA CORPSadr | $16,000 | -5.9% | 2,000 | 0.0% | 0.01% | -14.3% | |
| MYE | MYERS INDUSTRIES INC | $16,000 | 0.0% | 915 | 0.0% | 0.01% | 0.0% | |
| GSVC | GSV CAPITAL CORP | $15,000 | -11.8% | 1,725 | 0.0% | 0.01% | -14.3% | |
| KF | KOREA FUND INC NEW | $17,000 | -10.5% | 450 | 0.0% | 0.01% | -14.3% | |
| DD | Buy | DU PONT E I DE NEMOUR&CO | $16,000 | +6.7% | 209 | +0.5% | 0.01% | 0.0% |
| EDD | Sell | M S EMERGING MKTS DEBT | $15,000 | -58.3% | 1,450 | -51.7% | 0.01% | -57.1% |
| RIG | Sell | TRANSOCEAN INC NEW F | $15,000 | -89.0% | 835 | -80.5% | 0.01% | -88.5% |
| CNP | CENTERPOINT ENERGY INC | $16,000 | 0.0% | 670 | 0.0% | 0.01% | 0.0% | |
| VIA | VIACOM INC CL A NEW | $17,000 | 0.0% | 221 | 0.0% | 0.01% | -14.3% | |
| EXC | EXELON CORPORATION | $14,000 | +7.7% | 381 | 0.0% | 0.01% | 0.0% | |
| GFF | GRIFFON CORP | $13,000 | +8.3% | 1,000 | 0.0% | 0.01% | 0.0% | |
| GG | GOLDCORP INC NEW F | $14,000 | -22.2% | 765 | 0.0% | 0.01% | -28.6% | |
| ACAS | AMERICAN CAPITAL LTD | $14,000 | 0.0% | 962 | 0.0% | 0.01% | 0.0% | |
| MCD | Buy | MC DONALDS CORP | $13,000 | 0.0% | 135 | +0.7% | 0.01% | 0.0% |
| VTR | VENTAS INC REIT | $14,000 | +16.7% | 200 | 0.0% | 0.01% | 0.0% | |
| IHI | New | ISHARES MEDICAL DEVICES ETF | $13,000 | – | 110 | +100.0% | 0.01% | – |
| CBRL | New | CRACKER BARREL OLD CTRY | $14,000 | – | 100 | +100.0% | 0.01% | – |
| WAL-MART DE MEX SAB ORDFCLASS V FULL VOTING RTS | $11,000 | -15.4% | 5,020 | 0.0% | 0.00% | -20.0% | ||
| DUK | Sell | DUKE ENERGY CORP NEW | $10,000 | -60.0% | 115 | -66.3% | 0.00% | -60.0% |
| ISD | PRUDENTIAL SHORT DURA | $10,000 | 0.0% | 600 | 0.0% | 0.00% | 0.0% | |
| BBT | BB&T CORPORATION | $11,000 | 0.0% | 283 | 0.0% | 0.00% | 0.0% | |
| RAIL | New | FREIGHTCAR AMERICA INC | $11,000 | – | 400 | +100.0% | 0.00% | – |
| KMB | KIMBERLY-CLARK CORP | $12,000 | +9.1% | 100 | 0.0% | 0.00% | 0.0% | |
| CHN | CHINA FUND INC | $11,000 | -8.3% | 580 | 0.0% | 0.00% | -20.0% | |
| EVM | EATON VANCE CALIFORNIA MUNI BOND FUND | $12,000 | +9.1% | 1,000 | 0.0% | 0.00% | 0.0% | |
| AWF | New | ALLIANCEBERNSTEIN GLOBAL | $12,000 | – | 1,000 | +100.0% | 0.00% | – |
| EWJ | ISHARES MSCI JPN ETF JAPAN | $11,000 | -8.3% | 1,000 | 0.0% | 0.00% | -20.0% | |
| CBSA | CBS CORPORATION CL A NEW | $11,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| FOSL | New | FOSSIL GROUP INC | $11,000 | – | 100 | +100.0% | 0.00% | – |
| FMCKJ | New | FHLMC 8.375% PFDPFD SER Zpfd | $12,000 | – | 3,000 | +100.0% | 0.00% | – |
| FNMAK | New | FNMA 5.5% PFDPFD SER Npfd | $12,000 | – | 2,180 | +100.0% | 0.00% | – |
| SANTOS LTD ORD F | $11,000 | -45.0% | 1,658 | 0.0% | 0.00% | -50.0% | ||
| CBS | CBS CORPORATION CL B NEW | $11,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| WIZD | WIZARD WORLD INC | $11,000 | -21.4% | 15,000 | 0.0% | 0.00% | -20.0% | |
| OTTR | OTTER TAIL CORPORATION | $10,000 | +11.1% | 319 | 0.0% | 0.00% | +33.3% | |
| NWSA | NEWS CORP NEW CL A | $7,000 | -12.5% | 475 | 0.0% | 0.00% | 0.0% | |
| NRXGQ | New | NEPHROGENEX INC | $7,000 | – | 500 | +100.0% | 0.00% | – |
| MDLZ | MONDELEZ INTL INC CL A | $8,000 | +14.3% | 207 | 0.0% | 0.00% | 0.0% | |
| PGX | POWERSHS EXCH TRAD FD TRPREFERRED PORTFOLIO ETF | $7,000 | 0.0% | 500 | 0.0% | 0.00% | 0.0% | |
| TWM | PROSHS ULTRASHT ETF NEW 2X RUSSELL 2000 | $7,000 | -22.2% | 177 | 0.0% | 0.00% | 0.0% | |
| LBIO | Sell | LION BIOTECHNOLOGIES INC | $8,000 | -27.3% | 1,000 | -33.3% | 0.00% | -25.0% |
| IWM | Sell | ISHARES TR RUSSELL 2000 ETF | $7,000 | -98.7% | 55 | -98.9% | 0.00% | -98.6% |
| RBSPRLCL | ROYAL BK SCOT 5.75% PFDPFD SER L DUE 09/30/99pfd | $9,000 | 0.0% | 400 | 0.0% | 0.00% | 0.0% | |
| R104PS | New | SITO MOBILE LTD | $9,000 | – | 46,000 | +100.0% | 0.00% | – |
| SBUX | STARBUCKS CORP | $8,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| FAST | FASTENAL CO | $7,000 | +16.7% | 140 | 0.0% | 0.00% | +50.0% | |
| STI | Buy | SUNTRUST BANKS INC | $7,000 | +16.7% | 155 | +0.6% | 0.00% | +50.0% |
| X | Sell | UNITED STATES STEEL CORP | $8,000 | -33.3% | 300 | -1.3% | 0.00% | -40.0% |
| WMT | WAL-MART STORES INC | $8,000 | +14.3% | 88 | 0.0% | 0.00% | 0.0% | |
| BXMT | BLACKSTONE MORTGAGE TR CLASS A | $9,000 | +12.5% | 300 | 0.0% | 0.00% | 0.0% | |
| BB | BLACKBERRY LTD F | $8,000 | 0.0% | 750 | 0.0% | 0.00% | 0.0% | |
| BGH | BABSON CAP GLOBAL SHORT | $9,000 | -10.0% | 430 | 0.0% | 0.00% | -25.0% | |
| AVEO | AVEO PHARMACEUTICALS INC | $8,000 | -27.3% | 10,000 | 0.0% | 0.00% | -25.0% | |
| New | NEURODERM LTD F | $7,000 | – | 500 | +100.0% | 0.00% | – | |
| NUOTQ | New | NUO THERAPEUTICS INC | $8,000 | – | 27,000 | +100.0% | 0.00% | – |
| JRO | New | NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | $5,000 | – | 430 | +100.0% | 0.00% | – |
| SYRX | New | SYSOREX GLOBAL HLDGS NEW | $6,000 | – | 3,000 | +100.0% | 0.00% | – |
| TSI | TCW STRATEGIC INCM FUND | $5,000 | 0.0% | 869 | 0.0% | 0.00% | 0.0% | |
| TWC | TIME WARNER CABLE | $5,000 | 0.0% | 33 | 0.0% | 0.00% | 0.0% | |
| HSBC | New | HSBC HLDGS PLC ADR NEW FSPONSORED ADR 1 ADR REPS 5adr | $5,000 | – | 105 | +100.0% | 0.00% | – |
| NU | Sell | NORTHEAST UTILITIES | $5,000 | -28.6% | 100 | -38.3% | 0.00% | -33.3% |
| FLR | New | FLUOR CORPORATION NEW | $6,000 | – | 100 | +100.0% | 0.00% | – |
| SHOO | MADDEN STEVEN LTD | $5,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| BCSPRDCL | BARCLAYS BAN 8.125% PFDPFD SER 5 DUE 04/11/99pfd | $5,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| EQIX | Buy | EQUINIX INC NEW | $5,000 | +66.7% | 24 | +71.4% | 0.00% | +100.0% |
| FDX | Buy | FEDEX CORPORATION | $6,000 | +20.0% | 33 | +3.1% | 0.00% | 0.0% |
| MWRCL | MORGAN STNLY TR 6.25%PFD DUE 03/01/33SUBJ TO XTROpfd | $6,000 | 0.0% | 236 | 0.0% | 0.00% | 0.0% | |
| CTSH | New | COGNIZANT TECH SOL CL A | $5,000 | – | 100 | +100.0% | 0.00% | – |
| CBJCL | CABCO FOR JC P 7.625%PFD DUE 03/01/97SUBJ TO XTROpfd | $6,000 | -25.0% | 400 | 0.0% | 0.00% | -33.3% | |
| PCGPRE | PACIFIC GAS ELEC 6% PFDPFDpfd | $6,000 | 0.0% | 225 | 0.0% | 0.00% | 0.0% | |
| AKBA | New | AKEBIA THERAPEUTICS INC | $6,000 | – | 500 | +100.0% | 0.00% | – |
| GMLP | New | GOLAR LNG LTD F | $5,000 | – | 150 | +100.0% | 0.00% | – |
| CSCO | CISCO SYSTEMS INC | $5,000 | 0.0% | 180 | 0.0% | 0.00% | 0.0% | |
| ZINCQ | New | HORSEHEAD HOLDING CORP | $6,000 | – | 400 | +100.0% | 0.00% | – |
| GDX | Sell | MARKET VECTORS ETF TRUSTGOLD MINERS FUND | $5,000 | -95.8% | 270 | -95.1% | 0.00% | -95.6% |
| FISH | MARLIN MIDSTREAM PTNS | $5,000 | -16.7% | 300 | 0.0% | 0.00% | 0.0% | |
| SUNEQ | New | SUNEDISON INC | $2,000 | – | 115 | +100.0% | 0.00% | – |
| CLNE | CLEAN ENERGY FUELS CORP | $4,000 | -33.3% | 750 | 0.0% | 0.00% | -50.0% | |
| VLO | VALERO ENERGY CORP NEW | $2,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| CHD | CHURCH & DWIGHT CO INC | $2,000 | 0.0% | 25 | 0.0% | 0.00% | 0.0% | |
| KEYS | New | KEYSIGHT TECHNOLOGIES | $2,000 | – | 50 | +100.0% | 0.00% | – |
| LNG | New | CHENIERE ENERGY INC NEW | $2,000 | – | 30 | +100.0% | 0.00% | – |
| FNMAL | FNMA 4.75% PFDPFD SER Mpfd | $2,000 | -66.7% | 397 | 0.0% | 0.00% | -50.0% | |
| PG | Sell | PROCTER & GAMBLE | $4,000 | -99.9% | 48 | -99.9% | 0.00% | -100.0% |
| MPC | MARATHON PETE CORP | $2,000 | 0.0% | 20 | 0.0% | 0.00% | 0.0% | |
| CSX | C S X CORP | $2,000 | 0.0% | 65 | 0.0% | 0.00% | 0.0% | |
| V | VISA INC CL A CLASS A | $4,000 | 0.0% | 17 | 0.0% | 0.00% | -50.0% | |
| HOLX | New | HOLOGIC INC | $3,000 | – | 100 | +100.0% | 0.00% | – |
| BWP | New | BOARDWALK PIPELINE PTNRS | $2,000 | – | 115 | +100.0% | 0.00% | – |
| NUE | NUCOR CORP | $3,000 | 0.0% | 60 | 0.0% | 0.00% | 0.0% | |
| BIIB | BIOGEN IDEC INC | $3,000 | 0.0% | 10 | 0.0% | 0.00% | 0.0% | |
| MDVN | MEDIVATION INC | $3,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| XYL | XYLEM INC | $2,000 | 0.0% | 65 | 0.0% | 0.00% | 0.0% | |
| NIO | NUVEEN MUNI OPPTY FD INC | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| ADP | AUTO DATA PROCESSING | $4,000 | 0.0% | 50 | 0.0% | 0.00% | -50.0% | |
| ZNGA | ZYNGA INC | $3,000 | 0.0% | 1,214 | 0.0% | 0.00% | 0.0% | |
| NLY | ANNALY CAPITAL MGMT REIT | $4,000 | 0.0% | 400 | 0.0% | 0.00% | -50.0% | |
| AAUKY | ANGLO AMERN PLC ADS FUNSPONSORED ADR 1 ADR REP 1/adr | $3,000 | -25.0% | 323 | 0.0% | 0.00% | -50.0% | |
| APC | ANADARKO PETROLEUM CORP | $4,000 | -20.0% | 53 | 0.0% | 0.00% | -50.0% | |
| F113PS | COVIDIEN PLC NEW F | $3,000 | +50.0% | 26 | 0.0% | 0.00% | 0.0% | |
| NRG | NRG ENERGY INC NEW | $2,000 | 0.0% | 64 | 0.0% | 0.00% | 0.0% | |
| ET | New | ENERGY TRANSFER EQUITY | $2,000 | – | 35 | +100.0% | 0.00% | – |
| MNDO | New | MIND C T I LTD F | $3,000 | – | 800 | +100.0% | 0.00% | – |
| EMN | EASTMAN CHEMICAL CO | $3,000 | 0.0% | 42 | 0.0% | 0.00% | 0.0% | |
| A | AGILENT TECHNOLOGIES INC | $4,000 | -33.3% | 101 | 0.0% | 0.00% | -50.0% | |
| GPS | New | GAP INC | $4,000 | – | 103 | +100.0% | 0.00% | – |
| ACM | AECOM TECHNOLOGY CORP | $2,000 | -33.3% | 80 | 0.0% | 0.00% | 0.0% | |
| PCGPRB | PACIFIC GAS EL 5.5% PFDPFDpfd | $4,000 | 0.0% | 137 | 0.0% | 0.00% | -50.0% | |
| SAIC | SCIENCE APPLICATIONS | $2,000 | 0.0% | 40 | 0.0% | 0.00% | 0.0% | |
| DQUEM | DUQUESNE LIGH 3.75% PFDPFDpfd | $4,000 | 0.0% | 100 | 0.0% | 0.00% | -50.0% | |
| DDD | 3 D SYSTEMS CORP | $3,000 | -40.0% | 100 | 0.0% | 0.00% | -50.0% | |
| MMM | 3M COMPANY | $2,000 | +100.0% | 10 | 0.0% | 0.00% | – | |
| SCEPRC | SOCAL EDISON 4.24% PFDPFD 4.24%pfd | $3,000 | 0.0% | 125 | 0.0% | 0.00% | 0.0% | |
| XHB | SPDR S&P HOMEBUILDERS ETF | $4,000 | 0.0% | 120 | 0.0% | 0.00% | -50.0% | |
| HUN | New | HUNTSMAN CORPORATION | $2,000 | – | 85 | +100.0% | 0.00% | – |
| SCEPRB | SOCAL EDISON 4.08% PFDPFD 4.08%pfd | $3,000 | 0.0% | 125 | 0.0% | 0.00% | 0.0% | |
| RBSPRHCL | ROYAL BK SCOT 7.25% PFDPFD SER Hpfd | $3,000 | 0.0% | 125 | 0.0% | 0.00% | 0.0% | |
| USB | U S BANCORP DEL NEW | $2,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| CNDO | CORONADO BIOSCIENCES INC | $3,000 | 0.0% | 1,500 | 0.0% | 0.00% | 0.0% | |
| CYH | New | COMMUNITY HEALTH SYSTEMS | $2,000 | – | 40 | +100.0% | 0.00% | – |
| FNMA | FANNIE MAE | $2,000 | 0.0% | 800 | 0.0% | 0.00% | 0.0% | |
| NKE | Buy | NIKE INC CLASS B | $4,000 | 0.0% | 43 | +2.4% | 0.00% | -50.0% |
| PGNPQ | Exit | PARAGON OFFSHORE PLC F | $0 | – | -100 | -100.0% | 0.00% | – |
| TIME | Exit | TIME INC | $0 | – | -28 | -100.0% | 0.00% | – |
| CWGL | CRIMSON WINE GROUP | $1,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| UPS | Buy | UNITED PARCEL SERVICE B CLASS B | $1,000 | 0.0% | 9 | +12.5% | 0.00% | – |
| IFUS | IMPACT FUSION INTL INC | $1,000 | 0.0% | 200,000 | 0.0% | 0.00% | – | |
| MRO | MARATHON OIL CORP | $1,000 | -50.0% | 40 | 0.0% | 0.00% | -100.0% | |
| VCRA | VOCERA COMMUNICATIONS | $1,000 | 0.0% | 80 | 0.0% | 0.00% | – | |
| WM | Buy | WASTE MANAGEMENT INC DEL | $1,000 | 0.0% | 18 | +12.5% | 0.00% | – |
| BWEN | BROADWIND ENERGY NEW | $1,000 | 0.0% | 112 | 0.0% | 0.00% | – | |
| NQ | Sell | NQ MOBILE INC ADR FSPONSORED ADR 1 ADR REPS 5adr | $1,000 | -66.7% | 350 | -30.0% | 0.00% | -100.0% |
| MTLQU | MOTORS LIQ CO GUC TRUST | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| AA | Buy | ALCOA INC | $1,000 | 0.0% | 62 | +10.7% | 0.00% | – |
| OXY | Buy | OCCIDENTAL PETE CORP | $1,000 | 0.0% | 11 | +10.0% | 0.00% | – |
| ACST | ACASTI PHARMA INC FCLASS A SHARES | $1,000 | 0.0% | 1,490 | 0.0% | 0.00% | – | |
| PHOT | Exit | GROWLIFE INC | $0 | – | -16,000 | -100.0% | 0.00% | – |
| XIDEQ | Exit | EXIDE TECHNOLOGIES NEW | $0 | – | -5,000 | -100.0% | 0.00% | – |
| NBG | Exit | NATL BK GREECE NEW ADRadr | $0 | – | -50 | -100.0% | 0.00% | – |
| NG | Exit | NOVAGOLD RES INC NEW F | $0 | – | -100 | -100.0% | 0.00% | – |
| DPS | Exit | DR PEPPER SNAPPLE GROUP | $0 | – | -2 | -100.0% | 0.00% | – |
| NEM | Exit | NEWMONT MINING CORP | $0 | – | -59 | -100.0% | 0.00% | – |
| MNKKQ | Exit | MALLINCKRODT PUB F | $0 | – | -3 | -100.0% | 0.00% | – |
| TBPH | Exit | THERAVANCE BIOPHARMA F | $0 | – | -22 | -100.0% | 0.00% | – |
| HES | Exit | HESS CORPORATION | $0 | – | -6 | -100.0% | 0.00% | – |
| SENY | Exit | SAUER ENERGY INC | $0 | – | -1,200 | -100.0% | 0.00% | – |
| AOL | Exit | AOL INC | $0 | – | -10 | -100.0% | 0.00% | – |
| FTR | Sell | FRONTIER COMMUNICATIONS | $1,000 | 0.0% | 206 | -1.4% | 0.00% | – |
| SCHW | Buy | THE CHARLES SCHWAB CORP | $1,000 | 0.0% | 35 | +9.4% | 0.00% | – |
| EXG | Exit | EV TAX MAN GLB DIV EQTY | $0 | – | -160 | -100.0% | -0.00% | – |
| WAG | Exit | WALGREEN COMPANY | $0 | – | -80 | -100.0% | -0.00% | – |
| QTEC | Exit | FIRST TR NASDAQ 100 | $0 | – | -161 | -100.0% | -0.00% | – |
| NEBLQ | Exit | NOBLE CORP PLC | $0 | – | -300 | -100.0% | -0.00% | – |
| AZSEY | Exit | ALLIANZ SE ADRadr | $0 | – | -500 | -100.0% | -0.00% | – |
| CAG | Exit | CONAGRA FOODS INC | $0 | – | -215 | -100.0% | -0.00% | – |
| HEROQ | Exit | HERCULES OFFSHORE INC | $0 | – | -5,000 | -100.0% | -0.00% | – |
| CMXI | Exit | CYTOMEDIX INC NEW | $0 | – | -27,000 | -100.0% | -0.00% | – |
| GLNG | Exit | GOLAR LNG LTD F | $0 | – | -150 | -100.0% | -0.00% | – |
| DB | Exit | DEUTSCHE BANK | $0 | – | -300 | -100.0% | -0.00% | – |
| CSLT | Exit | CASTLIGHT HEALTH INC | $0 | – | -750 | -100.0% | -0.00% | – |
| NRK | Exit | NUVEEN NY AMT FREE MUNI INCOME FUND | $0 | – | -1,000 | -100.0% | -0.01% | – |
| BLOX | Exit | INFOBLOX | $0 | – | -850 | -100.0% | -0.01% | – |
| COCP | Exit | COCRYSTAL PHARMA INC | $0 | – | -34,000 | -100.0% | -0.01% | – |
| AUY | Exit | YAMANA GOLD INC F | $0 | – | -2,600 | -100.0% | -0.01% | – |
| PID | Exit | POWERSHS EXCH TRAD FD TR | $0 | – | -990 | -100.0% | -0.01% | – |
| CMLP | Exit | CRESTWOOD MID LP NEW | $0 | – | -864 | -100.0% | -0.01% | – |
| ANRZQ | Exit | ALPHA NATURAL RESOURCES | $0 | – | -8,000 | -100.0% | -0.01% | – |
| SITO | Exit | SINGLE TOUCH SYSTEMS INC | $0 | – | -46,000 | -100.0% | -0.01% | – |
| CEQP | Exit | CRESTWOOD EQUITY LP | $0 | – | -2,000 | -100.0% | -0.01% | – |
| KYE | Exit | KAYNE ANDERSON ENERGY FD | $0 | – | -649 | -100.0% | -0.01% | – |
| DSEEY | Exit | DAIWA SECURITIES GP ADR | $0 | – | -2,900 | -100.0% | -0.01% | – |
| NMR | Exit | NOMURA HOLDINGS NEW ADRadr | $0 | – | -3,900 | -100.0% | -0.01% | – |
| ISNPY | Exit | INTESA SANPAOLO ORD F | $0 | – | -8,000 | -100.0% | -0.01% | – |
| M102SC | Exit | NUVEEN EQTY PREM OPTY FD | $0 | – | -2,000 | -100.0% | -0.01% | – |
| MRIN | Exit | MARIN SOFTWARE INC | $0 | – | -3,000 | -100.0% | -0.01% | – |
| FNMAT | Exit | FNMA 8.25% PFDpfd | $0 | – | -2,217 | -100.0% | -0.01% | – |
| OREX | Exit | OREXIGEN THERAPEUTICS | $0 | – | -7,000 | -100.0% | -0.01% | – |
| TAN | Exit | GUGGENHEIM ETF NEW SOLAR ENERGY | $0 | – | -825 | -100.0% | -0.01% | – |
| TCMCF | Exit | THOMPSON CREEK 6.50%pfd | $0 | – | -2,500 | -100.0% | -0.01% | – |
| 9207PS | Exit | ROCK-TENN CO CL A | $0 | – | -1,000 | -100.0% | -0.02% | – |
| BVSN | Exit | BROADVISION INC NEW | $0 | – | -6,000 | -100.0% | -0.02% | – |
| KEY | Exit | KEYCORP INC NEW | $0 | – | -3,861 | -100.0% | -0.02% | – |
| RUSL | Exit | DIREXION SHS DAILY RUSSIA BULL | $0 | – | -5,000 | -100.0% | -0.02% | – |
| ESV | Exit | ENSCO PLC CLASS A FCLASS A | $0 | – | -1,500 | -100.0% | -0.02% | – |
| Exit | REWALK ROBOTICS LTD F | $0 | – | -2,000 | -100.0% | -0.02% | – | |
| SSYS | Exit | STRATASYS LTD F | $0 | – | -530 | -100.0% | -0.02% | – |
| JOE | Exit | ST JOE COMPANY | $0 | – | -3,400 | -100.0% | -0.03% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICAL PLCF | $0 | – | -500 | -100.0% | -0.03% | – |
| GDXJ | Exit | MARKET VECTORS JUNIOR GOLD MINERS | $0 | – | -2,500 | -100.0% | -0.03% | – |
| RSX | Exit | MARKET VECTORS ETF RUSSIA ETF | $0 | – | -4,000 | -100.0% | -0.04% | – |
| OILNF | Exit | BARCLAYS IPATH ETN GSCI CRUDE OIL INDEX | $0 | – | -4,000 | -100.0% | -0.04% | – |
| DOFSQ | Exit | DIAMOND OFFSHR DRILLING | $0 | – | -3,061 | -100.0% | -0.04% | – |
| ENLK | Exit | ENLINK MIDSTREAM PTRS LP | $0 | – | -4,800 | -100.0% | -0.06% | – |
| EWZ | Exit | ISHARES MSCI BRAZIL ETF BRAZIL CAPPED | $0 | – | -5,000 | -100.0% | -0.08% | – |
| NQJ | Exit | NUVEEN NJ INVT QLTY MUN | $0 | – | -24,400 | -100.0% | -0.12% | – |
| PST | Exit | PROSHS ULTRASHORT LEHMAN 7-10 YEAR | $0 | – | -12,500 | -100.0% | -0.13% | – |
| PERS | Exit | SANDRIDGE PERMIAN TR | $0 | – | -34,700 | -100.0% | -0.13% | – |
| NNJ | Exit | NUVEEN N J PREM INCM MUN | $0 | – | -26,855 | -100.0% | -0.14% | – |
| NAO | Exit | NORDIC AMERN OFFSHORE F | $0 | – | -30,000 | -100.0% | -0.20% | – |
| FSFR | Exit | FIFTH STR SR FLT RT | $0 | – | -48,656 | -100.0% | -0.22% | – |
| APA | Exit | APACHE CORP | $0 | – | -7,115 | -100.0% | -0.26% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON | $0 | – | -89,275 | -100.0% | -1.94% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -62,805 | -100.0% | -2.01% | – |
| WFT | Exit | WEATHERFORD INTL NEW F | $0 | – | -330,522 | -100.0% | -2.65% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-01-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 8.5% |
| MICROSOFT CORP | 42 | Q3 2023 | 6.6% |
| MERCK & CO INC NEW | 42 | Q3 2023 | 5.9% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 3.4% |
| PFIZER INCORPORATED | 42 | Q3 2023 | 4.8% |
| GENERAL DYNAMICS CORP | 42 | Q3 2023 | 4.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 3.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 3.5% |
| BP PLC-SPONS ADR | 42 | Q3 2023 | 4.5% |
| PROCTER & GAMBLE CO/THE | 42 | Q3 2023 | 4.0% |
View Edge Wealth Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-16 |
| 13F-HR | 2024-01-11 |
| 13F-HR | 2023-10-13 |
| 13F-HR | 2023-07-14 |
| 13F-HR | 2023-04-18 |
| 13F-HR | 2023-01-25 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-22 |
| 13F-HR | 2022-04-14 |
| 13F-HR/A | 2022-01-21 |
View Edge Wealth Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.