Q3 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| N/An/a | $0 | – | 0 | – | 0.00% | – |
Q2 2016
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | N/An/a | $0 | – | 0 | – | 0.00% | – |
Q4 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | N/An/a | $0 | – | 0 | – | 0.00% | – |
Q3 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | N/An/a | $0 | – | 0 | – | 0.00% | – | |
| GDX | Exit | MARKET VECTORS ETF TRgold miner etf | $0 | – | -1,273,300 | – | -100.00% | – |
Q2 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GDX | New | MARKET VECTORS ETF TRgold miner etf | $22,614,000 | – | 1,273,300 | – | 100.00% | – |
Q4 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TAST | Exit | CARROLS RESTAURANT GROUP INC | $0 | – | -50,000 | – | -0.03% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INC | $0 | – | -1,144,514 | – | -0.75% | – |
| Exit | AKORN INCnote 3.500% 6/0 | $0 | – | -4,991,000 | – | -1.56% | – | |
| Exit | GILEAD SCIENCES INCnote 1.625% 5/0 | $0 | – | -14,631,000 | – | -5.18% | – | |
| Exit | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $0 | – | -106,332,000 | – | -18.42% | – | |
| Exit | SBA COMMUNICATIONS CORPnote 4.000%10/0 | $0 | – | -270,003,000 | – | -74.06% | – |
Q3 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SBA COMMUNICATIONS CORPnote 4.000%10/0 | $977,174,000 | +12.2% | 270,003,000 | +4.1% | 74.06% | +36.0% | |
| New | GILEAD SCIENCES INCnote 1.625% 5/0 | $68,345,000 | – | 14,631,000 | – | 5.18% | – | |
| SUPN | Sell | SUPERNUS PHARMACEUTICALS INC | $9,946,000 | -28.5% | 1,144,514 | -9.8% | 0.75% | -13.2% |
| OPK | Exit | OPKO HEALTH INCput | $0 | – | -1,935,900 | – | -1.07% | – |
| OPK | Exit | OPKO HEALTH INC | $0 | – | -7,326,900 | – | -4.05% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -1,869,400 | – | -22.87% | – |
Q2 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | SBA COMMUNICATIONS CORPnote 4.000%10/0 | $871,121,000 | – | 259,253,000 | – | 54.46% | – | |
| SPY | New | SPDR S&P 500 ETF TRput | $365,879,000 | – | 1,869,400 | – | 22.87% | – |
| New | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $247,414,000 | – | 106,332,000 | – | 15.47% | – | |
| OPK | New | OPKO HEALTH INC | $64,770,000 | – | 7,326,900 | – | 4.05% | – |
| New | AKORN INCnote 3.500% 6/0 | $18,998,000 | – | 4,991,000 | – | 1.19% | – | |
| OPK | New | OPKO HEALTH INCput | $17,114,000 | – | 1,935,900 | – | 1.07% | – |
| SUPN | New | SUPERNUS PHARMACEUTICALS INC | $13,901,000 | – | 1,269,457 | – | 0.87% | – |
| TAST | New | CARROLS RESTAURANT GROUP INC | $356,000 | – | 50,000 | – | 0.02% | – |
Q4 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| OPK | Exit | OPKO HEALTH INCcall | $0 | – | -7,500 | – | -0.00% | – |
| MTBWS | Exit | M & T BK CORP*w exp 12/23/201 | $0 | – | -8,700 | – | -0.02% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INC | $0 | – | -48,977 | – | -0.02% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -7,300 | – | -0.02% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INCput | $0 | – | -116,100 | – | -0.04% | – |
| Exit | COBALT INTL ENERGY INCnote 2.625%12/0 | $0 | – | -1,605,000 | – | -0.08% | – | |
| BZT | Exit | BEAZER HOMES USA INCunit 99/99/9999 | $0 | – | -60,000 | – | -0.09% | – |
| Exit | EXELIXIS INCnote 4.250% 8/1 | $0 | – | -1,500,000 | – | -0.09% | – | |
| GMWSB | Exit | GENERAL MTRS CO*w exp 07/10/201 | $0 | – | -100,000 | – | -0.09% | – |
| Exit | STILLWATER MNG COnote 1.750%10/1 | $0 | – | -2,500,000 | – | -0.13% | – | |
| Exit | AKORN INCnote 3.500% 6/0 | $0 | – | -2,000,000 | – | -0.23% | – | |
| Exit | WESCO INTL INCdbcv 6.000% 9/1 | $0 | – | -4,500,000 | – | -0.62% | – | |
| Exit | EQUINIX INCnote 4.750% 6/1 | $0 | – | -5,773,000 | – | -0.65% | – | |
| Exit | ALLIANCE DATA SYSTEMS CORPnote 4.750% 5/1 | $0 | – | -4,000,000 | – | -0.89% | – | |
| Exit | MYLAN INCnote 3.750% 9/1 | $0 | – | -11,291,000 | – | -1.64% | – | |
| Exit | D R HORTON INCnote 2.000% 5/1 | $0 | – | -25,736,000 | – | -1.97% | – | |
| OPK | Exit | OPKO HEALTH INCput | $0 | – | -5,248,700 | – | -2.32% | – |
| Exit | WESTERN REFNG INCnote 5.750% 6/1 | $0 | – | -17,057,000 | – | -2.68% | – | |
| Exit | E M C CORP MASSnote 1.750%12/0 | $0 | – | -36,580,000 | – | -2.93% | – | |
| Exit | TERADYNE INCnote 4.500% 3/1 | $0 | – | -25,614,000 | – | -3.88% | – | |
| Exit | TYSON FOODS INCnote 3.250%10/1 | $0 | – | -68,886,000 | – | -5.93% | – | |
| Exit | GILEAD SCIENCES INCnote 1.000% 5/0 | $0 | – | -50,977,000 | – | -7.12% | – | |
| Exit | CMS ENERGY CORPnote 5.500% 6/1 | $0 | – | -91,094,000 | – | -8.85% | – | |
| Exit | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $0 | – | -100,176,000 | – | -9.15% | – | |
| Exit | EQUINIX INCnote 3.000%10/1 | $0 | – | -118,916,000 | – | -9.99% | – | |
| ADS | Exit | ALLIANCE DATA SYSTEMS CORPput | $0 | – | -1,000,000 | – | -10.60% | – |
| Exit | SBA COMMUNICATIONS CORPnote 4.000%10/0 | $0 | – | -224,343,000 | – | -29.96% | – |
Q3 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | SBA COMMUNICATIONS CORPnote 4.000%10/0 | $597,484,000 | +39.9% | 224,343,000 | +29.2% | 29.96% | +33.5% | |
| ADS | Sell | ALLIANCE DATA SYSTEMS CORPput | $211,470,000 | -19.2% | 1,000,000 | -30.8% | 10.60% | -22.9% |
| Buy | EQUINIX INCnote 3.000%10/1 | $199,150,000 | +44.6% | 118,916,000 | +45.6% | 9.99% | +37.9% | |
| New | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $182,457,000 | – | 100,176,000 | – | 9.15% | – | |
| Buy | CMS ENERGY CORPnote 5.500% 6/1 | $176,571,000 | -1.9% | 91,094,000 | +0.8% | 8.85% | -6.4% | |
| Buy | GILEAD SCIENCES INCnote 1.000% 5/0 | $141,896,000 | +29.0% | 50,977,000 | +5.3% | 7.12% | +23.1% | |
| Buy | TYSON FOODS INCnote 3.250%10/1 | $118,262,000 | +286.6% | 68,886,000 | +245.0% | 5.93% | +268.8% | |
| Buy | TERADYNE INCnote 4.500% 3/1 | $77,414,000 | +5.9% | 25,614,000 | +12.8% | 3.88% | +1.1% | |
| Buy | WESTERN REFNG INCnote 5.750% 6/1 | $53,423,000 | +89.9% | 17,057,000 | +76.6% | 2.68% | +81.3% | |
| OPK | New | OPKO HEALTH INCput | $46,240,000 | – | 5,248,700 | – | 2.32% | – |
| Buy | D R HORTON INCnote 2.000% 5/1 | $39,201,000 | +154.9% | 25,736,000 | +178.6% | 1.97% | +143.3% | |
| New | AKORN INCnote 3.500% 6/0 | $4,599,000 | – | 2,000,000 | – | 0.23% | – | |
| GMWSB | New | GENERAL MTRS CO*w exp 07/10/201 | $1,860,000 | – | 100,000 | – | 0.09% | – |
| Sell | COBALT INTL ENERGY INCnote 2.625%12/0 | $1,697,000 | -78.7% | 1,605,000 | -78.6% | 0.08% | -79.7% | |
| SUPN | New | SUPERNUS PHARMACEUTICALS INCput | $851,000 | – | 116,100 | – | 0.04% | – |
| LRCX | New | LAM RESEARCH CORP | $374,000 | – | 7,300 | – | 0.02% | – |
| SUPN | New | SUPERNUS PHARMACEUTICALS INC | $359,000 | – | 48,977 | – | 0.02% | – |
| OPK | New | OPKO HEALTH INCcall | $66,000 | – | 7,500 | – | 0.00% | – |
| Exit | MGIC INVT CORP WISnote 2.000% 4/0 | $0 | – | -1,000,000 | – | -0.06% | – | |
| Exit | GT ADVANCED TECHNOLOGIES INCnote 3.000%10/0 | $0 | – | -1,500,000 | – | -0.07% | – | |
| Exit | STANDARD PAC CORP NEWnote 1.250% 8/0 | $0 | – | -1,500,000 | – | -0.10% | – | |
| Exit | MERITAGE HOMES CORPnote 1.875% 9/1 | $0 | – | -3,500,000 | – | -0.20% | – | |
| Exit | NATIONAL RETAIL PPTYS INCnote 5.125% 6/1 | $0 | – | -4,987,000 | – | -0.36% | – | |
| Exit | ALLIANCE DATA SYSTEMS CORPnote 1.750% 8/0 | $0 | – | -215,423,000 | – | -25.75% | – |
Q2 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | ALLIANCE DATA SYSTEMS CORPnote 1.750% 8/0 | $489,985,000 | – | 215,423,000 | – | 25.75% | – | |
| New | SBA COMMUNICATIONS CORPnote 4.000%10/0 | $426,937,000 | – | 173,654,000 | – | 22.44% | – | |
| ADS | New | ALLIANCE DATA SYSTEMS CORPput | $261,697,000 | – | 1,445,600 | – | 13.75% | – |
| New | CMS ENERGY CORPnote 5.500% 6/1 | $179,990,000 | – | 90,409,000 | – | 9.46% | – | |
| New | EQUINIX INCnote 3.000%10/1 | $137,740,000 | – | 81,656,000 | – | 7.24% | – | |
| New | GILEAD SCIENCES INCnote 1.000% 5/0 | $109,956,000 | – | 48,427,000 | – | 5.78% | – | |
| New | TERADYNE INCnote 4.500% 3/1 | $73,082,000 | – | 22,705,000 | – | 3.84% | – | |
| New | E M C CORP MASSnote 1.750%12/0 | $54,037,000 | – | 36,580,000 | – | 2.84% | – | |
| New | TYSON FOODS INCnote 3.250%10/1 | $30,592,000 | – | 19,966,000 | – | 1.61% | – | |
| New | WESTERN REFNG INCnote 5.750% 6/1 | $28,127,000 | – | 9,657,000 | – | 1.48% | – | |
| New | MYLAN INCnote 3.750% 9/1 | $26,763,000 | – | 11,291,000 | – | 1.41% | – | |
| New | D R HORTON INCnote 2.000% 5/1 | $15,379,000 | – | 9,236,000 | – | 0.81% | – | |
| New | ALLIANCE DATA SYSTEMS CORPnote 4.750% 5/1 | $15,235,000 | – | 4,000,000 | – | 0.80% | – | |
| New | EQUINIX INCnote 4.750% 6/1 | $13,100,000 | – | 5,773,000 | – | 0.69% | – | |
| New | WESCO INTL INCdbcv 6.000% 9/1 | $11,064,000 | – | 4,500,000 | – | 0.58% | – | |
| New | COBALT INTL ENERGY INCnote 2.625%12/0 | $7,960,000 | – | 7,500,000 | – | 0.42% | – | |
| New | NATIONAL RETAIL PPTYS INCnote 5.125% 6/1 | $6,750,000 | – | 4,987,000 | – | 0.36% | – | |
| New | MERITAGE HOMES CORPnote 1.875% 9/1 | $3,829,000 | – | 3,500,000 | – | 0.20% | – | |
| New | STILLWATER MNG COnote 1.750%10/1 | $2,607,000 | – | 2,500,000 | – | 0.14% | – | |
| New | STANDARD PAC CORP NEWnote 1.250% 8/0 | $1,899,000 | – | 1,500,000 | – | 0.10% | – | |
| BZT | New | BEAZER HOMES USA INCunit 99/99/9999 | $1,735,000 | – | 60,000 | – | 0.09% | – |
| New | EXELIXIS INCnote 4.250% 8/1 | $1,457,000 | – | 1,500,000 | – | 0.08% | – | |
| New | GT ADVANCED TECHNOLOGIES INCnote 3.000%10/0 | $1,285,000 | – | 1,500,000 | – | 0.07% | – | |
| New | MGIC INVT CORP WISnote 2.000% 4/0 | $1,139,000 | – | 1,000,000 | – | 0.06% | – | |
| MTBWS | New | M & T BK CORP*w exp 12/23/201 | $330,000 | – | 8,700 | – | 0.02% | – |