$397 Million is the total value of Regent Investment Management LLC's 234 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 11.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC | $25,371,000 | -9.2% | 207,707 | -1.4% | 6.39% | -17.6% |
| AMZN | Buy | AMAZON COM INC | $16,021,000 | +0.4% | 5,178 | +5.7% | 4.03% | -8.9% |
| BFB | Buy | BROWN FORMAN CORPcl b | $15,069,000 | +100.3% | 218,480 | +130.6% | 3.79% | +81.7% |
| JPM | Buy | JPMORGAN CHASE & CO | $14,415,000 | +20.6% | 94,691 | +0.7% | 3.63% | +9.5% |
| GOOG | Sell | ALPHABET INC. CLASS Ccap stk cl c | $13,779,000 | +17.7% | 6,661 | -0.3% | 3.47% | +6.8% |
| FB | Sell | FACEBOOK INC CLASS Acl a | $13,636,000 | +7.1% | 46,297 | -0.7% | 3.43% | -2.8% |
| MSFT | Buy | MICROSOFT CORP | $13,602,000 | +7.0% | 57,692 | +1.0% | 3.42% | -2.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $10,423,000 | +5.6% | 63,421 | +1.2% | 2.62% | -4.1% |
| HZNP | Buy | HORIZON THERAPEUTICS P F | $10,401,000 | +26.4% | 113,009 | +0.5% | 2.62% | +14.7% |
| QCOM | Sell | QUALCOMM INC | $8,169,000 | -13.9% | 61,609 | -1.1% | 2.06% | -21.9% |
| PG | Buy | PROCTER AND GAMBLE CO | $6,838,000 | -2.4% | 50,493 | +0.3% | 1.72% | -11.4% |
| CVS | Buy | CVS HEALTH CORP | $6,567,000 | +34.7% | 87,287 | +22.3% | 1.65% | +22.3% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $6,275,000 | +4.3% | 99,391 | +2.5% | 1.58% | -5.3% |
| SWKS | Buy | SKYWORKS SOLUTIONS | $5,956,000 | +25.4% | 32,460 | +4.5% | 1.50% | +13.8% |
| BABA | Buy | ALIBABA GROUP HLDG LTD F SPONSsponsored ads | $5,364,000 | -0.8% | 23,660 | +1.9% | 1.35% | -9.9% |
| GOOGL | Buy | ALPHABET INC. CLASS Acap stk cl a | $5,237,000 | +22.3% | 2,539 | +3.9% | 1.32% | +10.9% |
| AVGO | Buy | BROADCOM INC | $4,769,000 | +6.5% | 10,285 | +0.6% | 1.20% | -3.3% |
| VZ | Buy | VERIZON COMMUNICATN | $4,731,000 | +2.7% | 81,359 | +3.8% | 1.19% | -6.7% |
| MRK | Buy | MERCK & CO. INC. | $4,524,000 | -2.7% | 58,697 | +3.3% | 1.14% | -11.6% |
| MU | Sell | MICRON TECHNOLOGY INC | $4,495,000 | +17.3% | 50,955 | -0.0% | 1.13% | +6.5% |
| BAC | Buy | BK OF AMERICA CORP | $4,295,000 | +29.6% | 111,011 | +1.5% | 1.08% | +17.6% |
| MS | Sell | MORGAN STANLEY | $4,158,000 | +12.9% | 53,545 | -0.4% | 1.05% | +2.5% |
| PFE | Buy | PFIZER INC | $4,056,000 | -0.3% | 111,941 | +1.3% | 1.02% | -9.5% |
| C | Buy | CITIGROUP INC | $4,049,000 | +31.5% | 55,652 | +11.5% | 1.02% | +19.3% |
| CMCSA | Buy | COMCAST CORP CLASS Acl a | $3,873,000 | +14.4% | 71,573 | +10.8% | 0.98% | +3.8% |
| CSCO | Sell | CISCO SYSTEMS INC | $3,835,000 | +4.7% | 74,156 | -9.4% | 0.96% | -5.0% |
| V | Buy | VISA INC CLASS A | $3,707,000 | +7.2% | 17,509 | +10.8% | 0.93% | -2.7% |
| UNH | Sell | UNITEDHEALTH GRP INC | $3,582,000 | +5.5% | 9,627 | -0.6% | 0.90% | -4.2% |
| IAC | Sell | IAC/INTERACTIVECORP NEW | $3,514,000 | +12.5% | 16,245 | -1.5% | 0.88% | +2.2% |
| DIS | Buy | DISNEY WALT CO | $3,445,000 | +4.6% | 18,671 | +2.7% | 0.87% | -5.1% |
| WSBC | Sell | WESBANCO INC | $3,443,000 | +18.2% | 95,487 | -1.8% | 0.87% | +7.3% |
| TTC | TORO CO | $3,237,000 | +8.8% | 31,380 | 0.0% | 0.82% | -1.2% | |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $3,205,000 | -1.6% | 7,022 | +0.4% | 0.81% | -10.6% |
| MCK | Buy | MCKESSON CORP | $3,086,000 | +19.6% | 15,820 | +6.6% | 0.78% | +8.7% |
| WDAY | WORKDAY INC COM USD0.001CL Acl a | $3,056,000 | +3.7% | 12,300 | 0.0% | 0.77% | -5.9% | |
| TJX | Buy | TJX COS INC NEW | $3,029,000 | -3.1% | 45,789 | +0.1% | 0.76% | -12.0% |
| WMB | Sell | WILLIAMS COS INC | $2,851,000 | +11.5% | 120,322 | -5.7% | 0.72% | +1.3% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CO | $2,834,000 | +18.6% | 36,677 | +9.7% | 0.71% | +7.5% |
| T | Sell | A T & T INC | $2,830,000 | -12.5% | 93,516 | -16.9% | 0.71% | -20.6% |
| AMP | AMERIPRISE FINL | $2,814,000 | +19.6% | 12,104 | 0.0% | 0.71% | +8.6% | |
| HD | Buy | HOME DEPOT INC | $2,650,000 | +15.2% | 8,682 | +0.2% | 0.67% | +4.5% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $2,646,000 | +37.1% | 48,191 | -0.4% | 0.67% | +24.5% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $2,577,000 | +8.2% | 81,088 | +4.4% | 0.65% | -1.7% |
| FISV | Buy | FISERV INC | $2,439,000 | +40.7% | 20,488 | +34.5% | 0.61% | +27.7% |
| ABBV | Buy | ABBVIE INC | $2,331,000 | +7.6% | 21,538 | +6.5% | 0.59% | -2.3% |
| MTCH | Sell | MATCH GROUP INC NEW | $2,278,000 | -36.6% | 16,583 | -30.2% | 0.57% | -42.5% |
| UL | Buy | UNILEVER PLCspon adr new | $2,195,000 | +13.7% | 39,324 | +23.0% | 0.55% | +3.4% |
| KO | COCA COLA CO | $2,174,000 | -3.9% | 41,248 | 0.0% | 0.55% | -12.8% | |
| ABT | Sell | ABBOTT LABS | $2,072,000 | +7.0% | 17,292 | -2.3% | 0.52% | -2.8% |
| BKNG | Buy | BOOKING HOLDINGS INC | $1,903,000 | +31.4% | 817 | +25.7% | 0.48% | +19.2% |
| CVX | Buy | CHEVRON CORP NEW | $1,843,000 | +25.4% | 17,587 | +1.0% | 0.46% | +13.7% |
| TXN | Sell | TEXAS INSTRS INC | $1,824,000 | +11.7% | 9,650 | -3.0% | 0.46% | +1.3% |
| HON | Sell | HONEYWELL INTL INC | $1,798,000 | +1.5% | 8,282 | -0.6% | 0.45% | -7.7% |
| FDX | Buy | FEDEX CORP | $1,796,000 | +11.1% | 6,324 | +1.6% | 0.45% | +0.9% |
| PEP | Buy | PEPSICO INC | $1,766,000 | +23.5% | 12,487 | +29.5% | 0.44% | +12.1% |
| MOS | Buy | THE MOSAIC CO | $1,732,000 | +46.5% | 54,800 | +6.7% | 0.44% | +32.9% |
| PRU | Buy | PRUDENTIAL FINL INC | $1,724,000 | +18.2% | 18,925 | +1.3% | 0.43% | +7.4% |
| DHR | DANAHER CORPORATION | $1,725,000 | +1.4% | 7,664 | 0.0% | 0.43% | -8.1% | |
| LOW | Buy | LOWES COS INC | $1,695,000 | +21.3% | 8,913 | +2.4% | 0.43% | +10.3% |
| PYPL | Buy | PAYPAL HOLDINGS INCORPOR | $1,674,000 | +5.2% | 6,895 | +1.5% | 0.42% | -4.5% |
| GIS | Buy | GENERAL MLS INC | $1,649,000 | +6.2% | 26,895 | +1.9% | 0.42% | -3.5% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $1,629,000 | +19.3% | 213,500 | +7.8% | 0.41% | +8.2% |
| EMR | EMERSON ELEC CO | $1,615,000 | +12.3% | 17,897 | 0.0% | 0.41% | +2.0% | |
| VFC | Sell | V F CORP | $1,590,000 | -8.3% | 19,900 | -2.0% | 0.40% | -16.8% |
| TSLA | Sell | TESLA INC | $1,560,000 | -8.7% | 2,335 | -3.5% | 0.39% | -17.1% |
| TTWO | Buy | TAKE-TWO INTERACTIVE SOFTWAR | $1,552,000 | +11.7% | 8,785 | +31.4% | 0.39% | +1.6% |
| SYK | STRYKER CORPORATION | $1,535,000 | -0.6% | 6,300 | 0.0% | 0.39% | -9.8% | |
| VWO | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,510,000 | +3.9% | 29,006 | 0.0% | 0.38% | -5.7% | |
| INTC | Sell | INTEL CORP | $1,498,000 | +27.1% | 23,406 | -1.1% | 0.38% | +15.3% |
| ORCL | Sell | ORACLE CORP | $1,498,000 | +6.5% | 21,350 | -1.8% | 0.38% | -3.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,472,000 | -31.1% | 5,763 | -37.5% | 0.37% | -37.4% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $1,468,000 | +19.6% | 25,083 | +19.5% | 0.37% | +8.8% |
| PM | PHILIP MORRIS INTL INC | $1,467,000 | +7.2% | 16,527 | 0.0% | 0.37% | -2.6% | |
| CAG | Sell | CONAGRA BRANDS INC | $1,424,000 | -1.1% | 37,872 | -4.6% | 0.36% | -10.3% |
| HUM | Buy | HUMANA INC | $1,400,000 | +28.1% | 3,340 | +25.4% | 0.35% | +16.2% |
| BDX | Sell | BECTON DICKINSON & CO | $1,369,000 | -5.5% | 5,630 | -2.7% | 0.34% | -14.2% |
| MMM | 3M CO | $1,343,000 | +10.2% | 6,971 | 0.0% | 0.34% | 0.0% | |
| ALB | Buy | ALBEMARLE CORP | $1,328,000 | +11.1% | 9,090 | +12.2% | 0.33% | +0.9% |
| UNP | Buy | UNION PAC CORP | $1,314,000 | +12.1% | 5,963 | +6.0% | 0.33% | +1.8% |
| MET | METLIFE INC | $1,291,000 | +29.5% | 21,244 | 0.0% | 0.32% | +17.8% | |
| KMI | Sell | KINDER MORGAN INC | $1,242,000 | +20.2% | 74,600 | -1.3% | 0.31% | +9.4% |
| KMB | Sell | KIMBERLY-CLARK CORP | $1,241,000 | -0.5% | 8,930 | -3.4% | 0.31% | -9.8% |
| VRSN | Sell | VERISIGN INC | $1,215,000 | -12.1% | 6,115 | -4.3% | 0.31% | -20.3% |
| WDC | Sell | WESTERN DIGITAL CORP. | $1,155,000 | -0.9% | 17,309 | -17.8% | 0.29% | -9.9% |
| AMAT | Sell | APPLIED MATLS INC | $1,120,000 | +46.2% | 8,380 | -5.6% | 0.28% | +33.0% |
| SJM | SMUCKER J M CO | $1,118,000 | +9.5% | 8,835 | 0.0% | 0.28% | -0.7% | |
| TSM | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $1,058,000 | +8.5% | 8,942 | 0.0% | 0.27% | -1.5% | |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $1,010,000 | +2.5% | 5,940 | +1.5% | 0.25% | -7.0% |
| ON | Sell | ON SEMICONDUCTOR CORP | $1,002,000 | +21.2% | 24,083 | -4.7% | 0.25% | +10.0% |
| AXP | AMERICAN EXPRESS CO | $992,000 | +17.0% | 7,011 | 0.0% | 0.25% | +6.4% | |
| LTHM | Sell | LIVENT CORP | $963,000 | -13.6% | 55,625 | -5.9% | 0.24% | -21.7% |
| ADBE | ADOBE INC | $953,000 | -5.0% | 2,005 | 0.0% | 0.24% | -13.7% | |
| NSC | Sell | NORFOLK SOUTHN CORP | $955,000 | +11.6% | 3,557 | -1.2% | 0.24% | +1.3% |
| VALE | New | VALE SA F SPONSORED ADR 1 ADRsponsored ads | $935,000 | – | 53,800 | +100.0% | 0.24% | – |
| APLS | APELLIS PHARMACEUTICALSINC COM | $914,000 | -25.0% | 21,309 | 0.0% | 0.23% | -32.0% | |
| ANTM | ANTHEM INC | $903,000 | +11.8% | 2,515 | 0.0% | 0.23% | +1.3% | |
| DEO | Sell | DIAGEO PLC F SPONSORED ADR 1 Aspon adr new | $840,000 | -0.2% | 5,116 | -3.5% | 0.21% | -9.8% |
| PPL | Buy | PPL CORP | $822,000 | +10.9% | 28,485 | +8.4% | 0.21% | +1.0% |
| ABC | Sell | AMERISOURCEBERGEN CORP | $783,000 | -1.5% | 6,635 | -18.4% | 0.20% | -10.5% |
| SQ | New | SQUARE INCcl a | $783,000 | – | 3,448 | +100.0% | 0.20% | – |
| GS | Buy | GOLDMAN SACHS GROUP | $780,000 | +109.7% | 2,385 | +69.1% | 0.20% | +90.3% |
| TRV | TRAVELERS COMPANIES | $776,000 | +7.2% | 5,161 | 0.0% | 0.20% | -3.0% | |
| CHDN | CHURCHILL DOWNS INC | $752,000 | +16.8% | 3,305 | 0.0% | 0.19% | +5.6% | |
| RIO | Buy | RIO TINTO PLCsponsored adr | $752,000 | +24.9% | 9,690 | +21.1% | 0.19% | +13.2% |
| LLY | LILLY ELI & CO | $747,000 | +10.7% | 3,999 | 0.0% | 0.19% | +0.5% | |
| PNC | PNC FINL SVCS GROUP INC | $741,000 | +17.8% | 4,225 | 0.0% | 0.19% | +7.5% | |
| BRX | Buy | BRIXMOR PROPERTY GROUP I REIT | $724,000 | +25.7% | 35,780 | +2.9% | 0.18% | +13.8% |
| CB | Sell | CHUBB LTD F | $716,000 | -0.7% | 4,530 | -3.3% | 0.18% | -10.0% |
| YUM | YUM BRANDS INC | $703,000 | -0.4% | 6,500 | 0.0% | 0.18% | -9.7% | |
| ILMN | ILLUMINA INC | $699,000 | +3.9% | 1,820 | 0.0% | 0.18% | -5.9% | |
| AEP | New | AMERICAN ELEC PWR CO INC | $682,000 | – | 8,050 | +100.0% | 0.17% | – |
| LITE | Buy | LUMENTUM HOLDINGS INC | $678,000 | +9.9% | 7,425 | +14.1% | 0.17% | 0.0% |
| AMZA | Buy | ETFIS SER TR I INFRACACT MLPinfrac act mlp | $664,000 | +40.1% | 27,850 | +11.6% | 0.17% | +27.5% |
| CAH | Buy | CARDINAL HEALTH INC | $656,000 | +30.4% | 10,805 | +14.9% | 0.16% | +18.7% |
| NEE | NEXTERA ENERGY INC | $654,000 | -2.1% | 8,652 | 0.0% | 0.16% | -10.8% | |
| ITW | ILLINOIS TOOL WKS INC | $650,000 | +8.7% | 2,935 | 0.0% | 0.16% | -1.2% | |
| COP | Sell | CONOCOPHILLIPS | $634,000 | +23.3% | 11,967 | -6.9% | 0.16% | +11.9% |
| MA | MASTERCARD INC CLASS Acl a | $636,000 | -0.2% | 1,785 | 0.0% | 0.16% | -9.6% | |
| XOM | Sell | EXXON MOBIL CORP | $632,000 | +27.9% | 11,323 | -5.5% | 0.16% | +16.1% |
| PANW | PALO ALTO NETWORKS INC | $572,000 | -9.4% | 1,775 | 0.0% | 0.14% | -17.7% | |
| WHR | Sell | WHIRLPOOL CORP | $569,000 | +21.6% | 2,580 | -0.5% | 0.14% | +10.0% |
| QUAL | Sell | ISHARES MSCI USA QLTY FACT ETFmsci usa qlt fct | $539,000 | +3.7% | 4,426 | -1.2% | 0.14% | -5.6% |
| ULTA | Sell | ULTA BEAUTY INC. | $531,000 | +7.1% | 1,718 | -0.6% | 0.13% | -2.9% |
| CAT | CATERPILLAR INC | $533,000 | +27.2% | 2,300 | 0.0% | 0.13% | +15.5% | |
| MCD | MCDONALDS CORP | $532,000 | +4.5% | 2,373 | 0.0% | 0.13% | -5.0% | |
| BFA | BROWN FORMAN CORPcl a | $529,000 | -13.4% | 8,310 | 0.0% | 0.13% | -21.3% | |
| CI | CIGNA CORP NEW | $520,000 | +16.1% | 2,150 | 0.0% | 0.13% | +5.6% | |
| PSX | Sell | PHILLIPS 66 | $510,000 | +4.7% | 6,252 | -10.2% | 0.13% | -5.2% |
| LNC | LINCOLN NATL CORP IND | $506,000 | +23.7% | 8,132 | 0.0% | 0.13% | +12.4% | |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $506,000 | +2.0% | 3,899 | +0.9% | 0.13% | -8.0% |
| LAMR | Sell | LAMAR ADVERTISING CO NEWcl a | $504,000 | +10.8% | 5,365 | -1.8% | 0.13% | +0.8% |
| BHC | Sell | BAUSCH HEALTH COS INC | $497,000 | -1.6% | 15,645 | -35.6% | 0.12% | -10.7% |
| ATO | ATMOS ENERGY CORP | $494,000 | +3.6% | 5,000 | 0.0% | 0.12% | -6.1% | |
| AIG | Sell | AMERICAN INTL GROUP INC | $473,000 | +20.7% | 10,234 | -1.1% | 0.12% | +9.2% |
| ETN | Sell | EATON CORP PLC F | $461,000 | +13.8% | 3,333 | -1.2% | 0.12% | +3.6% |
| LMRK | Sell | LANDMARK INFRASTRUCTU LP | $452,000 | -12.1% | 38,217 | -20.2% | 0.11% | -20.3% |
| STAG | Buy | STAG INDUSTRIAL INC REIT | $454,000 | +14.1% | 13,500 | +6.3% | 0.11% | +3.6% |
| VICI | Buy | VICI PPTYS INC | $453,000 | +106.8% | 16,025 | +86.3% | 0.11% | +86.9% |
| COST | Buy | COSTCO WHOLESALE CO | $445,000 | -5.3% | 1,262 | +1.2% | 0.11% | -13.8% |
| MDT | Buy | MEDTRONIC PLC F | $437,000 | +46.6% | 3,697 | +45.2% | 0.11% | +32.5% |
| HIG | HARTFORD FINL SVCS GROUP INC | $434,000 | +36.5% | 6,500 | 0.0% | 0.11% | +23.9% | |
| HSIC | HENRY SCHEIN INC | $429,000 | +3.4% | 6,200 | 0.0% | 0.11% | -6.1% | |
| MAIN | Sell | MAIN STR CAP CORP COM | $426,000 | +18.0% | 10,900 | -2.7% | 0.11% | +7.0% |
| XLK | SELECT SECTOR SPDR TRUSTTECHNOtechnology | $423,000 | +1.9% | 3,188 | 0.0% | 0.11% | -7.8% | |
| EBAY | EBAY INC. | $416,000 | +21.6% | 6,800 | 0.0% | 0.10% | +10.5% | |
| KHC | KRAFT HEINZ CO | $413,000 | +15.4% | 10,320 | 0.0% | 0.10% | +5.1% | |
| JBL | Sell | JABIL INC | $415,000 | +15.6% | 7,950 | -5.9% | 0.10% | +4.0% |
| SPGI | S&P GLOBAL INC COM | $412,000 | +7.3% | 1,168 | 0.0% | 0.10% | -1.9% | |
| USB | US BANCORP DEL | $394,000 | +18.7% | 7,127 | 0.0% | 0.10% | +7.6% | |
| ATVI | ACTIVISION BLIZZARD | $386,000 | 0.0% | 4,155 | 0.0% | 0.10% | -9.3% | |
| GILD | Sell | GILEAD SCIENCES INC | $386,000 | +9.0% | 5,970 | -1.6% | 0.10% | -1.0% |
| Z | New | ZILLOW GROUP INCcl c cap stk | $380,000 | – | 2,935 | +100.0% | 0.10% | – |
| KR | KROGER CO | $378,000 | +13.5% | 10,500 | 0.0% | 0.10% | +3.3% | |
| IWO | ISHARES TRrus 2000 grw etf | $376,000 | +5.0% | 1,250 | 0.0% | 0.10% | -4.0% | |
| FL | New | FOOT LOCKER INC | $368,000 | – | 6,550 | +100.0% | 0.09% | – |
| MTUM | Buy | ISHARES MSCI USA MOMNTUM FCT Emsci usa mmentm | $371,000 | +2.2% | 2,306 | +2.4% | 0.09% | -7.9% |
| HI | HILLENBRAND INC | $368,000 | +19.9% | 7,713 | 0.0% | 0.09% | +9.4% | |
| WAT | WATERS CORP | $352,000 | +14.7% | 1,240 | 0.0% | 0.09% | +4.7% | |
| CARR | CARRIER GLOBAL CORP | $349,000 | +11.9% | 8,260 | 0.0% | 0.09% | +1.1% | |
| LHCG | L H C GROUP | $350,000 | -10.3% | 1,830 | 0.0% | 0.09% | -18.5% | |
| BIDU | Sell | BAIDU INCspon adr rep a | $351,000 | -11.4% | 1,615 | -11.7% | 0.09% | -20.0% |
| STX | SEAGATE TECHNOLOGY F | $345,000 | +23.2% | 4,500 | 0.0% | 0.09% | +11.5% | |
| KKR | Sell | KKR & CO INC | $342,000 | +12.5% | 7,000 | -6.7% | 0.09% | +2.4% |
| WY | WEYERHAEUSER CO MTN BE | $332,000 | +6.1% | 9,325 | 0.0% | 0.08% | -3.4% | |
| IWP | Sell | ISHARES TRrus md cp gr etf | $332,000 | -1.8% | 3,250 | -1.2% | 0.08% | -10.6% |
| CIEN | CIENA CORP | $333,000 | +3.4% | 6,087 | 0.0% | 0.08% | -5.6% | |
| AMGN | AMGEN INC | $330,000 | +8.2% | 1,325 | 0.0% | 0.08% | -2.4% | |
| USMV | ISHARES MSCI USA MIN VOL FCTRmsci usa min vol | $321,000 | +1.9% | 4,644 | 0.0% | 0.08% | -6.9% | |
| AQN | New | ALGONQUIN PWR UTILS CORP | $318,000 | – | 20,100 | +100.0% | 0.08% | – |
| BUD | Sell | ANHEUSER BUSCH INBEV S F SPONSsponsored adr | $315,000 | -58.3% | 5,014 | -53.6% | 0.08% | -62.2% |
| NNN | Buy | NATIONAL RETAIL PROPERTIES I | $306,000 | +15.9% | 6,950 | +7.7% | 0.08% | +5.5% |
| YUMC | YUM CHINA HOLDINGS INC | $302,000 | +3.8% | 5,100 | 0.0% | 0.08% | -6.2% | |
| ZBH | ZIMMER BIOMET HOLDINGSINC COM | $288,000 | +4.0% | 1,800 | 0.0% | 0.07% | -5.2% | |
| CHWY | Buy | CHEWY INCcl a | $285,000 | +3.3% | 3,367 | +9.8% | 0.07% | -6.5% |
| MCO | MOODYS CORP | $274,000 | +3.0% | 918 | 0.0% | 0.07% | -6.8% | |
| ARI | APOLLO COMMERCIAL REALESTATE F | $271,000 | +24.9% | 19,400 | 0.0% | 0.07% | +13.3% | |
| VTRS | Sell | VIATRIS INC | $268,000 | -36.6% | 19,221 | -14.8% | 0.07% | -42.7% |
| NEP | New | NEXTERA ENERGY PARTNE LP | $262,000 | – | 3,600 | +100.0% | 0.07% | – |
| ETRN | New | EQUITRANS MIDSTREAM CORP | $261,000 | – | 32,000 | +100.0% | 0.07% | – |
| TSCO | TRACTOR SUPPLY CO | $257,000 | +26.0% | 1,450 | 0.0% | 0.06% | +14.0% | |
| ENB | Sell | ENBRIDGE INC F | $259,000 | +3.6% | 7,121 | -9.0% | 0.06% | -5.8% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $251,000 | +24.9% | 2,610 | +18.1% | 0.06% | +12.5% |
| FTV | FORTIVE CORP DISC 00500 | $250,000 | 0.0% | 3,534 | 0.0% | 0.06% | -8.7% | |
| IWN | New | ISHARES TRrus 2000 val etf | $241,000 | – | 1,511 | +100.0% | 0.06% | – |
| MXIM | Sell | MAXIM INTEGRATED PRO | $238,000 | -9.2% | 2,600 | -11.9% | 0.06% | -17.8% |
| MO | New | ALTRIA GROUP INC | $228,000 | – | 4,465 | +100.0% | 0.06% | – |
| EFA | Sell | ISHARES TRmsci eafe etf | $228,000 | +0.4% | 3,000 | -3.5% | 0.06% | -9.5% |
| HPQ | New | HP INC. | $225,000 | – | 7,100 | +100.0% | 0.06% | – |
| EXPE | New | EXPEDIA GROUP INC. | $224,000 | – | 1,300 | +100.0% | 0.06% | – |
| REG | Sell | REGENCY CTRS CORP | $221,000 | -55.1% | 3,900 | -63.9% | 0.06% | -58.8% |
| PSTX | Buy | POSEIDA THERAPEUTICS INC | $220,000 | +0.5% | 23,000 | +15.0% | 0.06% | -9.8% |
| SBUX | STARBUCKS CORP | $209,000 | +2.0% | 1,914 | 0.0% | 0.05% | -7.0% | |
| BX | New | BLACKSTONE GROUP INC | $205,000 | – | 2,750 | +100.0% | 0.05% | – |
| FLEX | New | FLEXTRONICS INTL LTD Ford | $201,000 | – | 11,000 | +100.0% | 0.05% | – |
| HUN | New | HUNTSMAN CORP | $202,000 | – | 7,000 | +100.0% | 0.05% | – |
| TDF | New | TEMPLETON DRAGON CF | $200,000 | – | 8,500 | +100.0% | 0.05% | – |
| ET | Sell | ENERGY TRANSFER LP | $194,000 | -25.4% | 25,313 | -39.8% | 0.05% | -31.9% |
| GE | GENERAL ELECTRIC CO | $170,000 | +21.4% | 12,940 | 0.0% | 0.04% | +10.3% | |
| GLOP | Sell | GASLOG PARTNERS LP UNITLTD PTNunit ltd ptnrp | $160,000 | -26.3% | 59,882 | -25.0% | 0.04% | -33.3% |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT IN | $156,000 | -4.9% | 18,071 | -7.3% | 0.04% | -13.3% |
| COTY | COTY INC | $94,000 | +27.0% | 10,477 | 0.0% | 0.02% | +14.3% | |
| BGCP | Sell | BGC PARTNERS INC COM USD0.01CLcl a | $97,000 | -39.4% | 20,000 | -50.0% | 0.02% | -45.5% |
| SMM | Sell | SALIENT MIDSTREAM & MLPFUNDsh ben int | $82,000 | -58.2% | 16,000 | -65.2% | 0.02% | -61.1% |
| KGC | KINROSS GOLD CORP | $73,000 | -9.9% | 11,000 | 0.0% | 0.02% | -18.2% | |
| BMYRT | Exit | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $0 | – | -21,188 | -100.0% | -0.00% | – |
| EQX | Exit | EQUINOX GOLD CORP COMNPV(POST | $0 | – | -10,000 | -100.0% | -0.03% | – |
| JKS | Exit | JINKOSOLAR HOLDING COM F SPONSsponsored adr | $0 | – | -3,250 | -100.0% | -0.06% | – |
| NTR | Exit | NUTRIEN LTD F | $0 | – | -4,400 | -100.0% | -0.06% | – |
| SCHW | Exit | SCHWAB CHARLES CORP | $0 | – | -4,175 | -100.0% | -0.06% | – |
| ANIP | Exit | ANI PHARMACEUTICALS | $0 | – | -20,280 | -100.0% | -0.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-04-20
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JPMORGAN CHASE & CO MEDI | 39 | Q4 2022 | 4.2% |
| JOHNSON & JOHNSON | 39 | Q4 2022 | 3.0% |
| C V S HEALTH CORPORATION | 39 | Q4 2022 | 4.1% |
| PROCTER & GAMBLE | 39 | Q4 2022 | 2.4% |
| MICROSOFT CORP | 39 | Q4 2022 | 4.3% |
| MCKESSON CORPORATION | 39 | Q4 2022 | 2.6% |
| MERCK & CO INC NEW | 39 | Q4 2022 | 1.9% |
| VERIZON COMMUNICATN | 39 | Q4 2022 | 1.8% |
| CISCO SYSTEMS INC | 39 | Q4 2022 | 1.8% |
| CHEVRON CORPORATION | 39 | Q4 2022 | 2.3% |
View Regent Investment Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-10-21 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-20 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-19 |
View Regent Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.