$323 Million is the total value of Regent Investment Management LLC's 222 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 10.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC | $24,727,000 | +23.5% | 213,514 | +289.1% | 7.65% | +15.0% |
| AMZN | Buy | AMAZON COM INC | $15,539,000 | +18.6% | 4,935 | +3.9% | 4.80% | +10.4% |
| FB | Sell | FACEBOOK INC CLASS Acl a | $12,503,000 | +13.9% | 47,740 | -1.3% | 3.87% | +6.0% |
| MSFT | Buy | MICROSOFT CORP | $12,041,000 | +5.3% | 57,249 | +1.9% | 3.72% | -2.0% |
| GOOG | Buy | ALPHABET INC. CLASS Ccap stk cl c | $9,867,000 | +4.7% | 6,714 | +0.7% | 3.05% | -2.6% |
| JPM | Sell | JPMORGAN CHASE & CO | $9,213,000 | -0.6% | 95,702 | -2.9% | 2.85% | -7.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $9,178,000 | +0.8% | 61,641 | -4.8% | 2.84% | -6.2% |
| HZNP | Sell | HORIZON THERAPEUTICS P F | $9,168,000 | +32.3% | 118,027 | -5.3% | 2.84% | +23.2% |
| QCOM | Buy | QUALCOMM INC | $7,751,000 | +29.1% | 65,861 | +0.1% | 2.40% | +20.2% |
| BFB | Sell | BROWN FORMAN CORPcl b | $7,135,000 | -13.3% | 94,725 | -26.7% | 2.21% | -19.3% |
| PG | Sell | PROCTER AND GAMBLE CO | $7,003,000 | +8.5% | 50,388 | -6.7% | 2.16% | +0.9% |
| BABA | Sell | ALIBABA GROUP HOLDING F SPONSOsponsored ads | $6,117,000 | +35.6% | 20,808 | -0.5% | 1.89% | +26.2% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $6,016,000 | +4.2% | 99,786 | +1.7% | 1.86% | -3.0% |
| VZ | Sell | VERIZON COMMUNICATN | $4,738,000 | +3.5% | 79,654 | -4.1% | 1.46% | -3.6% |
| MRK | Sell | MERCK & CO. INC. | $4,670,000 | +3.9% | 56,295 | -3.1% | 1.44% | -3.3% |
| SWKS | Sell | SKYWORKS SOLUTIONS | $4,500,000 | +13.6% | 30,925 | -0.2% | 1.39% | +5.7% |
| CVS | Sell | CVS HEALTH CORP | $4,322,000 | -11.2% | 74,003 | -1.2% | 1.34% | -17.3% |
| AVGO | Buy | BROADCOM INC | $3,886,000 | +25.5% | 10,667 | +8.7% | 1.20% | +16.9% |
| T | Sell | A T & T INC | $3,663,000 | -10.5% | 128,500 | -5.1% | 1.13% | -16.7% |
| GOOGL | Sell | ALPHABET INC. CLASS Acap stk cl a | $3,654,000 | -2.1% | 2,493 | -5.2% | 1.13% | -8.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $3,467,000 | +20.8% | 7,852 | -0.9% | 1.07% | +12.5% |
| V | Buy | VISA INC CLASS A | $3,430,000 | +5.8% | 17,154 | +2.2% | 1.06% | -1.5% |
| CSCO | Sell | CISCO SYSTEMS INC | $3,355,000 | -21.6% | 85,184 | -7.2% | 1.04% | -27.1% |
| MTCH | New | MATCH GROUP INC NEW | $3,264,000 | – | 29,500 | +100.0% | 1.01% | – |
| UNH | Sell | UNITEDHEALTH GRP INC | $3,054,000 | -4.1% | 9,795 | -9.3% | 0.94% | -10.8% |
| MS | Sell | MORGAN STANLEY | $2,902,000 | -5.7% | 60,030 | -5.8% | 0.90% | -12.3% |
| WSBC | WESBANCO INC | $2,845,000 | +5.2% | 133,207 | 0.0% | 0.88% | -2.1% | |
| BAC | Sell | BK OF AMERICA CORP | $2,795,000 | -2.1% | 116,034 | -3.5% | 0.86% | -9.0% |
| WDAY | WORKDAY INC COM USD0.001CL Acl a | $2,678,000 | +14.8% | 12,450 | 0.0% | 0.83% | +6.8% | |
| MU | Buy | MICRON TECHNOLOGY INC | $2,645,000 | -5.8% | 56,319 | +3.3% | 0.82% | -12.3% |
| TTC | Sell | TORO CO | $2,634,000 | +22.6% | 31,380 | -3.1% | 0.81% | +14.0% |
| PFE | Sell | PFIZER INC | $2,566,000 | +7.0% | 69,926 | -4.7% | 0.79% | -0.5% |
| CMCSA | Buy | COMCAST CORP CLASS Acl a | $2,511,000 | +22.5% | 54,281 | +3.2% | 0.78% | +14.0% |
| TJX | Buy | TJX COS INC NEW | $2,487,000 | +26.6% | 44,699 | +15.0% | 0.77% | +17.8% |
| WMB | Sell | WILLIAMS COS INC | $2,402,000 | +1.0% | 122,285 | -2.3% | 0.74% | -5.9% |
| C | Sell | CITIGROUP INC | $2,364,000 | -21.1% | 54,833 | -6.5% | 0.73% | -26.6% |
| HD | HOME DEPOT INC | $2,240,000 | +10.8% | 8,067 | 0.0% | 0.69% | +3.3% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $2,213,000 | +34.5% | 10,396 | +12.8% | 0.68% | +25.3% |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $2,194,000 | +9.5% | 81,985 | -0.3% | 0.68% | +2.0% |
| DIS | Sell | DISNEY WALT CO | $2,174,000 | +7.3% | 17,520 | -3.6% | 0.67% | -0.1% |
| IAC | Buy | IAC/INTERACTIVECORP NEW | $2,113,000 | -50.7% | 17,640 | +33.1% | 0.65% | -54.1% |
| UL | Sell | UNILEVER PLCspon adr new | $2,099,000 | +6.5% | 34,029 | -5.2% | 0.65% | -0.9% |
| ABT | Sell | ABBOTT LABS | $2,043,000 | +11.0% | 18,771 | -6.7% | 0.63% | +3.4% |
| KO | Sell | COCA COLA CO | $2,036,000 | +9.2% | 41,248 | -1.2% | 0.63% | +1.6% |
| MCK | Buy | MCKESSON CORP | $1,941,000 | +11.4% | 13,030 | +14.7% | 0.60% | +3.6% |
| AMP | Buy | AMERIPRISE FINL | $1,882,000 | +3.2% | 12,209 | +0.4% | 0.58% | -4.0% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $1,875,000 | -23.4% | 52,205 | -9.6% | 0.58% | -28.7% |
| ABBV | Sell | ABBVIE INC | $1,799,000 | -11.2% | 20,545 | -0.4% | 0.56% | -17.4% |
| GIS | Sell | GENERAL MLS INC | $1,659,000 | -7.0% | 26,895 | -7.1% | 0.51% | -13.5% |
| DHR | Sell | DANAHER CORPORATION | $1,650,000 | +17.6% | 7,664 | -3.4% | 0.51% | +9.4% |
| FDX | Sell | FEDEX CORP | $1,622,000 | +74.0% | 6,449 | -3.0% | 0.50% | +61.9% |
| VFC | V F CORP | $1,562,000 | +15.3% | 22,239 | 0.0% | 0.48% | +7.3% | |
| HON | Sell | HONEYWELL INTL INC | $1,510,000 | +11.3% | 9,171 | -2.3% | 0.47% | +3.5% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CO | $1,498,000 | +120.9% | 26,027 | +136.6% | 0.46% | +105.8% |
| FISV | Buy | FISERV INC | $1,499,000 | +12.1% | 14,550 | +6.2% | 0.46% | +4.3% |
| LOW | Sell | LOWES COS INC | $1,437,000 | +21.1% | 8,662 | -1.4% | 0.44% | +12.7% |
| TXN | Sell | TEXAS INSTRS INC | $1,435,000 | -6.2% | 10,050 | -16.6% | 0.44% | -12.6% |
| PYPL | Buy | PAYPAL HOLDINGS INCORPOR | $1,358,000 | +16.5% | 6,890 | +3.0% | 0.42% | +8.5% |
| BDX | Buy | BECTON DICKINSON & CO | $1,356,000 | +13.9% | 5,828 | +17.2% | 0.42% | +6.1% |
| ORCL | Sell | ORACLE CORP | $1,319,000 | -2.2% | 22,093 | -9.4% | 0.41% | -8.9% |
| SYK | STRYKER CORPORATION | $1,313,000 | +15.7% | 6,300 | 0.0% | 0.41% | +7.7% | |
| VRSN | Buy | VERISIGN INC | $1,309,000 | -0.3% | 6,390 | +0.6% | 0.40% | -7.1% |
| CVX | Sell | CHEVRON CORP NEW | $1,298,000 | -23.4% | 18,037 | -5.0% | 0.40% | -28.8% |
| PM | Sell | PHILIP MORRIS INTL INC | $1,284,000 | +4.0% | 17,127 | -2.8% | 0.40% | -3.2% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,254,000 | +7.6% | 29,006 | -1.4% | 0.39% | +0.3% |
| PRU | Sell | PRUDENTIAL FINL INC | $1,248,000 | -7.9% | 19,650 | -11.7% | 0.39% | -14.2% |
| INTC | Sell | INTEL CORP | $1,238,000 | -21.8% | 23,909 | -9.6% | 0.38% | -27.2% |
| PEP | Sell | PEPSICO INC | $1,221,000 | -5.9% | 8,812 | -10.2% | 0.38% | -12.3% |
| KMB | Sell | KIMBERLY CLARK CORP | $1,210,000 | -2.4% | 8,195 | -6.6% | 0.37% | -9.2% |
| HUM | Sell | HUMANA INC | $1,208,000 | +3.2% | 2,918 | -3.3% | 0.37% | -3.9% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $1,203,000 | +16.2% | 20,937 | +3.5% | 0.37% | +8.1% |
| EMR | EMERSON ELEC CO | $1,173,000 | +5.7% | 17,897 | 0.0% | 0.36% | -1.6% | |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $1,139,000 | +9.7% | 189,500 | +4.4% | 0.35% | +2.0% |
| MMM | Buy | 3M CO | $1,133,000 | +4.2% | 7,071 | +1.4% | 0.35% | -3.0% |
| SJM | Sell | SMUCKER J M CO | $1,105,000 | +7.3% | 9,565 | -1.7% | 0.34% | 0.0% |
| BKNG | Buy | BOOKING HOLDINGS INC | $1,103,000 | +12.7% | 645 | +4.9% | 0.34% | +4.9% |
| UNP | UNION PAC CORP | $1,100,000 | +16.4% | 5,588 | 0.0% | 0.34% | +8.3% | |
| ANIP | Sell | ANI PHARMACEUTICALS | $1,043,000 | -18.5% | 36,979 | -6.6% | 0.32% | -24.2% |
| TSLA | Buy | TESLA INC | $1,038,000 | +98.5% | 2,420 | +400.0% | 0.32% | +84.5% |
| ADBE | ADOBE INC | $1,008,000 | +12.6% | 2,055 | 0.0% | 0.31% | +5.1% | |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $966,000 | +53.8% | 5,795 | +2.7% | 0.30% | +43.1% |
| WDC | Sell | WESTERN DIGITAL CORP. | $960,000 | -18.9% | 26,274 | -1.9% | 0.30% | -24.4% |
| CAG | Buy | CONAGRA BRANDS INC | $914,000 | +4.1% | 25,602 | +2.6% | 0.28% | -3.1% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $868,000 | +3.8% | 5,019 | -5.1% | 0.27% | -3.6% |
| KMI | Sell | KINDER MORGAN INC | $863,000 | -22.1% | 70,000 | -4.1% | 0.27% | -27.4% |
| ALB | Sell | ALBEMARLE CORP | $849,000 | +13.4% | 9,515 | -1.9% | 0.26% | +5.6% |
| MET | Buy | METLIFE INC | $827,000 | +9.4% | 22,244 | +7.5% | 0.26% | +2.0% |
| ABC | Sell | AMERISOURCEBERGEN CORP | $802,000 | -12.3% | 8,275 | -8.8% | 0.25% | -18.4% |
| PPL | Buy | PPL CORP | $777,000 | +7.2% | 28,560 | +1.8% | 0.24% | -0.4% |
| NSC | Sell | NORFOLK SOUTHN CORP | $771,000 | +6.2% | 3,602 | -12.8% | 0.24% | -1.2% |
| DEO | Buy | DIAGEO PLC F SPONSORED ADR 1 Aspon adr new | $743,000 | +16.5% | 5,400 | +13.7% | 0.23% | +8.5% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $725,000 | -5.1% | 8,942 | -33.5% | 0.22% | -11.8% |
| BUD | Sell | ANHEUSER BUSCH INBEV S F SPONSsponsored adr | $720,000 | +7.8% | 13,361 | -1.4% | 0.22% | +0.5% |
| AXP | Buy | AMERICAN EXPRESS CO | $713,000 | +6.9% | 7,111 | +1.4% | 0.22% | -0.9% |
| ANTM | ANTHEM INC | $676,000 | +2.3% | 2,515 | 0.0% | 0.21% | -5.0% | |
| ILMN | ILLUMINA INC | $648,000 | -16.5% | 2,095 | 0.0% | 0.20% | -22.5% | |
| APLS | APELLIS PHARMACEUTICALSINC COM | $643,000 | -7.6% | 21,309 | 0.0% | 0.20% | -13.9% | |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $642,000 | +4.9% | 2,960 | -7.2% | 0.20% | -2.0% |
| LTHM | Buy | LIVENT CORP | $629,000 | +51.6% | 70,125 | +4.0% | 0.19% | +40.6% |
| NEE | Sell | NEXTERA ENERGY INC | $623,000 | +12.3% | 2,244 | -2.9% | 0.19% | +4.9% |
| TTWO | Buy | TAKE-TWO INTERACTIVE SOFTWAR | $620,000 | +25.0% | 3,755 | +5.6% | 0.19% | +16.4% |
| MA | MASTERCARD INC CLASS Acl a | $604,000 | +14.4% | 1,785 | 0.0% | 0.19% | +6.9% | |
| MCHI | New | ISHARES TR MSCI CHINAETFmsci china etf | $605,000 | – | 8,160 | +100.0% | 0.19% | – |
| LLY | LILLY ELI & CO | $592,000 | -9.8% | 3,999 | 0.0% | 0.18% | -16.1% | |
| YUM | Sell | YUM BRANDS INC | $593,000 | -9.0% | 6,500 | -13.3% | 0.18% | -15.7% |
| ON | Sell | ON SEMICONDUCTOR CORP | $586,000 | +6.7% | 27,013 | -2.5% | 0.18% | -0.5% |
| BFA | BROWN FORMAN CORPcl a | $573,000 | +19.4% | 8,336 | 0.0% | 0.18% | +11.3% | |
| ITW | Sell | ILLINOIS TOOL WKS INC | $567,000 | -2.7% | 2,935 | -12.0% | 0.18% | -9.8% |
| MCD | Sell | MCDONALDS CORP | $566,000 | +10.5% | 2,578 | -7.2% | 0.18% | +2.9% |
| TRV | Sell | TRAVELERS COMPANIES | $558,000 | -10.1% | 5,161 | -5.1% | 0.17% | -16.0% |
| AMAT | Buy | APPLIED MATLS INC | $552,000 | +7.0% | 9,290 | +8.8% | 0.17% | 0.0% |
| CB | Sell | CHUBB LTD F | $552,000 | -21.0% | 4,752 | -13.9% | 0.17% | -26.3% |
| CHDN | CHURCHILL DOWNS INC | $541,000 | +23.0% | 3,305 | 0.0% | 0.17% | +14.4% | |
| LITE | Buy | LUMENTUM HOLDINGS INC | $528,000 | +158.8% | 7,030 | +181.2% | 0.16% | +139.7% |
| WHR | Sell | WHIRLPOOL CORP | $521,000 | +18.9% | 2,833 | -16.2% | 0.16% | +10.3% |
| LMRK | Buy | LANDMARK INFRASTRUCTU LP | $518,000 | +24.5% | 57,217 | +36.2% | 0.16% | +15.9% |
| BRX | Buy | BRIXMOR PROPERTY GROUP I REIT | $500,000 | +15.7% | 42,780 | +27.0% | 0.16% | +7.6% |
| RIO | Sell | RIO TINTO PLCsponsored adr | $483,000 | -7.5% | 8,000 | -14.0% | 0.15% | -13.9% |
| ATO | ATMOS ENERGY CORP | $478,000 | -4.0% | 5,000 | 0.0% | 0.15% | -10.3% | |
| BHC | Sell | BAUSCH HEALTH COS INC | $471,000 | -19.8% | 30,295 | -5.6% | 0.15% | -25.1% |
| PNC | PNC FINL SVCS GROUP INC | $464,000 | +4.5% | 4,225 | 0.0% | 0.14% | -2.7% | |
| COP | Sell | CONOCOPHILLIPS | $463,000 | -29.5% | 14,101 | -9.8% | 0.14% | -34.4% |
| XOM | Sell | EXXON MOBIL CORP | $456,000 | -37.5% | 13,282 | -18.6% | 0.14% | -42.0% |
| SCHG | Sell | SCHWAB STRATEGIC TRus lcap gr etf | $446,000 | +11.5% | 3,875 | -1.5% | 0.14% | +3.8% |
| COST | COSTCO WHOLESALE CO | $443,000 | +17.2% | 1,247 | 0.0% | 0.14% | +8.7% | |
| EBAY | Sell | EBAY INC. | $443,000 | -6.1% | 8,500 | -5.6% | 0.14% | -12.7% |
| PANW | PALO ALTO NETWORKS INC | $434,000 | +6.4% | 1,775 | 0.0% | 0.13% | -1.5% | |
| CI | CIGNA CORP NEW | $421,000 | -9.9% | 2,487 | 0.0% | 0.13% | -16.1% | |
| SPGI | Sell | S&P GLOBAL INC COM | $421,000 | +5.2% | 1,168 | -3.7% | 0.13% | -2.3% |
| CAH | Sell | CARDINAL HEALTH INC | $411,000 | -19.3% | 8,750 | -10.3% | 0.13% | -24.9% |
| ULTA | Sell | ULTA BEAUTY INC. | $407,000 | +8.0% | 1,818 | -1.9% | 0.13% | +0.8% |
| KHC | Sell | KRAFT HEINZ CO | $393,000 | -12.9% | 13,120 | -7.1% | 0.12% | -18.7% |
| LHCG | L H C GROUP | $389,000 | +21.9% | 1,830 | 0.0% | 0.12% | +13.2% | |
| GILD | Sell | GILEAD SCIENCES INC | $384,000 | -18.5% | 6,070 | -0.8% | 0.12% | -23.7% |
| ETN | EATON CORP PLC F | $377,000 | +16.7% | 3,693 | 0.0% | 0.12% | +9.3% | |
| QUAL | Buy | ISHARES MSCI USA QLTY FACT ETFmsci usa qlt fct | $371,000 | +18.2% | 3,572 | +9.0% | 0.12% | +10.6% |
| ATVI | Sell | ACTIVISION BLIZZARD | $369,000 | -31.7% | 4,555 | -35.9% | 0.11% | -36.3% |
| GLOP | Buy | GASLOG PARTNERS LP UNITLTD PTNunit ltd ptnrp | $365,000 | -14.7% | 108,582 | +4.0% | 0.11% | -20.4% |
| HSIC | Sell | HENRY SCHEIN INC | $364,000 | -11.0% | 6,200 | -11.4% | 0.11% | -16.9% |
| XLK | Buy | SELECT SECTOR SPDR TRUSTTECHNOtechnology | $366,000 | +22.4% | 3,138 | +9.6% | 0.11% | +14.1% |
| PSX | Sell | PHILLIPS 66 | $361,000 | -32.8% | 6,970 | -6.7% | 0.11% | -37.1% |
| AMGN | Sell | AMGEN INC | $362,000 | -2.4% | 1,425 | -9.5% | 0.11% | -8.9% |
| LAMR | LAMAR ADVERTISING CO NEWcl a | $362,000 | -0.8% | 5,465 | 0.0% | 0.11% | -7.4% | |
| KR | KROGER CO | $356,000 | +0.3% | 10,500 | 0.0% | 0.11% | -6.8% | |
| CAT | Sell | CATERPILLAR INC DEL | $354,000 | +13.1% | 2,375 | -4.0% | 0.11% | +4.8% |
| BK | BANK NEW YORK MELLON CORP | $343,000 | -11.4% | 10,000 | 0.0% | 0.11% | -17.8% | |
| MAIN | Sell | MAIN STR CAP CORP COM | $331,000 | -19.5% | 11,200 | -15.2% | 0.10% | -25.5% |
| MYL | Buy | MYLAN NV F | $329,000 | -3.2% | 22,175 | +4.7% | 0.10% | -9.7% |
| AIG | Sell | AMERICAN INTL GROUP INC | $322,000 | -16.4% | 11,690 | -5.3% | 0.10% | -21.9% |
| MOS | New | THE MOSAIC CO | $301,000 | – | 16,500 | +100.0% | 0.09% | – |
| USMV | Buy | ISHARES MSCI USA MIN VOL FCTRmsci usa min vol | $296,000 | +6.1% | 4,644 | +0.9% | 0.09% | -1.1% |
| ET | Sell | ENERGY TRANSFER LP | $294,000 | -30.5% | 54,156 | -8.9% | 0.09% | -35.5% |
| WY | New | WEYERHAEUSER CO MTN BE | $294,000 | – | 10,325 | +100.0% | 0.09% | – |
| BIDU | Buy | BAIDU INCspon adr rep a | $292,000 | +25.3% | 2,305 | +18.5% | 0.09% | +16.9% |
| JBL | Sell | JABIL INC | $289,000 | -13.7% | 8,450 | -19.1% | 0.09% | -19.8% |
| LNC | Sell | LINCOLN NATL CORP IND | $286,000 | -23.3% | 9,132 | -9.9% | 0.09% | -29.0% |
| IWO | ISHARES TRrus 2000 grw etf | $277,000 | +6.9% | 1,250 | 0.0% | 0.09% | 0.0% | |
| USB | Sell | US BANCORP DEL | $277,000 | -18.5% | 7,734 | -16.2% | 0.09% | -23.9% |
| YUMC | Sell | YUM CHINA HOLDINGS INC | $270,000 | -7.8% | 5,100 | -16.4% | 0.08% | -14.4% |
| CARR | New | CARRIER GLOBAL CORP | $268,000 | – | 8,760 | +100.0% | 0.08% | – |
| FTV | FORTIVE CORP DISC | $269,000 | +12.6% | 3,534 | 0.0% | 0.08% | +5.1% | |
| MCO | Sell | MOODYS CORP | $266,000 | -15.0% | 918 | -19.5% | 0.08% | -21.2% |
| STX | SEAGATE TECHNOLOGY F | $251,000 | +1.6% | 5,100 | 0.0% | 0.08% | -4.9% | |
| ZBH | ZIMMER BIOMET HOLDINGSINC COM | $245,000 | +14.0% | 1,800 | 0.0% | 0.08% | +7.0% | |
| CIEN | CIENA CORP | $242,000 | -26.7% | 6,087 | 0.0% | 0.08% | -31.8% | |
| WAT | WATERS CORP | $243,000 | +8.5% | 1,240 | 0.0% | 0.08% | +1.4% | |
| HIG | Sell | HARTFORD FINL SVCS GROUP INC | $240,000 | -20.3% | 6,500 | -16.7% | 0.07% | -26.0% |
| VTR | New | VENTAS INC REIT | $235,000 | – | 5,600 | +100.0% | 0.07% | – |
| MDT | New | MEDTRONIC PLC F | $234,000 | – | 2,247 | +100.0% | 0.07% | – |
| ENB | Sell | ENBRIDGE INC F | $228,000 | -14.9% | 7,821 | -11.2% | 0.07% | -21.3% |
| TSCO | Sell | TRACTOR SUPPLY CO | $225,000 | +5.6% | 1,570 | -3.1% | 0.07% | -1.4% |
| NNN | Buy | NATIONAL RETAIL PROPERTIES I | $223,000 | +2.3% | 6,451 | +4.9% | 0.07% | -4.2% |
| SCHW | SCHWAB CHARLES CORP | $224,000 | +7.7% | 6,175 | 0.0% | 0.07% | 0.0% | |
| VICI | New | VICI PPTYS INC | $224,000 | – | 9,600 | +100.0% | 0.07% | – |
| AMZA | ETFIS SER TR I INFRACACT MLPinfrac act mlp | $223,000 | -22.0% | 16,450 | 0.0% | 0.07% | -27.4% | |
| HI | HILLENBRAND INC | $219,000 | +4.8% | 7,713 | 0.0% | 0.07% | -1.4% | |
| MTUM | New | ISHARES MSCI USA MOMNTUM FCT Emsci usa mmentm | $213,000 | – | 1,444 | +100.0% | 0.07% | – |
| MO | Sell | ALTRIA GROUP INC | $207,000 | -10.0% | 5,365 | -8.5% | 0.06% | -15.8% |
| ARI | Sell | APOLLO COMMERCIAL REALESTATE F | $175,000 | -26.8% | 19,400 | -20.5% | 0.05% | -31.6% |
| VALE | New | VALE SA F SPONSORED ADR 1 ADRsponsored ads | $169,000 | – | 16,000 | +100.0% | 0.05% | – |
| SMM | Buy | SALIENT MIDSTREAM & MLPFUNDsh ben int | $161,000 | +8.1% | 46,000 | +27.8% | 0.05% | +2.0% |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT IN | $141,000 | -6.0% | 19,796 | -13.2% | 0.04% | -12.0% |
| EQX | Sell | EQUINOX GOLD CORP COMNPV(POST | $117,000 | -58.2% | 10,000 | -60.0% | 0.04% | -61.3% |
| BGCP | BGC PARTNERS INC COM USD0.01CLcl a | $113,000 | -12.4% | 47,000 | 0.0% | 0.04% | -18.6% | |
| CPTA | New | CAPITALA FIN CO | $105,000 | – | 11,170 | +100.0% | 0.03% | – |
| GE | Sell | GENERAL ELECTRIC CO | $87,000 | -14.7% | 13,940 | -6.7% | 0.03% | -20.6% |
| BMYRT | Sell | BRISTOL-MYERS SQUIBB COright 99/99/9999 | $49,000 | -42.4% | 21,648 | -8.7% | 0.02% | -46.4% |
| COTY | Sell | COTY INC | $37,000 | -43.9% | 13,602 | -7.9% | 0.01% | -50.0% |
| WONDER AUTO TECH INC XXX ESCRO | $0 | – | 10,000 | 0.0% | 0.00% | – | ||
| LCTX | Exit | LINEAGE CELL THERAPEUTICSINC C | $0 | – | -20,000 | -100.0% | -0.01% | – |
| Exit | MALIN CORP PLC ORDF | $0 | – | -10,000 | -100.0% | -0.02% | – | |
| CPTA | Exit | CAPITALA FIN CO | $0 | – | -28,500 | -100.0% | -0.02% | – |
| VRTX | Exit | VERTEX PHARMACEUTICA | $0 | – | -700 | -100.0% | -0.07% | – |
| EEM | Exit | ISHARES MSCI EMERGING MARKETSmsci emg mkt etf | $0 | – | -5,629 | -100.0% | -0.08% | – |
| TDF | Exit | TEMPLETON DRAGON CF | $0 | – | -11,500 | -100.0% | -0.08% | – |
| SHW | Exit | SHERWIN WILLIAMS CO | $0 | – | -409 | -100.0% | -0.08% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -9,700 | -100.0% | -0.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JPMORGAN CHASE & CO MEDI | 39 | Q4 2022 | 4.2% |
| JOHNSON & JOHNSON | 39 | Q4 2022 | 3.0% |
| C V S HEALTH CORPORATION | 39 | Q4 2022 | 4.1% |
| PROCTER & GAMBLE | 39 | Q4 2022 | 2.4% |
| MICROSOFT CORP | 39 | Q4 2022 | 4.3% |
| MCKESSON CORPORATION | 39 | Q4 2022 | 2.6% |
| MERCK & CO INC NEW | 39 | Q4 2022 | 1.9% |
| VERIZON COMMUNICATN | 39 | Q4 2022 | 1.8% |
| CISCO SYSTEMS INC | 39 | Q4 2022 | 1.8% |
| CHEVRON CORPORATION | 39 | Q4 2022 | 2.3% |
View Regent Investment Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-10-21 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-20 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-19 |
View Regent Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.