$243 Million is the total value of Regent Investment Management LLC's 210 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 20.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC | $14,419,000 | -15.1% | 56,705 | -2.0% | 5.94% | +14.3% |
| AMZN | Sell | AMAZON.COM INC | $9,550,000 | +3.3% | 4,898 | -2.1% | 3.93% | +39.1% |
| MSFT | Sell | MICROSOFT CORP | $9,144,000 | -2.9% | 57,978 | -2.9% | 3.76% | +30.8% |
| JPM | Sell | J P MORGAN CHASE & CO | $8,538,000 | -37.2% | 94,841 | -2.8% | 3.52% | -15.4% |
| FB | Buy | FACEBOOK INC CLASS A | $8,242,000 | -15.2% | 49,410 | +4.4% | 3.39% | +14.2% |
| GOOG | Buy | ALPHABET INC. CLASS C | $7,798,000 | -12.9% | 6,706 | +0.2% | 3.21% | +17.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $6,586,000 | -8.0% | 50,226 | +2.4% | 2.71% | +24.0% |
| BFB | BROWN FORMAN CORP CLASS B | $5,626,000 | -17.9% | 101,355 | 0.0% | 2.32% | +10.6% | |
| PG | Sell | PROCTER & GAMBLE | $5,568,000 | -12.6% | 50,616 | -0.8% | 2.29% | +17.7% |
| BMY | Buy | BRISTOL-MYERS SQUIBB | $4,993,000 | -2.3% | 89,591 | +12.6% | 2.06% | +31.7% |
| BABA | Sell | ALIBABA GROUP HOLDING F SPONSO | $4,666,000 | -9.6% | 23,990 | -1.4% | 1.92% | +21.8% |
| MRK | Buy | MERCK & CO. INC. | $4,610,000 | -5.9% | 59,917 | +11.3% | 1.90% | +26.8% |
| VZ | Buy | VERIZON COMMUNICATN | $4,486,000 | -7.9% | 83,504 | +5.3% | 1.85% | +24.1% |
| QCOM | Buy | QUALCOMM INC | $4,479,000 | -6.8% | 66,209 | +21.6% | 1.84% | +25.6% |
| CVS | Buy | CVS HEALTH CORP | $4,428,000 | -15.8% | 74,634 | +5.4% | 1.82% | +13.4% |
| HZNP | Sell | HORIZON THERAPEUTICS P F | $3,902,000 | -18.7% | 131,738 | -0.6% | 1.61% | +9.6% |
| CSCO | Sell | CISCO SYSTEMS INC | $3,781,000 | -19.3% | 96,194 | -1.6% | 1.56% | +8.7% |
| WSBC | Sell | WESBANCO INC | $3,465,000 | -41.8% | 146,207 | -7.2% | 1.43% | -21.6% |
| T | Buy | A T & T INC | $3,400,000 | -19.0% | 116,641 | +8.5% | 1.40% | +9.1% |
| GOOGL | Sell | ALPHABET INC. CLASS A | $3,102,000 | -16.0% | 2,670 | -3.2% | 1.28% | +13.1% |
| UNH | Sell | UNITEDHEALTH GRP INC | $3,057,000 | -19.9% | 12,259 | -5.5% | 1.26% | +8.0% |
| BAC | Sell | BANK OF AMERICA CORP | $3,036,000 | -40.9% | 143,022 | -1.9% | 1.25% | -20.4% |
| IAC | Sell | IAC/INTERACTIVE CORP | $2,890,000 | -28.5% | 16,125 | -0.6% | 1.19% | -3.7% |
| SWKS | Buy | SKYWORKS SOLUTIONS | $2,817,000 | -12.9% | 31,520 | +17.8% | 1.16% | +17.4% |
| V | Sell | VISA INC CLASS A | $2,756,000 | -15.1% | 17,106 | -1.0% | 1.14% | +14.4% |
| WBA | Sell | WALGREENS BOOTS ALLI | $2,706,000 | -24.0% | 59,139 | -2.1% | 1.11% | +2.3% |
| AVGO | Buy | BROADCOM INC | $2,417,000 | +13.0% | 10,195 | +50.7% | 1.00% | +52.4% |
| C | Buy | CITIGROUP INC | $2,341,000 | -35.6% | 55,583 | +22.2% | 0.96% | -13.2% |
| MU | Sell | MICRON TECHNOLOGY | $2,338,000 | -23.0% | 55,599 | -1.5% | 0.96% | +3.8% |
| TMO | Sell | THERMO FISHER SCNTFC | $2,291,000 | -13.4% | 8,077 | -0.8% | 0.94% | +16.6% |
| MS | Sell | MORGAN STANLEY | $2,242,000 | -35.4% | 65,927 | -2.9% | 0.92% | -13.0% |
| UL | Sell | UNILEVER PLC F SPONSORED ADR 1 | $1,939,000 | -25.6% | 38,344 | -15.8% | 0.80% | +0.3% |
| WMB | Sell | WILLIAMS COMPANIES | $1,922,000 | -41.6% | 135,800 | -2.1% | 0.79% | -21.4% |
| TJX | Sell | TJX COMPANIES INC | $1,845,000 | -25.5% | 38,582 | -4.9% | 0.76% | +0.4% |
| CMCSA | Sell | COMCAST CORP CLASS A | $1,797,000 | -24.2% | 52,257 | -0.9% | 0.74% | +2.1% |
| DIS | Buy | WALT DISNEY CO | $1,794,000 | -29.4% | 18,574 | +5.7% | 0.74% | -4.9% |
| SCHE | Sell | SCHWAB EMERGING MARKETS EQUITYetf | $1,762,000 | -25.6% | 85,140 | -1.5% | 0.73% | +0.4% |
| PFE | Sell | PFIZER INC | $1,755,000 | -17.6% | 53,788 | -1.0% | 0.72% | +11.1% |
| KO | THE COCA-COLA CO | $1,743,000 | -20.1% | 39,399 | 0.0% | 0.72% | +7.6% | |
| BRKB | Sell | BERKSHIRE HATHAWAY CLASS B | $1,679,000 | -27.1% | 9,184 | -9.7% | 0.69% | -1.8% |
| ANIP | Sell | ANI PHARMACEUTICALS | $1,653,000 | -35.2% | 40,579 | -1.8% | 0.68% | -12.6% |
| WDAY | WORKDAY INC CLASS A | $1,621,000 | -20.8% | 12,450 | 0.0% | 0.67% | +6.5% | |
| GIS | Buy | GENERAL MILLS INC | $1,567,000 | +13.1% | 29,700 | +14.8% | 0.64% | +52.5% |
| HD | Sell | HOME DEPOT INC | $1,530,000 | -15.9% | 8,194 | -1.7% | 0.63% | +13.3% |
| INTC | Sell | INTEL CORP | $1,511,000 | -14.5% | 27,924 | -5.4% | 0.62% | +15.2% |
| ABT | Sell | ABBOTT LABORATORIES | $1,389,000 | -15.6% | 17,597 | -7.1% | 0.57% | +13.7% |
| KMI | Sell | KINDER MORGAN INC | $1,362,000 | -36.9% | 97,850 | -4.1% | 0.56% | -15.0% |
| HON | Sell | HONEYWELL INTL INC | $1,360,000 | -28.1% | 10,168 | -4.8% | 0.56% | -3.1% |
| CVX | Sell | CHEVRON CORP | $1,304,000 | -44.8% | 17,999 | -8.2% | 0.54% | -25.6% |
| ORCL | Buy | ORACLE CORP | $1,280,000 | -8.1% | 26,493 | +0.8% | 0.53% | +23.7% |
| VFC | Sell | VF CORP | $1,251,000 | -46.2% | 23,139 | -0.9% | 0.52% | -27.6% |
| AMZA | New | ETFIS SER TR I INFRACACT MLPetf | $1,236,000 | – | 114,500 | +100.0% | 0.51% | – |
| ABBV | Sell | ABBVIE INC | $1,236,000 | -18.0% | 16,216 | -4.8% | 0.51% | +10.4% |
| AMP | Buy | AMERIPRISE FINL | $1,211,000 | -37.4% | 11,819 | +1.8% | 0.50% | -15.6% |
| PRU | Buy | PRUDENTIAL FINL | $1,206,000 | -40.6% | 23,125 | +6.7% | 0.50% | -20.0% |
| TXN | TEXAS INSTRUMENTS | $1,204,000 | -22.1% | 12,050 | 0.0% | 0.50% | +4.9% | |
| BDX | Buy | BECTON DICKINSON&CO | $1,201,000 | -14.1% | 5,226 | +1.7% | 0.50% | +15.9% |
| VRSN | Sell | VERISIGN INC | $1,175,000 | -8.2% | 6,525 | -1.8% | 0.48% | +23.8% |
| MCK | Buy | MCKESSON CORP | $1,138,000 | +5.4% | 8,410 | +7.7% | 0.47% | +42.1% |
| DHR | Sell | DANAHER CORP | $1,098,000 | -11.9% | 7,932 | -2.3% | 0.45% | +18.6% |
| FDX | Sell | FEDEX CORP | $1,080,000 | -47.0% | 8,904 | -33.9% | 0.44% | -28.5% |
| SYK | STRYKER CORP | $1,049,000 | -20.7% | 6,300 | 0.0% | 0.43% | +6.9% | |
| VWO | VANGUARD FTSE EMERGING MARKETSetf | $1,034,000 | -24.5% | 30,806 | 0.0% | 0.43% | +1.7% | |
| BKNG | Sell | BOOKING HOLDINGS INC | $1,014,000 | -66.4% | 754 | -48.7% | 0.42% | -54.7% |
| HUM | Sell | HUMANA INC | $1,000,000 | -17.1% | 3,183 | -3.3% | 0.41% | +11.7% |
| KMB | Sell | KIMBERLY-CLARK CORP | $1,000,000 | -18.0% | 7,823 | -11.8% | 0.41% | +10.5% |
| WDC | Buy | WESTERN DIGITAL CORP | $935,000 | -22.5% | 22,460 | +18.1% | 0.38% | +4.3% |
| PEP | Sell | PEPSICO INC | $897,000 | -15.2% | 7,466 | -3.6% | 0.37% | +14.2% |
| MMM | Sell | 3M CO | $859,000 | -37.7% | 6,289 | -19.5% | 0.35% | -15.9% |
| ABC | Sell | AMERISOURCEBERGEN CORP | $850,000 | -5.0% | 9,605 | -8.8% | 0.35% | +27.7% |
| LOW | Buy | LOWES COMPANIES INC | $841,000 | -24.0% | 9,775 | +5.7% | 0.35% | +2.4% |
| MDLZ | Sell | MONDELEZ INTL CLASS A | $810,000 | -13.1% | 16,183 | -4.3% | 0.33% | +17.2% |
| UNP | UNION PACIFIC CORP | $788,000 | -22.0% | 5,588 | 0.0% | 0.32% | +4.9% | |
| SJM | Sell | J M SMUCKER CO | $760,000 | -17.7% | 6,844 | -22.9% | 0.31% | +11.0% |
| CB | Sell | CHUBB LTD F | $758,000 | -28.8% | 6,791 | -0.7% | 0.31% | -4.3% |
| CAG | Buy | CONAGRA BRANDS INC | $752,000 | +28.5% | 25,632 | +50.1% | 0.31% | +73.2% |
| NEE | Sell | NEXTERA ENERGY INC | $736,000 | -13.3% | 3,058 | -12.8% | 0.30% | +17.0% |
| LLY | Sell | ELI LILLY AND CO COM | $685,000 | -0.4% | 4,933 | -5.7% | 0.28% | +34.3% |
| DEO | DIAGEO PLC F SPONSORED ADR 1 A | $686,000 | -24.5% | 5,400 | 0.0% | 0.28% | +1.4% | |
| ADBE | Sell | ADOBE INC | $667,000 | -8.9% | 2,095 | -5.6% | 0.28% | +22.8% |
| BUD | Sell | ANHEUSER BUSCH INBEV S F SPONS | $654,000 | -48.3% | 14,814 | -3.9% | 0.27% | -30.5% |
| USA | LIBERTY ALL STAR EQUITYFD SH B | $653,000 | -28.6% | 135,000 | 0.0% | 0.27% | -3.6% | |
| TSM | TAIWAN SEMICONDUCTR F SPONSORE | $643,000 | -17.8% | 13,453 | 0.0% | 0.26% | +10.9% | |
| PYPL | Buy | PAYPAL HOLDINGS INCORPOR | $641,000 | -1.1% | 6,690 | +11.7% | 0.26% | +33.3% |
| YUM | YUM BRANDS INC | $615,000 | -32.0% | 8,970 | 0.0% | 0.25% | -8.3% | |
| ALB | Sell | ALBEMARLE CORP | $606,000 | -31.8% | 10,755 | -11.5% | 0.25% | -7.7% |
| TRV | Sell | TRAVELERS COMPANIES | $589,000 | -27.9% | 5,929 | -0.6% | 0.24% | -2.8% |
| UTX | Sell | UNITED TECHNOLOGIES CXXX NAME | $585,000 | -39.4% | 6,205 | -3.7% | 0.24% | -18.3% |
| PPL | Sell | PPL CORP | $584,000 | -34.8% | 23,675 | -5.2% | 0.24% | -12.4% |
| EMR | EMERSON ELECTRIC CO | $582,000 | -37.5% | 12,207 | 0.0% | 0.24% | -15.8% | |
| MET | Sell | METLIFE INC | $582,000 | -44.4% | 19,031 | -7.3% | 0.24% | -25.0% |
| CAH | Sell | CARDINAL HEALTH INC | $578,000 | -16.8% | 12,050 | -12.4% | 0.24% | +12.3% |
| ILMN | ILLUMINA INC | $572,000 | -17.7% | 2,095 | 0.0% | 0.24% | +11.3% | |
| ANTM | ANTHEM INC | $571,000 | -24.9% | 2,515 | 0.0% | 0.24% | +1.3% | |
| APLS | APELLIS PHARMACEUTICALS | $571,000 | -12.4% | 21,309 | 0.0% | 0.24% | +18.1% | |
| MYL | Sell | MYLAN NV F | $569,000 | -41.8% | 38,175 | -21.5% | 0.23% | -21.7% |
| PM | PHILIP MORRIS INTL | $545,000 | -14.2% | 7,466 | 0.0% | 0.22% | +15.5% | |
| GILD | Sell | GILEAD SCIENCES INC | $530,000 | +8.2% | 7,095 | -6.0% | 0.22% | +45.3% |
| AXP | AMERICAN EXPRESS CO | $514,000 | -31.2% | 6,000 | 0.0% | 0.21% | -7.0% | |
| PANW | Sell | PALO ALTO NETWORKS INCCOM USD0 | $496,000 | -46.7% | 3,025 | -24.8% | 0.20% | -28.4% |
| CI | CIGNA CORP | $488,000 | -13.3% | 2,754 | 0.0% | 0.20% | +16.9% | |
| COP | Sell | CONOCOPHILLIPS | $479,000 | -56.2% | 15,539 | -7.5% | 0.20% | -41.0% |
| MA | Sell | MASTERCARD INC CLASS A | $475,000 | -26.5% | 1,965 | -9.2% | 0.20% | -0.5% |
| NSC | Sell | NORFOLK SOUTHERN CO | $464,000 | -32.3% | 3,180 | -9.9% | 0.19% | -8.6% |
| LMRK | Sell | LANDMARK INFRASTRUCTU LP | $458,000 | -37.9% | 43,384 | -3.6% | 0.19% | -16.4% |
| DAL | Sell | DELTA AIR LINES INC DEL | $442,000 | -68.4% | 15,505 | -35.2% | 0.18% | -57.5% |
| ON | Sell | ON SEMICONDUCTOR CO | $438,000 | -51.7% | 35,198 | -5.4% | 0.18% | -35.0% |
| BFA | Buy | BROWN FORMAN CORP CLASS A | $428,000 | -18.0% | 8,336 | +0.3% | 0.18% | +10.0% |
| RIO | Sell | RIO TINTO PLC F SPONSORED ADR | $424,000 | -39.0% | 9,300 | -20.5% | 0.18% | -17.5% |
| USB | Sell | U S BANCORP | $412,000 | -52.8% | 11,972 | -18.6% | 0.17% | -36.3% |
| AMAT | Buy | APPLIED MATERIALS | $414,000 | -5.7% | 9,035 | +25.5% | 0.17% | +26.9% |
| PNC | Sell | PNC FINL SERVICES | $414,000 | -41.4% | 4,325 | -2.3% | 0.17% | -21.3% |
| XOM | EXXON MOBIL CORP | $400,000 | -45.6% | 10,531 | 0.0% | 0.16% | -26.7% | |
| ATVI | Sell | ACTIVISION BLIZZARD | $399,000 | -2.9% | 6,709 | -2.9% | 0.16% | +30.2% |
| COST | Sell | COSTCO WHOLESALE CO | $397,000 | -8.9% | 1,392 | -6.3% | 0.16% | +22.6% |
| AMGN | Buy | AMGEN INC. | $385,000 | -11.3% | 1,900 | +5.6% | 0.16% | +19.5% |
| LTHM | Sell | LIVENT CORP 00500 | $370,000 | -54.7% | 70,425 | -26.2% | 0.15% | -39.0% |
| BHC | New | BAUSCH HEALTH COS INC F | $364,000 | – | 23,495 | +100.0% | 0.15% | – |
| PSX | PHILLIPS 66 | $357,000 | -51.9% | 6,658 | 0.0% | 0.15% | -35.2% | |
| HSIC | SCHEIN HENRY INC | $354,000 | -24.2% | 7,000 | 0.0% | 0.15% | +2.1% | |
| KR | Sell | KROGER CO | $346,000 | -11.5% | 11,500 | -14.8% | 0.14% | +18.3% |
| CHDN | Sell | CHURCHILL DOWNS INC | $340,000 | -29.3% | 3,305 | -5.7% | 0.14% | -4.8% |
| BRX | Buy | BRIXMOR PROPERTY GROUP I REIT | $334,000 | -51.1% | 35,180 | +11.3% | 0.14% | -34.0% |
| WHR | Sell | WHIRLPOOL CORP | $333,000 | -55.1% | 3,880 | -22.7% | 0.14% | -39.4% |
| ENB | Sell | ENBRIDGE INC F | $331,000 | -29.9% | 11,364 | -4.2% | 0.14% | -5.6% |
| LAMR | Sell | LAMAR ADVERTISING CO0050 REIT | $324,000 | -47.9% | 6,315 | -9.3% | 0.13% | -30.0% |
| MCD | Sell | MC DONALDS CORP | $321,000 | -25.9% | 1,939 | -11.4% | 0.13% | 0.0% |
| SCHG | Sell | SCHWAB US LARGE CAP GROWTH ETFetf | $319,000 | -17.8% | 4,005 | -4.1% | 0.13% | +10.1% |
| YUMC | Sell | YUM CHINA HOLDINGS INC | $318,000 | -19.9% | 7,450 | -9.9% | 0.13% | +8.3% |
| KHC | Buy | KRAFT HEINZ CO | $308,000 | -18.3% | 12,454 | +6.3% | 0.13% | +10.4% |
| AIG | AMERICAN INTL GROUP | $299,000 | -52.8% | 12,340 | 0.0% | 0.12% | -36.3% | |
| ETN | EATON CORP PLC F | $299,000 | -18.1% | 3,857 | 0.0% | 0.12% | +9.8% | |
| SPGI | Sell | S&P GLOBAL INC COM | $297,000 | -11.9% | 1,213 | -1.6% | 0.12% | +18.4% |
| BGCP | Buy | BGC PARTNERS INC COM USD0.01CL | $293,000 | -49.7% | 116,000 | +18.4% | 0.12% | -32.0% |
| CAT | CATERPILLAR INC | $287,000 | -21.6% | 2,475 | 0.0% | 0.12% | +5.4% | |
| MXIM | Sell | MAXIM INTEGRATED PRO | $284,000 | -27.4% | 5,850 | -7.9% | 0.12% | -2.5% |
| ET | Sell | ENERGY TRANSFER LP | $275,000 | -67.6% | 59,616 | -10.0% | 0.11% | -56.5% |
| HIG | Sell | HARTFORD FINL SVC GP | $264,000 | -46.0% | 7,500 | -6.9% | 0.11% | -26.8% |
| CIEN | CIENA CORP | $262,000 | -6.8% | 6,587 | 0.0% | 0.11% | +25.6% | |
| AGN | Sell | ALLERGAN PLC F | $261,000 | -13.3% | 1,473 | -6.4% | 0.11% | +16.3% |
| JBL | JABIL INC | $257,000 | -40.5% | 10,450 | 0.0% | 0.11% | -19.7% | |
| LHCG | L H C GROUP | $257,000 | +2.0% | 1,830 | 0.0% | 0.11% | +37.7% | |
| IWP | ISHARES RUSSELL MIDCAPGROWTHetf | $255,000 | -20.3% | 2,100 | 0.0% | 0.10% | +7.1% | |
| TSLA | TESLA INC | $254,000 | +25.7% | 484 | 0.0% | 0.10% | +69.4% | |
| ARI | Buy | APOLLO COML REAL ESTATEFIN INC | $256,000 | -46.9% | 34,400 | +30.3% | 0.10% | -28.6% |
| EBAY | Sell | EBAY INC | $253,000 | -20.4% | 8,400 | -4.5% | 0.10% | +7.2% |
| DXC | Sell | D X C TECHNOLOGY CO | $252,000 | -68.5% | 19,336 | -9.1% | 0.10% | -57.4% |
| UPS | Buy | UNITED PARCEL SRVC CLASS B | $250,000 | +2.9% | 2,680 | +28.8% | 0.10% | +39.2% |
| ULTA | Buy | ULTA BEAUTY INC. | $244,000 | -23.0% | 1,388 | +10.8% | 0.10% | +3.1% |
| USMV | Buy | ISHARES EDGE MSCI MIN VOL USAetf | $244,000 | -16.2% | 4,514 | +1.8% | 0.10% | +12.4% |
| MCO | MOODYS CORP COM | $241,000 | -11.1% | 1,141 | 0.0% | 0.10% | +19.3% | |
| STX | Buy | SEAGATE TECHNOLOGY F | $234,000 | -12.7% | 4,800 | +6.7% | 0.10% | +17.1% |
| QUAL | Buy | ISHARS EDG MSCI USA QLTY FCTRetf | $232,000 | -11.8% | 2,860 | +9.8% | 0.10% | +20.0% |
| WAT | WATERS CORP | $226,000 | -22.1% | 1,240 | 0.0% | 0.09% | +4.5% | |
| SCHW | Sell | CHARLES SCHWAB CORP | $221,000 | -35.2% | 6,575 | -8.4% | 0.09% | -12.5% |
| CPTA | Sell | CAPITALA FIN CO | $219,000 | -64.6% | 69,950 | -1.4% | 0.09% | -52.4% |
| DD | Sell | DUPONT DE NEMOURS INC | $216,000 | -62.4% | 6,348 | -29.2% | 0.09% | -49.4% |
| MO | Buy | ALTRIA GROUP INC | $215,000 | -18.3% | 5,565 | +5.7% | 0.09% | +11.2% |
| TTWO | Sell | TAKE TWO INTERACTV | $213,000 | -13.1% | 1,800 | -10.0% | 0.09% | +17.3% |
| TDF | TEMPLETON DRAGON CF | $213,000 | -12.3% | 12,500 | 0.0% | 0.09% | +18.9% | |
| EEM | Sell | ISHARES MSCI EMERGING MARKETSetf | $214,000 | -34.6% | 6,279 | -13.7% | 0.09% | -12.0% |
| RDSB | Sell | ROYAL DUTCH SHELL F SPONSORED | $209,000 | -61.7% | 6,410 | -29.6% | 0.09% | -48.5% |
| UAL | Sell | UNITED AIRLINES HLDGS | $210,000 | -72.6% | 6,650 | -23.5% | 0.09% | -63.2% |
| MAIN | New | MAIN STR CAP CORP COM | $207,000 | – | 10,100 | +100.0% | 0.08% | – |
| LNC | Sell | LINCOLN NTNL CO | $203,000 | -55.9% | 7,700 | -1.3% | 0.08% | -40.4% |
| SBUX | STARBUCKS CORP | $205,000 | -25.2% | 3,114 | 0.0% | 0.08% | 0.0% | |
| GPC | GENUINE PARTS CO COM USD1.00 | $202,000 | -36.7% | 3,000 | 0.0% | 0.08% | -14.4% | |
| NWL | Sell | NEWELL BRANDS INC | $138,000 | -32.4% | 10,400 | -1.9% | 0.06% | -8.1% |
| GE | GENERAL ELECTRIC CO | $119,000 | -28.7% | 14,940 | 0.0% | 0.05% | -3.9% | |
| NLY | Sell | ANNALY CAPITAL MGMT REIT | $108,000 | -48.1% | 21,271 | -4.1% | 0.04% | -31.2% |
| JBLU | New | JETBLUE AIRWAYS CORP | $100,000 | – | 11,150 | +100.0% | 0.04% | – |
| BMYRT | Sell | BRISTOL-MYERS SQUIBB RTS RIGHTrts | $91,000 | -15.0% | 23,958 | -32.8% | 0.04% | +12.1% |
| PAA | Sell | PLAINS ALL AMERICAN P LP | $87,000 | -74.0% | 16,500 | -9.3% | 0.04% | -64.7% |
| COTY | Sell | COTY INC CLASS A | $75,000 | -54.3% | 14,527 | -0.7% | 0.03% | -38.0% |
| GLOP | New | GASLOG PARTNERS LP UNITLTD PTN | $74,000 | – | 33,500 | +100.0% | 0.03% | – |
| GMLP | Sell | GOLAR LNG PARTNERS LPCOM UNIT | $40,000 | -71.8% | 12,000 | -25.0% | 0.02% | -62.8% |
| MALIN CORP PLC ORDF | $30,000 | -41.2% | 10,000 | 0.0% | 0.01% | -25.0% | ||
| LCTX | LINEAGE CELL THERAPEUTICSINC C | $17,000 | -5.6% | 20,000 | 0.0% | 0.01% | +16.7% | |
| WONDER AUTO TECH INC XXX ESCRO | $0 | – | 10,000 | 0.0% | 0.00% | – | ||
| CIDM | Exit | CINEDIGM CORP COM NEW | $0 | – | -11,137 | -100.0% | -0.00% | – |
| CLF | Exit | CLEVELAND-CLIFFS INC | $0 | – | -16,765 | -100.0% | -0.04% | – |
| HRC | Exit | HILL ROM HLDGS COM | $0 | – | -1,800 | -100.0% | -0.06% | – |
| VRTX | Exit | VERTEX PHARMACEUTICA | $0 | – | -950 | -100.0% | -0.06% | – |
| D | Exit | DOMINION ENERGY INC | $0 | – | -2,602 | -100.0% | -0.07% | – |
| IVV | Exit | ISHARES CORE S&P 500ETFetf | $0 | – | -678 | -100.0% | -0.07% | – |
| RTN | Exit | RAYTHEON CO | $0 | – | -1,000 | -100.0% | -0.07% | – |
| BX | Exit | BLACKSTONE GROUP INC | $0 | – | -4,000 | -100.0% | -0.07% | – |
| HAL | Exit | HALLIBURTON CO HLDG | $0 | – | -9,250 | -100.0% | -0.07% | – |
| VIAC | Exit | VIACOMCBS INC CLASS B | $0 | – | -5,582 | -100.0% | -0.07% | – |
| SHW | Exit | SHERWIN WILLIAMS CO | $0 | – | -409 | -100.0% | -0.07% | – |
| AMZA | Exit | ETFIS SER TR I INFRACAPACTIVEetf | $0 | – | -54,500 | -100.0% | -0.08% | – |
| WM | Exit | WASTE MANAGEMENT INC | $0 | – | -2,200 | -100.0% | -0.08% | – |
| MOS | Exit | THE MOSAIC CO | $0 | – | -11,900 | -100.0% | -0.08% | – |
| IWN | Exit | ISHARES RUSSELL 2000 VALUE ETFetf | $0 | – | -2,011 | -100.0% | -0.08% | – |
| HI | Exit | HILLENBRAND INC COM | $0 | – | -7,713 | -100.0% | -0.08% | – |
| CG | Exit | CARLYLE GROUP L P COMUTS LTD P | $0 | – | -8,196 | -100.0% | -0.08% | – |
| CTVA | Exit | CORTEVA INC | $0 | – | -8,965 | -100.0% | -0.08% | – |
| ZBH | Exit | ZIMMER BIOMET HLDGS INCCOM | $0 | – | -1,800 | -100.0% | -0.08% | – |
| FTV | Exit | FORTIVE CORP DISC | $0 | – | -3,534 | -100.0% | -0.08% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY | $0 | – | -2,659 | -100.0% | -0.08% | – |
| EFA | Exit | ISHARES MSCI EAFE ETFetf | $0 | – | -4,081 | -100.0% | -0.09% | – |
| SLB | Exit | SCHLUMBERGER LTD F | $0 | – | -6,986 | -100.0% | -0.09% | – |
| WY | Exit | WEYERHAEUSER CO REIT | $0 | – | -9,400 | -100.0% | -0.09% | – |
| VICI | Exit | VICI PROPERTIES INC | $0 | – | -12,100 | -100.0% | -0.09% | – |
| PRSP | Exit | PERSPECTA INC | $0 | – | -11,725 | -100.0% | -0.10% | – |
| BIDU | Exit | BAIDU COM INC F SPONSORED ADR | $0 | – | -2,510 | -100.0% | -0.10% | – |
| NMRK | Exit | NEWMARK GROUP INC CL A | $0 | – | -25,565 | -100.0% | -0.10% | – |
| DOW | Exit | DOW INC | $0 | – | -7,178 | -100.0% | -0.12% | – |
| EWZ | Exit | ISHARES MSCI BRAZIL ETFetf | $0 | – | -14,575 | -100.0% | -0.21% | – |
| DXJ | Exit | WISDOMTREE TRUST JAPANHEDGE EQetf | $0 | – | -13,075 | -100.0% | -0.22% | – |
| IWO | Exit | ISHARES RUSSELL 2000GROWTH ETFetf | $0 | – | -4,385 | -100.0% | -0.29% | – |
| EXPE | Exit | EXPEDIA GROUP INC. | $0 | – | -13,515 | -100.0% | -0.45% | – |
| BA | Exit | BOEING CO | $0 | – | -4,913 | -100.0% | -0.49% | – |
| CCL | Exit | CARNIVAL CORP F | $0 | – | -36,123 | -100.0% | -0.56% | – |
| RCL | Exit | ROYAL CARIBBEAN CRUISE F | $0 | – | -23,793 | -100.0% | -0.97% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-04-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JPMORGAN CHASE & CO MEDI | 39 | Q4 2022 | 4.2% |
| JOHNSON & JOHNSON | 39 | Q4 2022 | 3.0% |
| C V S HEALTH CORPORATION | 39 | Q4 2022 | 4.1% |
| PROCTER & GAMBLE | 39 | Q4 2022 | 2.4% |
| MICROSOFT CORP | 39 | Q4 2022 | 4.3% |
| MCKESSON CORPORATION | 39 | Q4 2022 | 2.6% |
| MERCK & CO INC NEW | 39 | Q4 2022 | 1.9% |
| VERIZON COMMUNICATN | 39 | Q4 2022 | 1.8% |
| CISCO SYSTEMS INC | 39 | Q4 2022 | 1.8% |
| CHEVRON CORPORATION | 39 | Q4 2022 | 2.3% |
View Regent Investment Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-10-21 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-20 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-19 |
View Regent Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.