$319 Million is the total value of Regent Investment Management LLC's 234 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 9.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC | $13,596,000 | +20.2% | 60,230 | -1.4% | 4.26% | +12.8% |
| JPM | Buy | J P MORGAN CHASE & CO | $11,678,000 | +8.5% | 103,494 | +0.1% | 3.66% | +1.7% |
| AMZN | Buy | AMAZON.COM INC | $9,510,000 | +26.1% | 4,748 | +7.0% | 2.98% | +18.3% |
| FB | Sell | FACEBOOK INC CLASS A | $9,441,000 | -17.2% | 57,406 | -2.2% | 2.96% | -22.4% |
| GOOG | Sell | ALPHABET INC. CLASS C | $8,614,000 | +5.8% | 7,218 | -1.1% | 2.70% | -0.8% |
| DXC | Buy | D X C TECHNOLOGY CO | $7,872,000 | +16.2% | 84,170 | +0.1% | 2.47% | +9.0% |
| WSBC | New | WESBANCO INC | $7,577,000 | – | 169,959 | +100.0% | 2.37% | – |
| JNJ | Sell | JOHNSON & JOHNSON | $7,107,000 | +12.6% | 51,440 | -1.1% | 2.23% | +5.6% |
| WBA | Sell | WALGREENS BOOTS ALLI | $5,592,000 | +16.7% | 76,702 | -3.9% | 1.75% | +9.5% |
| PG | Sell | PROCTER & GAMBLE | $5,353,000 | +6.4% | 64,312 | -0.2% | 1.68% | -0.2% |
| CVS | Sell | CVS HEALTH CORP | $5,221,000 | +20.3% | 66,323 | -1.7% | 1.64% | +12.8% |
| BABA | Buy | ALIBABA GROUP HOLDING F SPONSO | $5,142,000 | -6.9% | 31,210 | +4.9% | 1.61% | -12.6% |
| BFB | Sell | BROWN FORMAN CORP CLASS B | $5,108,000 | +3.1% | 101,052 | -0.1% | 1.60% | -3.3% |
| BKNG | Sell | BOOKING HOLDINGS INC | $4,823,000 | -2.7% | 2,431 | -0.6% | 1.51% | -8.8% |
| BAC | Buy | BANK OF AMERICA CORP | $4,801,000 | +9.8% | 162,960 | +5.1% | 1.50% | +3.0% |
| MS | Buy | MORGAN STANLEY | $4,469,000 | -1.0% | 95,965 | +0.7% | 1.40% | -7.2% |
| FDX | Buy | FEDEX CORP | $4,403,000 | +16.8% | 18,286 | +10.1% | 1.38% | +9.5% |
| IAC | Sell | IAC/INTERACTIVE CORP | $4,081,000 | +20.4% | 18,830 | -15.3% | 1.28% | +12.9% |
| CELG | Sell | CELGENE CORP | $3,939,000 | +1.4% | 44,018 | -10.0% | 1.23% | -4.9% |
| CSCO | Buy | CISCO SYSTEMS INC | $3,746,000 | +64.5% | 76,993 | +45.5% | 1.17% | +54.3% |
| MU | Buy | MICRON TECHNOLOGY | $3,741,000 | +25.5% | 82,715 | +45.5% | 1.17% | +17.7% |
| MSFT | Buy | MICROSOFT CORP | $3,596,000 | +16.2% | 31,438 | +0.2% | 1.13% | +8.9% |
| GOOGL | Sell | ALPHABET INC. CLASS A | $3,593,000 | +6.3% | 2,977 | -0.5% | 1.12% | -0.3% |
| MRK | Sell | MERCK & CO. INC. | $3,286,000 | +16.0% | 46,314 | -0.8% | 1.03% | +8.8% |
| VZ | Buy | VERIZON COMMUNICATN | $3,231,000 | +71.1% | 60,506 | +61.2% | 1.01% | +60.4% |
| MYL | Buy | MYLAN NV F | $3,211,000 | +15.5% | 87,730 | +14.1% | 1.01% | +8.4% |
| T | Buy | A T & T INC | $3,151,000 | +5.5% | 93,843 | +0.9% | 0.99% | -1.1% |
| LOW | Sell | LOWES COMPANIES INC | $3,068,000 | +6.9% | 26,721 | -11.0% | 0.96% | +0.3% |
| C | Sell | CITIGROUP INC | $3,056,000 | +6.4% | 42,600 | -0.7% | 0.96% | -0.2% |
| CCL | CARNIVAL CORP F | $3,027,000 | +11.2% | 47,473 | 0.0% | 0.95% | +4.3% | |
| WMB | Sell | WILLIAMS COMPANIES | $3,015,000 | -0.6% | 110,890 | -0.9% | 0.94% | -6.8% |
| UL | Buy | UNILEVER PLC F SPONSORED ADR 1 | $2,995,000 | +1.9% | 54,479 | +2.4% | 0.94% | -4.5% |
| DWDP | Buy | DOWDUPONT INC | $2,885,000 | +10.1% | 44,854 | +12.8% | 0.90% | +3.3% |
| ANIP | Buy | ANI PHARMACEUTICALS | $2,626,000 | -1.1% | 46,439 | +16.8% | 0.82% | -7.2% |
| PFE | Sell | PFIZER INC | $2,624,000 | +15.7% | 59,536 | -4.8% | 0.82% | +8.6% |
| VFC | Sell | VF CORP | $2,613,000 | +5.2% | 27,964 | -8.2% | 0.82% | -1.3% |
| V | Buy | VISA INC CLASS A | $2,567,000 | +16.7% | 17,100 | +3.0% | 0.80% | +9.4% |
| CMCSA | Sell | COMCAST CORP CLASS A | $2,502,000 | +7.4% | 70,665 | -0.5% | 0.78% | +0.8% |
| WDAY | Sell | WORKDAY INC CLASS A | $2,480,000 | +19.5% | 16,989 | -0.9% | 0.78% | +12.1% |
| TJX | Sell | TJX COMPANIES INC | $2,459,000 | +17.4% | 21,955 | -0.2% | 0.77% | +10.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY CLASS B | $2,431,000 | +7.6% | 11,356 | -6.2% | 0.76% | +0.8% |
| CVX | Sell | CHEVRON CORP | $2,426,000 | -8.6% | 19,844 | -5.4% | 0.76% | -14.2% |
| UNH | UNITEDHEALTH GRP INC | $2,352,000 | +8.4% | 8,839 | 0.0% | 0.74% | +1.8% | |
| PRU | Buy | PRUDENTIAL FINL | $2,328,000 | +23.3% | 22,975 | +13.8% | 0.73% | +15.5% |
| RCL | Buy | ROYAL CARIBBEAN CRUISE F | $2,228,000 | +26.1% | 17,150 | +0.6% | 0.70% | +18.3% |
| ABT | Sell | ABBOTT LABORATORIES | $2,145,000 | +8.8% | 29,246 | -9.6% | 0.67% | +2.0% |
| ALB | Buy | ALBEMARLE CORP | $2,129,000 | +12.8% | 21,335 | +6.6% | 0.67% | +5.7% |
| WDC | Sell | WESTERN DIGITAL CORP | $2,017,000 | -27.1% | 34,455 | -3.6% | 0.63% | -31.6% |
| HON | Buy | HONEYWELL INTL INC TRADES WITH | $2,011,000 | +15.9% | 12,087 | +0.4% | 0.63% | +8.8% |
| ABBV | Buy | ABBVIE INC | $1,973,000 | +59.5% | 20,866 | +56.3% | 0.62% | +49.6% |
| TMO | Sell | THERMO FISHER SCNTFC | $1,949,000 | +8.3% | 7,985 | -8.1% | 0.61% | +1.7% |
| WHR | Sell | WHIRLPOOL CORP | $1,854,000 | -22.1% | 15,610 | -4.1% | 0.58% | -26.9% |
| KO | THE COCA-COLA CO | $1,832,000 | +5.3% | 39,663 | 0.0% | 0.57% | -1.2% | |
| DIS | WALT DISNEY CO | $1,815,000 | +11.6% | 15,525 | 0.0% | 0.57% | +4.8% | |
| VWO | VANGUARD FTSE EMERGING MARKETSetf | $1,797,000 | -2.8% | 43,820 | 0.0% | 0.56% | -8.8% | |
| HD | Sell | HOME DEPOT INC | $1,613,000 | +5.2% | 7,787 | -0.9% | 0.50% | -1.4% |
| SJM | Buy | J M SMUCKER CO | $1,600,000 | +7.1% | 15,594 | +12.2% | 0.50% | +0.4% |
| SCHE | Buy | SCHWAB EMERGING MARKETS EQUITYetf | $1,597,000 | +1.4% | 62,108 | +2.1% | 0.50% | -4.9% |
| DAL | Sell | DELTA AIR LINES INC | $1,570,000 | +12.3% | 27,157 | -3.8% | 0.49% | +5.4% |
| MMM | Sell | 3M CO | $1,558,000 | +3.6% | 7,394 | -3.3% | 0.49% | -2.8% |
| COP | Sell | CONOCOPHILLIPS | $1,534,000 | +6.9% | 19,816 | -3.9% | 0.48% | +0.4% |
| CAH | Sell | CARDINAL HEALTH INC | $1,518,000 | -9.1% | 28,110 | -17.8% | 0.48% | -14.9% |
| SWKS | Buy | SKYWORKS SOLUTIONS | $1,511,000 | -5.0% | 16,655 | +1.2% | 0.47% | -10.9% |
| INTC | Buy | INTEL CORP | $1,479,000 | -4.4% | 31,271 | +0.5% | 0.46% | -10.4% |
| HUM | Sell | HUMANA INC | $1,466,000 | +11.1% | 4,330 | -2.3% | 0.46% | +4.3% |
| ORCL | Sell | ORACLE CORP | $1,374,000 | +11.7% | 26,643 | -4.5% | 0.43% | +4.6% |
| KMI | Buy | KINDER MORGAN INC | $1,352,000 | +24.3% | 76,229 | +23.8% | 0.42% | +16.8% |
| KMB | Sell | KIMBERLY-CLARK CORP | $1,348,000 | -1.8% | 11,858 | -9.1% | 0.42% | -8.1% |
| MCK | Sell | MCKESSON CORP | $1,339,000 | -4.8% | 10,095 | -4.3% | 0.42% | -10.9% |
| BUD | Buy | ANHEUSER BUSCH INBEV S F SPONS | $1,327,000 | +14.1% | 15,151 | +31.2% | 0.42% | +7.2% |
| LMRK | Sell | LANDMARK INFRASTRUCTU LP | $1,329,000 | -1.0% | 95,957 | -1.0% | 0.42% | -7.1% |
| TXN | Sell | TEXAS INSTRUMENTS | $1,304,000 | -8.7% | 12,150 | -6.2% | 0.41% | -14.5% |
| IWO | ISHARES RUSSELL 2000 GROWTH ETetf | $1,283,000 | +5.3% | 5,965 | 0.0% | 0.40% | -1.2% | |
| ILMN | Sell | ILLUMINA INC | $1,257,000 | +30.3% | 3,425 | -0.9% | 0.39% | +22.4% |
| ABC | AMERISOURCEBERGEN CO | $1,243,000 | +8.2% | 13,475 | 0.0% | 0.39% | +1.3% | |
| PEP | PEPSICO INC | $1,227,000 | +2.8% | 10,971 | 0.0% | 0.38% | -3.8% | |
| SCHW | Sell | THE CHARLES SCHWAB CORP | $1,168,000 | -7.4% | 23,759 | -3.7% | 0.37% | -13.1% |
| BMY | BRISTOL-MYERS SQUIBB | $1,126,000 | +12.3% | 18,127 | 0.0% | 0.35% | +5.4% | |
| SYK | STRYKER CORP | $1,123,000 | +5.2% | 6,321 | 0.0% | 0.35% | -1.1% | |
| PANW | PALO ALTO NETWORKS | $1,093,000 | +9.6% | 4,850 | 0.0% | 0.34% | +2.7% | |
| ESRX | EXPRESS SCRIPTS HLDG | $1,078,000 | +23.1% | 11,342 | 0.0% | 0.34% | +15.4% | |
| IWP | Buy | ISHARES RUSSELL GROWTH MIDCAPetf | $1,056,000 | +223.9% | 7,790 | +202.5% | 0.33% | +203.7% |
| ETP | Buy | ENERGY TRANSFER OPERAXXX MANDA | $1,038,000 | +20.1% | 46,668 | +2.9% | 0.32% | +12.5% |
| IWF | New | ISHARES RUSSELL 1000 GROWTH ETetf | $1,019,000 | – | 6,535 | +100.0% | 0.32% | – |
| ENB | Buy | ENBRIDGE INC F | $1,002,000 | -9.5% | 31,020 | +0.0% | 0.31% | -15.1% |
| KHC | Buy | KRAFT HEINZ CO | $998,000 | +0.3% | 18,100 | +14.3% | 0.31% | -5.7% |
| UTX | Sell | UNITED TECHNOLOGIES | $1,000,000 | +8.7% | 7,155 | -2.7% | 0.31% | +2.0% |
| XOM | EXXON MOBIL CORP | $978,000 | +2.7% | 11,508 | 0.0% | 0.31% | -3.8% | |
| CB | CHUBB LTD F | $969,000 | +5.2% | 7,248 | 0.0% | 0.30% | -1.3% | |
| GILD | GILEAD SCIENCES INC | $944,000 | +9.0% | 12,220 | 0.0% | 0.30% | +2.4% | |
| ON | Buy | ON SEMICONDUCTOR CO | $943,000 | -6.8% | 51,188 | +12.5% | 0.30% | -12.7% |
| DHR | Sell | DANAHER CORP | $939,000 | +4.1% | 8,643 | -5.5% | 0.29% | -2.3% |
| EMR | EMERSON ELECTRIC CO | $935,000 | +10.8% | 12,207 | 0.0% | 0.29% | +3.9% | |
| PSX | Sell | PHILLIPS 66 | $935,000 | -4.3% | 8,295 | -4.6% | 0.29% | -10.1% |
| MRVL | New | MARVELL TECH GROUP F | $902,000 | – | 46,711 | +100.0% | 0.28% | – |
| DEO | Sell | DIAGEO PLC F SPONSORED ADR 1 A | $901,000 | -7.5% | 6,362 | -5.9% | 0.28% | -13.2% |
| TSM | Buy | TAIWAN SEMICONDUCTR F SPONSORE | $870,000 | +93.8% | 19,710 | +60.4% | 0.27% | +82.0% |
| HZNP | Buy | HORIZON PHARMA PLC F | $871,000 | +41.9% | 44,490 | +20.0% | 0.27% | +33.2% |
| PRSP | Sell | PERSPECTA INC | $828,000 | -3.0% | 32,201 | -22.5% | 0.26% | -9.1% |
| YUM | YUM BRANDS INC | $823,000 | +16.2% | 9,050 | 0.0% | 0.26% | +9.3% | |
| MET | Sell | METLIFE INC | $822,000 | -2.5% | 17,591 | -9.0% | 0.26% | -8.9% |
| CBS | Buy | CBS CORP CLASS B | $812,000 | +127.5% | 14,137 | +122.6% | 0.25% | +113.4% |
| RIO | Sell | RIO TINTO PLC F SPONSORED ADR | $806,000 | -9.7% | 15,800 | -1.9% | 0.25% | -15.4% |
| NEE | NEXTERA ENERGY INC | $796,000 | +0.3% | 4,751 | 0.0% | 0.25% | -6.0% | |
| AMP | AMERIPRISE FINL | $792,000 | +5.6% | 5,363 | 0.0% | 0.25% | -0.8% | |
| TRV | Buy | TRAVELERS COMPANIES | $773,000 | +12.8% | 5,959 | +6.4% | 0.24% | +5.7% |
| MDLZ | Buy | MONDELEZ INTL CLASS A | $757,000 | +6.9% | 17,609 | +2.0% | 0.24% | +0.4% |
| GIS | Sell | GENERAL MILLS INC | $728,000 | -7.8% | 16,955 | -5.0% | 0.23% | -13.6% |
| WFC | Sell | WELLS FARGO BK N A | $718,000 | -5.8% | 13,653 | -0.7% | 0.22% | -11.4% |
| AIG | AMERICAN INTL GROUP | $715,000 | +0.4% | 13,425 | 0.0% | 0.22% | -5.9% | |
| RDSB | ROYAL DUTCH SHELL F SPONSORED | $708,000 | -2.3% | 9,985 | 0.0% | 0.22% | -8.3% | |
| NSC | Sell | NORFOLK SOUTHERN CO | $692,000 | +17.3% | 3,834 | -1.9% | 0.22% | +10.2% |
| ANTM | ANTHEM INC | $689,000 | +15.0% | 2,515 | 0.0% | 0.22% | +8.0% | |
| MA | Sell | MASTERCARD INC CLASS A | $666,000 | +9.7% | 2,994 | -3.1% | 0.21% | +3.0% |
| AXP | Sell | AMERICAN EXPRESS CO | $660,000 | +6.1% | 6,200 | -2.4% | 0.21% | -0.5% |
| LAMR | Sell | LAMAR ADVERTISING CO0050 REIT | $647,000 | +9.3% | 8,315 | -4.0% | 0.20% | +2.5% |
| HAL | Buy | HALLIBURTON CO HLDG | $640,000 | -1.2% | 15,780 | +9.7% | 0.20% | -7.4% |
| UNP | UNION PACIFIC CORP | $634,000 | +15.1% | 3,892 | 0.0% | 0.20% | +8.2% | |
| PM | Buy | PHILIP MORRIS INTL | $629,000 | +6.6% | 7,711 | +5.5% | 0.20% | 0.0% |
| FISV | Sell | FISERV INC | $617,000 | +1.6% | 7,494 | -8.5% | 0.19% | -4.9% |
| PNC | PNC FINL SERVICES | $602,000 | +0.7% | 4,425 | 0.0% | 0.19% | -5.5% | |
| BECN | Buy | BEACON ROOFING SUPPL | $601,000 | +16.9% | 16,600 | +37.5% | 0.19% | +9.3% |
| MXIM | MAXIM INTEGRATED PRO | $595,000 | -3.9% | 10,550 | 0.0% | 0.19% | -10.1% | |
| HSIC | SCHEIN HENRY INC | $595,000 | +17.1% | 7,000 | 0.0% | 0.19% | +9.4% | |
| CPTA | Buy | CAPITALA FIN CO | $592,000 | +5.5% | 68,042 | +0.7% | 0.18% | -1.1% |
| PPL | PPL CORP | $582,000 | +2.5% | 19,900 | 0.0% | 0.18% | -4.2% | |
| MCO | MOODYS CORP | $562,000 | -2.1% | 3,363 | 0.0% | 0.18% | -8.3% | |
| BIDU | Buy | BAIDU COM INC F SPONSORED ADR | $560,000 | -1.9% | 2,450 | +4.3% | 0.18% | -8.4% |
| CIEN | Sell | CIENA CORP | $557,000 | +2.4% | 17,837 | -13.1% | 0.17% | -4.4% |
| FSLR | Sell | FIRST SOLAR INC | $547,000 | -21.3% | 11,300 | -14.4% | 0.17% | -26.3% |
| USA | LIBERTY ALL STAR EQUITYFD SH B | $539,000 | +6.1% | 79,287 | 0.0% | 0.17% | -0.6% | |
| HPE | Sell | HEWLETT PACKARD ENTERPRI | $536,000 | +10.1% | 32,880 | -1.4% | 0.17% | +3.1% |
| SLB | Sell | SCHLUMBERGER LTD F | $527,000 | -10.2% | 8,652 | -1.1% | 0.16% | -15.8% |
| LNC | LINCOLN NTNL CO | $521,000 | +8.8% | 7,700 | 0.0% | 0.16% | +1.9% | |
| ATVI | ACTIVISION BLIZZARD | $508,000 | +9.0% | 6,108 | 0.0% | 0.16% | +1.9% | |
| AAL | Buy | AMERICAN AIRLS GROUP | $490,000 | +44.1% | 11,844 | +32.4% | 0.15% | +34.2% |
| ADBE | Sell | ADOBE INC COM | $486,000 | +5.0% | 1,800 | -5.3% | 0.15% | -1.9% |
| UAL | Sell | UNITED CONTL HLDGS | $476,000 | -2.5% | 5,347 | -23.6% | 0.15% | -8.6% |
| PYPL | PAYPAL HOLDINGS INCORPOR | $466,000 | +5.7% | 5,300 | 0.0% | 0.15% | -0.7% | |
| MGA | Buy | MAGNA INTL INC F | $465,000 | +11.8% | 8,860 | +23.9% | 0.15% | +5.0% |
| KR | KROGER CO | $451,000 | +2.3% | 15,500 | 0.0% | 0.14% | -4.1% | |
| WAT | WATERS CORP | $436,000 | +0.5% | 2,240 | 0.0% | 0.14% | -5.5% | |
| BFA | Sell | BROWN FORMAN CORP CLASS A | $422,000 | +3.4% | 8,310 | -0.6% | 0.13% | -2.9% |
| ETN | EATON CORP PLC F | $404,000 | +16.1% | 4,657 | 0.0% | 0.13% | +9.5% | |
| HI | HILLENBRAND INC COM | $403,000 | +10.7% | 7,713 | 0.0% | 0.13% | +3.3% | |
| VTR | VENTAS INC REIT | $402,000 | -4.5% | 7,396 | 0.0% | 0.13% | -10.6% | |
| HIG | HARTFORD FINL SVC GP | $400,000 | -2.2% | 8,000 | 0.0% | 0.12% | -8.8% | |
| MOS | THE MOSAIC CO | $391,000 | +15.7% | 12,046 | 0.0% | 0.12% | +8.0% | |
| AGN | ALLERGAN PLC F | $388,000 | +14.5% | 2,035 | 0.0% | 0.12% | +8.0% | |
| MCD | MC DONALDS CORP | $390,000 | +6.6% | 2,334 | 0.0% | 0.12% | 0.0% | |
| GT | Sell | GOODYEAR TIRE RUBBER | $380,000 | -12.2% | 16,252 | -12.5% | 0.12% | -17.9% |
| CAT | CATERPILLAR INC | $377,000 | +12.2% | 2,475 | 0.0% | 0.12% | +5.4% | |
| AMGN | Sell | AMGEN INC. | $373,000 | -12.2% | 1,800 | -21.7% | 0.12% | -17.6% |
| COTY | Sell | COTY INC CLASS A | $363,000 | -14.8% | 28,926 | -4.3% | 0.11% | -19.7% |
| LLY | LILLY ELI & CO | $361,000 | +25.3% | 3,368 | 0.0% | 0.11% | +17.7% | |
| JBL | JABIL INC | $360,000 | -2.2% | 13,300 | 0.0% | 0.11% | -8.1% | |
| AENA SME S.A. EUR10 ISIN#ES010 | $347,000 | -4.4% | 2,000 | 0.0% | 0.11% | -9.9% | ||
| MO | ALTRIA GROUP INC | $347,000 | +6.1% | 5,757 | 0.0% | 0.11% | 0.0% | |
| EEM | Sell | ISHARES MSCI EMERGING MARKETSetf | $326,000 | -12.4% | 7,594 | -11.6% | 0.10% | -17.7% |
| YUMC | YUM CHINA HOLDINGS INC | $318,000 | -8.6% | 9,050 | 0.0% | 0.10% | -13.8% | |
| QCOM | New | QUALCOMM INC | $309,000 | – | 4,292 | +100.0% | 0.10% | – |
| CAG | Buy | CONAGRA BRANDS INC | $310,000 | +8.8% | 9,125 | +14.4% | 0.10% | +2.1% |
| OXY | OCCIDENTAL PETROL CO | $304,000 | -1.9% | 3,700 | 0.0% | 0.10% | -8.7% | |
| CHDN | CHURCHILL DOWNS INC | $299,000 | -6.3% | 1,075 | 0.0% | 0.09% | -12.1% | |
| GPC | GENUINE PARTS CO | $298,000 | +8.4% | 3,000 | 0.0% | 0.09% | +1.1% | |
| FTV | FORTIVE CORP DISC | $298,000 | +9.2% | 3,534 | 0.0% | 0.09% | +2.2% | |
| TSLA | Sell | TESLA INC | $287,000 | -29.7% | 1,084 | -8.9% | 0.09% | -33.8% |
| EFA | ISHARES MSCI EAFE ETFetf | $277,000 | +1.5% | 4,081 | 0.0% | 0.09% | -4.4% | |
| DVN | DEVON ENERGY CORP | $275,000 | -9.2% | 6,890 | 0.0% | 0.09% | -14.9% | |
| ADNT | Buy | ADIENT PLC F | $270,000 | -17.9% | 6,880 | +3.0% | 0.08% | -22.7% |
| IWN | Sell | ISHARES RUSSELL 2000 VALUE ETFetf | $267,000 | -77.0% | 2,011 | -77.1% | 0.08% | -78.3% |
| EBAY | Buy | EBAY INC | $264,000 | -4.3% | 8,000 | +5.3% | 0.08% | -9.8% |
| USB | Sell | U S BANCORP | $266,000 | -11.9% | 5,043 | -16.5% | 0.08% | -17.8% |
| SHW | SHERWIN WILLIAMS CO | $262,000 | +12.0% | 575 | 0.0% | 0.08% | +5.1% | |
| SCHG | Sell | SCHWAB US LARGE CAP GROWTH ETFetf | $258,000 | +4.9% | 3,142 | -3.0% | 0.08% | -1.2% |
| NLY | Buy | ANNALY CAPITAL MGMT REIT | $250,000 | +5.5% | 24,446 | +6.2% | 0.08% | -1.3% |
| MAA | MID AMERICA APARTMENT CO REIT | $248,000 | -0.4% | 2,475 | 0.0% | 0.08% | -6.0% | |
| BX | Sell | BLACKSTONE GROUP L P LP | $248,000 | +2.9% | 6,500 | -13.3% | 0.08% | -2.5% |
| TDF | TEMPLETON DRAGON CF | $249,000 | -6.4% | 12,500 | 0.0% | 0.08% | -12.4% | |
| MCHP | Buy | MICROCHIP TECHNOLOGY | $249,000 | -7.4% | 3,159 | +6.8% | 0.08% | -13.3% |
| RDSA | Sell | ROYAL DUTCH SHELL A ADRF SPONS | $245,000 | -50.1% | 3,600 | -49.3% | 0.08% | -53.0% |
| WMIH | Buy | WMIH CORP XXX REVERSE SPLIT EF | $242,000 | +1761.5% | 174,180 | +1641.8% | 0.08% | +1800.0% |
| SPGI | S&P GLOBAL INC COM | $241,000 | -4.0% | 1,233 | 0.0% | 0.08% | -10.7% | |
| STX | SEAGATE TECHNOLOGY F | $237,000 | -16.0% | 5,000 | 0.0% | 0.07% | -21.3% | |
| ZBH | ZIMMER BIOMET HLDGS | $237,000 | +17.9% | 1,800 | 0.0% | 0.07% | +10.4% | |
| IP | INTERNTNL PAPER | $233,000 | -5.7% | 4,750 | 0.0% | 0.07% | -11.0% | |
| AINV | Sell | APOLLO INVESTMENT CO | $226,000 | -7.0% | 41,600 | -4.6% | 0.07% | -12.3% |
| LPNT | New | LIFEPOINT HEALTH INC | $225,000 | – | 3,488 | +100.0% | 0.07% | – |
| SBUX | New | STARBUCKS CORP | $218,000 | – | 3,843 | +100.0% | 0.07% | – |
| KKR | Sell | KKR & CO INC CLASS A | $218,000 | -20.1% | 8,000 | -27.3% | 0.07% | -25.3% |
| TXRH | TEXAS ROADHOUSE CLASS A | $215,000 | +5.9% | 3,100 | 0.0% | 0.07% | -1.5% | |
| HSY | New | HERSHEY COMPANY | $211,000 | – | 2,073 | +100.0% | 0.07% | – |
| UPS | New | UNITED PARCEL SRVC CLASS B | $209,000 | – | 1,789 | +100.0% | 0.06% | – |
| NWL | Sell | NEWELL BRANDS INC | $207,000 | -25.8% | 10,200 | -5.6% | 0.06% | -30.1% |
| PGF | INVESCO FINANCIAL PREFERRED ETetf | $208,000 | -1.4% | 11,450 | 0.0% | 0.06% | -7.1% | |
| TECK | TECK RESOURCES | $207,000 | -5.5% | 8,600 | 0.0% | 0.06% | -11.0% | |
| RTN | New | RAYTHEON CO COM NEW | $207,000 | – | 1,000 | +100.0% | 0.06% | – |
| GE | Sell | GENERAL ELECTRIC CO | $179,000 | -22.2% | 15,886 | -5.9% | 0.06% | -27.3% |
| BGCP | Buy | BGC PARTNERS INC CLA | $162,000 | +9.5% | 13,700 | +5.4% | 0.05% | +4.1% |
| FLEX | Sell | FLEXTRONICS INTL LTD F | $154,000 | -20.2% | 11,700 | -14.6% | 0.05% | -25.0% |
| WPG | Buy | WASHINGTON PRIME GROUP N | $132,000 | +63.0% | 18,049 | +79.6% | 0.04% | +51.9% |
| AMZA | New | ETFIS SER TR I INFRACAPACTIVEetf | $89,000 | – | 12,000 | +100.0% | 0.03% | – |
| BTX | BIOTIME INC COM | $53,000 | +15.2% | 22,500 | 0.0% | 0.02% | +13.3% | |
| WONDER AUTO TECH INC XXX ESCRO | $0 | – | 10,000 | 0.0% | 0.00% | – | ||
| PGX | Exit | INVESCO EXCHNG TRADEDFD TR IIetf | $0 | – | -13,400 | -100.0% | -0.06% | – |
| MIC | Exit | MACQUARIE INFRASTRUC | $0 | – | -4,950 | -100.0% | -0.07% | – |
| Exit | NXP SEMICONDUCTORS XXX SUBMITT | $0 | – | -2,070 | -100.0% | -0.08% | – | |
| MDT | Exit | MEDTRONIC PLC F | $0 | – | -4,200 | -100.0% | -0.12% | – |
| HEDJ | Exit | WISDOMTREE TR EUROPE HEDGEDEQetf | $0 | – | -9,460 | -100.0% | -0.20% | – |
| CAVM | Exit | CAVIUM INC | $0 | – | -36,885 | -100.0% | -1.07% | – |
| FFKT | Exit | FARMERS CAP BANK CO | $0 | – | -160,832 | -100.0% | -2.80% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-10-22
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JPMORGAN CHASE & CO MEDI | 39 | Q4 2022 | 4.2% |
| JOHNSON & JOHNSON | 39 | Q4 2022 | 3.0% |
| C V S HEALTH CORPORATION | 39 | Q4 2022 | 4.1% |
| PROCTER & GAMBLE | 39 | Q4 2022 | 2.4% |
| MICROSOFT CORP | 39 | Q4 2022 | 4.3% |
| MCKESSON CORPORATION | 39 | Q4 2022 | 2.6% |
| MERCK & CO INC NEW | 39 | Q4 2022 | 1.9% |
| VERIZON COMMUNICATN | 39 | Q4 2022 | 1.8% |
| CISCO SYSTEMS INC | 39 | Q4 2022 | 1.8% |
| CHEVRON CORPORATION | 39 | Q4 2022 | 2.3% |
View Regent Investment Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-10-21 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-20 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-19 |
View Regent Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.