$305 Million is the total value of Regent Investment Management LLC's 239 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 6.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JPM | Sell | JPMORGAN CHASE & CO | $11,170,000 | +10.9% | 104,450 | -1.0% | 3.66% | +8.0% |
| FB | Buy | FACEBOOK INC CLASS A | $10,579,000 | +5.4% | 59,951 | +2.1% | 3.47% | +2.7% |
| AAPL | Buy | APPLE INC | $10,484,000 | +9.8% | 61,952 | +0.0% | 3.44% | +7.0% |
| DXC | Buy | D X C TECHNOLOGY COM | $7,618,000 | +13.8% | 80,274 | +3.0% | 2.50% | +10.8% |
| GOOG | Buy | ALPHABET INC. CLASS C | $7,307,000 | +9.9% | 6,983 | +0.7% | 2.40% | +7.1% |
| JNJ | Buy | JOHNSON & JOHNSON | $6,591,000 | +8.4% | 47,171 | +0.8% | 2.16% | +5.6% |
| FFKT | FARMERS CAP BANK CO | $6,326,000 | -8.5% | 164,318 | 0.0% | 2.08% | -10.8% | |
| WBA | Sell | WALGREENS BOOTS ALLI | $5,835,000 | -14.2% | 80,354 | -8.7% | 1.91% | -16.4% |
| PCLN | Sell | PRICELINE GROUP | $5,578,000 | -9.4% | 3,210 | -4.6% | 1.83% | -11.8% |
| BFB | Sell | BROWN FORMAN CORP CLASS B | $5,423,000 | +15.2% | 78,978 | -8.9% | 1.78% | +12.2% |
| AMZN | Sell | AMAZON COM INC | $5,337,000 | +21.3% | 4,564 | -0.3% | 1.75% | +18.2% |
| CELG | Sell | CELGENE CORP | $5,225,000 | -34.2% | 50,063 | -8.1% | 1.71% | -35.9% |
| CVS | Buy | CVS HEALTH CORP | $4,884,000 | -8.9% | 67,364 | +2.2% | 1.60% | -11.2% |
| PG | Sell | PROCTER & GAMBLE | $4,862,000 | -1.6% | 52,916 | -2.5% | 1.60% | -4.1% |
| MS | Buy | MORGAN STANLEY | $4,836,000 | +13.2% | 92,175 | +4.0% | 1.59% | +10.3% |
| BABA | Buy | ALIBABA GROUP HLDG F SPONSORED | $4,266,000 | +121.0% | 24,740 | +121.4% | 1.40% | +115.4% |
| CAVM | Sell | CAVIUM INC | $4,062,000 | +20.3% | 48,450 | -5.4% | 1.33% | +17.2% |
| CMCSA | Sell | COMCAST CORPORATION CLASS A | $3,893,000 | -1.5% | 97,215 | -5.3% | 1.28% | -4.1% |
| FDX | Buy | FEDEX CORPORATION | $3,746,000 | +10.9% | 15,010 | +0.2% | 1.23% | +8.1% |
| BRKB | Sell | BERKSHIRE HATHAWAY CLASS B | $3,597,000 | +1.8% | 18,148 | -5.9% | 1.18% | -0.8% |
| GOOGL | Sell | ALPHABET INC. CLASS A | $3,515,000 | +3.8% | 3,337 | -4.0% | 1.15% | +1.1% |
| LOW | Sell | LOWES COMPANIES INC | $3,286,000 | +2.3% | 35,361 | -12.0% | 1.08% | -0.4% |
| TWX | Sell | TIME WARNER INC | $3,014,000 | -20.6% | 32,947 | -11.0% | 0.99% | -22.6% |
| CVX | Sell | CHEVRON CORPORATION | $2,994,000 | +3.8% | 23,916 | -2.5% | 0.98% | +1.1% |
| WDC | Buy | WESTERN DIGITAL CORP | $2,977,000 | -0.7% | 37,430 | +7.9% | 0.98% | -3.2% |
| BAC | Sell | BANK OF AMERICA CORP | $2,894,000 | +14.9% | 98,042 | -1.4% | 0.95% | +11.9% |
| DWDP | Buy | DOWDUPONT INC | $2,712,000 | +21.6% | 38,078 | +18.2% | 0.89% | +18.5% |
| VFC | Sell | VF CORPORATION | $2,684,000 | +14.8% | 36,264 | -1.4% | 0.88% | +11.9% |
| WMB | Buy | WILLIAMS COMPANIES | $2,651,000 | +7.2% | 86,950 | +5.5% | 0.87% | +4.4% |
| MCK | Sell | MCKESSON CORPORATION | $2,617,000 | -17.2% | 16,784 | -18.4% | 0.86% | -19.3% |
| ENB | Sell | ENBRIDGE INC F | $2,566,000 | -19.6% | 65,613 | -14.0% | 0.84% | -21.7% |
| CCL | Buy | CARNIVAL CORP F | $2,542,000 | +4.3% | 38,298 | +1.4% | 0.83% | +1.6% |
| UNH | Sell | UNITEDHEALTH GRP INC | $2,494,000 | +11.1% | 11,314 | -1.3% | 0.82% | +8.2% |
| MSFT | Sell | MICROSOFT CORP | $2,462,000 | +10.2% | 28,783 | -4.0% | 0.81% | +7.4% |
| WHR | Buy | WHIRLPOOL CORP | $2,437,000 | -3.1% | 14,450 | +6.0% | 0.80% | -5.7% |
| MRK | Sell | MERCK & CO INC | $2,391,000 | -37.6% | 42,495 | -29.0% | 0.78% | -39.3% |
| MYL | Buy | MYLAN NV F | $2,389,000 | +275.6% | 56,470 | +178.4% | 0.78% | +266.4% |
| PFE | Sell | PFIZER INCORPORATED | $2,348,000 | +1.3% | 64,832 | -0.1% | 0.77% | -1.3% |
| IAC | Buy | IAC/INTERACTIVE CORP | $2,307,000 | +54.4% | 18,870 | +48.5% | 0.76% | +50.5% |
| UL | Buy | UNILEVER PLC F SPONSORED ADR 1 | $2,273,000 | +372.6% | 41,080 | +394.9% | 0.75% | +360.5% |
| CSCO | Sell | CISCO SYSTEMS INC | $2,217,000 | +12.8% | 57,898 | -0.9% | 0.73% | +9.8% |
| PRU | Buy | PRUDENTIAL FINANCIAL | $2,172,000 | +11.6% | 18,890 | +3.1% | 0.71% | +8.7% |
| ANIP | Buy | ANI PHARMACEUTICALS | $2,127,000 | +47.6% | 33,000 | +20.2% | 0.70% | +43.9% |
| BUD | Sell | ANHEUSER-BUSCH INBEV F SPONSOR | $2,068,000 | -6.8% | 18,537 | -0.4% | 0.68% | -9.2% |
| HON | Sell | HONEYWELL INTL INC | $2,056,000 | -1.2% | 13,407 | -8.6% | 0.67% | -3.7% |
| WDAY | Sell | WORKDAY INC COM USD0.001CL A | $1,988,000 | -4.1% | 19,539 | -0.7% | 0.65% | -6.6% |
| RCL | Buy | ROYAL CARIBBEAN CRUI F | $1,950,000 | +18.5% | 16,350 | +17.8% | 0.64% | +15.5% |
| C | Buy | CITIGROUP INC | $1,952,000 | +8.1% | 26,230 | +5.7% | 0.64% | +5.3% |
| ABT | Buy | ABBOTT LABORATORIES | $1,902,000 | +9.6% | 33,330 | +2.4% | 0.62% | +6.7% |
| V | Sell | VISA INC CLASS A | $1,894,000 | +6.9% | 16,610 | -1.3% | 0.62% | +4.2% |
| SCHW | Sell | THE CHARLES SCHWAB CORP | $1,884,000 | -3.5% | 36,683 | -17.8% | 0.62% | -5.9% |
| KO | COCA COLA COMPANY | $1,876,000 | +1.9% | 40,899 | 0.0% | 0.62% | -0.8% | |
| MMM | 3M COMPANY | $1,827,000 | +12.2% | 7,760 | 0.0% | 0.60% | +9.3% | |
| MU | Buy | MICRON TECHNOLOGY | $1,826,000 | +58.4% | 44,415 | +51.5% | 0.60% | +54.4% |
| TJX | Sell | TJX COMPANIES INC | $1,762,000 | +2.4% | 23,040 | -1.2% | 0.58% | -0.2% |
| TXN | TEXAS INSTRUMENTS | $1,708,000 | +16.5% | 16,350 | 0.0% | 0.56% | +13.4% | |
| TMO | Buy | THERMO FISHER SCNTFC | $1,682,000 | +2.6% | 8,860 | +2.2% | 0.55% | 0.0% |
| SCHE | Buy | SCHWAB EMERGING MARKETS EQUITYetf | $1,631,000 | +22.4% | 58,365 | +17.9% | 0.54% | +19.4% |
| LMRK | Buy | LANDMARK INFRASTRUCT LP | $1,629,000 | +16.1% | 90,025 | +8.7% | 0.53% | +13.1% |
| ORCL | Sell | ORACLE CORPORATION | $1,566,000 | -2.6% | 33,119 | -0.4% | 0.51% | -5.0% |
| BMY | Buy | BRISTOL-MYERS SQUIBB | $1,548,000 | +49.7% | 25,252 | +55.6% | 0.51% | +46.0% |
| INTC | Sell | INTEL CORPORATION | $1,526,000 | +17.3% | 33,046 | -3.3% | 0.50% | +14.4% |
| VZ | Sell | VERIZON COMMUNICATN | $1,500,000 | -3.7% | 28,339 | -10.0% | 0.49% | -6.3% |
| HD | Sell | HOME DEPOT INC | $1,489,000 | +10.3% | 7,857 | -4.8% | 0.49% | +7.3% |
| DHR | Sell | DANAHER CORP | $1,473,000 | -20.8% | 15,868 | -26.8% | 0.48% | -22.8% |
| ABC | Sell | AMERISOURCEBERGEN CO | $1,470,000 | -7.2% | 16,013 | -16.3% | 0.48% | -9.6% |
| T | Sell | A T & T INC | $1,438,000 | -3.4% | 37,001 | -2.6% | 0.47% | -5.8% |
| DAL | Buy | DELTA AIR LINES INC | $1,361,000 | +18.6% | 24,312 | +2.1% | 0.45% | +15.2% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETSetf | $1,343,000 | -24.5% | 29,250 | -28.3% | 0.44% | -26.4% |
| GILD | Sell | GILEAD SCIENCES INC | $1,339,000 | -16.4% | 18,690 | -5.5% | 0.44% | -18.6% |
| KHC | Sell | KRAFT HEINZ COMPANY | $1,331,000 | -6.3% | 17,115 | -6.5% | 0.44% | -8.6% |
| HUM | Sell | HUMANA INC | $1,296,000 | -33.5% | 5,224 | -34.7% | 0.42% | -35.2% |
| ON | Sell | ON SEMICONDUCTOR CO | $1,295,000 | +0.2% | 61,840 | -11.6% | 0.42% | -2.3% |
| ABBV | Buy | ABBVIE INC | $1,271,000 | +10.3% | 13,145 | +1.4% | 0.42% | +7.5% |
| CB | Buy | CHUBB LTD F | $1,220,000 | +3.7% | 8,348 | +1.2% | 0.40% | +1.0% |
| DIS | Sell | WALT DISNEY CO | $1,217,000 | -7.5% | 11,320 | -15.2% | 0.40% | -9.9% |
| COP | CONOCOPHILLIPS | $1,171,000 | +9.6% | 21,337 | 0.0% | 0.38% | +6.7% | |
| DEO | Sell | DIAGEO PLC F SPONSORED ADR 1 A | $1,141,000 | +7.7% | 7,812 | -2.5% | 0.37% | +4.8% |
| AMP | Sell | AMERIPRISE FINANCIAL | $1,129,000 | +10.8% | 6,663 | -2.9% | 0.37% | +7.9% |
| PANW | PALO ALTO NETWORKS INCCOM USD0 | $1,102,000 | +0.6% | 7,600 | 0.0% | 0.36% | -1.9% | |
| KMB | Sell | KIMBERLY-CLARK CORP | $1,094,000 | -2.0% | 9,063 | -4.5% | 0.36% | -4.5% |
| IWO | Buy | ISHARES RUSSELL 2000 GROWTH ETetf | $1,054,000 | +251.3% | 5,645 | +237.0% | 0.35% | +242.6% |
| FXI | Sell | ISHARES CHINA LARGE CAP ETFetf | $1,041,000 | +4.1% | 22,550 | -0.7% | 0.34% | +1.5% |
| ADP | Sell | AUTO DATA PROCESSING | $1,029,000 | +0.4% | 8,777 | -6.4% | 0.34% | -2.0% |
| PSX | PHILLIPS 66 | $1,008,000 | +10.4% | 9,970 | 0.0% | 0.33% | +7.8% | |
| GIS | Sell | GENERAL MILLS INC | $1,007,000 | +13.9% | 16,980 | -0.6% | 0.33% | +10.7% |
| FISV | Sell | FISERV INC | $994,000 | -11.7% | 7,582 | -13.2% | 0.33% | -14.0% |
| MET | Sell | METLIFE INC | $985,000 | -6.0% | 19,481 | -3.5% | 0.32% | -8.5% |
| PEP | Buy | PEPSICO INCORPORATED | $974,000 | +9.2% | 8,121 | +1.4% | 0.32% | +6.7% |
| SYK | STRYKER CORP | $975,000 | +8.9% | 6,300 | 0.0% | 0.32% | +6.3% | |
| DXJ | New | WISDOMTREE TRUST JAPANHEDGE EQetf | $967,000 | – | 16,300 | +100.0% | 0.32% | – |
| UTX | UNITED TECHNOLOGIES | $938,000 | +9.8% | 7,355 | 0.0% | 0.31% | +6.9% | |
| RIO | Sell | RIO TINTO PLC F SPONSORED ADR | $933,000 | -0.3% | 17,625 | -11.1% | 0.31% | -2.9% |
| ESRX | EXPRESS SCRIPTS HLDG | $934,000 | +17.9% | 12,510 | 0.0% | 0.31% | +14.6% | |
| YUM | YUM BRANDS INC | $922,000 | +10.8% | 11,300 | 0.0% | 0.30% | +7.9% | |
| XOM | Sell | EXXON MOBIL CORP | $918,000 | +1.9% | 10,970 | -0.2% | 0.30% | -0.7% |
| CHTR | Sell | CHARTER COMMUNICATIONSINC NEWC | $911,000 | -18.3% | 2,712 | -11.6% | 0.30% | -20.3% |
| AIG | Sell | AMERICAN INTL GROUP | $890,000 | -34.9% | 14,940 | -32.9% | 0.29% | -36.5% |
| GE | Sell | GENERAL ELECTRIC CO | $887,000 | -64.3% | 50,819 | -50.6% | 0.29% | -65.2% |
| NWL | Buy | NEWELL BRANDS INC | $871,000 | -19.4% | 28,175 | +11.3% | 0.29% | -21.4% |
| ILMN | Sell | ILLUMINA INC | $868,000 | +9.3% | 3,975 | -0.3% | 0.28% | +6.7% |
| USB | Sell | U S BANCORP | $854,000 | 0.0% | 15,930 | -0.0% | 0.28% | -2.8% |
| WFC | Sell | WELLS FARGO BK N A | $840,000 | +3.8% | 13,853 | -5.6% | 0.28% | +1.5% |
| EMR | Buy | EMERSON ELECTRIC CO | $830,000 | +11.9% | 11,905 | +0.8% | 0.27% | +8.8% |
| AGN | Sell | ALLERGAN PLC F | $824,000 | -48.9% | 5,040 | -35.9% | 0.27% | -50.3% |
| MCO | MOODYS CORP | $803,000 | +6.1% | 5,441 | 0.0% | 0.26% | +3.1% | |
| RDSB | Sell | ROYAL DUTCH SHELL PL F SPONSOR | $781,000 | +4.7% | 11,435 | -4.2% | 0.26% | +2.0% |
| PM | Buy | PHILIP MORRIS INTL | $773,000 | -2.0% | 7,311 | +2.8% | 0.25% | -4.5% |
| MDLZ | Sell | MONDELEZ INTL CLASS A | $763,000 | -29.4% | 17,821 | -32.9% | 0.25% | -31.3% |
| NEE | Sell | NEXTERA ENERGY INC | $740,000 | -7.2% | 4,736 | -12.9% | 0.24% | -9.3% |
| ETP | Buy | ENERGY TRANSFER PART LP | $735,000 | +5.2% | 40,985 | +7.3% | 0.24% | +2.6% |
| SWKS | Buy | SKYWORKS SOLUTIONS | $716,000 | +1.6% | 7,540 | +9.0% | 0.24% | -0.8% |
| TRV | Sell | TRAVELERS COMPANIES | $690,000 | +4.1% | 5,089 | -5.9% | 0.23% | +1.3% |
| CIEN | Sell | CIENA CORP | $676,000 | -17.3% | 32,307 | -13.1% | 0.22% | -19.3% |
| BIDU | Buy | BAIDU INC F SPONSORED ADR 1 AD | $667,000 | +19.7% | 2,850 | +26.7% | 0.22% | +16.5% |
| COTY | Sell | COTY INC CLASS A | $669,000 | +5.4% | 33,613 | -12.5% | 0.22% | +2.3% |
| LAMR | LAMAR ADVERTISING CO REIT | $651,000 | +8.3% | 8,765 | 0.0% | 0.21% | +5.9% | |
| AXP | AMERICAN EXPRESS CO | $646,000 | +9.9% | 6,500 | 0.0% | 0.21% | +7.1% | |
| PNC | PNC FINANCIAL SRVCS | $640,000 | +7.0% | 4,438 | 0.0% | 0.21% | +4.5% | |
| SLB | Sell | SCHLUMBERGER LTD F | $633,000 | -27.5% | 9,387 | -25.0% | 0.21% | -29.3% |
| MXIM | MAXIM INTEGRATED PRO | $635,000 | +9.5% | 12,150 | 0.0% | 0.21% | +6.7% | |
| LNC | LINCOLN NATIONAL CO | $615,000 | +4.6% | 8,000 | 0.0% | 0.20% | +2.0% | |
| MIC | Buy | MACQUARIE INFRASTRUC | $610,000 | -5.0% | 9,500 | +6.7% | 0.20% | -7.4% |
| ANTM | ANTHEM INC | $608,000 | +18.5% | 2,700 | 0.0% | 0.20% | +15.0% | |
| NSC | NORFOLK SOUTHERN CO | $605,000 | +9.6% | 4,175 | 0.0% | 0.20% | +6.5% | |
| ETN | Buy | EATON CORP PLC F | $596,000 | +7.4% | 7,537 | +4.2% | 0.20% | +4.8% |
| ADBE | ADOBE SYSTEMS INC | $596,000 | +17.6% | 3,400 | 0.0% | 0.20% | +14.6% | |
| RDSA | ROYAL DUTCH SHELL F SPONSORED | $569,000 | +10.1% | 8,534 | 0.0% | 0.19% | +7.5% | |
| GT | Sell | GOODYEAR TIRE&RUBBER | $568,000 | -10.4% | 17,576 | -7.9% | 0.19% | -12.7% |
| ADNT | Buy | ADIENT PLC F | $565,000 | +8.9% | 7,180 | +16.2% | 0.18% | +5.7% |
| BFA | BROWN FORMAN CORP CL A | $562,000 | +20.6% | 8,360 | 0.0% | 0.18% | +17.2% | |
| MAA | MID AMERICA APARTMEN REIT | $546,000 | -5.9% | 5,425 | 0.0% | 0.18% | -8.2% | |
| MA | MASTERCARD INC CLASS A | $527,000 | +7.3% | 3,480 | 0.0% | 0.17% | +4.8% | |
| UNP | Buy | UNION PACIFIC CORP | $522,000 | +19.5% | 3,892 | +3.3% | 0.17% | +16.3% |
| KMI | Buy | KINDER MORGAN INC | $512,000 | +158.6% | 28,325 | +174.3% | 0.17% | +150.7% |
| HAL | Sell | HALLIBURTON CO HLDG | $502,000 | -6.5% | 10,270 | -12.0% | 0.16% | -8.8% |
| USA | Buy | LIBERTY ALL STAR EQUITYFD SH B | $499,000 | +122.8% | 79,287 | +113.1% | 0.16% | +118.7% |
| LSI | Sell | LIFE STORAGE INC | $494,000 | +2.3% | 5,550 | -5.9% | 0.16% | -0.6% |
| HPE | Sell | HEWLETT PACKARD ENTE | $489,000 | -2.6% | 34,043 | -0.3% | 0.16% | -5.3% |
| TSM | Buy | TAIWAN SEMICONDUCTR F SPONSORE | $487,000 | +9.9% | 12,285 | +4.2% | 0.16% | +7.4% |
| AMGN | Sell | AMGEN INC. | $487,000 | -19.6% | 2,800 | -13.8% | 0.16% | -21.6% |
| HSIC | SCHEIN HENRY INC | $489,000 | -14.8% | 7,000 | 0.0% | 0.16% | -17.1% | |
| PYPL | Sell | PAYPAL HOLDINGS INCO | $456,000 | -12.1% | 6,200 | -23.5% | 0.15% | -14.3% |
| YUMC | YUM CHINA HOLDINGS I | $452,000 | 0.0% | 11,300 | 0.0% | 0.15% | -2.6% | |
| HIG | HARTFORD FINL SVC GP | $450,000 | +1.6% | 8,000 | 0.0% | 0.15% | -0.7% | |
| KR | KROGER COMPANY | $445,000 | +36.9% | 16,200 | 0.0% | 0.15% | +33.9% | |
| MCD | Sell | MC DONALDS CORP | $444,000 | +6.0% | 2,579 | -3.6% | 0.15% | +3.5% |
| VTR | Buy | VENTAS INC REIT | $438,000 | -2.4% | 7,296 | +5.9% | 0.14% | -4.6% |
| WAT | WATERS CORP | $433,000 | +7.7% | 2,240 | 0.0% | 0.14% | +5.2% | |
| MGA | Buy | MAGNA INTL INC F | $416,000 | +90.0% | 7,350 | +79.3% | 0.14% | +83.8% |
| MO | ALTRIA GROUP INC | $411,000 | +12.6% | 5,757 | 0.0% | 0.14% | +9.8% | |
| CPTA | Buy | CAPITALA FINANCE CO | $408,000 | -2.6% | 56,040 | +27.5% | 0.13% | -5.0% |
| EEM | Sell | ISHARES MSCI EMERGING MARKETSetf | $405,000 | -14.7% | 8,594 | -18.9% | 0.13% | -16.9% |
| Sell | AENA SME S.A. EUR10 ISIN#ES010 | $406,000 | -26.8% | 2,000 | -35.0% | 0.13% | -28.9% | |
| UAL | Sell | UNITED CONTL HLDGS | $398,000 | -19.3% | 5,900 | -27.2% | 0.13% | -21.1% |
| TDF | Sell | TEMPLETON DRAGON CF | $396,000 | -2.0% | 18,400 | -5.2% | 0.13% | -4.4% |
| CAT | CATERPILLAR INC | $390,000 | +26.2% | 2,475 | 0.0% | 0.13% | +23.1% | |
| LH | Sell | LABORATORY CORP AMER HLDGSCOM | $389,000 | -39.2% | 2,439 | -42.4% | 0.13% | -40.5% |
| ATVI | ACTIVISION BLIZZARD | $387,000 | -1.8% | 6,108 | 0.0% | 0.13% | -4.5% | |
| SJM | Buy | J M SMUCKER CO | $372,000 | +31.4% | 2,994 | +11.1% | 0.12% | +28.4% |
| JBL | Buy | JABIL INC | $365,000 | -4.7% | 13,900 | +3.7% | 0.12% | -7.0% |
| DVN | Sell | DEVON ENERGY CORP | $356,000 | +10.9% | 8,590 | -1.7% | 0.12% | +8.3% |
| MDT | MEDTRONIC PLC F | $355,000 | +3.8% | 4,400 | 0.0% | 0.12% | +0.9% | |
| HI | HILLENBRAND INC COM | $345,000 | +15.0% | 7,713 | 0.0% | 0.11% | +11.9% | |
| CBS | Sell | CBS CORP CLASS B | $339,000 | -12.2% | 5,752 | -13.5% | 0.11% | -14.6% |
| AAL | Sell | AMERICAN AIRLS GROUP | $332,000 | +6.4% | 6,375 | -3.0% | 0.11% | +3.8% |
| EFA | ISHARES MSCI EAFE ETFetf | $327,000 | +2.8% | 4,656 | 0.0% | 0.11% | 0.0% | |
| AINV | Sell | APOLLO INVESTMENT CORP | $323,000 | -11.3% | 57,100 | -4.0% | 0.11% | -13.8% |
| IWP | ISHARES RUSSELL GROWTH MIDCAPetf | $311,000 | +6.9% | 2,575 | 0.0% | 0.10% | +4.1% | |
| EBAY | EBAY INC | $306,000 | -1.9% | 8,100 | 0.0% | 0.10% | -4.8% | |
| MOS | Sell | MOSAIC CO | $304,000 | +9.7% | 11,846 | -7.8% | 0.10% | +7.5% |
| GPC | GENUINE PARTS CO | $301,000 | -0.7% | 3,165 | 0.0% | 0.10% | -2.9% | |
| LLY | ELI LILLY & COMPANY | $299,000 | -1.3% | 3,543 | 0.0% | 0.10% | -3.9% | |
| OXY | OCCIDENTAL PETROL CO | $295,000 | +14.8% | 4,000 | 0.0% | 0.10% | +11.5% | |
| BX | Buy | BLACKSTONE GROUP LP LP | $288,000 | +7.9% | 9,000 | +12.5% | 0.09% | +4.4% |
| KKR | Buy | KKR & CO LP LP | $284,000 | +21.4% | 13,500 | +17.4% | 0.09% | +17.7% |
| SPGI | S&P GLOBAL INC COM | $279,000 | +8.1% | 1,649 | 0.0% | 0.09% | +5.7% | |
| TXRH | TEXAS ROADHOUSE CLASS A | $279,000 | +7.3% | 5,300 | 0.0% | 0.09% | +4.5% | |
| NLY | Buy | ANNALY CAPITAL MGMT REIT | $271,000 | -0.7% | 22,816 | +1.6% | 0.09% | -3.3% |
| CAG | Sell | CONAGRA BRANDS INC | $271,000 | -7.5% | 7,195 | -17.3% | 0.09% | -10.1% |
| MCHP | Buy | MICROCHIP TECHNOLOGY | $260,000 | +3.6% | 2,959 | +5.7% | 0.08% | 0.0% |
| TSCO | Sell | TRACTOR SUPPLY COMP | $256,000 | +7.1% | 3,420 | -9.3% | 0.08% | +5.0% |
| FTV | FORTIVE CORPORATION | $256,000 | +2.4% | 3,534 | 0.0% | 0.08% | 0.0% | |
| IWN | ISHARES RUSSELL 2000 VALUE ETFetf | $253,000 | +1.2% | 2,011 | 0.0% | 0.08% | -1.2% | |
| CHDN | CHURCHILL DOWNS INC DUTCH TEND | $250,000 | +12.6% | 1,075 | 0.0% | 0.08% | +9.3% | |
| NXP SEMICONDUCTORS XXX SUBMITT | $242,000 | +3.4% | 2,070 | 0.0% | 0.08% | 0.0% | ||
| UPS | Buy | UNITED PARCEL SRVC CLASS B | $237,000 | +7.2% | 1,989 | +8.2% | 0.08% | +5.4% |
| SBUX | Sell | STARBUCKS CORP | $234,000 | -0.4% | 4,083 | -6.8% | 0.08% | -2.5% |
| SHW | SHERWIN WILLIAMS CO | $236,000 | +14.6% | 575 | 0.0% | 0.08% | +11.6% | |
| HSY | HERSHEY COMPANY | $229,000 | +3.6% | 2,020 | 0.0% | 0.08% | +1.4% | |
| IBM | IBM CORP | $229,000 | +5.5% | 1,493 | 0.0% | 0.08% | +2.7% | |
| WELL | New | WELLTOWER INC REIT | $223,000 | – | 3,500 | +100.0% | 0.07% | – |
| TAP | Sell | MOLSON COORS BREWING CLASS B | $222,000 | -9.4% | 2,700 | -10.0% | 0.07% | -11.0% |
| D | DOMINION ENERGY INC | $219,000 | +5.8% | 2,696 | 0.0% | 0.07% | +2.9% | |
| TECK | New | TECK RESOURCES | $215,000 | – | 8,200 | +100.0% | 0.07% | – |
| ZBH | ZIMMER BIOMET HLDGS | $217,000 | +2.8% | 1,800 | 0.0% | 0.07% | 0.0% | |
| FLEX | FLEXTRONICS INTL LTD F | $215,000 | +8.6% | 11,950 | 0.0% | 0.07% | +6.0% | |
| CAH | Sell | CARDINAL HEALTH INC | $213,000 | -46.1% | 3,480 | -41.1% | 0.07% | -47.4% |
| TEN | Sell | TENNECO INC | $211,000 | -24.4% | 3,600 | -21.7% | 0.07% | -26.6% |
| STX | Sell | SEAGATE TECHNOLOGY F | $209,000 | -28.4% | 5,000 | -43.2% | 0.07% | -29.6% |
| BGCP | BGC PARTNERS INC CLA | $197,000 | +4.8% | 13,000 | 0.0% | 0.06% | +3.2% | |
| STON | Sell | STONEMOR PARTNERS LP | $192,000 | -22.3% | 29,307 | -22.5% | 0.06% | -24.1% |
| AMID | Buy | AMER MIDSTREAM PRTNR LP | $170,000 | +6.2% | 12,756 | +8.5% | 0.06% | +3.7% |
| WPG | New | WASHINGTON PRIME GRO | $100,000 | – | 14,000 | +100.0% | 0.03% | – |
| BTX | BIOTIME INC COM | $48,000 | -25.0% | 22,500 | 0.0% | 0.02% | -27.3% | |
| WONDER AUTO TECH INC XXX ESCRO | $0 | – | 10,000 | 0.0% | 0.00% | – | ||
| Exit | RENEURON GROUP PLC ORDF | $0 | – | -100,000 | -100.0% | -0.00% | – | |
| CGA | Exit | CHINA GREEN AGRICULT | $0 | – | -10,000 | -100.0% | -0.00% | – |
| CLF | Exit | CLEVELAND-CLIFFS INC | $0 | – | -10,765 | -100.0% | -0.03% | – |
| F | Exit | FORD MOTOR COMPANY | $0 | – | -11,729 | -100.0% | -0.05% | – |
| LPNT | Exit | LIFEPOINT HEALTH INC | $0 | – | -3,509 | -100.0% | -0.07% | – |
| Exit | AIRBUS SE EUR1 ISIN#NL00002351 | $0 | – | -2,909 | -100.0% | -0.09% | – | |
| VGK | Exit | VANGUARD INTL EQUITY INDEXFDSetf | $0 | – | -16,740 | -100.0% | -0.33% | – |
| SYY | Exit | SYSCO CORPORATION | $0 | – | -26,540 | -100.0% | -0.48% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-01-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JPMORGAN CHASE & CO MEDI | 39 | Q4 2022 | 4.2% |
| JOHNSON & JOHNSON | 39 | Q4 2022 | 3.0% |
| C V S HEALTH CORPORATION | 39 | Q4 2022 | 4.1% |
| PROCTER & GAMBLE | 39 | Q4 2022 | 2.4% |
| MICROSOFT CORP | 39 | Q4 2022 | 4.3% |
| MCKESSON CORPORATION | 39 | Q4 2022 | 2.6% |
| MERCK & CO INC NEW | 39 | Q4 2022 | 1.9% |
| VERIZON COMMUNICATN | 39 | Q4 2022 | 1.8% |
| CISCO SYSTEMS INC | 39 | Q4 2022 | 1.8% |
| CHEVRON CORPORATION | 39 | Q4 2022 | 2.3% |
View Regent Investment Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-10-21 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-20 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-19 |
View Regent Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.