$181 Million is the total value of Regent Investment Management LLC's 210 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 18.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CVS | Buy | CVS HEALTH CORP | $6,867,000 | -5.3% | 71,173 | +3.0% | 3.78% | +3.7% |
| AAPL | Buy | APPLE INC | $6,226,000 | -9.9% | 56,443 | +2.5% | 3.43% | -1.4% |
| WBA | Buy | WALGREENS BOOTS ALLI | $6,088,000 | +0.4% | 73,260 | +2.0% | 3.36% | +9.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $5,196,000 | -5.0% | 85,215 | +5.5% | 2.86% | +4.0% |
| MCK | Buy | MCKESSON CORPORATION | $4,807,000 | -8.1% | 25,977 | +11.6% | 2.65% | +0.6% |
| CELG | Buy | CELGENE CORP | $4,547,000 | -2.9% | 42,034 | +3.9% | 2.51% | +6.3% |
| JNJ | Buy | JOHNSON & JOHNSON | $3,944,000 | -3.4% | 42,249 | +0.9% | 2.17% | +5.8% |
| PG | Buy | PROCTER & GAMBLE | $3,264,000 | -6.2% | 45,371 | +2.0% | 1.80% | +2.7% |
| GOOG | New | ALPHABET INC CLASS C | $3,167,000 | – | 5,206 | +100.0% | 1.74% | – |
| TWX | Buy | TIME WARNER INC | $2,887,000 | -18.2% | 41,995 | +4.0% | 1.59% | -10.5% |
| VFC | Buy | VF CORPORATION | $2,860,000 | -0.4% | 41,932 | +1.9% | 1.58% | +9.1% |
| PCLN | Buy | PRICELINE GROUP | $2,631,000 | +8.7% | 2,127 | +1.2% | 1.45% | +19.0% |
| GOOGL | New | ALPHABET INC CLASS A | $2,524,000 | – | 3,954 | +100.0% | 1.39% | – |
| CVX | Buy | CHEVRON CORPORATION | $2,348,000 | -8.0% | 29,777 | +12.5% | 1.29% | +0.8% |
| KMI | Buy | KINDER MORGAN INC | $2,281,000 | -20.3% | 82,413 | +10.5% | 1.26% | -12.8% |
| DEO | Buy | DIAGEO PLC F ADR 1 ADR REPS 4 | $2,155,000 | -5.7% | 19,989 | +1.5% | 1.19% | +3.3% |
| PRU | Buy | PRUDENTIAL FINANCIAL | $2,145,000 | -3.8% | 28,145 | +10.4% | 1.18% | +5.3% |
| WMB | Buy | WILLIAMS COMPANIES | $2,117,000 | -28.6% | 57,440 | +11.1% | 1.17% | -21.8% |
| CPTA | Buy | CAPITALA FINANCE CO | $1,937,000 | -12.3% | 149,360 | +5.5% | 1.07% | -4.0% |
| CSCO | Buy | CISCO SYSTEMS INC | $1,932,000 | -3.9% | 73,584 | +0.5% | 1.06% | +5.2% |
| MYL | Buy | MYLAN NV F | $1,806,000 | -31.8% | 44,865 | +15.0% | 1.00% | -25.4% |
| KO | Buy | COCA COLA COMPANY | $1,670,000 | +12.8% | 41,616 | +10.3% | 0.92% | +23.5% |
| GE | Buy | GENERAL ELECTRIC CO | $1,554,000 | +10.2% | 61,621 | +16.1% | 0.86% | +20.6% |
| IWF | New | ISHARES RUSSELL 1000 GROWTH ETetf | $1,520,000 | – | 16,342 | +100.0% | 0.84% | – |
| WHR | Buy | WHIRLPOOL CORP | $1,518,000 | -3.6% | 10,305 | +13.3% | 0.84% | +5.7% |
| KMB | Buy | KIMBERLY-CLARK CORP | $1,436,000 | +164.9% | 13,176 | +157.5% | 0.79% | +189.7% |
| BMY | Buy | BRISTOL-MYERS SQUIBB | $1,429,000 | +22.2% | 24,127 | +37.3% | 0.79% | +34.0% |
| FB | Buy | FACEBOOK INC CLASS A | $1,335,000 | +79.0% | 14,855 | +70.7% | 0.74% | +96.3% |
| FDX | Buy | FEDEX CORPORATION | $1,225,000 | +22.6% | 8,511 | +45.2% | 0.68% | +34.2% |
| T | Buy | A T & T INC | $1,217,000 | +150.9% | 37,343 | +173.4% | 0.67% | +175.0% |
| TMO | Buy | THERMO FISHER SCNTFC | $1,209,000 | -5.3% | 9,885 | +0.4% | 0.67% | +3.6% |
| KR | Buy | KROGER COMPANY | $1,192,000 | +9.8% | 33,059 | +120.7% | 0.66% | +20.1% |
| COP | Buy | CONOCOPHILLIPS | $1,182,000 | -21.3% | 24,643 | +0.7% | 0.65% | -13.9% |
| STON | Buy | STONEMOR PARTNERS LP | $1,170,000 | +4.2% | 42,880 | +15.1% | 0.64% | +14.2% |
| HON | Buy | HONEYWELL INTL INC | $1,163,000 | +17.8% | 12,287 | +26.9% | 0.64% | +29.0% |
| KHC | New | KRAFT HEINZ COMPANY | $1,117,000 | – | 15,825 | +100.0% | 0.62% | – |
| MET | Buy | METLIFE INC | $1,098,000 | -15.5% | 23,296 | +0.4% | 0.60% | -7.5% |
| AIG | Buy | AMERICAN INTL GROUP | $1,067,000 | -7.5% | 18,770 | +0.6% | 0.59% | +1.2% |
| MMM | Buy | 3M COMPANY | $1,054,000 | -5.7% | 7,429 | +2.5% | 0.58% | +3.2% |
| LMRK | Buy | LANDMARK INFRASTRUCT LP | $997,000 | +7.8% | 66,996 | +16.8% | 0.55% | +17.8% |
| ORCL | Buy | ORACLE CORPORATION | $992,000 | +5.2% | 27,451 | +17.3% | 0.55% | +15.2% |
| DIS | Buy | WALT DISNEY CO | $953,000 | -8.6% | 9,325 | +2.1% | 0.52% | 0.0% |
| SLB | Buy | SCHLUMBERGER LTD F | $850,000 | -9.5% | 12,329 | +13.2% | 0.47% | -1.1% |
| PEP | Buy | PEPSICO INCORPORATED | $842,000 | +24.9% | 8,932 | +23.7% | 0.46% | +36.9% |
| XOM | Buy | EXXON MOBIL CORP | $828,000 | +3.8% | 11,141 | +16.1% | 0.46% | +13.4% |
| IWR | New | ISHARES RUSSELL MID CAP ETFetf | $785,000 | – | 5,045 | +100.0% | 0.43% | – |
| ON | Buy | ON SEMICONDUCTOR CO | $757,000 | -10.4% | 80,575 | +11.5% | 0.42% | -1.9% |
| ABBV | Buy | ABBVIE INC | $716,000 | -4.4% | 13,144 | +17.9% | 0.40% | +4.8% |
| LAMR | Buy | LAMAR ADVERTISING REIT | $672,000 | +5.3% | 12,875 | +16.0% | 0.37% | +15.3% |
| PM | Buy | PHILIP MORRIS INTL INC | $657,000 | +9.1% | 8,284 | +10.4% | 0.36% | +19.5% |
| CAH | Buy | CARDINAL HEALTH INC | $620,000 | +72.2% | 8,075 | +87.8% | 0.34% | +89.0% |
| PFE | Buy | PFIZER INCORPORATED | $602,000 | +218.5% | 19,162 | +240.2% | 0.33% | +249.5% |
| EEM | Buy | ISHARES MSCI EMERGING MARKETSetf | $597,000 | +94.5% | 18,219 | +135.3% | 0.33% | +112.3% |
| INTC | Buy | INTEL CORP | $594,000 | +8.4% | 19,718 | +9.4% | 0.33% | +18.5% |
| NEE | Buy | NEXTERA ENERGY INC | $552,000 | +7.6% | 5,661 | +8.2% | 0.30% | +17.8% |
| MSFT | Buy | MICROSOFT CORP | $545,000 | +17.7% | 12,296 | +17.1% | 0.30% | +28.8% |
| CIEN | Buy | CIENA CORP | $529,000 | +70.6% | 25,530 | +94.9% | 0.29% | +87.2% |
| SWKS | New | SKYWORKS SOLUTIONS | $503,000 | – | 5,970 | +100.0% | 0.28% | – |
| AMGN | Buy | AMGEN INCORPORATED | $498,000 | -7.3% | 3,600 | +2.9% | 0.27% | +1.5% |
| SCHE | Buy | SCHWAB EMERGING MARKETS EQUITYetf | $480,000 | +24.4% | 23,715 | +50.9% | 0.26% | +36.6% |
| LNC | Buy | LINCOLN NATIONAL CO | $475,000 | -17.2% | 10,000 | +3.1% | 0.26% | -9.3% |
| BFB | Buy | BROWN FORMAN CORP CLB NON VTG | $465,000 | +57.6% | 4,800 | +62.8% | 0.26% | +73.0% |
| BIDU | New | BAIDU INC F ADR 1 ADR REPS 0.1 | $460,000 | – | 3,350 | +100.0% | 0.25% | – |
| VTR | Buy | VENTAS INC REIT | $459,000 | +2.9% | 8,190 | +13.9% | 0.25% | +12.9% |
| PNC | Buy | PNC FINANCIAL SRVCS | $454,000 | +16.1% | 5,088 | +24.5% | 0.25% | +26.9% |
| MS | Buy | MORGAN STANLEY | $436,000 | -17.1% | 13,850 | +2.2% | 0.24% | -9.4% |
| LOW | Buy | LOWES COMPANIES INC | $410,000 | +6.5% | 5,942 | +3.5% | 0.23% | +16.5% |
| LLY | Buy | LILLY ELI &CO COM NPV | $379,000 | +17.0% | 4,528 | +16.9% | 0.21% | +28.2% |
| NLY | Buy | ANNALY CAPITAL MGMT REIT | $358,000 | +10.5% | 36,247 | +2.8% | 0.20% | +20.9% |
| MCD | Buy | MC DONALDS CORP | $347,000 | +28.0% | 3,518 | +23.2% | 0.19% | +40.4% |
| WMT | New | WAL-MART STORES INC | $322,000 | – | 4,963 | +100.0% | 0.18% | – |
| ABT | Buy | ABBOTT LABORATORIES | $305,000 | -10.3% | 7,604 | +9.8% | 0.17% | -1.8% |
| CCL | Buy | CARNIVAL CORP NEW F PAIRED STK | $293,000 | +38.2% | 5,900 | +37.2% | 0.16% | +50.5% |
| PYPL | New | PAYPAL HOLDINGS INCO | $290,000 | – | 9,350 | +100.0% | 0.16% | – |
| SJM | Buy | J M SMUCKER CO | $286,000 | +7.9% | 2,504 | +2.5% | 0.16% | +18.8% |
| ETP | Buy | ENERGY TRANSFER PART LP | $281,000 | +26.0% | 6,853 | +60.2% | 0.16% | +38.4% |
| TXRH | Buy | TEXAS ROADHOUSE | $257,000 | +5.8% | 6,900 | +6.2% | 0.14% | +16.4% |
| CRTO | New | CRITEO S A F ADR 1 ADR REPS 1 | $240,000 | – | 6,400 | +100.0% | 0.13% | – |
| CAM | New | CAMERON INTL CORP | $222,000 | – | 3,625 | +100.0% | 0.12% | – |
| KKR | Buy | KKR & CO LP LP | $219,000 | +4.8% | 13,048 | +42.6% | 0.12% | +15.2% |
| IAC | New | IAC/INTERACTIVE CORP | $203,000 | – | 3,105 | +100.0% | 0.11% | – |
| WEB | Buy | WEB.COM GROUP INC | $202,000 | -9.4% | 9,588 | +4.4% | 0.11% | -0.9% |
| TSL | New | TRINA SOLAR LTD F ADR 1 ADR RE | $130,000 | – | 14,500 | +100.0% | 0.07% | – |
| BGCP | Buy | BGC PARTNERS INC CLA | $99,000 | +62.3% | 12,000 | +71.4% | 0.06% | +77.4% |
| EXG | Buy | EATON VANCE TAX MAN GL D | $88,000 | +363.2% | 10,500 | +425.0% | 0.05% | +380.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-10-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JPMORGAN CHASE & CO MEDI | 39 | Q4 2022 | 4.2% |
| JOHNSON & JOHNSON | 39 | Q4 2022 | 3.0% |
| C V S HEALTH CORPORATION | 39 | Q4 2022 | 4.1% |
| PROCTER & GAMBLE | 39 | Q4 2022 | 2.4% |
| MICROSOFT CORP | 39 | Q4 2022 | 4.3% |
| MCKESSON CORPORATION | 39 | Q4 2022 | 2.6% |
| MERCK & CO INC NEW | 39 | Q4 2022 | 1.9% |
| VERIZON COMMUNICATN | 39 | Q4 2022 | 1.8% |
| CISCO SYSTEMS INC | 39 | Q4 2022 | 1.8% |
| CHEVRON CORPORATION | 39 | Q4 2022 | 2.3% |
View Regent Investment Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-10-21 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-20 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-19 |
View Regent Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.