$181 Million is the total value of Regent Investment Management LLC's 210 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 19.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CVS | Buy | CVS HEALTH CORP | $6,867,000 | -5.3% | 71,173 | +3.0% | 3.78% | +3.7% |
| AAPL | Buy | APPLE INC | $6,226,000 | -9.9% | 56,443 | +2.5% | 3.43% | -1.4% |
| WBA | Buy | WALGREENS BOOTS ALLI | $6,088,000 | +0.4% | 73,260 | +2.0% | 3.36% | +9.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $5,196,000 | -5.0% | 85,215 | +5.5% | 2.86% | +4.0% |
| MCK | Buy | MCKESSON CORPORATION | $4,807,000 | -8.1% | 25,977 | +11.6% | 2.65% | +0.6% |
| CELG | Buy | CELGENE CORP | $4,547,000 | -2.9% | 42,034 | +3.9% | 2.51% | +6.3% |
| FFKT | FARMERS CAP BANK CO | $4,093,000 | -12.6% | 164,718 | 0.0% | 2.26% | -4.3% | |
| GILD | Sell | GILEAD SCIENCES INC | $3,971,000 | -16.2% | 40,445 | -0.1% | 2.19% | -8.3% |
| JNJ | Buy | JOHNSON & JOHNSON | $3,944,000 | -3.4% | 42,249 | +0.9% | 2.17% | +5.8% |
| PG | Buy | PROCTER & GAMBLE | $3,264,000 | -6.2% | 45,371 | +2.0% | 1.80% | +2.7% |
| GOOG | New | ALPHABET INC CLASS C | $3,167,000 | – | 5,206 | +100.0% | 1.74% | – |
| TWX | Buy | TIME WARNER INC | $2,887,000 | -18.2% | 41,995 | +4.0% | 1.59% | -10.5% |
| VFC | Buy | VF CORPORATION | $2,860,000 | -0.4% | 41,932 | +1.9% | 1.58% | +9.1% |
| M | Sell | MACYS INC | $2,802,000 | -25.5% | 54,589 | -2.0% | 1.54% | -18.4% |
| PCLN | Buy | PRICELINE GROUP | $2,631,000 | +8.7% | 2,127 | +1.2% | 1.45% | +19.0% |
| GOOGL | New | ALPHABET INC CLASS A | $2,524,000 | – | 3,954 | +100.0% | 1.39% | – |
| CVX | Buy | CHEVRON CORPORATION | $2,348,000 | -8.0% | 29,777 | +12.5% | 1.29% | +0.8% |
| KMI | Buy | KINDER MORGAN INC | $2,281,000 | -20.3% | 82,413 | +10.5% | 1.26% | -12.8% |
| DEO | Buy | DIAGEO PLC F ADR 1 ADR REPS 4 | $2,155,000 | -5.7% | 19,989 | +1.5% | 1.19% | +3.3% |
| PRU | Buy | PRUDENTIAL FINANCIAL | $2,145,000 | -3.8% | 28,145 | +10.4% | 1.18% | +5.3% |
| WMB | Buy | WILLIAMS COMPANIES | $2,117,000 | -28.6% | 57,440 | +11.1% | 1.17% | -21.8% |
| ABC | Sell | AMERISOURCEBERGEN CO | $2,115,000 | -11.6% | 22,265 | -1.0% | 1.17% | -3.2% |
| ESRX | EXPRESS SCRIPTS HLDG | $2,037,000 | -9.0% | 25,162 | 0.0% | 1.12% | -0.3% | |
| VZ | Sell | VERIZON COMMUNICATN | $2,023,000 | -15.9% | 46,494 | -9.9% | 1.12% | -7.9% |
| CPTA | Buy | CAPITALA FINANCE CO | $1,937,000 | -12.3% | 149,360 | +5.5% | 1.07% | -4.0% |
| CSCO | Buy | CISCO SYSTEMS INC | $1,932,000 | -3.9% | 73,584 | +0.5% | 1.06% | +5.2% |
| MYL | Buy | MYLAN NV F | $1,806,000 | -31.8% | 44,865 | +15.0% | 1.00% | -25.4% |
| KO | Buy | COCA COLA COMPANY | $1,670,000 | +12.8% | 41,616 | +10.3% | 0.92% | +23.5% |
| MRK | Sell | MERCK & CO INC | $1,654,000 | -19.1% | 33,478 | -6.8% | 0.91% | -11.4% |
| GE | Buy | GENERAL ELECTRIC CO | $1,554,000 | +10.2% | 61,621 | +16.1% | 0.86% | +20.6% |
| GIS | GENERAL MILLS INC | $1,545,000 | +0.7% | 27,530 | 0.0% | 0.85% | +10.2% | |
| IWF | New | ISHARES RUSSELL 1000 GROWTH ETetf | $1,520,000 | – | 16,342 | +100.0% | 0.84% | – |
| WHR | Buy | WHIRLPOOL CORP | $1,518,000 | -3.6% | 10,305 | +13.3% | 0.84% | +5.7% |
| TJX | Sell | TJX COMPANIES INC | $1,485,000 | +7.8% | 20,796 | -0.1% | 0.82% | +18.0% |
| KMB | Buy | KIMBERLY-CLARK CORP | $1,436,000 | +164.9% | 13,176 | +157.5% | 0.79% | +189.7% |
| BMY | Buy | BRISTOL-MYERS SQUIBB | $1,429,000 | +22.2% | 24,127 | +37.3% | 0.79% | +34.0% |
| UNP | Sell | UNION PACIFIC CORP | $1,426,000 | -13.5% | 16,130 | -6.7% | 0.79% | -5.3% |
| UNH | UNITEDHEALTH GRP INC | $1,417,000 | -4.9% | 12,214 | 0.0% | 0.78% | +4.1% | |
| FB | Buy | FACEBOOK INC CLASS A | $1,335,000 | +79.0% | 14,855 | +70.7% | 0.74% | +96.3% |
| DD | Sell | DU PONT EI DE NEMOUR | $1,310,000 | -31.9% | 27,180 | -9.7% | 0.72% | -25.5% |
| FDX | Buy | FEDEX CORPORATION | $1,225,000 | +22.6% | 8,511 | +45.2% | 0.68% | +34.2% |
| T | Buy | A T & T INC | $1,217,000 | +150.9% | 37,343 | +173.4% | 0.67% | +175.0% |
| TMO | Buy | THERMO FISHER SCNTFC | $1,209,000 | -5.3% | 9,885 | +0.4% | 0.67% | +3.6% |
| AGN | Sell | ALLERGAN PLC F | $1,203,000 | -13.9% | 4,425 | -3.9% | 0.66% | -5.7% |
| KR | Buy | KROGER COMPANY | $1,192,000 | +9.8% | 33,059 | +120.7% | 0.66% | +20.1% |
| COP | Buy | CONOCOPHILLIPS | $1,182,000 | -21.3% | 24,643 | +0.7% | 0.65% | -13.9% |
| STX | Sell | SEAGATE TECHNOLOGY F | $1,176,000 | -7.1% | 26,260 | -1.5% | 0.65% | +1.7% |
| STON | Buy | STONEMOR PARTNERS LP | $1,170,000 | +4.2% | 42,880 | +15.1% | 0.64% | +14.2% |
| HON | Buy | HONEYWELL INTL INC | $1,163,000 | +17.8% | 12,287 | +26.9% | 0.64% | +29.0% |
| KHC | New | KRAFT HEINZ COMPANY | $1,117,000 | – | 15,825 | +100.0% | 0.62% | – |
| MDLZ | Sell | MONDELEZ INTL CLASS A | $1,099,000 | -1.3% | 26,234 | -3.1% | 0.61% | +8.0% |
| MET | Buy | METLIFE INC | $1,098,000 | -15.5% | 23,296 | +0.4% | 0.60% | -7.5% |
| HD | Sell | HOME DEPOT INC | $1,094,000 | -4.5% | 9,470 | -8.1% | 0.60% | +4.5% |
| AIG | Buy | AMERICAN INTL GROUP | $1,067,000 | -7.5% | 18,770 | +0.6% | 0.59% | +1.2% |
| MMM | Buy | 3M COMPANY | $1,054,000 | -5.7% | 7,429 | +2.5% | 0.58% | +3.2% |
| YUM | Sell | YUM BRANDS INC | $1,049,000 | -12.6% | 13,120 | -1.5% | 0.58% | -4.3% |
| LMRK | Buy | LANDMARK INFRASTRUCT LP | $997,000 | +7.8% | 66,996 | +16.8% | 0.55% | +17.8% |
| ORCL | Buy | ORACLE CORPORATION | $992,000 | +5.2% | 27,451 | +17.3% | 0.55% | +15.2% |
| DIS | Buy | WALT DISNEY CO | $953,000 | -8.6% | 9,325 | +2.1% | 0.52% | 0.0% |
| HAL | Sell | HALLIBURTON CO HLDG | $939,000 | -22.6% | 26,575 | -5.7% | 0.52% | -15.4% |
| ACE | ACE LIMITED F | $925,000 | +1.6% | 8,945 | 0.0% | 0.51% | +11.4% | |
| ETN | Sell | EATON CORP PLC F | $895,000 | -36.9% | 17,458 | -16.9% | 0.49% | -31.0% |
| IBM | Sell | IBM CORP | $874,000 | -23.1% | 6,028 | -13.8% | 0.48% | -15.7% |
| SLB | Buy | SCHLUMBERGER LTD F | $850,000 | -9.5% | 12,329 | +13.2% | 0.47% | -1.1% |
| PEP | Buy | PEPSICO INCORPORATED | $842,000 | +24.9% | 8,932 | +23.7% | 0.46% | +36.9% |
| XOM | Buy | EXXON MOBIL CORP | $828,000 | +3.8% | 11,141 | +16.1% | 0.46% | +13.4% |
| TXN | TEXAS INSTRUMENTS | $822,000 | -3.9% | 16,600 | 0.0% | 0.45% | +5.3% | |
| PSX | PHILLIPS 66 | $814,000 | -4.7% | 10,597 | 0.0% | 0.45% | +4.4% | |
| HUM | HUMANA INC | $786,000 | -6.4% | 4,391 | 0.0% | 0.43% | +2.4% | |
| IWR | New | ISHARES RUSSELL MID CAP ETFetf | $785,000 | – | 5,045 | +100.0% | 0.43% | – |
| EMC | Sell | EMC CORP MASS | $783,000 | -12.0% | 32,425 | -3.9% | 0.43% | -3.6% |
| UTX | Sell | UNITED TECHNOLOGIES | $756,000 | -20.3% | 8,496 | -0.6% | 0.42% | -12.6% |
| ON | Buy | ON SEMICONDUCTOR CO | $757,000 | -10.4% | 80,575 | +11.5% | 0.42% | -1.9% |
| ILMN | ILLUMINA INC | $734,000 | -19.5% | 4,175 | 0.0% | 0.40% | -11.8% | |
| AAL | Sell | AMERICAN AIRLS GROUP | $735,000 | -24.3% | 18,940 | -22.1% | 0.40% | -17.2% |
| ABBV | Buy | ABBVIE INC | $716,000 | -4.4% | 13,144 | +17.9% | 0.40% | +4.8% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETSetf | $713,000 | -50.5% | 21,557 | -38.8% | 0.39% | -45.8% |
| AAP | ADVANCE AUTO PARTS | $707,000 | +19.0% | 3,730 | 0.0% | 0.39% | +30.4% | |
| TDF | Sell | TEMPLETON DRAGON CF | $699,000 | -36.1% | 37,397 | -15.2% | 0.38% | -30.1% |
| AMP | AMERIPRISE FINANCIAL | $694,000 | -12.7% | 6,363 | 0.0% | 0.38% | -4.5% | |
| USB | U S BANCORP | $689,000 | -5.5% | 16,794 | 0.0% | 0.38% | +3.5% | |
| LAMR | Buy | LAMAR ADVERTISING REIT | $672,000 | +5.3% | 12,875 | +16.0% | 0.37% | +15.3% |
| PM | Buy | PHILIP MORRIS INTL INC | $657,000 | +9.1% | 8,284 | +10.4% | 0.36% | +19.5% |
| CAH | Buy | CARDINAL HEALTH INC | $620,000 | +72.2% | 8,075 | +87.8% | 0.34% | +89.0% |
| DHR | Sell | DANAHER CORP | $614,000 | -11.1% | 7,201 | -10.8% | 0.34% | -2.9% |
| SYK | STRYKER CORP | $612,000 | -1.4% | 6,500 | 0.0% | 0.34% | +7.7% | |
| MAA | Sell | MID AMERICA APARTMEN REIT | $612,000 | -1.9% | 7,475 | -12.8% | 0.34% | +7.3% |
| PFE | Buy | PFIZER INCORPORATED | $602,000 | +218.5% | 19,162 | +240.2% | 0.33% | +249.5% |
| QCOM | Sell | QUALCOMM INC | $600,000 | -33.0% | 11,164 | -21.9% | 0.33% | -26.4% |
| EEM | Buy | ISHARES MSCI EMERGING MARKETSetf | $597,000 | +94.5% | 18,219 | +135.3% | 0.33% | +112.3% |
| BHI | Sell | BAKER HUGHES INC | $593,000 | -31.4% | 11,400 | -18.7% | 0.33% | -24.8% |
| INTC | Buy | INTEL CORP | $594,000 | +8.4% | 19,718 | +9.4% | 0.33% | +18.5% |
| TGT | Sell | TARGET CORPORATION | $575,000 | -14.2% | 7,313 | -11.0% | 0.32% | -5.9% |
| JBL | Sell | JABIL CIRCUIT INC | $567,000 | -1.2% | 25,350 | -5.9% | 0.31% | +8.0% |
| NEE | Buy | NEXTERA ENERGY INC | $552,000 | +7.6% | 5,661 | +8.2% | 0.30% | +17.8% |
| MSFT | Buy | MICROSOFT CORP | $545,000 | +17.7% | 12,296 | +17.1% | 0.30% | +28.8% |
| TRV | TRAVELERS COMPANIES | $543,000 | +3.0% | 5,455 | 0.0% | 0.30% | +12.8% | |
| AXP | AMERICAN EXPRESS CO | $542,000 | -4.6% | 7,311 | 0.0% | 0.30% | +4.5% | |
| UL | Sell | UNILEVER PLC F ADR 1 ADR REPS | $543,000 | -7.8% | 13,320 | -2.9% | 0.30% | +1.0% |
| CIEN | Buy | CIENA CORP | $529,000 | +70.6% | 25,530 | +94.9% | 0.29% | +87.2% |
| SWKS | New | SKYWORKS SOLUTIONS | $503,000 | – | 5,970 | +100.0% | 0.28% | – |
| WFC | WELLS FARGO & CO | $497,000 | -8.6% | 9,678 | 0.0% | 0.27% | 0.0% | |
| AMGN | Buy | AMGEN INCORPORATED | $498,000 | -7.3% | 3,600 | +2.9% | 0.27% | +1.5% |
| BUD | Sell | ANHEUSER-BUSCH INBEV F ADR 1 A | $497,000 | -24.5% | 4,675 | -14.2% | 0.27% | -17.2% |
| SCHE | Buy | SCHWAB EMERGING MARKETS EQUITYetf | $480,000 | +24.4% | 23,715 | +50.9% | 0.26% | +36.6% |
| NWL | Sell | NEWELL RUBBERMAID | $477,000 | -7.2% | 12,000 | -4.0% | 0.26% | +1.5% |
| LNC | Buy | LINCOLN NATIONAL CO | $475,000 | -17.2% | 10,000 | +3.1% | 0.26% | -9.3% |
| BFA | BROWN FORMAN CORP CLA VTG | $469,000 | -3.9% | 4,380 | 0.0% | 0.26% | +4.9% | |
| CAG | Sell | CONAGRA FOODS INC | $466,000 | -14.7% | 11,495 | -8.0% | 0.26% | -6.5% |
| BFB | Buy | BROWN FORMAN CORP CLB NON VTG | $465,000 | +57.6% | 4,800 | +62.8% | 0.26% | +73.0% |
| HSIC | SCHEIN HENRY INC | $465,000 | -6.4% | 3,500 | 0.0% | 0.26% | +2.4% | |
| BIDU | New | BAIDU INC F ADR 1 ADR REPS 0.1 | $460,000 | – | 3,350 | +100.0% | 0.25% | – |
| VTR | Buy | VENTAS INC REIT | $459,000 | +2.9% | 8,190 | +13.9% | 0.25% | +12.9% |
| PNC | Buy | PNC FINANCIAL SRVCS | $454,000 | +16.1% | 5,088 | +24.5% | 0.25% | +26.9% |
| ANTM | ANTHEM INC | $440,000 | -14.7% | 3,145 | 0.0% | 0.24% | -6.9% | |
| MXIM | MAXIM INTEGRATED PRO | $438,000 | -3.3% | 13,100 | 0.0% | 0.24% | +5.7% | |
| MS | Buy | MORGAN STANLEY | $436,000 | -17.1% | 13,850 | +2.2% | 0.24% | -9.4% |
| AINV | Sell | APOLLO INVESTMENT CORP | $434,000 | -24.3% | 79,200 | -2.2% | 0.24% | -17.0% |
| FLS | FLOWSERVE CORP | $416,000 | -21.8% | 10,101 | 0.0% | 0.23% | -14.6% | |
| LOW | Buy | LOWES COMPANIES INC | $410,000 | +6.5% | 5,942 | +3.5% | 0.23% | +16.5% |
| DVN | DEVON ENERGY CORP | $402,000 | -37.7% | 10,836 | 0.0% | 0.22% | -31.7% | |
| MO | ALTRIA GROUP INC | $397,000 | +11.2% | 7,305 | 0.0% | 0.22% | +21.7% | |
| HIG | HARTFORD FINL SVC GP | $394,000 | +10.1% | 8,600 | 0.0% | 0.22% | +20.6% | |
| MA | Sell | MASTERCARD INC CLASS A | $392,000 | -4.9% | 4,345 | -1.5% | 0.22% | +4.3% |
| LLY | Buy | LILLY ELI &CO COM NPV | $379,000 | +17.0% | 4,528 | +16.9% | 0.21% | +28.2% |
| NSC | Sell | NORFOLK SOUTHERN CO | $371,000 | -19.2% | 4,850 | -7.6% | 0.20% | -11.7% |
| SRCL | STERICYCLE INC | $369,000 | +3.9% | 2,650 | 0.0% | 0.20% | +13.4% | |
| BMRN | BIOMARIN PHARMACEUTL | $363,000 | -23.1% | 3,450 | 0.0% | 0.20% | -16.0% | |
| CBS | Sell | CBS CORP CLASS B | $361,000 | -60.9% | 9,052 | -45.5% | 0.20% | -57.2% |
| NLY | Buy | ANNALY CAPITAL MGMT REIT | $358,000 | +10.5% | 36,247 | +2.8% | 0.20% | +20.9% |
| TSCO | TRACTOR SUPPLY COMP | $358,000 | -6.3% | 4,244 | 0.0% | 0.20% | +2.6% | |
| MCD | Buy | MC DONALDS CORP | $347,000 | +28.0% | 3,518 | +23.2% | 0.19% | +40.4% |
| MDT | Sell | MEDTRONIC PLC F | $335,000 | -61.0% | 5,000 | -56.9% | 0.18% | -57.3% |
| WMT | New | WAL-MART STORES INC | $322,000 | – | 4,963 | +100.0% | 0.18% | – |
| HPQ | Sell | HEWLETT-PACKARD CO | $311,000 | -21.7% | 12,125 | -8.3% | 0.17% | -14.5% |
| ABT | Buy | ABBOTT LABORATORIES | $305,000 | -10.3% | 7,604 | +9.8% | 0.17% | -1.8% |
| CAVM | Sell | CAVIUM INC | $295,000 | -24.7% | 4,800 | -15.8% | 0.16% | -17.3% |
| TSM | Sell | TAIWAN SEMICONDUCTR F ADR 1 AD | $296,000 | -28.7% | 14,285 | -21.9% | 0.16% | -22.0% |
| CCL | Buy | CARNIVAL CORP NEW F PAIRED STK | $293,000 | +38.2% | 5,900 | +37.2% | 0.16% | +50.5% |
| PYPL | New | PAYPAL HOLDINGS INCO | $290,000 | – | 9,350 | +100.0% | 0.16% | – |
| HTZ | Sell | HERTZ GLOBAL HLDGS | $288,000 | -24.4% | 17,225 | -18.1% | 0.16% | -17.2% |
| SJM | Buy | J M SMUCKER CO | $286,000 | +7.9% | 2,504 | +2.5% | 0.16% | +18.8% |
| ETP | Buy | ENERGY TRANSFER PART LP | $281,000 | +26.0% | 6,853 | +60.2% | 0.16% | +38.4% |
| WDC | WESTERN DIGITAL CORP | $276,000 | +1.1% | 3,475 | 0.0% | 0.15% | +10.9% | |
| EFA | Sell | ISHARES MSCI EAFE ETFetf | $268,000 | -44.5% | 4,676 | -38.5% | 0.15% | -39.1% |
| OXY | OCCIDENTAL PETROL CO | $265,000 | -14.8% | 4,000 | 0.0% | 0.15% | -7.0% | |
| PCL | Sell | PLUM CREEK TIMBER CO REIT | $263,000 | -3.7% | 6,668 | -1.0% | 0.14% | +5.8% |
| GPC | GENUINE PARTS CO | $262,000 | -7.4% | 3,165 | 0.0% | 0.14% | +1.4% | |
| SBUX | STARBUCKS CORP | $261,000 | +6.1% | 4,584 | 0.0% | 0.14% | +16.1% | |
| TXRH | Buy | TEXAS ROADHOUSE | $257,000 | +5.8% | 6,900 | +6.2% | 0.14% | +16.4% |
| CMCSA | COMCAST CORPORATION CLASS A | $252,000 | -5.3% | 4,430 | 0.0% | 0.14% | +3.7% | |
| LPNT | LIFEPOINT HEALTH INC | $249,000 | -18.4% | 3,510 | 0.0% | 0.14% | -11.0% | |
| SNP | Sell | CHINA PETROLEUM&CHEM F ADR 1 A | $248,000 | -41.4% | 4,030 | -18.3% | 0.14% | -35.7% |
| GM | Sell | GENERAL MOTORS CO | $242,000 | -34.2% | 8,050 | -27.1% | 0.13% | -28.1% |
| CRTO | New | CRITEO S A F ADR 1 ADR REPS 1 | $240,000 | – | 6,400 | +100.0% | 0.13% | – |
| IFN | Sell | INDIA CF | $234,000 | -12.7% | 9,606 | -4.9% | 0.13% | -4.4% |
| RCL | Sell | ROYAL CARIBBEAN CRUI F | $232,000 | -18.0% | 2,600 | -27.8% | 0.13% | -9.9% |
| TEN | Sell | TENNECO INC | $233,000 | -30.0% | 5,200 | -10.3% | 0.13% | -23.8% |
| IWO | Sell | ISHARES RUSSELL 2000 GROWTH ETetf | $228,000 | -88.3% | 1,701 | -86.5% | 0.13% | -87.1% |
| IWP | ISHARES RUSSELL GROWTH MIDCAPetf | $228,000 | -8.4% | 2,575 | 0.0% | 0.13% | +0.8% | |
| EBAY | EBAY INC | $229,000 | -59.3% | 9,350 | 0.0% | 0.13% | -55.5% | |
| IWN | ISHARES RUSSELL 2000 VALUE ETFetf | $222,000 | -11.6% | 2,461 | 0.0% | 0.12% | -3.2% | |
| CAM | New | CAMERON INTL CORP | $222,000 | – | 3,625 | +100.0% | 0.12% | – |
| KKR | Buy | KKR & CO LP LP | $219,000 | +4.8% | 13,048 | +42.6% | 0.12% | +15.2% |
| F | Sell | FORD MOTOR COMPANY | $215,000 | -12.2% | 15,829 | -2.9% | 0.12% | -4.1% |
| IAC | New | IAC/INTERACTIVE CORP | $203,000 | – | 3,105 | +100.0% | 0.11% | – |
| WEB | Buy | WEB.COM GROUP INC | $202,000 | -9.4% | 9,588 | +4.4% | 0.11% | -0.9% |
| HI | HILLENBRAND INC COM ISIN#US431 | $201,000 | -15.2% | 7,713 | 0.0% | 0.11% | -6.7% | |
| TSL | New | TRINA SOLAR LTD F ADR 1 ADR RE | $130,000 | – | 14,500 | +100.0% | 0.07% | – |
| FLEX | Sell | FLEXTRONICS INTL LTD F | $124,000 | -13.9% | 11,750 | -7.8% | 0.07% | -5.6% |
| BGCP | Buy | BGC PARTNERS INC CLA | $99,000 | +62.3% | 12,000 | +71.4% | 0.06% | +77.4% |
| EXG | Buy | EATON VANCE TAX MAN GL D | $88,000 | +363.2% | 10,500 | +425.0% | 0.05% | +380.0% |
| SGF | ABERDEEN SINGAPORE FUND | $86,000 | -22.5% | 10,000 | 0.0% | 0.05% | -16.1% | |
| GNSZ | GENSPERA INC COM | $83,000 | -56.1% | 230,001 | 0.0% | 0.05% | -51.6% | |
| CGA | CHINA GREEN AGRICULT | $17,000 | -19.0% | 10,000 | 0.0% | 0.01% | -18.2% | |
| RENEURON GROUP PLC ORD F | $6,000 | -25.0% | 100,000 | 0.0% | 0.00% | -25.0% | ||
| CAST | Exit | CHINACAST EDUCATION XXX REGIST | $0 | – | -10,400 | -100.0% | 0.00% | – |
| WONDER AUTO TECH INC XXX ESCRO | $0 | – | 14,000 | 0.0% | 0.00% | – | ||
| TPIY | Exit | TIANYIN PHARMACEUTIC | $0 | – | -16,600 | -100.0% | -0.00% | – |
| IMSCQ | Exit | IMPLANT SCIENCES CO | $0 | – | -15,000 | -100.0% | -0.01% | – |
| CYNI | Exit | CYAN INC | $0 | – | -16,200 | -100.0% | -0.04% | – |
| SCHB | Exit | SCHWAB US BROAD MARKET ETFetf | $0 | – | -4,196 | -100.0% | -0.11% | – |
| DCP | Exit | DCP MIDSTREAM PRTNRS LP | $0 | – | -7,195 | -100.0% | -0.11% | – |
| YHOO | Exit | YAHOO INC | $0 | – | -6,250 | -100.0% | -0.12% | – |
| SPY | Exit | SPDR S&P 500 ETFetf | $0 | – | -1,250 | -100.0% | -0.13% | – |
| BX | Exit | BLACKSTONE GROUP LP LP | $0 | – | -6,500 | -100.0% | -0.13% | – |
| PAA | Exit | PLAINS ALL AMERICAN LP | $0 | – | -6,100 | -100.0% | -0.13% | – |
| CAT | Exit | CATERPILLAR INC | $0 | – | -3,655 | -100.0% | -0.16% | – |
| PHG | Exit | KONINKLIJKE PHILIPS F ADR 1 AD | $0 | – | -12,800 | -100.0% | -0.16% | – |
| BP | Exit | BP PLC F ADR 1 ADR REPS 6 ORD | $0 | – | -8,346 | -100.0% | -0.17% | – |
| BAX | Exit | BAXTER INTERNATIONAL | $0 | – | -5,450 | -100.0% | -0.19% | – |
| XHB | Exit | SPDR S&P HOMEBUILDERS ETFetf | $0 | – | -14,500 | -100.0% | -0.27% | – |
| XLY | Exit | SPDR FUND CONSUMER DISCRE SELEetf | $0 | – | -7,200 | -100.0% | -0.28% | – |
| IBB | Exit | ISHARES NASDAQ BIOTECHNOLOGY Eetf | $0 | – | -1,895 | -100.0% | -0.35% | – |
| KRFT | Exit | KRAFT FOODS GROUP XXX MANDATOR | $0 | – | -10,040 | -100.0% | -0.43% | – |
| DXJ | Exit | WISDOMTREE JAPAN HEDGED EQUITYetf | $0 | – | -16,820 | -100.0% | -0.48% | – |
| FXI | Exit | ISHARES CHINA LARGE CAP ETFetf | $0 | – | -37,350 | -100.0% | -0.87% | – |
| GOOGL | Exit | GOOGLE INC CLASS A | $0 | – | -3,964 | -100.0% | -1.08% | – |
| GOOG | Exit | GOOGLE INC CLASS C | $0 | – | -5,176 | -100.0% | -1.36% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-10-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JPMORGAN CHASE & CO MEDI | 39 | Q4 2022 | 4.2% |
| JOHNSON & JOHNSON | 39 | Q4 2022 | 3.0% |
| C V S HEALTH CORPORATION | 39 | Q4 2022 | 4.1% |
| PROCTER & GAMBLE | 39 | Q4 2022 | 2.4% |
| MICROSOFT CORP | 39 | Q4 2022 | 4.3% |
| MCKESSON CORPORATION | 39 | Q4 2022 | 2.6% |
| MERCK & CO INC NEW | 39 | Q4 2022 | 1.9% |
| VERIZON COMMUNICATN | 39 | Q4 2022 | 1.8% |
| CISCO SYSTEMS INC | 39 | Q4 2022 | 1.8% |
| CHEVRON CORPORATION | 39 | Q4 2022 | 2.3% |
View Regent Investment Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-10-21 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-20 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-19 |
View Regent Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.