$195 Million is the total value of Regent Investment Management LLC's 195 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 16.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CVS | Sell | C V S HEALTH CORPORATION | $6,706,000 | +16.8% | 69,633 | -3.5% | 3.44% | +17.0% |
| AAPL | Sell | APPLE INC | $6,273,000 | +4.4% | 56,828 | -4.7% | 3.22% | +4.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,451,000 | -11.2% | 42,564 | -9.5% | 2.28% | -11.1% |
| PG | Sell | PROCTER & GAMBLE | $4,297,000 | -4.3% | 47,176 | -12.0% | 2.21% | -4.2% |
| GILD | Sell | GILEAD SCIENCES INC | $3,983,000 | -18.0% | 42,260 | -7.4% | 2.04% | -17.9% |
| CELG | Sell | CELGENE CORP | $3,947,000 | +17.6% | 35,284 | -0.4% | 2.03% | +17.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $3,861,000 | -1.0% | 61,698 | -4.7% | 1.98% | -0.9% |
| M | Sell | MACYS INC | $3,664,000 | +6.9% | 55,720 | -5.4% | 1.88% | +7.1% |
| KMI | Sell | KINDER MORGAN INC | $3,232,000 | +7.3% | 76,383 | -2.7% | 1.66% | +7.4% |
| VFC | Sell | V F CORPORATION | $3,048,000 | +13.1% | 40,690 | -0.3% | 1.56% | +13.2% |
| TWX | Sell | TIME WARNER INC NEW | $2,731,000 | +9.9% | 31,975 | -3.2% | 1.40% | +10.1% |
| CVX | Sell | CHEVRON CORPORATION | $2,678,000 | -9.7% | 23,874 | -3.9% | 1.38% | -9.5% |
| ABC | Sell | AMERISOURCEBERGEN CORP | $2,315,000 | +11.4% | 25,679 | -4.5% | 1.19% | +11.5% |
| DEO | Sell | DIAGEO PLC NEW ADR F SPONSORED | $2,314,000 | -24.7% | 20,284 | -23.8% | 1.19% | -24.6% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $2,285,000 | +7.6% | 26,992 | -10.2% | 1.17% | +7.7% |
| CSCO | Sell | CISCO SYSTEMS INC | $2,270,000 | +3.4% | 81,604 | -6.4% | 1.16% | +3.6% |
| DD | Sell | DU PONT E I DE NEMOUR&CO | $2,254,000 | -0.4% | 30,490 | -3.3% | 1.16% | -0.3% |
| CPTA | Sell | CAPITALA FINANCE CORP | $2,121,000 | -1.8% | 118,692 | -2.6% | 1.09% | -1.6% |
| GOOGL | Sell | GOOGLE INC CLASS A VTG VOTING | $2,104,000 | -11.1% | 3,964 | -1.5% | 1.08% | -11.0% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $2,068,000 | +1.6% | 22,865 | -1.2% | 1.06% | +1.8% |
| IBM | Sell | INTL BUSINESS MACHINES | $1,881,000 | -25.9% | 11,727 | -12.3% | 0.97% | -25.7% |
| KO | Sell | COCA COLA COMPANY | $1,721,000 | -20.4% | 40,754 | -19.5% | 0.88% | -20.3% |
| HAL | Sell | HALLIBURTON CO HLDG CO | $1,503,000 | -51.3% | 38,215 | -20.2% | 0.77% | -51.3% |
| GIS | Sell | GENERAL MILLS INC | $1,494,000 | +3.9% | 28,007 | -1.8% | 0.77% | +4.1% |
| ETN | Sell | EATON CORP PLC F | $1,461,000 | +2.3% | 21,504 | -4.6% | 0.75% | +2.5% |
| TJX | Sell | T J X COS INC | $1,434,000 | +9.1% | 20,911 | -5.9% | 0.74% | +9.2% |
| CAG | Sell | CONAGRA FOODS INC | $1,394,000 | +3.3% | 38,420 | -5.9% | 0.72% | +3.5% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETSetf | $1,289,000 | -6.9% | 32,197 | -3.0% | 0.66% | -6.8% |
| MMM | Sell | 3M COMPANY | $1,273,000 | -3.1% | 7,748 | -16.4% | 0.65% | -3.1% |
| MET | Sell | METLIFE INC | $1,249,000 | -0.6% | 23,096 | -1.3% | 0.64% | -0.5% |
| WHR | Sell | WHIRLPOOL CORP | $1,245,000 | +21.7% | 6,425 | -8.5% | 0.64% | +21.9% |
| GE | Sell | GENERAL ELECTRIC COMPANY | $1,172,000 | -17.9% | 46,371 | -16.8% | 0.60% | -17.8% |
| HD | Sell | HOME DEPOT INC | $1,124,000 | +10.6% | 10,710 | -3.3% | 0.58% | +10.7% |
| ORCL | Sell | ORACLE CORPORATION | $1,113,000 | +14.3% | 24,753 | -2.8% | 0.57% | +14.4% |
| TDF | Sell | TEMPLETON DRAGON FUND | $1,096,000 | -7.6% | 45,599 | -0.9% | 0.56% | -7.4% |
| KRFT | Sell | KRAFT FOODS GROUP | $1,061,000 | +10.6% | 16,931 | -0.4% | 0.54% | +10.8% |
| YUM | Sell | YUM BRANDS INC | $1,014,000 | -8.9% | 13,920 | -10.0% | 0.52% | -8.8% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $1,012,000 | +0.9% | 8,796 | -7.4% | 0.52% | +1.2% |
| SLB | Sell | SCHLUMBERGER LTD F | $1,007,000 | -27.3% | 11,794 | -13.4% | 0.52% | -27.2% |
| HON | Sell | HONEYWELL INTERNATIONAL | $967,000 | +5.1% | 9,682 | -2.0% | 0.50% | +5.1% |
| KR | Sell | KROGER COMPANY | $965,000 | +9.5% | 15,032 | -11.3% | 0.50% | +9.5% |
| EMC | Sell | E M C CORP MASS | $916,000 | -5.2% | 30,800 | -6.7% | 0.47% | -5.1% |
| XOM | Sell | EXXON MOBIL CORPORATION | $887,000 | -33.6% | 9,593 | -32.4% | 0.46% | -33.5% |
| DIS | Sell | DISNEY WALT CO | $851,000 | -40.0% | 9,035 | -43.3% | 0.44% | -39.9% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $843,000 | -7.4% | 14,275 | -19.7% | 0.43% | -7.3% |
| ILMN | Sell | ILLUMINA INC | $817,000 | +10.1% | 4,425 | -2.2% | 0.42% | +10.3% |
| PEP | Sell | PEPSICO INCORPORATED | $813,000 | -36.1% | 8,603 | -37.1% | 0.42% | -36.1% |
| USB | Sell | U S BANCORP DEL NEW | $777,000 | -31.5% | 17,294 | -36.2% | 0.40% | -31.3% |
| PSX | Sell | PHILLIPS 66 | $774,000 | -16.1% | 10,797 | -4.8% | 0.40% | -16.1% |
| AINV | Sell | APOLLO INVESTMENT CORP | $764,000 | -11.8% | 103,000 | -2.8% | 0.39% | -11.7% |
| AXP | Sell | AMERICAN EXPRESS COMPANY | $704,000 | -34.7% | 7,566 | -38.5% | 0.36% | -34.7% |
| DHR | Sell | DANAHER CORP DEL | $692,000 | +6.1% | 8,075 | -5.8% | 0.36% | +6.3% |
| INTC | Sell | INTEL CORP | $654,000 | -14.4% | 18,018 | -17.9% | 0.34% | -14.3% |
| HTZ | Sell | HERTZ GLOBAL HLDGS INC | $634,000 | -54.5% | 25,425 | -53.6% | 0.32% | -54.5% |
| EBAY | Sell | EBAY INC | $626,000 | -7.5% | 11,150 | -6.7% | 0.32% | -7.5% |
| BAX | Sell | BAXTER INTERNATIONAL INC | $561,000 | -27.0% | 7,650 | -28.6% | 0.29% | -26.9% |
| NWL | Sell | NEWELL RUBBERMAID INC | $552,000 | +7.0% | 14,500 | -3.3% | 0.28% | +6.8% |
| VIAB | Sell | VIACOM INC CL B NEW | $546,000 | -27.4% | 7,250 | -25.8% | 0.28% | -27.5% |
| HPQ | Sell | HEWLETT-PACKARD COMPANY | $511,000 | +9.0% | 12,725 | -3.8% | 0.26% | +9.2% |
| T | Sell | A T & T INC NEW | $472,000 | -21.6% | 14,058 | -17.7% | 0.24% | -21.7% |
| GM | Sell | GENERAL MOTORS CO | $396,000 | -40.1% | 11,350 | -45.2% | 0.20% | -40.1% |
| PNC | Sell | PNC FINL SERVICES GP INC | $389,000 | +6.0% | 4,261 | -0.6% | 0.20% | +6.4% |
| HIG | Sell | HARTFORD FINL SVCS GRP | $359,000 | +4.7% | 8,600 | -6.5% | 0.18% | +4.5% |
| LOW | Sell | LOWES COMPANIES INC | $354,000 | +9.9% | 5,142 | -15.6% | 0.18% | +10.3% |
| MCD | Sell | MC DONALDS CORP | $347,000 | -55.6% | 3,705 | -55.0% | 0.18% | -55.5% |
| ESV | Sell | ENSCO PLC CLASS A F CLASS A | $338,000 | -58.7% | 11,295 | -43.1% | 0.17% | -58.6% |
| YHOO | Sell | YAHOO INC | $326,000 | -55.4% | 6,450 | -64.1% | 0.17% | -55.5% |
| BMRN | Sell | BIOMARIN PHARMACEUTICAL | $312,000 | +20.0% | 3,450 | -4.2% | 0.16% | +20.3% |
| PCL | Sell | PLUM CREEK TIMBER CO REIT | $310,000 | -3.4% | 7,254 | -11.8% | 0.16% | -3.6% |
| TEN | Sell | TENNECO INC | $306,000 | +1.0% | 5,400 | -6.9% | 0.16% | +1.3% |
| CIEN | Sell | CIENA CORP NEW | $301,000 | -21.6% | 15,500 | -32.5% | 0.16% | -21.3% |
| P103PS | Sell | N P S PHARMACEUTICALS | $290,000 | +8.2% | 8,100 | -21.4% | 0.15% | +8.8% |
| SU | Sell | SUNCOR ENERGY INC NEW F | $272,000 | -13.7% | 8,551 | -1.7% | 0.14% | -13.0% |
| B108PS | Sell | ACTAVIS PLC F | $243,000 | -1.2% | 945 | -7.4% | 0.12% | -0.8% |
| IWP | Sell | ISHARES RUSSELL GROWTH MIDCAPetf | $240,000 | -80.3% | 2,575 | -81.4% | 0.12% | -80.4% |
| BX | Sell | BLACKSTONE GROUP LP | $237,000 | +0.4% | 7,000 | -6.7% | 0.12% | +0.8% |
| ETP | Sell | ENERGY TRANSFER PARTNERS UNITS | $223,000 | -49.7% | 3,430 | -50.5% | 0.11% | -49.8% |
| NLY | Sell | ANNALY CAPITAL MGMT REIT | $194,000 | -4.0% | 17,922 | -5.3% | 0.10% | -3.8% |
| TPIY | Sell | TIANYIN PHARMACEUTICAL | $15,000 | -6.2% | 20,252 | -19.8% | 0.01% | 0.0% |
| CRESW | Sell | CRESUD SACIF YA 15 WTS F WARRAwt | $1,000 | -66.7% | 89,740 | -11.1% | 0.00% | -50.0% |
| XCLL | Exit | XCELMOBILITY INC | $0 | – | -10,500 | -100.0% | 0.00% | – |
| HQSM | Exit | HQ SUSTAIN MARITIME NXXX REGIS | $0 | – | -10,200 | -100.0% | 0.00% | – |
| CAST | Sell | CHINACAST EDUCATION CORP | $0 | – | 10,400 | -36.6% | 0.00% | – |
| YUII | Exit | YUHE INTL INC | $0 | – | -13,000 | -100.0% | 0.00% | – |
| CBPI | Exit | CHINA BOTANIC PHARMA INC | $0 | – | -10,926 | -100.0% | 0.00% | – |
| ONP | Exit | ORIENT PAPER INC NEW | $0 | – | -10,000 | -100.0% | -0.01% | – |
| BBT | Exit | BB&T CORPORATION | $0 | – | -6,517 | -100.0% | -0.12% | – |
| CAH | Exit | CARDINAL HEALTH INC | $0 | – | -3,300 | -100.0% | -0.13% | – |
| V107SC | Exit | WELLPOINT INC | $0 | – | -2,800 | -100.0% | -0.17% | – |
| WEB | Exit | WEB.COM GROUP INC | $0 | – | -18,188 | -100.0% | -0.19% | – |
| WMT | Exit | WAL-MART STORES INC | $0 | – | -5,830 | -100.0% | -0.23% | – |
| LAMR | Exit | LAMAR ADVERTISING CO A CLASS A | $0 | – | -9,600 | -100.0% | -0.24% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -4,470 | -100.0% | -0.26% | – |
| IWS | Exit | ISHARES RUSSELL VALUE MIDCAP Vetf | $0 | – | -24,202 | -100.0% | -0.87% | – |
| WAG | Exit | WALGREEN COMPANY | $0 | – | -72,925 | -100.0% | -2.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-01-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JPMORGAN CHASE & CO MEDI | 39 | Q4 2022 | 4.2% |
| JOHNSON & JOHNSON | 39 | Q4 2022 | 3.0% |
| C V S HEALTH CORPORATION | 39 | Q4 2022 | 4.1% |
| PROCTER & GAMBLE | 39 | Q4 2022 | 2.4% |
| MICROSOFT CORP | 39 | Q4 2022 | 4.3% |
| MCKESSON CORPORATION | 39 | Q4 2022 | 2.6% |
| MERCK & CO INC NEW | 39 | Q4 2022 | 1.9% |
| VERIZON COMMUNICATN | 39 | Q4 2022 | 1.8% |
| CISCO SYSTEMS INC | 39 | Q4 2022 | 1.8% |
| CHEVRON CORPORATION | 39 | Q4 2022 | 2.3% |
View Regent Investment Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-10-21 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-20 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-19 |
View Regent Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.