$151 Million is the total value of Regent Investment Management LLC's 171 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 34.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | APPLE INC | $3,958,000 | – | 8,301 | +100.0% | 2.61% | – | |
| JNJ | Buy | JOHNSON & JOHNSON | $3,823,000 | +13.8% | 44,105 | +12.7% | 2.52% | -2.5% |
| FFKT | FARMERS CAP BANK CORP | $3,764,000 | +0.8% | 172,202 | 0.0% | 2.49% | -13.7% | |
| WAG | Buy | WALGREEN COMPANY | $3,701,000 | +27.1% | 68,790 | +4.4% | 2.44% | +8.9% |
| CVS | Buy | C V S CAREMARK CORP | $3,441,000 | +3.2% | 60,641 | +4.0% | 2.27% | -11.6% |
| GOOGL | Buy | GOOGLE INC CLASS A | $3,216,000 | +12.0% | 3,672 | +12.6% | 2.12% | -4.0% |
| CVX | Buy | CHEVRON CORPORATION | $3,071,000 | +4.3% | 25,273 | +1.6% | 2.03% | -10.6% |
| DEO | Buy | DIAGEO PLC NEW ADR F SPONSORED | $2,821,000 | +13.0% | 22,199 | +2.2% | 1.86% | -3.2% |
| PG | Buy | PROCTER & GAMBLE | $2,800,000 | +22.3% | 37,040 | +24.5% | 1.85% | +4.8% |
| MCK | Sell | MCKESSON CORPORATION | $2,591,000 | +9.5% | 20,195 | -2.3% | 1.71% | -6.1% |
| IBM | Buy | INTL BUSINESS MACHINES | $2,529,000 | +13.8% | 13,658 | +17.4% | 1.67% | -2.5% |
| M | Buy | MACYS INC | $2,458,000 | +6.7% | 56,795 | +18.3% | 1.62% | -8.6% |
| TWX | Buy | TIME WARNER INC NEW | $2,253,000 | +18.1% | 34,235 | +3.8% | 1.49% | +1.2% |
| GILD | Buy | GILEAD SCIENCES INC | $2,239,000 | +38.9% | 35,607 | +13.3% | 1.48% | +19.0% |
| PEP | Buy | PEPSICO INCORPORATED | $2,146,000 | +41.4% | 26,990 | +45.4% | 1.42% | +21.2% |
| GIS | Sell | GENERAL MILLS INC | $2,138,000 | -3.7% | 44,608 | -2.5% | 1.41% | -17.5% |
| WMB | Buy | WILLIAMS COMPANIES | $2,047,000 | +22.8% | 56,305 | +9.6% | 1.35% | +5.2% |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $2,031,000 | +2.4% | 32,862 | +2.3% | 1.34% | -12.2% |
| VFC | V F CORPORATION | $2,029,000 | +3.1% | 10,193 | 0.0% | 1.34% | -11.7% | |
| JPM | Buy | JPMORGAN CHASE & CO | $1,962,000 | +7.6% | 37,961 | +9.9% | 1.30% | -7.8% |
| COP | Sell | CONOCOPHILLIPS | $1,946,000 | +1.4% | 27,990 | -11.8% | 1.28% | -13.2% |
| KO | Buy | COCA COLA COMPANY | $1,925,000 | +10.4% | 50,820 | +16.9% | 1.27% | -5.4% |
| DD | Sell | DU PONT E I DE NEMOUR&CO | $1,905,000 | +10.8% | 32,533 | -0.7% | 1.26% | -5.1% |
| IWP | New | ISHARES RUSSELL GROWTH MIDCAPetf | $1,767,000 | – | 22,594 | +100.0% | 1.17% | – |
| KMI | Buy | KINDER MORGAN INC | $1,756,000 | +3.5% | 49,355 | +11.0% | 1.16% | -11.2% |
| CSCO | Buy | CISCO SYSTEMS INC | $1,753,000 | +10.2% | 74,824 | +14.5% | 1.16% | -5.6% |
| PRU | Sell | PRUDENTIAL FINANCIAL INC | $1,713,000 | +5.9% | 21,965 | -0.8% | 1.13% | -9.2% |
| HAL | Sell | HALLIBURTON CO HLDG CO | $1,584,000 | +14.0% | 32,895 | -1.2% | 1.05% | -2.3% |
| IWO | Buy | ISHARES TR RUSSELL 2000 GROWTHetf | $1,556,000 | +36.3% | 12,362 | +20.7% | 1.03% | +16.8% |
| GE | Buy | GENERAL ELECTRIC COMPANY | $1,532,000 | +25.5% | 64,116 | +21.7% | 1.01% | +7.5% |
| VOD | Sell | VODAFONE GROUP NEW ADR F SPONS | $1,496,000 | +20.7% | 42,530 | -1.3% | 0.99% | +3.5% |
| New | BAXTER INTERNATIONAL INC | $1,456,000 | – | 22,166 | +100.0% | 0.96% | – | |
| CELG | Sell | CELGENE CORP | $1,448,000 | +23.5% | 9,397 | -6.2% | 0.96% | +5.9% |
| MYL | Buy | MYLAN INC | $1,439,000 | +104.4% | 37,695 | +66.1% | 0.95% | +75.1% |
| TDF | Sell | TEMPLETON DRAGON FUND | $1,423,000 | +3.1% | 54,674 | -0.5% | 0.94% | -11.7% |
| ABC | Buy | AMERISOURCEBERGEN CORP | $1,406,000 | +27.2% | 23,010 | +16.2% | 0.93% | +9.0% |
| MCD | Buy | MC DONALDS CORP | $1,277,000 | +87.8% | 13,271 | +93.3% | 0.84% | +61.1% |
| TMO | Sell | THERMO FISHER SCIENTIFIC | $1,276,000 | +7.6% | 13,850 | -1.2% | 0.84% | -7.8% |
| CPTA | New | CAPITALA FINANCE CORP | $1,270,000 | – | 66,134 | +100.0% | 0.84% | – |
| VZ | Buy | VERIZON COMMUNICATIONS | $1,251,000 | -6.1% | 26,809 | +1.3% | 0.83% | -19.6% |
| CAG | Buy | CONAGRA FOODS INC | $1,247,000 | +6.7% | 41,090 | +22.8% | 0.82% | -8.5% |
| ESV | Buy | ENSCO PLC CLASS A F CLASS A | $1,225,000 | +22.5% | 22,795 | +32.5% | 0.81% | +4.9% |
| XOM | Buy | EXXON MOBIL CORPORATION | $1,196,000 | +102.0% | 13,898 | +112.0% | 0.79% | +73.2% |
| USB | Buy | U S BANCORP DEL NEW | $1,188,000 | +74.7% | 32,482 | +72.6% | 0.78% | +49.8% |
| ETN | Buy | EATON CORP PLC F | $1,173,000 | +41.2% | 17,044 | +34.9% | 0.78% | +20.9% |
| IWN | New | ISHARES TR RUSSELL 2000 RUSSELetf | $1,167,000 | – | 12,732 | +100.0% | 0.77% | – |
| MMM | Buy | 3M COMPANY | $1,162,000 | +33.1% | 9,733 | +21.9% | 0.77% | +14.1% |
| TGT | Buy | TARGET CORPORATION | $1,125,000 | +6.9% | 17,591 | +15.1% | 0.74% | -8.4% |
| MRK | Sell | MERCK & CO INC NEW | $1,073,000 | -12.3% | 22,542 | -14.4% | 0.71% | -24.9% |
| ORCL | Buy | ORACLE CORPORATION | $1,057,000 | +8.4% | 31,857 | +0.3% | 0.70% | -7.2% |
| PCLN | PRICELINE.COM INC NEW | $1,056,000 | +22.2% | 1,045 | 0.0% | 0.70% | +4.8% | |
| New | AMERICAN INTL GROUP NEW | $1,052,000 | – | 21,625 | +100.0% | 0.70% | – | |
| HTZ | Buy | HERTZ GLOBAL HLDGS INC | $1,048,000 | +49.9% | 47,300 | +67.9% | 0.69% | +28.4% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $1,024,000 | +3.0% | 9,496 | -11.3% | 0.68% | -11.7% |
| YUM | Buy | YUM BRANDS INC | $1,019,000 | +3.9% | 14,269 | +0.8% | 0.67% | -11.0% |
| MET | Buy | METLIFE INC | $1,001,000 | +7.6% | 21,321 | +4.9% | 0.66% | -7.8% |
| WMT | Buy | WAL-MART STORES INC | $995,000 | +98.2% | 13,455 | +99.6% | 0.66% | +69.8% |
| QCOM | Buy | QUALCOMM INC | $987,000 | +10.3% | 14,662 | +0.1% | 0.65% | -5.5% |
| VWO | Buy | VANGUARD FTSE EMERGING MARKETSetf | $982,000 | +15.5% | 24,467 | +11.7% | 0.65% | -0.9% |
| ACE | Buy | ACE LIMITED NEW F | $943,000 | +5.1% | 10,078 | +0.5% | 0.62% | -10.0% |
| STX | Buy | SEAGATE TECHNOLOGY PLC F | $934,000 | +1.2% | 21,350 | +3.6% | 0.62% | -13.3% |
| DIS | Buy | DISNEY WALT CO | $919,000 | +227.0% | 14,245 | +220.1% | 0.61% | +179.7% |
| UNH | UNITEDHEALTH GROUP INC | $905,000 | +9.3% | 12,644 | 0.0% | 0.60% | -6.3% | |
| ETP | Buy | ENERGY TRANSFER PARTNERS UNITS | $892,000 | +12.6% | 17,130 | +9.2% | 0.59% | -3.6% |
| MDT | Buy | MEDTRONIC INC | $884,000 | +7.3% | 16,601 | +3.7% | 0.58% | -8.0% |
| New | AMERICAN EXPRESS COMPANY | $845,000 | – | 11,191 | +100.0% | 0.56% | – | |
| TJX | Sell | T J X COS INC | $845,000 | +3.3% | 14,984 | -8.3% | 0.56% | -11.6% |
| HON | HONEYWELL INTERNATIONAL | $812,000 | +4.6% | 9,782 | 0.0% | 0.54% | -10.4% | |
| INTC | Buy | INTEL CORP | $802,000 | +25.1% | 34,973 | +32.3% | 0.53% | +7.3% |
| SLB | Buy | SCHLUMBERGER LTD F | $793,000 | +31.7% | 8,974 | +6.9% | 0.52% | +12.9% |
| EBAY | Buy | EBAY INC | $737,000 | +193.6% | 13,215 | +172.5% | 0.49% | +152.3% |
| DVN | DEVON ENERGY CP NEW | $738,000 | +11.3% | 12,785 | 0.0% | 0.49% | -4.7% | |
| JBL | Sell | JABIL CIRCUIT INC | $734,000 | +1.9% | 33,875 | -4.1% | 0.48% | -12.6% |
| FLS | FLOWSERVE CORPORATION | $728,000 | +15.4% | 11,676 | 0.0% | 0.48% | -1.0% | |
| SE | Sell | SPECTRA ENERGY CORP | $720,000 | -14.7% | 21,041 | -14.1% | 0.48% | -26.9% |
| TXN | Sell | TEXAS INSTRUMENTS INC | $711,000 | +9.4% | 17,639 | -5.5% | 0.47% | -6.2% |
| KR | Sell | KROGER COMPANY | $696,000 | +12.3% | 17,246 | -3.9% | 0.46% | -3.8% |
| PSX | Buy | PHILLIPS 66 | $690,000 | +5.2% | 11,928 | +7.2% | 0.46% | -9.9% |
| DHR | Buy | DANAHER CORP DEL | $615,000 | +15.6% | 8,875 | +5.7% | 0.41% | -1.0% |
| T | New | A T & T INC NEW | $596,000 | – | 17,617 | +100.0% | 0.39% | – |
| MXIM | Sell | MAXIM INTEGRATED PRODS | $581,000 | -12.4% | 19,500 | -18.2% | 0.38% | -24.9% |
| AMP | AMERIPRISE FINANCIAL INC | $580,000 | +12.6% | 6,363 | 0.0% | 0.38% | -3.5% | |
| XBI | SPDR S&P BIOTECH ETFetf | $574,000 | +23.7% | 4,447 | 0.0% | 0.38% | +5.9% | |
| UNP | Sell | UNION PACIFIC CORP | $567,000 | -2.1% | 3,652 | -2.7% | 0.38% | -15.9% |
| NSM | NATIONSTAR MTG HLDGS INC | $568,000 | +50.3% | 10,100 | 0.0% | 0.38% | +28.9% | |
| URI | Buy | UNITED RENTALS INC | $560,000 | +173.2% | 9,610 | +134.4% | 0.37% | +134.2% |
| UL | Buy | UNILEVER PLC ADR NEW F SPONSOR | $547,000 | +8.5% | 14,170 | +13.6% | 0.36% | -7.2% |
| SNP | Buy | CHINA PETE & CHEM ADR F SPONSO | $543,000 | +29.0% | 6,930 | +50.7% | 0.36% | +10.5% |
| New | APACHE CORP | $542,000 | – | 6,371 | +100.0% | 0.36% | – | |
| SYK | STRYKER CORP | $534,000 | +4.5% | 7,900 | 0.0% | 0.35% | -10.4% | |
| MSFT | Buy | MICROSOFT CORP | $532,000 | +9.9% | 15,995 | +14.1% | 0.35% | -5.9% |
| PCL | Sell | PLUM CREEK TIMBER CO REIT | $522,000 | -1.5% | 11,144 | -1.8% | 0.34% | -15.6% |
| DE | Sell | DEERE & CO | $489,000 | -45.2% | 6,002 | -45.4% | 0.32% | -53.1% |
| KMB | Sell | KIMBERLY-CLARK CORP | $481,000 | -9.8% | 5,107 | -7.0% | 0.32% | -22.6% |
| NEE | Buy | NEXTERA ENERGY INC | $471,000 | +6.6% | 5,881 | +8.5% | 0.31% | -8.8% |
| TRV | Buy | TRAVELERS COMPANIES INC | $458,000 | +11.4% | 5,398 | +5.0% | 0.30% | -4.4% |
| New | ANNALY CAPITAL MGMT REIT | $454,000 | – | 39,172 | +100.0% | 0.30% | – | |
| PFF | ISHARES U S PFD ETF U S PFD STetf | $453,000 | -3.2% | 11,909 | 0.0% | 0.30% | -17.2% | |
| NWL | Sell | NEWELL RUBBERMAID INC | $448,000 | +1.6% | 16,300 | -3.0% | 0.30% | -12.9% |
| IGV | New | ISHARES NORTH AMERICAN TECH-SOetf | $435,000 | – | 5,700 | +100.0% | 0.29% | – |
| K | Buy | KELLOGG COMPANY | $424,000 | +3.2% | 7,225 | +12.9% | 0.28% | -11.7% |
| LNC | LINCOLN NATIONAL CORP | $420,000 | +15.1% | 10,000 | 0.0% | 0.28% | -1.4% | |
| HSIC | Sell | SCHEIN HENRY INC | $420,000 | -14.8% | 4,050 | -21.4% | 0.28% | -27.1% |
| WHR | New | WHIRLPOOL CORP | $410,000 | – | 2,800 | +100.0% | 0.27% | – |
| ABBV | Buy | ABBVIE INC | $409,000 | +41.0% | 9,154 | +30.6% | 0.27% | +20.5% |
| New | BP PLC ADR F SPONSORED ADR 1 A | $404,000 | – | 9,624 | +100.0% | 0.27% | – | |
| ILMN | Sell | ILLUMINA INC | $398,000 | +1.8% | 4,920 | -5.9% | 0.26% | -12.6% |
| OXY | OCCIDENTAL PETE CORP | $393,000 | +4.8% | 4,200 | 0.0% | 0.26% | -10.0% | |
| New | AMGEN INCORPORATED | $392,000 | – | 3,500 | +100.0% | 0.26% | – | |
| HUM | HUMANA INC | $391,000 | +10.5% | 4,191 | 0.0% | 0.26% | -5.5% | |
| SCHE | Buy | SCHW EMG MKT EQ ETFetf | $372,000 | +34.3% | 15,138 | +27.4% | 0.25% | +15.0% |
| MDLZ | Sell | MONDELEZ INTL INC CL A | $369,000 | -41.2% | 11,743 | -46.7% | 0.24% | -49.6% |
| New | BAKER HUGHES INC | $363,000 | – | 7,390 | +100.0% | 0.24% | – | |
| New | ABBOTT LABORATORIES | $362,000 | – | 10,904 | +100.0% | 0.24% | – | |
| EEM | Sell | ISHARES MSCI EMRG MKT FD EMERGetf | $343,000 | -23.3% | 8,408 | -27.7% | 0.23% | -34.2% |
| BLX | BANCO LATINOAMERCANO F DE COME | $339,000 | +11.1% | 13,600 | 0.0% | 0.22% | -4.7% | |
| LOW | LOWES COMPANIES INC | $333,000 | +16.4% | 6,992 | 0.0% | 0.22% | 0.0% | |
| SU | Sell | SUNCOR ENERGY INC NEW F | $333,000 | +4.4% | 9,301 | -13.9% | 0.22% | -10.6% |
| EMC | Buy | E M C CORP MASS | $332,000 | +8.5% | 13,000 | +0.4% | 0.22% | -7.2% |
| PNC | Buy | PNC FINL SERVICES GP INC | $331,000 | +23.0% | 4,563 | +23.7% | 0.22% | +5.8% |
| MWE | Sell | MARKWEST ENERGY PTNR LP COMMON | $328,000 | -9.6% | 4,535 | -16.6% | 0.22% | -22.5% |
| RDSA | Buy | ROYAL DUTCH SHELL A ADRF SPONS | $317,000 | +12.8% | 4,834 | +9.9% | 0.21% | -3.7% |
| NSC | Buy | NORFOLK SOUTHERN CORP | $317,000 | +16.5% | 4,100 | +9.3% | 0.21% | -0.5% |
| SWKS | SKYWORKS SOLUTIONS INC | $311,000 | +13.5% | 12,500 | 0.0% | 0.20% | -2.8% | |
| YONG | Sell | YONGYE INTERNATIONAL INC | $306,000 | +5.9% | 49,375 | -8.5% | 0.20% | -9.4% |
| CAM | Sell | CAMERON INTL CORP | $306,000 | -10.8% | 5,250 | -6.3% | 0.20% | -23.5% |
| SRCL | STERICYCLE INC | $306,000 | +4.4% | 2,650 | 0.0% | 0.20% | -10.6% | |
| EFA | New | ISHARES TR MSCI EAFE ETFetf | $306,000 | – | 4,793 | +100.0% | 0.20% | – |
| MAA | MID AMER APT CMNTYS INC REIT | $306,000 | -7.8% | 4,900 | 0.0% | 0.20% | -21.1% | |
| WM | Sell | WASTE MANAGEMENT INC DEL | $304,000 | -11.1% | 7,361 | -13.3% | 0.20% | -23.9% |
| HIG | Sell | HARTFORD FINL SVCS GRP | $305,000 | -5.3% | 9,800 | -5.8% | 0.20% | -19.0% |
| SJM | Sell | J M SMUCKER CO NEW | $303,000 | -1.9% | 2,885 | -3.6% | 0.20% | -16.0% |
| IWS | Sell | ISHARES RUSSELL VALUEMIDCAP VAetf | $302,000 | -79.1% | 4,957 | -80.1% | 0.20% | -82.1% |
| TSCO | Buy | TRACTOR SUPPLY COMPANY | $290,000 | +14.2% | 4,320 | +100.0% | 0.19% | -2.0% |
| AINV | Buy | APOLLO INVESTMENT CORP | $285,000 | +11.8% | 35,000 | +6.1% | 0.19% | -4.6% |
| PCH | POTLATCH CORPORATION NEW | $270,000 | -1.8% | 6,800 | 0.0% | 0.18% | -16.0% | |
| BMY | New | BRISTOL MYERS SQUIBB | $262,000 | – | 5,670 | +100.0% | 0.17% | – |
| BMRN | Sell | BIOMARIN PHARMACEUTICAL | $260,000 | +23.8% | 3,600 | -4.6% | 0.17% | +6.2% |
| V107SC | WELLPOINT INC | $251,000 | +2.0% | 3,000 | 0.0% | 0.17% | -12.6% | |
| PGF | POWERSHS EXCH TRAD FD TR POWERetf | $248,000 | -4.2% | 14,450 | 0.0% | 0.16% | -18.0% | |
| PFG | Sell | PRINCIPAL FINANCIAL GRP | $248,000 | +5.1% | 5,800 | -7.9% | 0.16% | -9.9% |
| CMCSA | Buy | COMCAST CORP NEW CL A | $242,000 | +15.2% | 5,369 | +6.8% | 0.16% | -1.2% |
| DUK | New | DUKE ENERGY CORP NEW | $235,000 | – | 3,519 | +100.0% | 0.16% | – |
| WDC | Sell | WESTERN DIGITAL CORP | $235,000 | -2.1% | 3,710 | -4.1% | 0.16% | -16.2% |
| MAT | Buy | MATTEL INCORPORATED | $231,000 | -6.9% | 5,525 | +0.9% | 0.15% | -19.9% |
| KKR | KKR & CO LP | $226,000 | +4.6% | 11,000 | 0.0% | 0.15% | -10.8% | |
| PHG | New | KON PHILIPS ADR F SPONSORED NY | $223,000 | – | 6,900 | +100.0% | 0.15% | – |
| New | BB&T CORPORATION | $220,000 | – | 6,517 | +100.0% | 0.14% | – | |
| GTLS | New | CHART INDUSTRIES INC | $218,000 | – | 1,775 | +100.0% | 0.14% | – |
| COH | Buy | COACH INC | $217,000 | -3.1% | 3,971 | +1.2% | 0.14% | -17.3% |
| CAT | New | CATERPILLAR INC | $211,000 | – | 2,535 | +100.0% | 0.14% | – |
| METPRBCL | Sell | METLIFE INC B 6.50% PFD NON-CUpfd | $200,000 | -3.4% | 8,043 | -1.7% | 0.13% | -17.5% |
| ON | New | ON SEMICONDUCTOR CORP | $186,000 | – | 25,500 | +100.0% | 0.12% | – |
| TSM | New | TAIWAN SEMICONDUCTR ADRF SPONS | $178,000 | – | 10,523 | +100.0% | 0.12% | – |
| F | New | FORD MOTOR COMPANY NEW | $175,000 | – | 10,372 | +100.0% | 0.12% | – |
| FLEX | FLEXTRONICS INTL LTD F | $165,000 | +17.9% | 18,125 | 0.0% | 0.11% | +0.9% | |
| SGF | SINGAPORE FUND INC | $157,000 | +1.3% | 12,000 | 0.0% | 0.10% | -12.6% | |
| PBR | PETROLEO BRASILEIRO ADRF SPONS | $156,000 | +15.6% | 10,077 | 0.0% | 0.10% | -1.0% | |
| KFN | Sell | KKR FINANCIAL HLDGS LLC REIT | $153,000 | -13.6% | 14,800 | -11.9% | 0.10% | -25.7% |
| VIP | Sell | VIMPELCOM LTD ADR F SPONSORED | $141,000 | +7.6% | 12,000 | -7.7% | 0.09% | -7.9% |
| New | ANWORTH MTG ASSET CORP REIT | $58,000 | – | 12,000 | +100.0% | 0.04% | – | |
| TPIY | TIANYIN PHARMACEUTICAL | $24,000 | +50.0% | 32,400 | 0.0% | 0.02% | +33.3% | |
| CRESW | CRESUD SACIF YA 15 WTS F WARRAwt | $6,000 | +100.0% | 100,950 | 0.0% | 0.00% | +100.0% | |
| New | RENEURON GROUP PLC ORD F | $5,000 | – | 100,000 | +100.0% | 0.00% | – | |
| XCLL | XCELMOBILITY INC | $1,000 | 0.0% | 10,500 | 0.0% | 0.00% | 0.0% | |
| AMBS | New | AMARANTUS BIOSCIENCE HLD | $1,000 | – | 20,000 | +100.0% | 0.00% | – |
| CAST | Sell | CHINACAST EDUCATION CORP | $2,000 | 0.0% | 23,400 | -4.1% | 0.00% | -50.0% |
| WATG | WONDER AUTO TECH INC XXX REGIS | $0 | – | 16,000 | 0.0% | 0.00% | – | |
| CBPI | CHINA BOTANIC PHARMA INC | $0 | – | 10,926 | 0.0% | 0.00% | – | |
| YUII | YUHE INTL INC | $0 | – | 15,000 | 0.0% | 0.00% | – | |
| HQSM | HQ SUSTAIN MARITIME NXXX REGIS | $0 | – | 10,200 | 0.0% | 0.00% | – | |
| CPHI | Exit | CHINA PHARMA HOLDINGS | $0 | – | -11,000 | -100.0% | -0.00% | – |
| ANH | Exit | ANWORTH MTG ASSET CORP REIT | $0 | – | -12,000 | -100.0% | -0.05% | – |
| CGA | Exit | CHINA GREEN AGRICULTURE | $0 | – | -24,600 | -100.0% | -0.05% | – |
| AUY | Exit | YAMANA GOLD INC F | $0 | – | -13,160 | -100.0% | -0.10% | – |
| EWJ | Exit | ISHARES MSCI JPN IDX FD JAPANetf | $0 | – | -16,000 | -100.0% | -0.14% | – |
| BBT | Exit | BB&T CORPORATION | $0 | – | -6,517 | -100.0% | -0.17% | – |
| TEVA | Exit | TEVA PHARM INDS LTD ADRF SPONS | $0 | – | -5,734 | -100.0% | -0.17% | – |
| TUP | Exit | TUPPERWARE BRANDS CORP | $0 | – | -3,000 | -100.0% | -0.18% | – |
| BHI | Exit | BAKER HUGHES INC | $0 | – | -7,090 | -100.0% | -0.25% | – |
| AMGN | Exit | AMGEN INCORPORATED | $0 | – | -3,400 | -100.0% | -0.26% | – |
| ABT | Exit | ABBOTT LABORATORIES | $0 | – | -10,260 | -100.0% | -0.28% | – |
| BP | Exit | BP PLC ADR F SPONSORED ADR 1 A | $0 | – | -9,146 | -100.0% | -0.29% | – |
| AXP | Exit | AMERICAN EXPRESS COMPANY | $0 | – | -5,566 | -100.0% | -0.32% | – |
| IYT | Exit | ISHARES US TRANSN AVG TRANSPORetf | $0 | – | -3,800 | -100.0% | -0.32% | – |
| XLF | Exit | SECTOR SPDR FINCL SELECT SHAREetf | $0 | – | -23,700 | -100.0% | -0.36% | – |
| NLY | Exit | ANNALY CAPITAL MGMT REIT | $0 | – | -39,100 | -100.0% | -0.38% | – |
| APA | Exit | APACHE CORP | $0 | – | -7,085 | -100.0% | -0.46% | – |
| IWD | Exit | ISHARES RUSSELL 1000 VAL RUSSEetf | $0 | – | -7,770 | -100.0% | -0.50% | – |
| AIG | Exit | AMERICAN INTL GROUP NEW | $0 | – | -22,225 | -100.0% | -0.77% | – |
| BAX | Exit | BAXTER INTERNATIONAL INC | $0 | – | -19,721 | -100.0% | -1.05% | – |
| AAPL | Exit | APPLE INC | $0 | – | -6,825 | -100.0% | -2.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-10-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JPMORGAN CHASE & CO MEDI | 39 | Q4 2022 | 4.2% |
| JOHNSON & JOHNSON | 39 | Q4 2022 | 3.0% |
| C V S HEALTH CORPORATION | 39 | Q4 2022 | 4.1% |
| PROCTER & GAMBLE | 39 | Q4 2022 | 2.4% |
| MICROSOFT CORP | 39 | Q4 2022 | 4.3% |
| MCKESSON CORPORATION | 39 | Q4 2022 | 2.6% |
| MERCK & CO INC NEW | 39 | Q4 2022 | 1.9% |
| VERIZON COMMUNICATN | 39 | Q4 2022 | 1.8% |
| CISCO SYSTEMS INC | 39 | Q4 2022 | 1.8% |
| CHEVRON CORPORATION | 39 | Q4 2022 | 2.3% |
View Regent Investment Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-01-26 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-15 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-27 |
| 13F-HR | 2021-10-21 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-20 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-19 |
View Regent Investment Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.