$84.6 Million is the total value of Regal Investment Advisors LLC's 28 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 91.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LQD | Sell | ISHARES TRiboxx inv cp etf | $12,831,000 | -23.2% | 95,247 | -23.4% | 15.16% | +394.9% |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $7,925,000 | -21.9% | 193,776 | -25.9% | 9.36% | +403.8% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $7,727,000 | +2.8% | 33,946 | -8.7% | 9.13% | +562.6% |
| SCHD | Sell | SCHWAB STRATEGIC TRus dividend eq | $7,143,000 | +5.5% | 129,165 | -1.3% | 8.44% | +579.6% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $5,348,000 | -83.4% | 15,915 | -84.7% | 6.32% | +7.3% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $4,854,000 | -9.2% | 112,250 | -16.8% | 5.74% | +485.3% |
| BSV | Sell | VANGUARD BD INDEX FDSshort trm bond | $3,943,000 | -17.4% | 47,474 | -17.4% | 4.66% | +432.5% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $3,656,000 | -45.7% | 52,063 | -47.2% | 4.32% | +250.1% |
| MUB | Sell | ISHARES TRnational mun etf | $3,636,000 | -9.8% | 31,365 | -10.2% | 4.30% | +481.5% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $2,676,000 | -23.3% | 14,853 | -29.8% | 3.16% | +394.1% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $2,517,000 | -16.4% | 13,581 | -19.7% | 2.97% | +438.8% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $2,194,000 | -24.7% | 21,645 | -28.9% | 2.59% | +385.6% |
| FLOT | Sell | ISHARES TRfltg rate nt etf | $2,133,000 | -38.6% | 42,046 | -38.8% | 2.52% | +295.8% |
| VWOB | Buy | VANGUARD WHITEHALL FDSemerg mkt bd etf | $2,098,000 | +4.4% | 26,595 | +2.9% | 2.48% | +573.6% |
| PFF | Sell | ISHARES TRpfd and incm sec | $2,052,000 | -77.4% | 56,309 | -78.6% | 2.42% | +45.4% |
| JNK | Sell | SPDR SER TRbloomberg brclys | $2,048,000 | -58.9% | 19,644 | -60.1% | 2.42% | +164.8% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $1,988,000 | -52.6% | 25,178 | -52.9% | 2.35% | +205.5% |
| IWC | Sell | ISHARES TRmicro-cap etf | $1,608,000 | +1.6% | 17,771 | -2.0% | 1.90% | +555.2% |
| VSS | Sell | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $1,467,000 | -0.9% | 13,936 | -9.1% | 1.73% | +537.5% |
| GOVT | Sell | ISHARES TRus treas bd etf | $1,423,000 | -56.3% | 50,895 | -56.2% | 1.68% | +182.2% |
| GNR | Buy | SPDR INDEX SHS FDSglb nat resrce | $1,253,000 | +2.5% | 33,358 | +0.7% | 1.48% | +561.2% |
| SHM | Sell | SPDR SER TRnuveen blmbrg sr | $1,042,000 | -1.2% | 20,897 | -1.2% | 1.23% | +537.8% |
| FM | Buy | ISHARES INCmsci frntr100etf | $1,004,000 | +18.4% | 39,219 | +11.9% | 1.19% | +665.2% |
| VNQI | Sell | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $569,000 | +0.5% | 11,711 | -3.5% | 0.67% | +546.2% |
| HYMB | Buy | SPDR SER TRnuveen bbg brcly | $550,000 | +5.8% | 9,679 | +4.9% | 0.65% | +584.2% |
| EWX | Buy | SPDR INDEX SHS FDSs&p emktsc etf | $411,000 | +13.5% | 9,266 | +4.6% | 0.49% | +636.4% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $327,000 | -94.6% | 1,507 | -95.3% | 0.39% | -65.5% |
| IWB | Sell | ISHARES TRrus 1000 etf | $200,000 | -7.0% | 1,070 | -14.4% | 0.24% | +505.1% |
| XOM | Exit | EXXON MOBIL CORPcall | $0 | – | -100 | -100.0% | -0.00% | – |
| FSI | Exit | FLEXIBLE SOLUTIONS INTL INC | $0 | – | -11,260 | -100.0% | -0.00% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCcall | $0 | – | -1,000 | -100.0% | -0.01% | – |
| PSEC | Exit | PROSPECT CAP CORP | $0 | – | -10,765 | -100.0% | -0.01% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INCcall | $0 | – | -1,000 | -100.0% | -0.01% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | -200 | -100.0% | -0.01% | – |
| TV | Exit | GRUPO TELEVISA SAspon adr rep ord | $0 | – | -11,933 | -100.0% | -0.01% | – |
| FXN | Exit | FIRST TR EXCHANGE TRADED FDenergy alphadx | $0 | – | -10,384 | -100.0% | -0.01% | – |
| EXTR | Exit | EXTREME NETWORKS INC | $0 | – | -16,940 | -100.0% | -0.01% | – |
| FIT | Exit | FITBIT INCcl a | $0 | – | -15,095 | -100.0% | -0.02% | – |
| NAVI | Exit | NAVIENT CORPORATION | $0 | – | -16,425 | -100.0% | -0.02% | – |
| SVM | Exit | SILVERCORP METALS INC | $0 | – | -21,346 | -100.0% | -0.02% | – |
| TSI | Exit | TCW STRATEGIC INCOME FD INC | $0 | – | -23,833 | -100.0% | -0.02% | – |
| UAA | Exit | UNDER ARMOUR INCcl a | $0 | – | -14,438 | -100.0% | -0.03% | – |
| PGAL | Exit | GLOBAL X FDSgbl x msci pt et | $0 | – | -16,227 | -100.0% | -0.03% | – |
| SIRI | Exit | SIRIUS XM HOLDINGS INC | $0 | – | -28,514 | -100.0% | -0.03% | – |
| FSKR | Exit | FS KKR CAP CORP II | $0 | – | -15,303 | -100.0% | -0.04% | – |
| LUV | Exit | SOUTHWEST AIRLS CO | $0 | – | -5,977 | -100.0% | -0.04% | – |
| GVI | Exit | ISHARES TRintrm gov cr etf | $0 | – | -1,705 | -100.0% | -0.04% | – |
| SPHD | Exit | INVESCO EXCH TRADED FD TR IIs&p500 hdl vol | $0 | – | -6,274 | -100.0% | -0.04% | – |
| RSG | Exit | REPUBLIC SVCS INC | $0 | – | -2,493 | -100.0% | -0.04% | – |
| PGR | Exit | PROGRESSIVE CORP OHIO | $0 | – | -2,567 | -100.0% | -0.04% | – |
| WEC | Exit | WEC ENERGY GROUP INC | $0 | – | -2,386 | -100.0% | -0.04% | – |
| NXQ | Exit | NUVEEN SELECT TAX FREE INCOMsh ben int | $0 | – | -13,994 | -100.0% | -0.04% | – |
| UL | Exit | UNILEVER PLCspon adr new | $0 | – | -3,747 | -100.0% | -0.04% | – |
| MGK | Exit | VANGUARD WORLD FDmega grwth ind | $0 | – | -1,252 | -100.0% | -0.04% | – |
| IWD | Exit | ISHARES TRrus 1000 val etf | $0 | – | -1,830 | -100.0% | -0.04% | – |
| FLT | Exit | FLEETCOR TECHNOLOGIES INC | $0 | – | -834 | -100.0% | -0.04% | – |
| TDG | Exit | TRANSDIGM GROUP INC | $0 | – | -482 | -100.0% | -0.04% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -8,249 | -100.0% | -0.04% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INC | $0 | – | -1,743 | -100.0% | -0.04% | – |
| ROK | Exit | ROCKWELL AUTOMATION INC | $0 | – | -1,006 | -100.0% | -0.04% | – |
| HZNP | Exit | HORIZON THERAPEUTICS PUB LTD | $0 | – | -3,871 | -100.0% | -0.04% | – |
| LULU | Exit | LULULEMON ATHLETICA INC | $0 | – | -701 | -100.0% | -0.04% | – |
| IGV | Exit | ISHARES TRexpanded tech | $0 | – | -771 | -100.0% | -0.04% | – |
| PHM | Exit | PULTE GROUP INC | $0 | – | -6,426 | -100.0% | -0.04% | – |
| NEM | Exit | NEWMONT CORP | $0 | – | -3,660 | -100.0% | -0.04% | – |
| SHV | Exit | ISHARES TRshort treas bd | $0 | – | -2,033 | -100.0% | -0.04% | – |
| X | Exit | UNITED STATES STL CORP NEW | $0 | – | -31,195 | -100.0% | -0.04% | – |
| IBCP | Exit | INDEPENDENT BK CORP MICH | $0 | – | -14,979 | -100.0% | -0.04% | – |
| TJX | Exit | TJX COS INC NEW | $0 | – | -4,461 | -100.0% | -0.04% | – |
| HBAN | Exit | HUNTINGTON BANCSHARES INC | $0 | – | -25,031 | -100.0% | -0.04% | – |
| FRT | Exit | FEDERAL REALTY INVT TRsh ben int new | $0 | – | -2,629 | -100.0% | -0.04% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -3,108 | -100.0% | -0.04% | – |
| RSP | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $0 | – | -2,228 | -100.0% | -0.04% | – |
| MDYG | Exit | SPDR SER TRs&p 400 mdcp grw | $0 | – | -4,220 | -100.0% | -0.04% | – |
| UBER | Exit | UBER TECHNOLOGIES INC | $0 | – | -7,517 | -100.0% | -0.04% | – |
| IYF | Exit | ISHARES TRu.s. finls etf | $0 | – | -2,130 | -100.0% | -0.04% | – |
| FTXL | Exit | FIRST TR EXCHANGE-TRADED FDnasdq semcndtr | $0 | – | -5,378 | -100.0% | -0.04% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -8,091 | -100.0% | -0.04% | – |
| UCO | Exit | PROSHARES TR IIulta blmbg 2017 | $0 | – | -8,364 | -100.0% | -0.04% | – |
| IJUL | Exit | INNOVATOR ETFS TRmsci eafe pwr | $0 | – | -10,572 | -100.0% | -0.04% | – |
| VV | Exit | VANGUARD INDEX FDSlarge cap etf | $0 | – | -1,661 | -100.0% | -0.04% | – |
| EWT | Exit | ISHARES INCmsci taiwan etf | $0 | – | -5,993 | -100.0% | -0.04% | – |
| FSK | Exit | FS KKR CAPITAL CORP | $0 | – | -17,152 | -100.0% | -0.04% | – |
| KBWD | Exit | INVESCO EXCH TRADED FD TR IIkbw hig dv yld | $0 | – | -17,572 | -100.0% | -0.04% | – |
| PJUL | Exit | INNOVATOR ETFS TRs&p 500 pwr | $0 | – | -8,930 | -100.0% | -0.04% | – |
| LYFT | Exit | LYFT INC | $0 | – | -7,390 | -100.0% | -0.04% | – |
| PCI | Exit | PIMCO DYNAMIC CR INCOME FD | $0 | – | -13,159 | -100.0% | -0.04% | – |
| XBI | Exit | SPDR SER TRs&p biotech | $0 | – | -2,205 | -100.0% | -0.04% | – |
| SMH | Exit | VANECK VECTORS ETF TRsemiconductor et | $0 | – | -1,626 | -100.0% | -0.04% | – |
| VFH | Exit | VANGUARD WORLD FDSfinancials etf | $0 | – | -4,299 | -100.0% | -0.04% | – |
| NEAR | Exit | ISHARES U S ETF TRsht mat bd etf | $0 | – | -4,998 | -100.0% | -0.05% | – |
| O | Exit | REALTY INCOME CORP | $0 | – | -4,260 | -100.0% | -0.05% | – |
| PDI | Exit | PIMCO DYNAMIC INCOME FD | $0 | – | -10,358 | -100.0% | -0.05% | – |
| GSBD | Exit | GOLDMAN SACHS BDC INC | $0 | – | -16,400 | -100.0% | -0.05% | – |
| GXC | Exit | SPDR INDEX SHS FDSs&p china etf | $0 | – | -2,542 | -100.0% | -0.05% | – |
| DDM | Exit | PROSHARES TR | $0 | – | -6,660 | -100.0% | -0.05% | – |
| ACN | Exit | ACCENTURE PLC IRELAND | $0 | – | -1,236 | -100.0% | -0.05% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -26,954 | -100.0% | -0.05% | – |
| RY | Exit | ROYAL BK CDA | $0 | – | -3,990 | -100.0% | -0.05% | – |
| VBK | Exit | VANGUARD INDEX FDSsml cp grw etf | $0 | – | -1,390 | -100.0% | -0.05% | – |
| ACWI | Exit | ISHARES TRmsci acwi etf | $0 | – | -3,797 | -100.0% | -0.05% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -40,632 | -100.0% | -0.05% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -1,634 | -100.0% | -0.05% | – |
| SSO | Exit | PROSHARES TR | $0 | – | -2,238 | -100.0% | -0.05% | – |
| TD | Exit | TORONTO DOMINION BK ONT | $0 | – | -6,412 | -100.0% | -0.05% | – |
| HYLS | Exit | FIRST TR EXCHANGE-TRADED FDfirst tr ta hiyl | $0 | – | -6,333 | -100.0% | -0.05% | – |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -12,414 | -100.0% | -0.05% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -5,235 | -100.0% | -0.05% | – |
| OUSM | Exit | OSI ETF TRoshares us smlcp | $0 | – | -11,618 | -100.0% | -0.05% | – |
| QLD | Exit | PROSHARES TR | $0 | – | -2,003 | -100.0% | -0.05% | – |
| SLV | Exit | ISHARES SILVER TRishares | $0 | – | -17,248 | -100.0% | -0.05% | – |
| RCL | Exit | ROYAL CARIBBEAN CRUISES LTD | $0 | – | -5,823 | -100.0% | -0.05% | – |
| NOW | Exit | SERVICENOW INC | $0 | – | -727 | -100.0% | -0.05% | – |
| FVD | Exit | FIRST TR VALUE LINE DIVID IN | $0 | – | -9,843 | -100.0% | -0.06% | – |
| SHYG | Exit | ISHARES TR0-5yr hi yl cp | $0 | – | -6,939 | -100.0% | -0.06% | – |
| NVS | Exit | NOVARTIS AGsponsored adr | $0 | – | -3,410 | -100.0% | -0.06% | – |
| FUTY | Exit | FIDELITY COVINGTON TRmsci utils index | $0 | – | -8,552 | -100.0% | -0.06% | – |
| UCON | Exit | FIRST TR EXCHNG TRADED FD VItcw unconstrai | $0 | – | -12,116 | -100.0% | -0.06% | – |
| PCEF | Exit | INVESCO EXCH TRADED FD TR II | $0 | – | -15,691 | -100.0% | -0.06% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -6,520 | -100.0% | -0.06% | – |
| IJS | Exit | ISHARES TRsp smcp600vl etf | $0 | – | -2,614 | -100.0% | -0.06% | – |
| WW | Exit | WW INTL INC | $0 | – | -12,400 | -100.0% | -0.06% | – |
| FXL | Exit | FIRST TR EXCHANGE TRADED FDtech alphadex | $0 | – | -3,868 | -100.0% | -0.06% | – |
| PSK | Exit | SPDR SER TRwells fg pfd etf | $0 | – | -7,675 | -100.0% | -0.06% | – |
| BIV | Exit | VANGUARD BD INDEX FDSintermed term | $0 | – | -3,519 | -100.0% | -0.06% | – |
| NS | Exit | NUSTAR ENERGY LP | $0 | – | -22,900 | -100.0% | -0.06% | – |
| FXD | Exit | FIRST TR EXCHANGE TRADED FDconsumr discre | $0 | – | -8,700 | -100.0% | -0.06% | – |
| MORT | Exit | VANECK VECTORS ETF TR | $0 | – | -24,227 | -100.0% | -0.06% | – |
| SHY | Exit | ISHARES TR1 3 yr treas bd | $0 | – | -3,868 | -100.0% | -0.06% | – |
| PEAK | Exit | HEALTHPEAK PROPERTIES INC | $0 | – | -12,019 | -100.0% | -0.06% | – |
| VOOV | Exit | VANGUARD ADMIRAL FDS INC500 val idx fd | $0 | – | -3,169 | -100.0% | -0.06% | – |
| XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -8,982 | -100.0% | -0.06% | – |
| FXU | Exit | FIRST TR EXCHANGE TRADED FDutilities alph | $0 | – | -13,301 | -100.0% | -0.06% | – |
| IBB | Exit | ISHARES TRnasdaq biotech | $0 | – | -2,506 | -100.0% | -0.06% | – |
| UUP | Exit | INVESCO DB US DLR INDEX TRbullish fd | $0 | – | -13,078 | -100.0% | -0.06% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -7,263 | -100.0% | -0.06% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -757 | -100.0% | -0.06% | – |
| DSI | Exit | ISHARES TRmsci kld400 soc | $0 | – | -2,935 | -100.0% | -0.06% | – |
| VXUS | Exit | VANGUARD STAR FDSvg tl intl stk f | $0 | – | -7,124 | -100.0% | -0.06% | – |
| EFA | Exit | ISHARES TRmsci eafe etf | $0 | – | -5,711 | -100.0% | -0.06% | – |
| EMXC | Exit | ISHARES INCmsci emrg chn | $0 | – | -8,162 | -100.0% | -0.06% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWAR | $0 | – | -2,506 | -100.0% | -0.06% | – |
| SPLK | Exit | SPLUNK INC | $0 | – | -1,745 | -100.0% | -0.06% | – |
| EMLP | Exit | FIRST TR EXCHANGE-TRADED FDno amer energy | $0 | – | -17,950 | -100.0% | -0.07% | – |
| PGF | Exit | INVESCO EXCHANGE TRADED FD Tfinl pfd etf | $0 | – | -20,390 | -100.0% | -0.07% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -1,142 | -100.0% | -0.07% | – |
| FEX | Exit | FIRST TR LRGE CP CORE ALPHA | $0 | – | -6,272 | -100.0% | -0.07% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INC | $0 | – | -1,279 | -100.0% | -0.07% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -1,564 | -100.0% | -0.07% | – |
| DIA | Exit | SPDR DOW JONES INDL AVERAGEut ser 1 | $0 | – | -1,454 | -100.0% | -0.07% | – |
| SPYV | Exit | SPDR SER TRprtflo s&p500 vl | $0 | – | -13,326 | -100.0% | -0.07% | – |
| FDL | Exit | FIRST TR MORNINGSTAR DIVID L | $0 | – | -15,284 | -100.0% | -0.07% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $0 | – | -1,194 | -100.0% | -0.07% | – |
| NUE | Exit | NUCOR CORP | $0 | – | -9,294 | -100.0% | -0.07% | – |
| IVE | Exit | ISHARES TRs&p 500 val etf | $0 | – | -3,566 | -100.0% | -0.07% | – |
| PNQI | Exit | INVESCO EXCHANGE TRADED FD Tnasdaq internt | $0 | – | -2,208 | -100.0% | -0.07% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -26,966 | -100.0% | -0.08% | – |
| FDX | Exit | FEDEX CORP | $0 | – | -2,976 | -100.0% | -0.08% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -7,383 | -100.0% | -0.08% | – |
| FHLC | Exit | FIDELITY COVINGTON TRmsci hlth care i | $0 | – | -8,374 | -100.0% | -0.08% | – |
| MDB | Exit | MONGODB INCcl a | $0 | – | -1,866 | -100.0% | -0.08% | – |
| FXR | Exit | FIRST TR EXCHANGE TRADED FDindls prod dur | $0 | – | -11,297 | -100.0% | -0.08% | – |
| GPC | Exit | GENUINE PARTS CO | $0 | – | -4,915 | -100.0% | -0.08% | – |
| SNX | Exit | SYNNEX CORP | $0 | – | -3,633 | -100.0% | -0.08% | – |
| SJNK | Exit | SPDR SER TRbloomberg srt tr | $0 | – | -17,483 | -100.0% | -0.08% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -2,246 | -100.0% | -0.08% | – |
| TSLA | Exit | TESLA INC | $0 | – | -408 | -100.0% | -0.08% | – |
| IWN | Exit | ISHARES TRrus 2000 val etf | $0 | – | -4,605 | -100.0% | -0.08% | – |
| DMO | Exit | WESTERN ASSET MTG DEFINED OP | $0 | – | -30,674 | -100.0% | -0.08% | – |
| EMB | Exit | ISHARES TRjpmorgan usd emg | $0 | – | -4,167 | -100.0% | -0.08% | – |
| HON | Exit | HONEYWELL INTL INC | $0 | – | -3,121 | -100.0% | -0.08% | – |
| K | Exit | KELLOGG CO | $0 | – | -6,965 | -100.0% | -0.08% | – |
| ALTY | Exit | GLOBAL X FDSsuper div altr | $0 | – | -42,860 | -100.0% | -0.08% | – |
| PGX | Exit | INVESCO EXCH TRADED FD TR IIpfd etf | $0 | – | -33,483 | -100.0% | -0.09% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -6,532 | -100.0% | -0.09% | – |
| NZF | Exit | NUVEEN MUNICIPAL CREDIT INC | $0 | – | -33,286 | -100.0% | -0.09% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -9,618 | -100.0% | -0.09% | – |
| NKE | Exit | NIKE INCcl b | $0 | – | -5,002 | -100.0% | -0.09% | – |
| SCHV | Exit | SCHWAB STRATEGIC TRus lcap va etf | $0 | – | -10,258 | -100.0% | -0.09% | – |
| RYH | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 eql hlt | $0 | – | -2,363 | -100.0% | -0.10% | – |
| VCSH | Exit | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $0 | – | -6,491 | -100.0% | -0.10% | – |
| VTIP | Exit | VANGUARD MALVERN FDSstrm infproidx | $0 | – | -10,696 | -100.0% | -0.10% | – |
| FFEB | Exit | FIRST TR EXCHNG TRADED FD VIus eqt buffer | $0 | – | -18,785 | -100.0% | -0.10% | – |
| IYH | Exit | ISHARES TRus hlthcare etf | $0 | – | -2,674 | -100.0% | -0.11% | – |
| HYD | Exit | VANECK VECTORS ETF TRhigh yld mun etf | $0 | – | -9,771 | -100.0% | -0.11% | – |
| IJT | Exit | ISHARES TRs&p sml 600 gwt | $0 | – | -3,426 | -100.0% | -0.11% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -6,462 | -100.0% | -0.11% | – |
| SHW | Exit | SHERWIN WILLIAMS CO | $0 | – | -1,037 | -100.0% | -0.11% | – |
| REM | Exit | ISHARES TRmortge rel etf | $0 | – | -24,700 | -100.0% | -0.11% | – |
| STX | Exit | SEAGATE TECHNOLOGY PLC | $0 | – | -12,843 | -100.0% | -0.11% | – |
| IWP | Exit | ISHARES TRrus md cp gr etf | $0 | – | -4,016 | -100.0% | -0.12% | – |
| IYG | Exit | ISHARES TRu.s. fin svc etf | $0 | – | -5,344 | -100.0% | -0.12% | – |
| NTNX | Exit | NUTANIX INCcl a | $0 | – | -26,907 | -100.0% | -0.12% | – |
| STOR | Exit | STORE CAP CORP | $0 | – | -27,059 | -100.0% | -0.12% | – |
| BDCZ | Exit | UBS AG LONDON BRANCHetracs wf bus de | $0 | – | -46,767 | -100.0% | -0.12% | – |
| EXC | Exit | EXELON CORP | $0 | – | -18,221 | -100.0% | -0.12% | – |
| FITB | Exit | FIFTH THIRD BANCORP | $0 | – | -34,617 | -100.0% | -0.12% | – |
| IYR | Exit | ISHARES TRu.s. real es etf | $0 | – | -8,469 | -100.0% | -0.12% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -4,129 | -100.0% | -0.12% | – |
| MRK | Exit | MERCK & CO. INC | $0 | – | -8,745 | -100.0% | -0.12% | – |
| HYG | Exit | ISHARES TRiboxx hi yd etf | $0 | – | -8,339 | -100.0% | -0.12% | – |
| MA | Exit | MASTERCARD INCORPORATEDcl a | $0 | – | -2,334 | -100.0% | -0.13% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -6,214 | -100.0% | -0.13% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -114,620 | -100.0% | -0.13% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -5,843 | -100.0% | -0.13% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -2,399 | -100.0% | -0.13% | – |
| FMB | Exit | FIRST TR EXCH TRADED FD IIImanagd mun etf | $0 | – | -13,026 | -100.0% | -0.13% | – |
| FPE | Exit | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $0 | – | -40,656 | -100.0% | -0.14% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -5,614 | -100.0% | -0.14% | – |
| EXEL | Exit | EXELIXIS INC | $0 | – | -32,231 | -100.0% | -0.14% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -4,532 | -100.0% | -0.14% | – |
| FBT | Exit | FIRST TR NASDAQ-100 TECH INDny arca biotech | $0 | – | -4,736 | -100.0% | -0.15% | – |
| XLV | Exit | SELECT SECTOR SPDR TRsbi healthcare | $0 | – | -8,038 | -100.0% | -0.15% | – |
| GBIL | Exit | GOLDMAN SACHS ETF TRacces treasury | $0 | – | -8,120 | -100.0% | -0.15% | – |
| IAU | Exit | ISHARES GOLD TRUSTishares | $0 | – | -49,218 | -100.0% | -0.15% | – |
| FXG | Exit | FIRST TR EXCHANGE TRADED FDconsumr staple | $0 | – | -18,299 | -100.0% | -0.16% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -15,579 | -100.0% | -0.16% | – |
| STLD | Exit | STEEL DYNAMICS INC | $0 | – | -32,681 | -100.0% | -0.16% | – |
| VGT | Exit | VANGUARD WORLD FDSinf tech etf | $0 | – | -3,054 | -100.0% | -0.16% | – |
| VBR | Exit | VANGUARD INDEX FDSsm cp val etf | $0 | – | -7,966 | -100.0% | -0.16% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -21,021 | -100.0% | -0.16% | – |
| SO | Exit | SOUTHERN CO | $0 | – | -16,592 | -100.0% | -0.16% | – |
| IYW | Exit | ISHARES TRu.s. tech etf | $0 | – | -3,251 | -100.0% | -0.16% | – |
| PJAN | Exit | INNOVATOR ETFS TRs&p 500 power | $0 | – | -31,500 | -100.0% | -0.16% | – |
| DVY | Exit | ISHARES TRselect divid etf | $0 | – | -11,024 | -100.0% | -0.16% | – |
| BNDX | Exit | VANGUARD CHARLOTTE FDSintl bd idx etf | $0 | – | -15,543 | -100.0% | -0.16% | – |
| PNC | Exit | PNC FINL SVCS GROUP INC | $0 | – | -8,540 | -100.0% | -0.16% | – |
| EFAV | Exit | ISHARES TRmin vol eafe etf | $0 | – | -13,751 | -100.0% | -0.17% | – |
| TIP | Exit | ISHARES TRtips bd etf | $0 | – | -7,465 | -100.0% | -0.17% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -4,274 | -100.0% | -0.17% | – |
| IGSB | Exit | ISHARES TRsh tr crport etf | $0 | – | -17,656 | -100.0% | -0.18% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -15,793 | -100.0% | -0.18% | – |
| AGGY | Exit | WISDOMTREE TRyield enhancd us | $0 | – | -18,544 | -100.0% | -0.18% | – |
| SCHW | Exit | SCHWAB CHARLES CORP | $0 | – | -29,848 | -100.0% | -0.18% | – |
| IXN | Exit | ISHARES TRglobal tech etf | $0 | – | -4,293 | -100.0% | -0.18% | – |
| DEM | Exit | WISDOMTREE TRemer mkt high fd | $0 | – | -28,204 | -100.0% | -0.19% | – |
| JLL | Exit | JONES LANG LASALLE INC | $0 | – | -9,978 | -100.0% | -0.19% | – |
| VMBS | Exit | VANGUARD SCOTTSDALE FDSmortg-back sec | $0 | – | -19,234 | -100.0% | -0.19% | – |
| VLUE | Exit | ISHARES TRedge msci usa vl | $0 | – | -14,988 | -100.0% | -0.20% | – |
| VOO | Exit | VANGUARD INDEX FDS | $0 | – | -3,867 | -100.0% | -0.20% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -4,411 | -100.0% | -0.20% | – |
| VPU | Exit | VANGUARD WORLD FDSutilities etf | $0 | – | -9,025 | -100.0% | -0.20% | – |
| FXO | Exit | FIRST TR EXCHANGE TRADED FDfinls alphadex | $0 | – | -44,829 | -100.0% | -0.21% | – |
| IVW | Exit | ISHARES TRs&p 500 grwt etf | $0 | – | -5,789 | -100.0% | -0.22% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -3,960 | -100.0% | -0.22% | – |
| MBB | Exit | ISHARES TRmbs etf | $0 | – | -11,147 | -100.0% | -0.23% | – |
| FISV | Exit | FISERV INC | $0 | – | -13,279 | -100.0% | -0.24% | – |
| FSLY | Exit | FASTLY INCcl a | $0 | – | -15,399 | -100.0% | -0.24% | – |
| AMJ | Exit | JPMORGAN CHASE & COalerian ml etn | $0 | – | -100,782 | -100.0% | -0.24% | – |
| LEG | Exit | LEGGETT & PLATT INC | $0 | – | -37,935 | -100.0% | -0.24% | – |
| INGR | Exit | INGREDION INC | $0 | – | -16,213 | -100.0% | -0.25% | – |
| IUSV | Exit | ISHARES TRcore s&p us vlu | $0 | – | -26,154 | -100.0% | -0.25% | – |
| LMBS | Exit | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $0 | – | -26,602 | -100.0% | -0.25% | – |
| OEF | Exit | ISHARES TRs&p 100 etf | $0 | – | -9,734 | -100.0% | -0.25% | – |
| VCIT | Exit | VANGUARD SCOTTSDALE FDSint-term corp | $0 | – | -14,647 | -100.0% | -0.26% | – |
| SPTI | Exit | SPDR SER TRportfli intrmdit | $0 | – | -42,044 | -100.0% | -0.26% | – |
| OUSA | Exit | OSI ETF TRoshares us qualt | $0 | – | -42,830 | -100.0% | -0.26% | – |
| HDV | Exit | ISHARES TRcore high dv etf | $0 | – | -18,529 | -100.0% | -0.28% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -19,673 | -100.0% | -0.28% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -34,582 | -100.0% | -0.28% | – |
| GWRE | Exit | GUIDEWIRE SOFTWARE INC | $0 | – | -14,065 | -100.0% | -0.29% | – |
| SQ | Exit | SQUARE INCcl a | $0 | – | -14,859 | -100.0% | -0.29% | – |
| VXF | Exit | VANGUARD INDEX FDSextend mkt etf | $0 | – | -13,254 | -100.0% | -0.29% | – |
| TDIV | Exit | FIRST TR EXCHANGE-TRADED FDnasd tech div | $0 | – | -37,913 | -100.0% | -0.29% | – |
| ESGE | Exit | ISHARES INCesg msci em etf | $0 | – | -50,328 | -100.0% | -0.30% | – |
| SOXX | Exit | ISHARES TRphlx semicnd etf | $0 | – | -6,044 | -100.0% | -0.30% | – |
| VIAC | Exit | VIACOMCBS INCcl b | $0 | – | -70,475 | -100.0% | -0.30% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -17,590 | -100.0% | -0.30% | – |
| V | Exit | VISA INC | $0 | – | -8,672 | -100.0% | -0.31% | – |
| QTEC | Exit | FIRST TRUST PORTFOLIOS LP | $0 | – | -15,456 | -100.0% | -0.31% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INC. | $0 | – | -16,170 | -100.0% | -0.31% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES CORP | $0 | – | -28,249 | -100.0% | -0.32% | – |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -12,242 | -100.0% | -0.32% | – |
| IHI | Exit | ISHARES TRu.s. med dvc etf | $0 | – | -6,739 | -100.0% | -0.33% | – |
| VCLT | Exit | VANGUARD SCOTTSDALE FDSlg-term cor bd | $0 | – | -16,796 | -100.0% | -0.33% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -11,269 | -100.0% | -0.34% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -15,259 | -100.0% | -0.37% | – |
| VYM | Exit | VANGUARD WHITEHALL FDShigh div yld | $0 | – | -26,686 | -100.0% | -0.38% | – |
| WM | Exit | WASTE MGMT INC DEL | $0 | – | -20,188 | -100.0% | -0.39% | – |
| VNLA | Exit | JANUS DETROIT STR TRhendrsn shrt etf | $0 | – | -42,795 | -100.0% | -0.39% | – |
| MMM | Exit | 3M CO | $0 | – | -13,815 | -100.0% | -0.40% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -20,757 | -100.0% | -0.40% | – |
| RLY | Exit | SSGA ACTIVE ETF TRmult ass rlrtn | $0 | – | -102,676 | -100.0% | -0.40% | – |
| SCZ | Exit | ISHARES TReafe sml cp etf | $0 | – | -40,952 | -100.0% | -0.40% | – |
| CRM | Exit | SALESFORCE COM INC | $0 | – | -12,885 | -100.0% | -0.44% | – |
| EFG | Exit | ISHARES TReafe grwth etf | $0 | – | -29,995 | -100.0% | -0.46% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -18,153 | -100.0% | -0.47% | – |
| WMT | Exit | WALMART INC | $0 | – | -21,579 | -100.0% | -0.47% | – |
| VB | Exit | VANGUARD INDEX FDSsmall cp etf | $0 | – | -17,825 | -100.0% | -0.48% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -11,558 | -100.0% | -0.48% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -48,180 | -100.0% | -0.49% | – |
| VO | Exit | VANGUARD INDEX FDSmid cap etf | $0 | – | -17,237 | -100.0% | -0.52% | – |
| TGT | Exit | TARGET CORP | $0 | – | -23,826 | -100.0% | -0.52% | – |
| NVDA | Exit | NVIDIA CORPORATION | $0 | – | -7,708 | -100.0% | -0.54% | – |
| LZB | Exit | LA Z BOY INC | $0 | – | -109,856 | -100.0% | -0.54% | – |
| VTI | Exit | VANGUARD INDEX FDStotal stk mkt | $0 | – | -20,519 | -100.0% | -0.59% | – |
| FIXD | Exit | FIRST TR EXCHNG TRADED FD VItcw opportunis | $0 | – | -60,183 | -100.0% | -0.60% | – |
| SPEM | Exit | SPDR INDEX SHS FDSportfolio emg mk | $0 | – | -98,856 | -100.0% | -0.61% | – |
| FXH | Exit | FIRST TR EXCHANGE TRADED FDhlth care alph | $0 | – | -36,640 | -100.0% | -0.61% | – |
| FYX | Exit | FIRST TR SML CP CORE ALPHA F | $0 | – | -62,498 | -100.0% | -0.62% | – |
| FV | Exit | FIRST TR EXCHANGE-TRADED FDdorsey wrt 5 etf | $0 | – | -106,407 | -100.0% | -0.63% | – |
| INTC | Exit | INTEL CORP | $0 | – | -57,997 | -100.0% | -0.64% | – |
| SKYY | Exit | FIRST TR EXCHANGE TRADED FD | $0 | – | -47,122 | -100.0% | -0.64% | – |
| SHOP | Exit | SHOPIFY INCcl a | $0 | – | -3,723 | -100.0% | -0.65% | – |
| IEFA | Exit | ISHARES TRcore msci eafe | $0 | – | -63,406 | -100.0% | -0.66% | – |
| ESGU | Exit | ISHARES TResg msci usa etf | $0 | – | -52,138 | -100.0% | -0.67% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -20,290 | -100.0% | -0.69% | – |
| FTA | Exit | FIRST TR LRG CP VL ALPHADEX | $0 | – | -83,339 | -100.0% | -0.70% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -23,312 | -100.0% | -0.72% | – |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -34,036 | -100.0% | -0.74% | – |
| SPYG | Exit | SPDR SER TRprtflo s&p500 gw | $0 | – | -95,061 | -100.0% | -0.78% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -49,010 | -100.0% | -0.82% | – |
| FDN | Exit | FIRST TR NASDAQ-100 TECH INDdj internt idx | $0 | – | -27,997 | -100.0% | -0.88% | – |
| BND | Exit | VANGUARD BD INDEX FDStotal bnd mrkt | $0 | – | -55,691 | -100.0% | -0.90% | – |
| FAUG | Exit | FIRST TR EXCHNG TRADED FD VIvest us buffer | $0 | – | -174,595 | -100.0% | -0.98% | – |
| IAGG | Exit | ISHARES TRcore intl aggr | $0 | – | -101,273 | -100.0% | -1.03% | – |
| PFE | Exit | PFIZER INC | $0 | – | -173,450 | -100.0% | -1.04% | – |
| VTV | Exit | VANGUARD INDEX FDSvalue etf | $0 | – | -62,731 | -100.0% | -1.14% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -166,782 | -100.0% | -1.22% | – |
| VIG | Exit | VANGUARD SPECIALIZED FUNDSdiv app etf | $0 | – | -63,949 | -100.0% | -1.37% | – |
| ONEQ | Exit | FIDELITY COMWLTH TRndq cp idx trk | $0 | – | -20,317 | -100.0% | -1.46% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -62,607 | -100.0% | -1.61% | – |
| ACWV | Exit | ISHARES INCmin vol gbl etf | $0 | – | -101,113 | -100.0% | -1.62% | – |
| ITOT | Exit | ISHARES TRcore s&p ttl stk | $0 | – | -128,724 | -100.0% | -1.64% | – |
| USMV | Exit | ISHARES TRmsci min vol etf | $0 | – | -153,846 | -100.0% | -1.71% | – |
| PG | Exit | PROCTER AND GAMBLE CO | $0 | – | -78,337 | -100.0% | -1.72% | – |
| QQQ | Exit | INVESCO QQQ TRunit ser 1 | $0 | – | -43,456 | -100.0% | -1.97% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -37,720 | -100.0% | -2.13% | – |
| FTCS | Exit | FIRST TR NASDAQ-100 TECH INDcap strength etf | $0 | – | -208,139 | -100.0% | -2.23% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -67,823 | -100.0% | -2.53% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 6.6% |
| ISHARES TR | 42 | Q3 2023 | 15.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 9.7% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 9.1% |
| ISHARES TR | 42 | Q3 2023 | 4.9% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 5.8% |
| VANGUARD ST BOND ETF | 42 | Q3 2023 | 4.9% |
| VANGUARD REIT INDEX ETF | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
View Regal Investment Advisors LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-03-01 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-05 |
View Regal Investment Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.