$362 Million is the total value of Regal Investment Advisors LLC's 244 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 24.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $5,667,000 | -5.5% | 49,138 | -8.7% | 1.57% | -7.9% |
| DIS | Sell | DISNEY WALT CO | $4,845,000 | +3.7% | 46,487 | -7.6% | 1.34% | +1.1% |
| MO | Sell | ALTRIA GROUP INC | $4,301,000 | +5.9% | 63,609 | -1.0% | 1.19% | +3.2% |
| AAPL | Sell | APPLE INC | $4,222,000 | -7.9% | 36,456 | -10.1% | 1.17% | -10.3% |
| WCC | Sell | WESCO INTL INC | $3,818,000 | +0.8% | 57,377 | -6.8% | 1.06% | -1.7% |
| AXE | Sell | ANIXTER INTL INC | $3,784,000 | +16.7% | 46,688 | -7.1% | 1.05% | +13.7% |
| LZB | Sell | LA Z BOY INC | $3,708,000 | +26.2% | 119,407 | -0.2% | 1.02% | +22.9% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEcl b new | $3,605,000 | +11.0% | 22,120 | -1.6% | 1.00% | +8.1% |
| COF | Sell | CAPITAL ONE FINL CORP | $3,504,000 | +13.9% | 40,171 | -6.2% | 0.97% | +11.0% |
| STT | Sell | STATE STR CORP | $3,432,000 | +5.3% | 44,161 | -5.7% | 0.95% | +2.6% |
| LOW | Sell | LOWES COS INC | $3,356,000 | -5.4% | 47,193 | -3.9% | 0.93% | -7.8% |
| BWA | Sell | BORGWARNER INC | $3,287,000 | +6.8% | 83,338 | -4.8% | 0.91% | +4.1% |
| GE | Sell | GENERAL ELECTRIC CO | $3,151,000 | +5.4% | 99,712 | -1.2% | 0.87% | +2.7% |
| VWO | Sell | VANGUARD INTL EQUITY INDEftse emr mkt etf | $3,116,000 | -23.5% | 87,088 | -19.6% | 0.86% | -25.5% |
| USMV | Sell | ISHARES TRmin vol usa etf | $3,040,000 | -66.4% | 67,229 | -66.2% | 0.84% | -67.3% |
| LH | Sell | LABORATORY CORP AMER HLDG | $2,950,000 | -10.0% | 22,975 | -3.6% | 0.82% | -12.2% |
| PCLN | Sell | PRICELINE GRP INC | $2,942,000 | -4.6% | 2,007 | -4.2% | 0.81% | -7.1% |
| COP | Sell | CONOCOPHILLIPS | $2,937,000 | +11.0% | 58,583 | -3.7% | 0.81% | +8.3% |
| MON | Sell | MONSANTO CO NEW | $2,850,000 | -1.0% | 27,090 | -3.8% | 0.79% | -3.5% |
| MUB | Sell | ISHARES TRnational mun etf | $2,841,000 | -11.8% | 26,260 | -8.0% | 0.78% | -14.1% |
| BIIB | Sell | BIOGEN INC | $2,824,000 | -12.9% | 9,958 | -3.9% | 0.78% | -15.1% |
| FOXA | Sell | TWENTY FIRST CENTY FOX INcl a | $2,818,000 | +12.0% | 100,507 | -3.2% | 0.78% | +9.1% |
| V | Sell | VISA INC | $2,717,000 | -8.3% | 34,829 | -2.8% | 0.75% | -10.7% |
| ALXN | Sell | ALEXION PHARMACEUTICALS I | $2,632,000 | -3.3% | 21,509 | -3.2% | 0.73% | -5.8% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $2,609,000 | -6.3% | 37,924 | -3.9% | 0.72% | -8.7% |
| AMGN | Sell | AMGEN INC | $2,604,000 | -20.4% | 17,808 | -9.2% | 0.72% | -22.4% |
| WSM | Sell | WILLIAMS SONOMA INC | $2,499,000 | -8.2% | 51,636 | -3.1% | 0.69% | -10.6% |
| MCK | Sell | MCKESSON CORP | $2,415,000 | -18.7% | 17,194 | -3.4% | 0.67% | -20.7% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $2,386,000 | +1.8% | 25,651 | -4.7% | 0.66% | -0.8% |
| RL | Sell | RALPH LAUREN CORPcl a | $2,307,000 | -12.5% | 25,538 | -2.1% | 0.64% | -14.7% |
| GILD | Sell | GILEAD SCIENCES INC | $2,306,000 | -13.0% | 32,199 | -3.9% | 0.64% | -15.2% |
| FDN | Sell | FIRST TR EXCHANGE TRADEDdj internt idx | $2,270,000 | -13.9% | 28,441 | -12.0% | 0.63% | -16.0% |
| HBI | Sell | HANESBRANDS INC | $2,230,000 | -16.6% | 103,381 | -2.4% | 0.62% | -18.7% |
| DUK | Sell | DUKE ENERGY CORP NEW | $2,154,000 | -6.6% | 27,752 | -3.7% | 0.60% | -9.2% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $2,054,000 | -3.1% | 19,579 | -3.8% | 0.57% | -5.5% |
| PII | Sell | POLARIS INDS INC | $1,879,000 | +4.9% | 22,803 | -1.5% | 0.52% | +2.2% |
| FXG | Sell | FIRST TR EXCHANGE TRADEDconsumr staple | $1,624,000 | -43.0% | 35,496 | -42.2% | 0.45% | -44.5% |
| SJNK | Sell | SPDR SER TRbloomberg srt tr | $1,616,000 | -5.5% | 58,368 | -5.5% | 0.45% | -7.8% |
| FXD | Sell | FIRST TR EXCHANGE TRADEDconsumr discre | $1,523,000 | -38.0% | 42,891 | -38.5% | 0.42% | -39.6% |
| XOM | Sell | EXXON MOBIL CORP | $1,457,000 | -6.8% | 16,139 | -10.0% | 0.40% | -9.2% |
| CINF | Sell | CINCINNATI FINL CORP | $1,288,000 | -0.8% | 17,004 | -1.3% | 0.36% | -3.5% |
| STLD | Sell | STEEL DYNAMICS INC | $1,268,000 | +38.7% | 35,646 | -2.5% | 0.35% | +35.5% |
| VZ | Sell | VERIZON COMMUNICATIONS IN | $1,263,000 | +0.1% | 23,660 | -2.5% | 0.35% | -2.5% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $1,263,000 | +8.4% | 9,367 | -0.1% | 0.35% | +5.4% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $1,157,000 | -1.5% | 8,789 | -3.2% | 0.32% | -3.9% |
| GLD | Sell | SPDR GOLD TRUST | $1,143,000 | -32.4% | 10,429 | -22.5% | 0.32% | -34.2% |
| RLY | Sell | SSGA ACTIVE ETF TRmult ass rlrtn | $1,123,000 | -2.1% | 46,021 | -1.3% | 0.31% | -4.6% |
| FXN | Sell | FIRST TR EXCHANGE TRADEDenergy alphadx | $1,080,000 | -20.4% | 65,435 | -25.6% | 0.30% | -22.3% |
| IWC | Sell | ISHARES TRmicro-cap etf | $1,075,000 | +9.0% | 12,529 | -0.8% | 0.30% | +6.1% |
| VTIP | Sell | VANGUARD MALVERN FDSstrm infproidx | $1,010,000 | -6.5% | 20,540 | -5.6% | 0.28% | -8.8% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $991,000 | +2.3% | 7,688 | -3.1% | 0.27% | -0.4% |
| PEP | Sell | PEPSICO INC | $970,000 | -6.9% | 9,270 | -3.2% | 0.27% | -9.5% |
| EMLP | Sell | FIRST TR EXCHANGE TRADEDno amer energy | $963,000 | -22.7% | 38,171 | -22.4% | 0.27% | -24.9% |
| GNR | Sell | SPDR INDEX SHS FDSglb nat resrce | $892,000 | +3.7% | 21,720 | -1.2% | 0.25% | +1.2% |
| ISHG | Sell | ISHARES TR3yrtb etf | $894,000 | -9.2% | 11,722 | -1.1% | 0.25% | -11.5% |
| NUE | Sell | NUCOR CORP | $887,000 | +11.4% | 14,905 | -7.4% | 0.24% | +8.4% |
| MBB | Sell | ISHARES TRmbs etf | $864,000 | -61.0% | 8,126 | -59.6% | 0.24% | -61.9% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $865,000 | -50.6% | 7,304 | -50.5% | 0.24% | -51.9% |
| CVX | Sell | CHEVRON CORP NEW | $816,000 | -20.7% | 6,929 | -30.7% | 0.23% | -22.6% |
| TDIV | Sell | FIRST TR EXCHANGE TRADEDnasd tech div | $804,000 | -53.5% | 27,170 | -53.9% | 0.22% | -54.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $754,000 | +2.4% | 8,732 | -21.0% | 0.21% | -0.5% |
| EEMV | Sell | ISHARESmin vol emrg mkt | $674,000 | -41.4% | 13,777 | -35.2% | 0.19% | -42.9% |
| HCP | Sell | HCP INC | $669,000 | -22.5% | 22,523 | -0.9% | 0.18% | -24.5% |
| SYY | Sell | SYSCO CORP | $660,000 | -3.4% | 11,928 | -14.4% | 0.18% | -6.2% |
| FXU | Sell | FIRST TR EXCHANGE TRADEDutilities alph | $647,000 | -46.7% | 24,195 | -48.4% | 0.18% | -48.1% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $637,000 | -12.9% | 9,239 | -8.9% | 0.18% | -15.0% |
| FDL | Sell | FIRST TR MORNINGSTAR DIV | $604,000 | -4.3% | 21,747 | -6.0% | 0.17% | -6.7% |
| FXH | Sell | FIRST TR EXCHANGE TRADEDhlth care alph | $593,000 | -14.2% | 10,344 | -8.9% | 0.16% | -16.3% |
| KMB | Sell | KIMBERLY CLARK CORP | $584,000 | -16.1% | 5,120 | -7.3% | 0.16% | -18.3% |
| IDV | Sell | ISHARES TRintl sel div etf | $571,000 | -5.6% | 19,323 | -4.3% | 0.16% | -8.1% |
| X | Sell | UNITED STATES STL CORP NE | $543,000 | +56.0% | 16,455 | -10.9% | 0.15% | +51.5% |
| PSX | Sell | PHILLIPS 66 | $536,000 | -17.7% | 6,205 | -23.2% | 0.15% | -20.0% |
| WELL | Sell | WELLTOWER INC | $455,000 | -22.2% | 6,797 | -13.1% | 0.13% | -24.1% |
| GCEC | Sell | GS FIN CORPetn claymore37 | $449,000 | -3.2% | 28,705 | -1.0% | 0.12% | -6.1% |
| KMI | Sell | KINDER MORGAN INC DEL | $425,000 | -16.3% | 20,501 | -6.6% | 0.12% | -18.8% |
| IEF | Sell | ISHARES TR7-10 y tr bd etf | $419,000 | -59.2% | 3,999 | -56.4% | 0.12% | -60.1% |
| VMBS | Sell | VANGUARD SCOTTSDALE FDSmortg-back sec | $413,000 | -5.9% | 7,892 | -3.0% | 0.11% | -8.8% |
| FGD | Sell | FIRST TR EXCHANGE TRADEDdj glbl divid | $396,000 | -13.5% | 17,000 | -12.8% | 0.11% | -16.2% |
| SO | Sell | SOUTHERN CO | $392,000 | -19.3% | 7,961 | -16.0% | 0.11% | -21.7% |
| IFV | Sell | FIRST TR EXCHANGE TRADEDdorsey wright | $392,000 | -71.7% | 22,991 | -71.0% | 0.11% | -72.5% |
| XLE | Sell | SELECT SECTOR SPDR TRsbi int-energy | $387,000 | -15.3% | 5,132 | -20.8% | 0.11% | -17.7% |
| IJT | Sell | ISHARES TRsp smcp600gr etf | $364,000 | -46.6% | 2,424 | -51.2% | 0.10% | -47.7% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $339,000 | -5.6% | 2,423 | -15.8% | 0.09% | -7.8% |
| HP | Sell | HELMERICH & PAYNE INC | $336,000 | -43.5% | 4,336 | -50.9% | 0.09% | -45.0% |
| SLYV | Sell | SPDR SERIES TRUSTs&p 600 smcp val | $325,000 | +6.6% | 2,728 | -3.9% | 0.09% | +3.4% |
| IYH | Sell | ISHARES TRus hlthcare etf | $320,000 | -47.5% | 2,222 | -45.3% | 0.09% | -49.1% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $317,000 | -60.9% | 2,599 | -61.0% | 0.09% | -61.7% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF Tutser1 s&pdcrp | $313,000 | -27.4% | 1,038 | -32.1% | 0.09% | -28.7% |
| IYW | Sell | ISHARES TRu.s. tech etf | $310,000 | -30.3% | 2,574 | -31.2% | 0.09% | -31.7% |
| SLYG | Sell | SPDR SERIES TRUSTs&p 600 smcp grw | $311,000 | +6.5% | 1,494 | -2.3% | 0.09% | +3.6% |
| FTCS | Sell | FIRST TR EXCHANGE TRADEDcap strength etf | $297,000 | -4.5% | 7,273 | -6.1% | 0.08% | -6.8% |
| DEM | Sell | WISDOMTREE TRemer mkt high fd | $291,000 | -7.9% | 7,797 | -7.2% | 0.08% | -11.1% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $287,000 | -10.6% | 7,811 | -16.3% | 0.08% | -13.2% |
| PM | Sell | PHILIP MORRIS INTL INC | $281,000 | -12.2% | 3,077 | -6.4% | 0.08% | -14.3% |
| FXO | Sell | FIRST TR EXCHANGE TRADEDfinls alphadex | $279,000 | +7.3% | 10,305 | -3.7% | 0.08% | +4.1% |
| DBEF | Sell | DBX ETF TRxtrak msci eafe | $266,000 | +1.9% | 9,486 | -4.3% | 0.07% | 0.0% |
| IWS | Sell | ISHARES TRrus mdcp val etf | $248,000 | -32.4% | 3,078 | -35.5% | 0.07% | -33.7% |
| HD | Sell | HOME DEPOT INC | $250,000 | -29.0% | 1,866 | -31.8% | 0.07% | -31.0% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $248,000 | -12.4% | 2,214 | -17.4% | 0.07% | -13.8% |
| ABT | Sell | ABBOTT LABS | $247,000 | -17.4% | 6,425 | -9.1% | 0.07% | -20.0% |
| SPHD | Sell | POWERSHARES ETF TR II | $247,000 | -2.8% | 6,312 | -3.4% | 0.07% | -5.6% |
| IGLB | Sell | ISHARES10+ yr cr bd etf | $241,000 | -11.7% | 4,106 | -5.0% | 0.07% | -13.0% |
| QCOM | Sell | QUALCOMM INC | $233,000 | -34.0% | 3,574 | -30.6% | 0.06% | -36.0% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $230,000 | -49.1% | 1,932 | -41.2% | 0.06% | -50.0% |
| MRK | Sell | MERCK & CO INC | $222,000 | -31.9% | 3,778 | -27.6% | 0.06% | -33.7% |
| DTE | Sell | DTE ENERGY CO | $217,000 | -6.1% | 2,205 | -10.8% | 0.06% | -9.1% |
| GM | Sell | GENERAL MTRS CO | $209,000 | -31.7% | 5,989 | -37.8% | 0.06% | -33.3% |
| GIS | Sell | GENERAL MLS INC | $208,000 | -21.2% | 3,367 | -18.4% | 0.06% | -22.7% |
| DD | Sell | DU PONT E I DE NEMOURS & | $201,000 | -26.4% | 2,733 | -32.9% | 0.06% | -27.3% |
| GG | Sell | GOLDCORP INC NEW | $203,000 | -41.3% | 14,960 | -28.7% | 0.06% | -42.9% |
| FSK | Sell | FS INVT CORP | $173,000 | -6.0% | 16,768 | -13.6% | 0.05% | -7.7% |
| MT | Sell | ARCELORMITTAL SA LUXEMBOUny registry sh | $102,000 | +2.0% | 13,923 | -15.7% | 0.03% | 0.0% |
| PSEC | Sell | PROSPECT CAPITAL CORPORAT | $94,000 | -57.1% | 11,274 | -58.3% | 0.03% | -58.1% |
| GNL | Exit | GLOBAL NET LEASE INC | $0 | – | -10,070 | -100.0% | -0.02% | – |
| RF | Exit | REGIONS FINL CORP NEW | $0 | – | -10,549 | -100.0% | -0.03% | – |
| RFI | Exit | COHEN & STEERS TOTAL RETURN | $0 | – | -11,300 | -100.0% | -0.04% | – |
| CBLAQ | Exit | CBL & ASSOC PPTYS INC | $0 | – | -13,409 | -100.0% | -0.05% | – |
| MMU | Exit | WESTERN ASST MNGD MUN FD IN | $0 | – | -11,925 | -100.0% | -0.05% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -7,362 | -100.0% | -0.06% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -4,941 | -100.0% | -0.06% | – |
| XLRE | Exit | SELECT SECTOR SPDR TRrl est sel sec | $0 | – | -6,559 | -100.0% | -0.06% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -4,146 | -100.0% | -0.06% | – |
| VHT | Exit | VANGUARD WORLD FDShealth car etf | $0 | – | -1,764 | -100.0% | -0.07% | – |
| IHI | Exit | ISHARES TRu.s. med dvc etf | $0 | – | -1,615 | -100.0% | -0.07% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -2,798 | -100.0% | -0.07% | – |
| IWO | Exit | ISHARES TRrus 2000 grw etf | $0 | – | -1,676 | -100.0% | -0.07% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -3,626 | -100.0% | -0.08% | – |
| VGK | Exit | VANGUARD INTL EQUITY INDEXftse europe etf | $0 | – | -5,586 | -100.0% | -0.08% | – |
| VTR | Exit | VENTAS INC | $0 | – | -4,071 | -100.0% | -0.08% | – |
| IWP | Exit | ISHARES TRrus md cp gr etf | $0 | – | -3,034 | -100.0% | -0.08% | – |
| BA | Exit | BOEING CO | $0 | – | -2,342 | -100.0% | -0.09% | – |
| COST | Exit | COSTCO WHSL CORP NEW | $0 | – | -2,172 | -100.0% | -0.09% | – |
| IWN | Exit | ISHARES TRrus 2000 val etf | $0 | – | -3,382 | -100.0% | -0.10% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACH | $0 | – | -2,412 | -100.0% | -0.11% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -8,605 | -100.0% | -0.12% | – |
| REM | Exit | ISHARES TRmrg rl es cp etf | $0 | – | -40,383 | -100.0% | -0.12% | – |
| IGSB | Exit | ISHARES TR1-3 yr cr bd etf | $0 | – | -5,093 | -100.0% | -0.15% | – |
| IJJ | Exit | ISHARES TRs&p mc 400vl etf | $0 | – | -4,359 | -100.0% | -0.16% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -23,178 | -100.0% | -0.17% | – |
| SHY | Exit | ISHARES TR1-3 yr tr bd etf | $0 | – | -7,328 | -100.0% | -0.18% | – |
| BOND | Exit | PIMCO ETF TRttl rtn actv etf | $0 | – | -5,928 | -100.0% | -0.18% | – |
| TSS | Exit | TOTAL SYS SVCS INC | $0 | – | -14,023 | -100.0% | -0.19% | – |
| EWJ | Exit | ISHARESmsci japan etf | $0 | – | -52,942 | -100.0% | -0.19% | – |
| AAXJ | Exit | ISHARES TRmsci ac asia etf | $0 | – | -11,076 | -100.0% | -0.19% | – |
| PDM | Exit | PIEDMONT OFFICE REALTY TR I | $0 | – | -36,846 | -100.0% | -0.23% | – |
| EFAV | Exit | ISHARES TRmin vol eafe etf | $0 | – | -12,054 | -100.0% | -0.23% | – |
| IJK | Exit | ISHARES TRs&p mc 400gr etf | $0 | – | -4,708 | -100.0% | -0.23% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -13,831 | -100.0% | -0.39% | – |
| HFC | Exit | HOLLYFRONTIER CORP | $0 | – | -110,045 | -100.0% | -0.76% | – |
| VAR | Exit | VARIAN MED SYS INC | $0 | – | -32,923 | -100.0% | -0.93% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 6.6% |
| ISHARES TR | 42 | Q3 2023 | 15.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 9.7% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 9.1% |
| ISHARES TR | 42 | Q3 2023 | 4.9% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 5.8% |
| VANGUARD ST BOND ETF | 42 | Q3 2023 | 4.9% |
| VANGUARD REIT INDEX ETF | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
View Regal Investment Advisors LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-03-01 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-10 |
View Regal Investment Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.