$362 Million is the total value of Regal Investment Advisors LLC's 244 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 22.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Buy | ISHARES TRcore s&p500 etf | $12,772,000 | +166.2% | 56,769 | +157.4% | 3.53% | +159.4% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $8,882,000 | +15.2% | 39,734 | +11.4% | 2.46% | +12.2% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $7,279,000 | +2.9% | 62,119 | +8.1% | 2.01% | +0.2% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $6,451,000 | +0.0% | 173,355 | +6.2% | 1.78% | -2.6% |
| VEA | Buy | VANGUARD TAX MANAGED INTLftse dev mkt etf | $6,338,000 | -0.1% | 173,467 | +2.2% | 1.75% | -2.7% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $5,667,000 | -5.5% | 49,138 | -8.7% | 1.57% | -7.9% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $5,549,000 | +33.0% | 40,349 | +20.0% | 1.53% | +29.6% |
| T | Buy | AT&T INC | $5,348,000 | +5.0% | 125,756 | +0.3% | 1.48% | +2.3% |
| DIS | Sell | DISNEY WALT CO | $4,845,000 | +3.7% | 46,487 | -7.6% | 1.34% | +1.1% |
| ABBV | Buy | ABBVIE INC | $4,665,000 | +4.9% | 74,497 | +5.7% | 1.29% | +2.3% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $4,422,000 | +7.0% | 101,487 | +3.9% | 1.22% | +4.3% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $4,371,000 | +5.5% | 39,209 | +6.3% | 1.21% | +2.8% |
| MO | Sell | ALTRIA GROUP INC | $4,301,000 | +5.9% | 63,609 | -1.0% | 1.19% | +3.2% |
| DOW | Buy | DOW CHEM CO | $4,243,000 | +15.0% | 74,150 | +4.1% | 1.17% | +12.0% |
| AAPL | Sell | APPLE INC | $4,222,000 | -7.9% | 36,456 | -10.1% | 1.17% | -10.3% |
| MCD | Buy | MCDONALDS CORP | $4,167,000 | +9.7% | 34,238 | +4.0% | 1.15% | +6.9% |
| MSFT | Buy | MICROSOFT CORP | $4,082,000 | +11.9% | 65,696 | +3.8% | 1.13% | +9.0% |
| ED | Buy | CONSOLIDATED EDISON INC | $4,032,000 | +3.4% | 54,722 | +5.6% | 1.12% | +0.7% |
| WCC | Sell | WESCO INTL INC | $3,818,000 | +0.8% | 57,377 | -6.8% | 1.06% | -1.7% |
| AXE | Sell | ANIXTER INTL INC | $3,784,000 | +16.7% | 46,688 | -7.1% | 1.05% | +13.7% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $3,764,000 | -5.5% | 107,500 | +1.0% | 1.04% | -8.0% |
| LZB | Sell | LA Z BOY INC | $3,708,000 | +26.2% | 119,407 | -0.2% | 1.02% | +22.9% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $3,676,000 | +166.2% | 22,236 | +149.1% | 1.02% | +159.2% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $3,645,000 | +11.2% | 44,171 | +16.9% | 1.01% | +8.4% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEcl b new | $3,605,000 | +11.0% | 22,120 | -1.6% | 1.00% | +8.1% |
| FTA | New | FIRST TR LRG CP VL ALPHAD | $3,588,000 | – | 76,553 | +100.0% | 0.99% | – |
| COF | Sell | CAPITAL ONE FINL CORP | $3,504,000 | +13.9% | 40,171 | -6.2% | 0.97% | +11.0% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $3,435,000 | +19.0% | 43,234 | +21.1% | 0.95% | +16.0% |
| STT | Sell | STATE STR CORP | $3,432,000 | +5.3% | 44,161 | -5.7% | 0.95% | +2.6% |
| LOW | Sell | LOWES COS INC | $3,356,000 | -5.4% | 47,193 | -3.9% | 0.93% | -7.8% |
| BWA | Sell | BORGWARNER INC | $3,287,000 | +6.8% | 83,338 | -4.8% | 0.91% | +4.1% |
| PG | Buy | PROCTER AND GAMBLE CO | $3,201,000 | -2.1% | 38,076 | +4.5% | 0.88% | -4.6% |
| GE | Sell | GENERAL ELECTRIC CO | $3,151,000 | +5.4% | 99,712 | -1.2% | 0.87% | +2.7% |
| VWO | Sell | VANGUARD INTL EQUITY INDEftse emr mkt etf | $3,116,000 | -23.5% | 87,088 | -19.6% | 0.86% | -25.5% |
| GBX | New | GREENBRIER COS INC | $3,102,000 | – | 74,669 | +100.0% | 0.86% | – |
| VIG | Buy | VANGUARD SPECIALIZED PORTdiv app etf | $3,057,000 | +5.1% | 35,894 | +3.6% | 0.84% | +2.4% |
| USMV | Sell | ISHARES TRmin vol usa etf | $3,040,000 | -66.4% | 67,229 | -66.2% | 0.84% | -67.3% |
| AGG | Buy | ISHARES TRcore us aggbd et | $3,040,000 | +57.5% | 28,131 | +63.9% | 0.84% | +53.3% |
| LH | Sell | LABORATORY CORP AMER HLDG | $2,950,000 | -10.0% | 22,975 | -3.6% | 0.82% | -12.2% |
| EMR | Buy | EMERSON ELEC CO | $2,949,000 | +13.7% | 52,899 | +11.2% | 0.82% | +10.7% |
| PCLN | Sell | PRICELINE GRP INC | $2,942,000 | -4.6% | 2,007 | -4.2% | 0.81% | -7.1% |
| COP | Sell | CONOCOPHILLIPS | $2,937,000 | +11.0% | 58,583 | -3.7% | 0.81% | +8.3% |
| JNK | Buy | SPDR SERIES TRUSTbloomberg brclys | $2,886,000 | +112.7% | 79,182 | +114.3% | 0.80% | +107.3% |
| MON | Sell | MONSANTO CO NEW | $2,850,000 | -1.0% | 27,090 | -3.8% | 0.79% | -3.5% |
| MUB | Sell | ISHARES TRnational mun etf | $2,841,000 | -11.8% | 26,260 | -8.0% | 0.78% | -14.1% |
| BIIB | Sell | BIOGEN INC | $2,824,000 | -12.9% | 9,958 | -3.9% | 0.78% | -15.1% |
| FOXA | Sell | TWENTY FIRST CENTY FOX INcl a | $2,818,000 | +12.0% | 100,507 | -3.2% | 0.78% | +9.1% |
| FLOT | Buy | ISHARES TRfltg rate bd etf | $2,760,000 | +27.5% | 54,400 | +27.6% | 0.76% | +24.3% |
| AOR | Buy | ISHARESgrwt allocat etf | $2,720,000 | +3.5% | 67,031 | +5.0% | 0.75% | +0.9% |
| V | Sell | VISA INC | $2,717,000 | -8.3% | 34,829 | -2.8% | 0.75% | -10.7% |
| ALXN | Sell | ALEXION PHARMACEUTICALS I | $2,632,000 | -3.3% | 21,509 | -3.2% | 0.73% | -5.8% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $2,609,000 | -6.3% | 37,924 | -3.9% | 0.72% | -8.7% |
| AMGN | Sell | AMGEN INC | $2,604,000 | -20.4% | 17,808 | -9.2% | 0.72% | -22.4% |
| WSM | Sell | WILLIAMS SONOMA INC | $2,499,000 | -8.2% | 51,636 | -3.1% | 0.69% | -10.6% |
| MCK | Sell | MCKESSON CORP | $2,415,000 | -18.7% | 17,194 | -3.4% | 0.67% | -20.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,406,000 | -0.5% | 20,885 | +2.1% | 0.66% | -3.1% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $2,386,000 | +1.8% | 25,651 | -4.7% | 0.66% | -0.8% |
| RL | Sell | RALPH LAUREN CORPcl a | $2,307,000 | -12.5% | 25,538 | -2.1% | 0.64% | -14.7% |
| GILD | Sell | GILEAD SCIENCES INC | $2,306,000 | -13.0% | 32,199 | -3.9% | 0.64% | -15.2% |
| FDN | Sell | FIRST TR EXCHANGE TRADEDdj internt idx | $2,270,000 | -13.9% | 28,441 | -12.0% | 0.63% | -16.0% |
| HBI | Sell | HANESBRANDS INC | $2,230,000 | -16.6% | 103,381 | -2.4% | 0.62% | -18.7% |
| DUK | Sell | DUKE ENERGY CORP NEW | $2,154,000 | -6.6% | 27,752 | -3.7% | 0.60% | -9.2% |
| NS | Buy | NUSTAR ENERGY LP | $2,139,000 | +2.2% | 42,954 | +1.7% | 0.59% | -0.5% |
| FV | Buy | FIRST TR EXCHANGE TRADEDdorsey wrt 5 etf | $2,112,000 | +5.0% | 91,271 | +3.9% | 0.58% | +2.3% |
| INSYQ | New | INSYS THERAPEUTICS INC NE | $2,106,000 | – | 228,873 | +100.0% | 0.58% | – |
| FDT | Buy | FIRST TR EXCH TRD ALPHA Fdev mrk ex us | $2,082,000 | +198.3% | 44,125 | +211.2% | 0.58% | +190.9% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $2,054,000 | -3.1% | 19,579 | -3.8% | 0.57% | -5.5% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $2,014,000 | +9.9% | 20,726 | +5.9% | 0.56% | +7.1% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $1,980,000 | +9.8% | 18,740 | +10.6% | 0.55% | +6.8% |
| PII | Sell | POLARIS INDS INC | $1,879,000 | +4.9% | 22,803 | -1.5% | 0.52% | +2.2% |
| AEP | Buy | AMERICAN ELEC PWR INC | $1,844,000 | +27.8% | 29,287 | +30.3% | 0.51% | +24.7% |
| EFA | Buy | ISHARES TRmsci eafe etf | $1,825,000 | +17.7% | 31,618 | +20.6% | 0.50% | +14.8% |
| HDV | Buy | ISHARES TRcore high dv etf | $1,654,000 | +61.1% | 20,106 | +59.1% | 0.46% | +57.0% |
| MMM | Buy | 3M CO | $1,631,000 | +4.8% | 9,135 | +3.4% | 0.45% | +2.0% |
| FXG | Sell | FIRST TR EXCHANGE TRADEDconsumr staple | $1,624,000 | -43.0% | 35,496 | -42.2% | 0.45% | -44.5% |
| SJNK | Sell | SPDR SER TRbloomberg srt tr | $1,616,000 | -5.5% | 58,368 | -5.5% | 0.45% | -7.8% |
| EWJ | New | ISHARES INCmsci jpn etf new | $1,576,000 | – | 32,265 | +100.0% | 0.44% | – |
| AOA | Buy | ISHARESaggres alloc etf | $1,562,000 | +3.5% | 33,071 | +4.0% | 0.43% | +0.9% |
| KO | Buy | COCA COLA CO | $1,542,000 | -0.5% | 37,189 | +1.6% | 0.43% | -3.0% |
| IUSV | New | ISHARES TRcore russell val | $1,531,000 | – | 31,157 | +100.0% | 0.42% | – |
| FXD | Sell | FIRST TR EXCHANGE TRADEDconsumr discre | $1,523,000 | -38.0% | 42,891 | -38.5% | 0.42% | -39.6% |
| FYX | New | FIRST TR SML CP CORE ALPH | $1,473,000 | – | 27,352 | +100.0% | 0.41% | – |
| XOM | Sell | EXXON MOBIL CORP | $1,457,000 | -6.8% | 16,139 | -10.0% | 0.40% | -9.2% |
| PSK | Buy | SPDR SERIES TRUSTwells fg pfd etf | $1,446,000 | -2.6% | 34,474 | +5.5% | 0.40% | -5.0% |
| CLX | Buy | CLOROX CO DEL | $1,425,000 | +13.0% | 11,874 | +17.9% | 0.39% | +10.1% |
| VWOB | Buy | VANGUARD WHITEHALL FDS INemerg mkt bd etf | $1,312,000 | +0.4% | 16,919 | +5.7% | 0.36% | -2.2% |
| VXF | Buy | VANGUARD INDEX FDSextend mkt etf | $1,308,000 | +120.6% | 13,639 | +109.9% | 0.36% | +115.5% |
| RSX | Buy | VANECK VECTORS ETF TRrussia etf | $1,294,000 | +537.4% | 60,972 | +464.0% | 0.36% | +517.2% |
| CINF | Sell | CINCINNATI FINL CORP | $1,288,000 | -0.8% | 17,004 | -1.3% | 0.36% | -3.5% |
| STLD | Sell | STEEL DYNAMICS INC | $1,268,000 | +38.7% | 35,646 | -2.5% | 0.35% | +35.5% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $1,261,000 | +36.8% | 10,780 | +5.3% | 0.35% | +33.2% |
| VZ | Sell | VERIZON COMMUNICATIONS IN | $1,263,000 | +0.1% | 23,660 | -2.5% | 0.35% | -2.5% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $1,263,000 | +8.4% | 9,367 | -0.1% | 0.35% | +5.4% |
| BAC | Buy | BANK AMER CORP | $1,242,000 | +63.9% | 56,220 | +16.1% | 0.34% | +59.5% |
| IEFA | New | ISHARES TRcore msci eafe | $1,237,000 | – | 23,066 | +100.0% | 0.34% | – |
| AMJ | Buy | JPMORGAN CHASE & COalerian ml etn | $1,234,000 | +3.3% | 39,042 | +2.9% | 0.34% | +0.6% |
| PFE | Buy | PFIZER INC | $1,161,000 | +0.1% | 35,732 | +4.3% | 0.32% | -2.4% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $1,157,000 | -1.5% | 8,789 | -3.2% | 0.32% | -3.9% |
| GLD | Sell | SPDR GOLD TRUST | $1,143,000 | -32.4% | 10,429 | -22.5% | 0.32% | -34.2% |
| RLY | Sell | SSGA ACTIVE ETF TRmult ass rlrtn | $1,123,000 | -2.1% | 46,021 | -1.3% | 0.31% | -4.6% |
| FXN | Sell | FIRST TR EXCHANGE TRADEDenergy alphadx | $1,080,000 | -20.4% | 65,435 | -25.6% | 0.30% | -22.3% |
| IWC | Sell | ISHARES TRmicro-cap etf | $1,075,000 | +9.0% | 12,529 | -0.8% | 0.30% | +6.1% |
| DBC | Buy | POWERSHARES DB CMDTY IDXunit ben int | $1,067,000 | +46.6% | 67,370 | +38.9% | 0.30% | +42.5% |
| WMT | Buy | WAL-MART STORES INC | $1,019,000 | +5.9% | 14,739 | +10.5% | 0.28% | +3.3% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $1,017,000 | +38.9% | 43,721 | +15.3% | 0.28% | +35.1% |
| VTIP | Sell | VANGUARD MALVERN FDSstrm infproidx | $1,010,000 | -6.5% | 20,540 | -5.6% | 0.28% | -8.8% |
| ADP | Buy | AUTOMATIC DATA PROCESSING | $1,010,000 | +37.6% | 9,827 | +18.0% | 0.28% | +34.1% |
| AFL | Buy | AFLAC INC | $990,000 | +5.9% | 14,218 | +9.3% | 0.27% | +3.4% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $991,000 | +2.3% | 7,688 | -3.1% | 0.27% | -0.4% |
| PEP | Sell | PEPSICO INC | $970,000 | -6.9% | 9,270 | -3.2% | 0.27% | -9.5% |
| EMLP | Sell | FIRST TR EXCHANGE TRADEDno amer energy | $963,000 | -22.7% | 38,171 | -22.4% | 0.27% | -24.9% |
| F | Buy | FORD MTR CO DEL | $954,000 | +4.8% | 78,683 | +4.4% | 0.26% | +2.3% |
| VSS | Buy | VANGUARD INTL EQUITY INDEftse smcap etf | $950,000 | +4.5% | 10,100 | +10.5% | 0.26% | +1.9% |
| GNR | Sell | SPDR INDEX SHS FDSglb nat resrce | $892,000 | +3.7% | 21,720 | -1.2% | 0.25% | +1.2% |
| ISHG | Sell | ISHARES TR3yrtb etf | $894,000 | -9.2% | 11,722 | -1.1% | 0.25% | -11.5% |
| NUE | Sell | NUCOR CORP | $887,000 | +11.4% | 14,905 | -7.4% | 0.24% | +8.4% |
| MBB | Sell | ISHARES TRmbs etf | $864,000 | -61.0% | 8,126 | -59.6% | 0.24% | -61.9% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $865,000 | -50.6% | 7,304 | -50.5% | 0.24% | -51.9% |
| FEM | New | FIRST TR EXCH TRD ALPHA Femerg mkt alph | $850,000 | – | 41,852 | +100.0% | 0.24% | – |
| DVY | Buy | ISHARES TRselect divid etf | $845,000 | +9.9% | 9,539 | +6.3% | 0.23% | +7.3% |
| CVX | Sell | CHEVRON CORP NEW | $816,000 | -20.7% | 6,929 | -30.7% | 0.23% | -22.6% |
| CVY | Buy | CLAYMORE EXCHANGE TRD FDgug multi asset | $802,000 | +16.7% | 39,801 | +12.4% | 0.22% | +13.8% |
| TDIV | Sell | FIRST TR EXCHANGE TRADEDnasd tech div | $804,000 | -53.5% | 27,170 | -53.9% | 0.22% | -54.7% |
| RFEM | New | FIRST TR EXCH TRADED FD Irivr frnt dyn | $785,000 | – | 14,870 | +100.0% | 0.22% | – |
| TIP | Buy | ISHARES TRtips bd etf | $786,000 | +75.1% | 6,944 | +80.2% | 0.22% | +70.9% |
| PGF | Buy | POWERSHARES ETF TRUSTfinl pfd ptfl | $773,000 | +0.1% | 43,017 | +6.1% | 0.21% | -2.3% |
| JPM | Sell | JPMORGAN CHASE & CO | $754,000 | +2.4% | 8,732 | -21.0% | 0.21% | -0.5% |
| EMB | Buy | ISHARES TRjp mor em mk etf | $740,000 | +210.9% | 6,711 | +230.8% | 0.20% | +201.5% |
| SCZ | Buy | ISHARES TReafe sml cp etf | $739,000 | +21.1% | 14,831 | +27.4% | 0.20% | +17.9% |
| PBP | Buy | POWERSHARES GLOBAL ETF FDs&p 500 buywrt | $737,000 | +14.4% | 34,641 | +13.1% | 0.20% | +11.5% |
| HYLS | Buy | FIRST TR EXCHANGE TRADEDfirst tr ta hiyl | $723,000 | +106.0% | 14,989 | +107.6% | 0.20% | +100.0% |
| REM | New | ISHARES TRmtg rel etf new | $709,000 | – | 16,849 | +100.0% | 0.20% | – |
| VYM | Buy | VANGUARD WHITEHALL FDS INhigh div yld | $701,000 | +8.7% | 9,250 | +3.4% | 0.19% | +6.0% |
| FM | Buy | ISHARESmsci frntr100etf | $700,000 | +0.7% | 28,154 | +4.1% | 0.19% | -1.5% |
| BKLN | New | POWERSHARES ETF TRUST IIsenior ln port | $699,000 | – | 29,928 | +100.0% | 0.19% | – |
| INTC | Buy | INTEL CORP | $679,000 | -2.6% | 18,712 | +1.4% | 0.19% | -5.1% |
| SHM | Buy | SPDR SER TRnuveen blmbrg sr | $677,000 | +15.1% | 14,114 | +17.4% | 0.19% | +12.0% |
| EEMV | Sell | ISHARESmin vol emrg mkt | $674,000 | -41.4% | 13,777 | -35.2% | 0.19% | -42.9% |
| HCP | Sell | HCP INC | $669,000 | -22.5% | 22,523 | -0.9% | 0.18% | -24.5% |
| LEG | LEGGETT & PLATT INC | $670,000 | +7.4% | 13,700 | 0.0% | 0.18% | +4.5% | |
| SYY | Sell | SYSCO CORP | $660,000 | -3.4% | 11,928 | -14.4% | 0.18% | -6.2% |
| FXU | Sell | FIRST TR EXCHANGE TRADEDutilities alph | $647,000 | -46.7% | 24,195 | -48.4% | 0.18% | -48.1% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $637,000 | -12.9% | 9,239 | -8.9% | 0.18% | -15.0% |
| GOVT | Buy | ISHARES TRus treasury etf | $627,000 | +1.0% | 25,136 | +5.6% | 0.17% | -1.7% |
| EXC | Buy | EXELON CORP | $615,000 | +19.0% | 17,328 | +11.6% | 0.17% | +15.6% |
| FDL | Sell | FIRST TR MORNINGSTAR DIV | $604,000 | -4.3% | 21,747 | -6.0% | 0.17% | -6.7% |
| FXH | Sell | FIRST TR EXCHANGE TRADEDhlth care alph | $593,000 | -14.2% | 10,344 | -8.9% | 0.16% | -16.3% |
| KMB | Sell | KIMBERLY CLARK CORP | $584,000 | -16.1% | 5,120 | -7.3% | 0.16% | -18.3% |
| IVE | Buy | ISHARES TRs&p 500 val etf | $581,000 | +22.6% | 5,733 | +14.8% | 0.16% | +20.1% |
| IGIB | Buy | ISHARES TRinterm cr bd etf | $583,000 | +97.6% | 5,388 | +103.3% | 0.16% | +91.7% |
| IDV | Sell | ISHARES TRintl sel div etf | $571,000 | -5.6% | 19,323 | -4.3% | 0.16% | -8.1% |
| FB | Buy | FACEBOOK INCcl a | $545,000 | -0.4% | 4,736 | +11.0% | 0.15% | -2.6% |
| FXR | New | FIRST TR EXCHANGE TRADEDindls prod dur | $544,000 | – | 16,555 | +100.0% | 0.15% | – |
| X | Sell | UNITED STATES STL CORP NE | $543,000 | +56.0% | 16,455 | -10.9% | 0.15% | +51.5% |
| PSX | Sell | PHILLIPS 66 | $536,000 | -17.7% | 6,205 | -23.2% | 0.15% | -20.0% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $534,000 | +34.2% | 6,166 | +35.2% | 0.15% | +31.0% |
| NVDA | Buy | NVIDIA CORP | $502,000 | +81.2% | 4,704 | +16.4% | 0.14% | +75.9% |
| WM | Buy | WASTE MGMT INC DEL | $493,000 | +14.7% | 6,950 | +3.0% | 0.14% | +11.5% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $476,000 | +52.6% | 3,930 | +39.2% | 0.13% | +48.3% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $472,000 | +42.2% | 9,814 | +34.5% | 0.13% | +38.3% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $459,000 | +2.7% | 9,495 | +1.6% | 0.13% | 0.0% |
| FEX | Buy | FIRST TR LRGE CP CORE ALP | $458,000 | +4.6% | 9,397 | +0.4% | 0.13% | +2.4% |
| ETR | Buy | ENTERGY CORP NEW | $457,000 | -4.2% | 6,223 | +0.1% | 0.13% | -6.7% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $456,000 | +35.3% | 8,394 | +39.4% | 0.13% | +31.2% |
| WELL | Sell | WELLTOWER INC | $455,000 | -22.2% | 6,797 | -13.1% | 0.13% | -24.1% |
| QTEC | New | FIRST TR NASDAQ100 TECH I | $452,000 | – | 8,591 | +100.0% | 0.12% | – |
| GCEC | Sell | GS FIN CORPetn claymore37 | $449,000 | -3.2% | 28,705 | -1.0% | 0.12% | -6.1% |
| TGT | Buy | TARGET CORP | $426,000 | +44.4% | 5,903 | +37.3% | 0.12% | +40.5% |
| KMI | Sell | KINDER MORGAN INC DEL | $425,000 | -16.3% | 20,501 | -6.6% | 0.12% | -18.8% |
| IEF | Sell | ISHARES TR7-10 y tr bd etf | $419,000 | -59.2% | 3,999 | -56.4% | 0.12% | -60.1% |
| VMBS | Sell | VANGUARD SCOTTSDALE FDSmortg-back sec | $413,000 | -5.9% | 7,892 | -3.0% | 0.11% | -8.8% |
| USO | New | UNITED STATES OIL FUND LPunits | $394,000 | – | 33,582 | +100.0% | 0.11% | – |
| HYMB | Buy | SPDR SERIES TRUSTnuv hghyld mun | $394,000 | +2.6% | 7,036 | +8.6% | 0.11% | 0.0% |
| FGD | Sell | FIRST TR EXCHANGE TRADEDdj glbl divid | $396,000 | -13.5% | 17,000 | -12.8% | 0.11% | -16.2% |
| JXI | Buy | ISHARES TRglob utilits etf | $389,000 | -2.0% | 8,712 | +4.2% | 0.11% | -4.4% |
| SO | Sell | SOUTHERN CO | $392,000 | -19.3% | 7,961 | -16.0% | 0.11% | -21.7% |
| IFV | Sell | FIRST TR EXCHANGE TRADEDdorsey wright | $392,000 | -71.7% | 22,991 | -71.0% | 0.11% | -72.5% |
| VNQI | Buy | VANGUARD INTL EQUITY INDEglb ex us etf | $390,000 | -5.6% | 7,877 | +7.1% | 0.11% | -7.7% |
| XLE | Sell | SELECT SECTOR SPDR TRsbi int-energy | $387,000 | -15.3% | 5,132 | -20.8% | 0.11% | -17.7% |
| FMB | Buy | FIRST TR EXCHANG TRADED Fmanagd mun etf | $381,000 | +53.6% | 7,441 | +61.7% | 0.10% | +50.0% |
| USRT | Buy | ISHARES TRcre u s reit etf | $370,000 | +0.3% | 7,586 | +4.3% | 0.10% | -2.9% |
| IJT | Sell | ISHARES TRsp smcp600gr etf | $364,000 | -46.6% | 2,424 | -51.2% | 0.10% | -47.7% |
| PCY | Buy | POWERSHARES ETF TR IIsovereign debt | $367,000 | -3.4% | 12,986 | +4.5% | 0.10% | -6.5% |
| IYR | Buy | ISHARES TRu.s. real es etf | $348,000 | +10.1% | 4,518 | +15.1% | 0.10% | +6.7% |
| SDY | SPDR SERIES TRUSTs&p divid etf | $348,000 | +1.5% | 4,062 | 0.0% | 0.10% | -1.0% | |
| AOM | Buy | ISHARESmodert alloc etf | $344,000 | -1.7% | 9,762 | +0.8% | 0.10% | -4.0% |
| IJS | Sell | ISHARES TRsp smcp600vl etf | $339,000 | -5.6% | 2,423 | -15.8% | 0.09% | -7.8% |
| HP | Sell | HELMERICH & PAYNE INC | $336,000 | -43.5% | 4,336 | -50.9% | 0.09% | -45.0% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS | $333,000 | +47.3% | 4,403 | +37.6% | 0.09% | +43.8% |
| FDX | FEDEX CORP | $334,000 | +6.4% | 1,796 | 0.0% | 0.09% | +3.4% | |
| SLYV | Sell | SPDR SERIES TRUSTs&p 600 smcp val | $325,000 | +6.6% | 2,728 | -3.9% | 0.09% | +3.4% |
| MMD | Buy | MAINSTAY DEFINEDTERM MN O | $327,000 | +9.0% | 17,895 | +21.5% | 0.09% | +5.9% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $322,000 | +23.8% | 24,419 | +2.1% | 0.09% | +20.3% |
| IYH | Sell | ISHARES TRus hlthcare etf | $320,000 | -47.5% | 2,222 | -45.3% | 0.09% | -49.1% |
| WFC | New | WELLS FARGO & CO NEW | $317,000 | – | 5,743 | +100.0% | 0.09% | – |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $317,000 | -60.9% | 2,599 | -61.0% | 0.09% | -61.7% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF Tutser1 s&pdcrp | $313,000 | -27.4% | 1,038 | -32.1% | 0.09% | -28.7% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $313,000 | +13.8% | 2,857 | +5.6% | 0.09% | +11.5% |
| IYW | Sell | ISHARES TRu.s. tech etf | $310,000 | -30.3% | 2,574 | -31.2% | 0.09% | -31.7% |
| SLYG | Sell | SPDR SERIES TRUSTs&p 600 smcp grw | $311,000 | +6.5% | 1,494 | -2.3% | 0.09% | +3.6% |
| EWX | Buy | SPDR INDEX SHS FDSs&p emktsc etf | $301,000 | -2.6% | 7,566 | +5.7% | 0.08% | -5.7% |
| HBAN | Buy | HUNTINGTON BANCSHARES INC | $298,000 | +34.2% | 22,522 | +0.1% | 0.08% | +30.2% |
| FTCS | Sell | FIRST TR EXCHANGE TRADEDcap strength etf | $297,000 | -4.5% | 7,273 | -6.1% | 0.08% | -6.8% |
| DEM | Sell | WISDOMTREE TRemer mkt high fd | $291,000 | -7.9% | 7,797 | -7.2% | 0.08% | -11.1% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $287,000 | -10.6% | 7,811 | -16.3% | 0.08% | -13.2% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $287,000 | +31.1% | 372 | +31.9% | 0.08% | +27.4% |
| CWB | Buy | SPDR SERIES TRUSTblmbrg brc cnvrt | $282,000 | +17.5% | 6,176 | +19.2% | 0.08% | +14.7% |
| PM | Sell | PHILIP MORRIS INTL INC | $281,000 | -12.2% | 3,077 | -6.4% | 0.08% | -14.3% |
| FXO | Sell | FIRST TR EXCHANGE TRADEDfinls alphadex | $279,000 | +7.3% | 10,305 | -3.7% | 0.08% | +4.1% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $278,000 | +18.8% | 22,057 | +19.8% | 0.08% | +16.7% |
| NKE | New | NIKE INCcl b | $276,000 | – | 5,437 | +100.0% | 0.08% | – |
| DBEF | Sell | DBX ETF TRxtrak msci eafe | $266,000 | +1.9% | 9,486 | -4.3% | 0.07% | 0.0% |
| VXUS | Buy | VANGUARD STAR FDvg tl intl stk f | $266,000 | -1.8% | 5,792 | +0.9% | 0.07% | -3.9% |
| CSCO | Buy | CISCO SYS INC | $258,000 | -0.8% | 8,550 | +4.2% | 0.07% | -4.1% |
| IWS | Sell | ISHARES TRrus mdcp val etf | $248,000 | -32.4% | 3,078 | -35.5% | 0.07% | -33.7% |
| HD | Sell | HOME DEPOT INC | $250,000 | -29.0% | 1,866 | -31.8% | 0.07% | -31.0% |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $248,000 | +1.2% | 4,436 | +0.3% | 0.07% | -1.4% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $248,000 | -12.4% | 2,214 | -17.4% | 0.07% | -13.8% |
| BP | Buy | BP PLCsponsored adr | $249,000 | +6.9% | 6,664 | +0.4% | 0.07% | +4.5% |
| ABT | Sell | ABBOTT LABS | $247,000 | -17.4% | 6,425 | -9.1% | 0.07% | -20.0% |
| SPHD | Sell | POWERSHARES ETF TR II | $247,000 | -2.8% | 6,312 | -3.4% | 0.07% | -5.6% |
| IGLB | Sell | ISHARES10+ yr cr bd etf | $241,000 | -11.7% | 4,106 | -5.0% | 0.07% | -13.0% |
| IYJ | New | ISHARES TRu.s. inds etf | $241,000 | – | 2,001 | +100.0% | 0.07% | – |
| KRE | New | SPDR SERIES TRUSTs&p regl bkg | $236,000 | – | 4,249 | +100.0% | 0.06% | – |
| QCOM | Sell | QUALCOMM INC | $233,000 | -34.0% | 3,574 | -30.6% | 0.06% | -36.0% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $230,000 | -49.1% | 1,932 | -41.2% | 0.06% | -50.0% |
| OEF | New | ISHARES TRs&p 100 etf | $228,000 | – | 2,297 | +100.0% | 0.06% | – |
| C | New | CITIGROUP INC | $221,000 | – | 3,726 | +100.0% | 0.06% | – |
| MRK | Sell | MERCK & CO INC | $222,000 | -31.9% | 3,778 | -27.6% | 0.06% | -33.7% |
| DTE | Sell | DTE ENERGY CO | $217,000 | -6.1% | 2,205 | -10.8% | 0.06% | -9.1% |
| AOK | New | ISHARESconser alloc etf | $213,000 | – | 6,537 | +100.0% | 0.06% | – |
| GM | Sell | GENERAL MTRS CO | $209,000 | -31.7% | 5,989 | -37.8% | 0.06% | -33.3% |
| GIS | Sell | GENERAL MLS INC | $208,000 | -21.2% | 3,367 | -18.4% | 0.06% | -22.7% |
| DD | Sell | DU PONT E I DE NEMOURS & | $201,000 | -26.4% | 2,733 | -32.9% | 0.06% | -27.3% |
| GG | Sell | GOLDCORP INC NEW | $203,000 | -41.3% | 14,960 | -28.7% | 0.06% | -42.9% |
| FSK | Sell | FS INVT CORP | $173,000 | -6.0% | 16,768 | -13.6% | 0.05% | -7.7% |
| VKQ | Buy | INVESCO MUN TR | $173,000 | -4.9% | 14,081 | +6.9% | 0.05% | -7.7% |
| ETW | Buy | EATON VANCE TXMGD GL BUYW | $174,000 | +40.3% | 17,250 | +53.3% | 0.05% | +37.1% |
| KTF | Buy | DEUTSCHE MUN INCOME | $134,000 | -5.6% | 10,203 | +1.4% | 0.04% | -7.5% |
| MORE | MONOGRAM RESIDENTIAL TR I | $120,000 | +1.7% | 11,110 | 0.0% | 0.03% | 0.0% | |
| SIRI | Buy | SIRIUS XM HLDGS INC | $107,000 | +7.0% | 24,110 | +0.0% | 0.03% | +7.1% |
| MT | Sell | ARCELORMITTAL SA LUXEMBOUny registry sh | $102,000 | +2.0% | 13,923 | -15.7% | 0.03% | 0.0% |
| PSEC | Sell | PROSPECT CAPITAL CORPORAT | $94,000 | -57.1% | 11,274 | -58.3% | 0.03% | -58.1% |
| VSTM | New | VERASTEM INC | $33,000 | – | 29,329 | +100.0% | 0.01% | – |
| GNL | Exit | GLOBAL NET LEASE INC | $0 | – | -10,070 | -100.0% | -0.02% | – |
| RF | Exit | REGIONS FINL CORP NEW | $0 | – | -10,549 | -100.0% | -0.03% | – |
| RFI | Exit | COHEN & STEERS TOTAL RETURN | $0 | – | -11,300 | -100.0% | -0.04% | – |
| CBLAQ | Exit | CBL & ASSOC PPTYS INC | $0 | – | -13,409 | -100.0% | -0.05% | – |
| MMU | Exit | WESTERN ASST MNGD MUN FD IN | $0 | – | -11,925 | -100.0% | -0.05% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -7,362 | -100.0% | -0.06% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -4,941 | -100.0% | -0.06% | – |
| XLRE | Exit | SELECT SECTOR SPDR TRrl est sel sec | $0 | – | -6,559 | -100.0% | -0.06% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -4,146 | -100.0% | -0.06% | – |
| VHT | Exit | VANGUARD WORLD FDShealth car etf | $0 | – | -1,764 | -100.0% | -0.07% | – |
| IHI | Exit | ISHARES TRu.s. med dvc etf | $0 | – | -1,615 | -100.0% | -0.07% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -2,798 | -100.0% | -0.07% | – |
| IWO | Exit | ISHARES TRrus 2000 grw etf | $0 | – | -1,676 | -100.0% | -0.07% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -3,626 | -100.0% | -0.08% | – |
| VGK | Exit | VANGUARD INTL EQUITY INDEXftse europe etf | $0 | – | -5,586 | -100.0% | -0.08% | – |
| VTR | Exit | VENTAS INC | $0 | – | -4,071 | -100.0% | -0.08% | – |
| IWP | Exit | ISHARES TRrus md cp gr etf | $0 | – | -3,034 | -100.0% | -0.08% | – |
| BA | Exit | BOEING CO | $0 | – | -2,342 | -100.0% | -0.09% | – |
| COST | Exit | COSTCO WHSL CORP NEW | $0 | – | -2,172 | -100.0% | -0.09% | – |
| IWN | Exit | ISHARES TRrus 2000 val etf | $0 | – | -3,382 | -100.0% | -0.10% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACH | $0 | – | -2,412 | -100.0% | -0.11% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -8,605 | -100.0% | -0.12% | – |
| REM | Exit | ISHARES TRmrg rl es cp etf | $0 | – | -40,383 | -100.0% | -0.12% | – |
| IGSB | Exit | ISHARES TR1-3 yr cr bd etf | $0 | – | -5,093 | -100.0% | -0.15% | – |
| IJJ | Exit | ISHARES TRs&p mc 400vl etf | $0 | – | -4,359 | -100.0% | -0.16% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -23,178 | -100.0% | -0.17% | – |
| SHY | Exit | ISHARES TR1-3 yr tr bd etf | $0 | – | -7,328 | -100.0% | -0.18% | – |
| BOND | Exit | PIMCO ETF TRttl rtn actv etf | $0 | – | -5,928 | -100.0% | -0.18% | – |
| TSS | Exit | TOTAL SYS SVCS INC | $0 | – | -14,023 | -100.0% | -0.19% | – |
| EWJ | Exit | ISHARESmsci japan etf | $0 | – | -52,942 | -100.0% | -0.19% | – |
| AAXJ | Exit | ISHARES TRmsci ac asia etf | $0 | – | -11,076 | -100.0% | -0.19% | – |
| PDM | Exit | PIEDMONT OFFICE REALTY TR I | $0 | – | -36,846 | -100.0% | -0.23% | – |
| EFAV | Exit | ISHARES TRmin vol eafe etf | $0 | – | -12,054 | -100.0% | -0.23% | – |
| IJK | Exit | ISHARES TRs&p mc 400gr etf | $0 | – | -4,708 | -100.0% | -0.23% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -13,831 | -100.0% | -0.39% | – |
| HFC | Exit | HOLLYFRONTIER CORP | $0 | – | -110,045 | -100.0% | -0.76% | – |
| VAR | Exit | VARIAN MED SYS INC | $0 | – | -32,923 | -100.0% | -0.93% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 6.6% |
| ISHARES TR | 42 | Q3 2023 | 15.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 9.7% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 9.1% |
| ISHARES TR | 42 | Q3 2023 | 4.9% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 5.8% |
| VANGUARD ST BOND ETF | 42 | Q3 2023 | 4.9% |
| VANGUARD REIT INDEX ETF | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
View Regal Investment Advisors LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-03-01 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-05 |
View Regal Investment Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.