$362 Million is the total value of Regal Investment Advisors LLC's 244 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 21.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IVV | Buy | ISHARES TRcore s&p500 etf | $12,772,000 | +166.2% | 56,769 | +157.4% | 3.53% | +159.4% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $8,882,000 | +15.2% | 39,734 | +11.4% | 2.46% | +12.2% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $7,279,000 | +2.9% | 62,119 | +8.1% | 2.01% | +0.2% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $6,451,000 | +0.0% | 173,355 | +6.2% | 1.78% | -2.6% |
| VEA | Buy | VANGUARD TAX MANAGED INTLftse dev mkt etf | $6,338,000 | -0.1% | 173,467 | +2.2% | 1.75% | -2.7% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $5,549,000 | +33.0% | 40,349 | +20.0% | 1.53% | +29.6% |
| T | Buy | AT&T INC | $5,348,000 | +5.0% | 125,756 | +0.3% | 1.48% | +2.3% |
| ABBV | Buy | ABBVIE INC | $4,665,000 | +4.9% | 74,497 | +5.7% | 1.29% | +2.3% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $4,422,000 | +7.0% | 101,487 | +3.9% | 1.22% | +4.3% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $4,371,000 | +5.5% | 39,209 | +6.3% | 1.21% | +2.8% |
| DOW | Buy | DOW CHEM CO | $4,243,000 | +15.0% | 74,150 | +4.1% | 1.17% | +12.0% |
| MCD | Buy | MCDONALDS CORP | $4,167,000 | +9.7% | 34,238 | +4.0% | 1.15% | +6.9% |
| MSFT | Buy | MICROSOFT CORP | $4,082,000 | +11.9% | 65,696 | +3.8% | 1.13% | +9.0% |
| ED | Buy | CONSOLIDATED EDISON INC | $4,032,000 | +3.4% | 54,722 | +5.6% | 1.12% | +0.7% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $3,764,000 | -5.5% | 107,500 | +1.0% | 1.04% | -8.0% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $3,676,000 | +166.2% | 22,236 | +149.1% | 1.02% | +159.2% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $3,645,000 | +11.2% | 44,171 | +16.9% | 1.01% | +8.4% |
| FTA | New | FIRST TR LRG CP VL ALPHAD | $3,588,000 | – | 76,553 | +100.0% | 0.99% | – |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $3,435,000 | +19.0% | 43,234 | +21.1% | 0.95% | +16.0% |
| PG | Buy | PROCTER AND GAMBLE CO | $3,201,000 | -2.1% | 38,076 | +4.5% | 0.88% | -4.6% |
| GBX | New | GREENBRIER COS INC | $3,102,000 | – | 74,669 | +100.0% | 0.86% | – |
| VIG | Buy | VANGUARD SPECIALIZED PORTdiv app etf | $3,057,000 | +5.1% | 35,894 | +3.6% | 0.84% | +2.4% |
| AGG | Buy | ISHARES TRcore us aggbd et | $3,040,000 | +57.5% | 28,131 | +63.9% | 0.84% | +53.3% |
| EMR | Buy | EMERSON ELEC CO | $2,949,000 | +13.7% | 52,899 | +11.2% | 0.82% | +10.7% |
| JNK | Buy | SPDR SERIES TRUSTbloomberg brclys | $2,886,000 | +112.7% | 79,182 | +114.3% | 0.80% | +107.3% |
| FLOT | Buy | ISHARES TRfltg rate bd etf | $2,760,000 | +27.5% | 54,400 | +27.6% | 0.76% | +24.3% |
| AOR | Buy | ISHARESgrwt allocat etf | $2,720,000 | +3.5% | 67,031 | +5.0% | 0.75% | +0.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,406,000 | -0.5% | 20,885 | +2.1% | 0.66% | -3.1% |
| NS | Buy | NUSTAR ENERGY LP | $2,139,000 | +2.2% | 42,954 | +1.7% | 0.59% | -0.5% |
| FV | Buy | FIRST TR EXCHANGE TRADEDdorsey wrt 5 etf | $2,112,000 | +5.0% | 91,271 | +3.9% | 0.58% | +2.3% |
| INSYQ | New | INSYS THERAPEUTICS INC NE | $2,106,000 | – | 228,873 | +100.0% | 0.58% | – |
| FDT | Buy | FIRST TR EXCH TRD ALPHA Fdev mrk ex us | $2,082,000 | +198.3% | 44,125 | +211.2% | 0.58% | +190.9% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $2,014,000 | +9.9% | 20,726 | +5.9% | 0.56% | +7.1% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $1,980,000 | +9.8% | 18,740 | +10.6% | 0.55% | +6.8% |
| AEP | Buy | AMERICAN ELEC PWR INC | $1,844,000 | +27.8% | 29,287 | +30.3% | 0.51% | +24.7% |
| EFA | Buy | ISHARES TRmsci eafe etf | $1,825,000 | +17.7% | 31,618 | +20.6% | 0.50% | +14.8% |
| HDV | Buy | ISHARES TRcore high dv etf | $1,654,000 | +61.1% | 20,106 | +59.1% | 0.46% | +57.0% |
| MMM | Buy | 3M CO | $1,631,000 | +4.8% | 9,135 | +3.4% | 0.45% | +2.0% |
| EWJ | New | ISHARES INCmsci jpn etf new | $1,576,000 | – | 32,265 | +100.0% | 0.44% | – |
| AOA | Buy | ISHARESaggres alloc etf | $1,562,000 | +3.5% | 33,071 | +4.0% | 0.43% | +0.9% |
| KO | Buy | COCA COLA CO | $1,542,000 | -0.5% | 37,189 | +1.6% | 0.43% | -3.0% |
| IUSV | New | ISHARES TRcore russell val | $1,531,000 | – | 31,157 | +100.0% | 0.42% | – |
| FYX | New | FIRST TR SML CP CORE ALPH | $1,473,000 | – | 27,352 | +100.0% | 0.41% | – |
| PSK | Buy | SPDR SERIES TRUSTwells fg pfd etf | $1,446,000 | -2.6% | 34,474 | +5.5% | 0.40% | -5.0% |
| CLX | Buy | CLOROX CO DEL | $1,425,000 | +13.0% | 11,874 | +17.9% | 0.39% | +10.1% |
| VWOB | Buy | VANGUARD WHITEHALL FDS INemerg mkt bd etf | $1,312,000 | +0.4% | 16,919 | +5.7% | 0.36% | -2.2% |
| VXF | Buy | VANGUARD INDEX FDSextend mkt etf | $1,308,000 | +120.6% | 13,639 | +109.9% | 0.36% | +115.5% |
| RSX | Buy | VANECK VECTORS ETF TRrussia etf | $1,294,000 | +537.4% | 60,972 | +464.0% | 0.36% | +517.2% |
| PNC | Buy | PNC FINL SVCS GROUP INC | $1,261,000 | +36.8% | 10,780 | +5.3% | 0.35% | +33.2% |
| BAC | Buy | BANK AMER CORP | $1,242,000 | +63.9% | 56,220 | +16.1% | 0.34% | +59.5% |
| IEFA | New | ISHARES TRcore msci eafe | $1,237,000 | – | 23,066 | +100.0% | 0.34% | – |
| AMJ | Buy | JPMORGAN CHASE & COalerian ml etn | $1,234,000 | +3.3% | 39,042 | +2.9% | 0.34% | +0.6% |
| PFE | Buy | PFIZER INC | $1,161,000 | +0.1% | 35,732 | +4.3% | 0.32% | -2.4% |
| DBC | Buy | POWERSHARES DB CMDTY IDXunit ben int | $1,067,000 | +46.6% | 67,370 | +38.9% | 0.30% | +42.5% |
| WMT | Buy | WAL-MART STORES INC | $1,019,000 | +5.9% | 14,739 | +10.5% | 0.28% | +3.3% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $1,017,000 | +38.9% | 43,721 | +15.3% | 0.28% | +35.1% |
| ADP | Buy | AUTOMATIC DATA PROCESSING | $1,010,000 | +37.6% | 9,827 | +18.0% | 0.28% | +34.1% |
| AFL | Buy | AFLAC INC | $990,000 | +5.9% | 14,218 | +9.3% | 0.27% | +3.4% |
| F | Buy | FORD MTR CO DEL | $954,000 | +4.8% | 78,683 | +4.4% | 0.26% | +2.3% |
| VSS | Buy | VANGUARD INTL EQUITY INDEftse smcap etf | $950,000 | +4.5% | 10,100 | +10.5% | 0.26% | +1.9% |
| FEM | New | FIRST TR EXCH TRD ALPHA Femerg mkt alph | $850,000 | – | 41,852 | +100.0% | 0.24% | – |
| DVY | Buy | ISHARES TRselect divid etf | $845,000 | +9.9% | 9,539 | +6.3% | 0.23% | +7.3% |
| CVY | Buy | CLAYMORE EXCHANGE TRD FDgug multi asset | $802,000 | +16.7% | 39,801 | +12.4% | 0.22% | +13.8% |
| RFEM | New | FIRST TR EXCH TRADED FD Irivr frnt dyn | $785,000 | – | 14,870 | +100.0% | 0.22% | – |
| TIP | Buy | ISHARES TRtips bd etf | $786,000 | +75.1% | 6,944 | +80.2% | 0.22% | +70.9% |
| PGF | Buy | POWERSHARES ETF TRUSTfinl pfd ptfl | $773,000 | +0.1% | 43,017 | +6.1% | 0.21% | -2.3% |
| EMB | Buy | ISHARES TRjp mor em mk etf | $740,000 | +210.9% | 6,711 | +230.8% | 0.20% | +201.5% |
| SCZ | Buy | ISHARES TReafe sml cp etf | $739,000 | +21.1% | 14,831 | +27.4% | 0.20% | +17.9% |
| PBP | Buy | POWERSHARES GLOBAL ETF FDs&p 500 buywrt | $737,000 | +14.4% | 34,641 | +13.1% | 0.20% | +11.5% |
| HYLS | Buy | FIRST TR EXCHANGE TRADEDfirst tr ta hiyl | $723,000 | +106.0% | 14,989 | +107.6% | 0.20% | +100.0% |
| REM | New | ISHARES TRmtg rel etf new | $709,000 | – | 16,849 | +100.0% | 0.20% | – |
| VYM | Buy | VANGUARD WHITEHALL FDS INhigh div yld | $701,000 | +8.7% | 9,250 | +3.4% | 0.19% | +6.0% |
| FM | Buy | ISHARESmsci frntr100etf | $700,000 | +0.7% | 28,154 | +4.1% | 0.19% | -1.5% |
| BKLN | New | POWERSHARES ETF TRUST IIsenior ln port | $699,000 | – | 29,928 | +100.0% | 0.19% | – |
| INTC | Buy | INTEL CORP | $679,000 | -2.6% | 18,712 | +1.4% | 0.19% | -5.1% |
| SHM | Buy | SPDR SER TRnuveen blmbrg sr | $677,000 | +15.1% | 14,114 | +17.4% | 0.19% | +12.0% |
| GOVT | Buy | ISHARES TRus treasury etf | $627,000 | +1.0% | 25,136 | +5.6% | 0.17% | -1.7% |
| EXC | Buy | EXELON CORP | $615,000 | +19.0% | 17,328 | +11.6% | 0.17% | +15.6% |
| IVE | Buy | ISHARES TRs&p 500 val etf | $581,000 | +22.6% | 5,733 | +14.8% | 0.16% | +20.1% |
| IGIB | Buy | ISHARES TRinterm cr bd etf | $583,000 | +97.6% | 5,388 | +103.3% | 0.16% | +91.7% |
| FB | Buy | FACEBOOK INCcl a | $545,000 | -0.4% | 4,736 | +11.0% | 0.15% | -2.6% |
| FXR | New | FIRST TR EXCHANGE TRADEDindls prod dur | $544,000 | – | 16,555 | +100.0% | 0.15% | – |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $534,000 | +34.2% | 6,166 | +35.2% | 0.15% | +31.0% |
| NVDA | Buy | NVIDIA CORP | $502,000 | +81.2% | 4,704 | +16.4% | 0.14% | +75.9% |
| WM | Buy | WASTE MGMT INC DEL | $493,000 | +14.7% | 6,950 | +3.0% | 0.14% | +11.5% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $476,000 | +52.6% | 3,930 | +39.2% | 0.13% | +48.3% |
| SCHV | Buy | SCHWAB STRATEGIC TRus lcap va etf | $472,000 | +42.2% | 9,814 | +34.5% | 0.13% | +38.3% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $459,000 | +2.7% | 9,495 | +1.6% | 0.13% | 0.0% |
| FEX | Buy | FIRST TR LRGE CP CORE ALP | $458,000 | +4.6% | 9,397 | +0.4% | 0.13% | +2.4% |
| ETR | Buy | ENTERGY CORP NEW | $457,000 | -4.2% | 6,223 | +0.1% | 0.13% | -6.7% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $456,000 | +35.3% | 8,394 | +39.4% | 0.13% | +31.2% |
| QTEC | New | FIRST TR NASDAQ100 TECH I | $452,000 | – | 8,591 | +100.0% | 0.12% | – |
| TGT | Buy | TARGET CORP | $426,000 | +44.4% | 5,903 | +37.3% | 0.12% | +40.5% |
| USO | New | UNITED STATES OIL FUND LPunits | $394,000 | – | 33,582 | +100.0% | 0.11% | – |
| HYMB | Buy | SPDR SERIES TRUSTnuv hghyld mun | $394,000 | +2.6% | 7,036 | +8.6% | 0.11% | 0.0% |
| JXI | Buy | ISHARES TRglob utilits etf | $389,000 | -2.0% | 8,712 | +4.2% | 0.11% | -4.4% |
| VNQI | Buy | VANGUARD INTL EQUITY INDEglb ex us etf | $390,000 | -5.6% | 7,877 | +7.1% | 0.11% | -7.7% |
| FMB | Buy | FIRST TR EXCHANG TRADED Fmanagd mun etf | $381,000 | +53.6% | 7,441 | +61.7% | 0.10% | +50.0% |
| USRT | Buy | ISHARES TRcre u s reit etf | $370,000 | +0.3% | 7,586 | +4.3% | 0.10% | -2.9% |
| PCY | Buy | POWERSHARES ETF TR IIsovereign debt | $367,000 | -3.4% | 12,986 | +4.5% | 0.10% | -6.5% |
| IYR | Buy | ISHARES TRu.s. real es etf | $348,000 | +10.1% | 4,518 | +15.1% | 0.10% | +6.7% |
| AOM | Buy | ISHARESmodert alloc etf | $344,000 | -1.7% | 9,762 | +0.8% | 0.10% | -4.0% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS | $333,000 | +47.3% | 4,403 | +37.6% | 0.09% | +43.8% |
| MMD | Buy | MAINSTAY DEFINEDTERM MN O | $327,000 | +9.0% | 17,895 | +21.5% | 0.09% | +5.9% |
| FCX | Buy | FREEPORT-MCMORAN INCcl b | $322,000 | +23.8% | 24,419 | +2.1% | 0.09% | +20.3% |
| WFC | New | WELLS FARGO & CO NEW | $317,000 | – | 5,743 | +100.0% | 0.09% | – |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $313,000 | +13.8% | 2,857 | +5.6% | 0.09% | +11.5% |
| EWX | Buy | SPDR INDEX SHS FDSs&p emktsc etf | $301,000 | -2.6% | 7,566 | +5.7% | 0.08% | -5.7% |
| HBAN | Buy | HUNTINGTON BANCSHARES INC | $298,000 | +34.2% | 22,522 | +0.1% | 0.08% | +30.2% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $287,000 | +31.1% | 372 | +31.9% | 0.08% | +27.4% |
| CWB | Buy | SPDR SERIES TRUSTblmbrg brc cnvrt | $282,000 | +17.5% | 6,176 | +19.2% | 0.08% | +14.7% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $278,000 | +18.8% | 22,057 | +19.8% | 0.08% | +16.7% |
| NKE | New | NIKE INCcl b | $276,000 | – | 5,437 | +100.0% | 0.08% | – |
| VXUS | Buy | VANGUARD STAR FDvg tl intl stk f | $266,000 | -1.8% | 5,792 | +0.9% | 0.07% | -3.9% |
| CSCO | Buy | CISCO SYS INC | $258,000 | -0.8% | 8,550 | +4.2% | 0.07% | -4.1% |
| SCHG | Buy | SCHWAB STRATEGIC TRus lcap gr etf | $248,000 | +1.2% | 4,436 | +0.3% | 0.07% | -1.4% |
| BP | Buy | BP PLCsponsored adr | $249,000 | +6.9% | 6,664 | +0.4% | 0.07% | +4.5% |
| IYJ | New | ISHARES TRu.s. inds etf | $241,000 | – | 2,001 | +100.0% | 0.07% | – |
| KRE | New | SPDR SERIES TRUSTs&p regl bkg | $236,000 | – | 4,249 | +100.0% | 0.06% | – |
| OEF | New | ISHARES TRs&p 100 etf | $228,000 | – | 2,297 | +100.0% | 0.06% | – |
| C | New | CITIGROUP INC | $221,000 | – | 3,726 | +100.0% | 0.06% | – |
| AOK | New | ISHARESconser alloc etf | $213,000 | – | 6,537 | +100.0% | 0.06% | – |
| VKQ | Buy | INVESCO MUN TR | $173,000 | -4.9% | 14,081 | +6.9% | 0.05% | -7.7% |
| ETW | Buy | EATON VANCE TXMGD GL BUYW | $174,000 | +40.3% | 17,250 | +53.3% | 0.05% | +37.1% |
| KTF | Buy | DEUTSCHE MUN INCOME | $134,000 | -5.6% | 10,203 | +1.4% | 0.04% | -7.5% |
| SIRI | Buy | SIRIUS XM HLDGS INC | $107,000 | +7.0% | 24,110 | +0.0% | 0.03% | +7.1% |
| VSTM | New | VERASTEM INC | $33,000 | – | 29,329 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 6.6% |
| ISHARES TR | 42 | Q3 2023 | 15.6% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 9.7% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 9.1% |
| ISHARES TR | 42 | Q3 2023 | 4.9% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 5.8% |
| VANGUARD ST BOND ETF | 42 | Q3 2023 | 4.9% |
| VANGUARD REIT INDEX ETF | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
View Regal Investment Advisors LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-03-01 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-10 |
View Regal Investment Advisors LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.