This page lists the SEC filings reported by Spring Mountain Capital, LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D/A | 2020-09-01 | Spring Mountain Capital, LLC | GIGA TRONICS INC | 0 | 0.0% | EDGAR |
| SC 13D/A | 2019-08-02 | Spring Mountain Capital, LLC | GIGA TRONICS INC | 3,323,662 | 24.2% | EDGAR |
| SC 13D | 2019-01-10 | Spring Mountain Capital, LLC | GIGA TRONICS INC | 3,411,717 | 25.3% | EDGAR |
| SC 13D/A | 2017-12-22 | Spring Mountain Capital, LLC | AMERICAN POWER GROUP Corp | - | - | EDGAR |
| SC 13D/A | 2016-01-27 | Spring Mountain Capital, LLC | AMERICAN POWER GROUP Corp | 7,962,950 | 12.9% | EDGAR |
| SC 13D/A | 2015-11-02 | Spring Mountain Capital, LLC | AMERICAN POWER GROUP Corp | 7,680,464 | 14.5% | EDGAR |
| SC 13D/A | 2015-09-04 | Spring Mountain Capital, LLC | AMERICAN POWER GROUP Corp | 7,568,117 | 12.7% | EDGAR |
| SC 13D/A | 2015-01-08 | Spring Mountain Capital, LLC | AMERICAN POWER GROUP Corp | 7,210,174 | 12.6% | EDGAR |
| SC 13D/A | 2013-04-12 | Spring Mountain Capital, LLC | AMERICAN POWER GROUP Corp | 6,820,958 | 12.9% | EDGAR |
| SC 13D | 2012-05-10 | Spring Mountain Capital, LLC | GREENMAN TECHNOLOGIES INC | 6,666,666 | 15.8% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.