$1.09 Billion is the total value of BOOTHBAY FUND MANAGEMENT, LLC's 781 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 85.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | AMZN 11/15/2019 CALL 2050call | $56,070,000 | +4128.5% | 323 | +4514.3% | 5.14% | +4148.8% | |
| Buy | QQQ 11/15/2019 PUT 140put | $30,115,000 | +1068.6% | 1,595 | +1055.8% | 2.76% | +1079.9% | |
| GOOGL | New | ALPHABET INCcap stk cl a | $16,076,000 | – | 13,165 | +100.0% | 1.47% | – |
| CELG | Buy | Celgene Corp | $14,997,000 | +8.2% | 151,027 | +0.7% | 1.38% | +9.0% |
| Sell | SPY 10/25/2019 PUT 285put | $14,690,000 | -70.9% | 495 | -71.3% | 1.35% | -70.7% | |
| AGN | Buy | Allergan Plc | $12,250,000 | +16.2% | 72,789 | +15.6% | 1.12% | +17.1% |
| AABA | Buy | Altaba Inc | $10,115,000 | -47.8% | 519,239 | +86.0% | 0.93% | -47.4% |
| FISV | Buy | Fiserv Inc | $9,295,000 | +38.2% | 89,730 | +21.6% | 0.85% | +39.2% |
| MFAC | Sell | Megalith Financial Acquisition Corp | $9,253,000 | -21.2% | 910,300 | -21.5% | 0.85% | -20.7% |
| TDACW | Buy | Trident Acquisitions Corp Wts $11.5 Exp. 06/13/2021*w exp 05/09/202 | $9,214,000 | +269.4% | 885,923 | +267.3% | 0.84% | +272.2% |
| GPN | New | Global Payments Inc | $9,094,000 | – | 57,194 | +100.0% | 0.83% | – |
| HHHHW | Wealthbridge Acquisition Ltd Wts$ 11.5 Exp.03/01/24*w exp 01/31/202 | $8,838,000 | -0.9% | 875,000 | 0.0% | 0.81% | -0.1% | |
| MSFT | Buy | Microsoft Corp | $8,794,000 | +37.3% | 63,254 | +32.3% | 0.81% | +38.3% |
| FIS | Buy | Fidelity National Information Services Inc | $8,653,000 | +21.6% | 65,181 | +12.4% | 0.79% | +22.6% |
| New | TLT 12/20/2019 PUT 130put | $8,127,000 | – | 568 | +100.0% | 0.74% | – | |
| CFFA | Cf Finance Acquisition Corp | $8,100,000 | +1.0% | 800,000 | 0.0% | 0.74% | +1.9% | |
| ONCE | Buy | Spark Therapeutics Inc | $7,424,000 | +56.1% | 76,557 | +64.8% | 0.68% | +57.3% |
| WCG | Buy | Wellcare Health Plans Inc | $7,147,000 | -8.7% | 27,575 | +0.4% | 0.66% | -8.0% |
| GIXWS | New | Gigcapital2 Inc Wts $ 11.50 Exp. 07/01/2024*w exp 02/28/202 | $6,881,000 | – | 700,000 | +100.0% | 0.63% | – |
| THCBW | New | Tuscan Holdings Corp Wts $11.5 Exp. 04/01/26*w exp 04/01/202 | $6,650,000 | – | 678,615 | +100.0% | 0.61% | – |
| CPE | Buy | Callon Petroleum Co | $6,393,000 | +7992.4% | 1,473,118 | +12114.9% | 0.59% | +8271.4% |
| VSM | Buy | Versum Materials Inc | $6,341,000 | +3.3% | 119,793 | +0.7% | 0.58% | +4.1% |
| THCA | New | Tuscan Holdings Corp II | $5,641,000 | – | 575,000 | +100.0% | 0.52% | – |
| New | XLNX 10/04/2019 CALL 115call | $5,610,000 | – | 585 | +100.0% | 0.51% | – | |
| Buy | TLT 01/15/2021 CALL 200call | $5,580,000 | +68.1% | 390 | +56.0% | 0.51% | +69.5% | |
| CEF | Sell | Sprott Physical Gold And Silver Etvtr unit | $5,494,000 | -93.0% | 387,745 | -93.5% | 0.50% | -93.0% |
| ADP | Buy | Automatic Data Processing Inc | $5,379,000 | +265.9% | 33,321 | +274.7% | 0.49% | +267.9% |
| PSDO | New | Presidio Inc | $5,288,000 | – | 312,892 | +100.0% | 0.48% | – |
| NFIN | New | Netfin Acquisition Corp | $5,243,000 | – | 535,000 | +100.0% | 0.48% | – |
| DIS | Sell | Walt Disney Co | $5,131,000 | -47.2% | 39,372 | -43.4% | 0.47% | -46.8% |
| V | Buy | Visa Inc | $5,073,000 | +221.1% | 29,490 | +223.9% | 0.46% | +222.9% |
| RMR | Buy | RMR Group Inccl a | $5,053,000 | +20.5% | 111,100 | +24.5% | 0.46% | +21.5% |
| ADBE | Buy | Adobe Inc | $4,961,000 | +179.3% | 17,958 | +197.9% | 0.46% | +180.9% |
| MNCL | New | Monocle Acquisition Corp | $4,875,000 | – | 487,500 | +100.0% | 0.45% | – |
| NFINW | New | Netfin Acquisition Corp Wts $ 11.50 Exp 08/01/24*w exp 08/01/202 | $4,753,000 | – | 485,000 | +100.0% | 0.44% | – |
| ANDA | Sell | Andina Acquisition Corp Iii | $4,645,000 | -25.2% | 465,000 | -25.0% | 0.43% | -24.6% |
| ANDAW | Andina Acquisition Corp Iii Wts $11.5 Exp. 03/06/24*w exp 07/31/202 | $4,645,000 | +0.8% | 465,000 | 0.0% | 0.43% | +1.7% | |
| AAPL 01/15/2021 PUT 90put | $4,479,000 | +13.2% | 200 | 0.0% | 0.41% | +14.2% | ||
| ALAC | New | Alberton Acquisition Corp | $4,349,000 | – | 424,300 | +100.0% | 0.40% | – |
| HSAC | New | Health Sciences Acquisitions Corp | $4,328,000 | – | 436,264 | +100.0% | 0.40% | – |
| HSACW | New | Health Sciences Acquisitions Corp Wts.$11.5 Exp.04/01/2024*w exp 04/01/202 | $4,328,000 | – | 436,264 | +100.0% | 0.40% | – |
| THCB | New | Tuscan Holdings Corp | $4,325,000 | – | 441,334 | +100.0% | 0.40% | – |
| UTX | Buy | United Technologies Corp | $4,245,000 | +29.0% | 31,095 | +23.0% | 0.39% | +30.1% |
| ORSNU | New | Orisun Acquisition Corpunit 99/99/9999 | $4,196,000 | – | 419,631 | +100.0% | 0.38% | – |
| CZR | Sell | Caesars Entertainment Corp | $4,190,000 | -2.0% | 359,327 | -0.7% | 0.38% | -1.3% |
| PEO | Buy | Adams Natural Resources Closed Fund | $4,172,000 | +208.8% | 263,530 | +222.6% | 0.38% | +211.4% |
| New | ICPT 02/21/2020 PUT 70put | $4,148,000 | – | 625 | +100.0% | 0.38% | – | |
| TOTA | New | Tottenham Acquisition I Ltd | $4,122,000 | – | 400,000 | +100.0% | 0.38% | – |
| NXPI | Sell | NXP Semiconductors NV | $4,121,000 | -1.5% | 37,768 | -11.9% | 0.38% | -0.8% |
| New | PCG 01/17/2020 PUT 5put | $4,090,000 | – | 4,090 | +100.0% | 0.38% | – | |
| EDTXW | Edtechx Holdings Acquisition Corp Wts $11.50 Exp. 12/31/2025*w exp 12/31/202 | $4,053,000 | +2.9% | 399,345 | 0.0% | 0.37% | +3.9% | |
| Buy | GOOG 10/04/2019 CALL 1227.5call | $4,023,000 | +32.9% | 33 | +17.9% | 0.37% | +34.2% | |
| FB | Sell | Facebook Inccl a | $3,883,000 | -13.5% | 21,802 | -6.3% | 0.36% | -12.7% |
| BID | Sell | Sotheby's | $3,862,000 | -51.5% | 67,781 | -50.5% | 0.35% | -51.1% |
| MDCO 10/18/2019 PUT 15put | $3,845,000 | +37.1% | 769 | 0.0% | 0.35% | +38.4% | ||
| ALACW | Alberton Acquisition Corp Wts$ 11.5 Exp.11/21/23*w exp 04/26/202 | $3,844,000 | +1.1% | 375,000 | 0.0% | 0.35% | +1.7% | |
| S | Buy | Sprint Corp | $3,839,000 | -1.9% | 622,154 | +4.4% | 0.35% | -1.1% |
| EDTX | New | Edtechx Holdings Acquisition Corp | $3,805,000 | – | 374,845 | +100.0% | 0.35% | – |
| AON | Buy | Aon PLC | $3,795,000 | +634.0% | 19,603 | +631.2% | 0.35% | +640.4% |
| NTC | Nuveen Connecticut Premium Income Municipal Fund | $3,795,000 | +3.5% | 282,767 | 0.0% | 0.35% | +4.2% | |
| HHHH | New | Wealthbridge Acquisition Ltd | $3,788,000 | – | 375,000 | +100.0% | 0.35% | – |
| New | MDY 12/20/2019 CALL 370call | $3,771,000 | – | 107 | +100.0% | 0.35% | – | |
| UNH | Buy | UnitedHealth Group Inc | $3,755,000 | +60.7% | 17,277 | +80.5% | 0.34% | +61.5% |
| CFFAW | Buy | Cf Finance Acquisition Corp Wts $11.5 Exp 04/30/25*w exp 04/30/202 | $3,746,000 | +22.6% | 370,000 | +21.3% | 0.34% | +23.4% |
| AZN | New | AstraZeneca PLCsponsored adr | $3,714,000 | – | 83,334 | +100.0% | 0.34% | – |
| New | V 11/01/2019 PUT 170put | $3,681,000 | – | 214 | +100.0% | 0.34% | – | |
| MSD | Morgan Stanley Emerging Markets Debt Closed Fund | $3,676,000 | -1.4% | 400,000 | 0.0% | 0.34% | -0.6% | |
| VCIF | New | Vertical Capital Income Fund | $3,658,000 | – | 342,492 | +100.0% | 0.34% | – |
| JFK | Sell | 8i Enterprises Acquisition Corp | $3,597,000 | -27.9% | 360,091 | -28.0% | 0.33% | -27.3% |
| LH | New | Laboratory Corporation of America Holdings | $3,490,000 | – | 20,771 | +100.0% | 0.32% | – |
| BDX | New | Becton Dickinson and Co | $3,480,000 | – | 13,758 | +100.0% | 0.32% | – |
| QSR | New | Restaurant Brands International Inc | $3,484,000 | – | 48,970 | +100.0% | 0.32% | – |
| Buy | KRE 12/20/2019 PUT 50put | $3,431,000 | +156.8% | 650 | +160.0% | 0.32% | +158.2% | |
| New | ADBE 11/15/2019 CALL 310call | $3,370,000 | – | 122 | +100.0% | 0.31% | – | |
| LSXMA | Buy | Liberty Media Corp-Liberty Formula one | $3,307,000 | +215.9% | 79,552 | +187.2% | 0.30% | +218.9% |
| DDMXW | Dd3 Acquisition Corp Wts $11.5 Exp.10/23/2023*w exp 10/20/202 | $3,291,000 | +1.5% | 324,250 | 0.0% | 0.30% | +2.4% | |
| TSM | Buy | Taiwan Semiconductor Manufacturing Co Ltdsponsored ads | $3,268,000 | +265.5% | 70,300 | +208.2% | 0.30% | +270.4% |
| AGX | Buy | Argan Inc | $3,215,000 | +0.5% | 81,818 | +3.7% | 0.30% | +1.4% |
| Buy | MRTX 11/15/2019 CALL 120call | $3,210,000 | +258.3% | 412 | +373.6% | 0.29% | +258.5% | |
| CCXU | Churchill Capital Corp IIunit 99/99/9999 | $3,153,000 | +3.5% | 300,000 | 0.0% | 0.29% | +4.3% | |
| BAX | New | Baxter International Inc | $3,121,000 | – | 35,684 | +100.0% | 0.29% | – |
| LTXB | Buy | LegacyTexas Financial Group Inc | $3,112,000 | +27.3% | 71,500 | +19.1% | 0.28% | +28.4% |
| VTA | Buy | Invesco Dynamic Credit Opportunities Fund | $3,092,000 | +19.9% | 280,810 | +21.7% | 0.28% | +20.9% |
| KHC | New | Kraft Heinz Co | $3,047,000 | – | 109,078 | +100.0% | 0.28% | – |
| Buy | MSG 11/15/2019 CALL 300call | $3,030,000 | +37.0% | 115 | +45.6% | 0.28% | +38.3% | |
| IPHI | Buy | Inphi Corp | $3,018,000 | +52.8% | 49,435 | +25.4% | 0.28% | +53.9% |
| DNBF | Buy | Dnb Financial Corp | $2,920,000 | +17.1% | 65,594 | +17.0% | 0.27% | +18.1% |
| EPRT | New | Essential Properties Realty Trust Inc | $2,908,000 | – | 126,926 | +100.0% | 0.27% | – |
| Buy | CRSP 12/20/2019 PUT 40put | $2,898,000 | +173.4% | 707 | +214.2% | 0.27% | +177.1% | |
| UBNK | New | United Financial Bancorp Inc | $2,873,000 | – | 210,816 | +100.0% | 0.26% | – |
| KBLMW | KBL Merger Corp IV*w exp 01/15/202 | $2,860,000 | +0.5% | 271,727 | 0.0% | 0.26% | +1.2% | |
| SPY | Sell | SPDR S&P 500 ETF Trusttr unit | $2,828,000 | -42.8% | 9,530 | -43.5% | 0.26% | -42.4% |
| THCAW | New | Tuscan Holdings Corp II Wts $ 11.5 Exp. 07/16/2025*w exp 04/01/202 | $2,820,000 | – | 287,500 | +100.0% | 0.26% | – |
| Buy | KBE 12/20/2019 PUT 40put | $2,805,000 | +135.3% | 650 | +136.4% | 0.26% | +138.0% | |
| Sell | BHVN 01/17/2020 CALL 75call | $2,799,000 | -24.7% | 671 | -21.0% | 0.26% | -24.0% | |
| AMAG | Buy | AMAG Pharmaceuticals Inc | $2,772,000 | +38.0% | 240,000 | +19.4% | 0.25% | +38.8% |
| HYACU | Buy | Haymaker Acquisition Corp IIunit 10/31/2026 | $2,700,000 | +5.8% | 261,339 | +4.5% | 0.25% | +6.9% |
| New | SAGE 11/15/2019 CALL 160call | $2,694,000 | – | 192 | +100.0% | 0.25% | – | |
| SAGE 01/17/2020 PUT 120put | $2,694,000 | -23.4% | 192 | 0.0% | 0.25% | -22.8% | ||
| AMD | Sell | Advanced Micro Devices Inc | $2,652,000 | -17.5% | 91,482 | -13.6% | 0.24% | -17.1% |
| MRK | New | Merck & Co Inc | $2,638,000 | – | 31,339 | +100.0% | 0.24% | – |
| NBIX | New | Neurocrine Biosciences Inc | $2,622,000 | – | 29,100 | +100.0% | 0.24% | – |
| CI | New | Cigna Corp | $2,603,000 | – | 17,151 | +100.0% | 0.24% | – |
| MFACU | New | Megalith Financial Acquisition Corpunit 09/30/2025 | $2,612,000 | – | 249,700 | +100.0% | 0.24% | – |
| AAPL | Sell | Apple Inc | $2,605,000 | -37.6% | 11,633 | -44.9% | 0.24% | -37.1% |
| Sell | NXPI 10/18/2019 PUT 101put | $2,597,000 | +1.6% | 238 | -9.2% | 0.24% | +2.1% | |
| LVS | Buy | Las Vegas Sands Corp | $2,585,000 | +861.0% | 44,754 | +881.4% | 0.24% | +887.5% |
| SSFN | New | Stewardship Financial Corp | $2,545,000 | – | 163,135 | +100.0% | 0.23% | – |
| SNPS | Buy | Synopsys Inc | $2,508,000 | +213.5% | 18,270 | +194.0% | 0.23% | +215.1% |
| TLI | Buy | Westerm Asset Corporate Loan Fund | $2,461,000 | +1419.1% | 259,308 | +1432.6% | 0.23% | +1406.7% |
| TDACU | Sell | Trident Acquisitions Corpunit 05/09/2023 | $2,463,000 | -73.3% | 232,800 | -73.5% | 0.23% | -73.1% |
| RMBS | New | Rambus Inc | $2,456,000 | – | 187,112 | +100.0% | 0.22% | – |
| VVR | Buy | Invesco Senior Income Trust | $2,426,000 | +37.8% | 577,619 | +41.7% | 0.22% | +38.8% |
| OLBK | New | Old Line Bancshares Inc | $2,376,000 | – | 81,900 | +100.0% | 0.22% | – |
| New | BGNE 12/20/2019 CALL 135call | $2,351,000 | – | 192 | +100.0% | 0.22% | – | |
| BABA | Sell | Alibaba Group Holding Ltdsponsored ads | $2,324,000 | -44.1% | 13,900 | -43.3% | 0.21% | -43.7% |
| Buy | ANAB 12/20/2019 PUT 45put | $2,288,000 | +5.6% | 654 | +70.3% | 0.21% | +6.6% | |
| LCAHU | Landcadia Holdings Ii Incunit 05/09/2026 | $2,273,000 | +1.0% | 225,000 | 0.0% | 0.21% | +1.5% | |
| AIV | New | Apartment Investment and Management Cocl a | $2,269,000 | – | 43,518 | +100.0% | 0.21% | – |
| NOK | Buy | Nokia OYJsponsored adr | $2,242,000 | +1.8% | 443,007 | +0.7% | 0.21% | +3.0% |
| CRL | New | Charles River Laboratories International Inc | $2,236,000 | – | 16,895 | +100.0% | 0.20% | – |
| New | SPY 10/18/2019 CALL 301call | $2,226,000 | – | 75 | +100.0% | 0.20% | – | |
| SMMCU | Sell | South Mountain Merger Corpunit 99/99/9999 | $2,165,000 | -3.8% | 206,149 | -8.4% | 0.20% | -2.9% |
| GBT 01/17/2020 CALL 70call | $2,116,000 | -7.8% | 436 | 0.0% | 0.19% | -7.2% | ||
| BFA | New | Brown-Forman Corp Class Acl a | $2,091,000 | – | 35,000 | +100.0% | 0.19% | – |
| JBGS | Buy | Jbg Smith Properties | $2,080,000 | +28.8% | 53,043 | +29.2% | 0.19% | +29.9% |
| INXN | Buy | Interxion Holding Nv | $2,071,000 | +51.4% | 25,421 | +41.4% | 0.19% | +53.2% |
| FE | Sell | FirstEnergy Corp | $2,070,000 | -1.7% | 42,929 | -12.7% | 0.19% | -0.5% |
| SAMAW | Schultze Special Purpose Acq Corp Wts$ 11.5 Exp. 12/31/2023*w exp 12/31/202 | $2,070,000 | +4.5% | 200,000 | 0.0% | 0.19% | +5.6% | |
| AMZN | Sell | Amazon.Com Inc | $2,071,000 | -70.5% | 1,193 | -67.8% | 0.19% | -70.3% |
| SPSC | Buy | SPS Commerce Inc | $2,057,000 | +30.8% | 43,700 | +184.0% | 0.19% | +32.2% |
| CHNG | New | Change Healthcare Inc | $2,046,000 | – | 169,374 | +100.0% | 0.19% | – |
| SNH | Buy | Senior Housing Properties Trustsh ben int | $2,043,000 | +26.7% | 220,750 | +13.2% | 0.19% | +27.2% |
| BWG | New | BrandywineGLOBAL - Global Income Opptys Fd Inc | $2,039,000 | – | 168,547 | +100.0% | 0.19% | – |
| TFI | New | SPDR Nuveen Bloomberg Barclays Municipal Bond ETFnuveen brc munic | $2,028,000 | – | 40,000 | +100.0% | 0.19% | – |
| TKKSW | Tkk Symphony Acquisition Corp Wts $11.50 Exp. 08/20/2023*w exp 02/20/202 | $2,027,000 | +1.5% | 199,500 | 0.0% | 0.19% | +2.2% | |
| TSEM | New | Tower Semiconductor Ltd | $2,025,000 | – | 105,262 | +100.0% | 0.19% | – |
| LULU | New | Lululemon Athletica Inc | $2,034,000 | – | 10,564 | +100.0% | 0.19% | – |
| CASH | Sell | Meta Financial Group Inc | $2,018,000 | +14.9% | 61,868 | -1.2% | 0.18% | +15.6% |
| TZAC | Sell | Tenzing Acquisition Corp | $2,019,000 | -24.6% | 195,065 | -25.0% | 0.18% | -24.2% |
| TZACW | Tenzing Acquisition Corp Wts$ 11.5 Exp.08/23/2025*w exp 02/23/202 | $2,019,000 | +0.8% | 195,065 | 0.0% | 0.18% | +1.6% | |
| LSI | New | Life Storage Inc | $2,005,000 | – | 19,023 | +100.0% | 0.18% | – |
| VLUE | New | Ishares Edge Msci Usa Value Factor Etfedge msci usa vl | $2,002,000 | – | 24,400 | +100.0% | 0.18% | – |
| SAMA | Schultze Special Purpose Acquisition Corp | $1,999,000 | +1.0% | 200,000 | 0.0% | 0.18% | +1.7% | |
| PAACU | Buy | Proficient Alpha Acquisition Corpunit 04/30/2026 | $1,998,000 | +56.7% | 199,777 | +57.4% | 0.18% | +57.8% |
| Sell | BABA 10/18/2019 CALL 170call | $1,990,000 | -76.2% | 119 | -75.9% | 0.18% | -76.1% | |
| VNDA | Buy | Vanda Pharmaceuticals Inc | $1,981,000 | +16.2% | 149,139 | +23.3% | 0.18% | +17.4% |
| ENR | Sell | Energizer Holdings Inc | $1,961,000 | -0.4% | 45,000 | -11.7% | 0.18% | +0.6% |
| ASND 10/18/2019 CALL 150call | $1,965,000 | -16.4% | 204 | 0.0% | 0.18% | -15.9% | ||
| MA | Sell | MasterCard Inccl a | $1,966,000 | -50.9% | 7,239 | -52.2% | 0.18% | -50.5% |
| FT | Franklin Universal Closed Fundsh ben int | $1,963,000 | +3.0% | 260,403 | 0.0% | 0.18% | +4.0% | |
| UN | Unilever NV | $1,961,000 | -1.1% | 32,660 | 0.0% | 0.18% | 0.0% | |
| KRG | Buy | Kite Realty Group Trust | $1,938,000 | +47.3% | 120,029 | +38.0% | 0.18% | +48.3% |
| REGN | Buy | Regeneron Pharmaceuticals Inc | $1,942,000 | +1.5% | 7,002 | +14.5% | 0.18% | +2.3% |
| Buy | LAMR 11/15/2019 CALL 85call | $1,917,000 | +69.6% | 234 | +67.1% | 0.18% | +70.9% | |
| EQIX | Sell | Equinix Inc | $1,918,000 | +2.3% | 3,325 | -10.6% | 0.18% | +2.9% |
| TXN | Sell | Texas Instruments Inc | $1,924,000 | -39.5% | 14,889 | -46.3% | 0.18% | -39.1% |
| Buy | MXIM 10/18/2019 CALL 65call | $1,905,000 | +101.6% | 329 | +108.2% | 0.18% | +103.5% | |
| WRI | Buy | Weingarten Realty Investorssh ben int | $1,911,000 | +142.2% | 65,605 | +127.9% | 0.18% | +143.1% |
| Buy | WVE 01/17/2020 CALL 35call | $1,897,000 | +3.2% | 924 | +31.1% | 0.17% | +4.2% | |
| SSNC | Buy | SS&C Technologies Holdings Inc | $1,899,000 | +653.6% | 36,827 | +741.4% | 0.17% | +656.5% |
| PRAH | New | Pra Health Sciences Inc | $1,894,000 | – | 19,082 | +100.0% | 0.17% | – |
| BIIB | Buy | Biogen Idec Inc | $1,882,000 | +11.6% | 8,085 | +12.2% | 0.17% | +13.1% |
| IIVI | Buy | II-VI Inc | $1,879,000 | +39.9% | 53,352 | +45.2% | 0.17% | +41.0% |
| ALLK | New | Allakos Inc | $1,863,000 | – | 23,688 | +100.0% | 0.17% | – |
| ATRS | Buy | Antares Pharma Inc | $1,865,000 | +41.7% | 557,477 | +39.3% | 0.17% | +42.5% |
| DELL | Buy | Dell Technologies Inccl c | $1,836,000 | +432.2% | 35,409 | +421.0% | 0.17% | +441.9% |
| EQR | New | Equity Residentialsh ben int | $1,836,000 | – | 21,290 | +100.0% | 0.17% | – |
| PLCE | Buy | Childrens Place Inc | $1,810,000 | +83.0% | 23,508 | +126.7% | 0.17% | +84.4% |
| SRC | Buy | Spirit Realty Capital Inc | $1,815,000 | +170.5% | 37,919 | +141.2% | 0.17% | +172.1% |
| LITE | Sell | Lumentum Holdings Inc | $1,809,000 | -6.0% | 33,780 | -6.3% | 0.17% | -5.1% |
| New | BGNE 01/17/2020 PUT 105put | $1,763,000 | – | 144 | +100.0% | 0.16% | – | |
| New | BLUE 11/15/2019 CALL 115call | $1,762,000 | – | 192 | +100.0% | 0.16% | – | |
| Sell | NBIX 11/15/2019 PUT 95put | $1,730,000 | -4.3% | 192 | -10.3% | 0.16% | -3.0% | |
| New | LVS 10/11/2019 CALL 57call | $1,733,000 | – | 300 | +100.0% | 0.16% | – | |
| BAND | New | Bandwidth Inc | $1,709,000 | – | 26,244 | +100.0% | 0.16% | – |
| MNCLU | Sell | Monocle Acquisition Corpunit 99/99/9999 | $1,697,000 | -73.9% | 162,500 | -75.0% | 0.16% | -73.6% |
| RPAI | Buy | Retail Properties of America Inccl a | $1,691,000 | +342.7% | 137,292 | +323.1% | 0.16% | +342.9% |
| ENTA | Buy | Enanta Pharmaceuticals Inc | $1,682,000 | +24.6% | 28,000 | +75.0% | 0.15% | +25.2% |
| IMXI | Buy | International Money Express Inc | $1,685,000 | +52.5% | 122,620 | +56.5% | 0.15% | +52.5% |
| NOA | Sell | North American Construction Group Ltd | $1,678,000 | +5.4% | 145,529 | -1.3% | 0.15% | +6.2% |
| KRC | Buy | Kilroy Realty Corp | $1,656,000 | +149.0% | 21,261 | +136.0% | 0.15% | +153.3% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,663,000 | -93.4% | 1,364 | -94.1% | 0.15% | -93.3% |
| FSCT | Buy | Forescout Technologies Inc | $1,660,000 | +40.8% | 43,764 | +25.7% | 0.15% | +42.1% |
| Sell | MDGL 01/17/2020 PUT 75put | $1,647,000 | -45.2% | 191 | -33.4% | 0.15% | -44.9% | |
| EPC | Sell | Edgewell Personal Care Co | $1,652,000 | -10.5% | 50,835 | -25.7% | 0.15% | -10.1% |
| New | GOSS 11/15/2019 CALL 25call | $1,639,000 | – | 976 | +100.0% | 0.15% | – | |
| DUK | Buy | Duke Energy Corp | $1,629,000 | +28.9% | 16,996 | +18.6% | 0.15% | +29.6% |
| ANDAU | New | Andina Acquisition Corp Iiiunit 09/24/2020 | $1,628,000 | – | 155,000 | +100.0% | 0.15% | – |
| MDT | New | Medtronic PLC | $1,629,000 | – | 14,994 | +100.0% | 0.15% | – |
| New | MRK 11/15/2019 CALL 85call | $1,616,000 | – | 192 | +100.0% | 0.15% | – | |
| VICI | Buy | VICI Properties Inc | $1,618,000 | +213.0% | 71,425 | +204.5% | 0.15% | +214.9% |
| SYNH | New | Syneos Health Inccl a | $1,593,000 | – | 29,933 | +100.0% | 0.15% | – |
| New | IONS 04/17/2020 PUT 60put | $1,570,000 | – | 262 | +100.0% | 0.14% | – | |
| ALXN | Buy | Alexion Pharmaceuticals Inc | $1,571,000 | +571.4% | 16,037 | +796.9% | 0.14% | +585.7% |
| PICU | New | Pivotal Investment Corporation IIunit 06/01/2025 | $1,560,000 | – | 153,289 | +100.0% | 0.14% | – |
| HCP | Buy | HCP Inc | $1,565,000 | +311.8% | 43,927 | +270.0% | 0.14% | +308.6% |
| WH | Buy | Wyndham Hotels & Resorts Inc | $1,565,000 | +46.4% | 30,252 | +57.8% | 0.14% | +47.4% |
| MU | New | Micron Technology Inc | $1,550,000 | – | 36,166 | +100.0% | 0.14% | – |
| HAIN | Buy | Hain Celestial Group Inc | $1,546,000 | -2.0% | 72,009 | +0.0% | 0.14% | -0.7% |
| EXPCU | New | Experience Investment Corpunit 09/01/2026 | $1,552,000 | – | 155,047 | +100.0% | 0.14% | – |
| New | ALNY 12/20/2019 CALL 85call | $1,544,000 | – | 192 | +100.0% | 0.14% | – | |
| CIEN | Sell | Ciena Corp | $1,544,000 | -7.8% | 39,355 | -3.3% | 0.14% | -6.6% |
| New | DermTech Equity Warrant Exp 29 Aug 2024*w exp 08/29/202 | $1,534,000 | – | 274,000 | +100.0% | 0.14% | – | |
| RCL | New | Royal Caribbean Cruises Ltd | $1,535,000 | – | 14,169 | +100.0% | 0.14% | – |
| CRM | Sell | Salesforce.com Inc | $1,524,000 | -63.1% | 10,268 | -62.2% | 0.14% | -62.7% |
| SSPKU | New | Silver Spike Acquisition Corpunit 99/99/9999 | $1,514,000 | – | 150,000 | +100.0% | 0.14% | – |
| CNC | Buy | Centene Corp | $1,505,000 | +285.9% | 34,784 | +367.5% | 0.14% | +294.3% |
| New | MRTX 11/15/2019 PUT 80put | $1,496,000 | – | 192 | +100.0% | 0.14% | – | |
| New | SSNC 11/15/2019 CALL 55call | $1,459,000 | – | 283 | +100.0% | 0.13% | – | |
| LPT | Buy | Liberty Property Trustsh ben int | $1,451,000 | +594.3% | 28,262 | +577.7% | 0.13% | +600.0% |
| SLG | Buy | SL Green Realty Corp | $1,446,000 | +21.3% | 17,691 | +19.3% | 0.13% | +23.1% |
| CHMA | Buy | Chiasma Inc | $1,439,000 | +105.3% | 290,746 | +209.6% | 0.13% | +106.2% |
| ENFC | Sell | Entegra Financial Corp | $1,430,000 | -0.5% | 47,613 | -0.2% | 0.13% | 0.0% |
| ESTC | Buy | Elastic Nv | $1,428,000 | +211.1% | 17,339 | +182.3% | 0.13% | +211.9% |
| EXTN | Buy | Exterran Corp | $1,432,000 | +39.0% | 109,637 | +51.3% | 0.13% | +39.4% |
| RPT | Sell | RPT Realtysh ben int | $1,427,000 | +1.7% | 105,341 | -9.1% | 0.13% | +2.3% |
| WING | New | Wingstop Inc | $1,416,000 | – | 16,223 | +100.0% | 0.13% | – |
| AEO | New | American Eagle Outfitters Inc | $1,413,000 | – | 87,100 | +100.0% | 0.13% | – |
| SCPEU | New | Sc Health Corpunit 99/99/9999 | $1,409,000 | – | 136,180 | +100.0% | 0.13% | – |
| DEA | Buy | Easterly Government Properties Inc | $1,406,000 | +53.0% | 65,987 | +30.0% | 0.13% | +53.6% |
| GIXU | Sell | Gigcapital2 Incunit 02/28/2026 | $1,400,000 | -88.9% | 135,892 | -89.2% | 0.13% | -88.9% |
| CERC | Buy | Cerecor Inc | $1,394,000 | -24.1% | 423,640 | +25.5% | 0.13% | -23.4% |
| CLBK | Buy | Columbia Financial Inc | $1,394,000 | +15.4% | 88,297 | +10.4% | 0.13% | +16.4% |
| COMM | Sell | CommScope Holding Company Inc | $1,389,000 | -42.9% | 118,147 | -23.6% | 0.13% | -42.5% |
| HWC | New | Hancock Holding Co | $1,387,000 | – | 36,228 | +100.0% | 0.13% | – |
| New | GLD 10/11/2019 CALL 138.5call | $1,389,000 | – | 100 | +100.0% | 0.13% | – | |
| MNCLW | Monocle Acquisition Corp Wts $11.5 Exp.06/12/24*w exp 12/06/202 | $1,375,000 | +1.0% | 137,500 | 0.0% | 0.13% | +1.6% | |
| TMO | Sell | Thermo Fisher Scientific Inc | $1,370,000 | -16.4% | 4,703 | -15.7% | 0.13% | -15.4% |
| Buy | IMMU 01/17/2020 CALL 25call | $1,368,000 | +52.2% | 1,032 | +59.3% | 0.12% | +52.4% | |
| HSC | New | Harsco Corp | $1,359,000 | – | 71,699 | +100.0% | 0.12% | – |
| NPAUU | New | New Providence Acquisition Corpunit 09/01/2024 | $1,362,000 | – | 135,000 | +100.0% | 0.12% | – |
| D | Buy | Dominion Energy Inc | $1,355,000 | +5.9% | 16,715 | +1.1% | 0.12% | +6.9% |
| TLRA | Buy | Telaria Inc | $1,348,000 | +273.4% | 195,029 | +306.3% | 0.12% | +275.8% |
| ALACU | Sell | Alberton Acquisition Corpunit 04/22/2020 | $1,319,000 | -76.9% | 125,000 | -86.5% | 0.12% | -76.7% |
| QTS | Buy | QTS Realty Trust Inc | $1,322,000 | +35.5% | 25,713 | +21.7% | 0.12% | +36.0% |
| GD | New | General Dynamics Corp | $1,308,000 | – | 7,156 | +100.0% | 0.12% | – |
| HHHHU | Sell | Wealthbridge Acquisition Ltdunit 99/99/9999 | $1,302,000 | -74.3% | 125,000 | -75.0% | 0.12% | -74.1% |
| EDTXU | Sell | Edtechx Holdings Acquisition Corpunit 12/31/2025 | $1,293,000 | -74.4% | 124,882 | -75.0% | 0.12% | -74.1% |
| AZPN | Sell | Aspen Technology Inc | $1,285,000 | -43.1% | 10,441 | -42.5% | 0.12% | -42.4% |
| New | HPT 12/20/2019 PUT 22put | $1,290,000 | – | 500 | +100.0% | 0.12% | – | |
| ILPT | New | Industrial Logistics Properties Trust | $1,283,000 | – | 60,375 | +100.0% | 0.12% | – |
| FTACU | New | Fintech Acquisition Corpunit 12/01/2023 | $1,272,000 | – | 119,138 | +100.0% | 0.12% | – |
| NRG | Buy | NRG Energy Inc | $1,270,000 | +187.3% | 32,060 | +154.8% | 0.12% | +190.0% |
| DRE | Buy | Duke Realty Corp | $1,256,000 | +100.6% | 36,969 | +86.6% | 0.12% | +101.8% |
| RUSHA | Buy | Rush Enterprises Inc Class Acl a | $1,252,000 | +180.7% | 32,442 | +165.5% | 0.12% | +180.5% |
| CACC | Buy | Credit Acceptance Corp | $1,243,000 | +13.4% | 2,694 | +18.9% | 0.11% | +14.0% |
| PAAC | New | Proficient Alpha Acquisition Corp | $1,239,000 | – | 125,000 | +100.0% | 0.11% | – |
| THBRU | New | Thunder Bridge Acquisition Ii Ltdunit 99/99/9999 | $1,235,000 | – | 121,300 | +100.0% | 0.11% | – |
| MPWR | Sell | Monolithic Power Systems Inc | $1,230,000 | +13.9% | 7,904 | -0.7% | 0.11% | +15.3% |
| New | BKI 10/18/2019 CALL 65call | $1,233,000 | – | 202 | +100.0% | 0.11% | – | |
| New | ACN 10/18/2019 CALL 202.5call | $1,231,000 | – | 64 | +100.0% | 0.11% | – | |
| OACU | New | Oaktree Acquisition Corpunit 99/99/9999 | $1,219,000 | – | 120,000 | +100.0% | 0.11% | – |
| REZI | Buy | Resideo Technologies Inc | $1,213,000 | +82.7% | 84,528 | +179.1% | 0.11% | +85.0% |
| CENT | New | Central Garden & Pet Co | $1,214,000 | – | 41,549 | +100.0% | 0.11% | – |
| ERIC | Sell | Telefonaktiebolaget LM Ericssonadr b sek 10 | $1,212,000 | -36.5% | 151,819 | -24.4% | 0.11% | -36.2% |
| INCY 01/17/2020 CALL 95call | $1,195,000 | -12.6% | 161 | 0.0% | 0.11% | -11.3% | ||
| Sell | CHKP 10/18/2019 CALL 115call | $1,205,000 | -33.6% | 110 | -29.9% | 0.11% | -33.3% | |
| HYACW | New | Haymaker Acquisition Corp Ii Wts $ 11.5 Exp. 10/31/2026*w exp 10/31/202 | $1,198,000 | – | 120,975 | +100.0% | 0.11% | – |
| New | SUPN 12/20/2019 CALL 31call | $1,201,000 | – | 437 | +100.0% | 0.11% | – | |
| BRG | Buy | Bluerock Residential Growth REIT Inc | $1,187,000 | +174.1% | 100,833 | +173.9% | 0.11% | +179.5% |
| Sell | DELL 10/18/2019 CALL 60call | $1,193,000 | -21.7% | 230 | -23.3% | 0.11% | -21.6% | |
| JFKKW | 8i Enterprises Acquisition Corp Wts $11.50 Exp.10/01/25*w exp 10/29/202 | $1,188,000 | +0.9% | 118,900 | 0.0% | 0.11% | +1.9% | |
| Sell | TEL 10/18/2019 CALL 100call | $1,193,000 | -43.6% | 128 | -42.1% | 0.11% | -43.5% | |
| CTO | Buy | Consolidated-Tomoka Land Co | $1,188,000 | +42.6% | 18,104 | +29.8% | 0.11% | +43.4% |
| NVST | New | Envista Holdings Corp | $1,193,000 | – | 42,787 | +100.0% | 0.11% | – |
| L100PS | New | Arconic Inc | $1,173,000 | – | 45,112 | +100.0% | 0.11% | – |
| CHDN | Sell | Churchill Downs Inc | $1,180,000 | +0.1% | 9,557 | -6.8% | 0.11% | +0.9% |
| HR | Buy | Healthcare Realty Trust Inc | $1,180,000 | +42.2% | 35,229 | +32.9% | 0.11% | +42.1% |
| EXC | Sell | Exelon Corp | $1,162,000 | -10.5% | 24,050 | -11.2% | 0.11% | -9.3% |
| EQC | Buy | Equity Commonwealth | $1,165,000 | +36.9% | 34,024 | +30.0% | 0.11% | +39.0% |
| GRSHU | New | Gores Holdings Iii Incunit 09/07/2024 | $1,170,000 | – | 110,881 | +100.0% | 0.11% | – |
| TMUS | Sell | T-Mobile US Inc | $1,160,000 | -3.3% | 14,727 | -9.0% | 0.11% | -2.8% |
| Sell | Infinera Corpnote 2.125% 9/0 | $1,156,000 | -24.1% | 1,322,000 | -13.9% | 0.11% | -23.7% | |
| RLJ | Buy | RLJ Lodging Trust | $1,154,000 | +7.5% | 67,900 | +12.2% | 0.11% | +8.2% |
| FLT | Sell | Fleetcor Technologies Inc | $1,159,000 | -59.5% | 4,042 | -60.3% | 0.11% | -59.2% |
| SHYG | New | iShares 0-5 Year High Yield Corporate Bond ETF0-5yr hi yl cp | $1,146,000 | – | 24,650 | +100.0% | 0.10% | – |
| EAT | Buy | Brinker International Inc | $1,129,000 | +33.1% | 26,456 | +22.8% | 0.10% | +35.1% |
| FRANQ | New | Francesca's Holdings Corp | $1,124,000 | – | 80,315 | +100.0% | 0.10% | – |
| EFF | Buy | Eaton Vance Floating Rate Income Plus Closed Fund | $1,119,000 | +157.2% | 73,553 | +153.4% | 0.10% | +157.5% |
| MPW | New | Medical Properties Trust Inc | $1,118,000 | – | 57,138 | +100.0% | 0.10% | – |
| EZPW | Buy | EZCORP Inccl a non vtg | $1,124,000 | +7.3% | 174,088 | +57.3% | 0.10% | +8.4% |
| TRCB | New | Two River Bancorp | $1,107,000 | – | 53,389 | +100.0% | 0.10% | – |
| BRKB | New | Berkshire Hathaway Inccl b new | $1,113,000 | – | 5,350 | +100.0% | 0.10% | – |
| LX | Buy | Lexinfintech Holdings Ltdadr | $1,096,000 | +38.9% | 109,261 | +54.5% | 0.10% | +38.9% |
| VER | Buy | VEREIT Inc | $1,094,000 | +42.3% | 111,843 | +31.0% | 0.10% | +42.9% |
| VFC | New | VF Corp | $1,076,000 | – | 12,095 | +100.0% | 0.10% | – |
| CYOU | Buy | Changyou.Com Ltdads rep cl a | $1,077,000 | +265.1% | 113,419 | +269.8% | 0.10% | +266.7% |
| HSACU | Sell | Health Sciences Acquisitions Corpunit 04/01/2024 | $1,073,000 | -81.1% | 100,000 | -81.4% | 0.10% | -81.0% |
| HPP | Buy | Hudson Pacific Properties Inc | $1,072,000 | +20.7% | 32,039 | +20.0% | 0.10% | +21.0% |
| ABBV | New | AbbVie Inc | $1,066,000 | – | 14,073 | +100.0% | 0.10% | – |
| THCBU | Sell | TUSCAN HOLDINGS CORPunit 99/99/9999 | $1,069,000 | -87.4% | 100,000 | -87.5% | 0.10% | -87.3% |
| GSAHU | New | Gs Acquisition Holdings Corpunit 06/12/2023 | $1,054,000 | – | 99,000 | +100.0% | 0.10% | – |
| BRPA | Sell | Big Rock Partners Acquisition Corp | $1,058,000 | -66.3% | 100,000 | -66.7% | 0.10% | -66.1% |
| New | AXSM 12/20/2019 CALL 40call | $1,063,000 | – | 525 | +100.0% | 0.10% | – | |
| ADI | Sell | Analog Devices Inc | $1,057,000 | -69.0% | 9,464 | -68.7% | 0.10% | -68.7% |
| DEACU | Buy | DIAMOND EAGLE ACQUISITION CORPunit 06/30/2026 | $1,031,000 | +2.5% | 101,400 | +1.4% | 0.10% | +3.3% |
| TRNEU | Sell | Trine Acquisition Corpunit 03/31/2021 | $1,035,000 | -47.8% | 100,000 | -50.0% | 0.10% | -47.2% |
| SPG | New | Simon Property Group Inc | $1,032,000 | – | 6,630 | +100.0% | 0.10% | – |
| FWONA | New | Liberty Media Corp Series A | $1,041,000 | – | 26,300 | +100.0% | 0.10% | – |
| BROG | Twelve Seas Investment Co | $1,024,000 | +0.8% | 100,000 | 0.0% | 0.09% | +2.2% | |
| BROGW | Twelve Seas Investment Co Wts $11.5 Exp.7/13/2023*w exp 12/22/202 | $1,024,000 | +0.9% | 100,000 | 0.0% | 0.09% | +2.2% | |
| STAG | Buy | STAG Industrial Inc | $1,028,000 | +203.2% | 34,855 | +210.7% | 0.09% | +203.2% |
| NFINU | New | Netfin Acquisition Corpunit 08/01/2024 | $1,009,000 | – | 100,000 | +100.0% | 0.09% | – |
| ESRT | Buy | Empire State Realty Trust Inccl a | $1,013,000 | +12.4% | 70,958 | +16.6% | 0.09% | +13.4% |
| CMG | New | Chipotle Mexican Grill Inc | $1,009,000 | – | 1,200 | +100.0% | 0.09% | – |
| DBX | New | Dropbox Inccl a | $1,009,000 | – | 50,000 | +100.0% | 0.09% | – |
| LIQT | Buy | LiqTech International Inc | $1,004,000 | +24.9% | 127,067 | +56.6% | 0.09% | +26.0% |
| THCAU | New | Tuscan Holdings Corp IIunit 04/01/2026 | $1,005,000 | – | 100,000 | +100.0% | 0.09% | – |
| TRU | Sell | Transunion | $993,000 | -56.3% | 12,239 | -60.4% | 0.09% | -56.0% |
| DPLO | New | Diplomat Pharmacy Inc | $984,000 | – | 200,758 | +100.0% | 0.09% | – |
| TRNE | New | Trine Acquisition Corp | $985,000 | – | 99,800 | +100.0% | 0.09% | – |
| LBTYK | New | Liberty Global PLC | $985,000 | – | 41,412 | +100.0% | 0.09% | – |
| APXTU | New | Apex Technology Acquisition Corpunit 06/11/2026 | $978,000 | – | 96,000 | +100.0% | 0.09% | – |
| ASMB | Buy | Assembly Biosciences Inc | $985,000 | -22.7% | 100,168 | +6.1% | 0.09% | -22.4% |
| TRMB | New | Trimble Inc | $971,000 | – | 25,010 | +100.0% | 0.09% | – |
| RAMP | New | LiveRamp Holdings Inc | $972,000 | – | 22,631 | +100.0% | 0.09% | – |
| HNGR | Sell | Hanger Inc | $974,000 | -1.6% | 47,806 | -7.6% | 0.09% | -1.1% |
| PFF | Buy | iShares Preferred and Income Securities ETFpfd and incm sec | $972,000 | +8.4% | 25,889 | +6.3% | 0.09% | +8.5% |
| Buy | AMRN 12/20/2019 CALL 16call | $966,000 | -14.2% | 637 | +9.6% | 0.09% | -12.7% | |
| SOI | Buy | Solaris Oilfield Infrastructure Inc | $966,000 | +99.2% | 71,974 | +122.4% | 0.09% | +102.3% |
| STML | Buy | Stemline Therapeutics Inc | $959,000 | -28.5% | 92,152 | +5.2% | 0.09% | -27.9% |
| IGT | Buy | International Game Technology PLC | $957,000 | +29.1% | 67,313 | +17.8% | 0.09% | +31.3% |
| CISN | Buy | Cision Ltd | $947,000 | +70.3% | 123,133 | +159.7% | 0.09% | +70.6% |
| Buy | QQQ 10/04/2019 CALL 185call | $944,000 | +68.6% | 50 | +66.7% | 0.09% | +70.6% | |
| NWSA | New | News Corpcl a | $947,000 | – | 68,033 | +100.0% | 0.09% | – |
| CSTE | Buy | Caesarstone Ltd | $948,000 | +22.6% | 57,094 | +11.0% | 0.09% | +24.3% |
| AEP | New | American Electric Power Company Inc | $936,000 | – | 9,992 | +100.0% | 0.09% | – |
| BYD | Sell | Boyd Gaming Corp | $923,000 | -16.8% | 38,557 | -6.3% | 0.08% | -15.8% |
| New | ST 10/18/2019 CALL 55call | $931,000 | – | 186 | +100.0% | 0.08% | – | |
| LGFA | New | Lions Gate Entertainment Corpcl a vtg | $926,000 | – | 100,094 | +100.0% | 0.08% | – |
| ALTR | Buy | Altair Engineering Inc | $928,000 | +127.5% | 26,800 | +165.0% | 0.08% | +129.7% |
| ARQL | Buy | ArQule Inc | $920,000 | -29.0% | 128,307 | +9.0% | 0.08% | -28.8% |
| AGR | Buy | Avangrid Inc | $917,000 | +33.7% | 17,544 | +29.1% | 0.08% | +35.5% |
| New | VRSK 10/18/2019 PUT 155put | $918,000 | – | 58 | +100.0% | 0.08% | – | |
| ZM | Buy | Zoom Video Communications Inccl a | $906,000 | -13.3% | 11,893 | +1.1% | 0.08% | -12.6% |
| QEP | Buy | QEP Resources Inc | $888,000 | -48.4% | 239,969 | +0.7% | 0.08% | -48.4% |
| New | GOSS 10/18/2019 PUT 17.5put | $888,000 | – | 529 | +100.0% | 0.08% | – | |
| ACTTU | Sell | Act Ii Global Acquisition Corpunit 04/30/2026 | $882,000 | -12.8% | 85,000 | -15.0% | 0.08% | -12.0% |
| RBBN | Sell | Ribbon Communications Inc | $883,000 | -28.7% | 151,167 | -40.3% | 0.08% | -28.3% |
| AWK | New | American Water Works Company Inc | $872,000 | – | 7,021 | +100.0% | 0.08% | – |
| MDGL | Sell | Madrigal Pharmaceuticals Inc | $876,000 | -24.3% | 10,157 | -8.0% | 0.08% | -23.8% |
| MXE | Buy | Mexico Equity and Income Closed Fund | $864,000 | -4.6% | 82,107 | +0.6% | 0.08% | -3.7% |
| DDMX | Sell | Dd3 Acquisition Corp | $858,000 | -73.5% | 84,548 | -73.9% | 0.08% | -73.2% |
| ACHN | New | Achillion Pharmaceuticals Inc | $853,000 | – | 236,858 | +100.0% | 0.08% | – |
| NHS | Sell | Neuberger Berman High Yield Strategies Fund Inc | $847,000 | -67.0% | 70,158 | -68.0% | 0.08% | -66.7% |
| SPGI | Sell | S&P Global Inc | $846,000 | -72.4% | 3,455 | -74.3% | 0.08% | -72.0% |
| GSAHWS | Buy | GS Acquisition Holdings Corp Wts $ 11.50 Exp 07/30/2023*w exp 06/12/202 | $838,000 | +101.4% | 82,145 | +100.4% | 0.08% | +102.6% |
| CARS | New | Cars.com Inc | $841,000 | – | 93,647 | +100.0% | 0.08% | – |
| ALGRW | Allegro Merger Corp Wts$ 11.5 Exp.01/06/25*w exp 01/06/202 | $838,000 | +1.1% | 82,725 | 0.0% | 0.08% | +2.7% | |
| ALGR | New | Allegro Merger Corp | $838,000 | – | 82,725 | +100.0% | 0.08% | – |
| NVEE | Buy | NV5 Global Inc | $828,000 | +292.4% | 12,133 | +368.1% | 0.08% | +300.0% |
| MAA | Buy | Mid-America Apartment Communities Inc | $826,000 | +268.8% | 6,350 | +234.6% | 0.08% | +280.0% |
| New | GOLD 11/15/2019 CALL 22call | $832,000 | – | 480 | +100.0% | 0.08% | – | |
| MRLN | Buy | Marlin Business Services Corp | $826,000 | +92.5% | 32,772 | +90.4% | 0.08% | +94.9% |
| BG | New | Bunge Ltd | $802,000 | – | 14,172 | +100.0% | 0.07% | – |
| SDC | New | Smiledirectclub Inc | $807,000 | – | 58,132 | +100.0% | 0.07% | – |
| AMED | New | Amedisys Inc | $801,000 | – | 6,113 | +100.0% | 0.07% | – |
| LACQU | Leisure Acquisition Corpunit 99/99/9999 | $800,000 | +2.3% | 75,000 | 0.0% | 0.07% | +2.8% | |
| MSGS | Sell | Madison Square Garden Cocl a | $781,000 | -68.3% | 2,963 | -66.4% | 0.07% | -67.9% |
| TELL | Buy | Tellurian Inc | $788,000 | +187.6% | 94,827 | +171.6% | 0.07% | +188.0% |
| CIGI | Sell | Colliers International Group Inc | $781,000 | -24.2% | 10,400 | -27.8% | 0.07% | -23.4% |
| PSA | Buy | Public Storage | $778,000 | +37.2% | 3,172 | +33.3% | 0.07% | +36.5% |
| New | ITCI 02/21/2020 CALL 12.5call | $769,000 | – | 1,029 | +100.0% | 0.07% | – | |
| TOTAW | Tottenham Acquisition I Ltd Wts $ 11.50 Exp. 06/05/25*w exp 05/06/202 | $773,000 | +1.0% | 75,000 | 0.0% | 0.07% | +1.4% | |
| LASR | Buy | Nlight Inc | $762,000 | +194.2% | 48,682 | +260.6% | 0.07% | +191.7% |
| TKKSU | New | Tkk Symphony Acquisition Corporationunit 08/15/2023 | $759,000 | – | 66,500 | +100.0% | 0.07% | – |
| Tesla Incnote 2.000% 5/1 | $765,000 | +3.5% | 752,000 | 0.0% | 0.07% | +4.5% | ||
| FOE | Buy | Ferro Corp | $767,000 | +110.7% | 64,636 | +180.2% | 0.07% | +112.1% |
| GRA | New | W. R. Grace & Co | $761,000 | – | 11,405 | +100.0% | 0.07% | – |
| ANET | New | Arista Networks Inc | $757,000 | – | 3,167 | +100.0% | 0.07% | – |
| GHG | Buy | Greentree Hospitality Group Ltdsponsored ads | $750,000 | +6.5% | 74,961 | +38.5% | 0.07% | +7.8% |
| ACTG | Buy | Acacia Research Corp | $755,000 | -7.5% | 281,734 | +2.2% | 0.07% | -6.8% |
| SO | New | Southern Co | $747,000 | – | 12,089 | +100.0% | 0.07% | – |
| EXTR | Buy | Extreme Networks Inc | $737,000 | +23.5% | 101,254 | +9.8% | 0.07% | +25.9% |
| HUBS | Sell | Hubspot Inc | $746,000 | -66.7% | 4,918 | -62.6% | 0.07% | -66.7% |
| IYR | New | iShares US Real Estate ETFu.s. real es etf | $745,000 | – | 7,966 | +100.0% | 0.07% | – |
| FIX | New | Comfort Systems USA Inc | $740,000 | – | 16,742 | +100.0% | 0.07% | – |
| OPESW | Buy | Opes Acquisition Corp Wts $11.5 Exp 01/15/2023*w exp 03/13/202 | $726,000 | +76.2% | 70,000 | +75.0% | 0.07% | +81.1% |
| New | JAZZ 10/18/2019 PUT 130put | $730,000 | – | 57 | +100.0% | 0.07% | – | |
| BMY | New | Bristol-Myers Squibb Co | $727,000 | – | 14,331 | +100.0% | 0.07% | – |
| MGP | Buy | MGM Growth Properties LLC | $716,000 | +133.2% | 23,824 | +137.7% | 0.07% | +135.7% |
| MDU | Buy | MDU Resources Group Inc | $719,000 | +53.3% | 25,512 | +40.5% | 0.07% | +53.5% |
| TZACU | New | Tenzing Acquisition Corpunit 08/24/2024 | $713,000 | – | 65,021 | +100.0% | 0.06% | – |
| HCACU | New | Hennessy Capital Acquisition Corp Ivunit 99/99/9999 | $704,000 | – | 66,726 | +100.0% | 0.06% | – |
| New | CARA 01/17/2020 PUT 17.5put | $702,000 | – | 384 | +100.0% | 0.06% | – | |
| PBYI | New | Puma Biotechnology Inc | $695,000 | – | 64,532 | +100.0% | 0.06% | – |
| FDX | New | FedEx Corp | $700,000 | – | 4,806 | +100.0% | 0.06% | – |
| CEMI | Buy | Chembio Diagnostics Inc | $693,000 | +23.8% | 113,250 | +23.2% | 0.06% | +25.5% |
| NVS | New | Novartis AGsponsored adr | $700,000 | – | 8,058 | +100.0% | 0.06% | – |
| New | RETA 12/20/2019 CALL 100call | $699,000 | – | 87 | +100.0% | 0.06% | – | |
| PGNX | Buy | Progenics Pharmaceuticals Inc | $697,000 | +58.0% | 137,793 | +92.8% | 0.06% | +60.0% |
| LGCU | Buy | Legacy Acquisition Corpunit 05/31/2024 | $686,000 | +174.4% | 65,315 | +172.7% | 0.06% | +173.9% |
| SPPP | Sell | Sprott Physical Platinum and Palladium CFunit | $682,000 | -75.1% | 53,286 | -77.6% | 0.06% | -74.7% |
| ROKU | New | Roku Inc | $691,000 | – | 6,793 | +100.0% | 0.06% | – |
| TGLS | Buy | Tecnoglass Inc | $674,000 | +77.4% | 82,952 | +41.6% | 0.06% | +77.1% |
| OEC | Sell | Orion Engineered Carbons SA | $677,000 | -22.5% | 40,520 | -0.7% | 0.06% | -22.5% |
| New | INSM 01/17/2020 CALL 18call | $677,000 | – | 384 | +100.0% | 0.06% | – | |
| ELAN | New | Elanco Animal Health Inc | $666,000 | – | 25,049 | +100.0% | 0.06% | – |
| CHRS | Sell | Coherus BioSciences Inc | $663,000 | -12.9% | 32,747 | -4.9% | 0.06% | -11.6% |
| CCHU | New | Collier Creek Holdingsunit 99/99/9999 | $669,000 | – | 62,512 | +100.0% | 0.06% | – |
| MET | New | Metlife Inc | $668,000 | – | 14,158 | +100.0% | 0.06% | – |
| VTIQW | New | Vectoiq Acquisition Corp Wts $11.5 Exp. 06/11/23*w exp 05/11/202 | $654,000 | – | 64,000 | +100.0% | 0.06% | – |
| New | GTHX 10/18/2019 PUT 30put | $656,000 | – | 288 | +100.0% | 0.06% | – | |
| CARA | Sell | Cara Therapeutics Inc | $650,000 | -57.7% | 35,549 | -50.3% | 0.06% | -57.1% |
| BZUN | Buy | Baozun Incsponsored adr | $639,000 | +30.7% | 14,974 | +52.5% | 0.06% | +34.1% |
| KALA | New | Kala Pharmaceuticals Inc | $642,000 | – | 168,725 | +100.0% | 0.06% | – |
| EIX | Buy | Edison International | $645,000 | +153.9% | 8,554 | +127.0% | 0.06% | +156.5% |
| SYMC | New | Symantec Corp | $631,000 | – | 26,684 | +100.0% | 0.06% | – |
| New | AVY 10/18/2019 CALL 125call | $636,000 | – | 56 | +100.0% | 0.06% | – | |
| ALIM | Alimera Sciences Inc | $634,000 | -36.4% | 1,120,000 | 0.0% | 0.06% | -36.3% | |
| NIHD | Buy | Nii Holdings Inc | $628,000 | +181.6% | 320,209 | +142.8% | 0.06% | +190.0% |
| AVTR | New | Avantor Inc | $629,000 | – | 42,773 | +100.0% | 0.06% | – |
| New | FOXA 10/18/2019 CALL 35call | $618,000 | – | 196 | +100.0% | 0.06% | – | |
| CBSA | New | CBS Corpcl a | $623,000 | – | 14,367 | +100.0% | 0.06% | – |
| BIOXWS | Union Acquisition Corp Wts $11.5 Exp.7/01/25*w exp 03/14/202 | $620,000 | +21.6% | 96,160 | 0.0% | 0.06% | +23.9% | |
| WHLRD | Buy | Wheeler Real Estate Invt TRpfd cnv ser d | $610,000 | -4.1% | 42,987 | +3.1% | 0.06% | -3.4% |
| SIC | Buy | Select Interior Concepts Inccl a | $615,000 | +75.7% | 47,395 | +57.6% | 0.06% | +75.0% |
| AVRO | New | Avrobio Inc | $607,000 | – | 43,003 | +100.0% | 0.06% | – |
| DHR | Sell | Danaher Corp | $603,000 | -24.2% | 4,172 | -25.0% | 0.06% | -23.6% |
| ORTX | New | Orchard Therapeutics Plcads | $604,000 | – | 50,800 | +100.0% | 0.06% | – |
| ITRN | Sell | Ituran Location and Control Ltd | $602,000 | -34.1% | 24,283 | -20.0% | 0.06% | -33.7% |
| MDY | New | SPDR S&P MidCap 400 ETFutser1 s&pdcrp | $600,000 | – | 1,701 | +100.0% | 0.06% | – |
| KRE | New | SPDR S&P Regional Banking ETFs&p regl bkg | $604,000 | – | 11,449 | +100.0% | 0.06% | – |
| NHF | Buy | NexPoint Credit Strategies Fund | $601,000 | +13.4% | 33,500 | +19.6% | 0.06% | +14.6% |
| PTGX | Sell | Protagonist Therapeutics Inc | $588,000 | -54.2% | 48,972 | -53.8% | 0.05% | -53.8% |
| WDC | New | Western Digital Corp | $586,000 | – | 9,820 | +100.0% | 0.05% | – |
| SBGI | Sell | Sinclair Broadcast Group Inccl a | $584,000 | -51.0% | 13,662 | -38.6% | 0.05% | -50.5% |
| SMTA | Buy | Spirit Mta Reit | $583,000 | +24.0% | 69,034 | +22.6% | 0.05% | +23.3% |
| Sell | SLDB 10/18/2019 CALL 7.5call | $580,000 | +28.3% | 561 | -28.6% | 0.05% | +29.3% | |
| CART | New | Carolina Trust Bancshares Inc | $571,000 | – | 54,430 | +100.0% | 0.05% | – |
| FCFS | New | FirstCash Inc | $567,000 | – | 6,185 | +100.0% | 0.05% | – |
| Sell | ITCI 02/21/2020 PUT 5put | $562,000 | -77.0% | 752 | -60.1% | 0.05% | -76.6% | |
| MNKKQ | New | Mallinckrodt Plc | $571,000 | – | 237,050 | +100.0% | 0.05% | – |
| CCHWS | Buy | Collier Creek Holdings Wts $ 11.50 Exp 11/26/2023*w exp 99/99/999 | $560,000 | +460.0% | 55,000 | +450.0% | 0.05% | +466.7% |
| AEE | Sell | Ameren Corp | $551,000 | -34.5% | 6,885 | -38.5% | 0.05% | -33.8% |
| MTX | Buy | Minerals Technologies Inc | $554,000 | +41.3% | 10,441 | +42.6% | 0.05% | +41.7% |
| BXG | Buy | Bluegreen Vacations Corp | $549,000 | -3.3% | 58,883 | +21.1% | 0.05% | -3.8% |
| AIMT | New | Aimmune Therapeutics Inc | $544,000 | – | 26,000 | +100.0% | 0.05% | – |
| Sell | SRPT 08/21/2020 PUT 120put | $550,000 | -83.6% | 73 | -66.8% | 0.05% | -83.6% | |
| STNLU | New | Sentinel Energy Services Incunit 99/99/9999 | $541,000 | – | 51,180 | +100.0% | 0.05% | – |
| AEIS | New | Advanced Energy Industries Inc | $542,000 | – | 9,433 | +100.0% | 0.05% | – |
| PWR | New | Quanta Services Inc | $546,000 | – | 14,435 | +100.0% | 0.05% | – |
| TCMD 10/18/2019 PUT 40put | $550,000 | -25.7% | 130 | 0.0% | 0.05% | -25.4% | ||
| FSEA | New | First Seacoast Bancorp | $548,000 | – | 58,498 | +100.0% | 0.05% | – |
| BDC | New | Belden Inc | $536,000 | – | 10,049 | +100.0% | 0.05% | – |
| SIGI | New | Selective Insurance Group Inc | $534,000 | – | 7,098 | +100.0% | 0.05% | – |
| VMW | New | VMware Inc | $532,000 | – | 3,544 | +100.0% | 0.05% | – |
| CPAAU | New | Conyers Park Ii Acquisition Corpunit 99/99/9999 | $529,000 | – | 49,669 | +100.0% | 0.05% | – |
| IIPR | Buy | Innovative Industrial Properties Inc | $522,000 | +87.8% | 5,652 | +151.6% | 0.05% | +92.0% |
| CHWY | New | Chewy Inccl a | $517,000 | – | 21,053 | +100.0% | 0.05% | – |
| PZZA | New | Papa John's International Inc | $513,000 | – | 9,800 | +100.0% | 0.05% | – |
| KURA | New | Kura Oncology Inc | $511,000 | – | 33,685 | +100.0% | 0.05% | – |
| RH | Sell | Restoration Hardware Holdings Inc | $513,000 | -5.4% | 3,005 | -36.0% | 0.05% | -4.1% |
| UGI | Buy | UGI Corp | $508,000 | +82.7% | 10,111 | +94.2% | 0.05% | +88.0% |
| New | ROKU 10/04/2019 CALL 100call | $509,000 | – | 50 | +100.0% | 0.05% | – | |
| VRSK | New | Verisk Analytics Inc | $510,000 | – | 3,224 | +100.0% | 0.05% | – |
| IIIN | New | Insteel Industries Inc | $505,000 | – | 24,588 | +100.0% | 0.05% | – |
| HBI | New | Hanesbrands Inc | $498,000 | – | 32,522 | +100.0% | 0.05% | – |
| INGN | New | Inogen Inc | $498,000 | – | 10,396 | +100.0% | 0.05% | – |
| GMHI | Gores Metropoulos Inc | $504,000 | 0.0% | 50,000 | 0.0% | 0.05% | 0.0% | |
| ACC | Sell | American Campus Communities Inc | $500,000 | -28.5% | 10,397 | -31.3% | 0.05% | -28.1% |
| LORL | Sell | Loral Space & Communications Inc | $486,000 | +3.6% | 11,735 | -13.6% | 0.04% | +4.7% |
| Sell | GWPH 01/17/2020 PUT 125put | $495,000 | -92.0% | 43 | -88.0% | 0.04% | -92.0% | |
| AXNX | New | Axonics Modulation Technologies Inc | $496,000 | – | 18,413 | +100.0% | 0.04% | – |
| WSC | Buy | WillScot Corp | $490,000 | +38.0% | 31,453 | +33.1% | 0.04% | +40.6% |
| ATUS | Sell | Altice Usa Inccl a | $480,000 | -75.7% | 16,750 | -79.4% | 0.04% | -75.6% |
| XLY | Consumer Discretionary Select Sector SPDR Fundsbi cons discr | $483,000 | +1.3% | 4,000 | 0.0% | 0.04% | +2.3% | |
| AES | New | AES Corp | $485,000 | – | 29,655 | +100.0% | 0.04% | – |
| LENB | New | Lennar Corp Class Bcl b | $480,000 | – | 10,808 | +100.0% | 0.04% | – |
| CFX | Buy | Colfax Corp | $484,000 | +27.0% | 16,669 | +22.5% | 0.04% | +25.7% |
| TUESQ | Sell | Tuesday Morning Corp | $483,000 | -8.7% | 307,806 | -1.7% | 0.04% | -8.3% |
| CFG | Sell | CITIZENS FINANCIAL GROUP INC | $474,000 | -74.3% | 13,413 | -74.2% | 0.04% | -74.3% |
| BB | New | BlackBerry Ltd | $469,000 | – | 89,419 | +100.0% | 0.04% | – |
| KTB | Sell | Kontoor Brands Inc | $468,000 | -16.4% | 13,323 | -33.4% | 0.04% | -15.7% |
| RETA 12/20/2019 PUT 60put | $474,000 | -14.9% | 59 | 0.0% | 0.04% | -15.7% | ||
| RNG | New | RingCentral Inccl a | $466,000 | – | 3,712 | +100.0% | 0.04% | – |
| New | CVM 01/17/2020 PUT 5put | $469,000 | – | 525 | +100.0% | 0.04% | – | |
| Sell | BLUE 01/17/2020 PUT 90put | $459,000 | -90.7% | 50 | -87.1% | 0.04% | -90.6% | |
| PBIP | Buy | Prudential Bancorp Inc | $456,000 | +2.2% | 26,818 | +13.8% | 0.04% | +2.4% |
| XENE | Sell | Xenon Pharmaceuticals Inc | $460,000 | -9.8% | 51,007 | -1.5% | 0.04% | -8.7% |
| ES | Buy | Eversource Energy | $462,000 | +44.8% | 5,405 | +28.3% | 0.04% | +44.8% |
| BAM | Sell | Brookfield Asset Management Inccl a ltd vt sh | $456,000 | -3.6% | 8,580 | -13.3% | 0.04% | -2.3% |
| GRSHW | New | Gores Holdings III Inc Wts $ 11.50 Exp 09/11/2023*w exp 09/11/202 | $445,000 | – | 44,044 | +100.0% | 0.04% | – |
| CLDR | Sell | Cloudera Inc | $447,000 | +42.4% | 50,499 | -15.4% | 0.04% | +41.4% |
| OTIC | Otonomy Inc | $449,000 | -13.2% | 188,075 | 0.0% | 0.04% | -12.8% | |
| GLNG | Buy | Golar LNG Ltd | $434,000 | +19.6% | 33,422 | +70.3% | 0.04% | +21.2% |
| CVET | New | Covetrus Inc | $440,000 | – | 37,034 | +100.0% | 0.04% | – |
| GMHIW | Buy | Gores Metropoulos Inc Wts $ 11.5 Exp 03/25/2024*w exp 01/28/202 | $441,000 | +41.8% | 43,683 | +41.2% | 0.04% | +42.9% |
| TCDA | Buy | Tricida Inc | $441,000 | -11.8% | 14,283 | +12.8% | 0.04% | -11.1% |
| GMHIU | New | Gores Metropoulos Incunit 99/99/9999 | $437,000 | – | 41,251 | +100.0% | 0.04% | – |
| PPL | Buy | PPL Corp | $434,000 | +105.7% | 13,787 | +102.4% | 0.04% | +110.5% |
| New | HL 01/17/2020 CALL 3.5call | $440,000 | – | 2,500 | +100.0% | 0.04% | – | |
| TER | New | Teradyne Inc | $433,000 | – | 7,479 | +100.0% | 0.04% | – |
| XLNX | New | Xilinx Inc | $432,000 | – | 4,506 | +100.0% | 0.04% | – |
| ARYA | New | Arya Sciences Acquisition Corp | $435,000 | – | 42,200 | +100.0% | 0.04% | – |
| NEPT | Sell | Neptune Wellness Solutions Inc | $433,000 | -45.3% | 121,580 | -33.2% | 0.04% | -44.4% |
| CMRX | Sell | Chimerix Inc | $436,000 | -46.5% | 185,469 | -1.6% | 0.04% | -45.9% |
| DKS | Sell | Dicks Sporting Goods Inc | $437,000 | -52.4% | 10,697 | -59.7% | 0.04% | -52.4% |
| HUM | New | Humana Inc | $430,000 | – | 1,683 | +100.0% | 0.04% | – |
| TEVA | New | Teva Pharmaceutical Industries Ltdsponsored ads | $430,000 | – | 62,430 | +100.0% | 0.04% | – |
| BHVN | Sell | Biohaven Pharmaceutical Holding Co Ltd | $423,000 | -50.1% | 10,142 | -47.6% | 0.04% | -49.4% |
| TWNK | Buy | Hostess Brands Inccl a | $429,000 | +75.8% | 30,660 | +81.4% | 0.04% | +77.3% |
| LOW | Sell | Lowe's Companies Inc | $428,000 | +3.6% | 3,891 | -5.0% | 0.04% | +2.6% |
| FMCIW | Buy | Forum Merger Ii Corp Wts $11.5 Exp.09/30/25*w exp 09/30/202 | $428,000 | +30.9% | 42,250 | +30.0% | 0.04% | +30.0% |
| New | ARQL 01/17/2020 PUT 7.5put | $413,000 | – | 576 | +100.0% | 0.04% | – | |
| WEN | Sell | Wendys Co | $414,000 | -18.3% | 20,720 | -19.9% | 0.04% | -17.4% |
| ETR | Sell | Entergy Corp | $415,000 | -61.6% | 3,537 | -66.3% | 0.04% | -61.2% |
| UNG | New | United States Natural Gas ETFunit par | $410,000 | – | 20,587 | +100.0% | 0.04% | – |
| NODK | Buy | Ni Holdings Inc | $401,000 | +5.2% | 23,372 | +8.1% | 0.04% | +5.7% |
| WHLRP | Sell | Wheeler Real Estate Invt TRcv pfd ser b | $399,000 | -17.6% | 33,575 | -3.7% | 0.04% | -15.9% |
| NEP | New | Nextera Energy Partners LP | $405,000 | – | 7,666 | +100.0% | 0.04% | – |
| FGEN 12/20/2019 PUT 30put | $392,000 | -18.2% | 106 | 0.0% | 0.04% | -18.2% | ||
| PRTA 12/20/2019 CALL 11call | $397,000 | -25.9% | 507 | 0.0% | 0.04% | -26.5% | ||
| GSL | New | Global Ship Lease Inc | $394,000 | – | 51,493 | +100.0% | 0.04% | – |
| EA | Sell | Electronic Arts Inc | $398,000 | -72.7% | 4,072 | -71.7% | 0.04% | -72.9% |
| WTR | New | Aqua America Inc | $389,000 | – | 8,668 | +100.0% | 0.04% | – |
| CHN | China Closed Fund | $393,000 | -4.1% | 20,265 | 0.0% | 0.04% | -2.7% | |
| IWO | New | iShares Russell 2000 Growth ETFrus 2000 grw etf | $385,000 | – | 2,000 | +100.0% | 0.04% | – |
| IFRX | Buy | Inflarx Nv | $382,000 | +70.5% | 154,507 | +117.5% | 0.04% | +75.0% |
| VC | Sell | Visteon Corp | $377,000 | -75.6% | 4,567 | -82.7% | 0.04% | -75.2% |
| BG 10/18/2019 CALL 60call | $379,000 | +1.6% | 67 | 0.0% | 0.04% | +2.9% | ||
| ZGNX 01/17/2020 CALL 50call | $368,000 | -16.4% | 92 | 0.0% | 0.03% | -15.0% | ||
| EDU | Buy | New Oriental Education & Technology Group Incspon adr | $367,000 | +49.8% | 3,309 | +30.7% | 0.03% | +54.5% |
| C | Sell | Citigroup Inc | $366,000 | -11.8% | 5,298 | -10.5% | 0.03% | -10.5% |
| GIGWS | Gigcapital Inc Wts $ 11.50 Exp. 01/17/2023*w exp 06/08/202 | $371,000 | +0.5% | 35,805 | 0.0% | 0.03% | 0.0% | |
| SFM | New | Sprouts Farmers Market Inc | $373,000 | – | 19,266 | +100.0% | 0.03% | – |
| New | SLDB 10/18/2019 PUT 5put | $359,000 | – | 347 | +100.0% | 0.03% | – | |
| BRPAW | Big Rock Partners Acquisition Corp Wts $11.50 Exp.12/01/22*w exp 12/01/202 | $361,000 | +0.3% | 34,163 | 0.0% | 0.03% | 0.0% | |
| NVR | New | NVR Inc | $357,000 | – | 96 | +100.0% | 0.03% | – |
| ENPH | Sell | Enphase Energy Inc | $357,000 | -18.1% | 16,041 | -32.9% | 0.03% | -17.5% |
| FITB | Sell | Fifth Third Bancorp | $362,000 | -70.6% | 13,229 | -70.0% | 0.03% | -70.5% |
| XLE | New | Energy Select Sector SPDR Fundenergy | $355,000 | – | 6,000 | +100.0% | 0.03% | – |
| SJW | Sell | SJW Group | $350,000 | -35.8% | 5,119 | -42.9% | 0.03% | -36.0% |
| Sell | AMZN 10/04/2019 PUT 1700put | $347,000 | -86.9% | 2 | -85.7% | 0.03% | -86.7% | |
| TSG | Stars Group Inc | $352,000 | -12.2% | 23,483 | 0.0% | 0.03% | -11.1% | |
| HFRO | Sell | Highland Income Fund | $347,000 | -54.6% | 26,000 | -52.9% | 0.03% | -54.3% |
| SJI | New | South Jersey Industries Inc | $344,000 | – | 10,460 | +100.0% | 0.03% | – |
| XRT | New | SPDR S&P Retail ETFs&p retail etf | $348,000 | – | 8,198 | +100.0% | 0.03% | – |
| FOXA | Buy | Fox Corp Class A | $350,000 | +42.9% | 11,107 | +66.3% | 0.03% | +45.5% |
| KALV | New | KalVista Pharmaceuticals Inc | $346,000 | – | 29,825 | +100.0% | 0.03% | – |
| WYNN | New | Wynn Resorts Ltd | $352,000 | – | 3,236 | +100.0% | 0.03% | – |
| CFFAU | New | Cf Finance Acquisition Corpunit 04/30/2025 | $354,000 | – | 33,384 | +100.0% | 0.03% | – |
| PEGI | New | Pattern Energy Group Inccl a | $339,000 | – | 12,582 | +100.0% | 0.03% | – |
| WMB | New | Williams Companies Inc | $334,000 | – | 13,869 | +100.0% | 0.03% | – |
| SEAS | Buy | SeaWorld Entertainment Inc | $340,000 | +22.3% | 12,918 | +43.9% | 0.03% | +24.0% |
| SECO | Sell | Secoo Holding Ltdadr | $334,000 | -24.1% | 49,854 | -13.8% | 0.03% | -22.5% |
| HIO | Western Asset High Income Opportunity Closed Fund | $341,000 | -1.4% | 67,500 | 0.0% | 0.03% | 0.0% | |
| AY | Sell | Atlantica Yield plc | $341,000 | -31.5% | 14,175 | -35.5% | 0.03% | -31.1% |
| HBB | Buy | Hamilton Beach Brands Holding Co | $340,000 | +57.4% | 21,031 | +85.7% | 0.03% | +55.0% |
| New | KPTI 02/21/2020 PUT 7.5put | $343,000 | – | 357 | +100.0% | 0.03% | – | |
| ESTA | New | Establishment Labs Holdings Inc | $336,000 | – | 17,759 | +100.0% | 0.03% | – |
| VMC | Buy | Vulcan Materials Co | $343,000 | +20.8% | 2,269 | +9.9% | 0.03% | +19.2% |
| New | MGNX 01/17/2020 CALL 17.5call | $336,000 | – | 263 | +100.0% | 0.03% | – | |
| PRSP | Buy | Perspecta Inc | $342,000 | +41.9% | 13,076 | +27.1% | 0.03% | +40.9% |
| PTON | New | Peloton Interactive Inc | $339,000 | – | 13,516 | +100.0% | 0.03% | – |
| DOMO | New | Domo Inc | $339,000 | – | 21,212 | +100.0% | 0.03% | – |
| New | GME 10/18/2019 CALL 6call | $331,000 | – | 600 | +100.0% | 0.03% | – | |
| HIL | Sell | Hill International Inc | $332,000 | -25.7% | 111,100 | -32.8% | 0.03% | -26.8% |
| New | PIRS 10/18/2019 CALL 5call | $314,000 | – | 921 | +100.0% | 0.03% | – | |
| COHR | Sell | Coherent Inc | $311,000 | -76.9% | 2,026 | -79.4% | 0.03% | -76.2% |
| New | DNKN 10/18/2019 PUT 80put | $317,000 | – | 40 | +100.0% | 0.03% | – | |
| ED | New | Consolidated Edison Inc | $311,000 | – | 3,293 | +100.0% | 0.03% | – |
| SBUX | Buy | Starbucks Corp | $315,000 | +54.4% | 3,562 | +46.2% | 0.03% | +52.6% |
| TWN | New | Taiwan Closed Fund | $312,000 | – | 16,903 | +100.0% | 0.03% | – |
| MOSC | New | Mosaic Acquisition Corp | $320,000 | – | 31,000 | +100.0% | 0.03% | – |
| FPACU | New | Far Point Acquisition Corpunit 06/01/2025 | $319,000 | – | 29,822 | +100.0% | 0.03% | – |
| FANG | Buy | Diamondback Energy Inc | $311,000 | +40.7% | 3,457 | +70.8% | 0.03% | +45.0% |
| GOLD | Buy | Barrick Gold Corp | $305,000 | +65.8% | 17,600 | +50.8% | 0.03% | +64.7% |
| Sell | AMCX 10/18/2019 CALL 55call | $305,000 | -22.2% | 62 | -13.9% | 0.03% | -22.2% | |
| CL | New | Colgate-Palmolive Co | $302,000 | – | 4,105 | +100.0% | 0.03% | – |
| NEWM 10/18/2019 CALL 12.5call | $308,000 | -6.7% | 350 | 0.0% | 0.03% | -6.7% | ||
| MCK | New | McKesson Corp | $308,000 | – | 2,251 | +100.0% | 0.03% | – |
| TGT | New | Target Corp | $301,000 | – | 2,816 | +100.0% | 0.03% | – |
| ORBC | Sell | ORBCOMM Inc | $310,000 | -73.6% | 65,163 | -59.7% | 0.03% | -73.8% |
| FPACWS | New | Far Point Acquisition Corp Wts $ 11.5 Exp. 06/01/2025*w exp 06/01/202 | $305,000 | – | 29,822 | +100.0% | 0.03% | – |
| FSLR | Sell | First Solar Inc | $299,000 | -29.8% | 5,148 | -20.7% | 0.03% | -30.8% |
| AXGT | Axovant Gene Therapies Ltd | $297,000 | +3.5% | 45,989 | 0.0% | 0.03% | +3.8% | |
| BW | New | Babcock & Wilcox Enterprises Inc | $297,000 | – | 61,985 | +100.0% | 0.03% | – |
| BERY | New | Berry Global Group Inc | $290,000 | – | 7,383 | +100.0% | 0.03% | – |
| NOW | New | ServiceNow Inc | $291,000 | – | 1,148 | +100.0% | 0.03% | – |
| ALGRU | Sell | Allegro Merger Corpunit 12/31/2023 | $291,000 | -74.3% | 27,575 | -75.0% | 0.03% | -73.8% |
| AVYA | Sell | Avaya Holdings Corp | $291,000 | -28.3% | 28,493 | -16.5% | 0.03% | -27.0% |
| FPAC | New | Far Point Acquisition Corp | $292,000 | – | 28,572 | +100.0% | 0.03% | – |
| LYFT | New | Lyft Inc | $289,000 | – | 7,078 | +100.0% | 0.03% | – |
| CC | New | Chemours Co | $287,000 | – | 19,215 | +100.0% | 0.03% | – |
| QQQ | Sell | Invesco QQQ Trust Series 1unit ser 1 | $283,000 | -56.5% | 1,500 | -56.9% | 0.03% | -55.9% |
| Sell | DISCA 10/18/2019 CALL 30call | $282,000 | -78.7% | 106 | -75.5% | 0.03% | -78.5% | |
| TDG | New | TransDigm Group Inc | $285,000 | – | 547 | +100.0% | 0.03% | – |
| CCXI 11/15/2019 CALL 10call | $283,000 | -27.1% | 417 | 0.0% | 0.03% | -25.7% | ||
| BURL | Sell | Burlington Stores Inc | $285,000 | -84.9% | 1,425 | -87.2% | 0.03% | -84.9% |
| IBKR | Buy | Interactive Brokers Group Inc | $280,000 | +26.7% | 5,200 | +27.5% | 0.03% | +30.0% |
| FRTA | Buy | Forterra Inc | $282,000 | +98.6% | 39,050 | +37.0% | 0.03% | +100.0% |
| AKBA | New | Akebia Therapeutics Inc | $278,000 | – | 71,000 | +100.0% | 0.02% | – |
| OCUL | Buy | Ocular Therapeutix Inc | $275,000 | +276.7% | 90,527 | +446.6% | 0.02% | +257.1% |
| MELI | Sell | MercadoLibre Inc | $276,000 | -81.2% | 500 | -79.2% | 0.02% | -81.3% |
| GLD | Sell | SPDR Gold Shares ETF | $278,000 | -30.5% | 2,000 | -33.3% | 0.02% | -30.6% |
| EHC | New | Encompass Health Corp | $275,000 | – | 4,352 | +100.0% | 0.02% | – |
| BITA | New | Bitauto Holdings Ltdsponsored ads | $274,000 | – | 18,275 | +100.0% | 0.02% | – |
| HON | New | Honeywell International Inc | $262,000 | – | 1,548 | +100.0% | 0.02% | – |
| NKTR | Buy | Nektar Therapeutics | $260,000 | -38.8% | 14,264 | +19.4% | 0.02% | -38.5% |
| TOL | New | Toll Brothers Inc | $266,000 | – | 6,483 | +100.0% | 0.02% | – |
| TOTAU | Sell | Tottenham Acquisition I Ltdunit 05/06/2025 | $263,000 | -94.0% | 25,000 | -94.1% | 0.02% | -94.0% |
| HBAN | Sell | Huntington Bancshares Inc | $264,000 | -26.7% | 18,517 | -28.9% | 0.02% | -27.3% |
| LYV | New | Live Nation Entertainment Inc | $260,000 | – | 3,918 | +100.0% | 0.02% | – |
| MGM | New | MGM Resorts International | $265,000 | – | 9,544 | +100.0% | 0.02% | – |
| YI | Buy | 111 Incads | $263,000 | +44.5% | 54,033 | +65.0% | 0.02% | +41.2% |
| HCA | New | HCA Holdings Inc | $260,000 | – | 2,162 | +100.0% | 0.02% | – |
| UNP | Buy | Union Pacific Corp | $267,000 | +6.4% | 1,647 | +10.8% | 0.02% | +4.3% |
| OVID | New | Ovid Therapeutics Inc | $257,000 | – | 79,395 | +100.0% | 0.02% | – |
| SRT | Sell | StarTek Inc | $267,000 | -30.3% | 41,231 | -12.1% | 0.02% | -31.4% |
| BSX | New | Boston Scientific Corp | $254,000 | – | 6,253 | +100.0% | 0.02% | – |
| VLT | Sell | Invesco High Income Trust II | $248,000 | -22.3% | 17,346 | -21.2% | 0.02% | -20.7% |
| New | KALA 01/17/2020 CALL 5call | $250,000 | – | 658 | +100.0% | 0.02% | – | |
| TROX | New | Tronox Holdings PLC | $252,000 | – | 30,392 | +100.0% | 0.02% | – |
| TCF | New | TCF Financial Corp | $256,000 | – | 6,730 | +100.0% | 0.02% | – |
| SINA | Buy | SINA Corpord | $253,000 | +19.9% | 6,467 | +32.1% | 0.02% | +21.1% |
| TPIC | Buy | Tpi Composites Inc | $236,000 | -21.3% | 12,593 | +3.9% | 0.02% | -18.5% |
| XEL | New | Xcel Energy Inc | $236,000 | – | 3,644 | +100.0% | 0.02% | – |
| MASI | New | Masimo Corp | $238,000 | – | 1,600 | +100.0% | 0.02% | – |
| VRSN | New | Verisign Inc | $237,000 | – | 1,259 | +100.0% | 0.02% | – |
| AERI | New | Aerie Pharmaceuticals Inc | $241,000 | – | 12,549 | +100.0% | 0.02% | – |
| BKJ | New | Bancorp of New Jersey Inc | $243,000 | – | 14,408 | +100.0% | 0.02% | – |
| VGT | New | Vanguard Information Technology Index Fund ETFinf tech etf | $242,000 | – | 1,121 | +100.0% | 0.02% | – |
| DNIF | Buy | Dividend & Income Fund | $239,000 | +25.1% | 20,000 | +20.7% | 0.02% | +29.4% |
| SNV | Sell | Synovus Financial Corp | $230,000 | -63.9% | 6,428 | -64.7% | 0.02% | -63.8% |
| PGRE | New | Paramount Group Inc | $234,000 | – | 17,516 | +100.0% | 0.02% | – |
| New | HBI 10/18/2019 PUT 17put | $230,000 | – | 150 | +100.0% | 0.02% | – | |
| HLIT | New | Harmonic Inc | $232,000 | – | 35,299 | +100.0% | 0.02% | – |
| WSM | New | Williams-Sonoma Inc | $230,000 | – | 3,380 | +100.0% | 0.02% | – |
| STBA | New | S&T Bancorp Inc | $230,000 | – | 6,299 | +100.0% | 0.02% | – |
| BRFS | Buy | BRF SAsponsored adr | $227,000 | +146.7% | 24,731 | +104.6% | 0.02% | +162.5% |
| CALX | Sell | Calix Inc | $225,000 | -4.3% | 35,272 | -1.7% | 0.02% | 0.0% |
| BX | New | Blackstone Group Inc | $227,000 | – | 4,644 | +100.0% | 0.02% | – |
| CCF | Sell | Chase Corp | $233,000 | -39.5% | 2,127 | -40.5% | 0.02% | -40.0% |
| DVA | New | DaVita Inc | $216,000 | – | 3,787 | +100.0% | 0.02% | – |
| LTMAQ | New | Latam Airlines Group SAsponsored adr | $223,000 | – | 20,108 | +100.0% | 0.02% | – |
| INBK | New | First Internet Bancorp | $223,000 | – | 10,413 | +100.0% | 0.02% | – |
| DFS | Sell | Discover Financial Services | $222,000 | -37.6% | 2,742 | -40.3% | 0.02% | -37.5% |
| TROW | New | T. Rowe Price Group Inc | $222,000 | – | 1,943 | +100.0% | 0.02% | – |
| TREC | Buy | Trecora Resources | $221,000 | +18.8% | 24,478 | +26.0% | 0.02% | +17.6% |
| WWD | New | Woodward Inc | $223,000 | – | 2,068 | +100.0% | 0.02% | – |
| SHOP | Sell | Shopify Inccl a | $213,000 | -69.4% | 682 | -70.6% | 0.02% | -68.3% |
| SYK | Sell | Stryker Corp | $207,000 | +0.5% | 959 | -4.1% | 0.02% | 0.0% |
| CATY | New | Cathay General Bancorp | $205,000 | – | 5,914 | +100.0% | 0.02% | – |
| MLM | New | Martin Marietta Materials Inc | $204,000 | – | 744 | +100.0% | 0.02% | – |
| TMHC | New | Taylor Morrison Home Corp | $202,000 | – | 7,800 | +100.0% | 0.02% | – |
| EV | Sell | Eaton Vance Corp | $204,000 | -9.7% | 4,531 | -13.6% | 0.02% | -9.5% |
| New | LYFT 10/18/2019 CALL 40call | $204,000 | – | 50 | +100.0% | 0.02% | – | |
| PDM | New | Piedmont Office Realty Trust Inc | $203,000 | – | 9,700 | +100.0% | 0.02% | – |
| SF | New | Stifel Financial Corp | $212,000 | – | 3,691 | +100.0% | 0.02% | – |
| RGEN | New | Repligen Corp | $204,000 | – | 2,654 | +100.0% | 0.02% | – |
| AVGO | Sell | Broadcom Inc | $205,000 | -85.9% | 744 | -85.3% | 0.02% | -85.7% |
| XPO | Sell | XPO Logistics Inc | $211,000 | -53.4% | 2,953 | -62.3% | 0.02% | -53.7% |
| TPGH | New | TPG Pace Holdings Corpcl a | $206,000 | – | 20,000 | +100.0% | 0.02% | – |
| ZBH | New | Zimmer Biomet Holdings Inc | $209,000 | – | 1,524 | +100.0% | 0.02% | – |
| RF | Sell | Regions Financial Corp | $198,000 | -60.2% | 12,494 | -62.5% | 0.02% | -60.0% |
| TGB | New | Taseko Mines Ltd | $180,000 | – | 430,000 | +100.0% | 0.02% | – |
| FHN | New | First Horizon National Corp | $181,000 | – | 11,144 | +100.0% | 0.02% | – |
| OPTN | New | Optinose Inc | $183,000 | – | 26,101 | +100.0% | 0.02% | – |
| AFT | New | Apollo Senior Floating Rate Closed Fund | $190,000 | – | 12,800 | +100.0% | 0.02% | – |
| FENG | Buy | Phoenix New Media Ltdsponsored ads | $174,000 | -15.9% | 68,013 | +6.7% | 0.02% | -15.8% |
| TMCXW | Sell | Trinity Merger Corp Wts $ 11.5 Exp 05/31/2023*w exp 05/11/202 | $179,000 | -70.0% | 17,135 | -70.5% | 0.02% | -70.4% |
| SIEN | Sell | Sientra Inc | $165,000 | -27.3% | 25,540 | -30.7% | 0.02% | -28.6% |
| AGTC | Sell | Applied Genetic Technologies Corp | $169,000 | -1.2% | 40,554 | -10.2% | 0.02% | -6.2% |
| ADMS | New | Adamas Pharmaceuticals Inc | $159,000 | – | 31,000 | +100.0% | 0.02% | – |
| HONE | New | Harborone Bancorp Inc | $165,000 | – | 16,438 | +100.0% | 0.02% | – |
| KLXE | Sell | Klx Energy Services Holdings Inc | $163,000 | -61.1% | 18,860 | -8.0% | 0.02% | -60.5% |
| ARYAW | Arya Sciences Acquisition Corp Wts 11.50 Exp 11/02/2023*w exp 10/10/202 | $165,000 | +2.5% | 16,050 | 0.0% | 0.02% | 0.0% | |
| DTIL | Sell | Precision Biosciences Inc | $168,000 | -67.9% | 20,000 | -49.3% | 0.02% | -68.8% |
| ONDK | New | On Deck Capital Inc | $153,000 | – | 45,508 | +100.0% | 0.01% | – |
| GIXRT | New | Gigcapital2 Inc Rightsright 02/28/2026 | $148,000 | – | 500,000 | +100.0% | 0.01% | – |
| BWMC | New | Boxwood Merger Corp | $148,000 | – | 14,699 | +100.0% | 0.01% | – |
| ASNA | New | Ascena Retail Group Inc | $150,000 | – | 567,600 | +100.0% | 0.01% | – |
| ETM | Buy | Entercom Communications Corpcl a | $152,000 | -18.3% | 45,500 | +42.2% | 0.01% | -17.6% |
| EQS | Buy | Equus Total Return Closed Fund | $158,000 | +0.6% | 98,300 | +2.8% | 0.01% | 0.0% |
| ANDAR | Sell | Andina Acquisition Corp Iii Rightsright 07/31/2020 | $139,000 | +13.0% | 464,700 | -0.1% | 0.01% | +18.2% |
| JE | Buy | Just Energy Group Inc | $143,000 | +43.0% | 60,140 | +159.8% | 0.01% | +44.4% |
| HTZGQ | Sell | Hertz Global Holdings Inc | $143,000 | -95.4% | 10,311 | -97.1% | 0.01% | -95.4% |
| ASA | ASA Gold & Precious Metals Limited | $144,000 | +5.1% | 12,015 | 0.0% | 0.01% | +8.3% | |
| NLNK | New | NewLink Genetics Corp | $142,000 | – | 89,016 | +100.0% | 0.01% | – |
| MAV | New | Pioneer Municipal High Income Advantage Trust | $137,000 | – | 12,485 | +100.0% | 0.01% | – |
| HHHHR | Wealthbridge Acquisition Ltd Rightsright 11/02/2023 | $139,000 | 0.0% | 631,453 | 0.0% | 0.01% | 0.0% | |
| CBAY | New | CymaBay Therapeutics Inc | $137,000 | – | 26,790 | +100.0% | 0.01% | – |
| DVAX | New | Dynavax Technologies Corp | $144,000 | – | 40,332 | +100.0% | 0.01% | – |
| JFKKR | Sell | 8i Enterprises Acquisition Corp Rightsright 10/29/2020 | $130,000 | -31.6% | 300,000 | -40.0% | 0.01% | -29.4% |
| GLYC | New | GlycoMimetics Inc | $129,000 | – | 30,000 | +100.0% | 0.01% | – |
| EMMS | New | Emmis Communications Corp | $132,000 | – | 26,416 | +100.0% | 0.01% | – |
| CYTK | New | Cytokinetics Inc | $130,000 | – | 11,411 | +100.0% | 0.01% | – |
| PTI | Proteostasis Therapeutics Inc | $117,000 | -13.3% | 138,056 | 0.0% | 0.01% | -8.3% | |
| MVC | New | MVC Capital Inc | $116,000 | – | 13,000 | +100.0% | 0.01% | – |
| ARYAU | Sell | Arya Sciences Acquisition Corpunit 10/04/2023 | $117,000 | -78.2% | 10,700 | -79.8% | 0.01% | -77.6% |
| AGS | New | Playags Inc | $125,000 | – | 12,133 | +100.0% | 0.01% | – |
| PIRS | Sell | Pieris Pharmaceuticals Inc | $115,000 | -64.9% | 33,801 | -51.6% | 0.01% | -63.3% |
| FCX | New | Freeport-McMoRan Inccl b | $115,000 | – | 12,019 | +100.0% | 0.01% | – |
| ADXS | Buy | Advaxis Inc | $104,000 | +333.3% | 392,647 | +3344.6% | 0.01% | +400.0% |
| SXC | Buy | SunCoke Energy Inc | $107,000 | +4.9% | 19,000 | +65.5% | 0.01% | +11.1% |
| SILV | New | SilverCrest Metals Inc | $104,000 | – | 20,000 | +100.0% | 0.01% | – |
| ISEE | IVERIC bio Inc | $105,000 | -13.9% | 93,533 | 0.0% | 0.01% | -9.1% | |
| CJ | Sell | C&J Energy Services Inc | $112,000 | -43.7% | 10,476 | -38.0% | 0.01% | -44.4% |
| ALACR | New | Alberton Acquisition Corpright 10/04/2020 | $114,000 | – | 375,000 | +100.0% | 0.01% | – |
| HCACW | New | Hennessy Capital Acquisition Corp. Wts $ 11.50 Exp 09/25/25*w exp 09/05/202 | $101,000 | – | 10,000 | +100.0% | 0.01% | – |
| TAST | New | Carrols Restaurant Group Inc | $97,000 | – | 11,700 | +100.0% | 0.01% | – |
| MYOV | New | Myovant Sciences Ltd | $103,000 | – | 19,725 | +100.0% | 0.01% | – |
| NAT | New | Nordic American Tanker Ltd | $98,000 | – | 45,545 | +100.0% | 0.01% | – |
| Buy | Aptose Biosciences Inc | $98,000 | +27.3% | 47,237 | +59.7% | 0.01% | +28.6% | |
| New | DermTech Inc | $84,000 | – | 15,000 | +100.0% | 0.01% | – | |
| PLG | New | Platinum Group Metals Ltd | $88,000 | – | 60,000 | +100.0% | 0.01% | – |
| RAD | New | Rite Aid Corp | $88,000 | – | 12,700 | +100.0% | 0.01% | – |
| EIGI | New | Endurance International Group Holdings Inc | $84,000 | – | 22,513 | +100.0% | 0.01% | – |
| AESE | New | Allied Esports Entertainment Inc | $79,000 | – | 15,020 | +100.0% | 0.01% | – |
| BLU | New | Bellus Health Inc | $80,000 | – | 12,470 | +100.0% | 0.01% | – |
| ADRO | Sell | Aduro Biotech Inc | $79,000 | -34.2% | 74,796 | -4.1% | 0.01% | -36.4% |
| KBLMR | KBL Merger Corp IV Rightsright 09/09/2019 | $73,000 | -18.0% | 403,792 | 0.0% | 0.01% | -12.5% | |
| SVRA | New | Savara Inc | $74,000 | – | 27,931 | +100.0% | 0.01% | – |
| AEZS | AEterna Zentaris Inc | $63,000 | -65.2% | 61,286 | 0.0% | 0.01% | -62.5% | |
| SPWH | New | Sportsmans Warehouse Holdings Inc | $67,000 | – | 13,000 | +100.0% | 0.01% | – |
| HL | New | Hecla Mining Co | $70,000 | – | 40,000 | +100.0% | 0.01% | – |
| AMPY | New | Amplify Energy Corp | $62,000 | – | 10,010 | +100.0% | 0.01% | – |
| BGY | Sell | BlackRock International Growth and Income Closed Fund | $54,000 | -26.0% | 10,000 | -23.1% | 0.01% | -28.6% |
| RRC | New | Range Resources Corp | $55,000 | – | 14,388 | +100.0% | 0.01% | – |
| APVO | Buy | Aptevo Therapeutics Inc | $46,000 | -13.2% | 78,000 | +30.0% | 0.00% | -20.0% |
| TKKSR | Tkk Symphony Acquisition Corporation Rightsright 02/20/2020 | $48,000 | +33.3% | 199,500 | 0.0% | 0.00% | +33.3% | |
| TOTAR | Tottenham Acquisition I Ltd Rightsright 06/05/2020 | $42,000 | -35.4% | 175,000 | 0.0% | 0.00% | -33.3% | |
| BBW | Sell | Build-A-Bear Workshop Inc | $44,000 | -66.2% | 13,940 | -40.1% | 0.00% | -66.7% |
| HRTH | Buy | Harte Hanks Inc | $47,000 | +67.9% | 15,531 | +22.6% | 0.00% | +33.3% |
| SREV | ServiceSource International Inc | $46,000 | -8.0% | 52,597 | 0.0% | 0.00% | -20.0% | |
| SRRA | Sierra Oncology Inc | $47,000 | -30.9% | 121,372 | 0.0% | 0.00% | -33.3% | |
| AGRX | New | Agile Therapeutics Inc | $42,000 | – | 35,720 | +100.0% | 0.00% | – |
| Buy | Intec Pharma Ltd | $48,000 | -66.2% | 65,649 | +101.3% | 0.00% | -69.2% | |
| VBIV | New | Vbi Vaccines Inc | $47,000 | – | 100,000 | +100.0% | 0.00% | – |
| BROGR | Twelve Seas Investment Co Rightsright 12/22/2019 | $35,000 | +12.9% | 100,000 | 0.0% | 0.00% | 0.0% | |
| CREX | Creative Realities Inc | $35,000 | -23.9% | 20,100 | 0.0% | 0.00% | -25.0% | |
| BRPAR | Big Rock Partners Acquisition Corp Rightsright 12/01/2022 | $38,000 | +5.6% | 187,077 | 0.0% | 0.00% | 0.0% | |
| SNSS | Sunesis Pharmaceuticals Inc | $35,000 | 0.0% | 48,707 | 0.0% | 0.00% | 0.0% | |
| IAG | Sell | IAMGOLD Corp | $36,000 | -41.0% | 10,450 | -42.2% | 0.00% | -50.0% |
| AUOTY | Buy | AU Optronics Corpsponsored adr | $32,000 | -5.9% | 13,143 | +15.2% | 0.00% | 0.0% |
| SYN | Synthetic Biologics Inc | $27,000 | -18.2% | 60,000 | 0.0% | 0.00% | -33.3% | |
| ALGRR | Allegro Merger Corp Rightsright 12/31/2023 | $23,000 | +35.3% | 82,725 | 0.0% | 0.00% | 0.0% | |
| FPAYW | Flexshopper Inc Wts $ 1.25 Exp. 09/28/2023*w exp 09/28/202 | $24,000 | +41.2% | 15,829 | 0.0% | 0.00% | 0.0% | |
| CFRX | ContraFect Corp | $22,000 | -31.2% | 62,294 | 0.0% | 0.00% | -33.3% | |
| CREXW | Creative Realities Inc Wts$0.0 Exp.11/19/2023*w exp 11/09/202 | $22,000 | -24.1% | 12,500 | 0.0% | 0.00% | -33.3% | |
| NLS | New | Nautilus Inc | $23,000 | – | 17,125 | +100.0% | 0.00% | – |
| PAACR | New | Proficient Alpha Acquisition Corp Rightsright 04/30/2026 | $24,000 | – | 125,000 | +100.0% | 0.00% | – |
| PRTO | New | Proteon Therapeutics Inc | $15,000 | – | 57,600 | +100.0% | 0.00% | – |
| ACRS | New | Aclaris Therapeutics Inc | $13,000 | – | 11,700 | +100.0% | 0.00% | – |
| IZEA | Sell | IZEA Worldwide Inc | $16,000 | -51.5% | 61,500 | -5.4% | 0.00% | -66.7% |
| TNXP | Tonix Pharmaceuticals Holding Corp | $7,000 | -69.6% | 16,670 | 0.0% | 0.00% | -50.0% | |
| Trillium Therapeutics Inc | $6,000 | -14.3% | 20,044 | 0.0% | 0.00% | 0.0% | ||
| FCEL | Exit | FUELCELL ENERGY INC | $0 | – | -37,006 | -100.0% | -0.00% | – |
| VIVE | Exit | VIVEVE MED INC | $0 | – | -31,573 | -100.0% | -0.00% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPRIS I | $0 | – | -240,000 | -100.0% | -0.00% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORP | $0 | – | -10,296 | -100.0% | -0.00% | – |
| ATIS | Exit | ATTIS INDS INC | $0 | – | -13,477 | -100.0% | -0.00% | – |
| SAVA | Exit | CASSAVA SCIENCES INC | $0 | – | -19,220 | -100.0% | -0.00% | – |
| AZRX | Exit | AZURRX BIOPHARMA INC | $0 | – | -13,317 | -100.0% | -0.00% | – |
| FVE | Exit | FIVE STAR SENIOR LIVING INC | $0 | – | -87,022 | -100.0% | -0.00% | – |
| XOGAQ | Exit | EXTRACTION OIL AND GAS INC | $0 | – | -12,080 | -100.0% | -0.01% | – |
| CDTX | Exit | CIDARA THERAPEUTICS INC | $0 | – | -35,496 | -100.0% | -0.01% | – |
| CSU | Exit | CAPITAL SR LIVING CORP | $0 | – | -10,050 | -100.0% | -0.01% | – |
| AUY | Exit | YAMANA GOLD INC | $0 | – | -20,000 | -100.0% | -0.01% | – |
| IMGN | Exit | IMMUNOGEN INC | $0 | – | -36,095 | -100.0% | -0.01% | – |
| ECA | Exit | ENCANA CORP | $0 | – | -14,070 | -100.0% | -0.01% | – |
| PRTY | Exit | PARTY CITY HOLDCO INC | $0 | – | -11,900 | -100.0% | -0.01% | – |
| NBR | Exit | NABORS INDUSTRIES LTD | $0 | – | -34,861 | -100.0% | -0.01% | – |
| CNACR | Exit | CONSTELLATION ALPHA CAP CORPright 99/99/9999 | $0 | – | -548,928 | -100.0% | -0.01% | – |
| AFTY | Exit | CSOP ETF TRftse china a50 | $0 | – | -51,400 | -100.0% | -0.01% | – |
| GNW | Exit | GENWORTH FINL INC | $0 | – | -26,796 | -100.0% | -0.01% | – |
| NPTN | Exit | NEOPHOTONICS CORP | $0 | – | -23,563 | -100.0% | -0.01% | – |
| ZNGA | Exit | ZYNGA INCcl a | $0 | – | -17,830 | -100.0% | -0.01% | – |
| ESV | Exit | ENSCO ROWAN PLC | $0 | – | -12,895 | -100.0% | -0.01% | – |
| CNDT | Exit | CONDUENT INC | $0 | – | -11,615 | -100.0% | -0.01% | – |
| EVF | Exit | EATON VANCE SR INCOME TRsh ben int | $0 | – | -16,985 | -100.0% | -0.01% | – |
| CCA | Exit | MFS CALIF MUN FD | $0 | – | -10,337 | -100.0% | -0.01% | – |
| BRACR | Exit | BLACK RIDGE ACQUISITION CORPright 07/10/2019 | $0 | – | -300,200 | -100.0% | -0.01% | – |
| GME | Exit | GAMESTOP CORP NEWcl a | $0 | – | -21,344 | -100.0% | -0.01% | – |
| OSG | Exit | OVERSEAS SHIPHOLDING GROUP Icl a new | $0 | – | -70,000 | -100.0% | -0.01% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -12,500 | -100.0% | -0.01% | – |
| PFSW | Exit | PFSWEB INC | $0 | – | -39,268 | -100.0% | -0.01% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -14,781 | -100.0% | -0.01% | – |
| FLNT | Exit | FLUENT INC | $0 | – | -28,131 | -100.0% | -0.01% | – |
| MRO | Exit | MARATHON OIL CORP | $0 | – | -12,137 | -100.0% | -0.02% | – |
| NYCB | Exit | NEW YORK CMNTY BANCORP INC | $0 | – | -18,637 | -100.0% | -0.02% | – |
| AM | Exit | ANTERO MIDSTREAM CORP | $0 | – | -16,500 | -100.0% | -0.02% | – |
| KIRK | Exit | KIRKLANDS INC | $0 | – | -88,680 | -100.0% | -0.02% | – |
| Exit | AURINIA PHARMACEUTICALS INCcall | $0 | – | -305 | -100.0% | -0.02% | – | |
| Exit | TANDEM DIABETES CARE INCcall | $0 | – | -31 | -100.0% | -0.02% | – | |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -18,866 | -100.0% | -0.02% | – |
| HT | Exit | HERSHA HOSPITALITY TR | $0 | – | -12,100 | -100.0% | -0.02% | – |
| TBIO | Exit | TRANSLATE BIO INC | $0 | – | -15,790 | -100.0% | -0.02% | – |
| CCK | Exit | CROWN HOLDINGS INC | $0 | – | -3,300 | -100.0% | -0.02% | – |
| PNR | Exit | PENTAIR PLC | $0 | – | -5,500 | -100.0% | -0.02% | – |
| SLM | Exit | SLM CORP | $0 | – | -21,078 | -100.0% | -0.02% | – |
| CSX | Exit | CSX CORP | $0 | – | -2,727 | -100.0% | -0.02% | – |
| UDR | Exit | UDR INC | $0 | – | -4,687 | -100.0% | -0.02% | – |
| SHOO | Exit | MADDEN STEVEN LTD | $0 | – | -6,200 | -100.0% | -0.02% | – |
| GTES | Exit | GATES INDUSTRIAL CORPRATIN P | $0 | – | -18,487 | -100.0% | -0.02% | – |
| MAS | Exit | MASCO CORP | $0 | – | -5,269 | -100.0% | -0.02% | – |
| EL | Exit | LAUDER ESTEE COS INCcl a | $0 | – | -1,126 | -100.0% | -0.02% | – |
| SLY | Exit | SPDR SERIES TRUSTs&p 600 sml cap | $0 | – | -3,045 | -100.0% | -0.02% | – |
| AEF | Exit | ABERDEEN EMRG MRKTS EQT INM | $0 | – | -28,468 | -100.0% | -0.02% | – |
| SEDG | Exit | SOLAREDGE TECHNOLOGIES INC | $0 | – | -3,606 | -100.0% | -0.02% | – |
| CSIQ | Exit | CANADIAN SOLAR INC | $0 | – | -10,151 | -100.0% | -0.02% | – |
| STI | Exit | SUNTRUST BKS INC | $0 | – | -3,478 | -100.0% | -0.02% | – |
| KPTI | Exit | KARYOPHARM THERAPEUTICS INC | $0 | – | -36,827 | -100.0% | -0.02% | – |
| PEG | Exit | PUBLIC SVC ENTERPRISE GRP IN | $0 | – | -3,793 | -100.0% | -0.02% | – |
| Exit | SELECT SECTOR SPDR TRcall | $0 | – | -37 | -100.0% | -0.02% | – | |
| MKTX | Exit | MARKETAXESS HLDGS INC | $0 | – | -707 | -100.0% | -0.02% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE C | $0 | – | -15,158 | -100.0% | -0.02% | – |
| LPX | Exit | LOUISIANA PAC CORP | $0 | – | -8,776 | -100.0% | -0.02% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORP | $0 | – | -1,239 | -100.0% | -0.02% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -4,030 | -100.0% | -0.02% | – |
| CLI | Exit | MACK CALI RLTY CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| PGR | Exit | PROGRESSIVE CORP OHIO | $0 | – | -2,858 | -100.0% | -0.02% | – |
| QFIN | Exit | 360 FINANCE INCads | $0 | – | -19,800 | -100.0% | -0.02% | – |
| LB | Exit | L BRANDS INC | $0 | – | -9,362 | -100.0% | -0.02% | – |
| DISCA | Exit | DISCOVERY INC | $0 | – | -8,469 | -100.0% | -0.02% | – |
| WAB | Exit | WABTEC CORP | $0 | – | -3,425 | -100.0% | -0.02% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -5,658 | -100.0% | -0.02% | – |
| MBTF | Exit | MBT FINL CORP | $0 | – | -24,132 | -100.0% | -0.02% | – |
| CGNX | Exit | COGNEX CORP | $0 | – | -5,065 | -100.0% | -0.02% | – |
| TXT | Exit | TEXTRON INC | $0 | – | -4,797 | -100.0% | -0.02% | – |
| EWBC | Exit | EAST WEST BANCORP INC | $0 | – | -5,510 | -100.0% | -0.02% | – |
| WWE | Exit | WORLD WRESTLING ENTMT INCcl a | $0 | – | -3,701 | -100.0% | -0.02% | – |
| Exit | MICRO FOCUS INTERNATIONAL PLspon adr new | $0 | – | -10,204 | -100.0% | -0.02% | – | |
| TORC | Exit | RESTORBIO INC | $0 | – | -25,915 | -100.0% | -0.02% | – |
| ARDC | Exit | ARES DYNAMIC CR ALLOCATION F | $0 | – | -17,789 | -100.0% | -0.02% | – |
| TVIX | Exit | CREDIT SUISSE NASSAU BRH | $0 | – | -14,135 | -100.0% | -0.02% | – |
| MIK | Exit | MICHAELS COS INC | $0 | – | -30,183 | -100.0% | -0.02% | – |
| XNCR | Exit | XENCOR INC | $0 | – | -6,563 | -100.0% | -0.02% | – |
| IPOA | Exit | SOCIAL CAP HEDOSOPHIA HLDGScl a | $0 | – | -25,180 | -100.0% | -0.02% | – |
| LEN | Exit | LENNAR CORPcl a | $0 | – | -5,409 | -100.0% | -0.02% | – |
| PNW | Exit | PINNACLE WEST CAP CORP | $0 | – | -2,888 | -100.0% | -0.02% | – |
| AMTD | Exit | TD AMERITRADE HLDG CORP | $0 | – | -5,500 | -100.0% | -0.02% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -6,313 | -100.0% | -0.02% | – |
| TPR | Exit | TAPESTRY INC | $0 | – | -8,672 | -100.0% | -0.02% | – |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -10,000 | -100.0% | -0.02% | – |
| HIVE | Exit | AEROHIVE NETWORKS INC | $0 | – | -65,164 | -100.0% | -0.03% | – |
| DPZ | Exit | DOMINOS PIZZA INC | $0 | – | -1,013 | -100.0% | -0.03% | – |
| INAPQ | Exit | INTERNAP CORP | $0 | – | -99,422 | -100.0% | -0.03% | – |
| MSB | Exit | MESABI TRctf ben int | $0 | – | -9,994 | -100.0% | -0.03% | – |
| Exit | ELECTRONIC ARTS INCcall | $0 | – | -30 | -100.0% | -0.03% | – | |
| FLNG | Exit | FLEX LNG LTD | $0 | – | -25,707 | -100.0% | -0.03% | – |
| IPOAWS | Exit | SOCIAL CAP HEDOSOPHIA HLDGS*w exp 09/14/202 | $0 | – | -30,000 | -100.0% | -0.03% | – |
| LNG | Exit | CHENIERE ENERGY INC | $0 | – | -4,524 | -100.0% | -0.03% | – |
| MDP | Exit | MEREDITH CORP | $0 | – | -5,600 | -100.0% | -0.03% | – |
| MGTA | Exit | MAGENTA THERAPEUTICS INC | $0 | – | -20,633 | -100.0% | -0.03% | – |
| CPS | Exit | COOPER STD HLDGS INC | $0 | – | -7,038 | -100.0% | -0.03% | – |
| NNBR | Exit | NN INC | $0 | – | -32,311 | -100.0% | -0.03% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -2,745 | -100.0% | -0.03% | – |
| SHO | Exit | SUNSTONE HOTEL INVS INC NEW | $0 | – | -23,127 | -100.0% | -0.03% | – |
| SLAB | Exit | SILICON LABORATORIES INC | $0 | – | -3,220 | -100.0% | -0.03% | – |
| Exit | CISION LTDcall | $0 | – | -284 | -100.0% | -0.03% | – | |
| SONO | Exit | SONOS INC | $0 | – | -29,965 | -100.0% | -0.03% | – |
| Exit | BIOMARIN PHARMACEUTICAL INCput | $0 | – | -40 | -100.0% | -0.03% | – | |
| INTC | Exit | INTEL CORP | $0 | – | -7,153 | -100.0% | -0.03% | – |
| DNKN | Exit | DUNKIN BRANDS GROUP INC | $0 | – | -4,369 | -100.0% | -0.03% | – |
| KRYS | Exit | KRYSTAL BIOTECH INC | $0 | – | -8,685 | -100.0% | -0.03% | – |
| FDN | Exit | FIRST TR EXCHANGE TRADED FDdj internt idx | $0 | – | -2,558 | -100.0% | -0.03% | – |
| MRKR | Exit | MARKER THERAPEUTICS INC | $0 | – | -45,550 | -100.0% | -0.03% | – |
| EGP | Exit | EASTGROUP PPTY INC | $0 | – | -3,109 | -100.0% | -0.03% | – |
| CTRN | Exit | CITI TRENDS INC | $0 | – | -25,079 | -100.0% | -0.03% | – |
| SBBP | Exit | STRONGBRIDGE BIOPHARMA PLC | $0 | – | -120,000 | -100.0% | -0.03% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INCO | $0 | – | -30,474 | -100.0% | -0.03% | – |
| FICO | Exit | FAIR ISAAC CORP | $0 | – | -1,188 | -100.0% | -0.03% | – |
| ARC | Exit | ARC DOCUMENT SOLUTIONS INC | $0 | – | -183,061 | -100.0% | -0.03% | – |
| FOX | Exit | FOX CORP | $0 | – | -10,689 | -100.0% | -0.04% | – |
| STAY | Exit | EXTENDED STAY AMER INCunit 99/99/9999b | $0 | – | -23,284 | -100.0% | -0.04% | – |
| Exit | MARINUS PHARMACEUTICALS INCcall | $0 | – | -961 | -100.0% | -0.04% | – | |
| HROW | Exit | HARROW HEALTH INC | $0 | – | -47,370 | -100.0% | -0.04% | – |
| LNT | Exit | ALLIANT ENERGY CORP | $0 | – | -8,518 | -100.0% | -0.04% | – |
| BE | Exit | BLOOM ENERGY CORP | $0 | – | -33,768 | -100.0% | -0.04% | – |
| IR | Exit | INGERSOLL-RAND PLC | $0 | – | -3,333 | -100.0% | -0.04% | – |
| VG | Exit | VONAGE HLDGS CORP | $0 | – | -38,185 | -100.0% | -0.04% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -7,816 | -100.0% | -0.04% | – |
| Exit | COHERUS BIOSCIENCES INCcall | $0 | – | -193 | -100.0% | -0.04% | – | |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -4,070 | -100.0% | -0.04% | – |
| GRSH | Exit | GORES HOLDINGS III INCclass a | $0 | – | -45,000 | -100.0% | -0.04% | – |
| PCG | Exit | PG&E CORP | $0 | – | -19,633 | -100.0% | -0.04% | – |
| SNAP | Exit | SNAP INCcl a | $0 | – | -31,209 | -100.0% | -0.04% | – |
| BPMC | Exit | BLUEPRINT MEDICINES CORP | $0 | – | -4,900 | -100.0% | -0.04% | – |
| AVDR | Exit | AVEDRO INC | $0 | – | -23,685 | -100.0% | -0.04% | – |
| Exit | AGIOS PHARMACEUTICALS INCput | $0 | – | -93 | -100.0% | -0.04% | – | |
| BKD | Exit | BROOKDALE SR LIVING INC | $0 | – | -63,877 | -100.0% | -0.04% | – |
| CTAS | Exit | CINTAS CORP | $0 | – | -1,983 | -100.0% | -0.04% | – |
| WDAY | Exit | WORKDAY INCcl a | $0 | – | -2,299 | -100.0% | -0.04% | – |
| NANO | Exit | NANOMETRICS INC | $0 | – | -13,853 | -100.0% | -0.04% | – |
| INVH | Exit | INVITATION HOMES INC | $0 | – | -18,555 | -100.0% | -0.04% | – |
| JD | Exit | JD COM INCspon adr cl a | $0 | – | -16,709 | -100.0% | -0.05% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -2,461 | -100.0% | -0.05% | – |
| NATI | Exit | NATIONAL INSTRS CORP | $0 | – | -11,930 | -100.0% | -0.05% | – |
| CAKE | Exit | CHEESECAKE FACTORY INC | $0 | – | -11,473 | -100.0% | -0.05% | – |
| HHR | Exit | HEADHUNTER GROUP PLCsponsored ads | $0 | – | -31,413 | -100.0% | -0.05% | – |
| PEB | Exit | PEBBLEBROOK HOTEL TR | $0 | – | -18,216 | -100.0% | -0.05% | – |
| TGTX | Exit | TG THERAPEUTICS INC | $0 | – | -59,934 | -100.0% | -0.05% | – |
| ARE | Exit | ALEXANDRIA REAL ESTATE EQ IN | $0 | – | -3,690 | -100.0% | -0.05% | – |
| AIF | Exit | APOLLO TACTICAL INCOME FD IN | $0 | – | -35,500 | -100.0% | -0.05% | – |
| AKRXQ | Exit | AKORN INC | $0 | – | -102,635 | -100.0% | -0.05% | – |
| GSAH | Exit | GS ACQUISITION HLDGS CORPunit 06/12/2023 | $0 | – | -52,000 | -100.0% | -0.05% | – |
| AMH | Exit | AMERICAN HOMES 4 RENTcl a | $0 | – | -22,572 | -100.0% | -0.05% | – |
| COF | Exit | CAPITAL ONE FINL CORP | $0 | – | -6,172 | -100.0% | -0.05% | – |
| Exit | SANGAMO THERAPEUTICS INCcall | $0 | – | -526 | -100.0% | -0.05% | – | |
| ZYME | Exit | ZYMEWORKS INC | $0 | – | -25,306 | -100.0% | -0.05% | – |
| Exit | SAREPTA THERAPEUTICS INCcall | $0 | – | -38 | -100.0% | -0.05% | – | |
| AVB | Exit | AVALONBAY CMNTYS INC | $0 | – | -2,841 | -100.0% | -0.05% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -45,259 | -100.0% | -0.05% | – |
| FARM | Exit | FARMER BROS CO | $0 | – | -34,951 | -100.0% | -0.05% | – |
| EPZM | Exit | EPIZYME INC | $0 | – | -47,474 | -100.0% | -0.05% | – |
| AINC | Exit | ASHFORD INC | $0 | – | -19,512 | -100.0% | -0.06% | – |
| ACIU | Exit | AC IMMUNE SA | $0 | – | -111,754 | -100.0% | -0.06% | – |
| CUBE | Exit | CUBESMART | $0 | – | -18,797 | -100.0% | -0.06% | – |
| HIBB | Exit | HIBBETT SPORTS INC | $0 | – | -34,303 | -100.0% | -0.06% | – |
| FRGI | Exit | FIESTA RESTAURANT GROUP INC | $0 | – | -48,415 | -100.0% | -0.06% | – |
| PVTL | Exit | PIVOTAL SOFTWARE INC | $0 | – | -60,669 | -100.0% | -0.06% | – |
| Exit | TOCAGEN INCcall | $0 | – | -961 | -100.0% | -0.06% | – | |
| Exit | ARQULE INCcall | $0 | – | -576 | -100.0% | -0.06% | – | |
| NC | Exit | NACCO INDS INCcl a | $0 | – | -12,367 | -100.0% | -0.06% | – |
| IJH | Exit | ISHARES TRcore s&p mcp etf | $0 | – | -3,361 | -100.0% | -0.06% | – |
| Exit | TESLA INCput | $0 | – | -30 | -100.0% | -0.06% | – | |
| NCLH | Exit | NORWEGIAN CRUISE LINE HLDG L | $0 | – | -12,775 | -100.0% | -0.06% | – |
| LJPC | Exit | LA JOLLA PHARMACEUTICAL CO | $0 | – | -74,835 | -100.0% | -0.06% | – |
| NWS | Exit | NEWS CORP NEWcl a | $0 | – | -51,796 | -100.0% | -0.06% | – |
| NBO | Exit | NEUBERGER BRMAN NY MUNI FD I | $0 | – | -58,635 | -100.0% | -0.06% | – |
| HGV | Exit | HILTON GRAND VACATIONS INC | $0 | – | -22,721 | -100.0% | -0.07% | – |
| EVRG | Exit | EVERGY INC | $0 | – | -12,161 | -100.0% | -0.07% | – |
| EXPR | Exit | EXPRESS INC | $0 | – | -265,762 | -100.0% | -0.07% | – |
| AXON | Exit | AXON ENTERPRISE INC | $0 | – | -11,507 | -100.0% | -0.07% | – |
| Exit | DOVA PHARMACEUTICALS INCcall | $0 | – | -526 | -100.0% | -0.07% | – | |
| DXC | Exit | DXC TECHNOLOGY CO | $0 | – | -13,414 | -100.0% | -0.07% | – |
| Exit | UNIQURE NVput | $0 | – | -96 | -100.0% | -0.07% | – | |
| VTR | Exit | VENTAS INC | $0 | – | -11,027 | -100.0% | -0.07% | – |
| YETI | Exit | YETI HLDGS INC | $0 | – | -26,267 | -100.0% | -0.07% | – |
| Exit | AKAMAI TECHNOLOGIES INCcall | $0 | – | -96 | -100.0% | -0.07% | – | |
| ADC | Exit | AGREE REALTY CORP | $0 | – | -12,000 | -100.0% | -0.07% | – |
| Exit | ARGENX SEcall | $0 | – | -54 | -100.0% | -0.07% | – | |
| SRE | Exit | SEMPRA ENERGY | $0 | – | -5,634 | -100.0% | -0.07% | – |
| EHTH | Exit | EHEALTH INC | $0 | – | -9,027 | -100.0% | -0.07% | – |
| YY | Exit | YY INCsponsored ads a | $0 | – | -11,466 | -100.0% | -0.07% | – |
| VRA | Exit | VERA BRADLEY INC | $0 | – | -67,150 | -100.0% | -0.07% | – |
| NRE | Exit | NORTHSTAR REALTY EUROPE CORP | $0 | – | -48,862 | -100.0% | -0.07% | – |
| ELGXQ | Exit | ENDOLOGIX INC | $0 | – | -110,530 | -100.0% | -0.07% | – |
| CPT | Exit | CAMDEN PPTY TRsh ben int | $0 | – | -7,669 | -100.0% | -0.07% | – |
| Exit | CENTURYLINK INCcall | $0 | – | -692 | -100.0% | -0.07% | – | |
| IWM | Exit | ISHARES TRrussell 2000 etf | $0 | – | -5,298 | -100.0% | -0.08% | – |
| ZG | Exit | ZILLOW GROUP INCcl a | $0 | – | -18,302 | -100.0% | -0.08% | – |
| Exit | NEKTAR THERAPEUTICSput | $0 | – | -235 | -100.0% | -0.08% | – | |
| WPC | Exit | W P CAREY INC | $0 | – | -10,391 | -100.0% | -0.08% | – |
| Exit | DBX ETF TRcall | $0 | – | -300 | -100.0% | -0.08% | – | |
| CLVS | Exit | CLOVIS ONCOLOGY INC | $0 | – | -58,241 | -100.0% | -0.08% | – |
| Exit | JUNIPER NETWORKS INCcall | $0 | – | -333 | -100.0% | -0.08% | – | |
| LOR | Exit | LAZARD WORLD DIVID & INCOME | $0 | – | -89,996 | -100.0% | -0.08% | – |
| Exit | HEWLETT PACKARD ENTERPRISE Ccall | $0 | – | -599 | -100.0% | -0.08% | – | |
| TWTR | Exit | TWITTER INC | $0 | – | -26,265 | -100.0% | -0.08% | – |
| EPR | Exit | EPR PPTYS | $0 | – | -12,232 | -100.0% | -0.08% | – |
| NSTG | Exit | NANOSTRING TECHNOLOGIES INC | $0 | – | -30,053 | -100.0% | -0.08% | – |
| Exit | INTEC PHARMA LTD JERUSALEMput | $0 | – | -2,124 | -100.0% | -0.08% | – | |
| FN | Exit | FABRINET | $0 | – | -18,549 | -100.0% | -0.08% | – |
| CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -32,778 | -100.0% | -0.08% | – |
| LGFB | Exit | LIONS GATE ENTMNT CORPcl a vtg | $0 | – | -79,555 | -100.0% | -0.09% | – |
| Exit | QUALCOMM INCcall | $0 | – | -130 | -100.0% | -0.09% | – | |
| NI | Exit | NISOURCE INC | $0 | – | -34,409 | -100.0% | -0.09% | – |
| VIAB | Exit | VIACOM INC NEWcl b | $0 | – | -33,918 | -100.0% | -0.09% | – |
| BRACW | Exit | BLACK RIDGE ACQUISITION CORP*w exp 07/10/202 | $0 | – | -99,800 | -100.0% | -0.09% | – |
| Exit | LYONDELLBASELL INDUSTRIES N | $0 | – | -122 | -100.0% | -0.10% | – | |
| GTHX | Exit | G1 THERAPEUTICS INC | $0 | – | -35,111 | -100.0% | -0.10% | – |
| MLNX | Exit | MELLANOX TECHNOLOGIES LTD | $0 | – | -9,704 | -100.0% | -0.10% | – |
| CRSP | Exit | CRISPR THERAPEUTICS AGnamen akt | $0 | – | -22,905 | -100.0% | -0.10% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLC | $0 | – | -40,000 | -100.0% | -0.10% | – |
| Exit | STARBUCKS CORPput | $0 | – | -130 | -100.0% | -0.10% | – | |
| UA | Exit | UNDER ARMOUR INCcl c | $0 | – | -48,865 | -100.0% | -0.10% | – |
| CBS | Exit | CBS CORP NEWcl a | $0 | – | -21,942 | -100.0% | -0.10% | – |
| BKS | Exit | BARNES & NOBLE INC | $0 | – | -178,664 | -100.0% | -0.11% | – |
| Exit | ALEXION PHARMACEUTICALS INCcall | $0 | – | -96 | -100.0% | -0.11% | – | |
| Exit | HOSPITALITY PPTYS TRput | $0 | – | -500 | -100.0% | -0.11% | – | |
| STT | Exit | STATE STR CORP | $0 | – | -23,286 | -100.0% | -0.12% | – |
| Exit | TEXAS INSTRS INCput | $0 | – | -116 | -100.0% | -0.12% | – | |
| OPESU | Exit | OPES ACQUISITION CORPunit 03/07/2023 | $0 | – | -129,100 | -100.0% | -0.12% | – |
| Exit | SPARK THERAPEUTICS INCput | $0 | – | -130 | -100.0% | -0.12% | – | |
| ANSS | Exit | ANSYS INC | $0 | – | -6,600 | -100.0% | -0.12% | – |
| GLACW | Exit | GREENLAND ACQUISITIN CORPORA*w exp 03/03/202 | $0 | – | -136,600 | -100.0% | -0.13% | – |
| Exit | ALNYLAM PHARMACEUTICALS INCput | $0 | – | -192 | -100.0% | -0.13% | – | |
| Exit | DISNEY WALT COput | $0 | – | -100 | -100.0% | -0.13% | – | |
| Exit | IHS MARKIT LTDput | $0 | – | -221 | -100.0% | -0.13% | – | |
| LYB | Exit | LYONDELLBASELL INDUSTRIES N | $0 | – | -16,629 | -100.0% | -0.13% | – |
| GDDY | Exit | GODADDY INCcl a | $0 | – | -21,701 | -100.0% | -0.14% | – |
| Exit | DECIPHERA PHARMACEUTICALS INput | $0 | – | -681 | -100.0% | -0.14% | – | |
| SJM | Exit | SMUCKER J M CO | $0 | – | -13,611 | -100.0% | -0.14% | – |
| NUO | Exit | NUVEEN OHIO QLTY MUN INCOME | $0 | – | -107,285 | -100.0% | -0.15% | – |
| Exit | BIOHAVEN PHARMACTL HLDG CO Lput | $0 | – | -383 | -100.0% | -0.15% | – | |
| Exit | ALIBABA GROUP HLDG LTDput | $0 | – | -106 | -100.0% | -0.16% | – | |
| CVS | Exit | CVS HEALTH CORP | $0 | – | -32,917 | -100.0% | -0.16% | – |
| Exit | BARCLAYS BK PLCcall | $0 | – | -702 | -100.0% | -0.17% | – | |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -32,701 | -100.0% | -0.17% | – |
| Exit | XILINX INCput | $0 | – | -160 | -100.0% | -0.17% | – | |
| Exit | NVIDIA CORPput | $0 | – | -117 | -100.0% | -0.18% | – | |
| BSMX | Exit | BANCO SANTANDER MEXICO S Asponsored ads b | $0 | – | -300,000 | -100.0% | -0.21% | – |
| Exit | DIREXION SHS ETF TRcall | $0 | – | -600 | -100.0% | -0.21% | – | |
| CCI | Exit | CROWN CASTLE INTL CORP NEW | $0 | – | -17,928 | -100.0% | -0.21% | – |
| CZFC | Exit | CITIZENS FIRST CORP | $0 | – | -95,028 | -100.0% | -0.22% | – |
| MSL | Exit | MIDSOUTH BANCORP INC | $0 | – | -208,623 | -100.0% | -0.22% | – |
| HFBC | Exit | HOPFED BANCORP INC | $0 | – | -130,551 | -100.0% | -0.22% | – |
| Exit | SPRINT CORPORATIONput | $0 | – | -3,805 | -100.0% | -0.23% | – | |
| INFO | Exit | IHS MARKIT LTD | $0 | – | -39,693 | -100.0% | -0.23% | – |
| STC | Exit | STEWART INFORMATION SVCS COR | $0 | – | -62,822 | -100.0% | -0.23% | – |
| CHACWS | Exit | CHARDAN HEALTHCARE ACQUISITI*w exp 12/13/202 | $0 | – | -270,975 | -100.0% | -0.24% | – |
| Exit | ARRAY BIOPHARMA INCcall | $0 | – | -577 | -100.0% | -0.24% | – | |
| TKKS | Exit | TKK SYMPHONY ACQUISITION CORunit 08/15/2023 | $0 | – | -266,000 | -100.0% | -0.24% | – |
| TSS | Exit | TOTAL SYS SVCS INC | $0 | – | -21,069 | -100.0% | -0.25% | – |
| EFX | Exit | EQUIFAX INC | $0 | – | -20,500 | -100.0% | -0.25% | – |
| APH | Exit | AMPHENOL CORP NEWcl a | $0 | – | -29,409 | -100.0% | -0.26% | – |
| LION | Exit | FIDELITY SOUTHERN CORP NEW | $0 | – | -91,750 | -100.0% | -0.26% | – |
| CNACW | Exit | CONSTELLATION ALPHA CAP CORP*w exp 03/23/202 | $0 | – | -274,000 | -100.0% | -0.26% | – |
| Exit | NETFLIX INCcall | $0 | – | -82 | -100.0% | -0.27% | – | |
| Exit | MADRIGAL PHARMACEUTICALS INCcall | $0 | – | -287 | -100.0% | -0.27% | – | |
| SBAC | Exit | SBA COMMUNICATIONS CORP NEWcl a | $0 | – | -13,484 | -100.0% | -0.28% | – |
| TRCO | Exit | TRIBUNE MEDIA COcl a | $0 | – | -66,733 | -100.0% | -0.28% | – |
| ACIA | Exit | ACACIA COMMUNICATIONS INC | $0 | – | -66,381 | -100.0% | -0.28% | – |
| Exit | NETFLIX INCput | $0 | – | -86 | -100.0% | -0.29% | – | |
| DFRG | Exit | DEL FRISCOS RESTAURANT GROUP | $0 | – | -400,000 | -100.0% | -0.29% | – |
| Exit | ALLERGAN PLCcall | $0 | – | -200 | -100.0% | -0.30% | – | |
| Exit | CITRIX SYS INCcall | $0 | – | -343 | -100.0% | -0.31% | – | |
| CHAC | Exit | CHARDAN HEALTHCARE ACQUISITIunit 12/13/2023 | $0 | – | -361,300 | -100.0% | -0.33% | – |
| FDC | Exit | FIRST DATA CORP NEW | $0 | – | -149,282 | -100.0% | -0.37% | – |
| RHT | Exit | RED HAT INC | $0 | – | -22,641 | -100.0% | -0.39% | – |
| GLACU | Exit | GREENLAND ACQUISITIN CORPORA | $0 | – | -436,600 | -100.0% | -0.41% | – |
| BRAC | Exit | BLACK RIDGE ACQUISITION CORP | $0 | – | -441,900 | -100.0% | -0.41% | – |
| Exit | NXP SEMICONDUCTORS N Vcall | $0 | – | -465 | -100.0% | -0.41% | – | |
| Exit | FISERV INCcall | $0 | – | -565 | -100.0% | -0.47% | – | |
| TMCX | Exit | TRINITY MERGER CORP | $0 | – | -503,799 | -100.0% | -0.47% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -14,985 | -100.0% | -0.50% | – |
| ARRY | Exit | ARRAY BIOPHARMA INC | $0 | – | -119,526 | -100.0% | -0.50% | – |
| Exit | ISHARES TRput | $0 | – | -382 | -100.0% | -0.54% | – | |
| APC | Exit | ANADARKO PETE CORP | $0 | – | -142,287 | -100.0% | -0.91% | – |
| Exit | UNIQURE NVcall | $0 | – | -1,297 | -100.0% | -0.92% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 36 | Q3 2023 | 1.1% |
| META PLATFORMS INC | 34 | Q3 2023 | 2.0% |
| EXTREME NETWORKS INC | 34 | Q2 2023 | 0.7% |
| SPDR S&P 500 ETF Trust | 33 | Q3 2023 | 6.4% |
| MICROSOFT CORP | 33 | Q3 2023 | 1.0% |
| AMAZON COM INC | 32 | Q3 2023 | 4.0% |
| Alibaba Group Holding Ltd | 32 | Q3 2023 | 4.0% |
| SALESFORCE INC | 31 | Q3 2023 | 3.3% |
| SYNOPSYS INC | 31 | Q3 2023 | 0.7% |
| VISA INC | 31 | Q3 2023 | 0.7% |
View BOOTHBAY FUND MANAGEMENT, LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Data Knights Acquisition Corp.Sold out | February 14, 2023 | 0 | 0.0% |
| Global Consumer Acquisition CorpSold out | February 14, 2023 | 0 | 0.0% |
| Pacifico Acquisition Corp.Sold out | February 14, 2023 | 0 | 0.0% |
| SPK Acquisition Corp.Sold out | February 14, 2023 | 0 | 0.0% |
| Prime Number Acquisition I Corp. | February 10, 2023 | 445,500 | 5.3% |
| Sagaliam Acquisition Corp | February 10, 2023 | 120,000 | 1.0% |
| Aesther Healthcare Acquisition Corp. | January 31, 2023 | 601,003 | 5.7% |
| International Media Acquisition Corp.Sold out | January 31, 2023 | 0 | 0.0% |
| Nova Vision Acquisition CorpSold out | January 31, 2023 | 0 | 0.0% |
| Nubia Brand International Corp. | January 31, 2023 | 967,253 | 7.8% |
View BOOTHBAY FUND MANAGEMENT, LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| SC 13G | 2024-02-14 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
| SC 13G/A | 2024-02-13 |
View BOOTHBAY FUND MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.