Cowen Prime Services LLC - Q3 2021 holdings

			Value		Shares		↓ Weighting
OXYWS	Exit	OCCIDENTAL PETE CORP W EXP 08/03/202stock	$0	–	-68	-100.0%	0.00%	–
BHC	Exit	BAUSCH HEALTH COS INC COMstock	$0	–	-26	-100.0%	0.00%	–
ALC	Exit	ALCON AG ORD SHSstock	$0	–	-20	-100.0%	0.00%	–
DXC	Exit	DXC TECHNOLOGY CO COMstock	$0	–	-16	-100.0%	0.00%	–
OGN	Exit	ORGANON & CO COMMON STOCKstock	$0	–	-40	-100.0%	0.00%	–
LENB	Exit	LENNAR CORP CL Bstock	$0	–	-30	-100.0%	-0.00%	–
HPE	Exit	HEWLETT PACKARD ENTERPRISE C COMstock	$0	–	-200	-100.0%	-0.00%	–
HAL	Exit	HALLIBURTON CO COMstock	$0	–	-100	-100.0%	-0.00%	–
C	Exit	CITIGROUP INC COM NEWstock	$0	–	-35	-100.0%	-0.00%	–
GLD	Exit	SPDR GOLD TR GOLD SHSstock	$0	–	-20	-100.0%	-0.00%	–
WAB	Exit	WABTEC COMstock	$0	–	-69	-100.0%	-0.00%	–
CSCO	Exit	CISCO SYS INC COMstock	$0	–	-100	-100.0%	-0.00%	–
RDSA	Exit	ROYAL DUTCH SHELL PLC SPONS ADR Astock	$0	–	-112	-100.0%	-0.00%	–
CGNT	Exit	COGNYTE SOFTWARE LTD ORD SHSstock	$0	–	-200	-100.0%	-0.00%	–
HPQ	Exit	HP INC COMstock	$0	–	-200	-100.0%	-0.00%	–
NVS	Exit	NOVARTIS AG SPONSORED ADRstock	$0	–	-100	-100.0%	-0.00%	–
GNLN	Exit	GREENLANE HLDGS INC CL Astock	$0	–	-2,100	-100.0%	-0.00%	–
OXSQ	Exit	OXFORD SQUARE CAP CORP COMstock	$0	–	-1,400	-100.0%	-0.00%	–
BKR	Exit	BAKER HUGHES COMPANY CL Astock	$0	–	-300	-100.0%	-0.00%	–
MRCY	Exit	MERCURY SYS INC COMstock	$0	–	-100	-100.0%	-0.00%	–
CSLT	Exit	CASTLIGHT HEALTH INC CL Bstock	$0	–	-3,700	-100.0%	-0.00%	–
PENN	Exit	PENN NATL GAMING INC COMstock	$0	–	-150	-100.0%	-0.00%	–
APA	Exit	APA CORPORATION COMstock	$0	–	-450	-100.0%	-0.00%	–
HP	Exit	HELMERICH & PAYNE INC COMstock	$0	–	-300	-100.0%	-0.00%	–
STX	Exit	SEAGATE TECHNOLOGY HLDNGS PL ORD SHSstock	$0	–	-150	-100.0%	-0.01%	–
T	Exit	AT&T INC COMstock	$0	–	-473	-100.0%	-0.01%	–
SYY	Exit	SYSCO CORP COMstock	$0	–	-185	-100.0%	-0.01%	–
NRZ	Exit	NEW RESIDENTIAL INVT CORP COM NEWstock	$0	–	-1,600	-100.0%	-0.01%	–
SWM	Exit	SCHWEITZER-MAUDUIT INTL INC COMstock	$0	–	-400	-100.0%	-0.01%	–
GOLD	Exit	BARRICK GOLD CORP COMstock	$0	–	-1,000	-100.0%	-0.01%	–
TRGP	Exit	TARGA RES CORP COMstock	$0	–	-496	-100.0%	-0.01%	–
MRAM	Exit	EVERSPIN TECHNOLOGIES INC COMstock	$0	–	-3,750	-100.0%	-0.01%	–
KLR	Exit	KALEYRA INC COMstock	$0	–	-2,000	-100.0%	-0.01%	–
EHTH	Exit	EHEALTH INC COMstock	$0	–	-405	-100.0%	-0.01%	–
EXG	Exit	EATON VANCE TAX-MANAGED GLOB COMstock	$0	–	-2,700	-100.0%	-0.01%	–
SLB	Exit	SCHLUMBERGER LTD COM STKstock	$0	–	-835	-100.0%	-0.01%	–
WMB	Exit	WILLIAMS COS INC COMstock	$0	–	-1,000	-100.0%	-0.01%	–
CL	Exit	COLGATE PALMOLIVE CO COMstock	$0	–	-350	-100.0%	-0.01%	–
BAC	Exit	BK OF AMERICA CORP COMstock	$0	–	-760	-100.0%	-0.01%	–
MS	Exit	MORGAN STANLEY COM NEWstock	$0	–	-318	-100.0%	-0.01%	–
MRK	Exit	MERCK & CO INC COMstock	$0	–	-400	-100.0%	-0.01%	–
ORCL	Exit	ORACLE CORP COMstock	$0	–	-394	-100.0%	-0.01%	–
PEP	Exit	PEPSICO INC COMstock	$0	–	-230	-100.0%	-0.01%	–
AXP	Exit	AMERICAN EXPRESS CO COMstock	$0	–	-200	-100.0%	-0.01%	–
ABBV	Exit	ABBVIE INC COMstock	$0	–	-304	-100.0%	-0.01%	–
DRI	Exit	DARDEN RESTAURANTS INC COMstock	$0	–	-250	-100.0%	-0.01%	–
AEP	Exit	AMERICAN ELEC PWR CO INC COMstock	$0	–	-450	-100.0%	-0.01%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock	$0	–	-3,400	-100.0%	-0.01%	–
BABA	Exit	ALIBABA GROUP HLDG LTD SPONSORED ADSstock	$0	–	-200	-100.0%	-0.02%	–
AMD	Exit	ADVANCED MICRO DEVICES INC COMstock	$0	–	-500	-100.0%	-0.02%	–
NNN	Exit	NATIONAL RETAIL PROPERTIES I COMstock	$0	–	-1,000	-100.0%	-0.02%	–
DCP	Exit	DCP MIDSTREAM LP COM UT LTD PTNstock	$0	–	-1,600	-100.0%	-0.02%	–
KO	Exit	COCA COLA CO COMstock	$0	–	-1,000	-100.0%	-0.02%	–
GLW	Exit	CORNING INC COMstock	$0	–	-1,350	-100.0%	-0.02%	–
D	Exit	DOMINION ENERGY INC COMstock	$0	–	-800	-100.0%	-0.02%	–
ABT	Exit	ABBOTT LABS COMstock	$0	–	-500	-100.0%	-0.02%	–
UPS	Exit	UNITED PARCEL SERVICE INC CL Bstock	$0	–	-300	-100.0%	-0.02%	–
PG	Exit	PROCTER AND GAMBLE CO COMstock	$0	–	-500	-100.0%	-0.02%	–
LOW	Exit	LOWES COS INC COMstock	$0	–	-340	-100.0%	-0.02%	–
EBAY	Exit	EBAY INC. COMstock	$0	–	-1,000	-100.0%	-0.02%	–
MO	Exit	ALTRIA GROUP INC COMstock	$0	–	-1,500	-100.0%	-0.03%	–
PHAR	Exit	PHARMING GROUP NV SPON ADSstock	$0	–	-6,300	-100.0%	-0.03%	–
BMO	Exit	BANK MONTREAL QUE COMstock	$0	–	-753	-100.0%	-0.03%	–
SPH	Exit	SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock	$0	–	-5,013	-100.0%	-0.03%	–
IR	Exit	INGERSOLL RAND INC COMstock	$0	–	-1,632	-100.0%	-0.03%	–
WES	Exit	WESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock	$0	–	-3,813	-100.0%	-0.03%	–
UL	Exit	UNILEVER PLC SPON ADR NEWstock	$0	–	-1,445	-100.0%	-0.03%	–
EMR	Exit	EMERSON ELEC CO COMstock	$0	–	-900	-100.0%	-0.03%	–
ALLE	Exit	ALLEGION PLC ORD SHSstock	$0	–	-666	-100.0%	-0.03%	–
PM	Exit	PHILIP MORRIS INTL INC COMstock	$0	–	-1,000	-100.0%	-0.04%	–
GOOGL	Exit	ALPHABET INC CAP STK CL Astock	$0	–	-40	-100.0%	-0.04%	–
INTC	Exit	INTEL CORP COMstock	$0	–	-1,800	-100.0%	-0.04%	–
SRE	Exit	SEMPRA ENERGY COMstock	$0	–	-800	-100.0%	-0.04%	–
GLP	Exit	GLOBAL PARTNERS LP COM UNITSstock	$0	–	-4,150	-100.0%	-0.04%	–
NLY	Exit	ANNALY CAPITAL MANAGEMENT IN COMstock	$0	–	-12,500	-100.0%	-0.04%	–
KMB	Exit	KIMBERLY-CLARK CORP COMstock	$0	–	-900	-100.0%	-0.04%	–
VZ	Exit	VERIZON COMMUNICATIONS INC COMstock	$0	–	-2,263	-100.0%	-0.05%	–
DRRX	Exit	DURECT CORP COMstock	$0	–	-84,678	-100.0%	-0.05%	–
BMY	Exit	BRISTOL-MYERS SQUIBB CO COMstock	$0	–	-2,100	-100.0%	-0.05%	–
SNCR	Exit	SYNCHRONOSS TECHNOLOGIES INC COMstock	$0	–	-40,600	-100.0%	-0.05%	–
LEN	Exit	LENNAR CORP CL Astock	$0	–	-1,500	-100.0%	-0.05%	–
MCD	Exit	MCDONALDS CORP COMstock	$0	–	-661	-100.0%	-0.06%	–
LMT	Exit	LOCKHEED MARTIN CORP COMstock	$0	–	-400	-100.0%	-0.06%	–
ESBA	Exit	EMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock	$0	–	-12,904	-100.0%	-0.06%	–
NOC	Exit	NORTHROP GRUMMAN CORP COMstock	$0	–	-450	-100.0%	-0.06%	–
MPLX	Exit	MPLX LP COM UNIT REP LTDstock	$0	–	-5,674	-100.0%	-0.06%	–
GE	Exit	GENERAL ELECTRIC CO COMstock	$0	–	-13,470	-100.0%	-0.07%	–
PAYX	Exit	PAYCHEX INC COMstock	$0	–	-1,800	-100.0%	-0.07%	–
VNRX	Exit	VOLITIONRX LTD COMstock	$0	–	-59,200	-100.0%	-0.07%	–
UNH	Exit	UNITEDHEALTH GROUP INC COMstock	$0	–	-500	-100.0%	-0.07%	–
XOM	Exit	EXXON MOBIL CORP COMstock	$0	–	-3,370	-100.0%	-0.08%	–
JPM	Exit	JPMORGAN CHASE & CO COMstock	$0	–	-1,395	-100.0%	-0.08%	–
GBDC	Exit	GOLUB CAP BDC INC COMstock	$0	–	-16,500	-100.0%	-0.09%	–
PEAK	Exit	HEALTHPEAK PROPERTIES INC COMstock	$0	–	-8,000	-100.0%	-0.10%	–
NVO	Exit	NOVO-NORDISK A S ADRstock	$0	–	-3,250	-100.0%	-0.10%	–
MET	Exit	METLIFE INC COMstock	$0	–	-4,650	-100.0%	-0.10%	–
RADA	Exit	RADA ELECTR INDS LTD COM PAR NEWstock	$0	–	-23,000	-100.0%	-0.10%	–
LNTH	Exit	LANTHEUS HLDGS INC COMstock	$0	–	-10,600	-100.0%	-0.11%	–
ARCC	Exit	ARES CAPITAL CORP COMstock	$0	–	-15,000	-100.0%	-0.11%	–
KMI	Exit	KINDER MORGAN INC DEL COMstock	$0	–	-16,180	-100.0%	-0.11%	–
PYPL	Exit	PAYPAL HLDGS INC COMstock	$0	–	-1,034	-100.0%	-0.11%	–
ALLT	Exit	ALLOT LTD SHSstock	$0	–	-15,600	-100.0%	-0.11%	–
NRC	Exit	NATIONAL RESH CORP COM NEWstock	$0	–	-7,000	-100.0%	-0.12%	–
TT	Exit	TRANE TECHNOLOGIES PLC SHSstock	$0	–	-1,850	-100.0%	-0.12%	–
GOOG	Exit	ALPHABET INC CAP STK CL Cstock	$0	–	-140	-100.0%	-0.13%	–
CTVA	Exit	CORTEVA INC COMstock	$0	–	-9,216	-100.0%	-0.15%	–
BX	Exit	BLACKSTONE GROUP INC COMstock	$0	–	-4,600	-100.0%	-0.16%	–
AAPL	Exit	APPLE INC COMstock	$0	–	-3,580	-100.0%	-0.18%	–
DE	Exit	DEERE & CO COMstock	$0	–	-1,500	-100.0%	-0.19%	–
TXN	Exit	TEXAS INSTRS INC COMstock	$0	–	-3,012	-100.0%	-0.21%	–
INSE	Exit	INSPIRED ENTMT INC COMstock	$0	–	-50,000	-100.0%	-0.23%	–
NTNX	Exit	NUTANIX INC CL Astock	$0	–	-17,530	-100.0%	-0.24%	–
GCI	Exit	GANNETT CO INC COMstock	$0	–	-134,900	-100.0%	-0.27%	–
ARAY	Exit	ACCURAY INC COMstock	$0	–	-170,882	-100.0%	-0.28%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHS COMstock	$0	–	-5,370	-100.0%	-0.28%	–
TEVA	Exit	TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock	$0	–	-81,294	-100.0%	-0.29%	–
NVEC	Exit	NVE CORP COM NEWstock	$0	–	-11,837	-100.0%	-0.32%	–
GSIT	Exit	GSI TECHNOLOGY INC COMstock	$0	–	-167,177	-100.0%	-0.34%	–
EXC	Exit	EXELON CORP COMstock	$0	–	-21,450	-100.0%	-0.34%	–
NEOG	Exit	NEOGEN CORP COMstock	$0	–	-20,900	-100.0%	-0.35%	–
RBBN	Exit	RIBBON COMMUNICATIONS INC COMstock	$0	–	-140,719	-100.0%	-0.39%	–
OEG	Exit	ORBITAL ENERGY GROUP INC COMstock	$0	–	-255,863	-100.0%	-0.41%	–
NEO	Exit	NEOGENOMICS INC COM NEWstock	$0	–	-26,500	-100.0%	-0.43%	–
CEVA	Exit	CEVA INC COMstock	$0	–	-25,656	-100.0%	-0.44%	–
GAN	Exit	GAN LTD SHSstock	$0	–	-82,400	-100.0%	-0.49%	–
DD	Exit	DUPONT DE NEMOURS INC COMstock	$0	–	-17,849	-100.0%	-0.50%	–
DOW	Exit	DOW INC COMstock	$0	–	-24,216	-100.0%	-0.56%	–
	Exit	INFINERA CORP NOTE 2.125 9/0stock	$0	–	-1,280,000	-100.0%	-0.57%	–
ADI	Exit	ANALOG DEVICES INC COMstock	$0	–	-9,250	-100.0%	-0.58%	–
LDOS	Exit	LEIDOS HOLDINGS INC COMstock	$0	–	-16,070	-100.0%	-0.59%	–
KOPN	Exit	KOPIN CORP COMstock	$0	–	-206,900	-100.0%	-0.61%	–
MMP	Exit	MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock	$0	–	-34,800	-100.0%	-0.62%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L COMstock	$0	–	-74,080	-100.0%	-0.65%	–
CCI	Exit	CROWN CASTLE INTL CORP NEW COMstock	$0	–	-10,045	-100.0%	-0.71%	–
IFF	Exit	INTERNATIONAL FLAVORS&FRAGRA COMstock	$0	–	-13,805	-100.0%	-0.75%	–
PTC	Exit	PTC INC COMstock	$0	–	-15,800	-100.0%	-0.81%	–
MSFT	Exit	MICROSOFT CORP COMstock	$0	–	-8,875	-100.0%	-0.87%	–
SBUX	Exit	STARBUCKS CORP COMstock	$0	–	-21,885	-100.0%	-0.89%	–
APYX	Exit	APYX MEDICAL CORPORATION COMstock	$0	–	-248,959	-100.0%	-0.93%	–
	Exit	VONAGE HLDGS CORP NOTE 1.750 6/0stock	$0	–	-2,370,000	-100.0%	-0.96%	–
MTSI	Exit	MACOM TECH SOLUTIONS HLDGS I COMstock	$0	–	-42,708	-100.0%	-0.99%	–
PFE	Exit	PFIZER INC COMstock	$0	–	-72,225	-100.0%	-1.03%	–
JNJ	Exit	JOHNSON & JOHNSON COMstock	$0	–	-18,260	-100.0%	-1.09%	–
KKR	Exit	KKR & CO INC COMstock	$0	–	-51,800	-100.0%	-1.11%	–
HLIT	Exit	HARMONIC INC COMstock	$0	–	-369,694	-100.0%	-1.14%	–
AZN	Exit	ASTRAZENECA PLC SPONSORED ADRstock	$0	–	-53,620	-100.0%	-1.16%	–
APO	Exit	APOLLO GLOBAL MGMT INC COM CL Astock	$0	–	-52,830	-100.0%	-1.19%	–
HTGM	Exit	HTG MOLECULAR DIAGNOSTICS IN COM NEWstock	$0	–	-570,333	-100.0%	-1.20%	–
TACT	Exit	TRANSACT TECHNOLOGIES INC COMstock	$0	–	-252,567	-100.0%	-1.26%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DEL CL B NEWstock	$0	–	-13,215	-100.0%	-1.33%	–
RSSS	Exit	RESEARCH SOLUTIONS INC COMstock	$0	–	-1,398,500	-100.0%	-1.45%	–
	Exit	ACCELERATE DIAGNOSTICS INC NOTE 2.500 3/1stock	$0	–	-7,580,000	-100.0%	-1.78%	–
DDD	Exit	3-D SYS CORP DEL COM NEWstock	$0	–	-124,050	-100.0%	-1.80%	–
DMRC	Exit	DIGIMARC CORP NEW COMstock	$0	–	-165,093	-100.0%	-2.01%	–
LMNX	Exit	LUMINEX CORP DEL COMstock	$0	–	-169,103	-100.0%	-2.26%	–
NEPH	Exit	NEPHROS INC COMstock	$0	–	-626,450	-100.0%	-2.31%	–
REPH	Exit	RECRO PHARMA INC COMstock	$0	–	-2,763,400	-100.0%	-2.32%	–
KRNT	Exit	KORNIT DIGITAL LTD SHSstock	$0	–	-51,994	-100.0%	-2.34%	–
GTYH	Exit	GTY TECHNOLOGY HOLDINGS INC COMstock	$0	–	-1,075,650	-100.0%	-2.77%	–
SCOR	Exit	COMSCORE INC COMstock	$0	–	-1,640,200	-100.0%	-2.98%	–
ITI	Exit	ITERIS INC NEW COMstock	$0	–	-1,596,750	-100.0%	-3.85%	–
FRG	Exit	FRANCHISE GROUP INC COMstock	$0	–	-311,250	-100.0%	-3.98%	–
INOV	Exit	INOVALON HLDGS INC COM CL Astock	$0	–	-385,600	-100.0%	-4.77%	–
VG	Exit	VONAGE HLDGS CORP COMstock	$0	–	-946,200	-100.0%	-4.95%	–
ASPN	Exit	ASPEN AEROGELS INC COMstock	$0	–	-459,200	-100.0%	-4.98%	–
QUOT	Exit	QUOTIENT TECHNOLOGY INC COMstock	$0	–	-2,925,600	-100.0%	-11.47%	–
PDFS	Exit	PDF SOLUTIONS INC COMstock	$0	–	-1,889,528	-100.0%	-12.46%	–

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
PDF SOLUTIONS INCCOM	33	Q2 2021	24.5%
DIGIMARC CORPORATION	33	Q2 2021	15.5%
PFIZER INC COM	33	Q2 2021	3.1%
LUMINEX CORP DEL COM	33	Q2 2021	3.6%
TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098	33	Q2 2021	4.0%
TRANSACTTECHNOLOGIES INC COM	33	Q2 2021	4.0%
PTC INC COM	33	Q2 2021	1.3%
JOHNSON & JOHNSONCOM	33	Q2 2021	2.2%
3-D SYSTEMS CORP-DEL	33	Q2 2021	2.0%
ENTERPRISE PRODUCTS PARTNERS	33	Q2 2021	1.0%

View Cowen Prime Services LLC's complete holdings history.

Latest significant ownerships (13-D/G)

Cowen Prime Services LLC Q3 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
NEPHROS INC^{Sold out}	February 10, 2022	0	0.0%
ARI NETWORK SERVICES INC /WI^{Sold out}	January 29, 2018	0	0.0%
Digimarc CORP	February 10, 2017	369,404	3.5%
INTERMOLECULAR INC^{Sold out}	February 10, 2017	0	0.0%
Reis, Inc.	February 10, 2017	354,900	3.1%
TRANSACT TECHNOLOGIES INC	February 10, 2017	228,986	3.1%

View Cowen Prime Services LLC's complete significant-ownership history.

Latest filings

Type	Filed
SC 13G	2022-02-10
SC 13G	2022-02-10
SC 13G	2022-02-10
SC 13G	2022-02-10
SC 13G	2022-02-10
13F-HR	2021-07-16
13F-HR	2021-04-27
SC 13G	2021-02-16
13F-HR	2021-01-27
SC 13G	2021-01-27

View Cowen Prime Services LLC's complete filings history.

All filings

View complete filings history.

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Export Cowen Prime Services LLC's holdings