$264 Million is the total value of Cowen Prime Services LLC's 173 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 13.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QUOT | Sell | QUOTIENT TECHNOLOGY INC COMstock | $47,338,000 | +51.8% | 2,897,074 | -12.5% | 17.90% | +29.5% |
| PDFS | Buy | PDF SOLUTIONS INC COMstock | $30,516,000 | -9.6% | 1,716,328 | +9.8% | 11.54% | -22.8% |
| INOV | Sell | INOVALON HLDGS INC COM CL Astock | $16,416,000 | +38.9% | 570,400 | -12.3% | 6.21% | +18.6% |
| VG | Buy | VONAGE HLDGS CORP COMstock | $11,702,000 | +16.8% | 990,050 | +27.2% | 4.43% | -0.3% |
| ITI | Buy | ITERIS INC NEW COMstock | $10,197,000 | +13.7% | 1,652,750 | +4.1% | 3.86% | -2.9% |
| FRG | Buy | FRANCHISE GROUP INC COMstock | $9,677,000 | +22.9% | 268,000 | +3.6% | 3.66% | +4.9% |
| ASPN | Sell | ASPEN AEROGELS INC COMstock | $7,922,000 | +1.5% | 389,500 | -16.7% | 3.00% | -13.4% |
| LMNX | Buy | LUMINEX CORP DEL COMstock | $5,778,000 | +46.2% | 181,120 | +6.0% | 2.18% | +24.8% |
| KRNT | Buy | KORNIT DIGITAL LTD SHSstock | $5,154,000 | +13.0% | 51,994 | +1.6% | 1.95% | -3.6% |
| ACCELERATE DIAGNOSTICS INC NOTE 2.500 3/1stock | $4,969,000 | +15.8% | 7,580,000 | 0.0% | 1.88% | -1.2% | ||
| FLDM | New | FLUIDIGM CORP DEL COMstock | $4,443,000 | – | 983,000 | +100.0% | 1.68% | – |
| GNMK | Sell | GENMARK DIAGNOSTICS INC COMstock | $4,179,000 | -43.5% | 174,850 | -65.5% | 1.58% | -51.8% |
| SCOR | New | COMSCORE INC COMstock | $4,178,000 | – | 1,141,600 | +100.0% | 1.58% | – |
| NEPH | Buy | NEPHROS INC COMstock | $4,141,000 | -16.1% | 622,750 | +8.3% | 1.57% | -28.4% |
| RSSS | Buy | RESEARCH SOLUTIONS INC COMstock | $3,845,000 | +144.1% | 1,657,500 | +145.2% | 1.45% | +108.3% |
| DMRC | Buy | DIGIMARC CORP NEW COMstock | $3,841,000 | -34.3% | 129,493 | +4.6% | 1.45% | -43.9% |
| GTYH | New | GTY TECHNOLOGY HOLDINGS INC COMstock | $3,524,000 | – | 551,450 | +100.0% | 1.33% | – |
| DDD | Sell | 3-D SYS CORP DEL COM NEWstock | $3,393,000 | +137.8% | 123,650 | -9.2% | 1.28% | +103.0% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $3,357,000 | +11.7% | 13,140 | +1.3% | 1.27% | -4.7% |
| JNJ | Sell | JOHNSON & JOHNSON COMstock | $3,001,000 | +4.3% | 18,260 | -0.1% | 1.14% | -11.1% |
| KKR | Sell | KKR & CO INC COMstock | $2,870,000 | +15.7% | 58,750 | -4.1% | 1.08% | -1.3% |
| HTGM | Buy | HTG MOLECULAR DIAGNOSTICS IN COM NEWstock | $2,866,000 | +35.4% | 524,033 | +18.6% | 1.08% | +15.6% |
| HLIT | Buy | HARMONIC INC COMstock | $2,867,000 | +11.1% | 365,694 | +4.7% | 1.08% | -5.2% |
| GAN | Sell | GAN LTD ORD SHSstock | $2,747,000 | -78.5% | 150,950 | -76.0% | 1.04% | -81.6% |
| TACT | Buy | TRANSACT TECHNOLOGIES INC COMstock | $2,745,000 | +56.2% | 252,567 | +2.1% | 1.04% | +33.2% |
| AZN | Buy | ASTRAZENECA PLC SPONSORED ADRstock | $2,661,000 | -0.1% | 53,520 | +0.5% | 1.01% | -14.7% |
| PFE | Buy | PFIZER INC COMstock | $2,631,000 | -0.7% | 72,625 | +0.9% | 1.00% | -15.2% |
| VONAGE HLDGS CORP NOTE 1.750 6/0stock | $2,485,000 | -2.9% | 2,370,000 | 0.0% | 0.94% | -17.2% | ||
| MTSI | Buy | MACOM TECH SOLUTIONS HLDGS I COMstock | $2,478,000 | +11.8% | 42,708 | +6.1% | 0.94% | -4.6% |
| APYX | Buy | APYX MEDICAL CORPORATION COMstock | $2,405,000 | +41.6% | 248,959 | +5.5% | 0.91% | +20.8% |
| SBUX | STARBUCKS CORP COMstock | $2,391,000 | +2.1% | 21,885 | 0.0% | 0.90% | -12.9% | |
| KOPN | Sell | KOPIN CORP COMstock | $2,181,000 | +291.6% | 207,900 | -9.4% | 0.82% | +234.0% |
| PTC | Sell | PTC INC COMstock | $2,175,000 | +12.9% | 15,800 | -1.9% | 0.82% | -3.6% |
| MSFT | MICROSOFT CORP COMstock | $2,092,000 | +6.0% | 8,875 | 0.0% | 0.79% | -9.6% | |
| IFF | New | INTERNATIONAL FLAVORS&FRAGRA COMstock | $1,927,000 | – | 13,805 | +100.0% | 0.73% | – |
| CCI | Buy | CROWN CASTLE INTL CORP NEW COMstock | $1,875,000 | +69.2% | 10,895 | +56.5% | 0.71% | +44.4% |
| EPD | ENTERPRISE PRODS PARTNERS L COMstock | $1,631,000 | +12.4% | 74,080 | 0.0% | 0.62% | -4.0% | |
| LDOS | Buy | LEIDOS HOLDINGS INC COMstock | $1,591,000 | -2.3% | 16,520 | +6.6% | 0.60% | -16.6% |
| DOW | DOW INC COMstock | $1,548,000 | +15.2% | 24,216 | 0.0% | 0.58% | -1.8% | |
| INFINERA CORP NOTE 2.125 9/0stock | $1,520,000 | -4.2% | 1,280,000 | 0.0% | 0.58% | -18.2% | ||
| MMP | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock | $1,509,000 | +2.2% | 34,800 | 0.0% | 0.57% | -12.8% | |
| CEVA | Buy | CEVA INC COMstock | $1,441,000 | +32.7% | 25,656 | +7.5% | 0.54% | +13.3% |
| ADI | Buy | ANALOG DEVICES INC COMstock | $1,434,000 | +14.2% | 9,250 | +8.8% | 0.54% | -2.7% |
| DD | DUPONT DE NEMOURS INC COMstock | $1,379,000 | +8.7% | 17,849 | 0.0% | 0.52% | -7.1% | |
| APO | Buy | APOLLO GLOBAL MGMT INC COM CL Astock | $1,374,000 | +1.9% | 29,220 | +6.2% | 0.52% | -12.9% |
| REPH | New | RECRO PHARMA INC COMstock | $1,313,000 | – | 470,500 | +100.0% | 0.50% | – |
| NEO | Buy | NEOGENOMICS INC COM NEWstock | $1,278,000 | -6.2% | 26,500 | +4.7% | 0.48% | -20.0% |
| RBBN | Sell | RIBBON COMMUNICATIONS INC COMstock | $1,155,000 | +22.7% | 140,719 | -2.0% | 0.44% | +4.8% |
| OEG | Buy | ORBITAL ENERGY GROUP INC COMstock | $1,072,000 | +207.2% | 175,663 | +10.2% | 0.40% | +161.3% |
| GSIT | Buy | GSI TECHNOLOGY COMstock | $1,035,000 | +9.9% | 154,656 | +21.4% | 0.39% | -6.2% |
| TEVA | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock | $938,000 | +19.6% | 81,294 | 0.0% | 0.36% | +2.3% | |
| EXC | Buy | EXELON CORP COMstock | $938,000 | +4.6% | 21,450 | +0.9% | 0.36% | -10.8% |
| NEOG | NEOGEN CORP COMstock | $929,000 | +12.1% | 10,450 | 0.0% | 0.35% | -4.4% | |
| ARAY | Buy | ACCURAY INC COMstock | $846,000 | +23.0% | 170,882 | +3.6% | 0.32% | +4.9% |
| NVEC | Buy | NVE CORP COM NEWstock | $802,000 | +30.6% | 11,437 | +4.6% | 0.30% | +11.4% |
| GCI | Buy | GANNETT CO INC COMstock | $726,000 | +70.8% | 134,900 | +6.6% | 0.28% | +46.3% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS COMstock | $716,000 | +16.8% | 5,370 | +10.3% | 0.27% | -0.4% |
| TXN | TEXAS INSTRS INC COMstock | $569,000 | +15.2% | 3,012 | 0.0% | 0.22% | -1.8% | |
| DE | DEERE & CO COMstock | $561,000 | +38.9% | 1,500 | 0.0% | 0.21% | +18.4% | |
| BX | BLACKSTONE GROUP INC COMstock | $492,000 | +15.0% | 6,600 | 0.0% | 0.19% | -2.1% | |
| NTNX | Buy | NUTANIX INC CL Astock | $466,000 | -12.6% | 17,530 | +4.8% | 0.18% | -25.4% |
| AAPL | APPLE INC COMstock | $437,000 | -8.0% | 3,580 | 0.0% | 0.16% | -21.8% | |
| CTVA | CORTEVA INC COMstock | $430,000 | +20.4% | 9,216 | 0.0% | 0.16% | +3.2% | |
| SYNC | Sell | SYNACOR INC COMstock | $384,000 | +54.8% | 175,454 | -3.6% | 0.14% | +31.8% |
| NRC | NATIONAL RESH CORP COM NEWstock | $328,000 | +9.7% | 7,000 | 0.0% | 0.12% | -6.8% | |
| TT | TRANE TECHNOLOGIES PLC SHSstock | $306,000 | +13.8% | 1,850 | 0.0% | 0.12% | -2.5% | |
| GOOG | ALPHABET INC CAP STK CL Cstock | $290,000 | +18.4% | 140 | 0.0% | 0.11% | +0.9% | |
| MET | METLIFE INC COMstock | $283,000 | +29.8% | 4,650 | 0.0% | 0.11% | +10.3% | |
| ARCC | ARES CAPITAL CORP COMstock | $281,000 | +11.1% | 15,000 | 0.0% | 0.11% | -5.4% | |
| RADA | RADA ELECTR INDS LTD COM PAR NEWstock | $276,000 | +23.2% | 23,000 | 0.0% | 0.10% | +5.1% | |
| KMI | KINDER MORGAN INC DEL COMstock | $269,000 | +21.7% | 16,180 | 0.0% | 0.10% | +4.1% | |
| PEAK | HEALTHPEAK PROPERTIES INC COMstock | $254,000 | +5.0% | 8,000 | 0.0% | 0.10% | -10.3% | |
| PYPL | PAYPAL HLDGS INC COMstock | $251,000 | +3.7% | 1,034 | 0.0% | 0.10% | -11.2% | |
| ALLT | ALLOT LTD SHSstock | $249,000 | +51.8% | 15,600 | 0.0% | 0.09% | +28.8% | |
| LNTH | Buy | LANTHEUS HLDGS INC COMstock | $227,000 | +74.6% | 10,600 | +10.4% | 0.09% | +48.3% |
| GBDC | Buy | GOLUB CAP BDC INC COMstock | $227,000 | +1646.2% | 15,500 | +1622.2% | 0.09% | +1333.3% |
| NVO | NOVO-NORDISK A S ADRstock | $219,000 | -3.5% | 3,250 | 0.0% | 0.08% | -17.8% | |
| JPM | JPMORGAN CHASE & CO COMstock | $212,000 | +19.8% | 1,395 | 0.0% | 0.08% | +2.6% | |
| XOM | EXXON MOBIL CORP COMstock | $188,000 | +35.3% | 3,370 | 0.0% | 0.07% | +14.5% | |
| UNH | UNITEDHEALTH GROUP INC COMstock | $186,000 | +6.3% | 500 | 0.0% | 0.07% | -10.3% | |
| GE | GENERAL ELECTRIC CO COMstock | $177,000 | +22.1% | 13,470 | 0.0% | 0.07% | +4.7% | |
| PAYX | PAYCHEX INC COMstock | $176,000 | +4.8% | 1,800 | 0.0% | 0.07% | -9.5% | |
| EGOV | Sell | NIC INC COMstock | $160,000 | -66.0% | 4,722 | -74.1% | 0.06% | -70.8% |
| DRRX | Buy | DURECT CORP COMstock | $162,000 | +5.9% | 81,678 | +10.2% | 0.06% | -10.3% |
| CSBR | CHAMPIONS ONCOLOGY INC COM NEWstock | $153,000 | +4.8% | 13,500 | 0.0% | 0.06% | -10.8% | |
| LEN | LENNAR CORP CL Astock | $152,000 | +33.3% | 1,500 | 0.0% | 0.06% | +11.8% | |
| MCD | MCDONALDS CORP COMstock | $148,000 | +4.2% | 661 | 0.0% | 0.06% | -11.1% | |
| LMT | LOCKHEED MARTIN CORP COMstock | $148,000 | +4.2% | 400 | 0.0% | 0.06% | -11.1% | |
| MPLX | MPLX LP COM UNIT REP LTDstock | $145,000 | +17.9% | 5,674 | 0.0% | 0.06% | 0.0% | |
| NOC | NORTHROP GRUMMAN CORP COMstock | $146,000 | +6.6% | 450 | 0.0% | 0.06% | -9.8% | |
| ESBA | EMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock | $143,000 | +21.2% | 12,904 | 0.0% | 0.05% | +3.8% | |
| VNRX | New | VOLITIONRX LTD COMstock | $139,000 | – | 36,700 | +100.0% | 0.05% | – |
| BMY | BRISTOL-MYERS SQUIBB CO COMstock | $133,000 | +2.3% | 2,100 | 0.0% | 0.05% | -13.8% | |
| VZ | VERIZON COMMUNICATIONS INC COMstock | $132,000 | -0.8% | 2,263 | 0.0% | 0.05% | -15.3% | |
| KMB | KIMBERLY-CLARK CORP COMstock | $125,000 | +3.3% | 900 | 0.0% | 0.05% | -13.0% | |
| INTC | Sell | INTEL CORP COMstock | $115,000 | +21.1% | 1,800 | -5.3% | 0.04% | +2.4% |
| NLY | ANNALY CAPITAL MANAGEMENT IN COMstock | $108,000 | +1.9% | 12,500 | 0.0% | 0.04% | -12.8% | |
| SRE | SEMPRA ENERGY COMstock | $106,000 | +3.9% | 800 | 0.0% | 0.04% | -11.1% | |
| GLP | GLOBAL PARTNERS LP COM UNITSstock | $89,000 | +29.0% | 4,150 | 0.0% | 0.03% | +9.7% | |
| PM | PHILIP MORRIS INTL INC COMstock | $89,000 | +7.2% | 1,000 | 0.0% | 0.03% | -8.1% | |
| ALLE | ALLEGION PLC ORD SHSstock | $84,000 | +7.7% | 666 | 0.0% | 0.03% | -8.6% | |
| GOOGL | ALPHABET INC CAP STK CL Astock | $83,000 | +18.6% | 40 | 0.0% | 0.03% | 0.0% | |
| UL | UNILEVER PLC SPON ADR NEWstock | $81,000 | -6.9% | 1,445 | 0.0% | 0.03% | -20.5% | |
| EMR | EMERSON ELEC CO COMstock | $81,000 | +12.5% | 900 | 0.0% | 0.03% | -3.1% | |
| IR | INGERSOLL RAND INC COMstock | $80,000 | +8.1% | 1,632 | 0.0% | 0.03% | -9.1% | |
| MO | ALTRIA GROUP INC COMstock | $77,000 | +24.2% | 1,500 | 0.0% | 0.03% | +7.4% | |
| SPH | SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock | $74,000 | 0.0% | 5,013 | 0.0% | 0.03% | -15.2% | |
| WES | WESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock | $71,000 | +34.0% | 3,813 | 0.0% | 0.03% | +17.4% | |
| PG | PROCTER AND GAMBLE CO COMstock | $68,000 | -2.9% | 500 | 0.0% | 0.03% | -16.1% | |
| BMO | BANK MONTREAL QUE COMstock | $67,000 | +17.5% | 753 | 0.0% | 0.02% | 0.0% | |
| LOW | LOWES COS INC COMstock | $65,000 | +18.2% | 340 | 0.0% | 0.02% | +4.2% | |
| D | DOMINION ENERGY INC COMstock | $61,000 | +1.7% | 800 | 0.0% | 0.02% | -14.8% | |
| ABT | ABBOTT LABS COMstock | $60,000 | +9.1% | 500 | 0.0% | 0.02% | -4.2% | |
| EBAY | EBAY INC. COMstock | $61,000 | +22.0% | 1,000 | 0.0% | 0.02% | +4.5% | |
| GLW | CORNING INC COMstock | $59,000 | +20.4% | 1,350 | 0.0% | 0.02% | 0.0% | |
| KO | COCA COLA CO COMstock | $53,000 | -3.6% | 1,000 | 0.0% | 0.02% | -16.7% | |
| UPS | UNITED PARCEL SERVICE INC CL Bstock | $51,000 | 0.0% | 300 | 0.0% | 0.02% | -17.4% | |
| NNN | NATIONAL RETAIL PROPERTIES I COMstock | $44,000 | +7.3% | 1,000 | 0.0% | 0.02% | -5.6% | |
| BABA | ALIBABA GROUP HLDG LTD SPONSORED ADSstock | $45,000 | -4.3% | 200 | 0.0% | 0.02% | -19.0% | |
| AMD | ADVANCED MICRO DEVICES INC COMstock | $39,000 | -15.2% | 500 | 0.0% | 0.02% | -25.0% | |
| DRI | DARDEN RESTAURANTS INC COMstock | $36,000 | +20.0% | 250 | 0.0% | 0.01% | +7.7% | |
| AEP | AMERICAN ELEC PWR CO INC COMstock | $38,000 | +2.7% | 450 | 0.0% | 0.01% | -12.5% | |
| DCP | DCP MIDSTREAM LP COM UT LTD PTNstock | $35,000 | +16.7% | 1,600 | 0.0% | 0.01% | 0.0% | |
| ABBV | ABBVIE INC COMstock | $33,000 | 0.0% | 304 | 0.0% | 0.01% | -20.0% | |
| MRK | MERCK & CO. INC COMstock | $31,000 | -6.1% | 400 | 0.0% | 0.01% | -20.0% | |
| PEP | PEPSICO INC COMstock | $33,000 | -2.9% | 230 | 0.0% | 0.01% | -20.0% | |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock | $31,000 | +10.7% | 3,400 | 0.0% | 0.01% | 0.0% | |
| CL | COLGATE PALMOLIVE CO COMstock | $28,000 | -6.7% | 350 | 0.0% | 0.01% | -15.4% | |
| EHTH | EHEALTH INC COMstock | $29,000 | 0.0% | 405 | 0.0% | 0.01% | -15.4% | |
| ORCL | ORACLE CORP COMstock | $28,000 | +12.0% | 394 | 0.0% | 0.01% | 0.0% | |
| AXP | AMERICAN EXPRESS CO COMstock | $28,000 | +16.7% | 200 | 0.0% | 0.01% | 0.0% | |
| KLR | KALEYRA INC COMstock | $28,000 | +40.0% | 2,000 | 0.0% | 0.01% | +22.2% | |
| BAC | BK OF AMERICA CORP COMstock | $29,000 | +26.1% | 760 | 0.0% | 0.01% | +10.0% | |
| CCIV | New | CHURCHILL CAPITAL CORP IV CL Astock | $23,000 | – | 1,000 | +100.0% | 0.01% | – |
| WMB | WILLIAMS COS INC COMstock | $24,000 | +20.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| MS | MORGAN STANLEY COM NEWstock | $25,000 | +13.6% | 318 | 0.0% | 0.01% | -10.0% | |
| MRAM | Buy | EVERSPIN TECHNOLOGIES INC COMstock | $23,000 | +43.8% | 3,750 | +7.1% | 0.01% | +28.6% |
| EXG | EATON VANCE TAX-MANAGED GLOB COMstock | $25,000 | +4.2% | 2,700 | 0.0% | 0.01% | -18.2% | |
| SLB | SCHLUMBERGER LTD COMstock | $23,000 | +27.8% | 835 | 0.0% | 0.01% | +12.5% | |
| EOG | EOG RES INC COMstock | $22,000 | +46.7% | 300 | 0.0% | 0.01% | +14.3% | |
| GOLD | BARRICK GOLD CORP COMstock | $20,000 | -13.0% | 1,000 | 0.0% | 0.01% | -20.0% | |
| SWM | SCHWEITZER-MAUDUIT INTL INC COMstock | $20,000 | +25.0% | 400 | 0.0% | 0.01% | +14.3% | |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP COM NEWstock | $18,000 | +28.6% | 1,600 | +14.3% | 0.01% | +16.7% |
| SYY | SYSCO CORP COMstock | $15,000 | +7.1% | 185 | 0.0% | 0.01% | 0.0% | |
| TRGP | TARGA RES CORP COMstock | $16,000 | +23.1% | 496 | 0.0% | 0.01% | 0.0% | |
| STX | SEAGATE TECHNOLOGY PLC SHSstock | $12,000 | +33.3% | 150 | 0.0% | 0.01% | +25.0% | |
| T | AT&T INC COMstock | $14,000 | 0.0% | 473 | 0.0% | 0.01% | -16.7% | |
| HIMX | Sell | HIMAX TECHNOLOGIES INC SPONSORED ADRstock | $14,000 | -53.3% | 1,000 | -75.0% | 0.01% | -61.5% |
| PENN | New | PENN NATL GAMING INC COMstock | $10,000 | – | 100 | +100.0% | 0.00% | – |
| GNLN | GREENLANE HLDGS INC CL Astock | $11,000 | +37.5% | 2,100 | 0.0% | 0.00% | 0.0% | |
| NVS | NOVARTIS AG SPONSORED ADRstock | $9,000 | 0.0% | 100 | 0.0% | 0.00% | -25.0% | |
| HP | Sell | HELMERICH & PAYNE INC COMstock | $8,000 | -57.9% | 300 | -62.5% | 0.00% | -62.5% |
| MRCY | MERCURY SYS INC COMstock | $7,000 | -22.2% | 100 | 0.0% | 0.00% | -25.0% | |
| OXSQ | Sell | OXFORD SQUARE CAP CORP COMstock | $7,000 | 0.0% | 1,400 | -41.7% | 0.00% | 0.0% |
| IVOO | Sell | VANGUARD ADMIRAL FDS INC MIDCP 400 IDXstock | $7,000 | -22.2% | 39 | -33.9% | 0.00% | -25.0% |
| APA | New | APA CORPORATION COMstock | $8,000 | – | 450 | +100.0% | 0.00% | – |
| BKR | BAKER HUGHES COMPANY CL Astock | $6,000 | 0.0% | 300 | 0.0% | 0.00% | -33.3% | |
| RDSA | ROYAL DUTCH SHELL PLC SPONS ADR Astock | $4,000 | 0.0% | 112 | 0.0% | 0.00% | 0.0% | |
| CSLT | CASTLIGHT HEALTH INC CL Bstock | $6,000 | +20.0% | 3,700 | 0.0% | 0.00% | 0.0% | |
| HPQ | HP INC COMstock | $6,000 | +20.0% | 200 | 0.0% | 0.00% | 0.0% | |
| WAB | WABTEC COMstock | $5,000 | 0.0% | 69 | 0.0% | 0.00% | 0.0% | |
| CSCO | CISCO SYS INC COMstock | $5,000 | +25.0% | 100 | 0.0% | 0.00% | 0.0% | |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC COMstock | $6,000 | -25.0% | 1,700 | 0.0% | 0.00% | -50.0% | |
| HAL | HALLIBURTON CO COMstock | $2,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| LENB | LENNAR CORP CL Bstock | $2,000 | 0.0% | 30 | 0.0% | 0.00% | 0.0% | |
| HPE | HEWLETT PACKARD ENTERPRISE C COMstock | $3,000 | +50.0% | 200 | 0.0% | 0.00% | 0.0% | |
| GLD | SPDR GOLD TR GOLD SHSstock | $3,000 | -25.0% | 20 | 0.0% | 0.00% | -50.0% | |
| C | CITIGROUP INC COM NEWstock | $3,000 | +50.0% | 35 | 0.0% | 0.00% | 0.0% | |
| BHC | BAUSCH HEALTH COS INC COMstock | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
| ALC | ALCON AG ORD SHSstock | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| TYME | New | TYME TECHNOLOGIES INC COMstock | $1,000 | – | 300 | +100.0% | 0.00% | – |
| DXC | New | DXC TECHNOLOGY CO COMstock | $1,000 | – | 16 | +100.0% | 0.00% | – |
| OXYWS | New | OCCIDENTAL PETE CORP W EXP 08/03/202stock | $1,000 | – | 68 | +100.0% | 0.00% | – |
| GWPH | Exit | GW PHARMACEUTICALS PLC ADSstock | $0 | – | -25 | -100.0% | -0.00% | – |
| APA | Exit | APACHE CORP COMstock | $0 | – | -450 | -100.0% | -0.00% | – |
| OXY | Exit | OCCIDENTAL PETE CORP COMstock | $0 | – | -550 | -100.0% | -0.00% | – |
| EB | Exit | EVENTBRITE INC COM CL Astock | $0 | – | -2,450 | -100.0% | -0.02% | – |
| NS | Exit | NUSTAR ENERGY LP UNIT COMstock | $0 | – | -4,630 | -100.0% | -0.03% | – |
| LLNW | Exit | LIMELIGHT NETWORKS INC COMstock | $0 | – | -22,500 | -100.0% | -0.04% | – |
| AWH | Exit | ASPIRA WOMENS HEALTH INC COMstock | $0 | – | -15,000 | -100.0% | -0.04% | – |
| WIFI | Exit | BOINGO WIRELESS INC COMstock | $0 | – | -9,100 | -100.0% | -0.05% | – |
| LGND | Exit | LIGAND PHARMACEUTICALS INC COM NEWstock | $0 | – | -1,700 | -100.0% | -0.08% | – |
| VTRS | Exit | VIATRIS INC COMstock | $0 | – | -12,071 | -100.0% | -0.10% | – |
| MGNI | Exit | MAGNITE INC COMstock | $0 | – | -13,500 | -100.0% | -0.18% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-04-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.