$205 Million is the total value of Cowen Prime Services LLC's 179 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 11.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | Buy | PDF SOLUTIONS INC COMstock | $30,753,000 | -1.7% | 1,643,678 | +2.7% | 14.97% | +1.4% |
| QUOT | Buy | QUOTIENT TECHNOLOGY INC COMstock | $25,225,000 | +13.6% | 3,418,056 | +12.7% | 12.28% | +17.3% |
| INOV | Sell | INOVALON HLDGS INC COM CL Astock | $14,139,000 | -14.7% | 534,550 | -37.9% | 6.88% | -12.0% |
| VG | Sell | VONAGE HLDGS CORP COMstock | $12,556,000 | -1.5% | 1,227,325 | -3.2% | 6.11% | +1.6% |
| ITI | Sell | ITERIS INC NEW COMstock | $8,440,000 | -33.8% | 2,058,520 | -23.2% | 4.11% | -31.7% |
| ASPN | Sell | ASPEN AEROGELS INC COMstock | $6,245,000 | +17.5% | 570,300 | -29.4% | 3.04% | +21.2% |
| LLNW | Sell | LIMELIGHT NETWORKS INC COMstock | $5,886,000 | -29.2% | 1,021,800 | -9.5% | 2.86% | -26.9% |
| GNMK | Sell | GENMARK DIAGNOSTICS INC COMstock | $5,426,000 | -15.3% | 382,100 | -12.2% | 2.64% | -12.5% |
| GAN | New | GAN LTD ORD SHSstock | $5,388,000 | – | 318,800 | +100.0% | 2.62% | – |
| FRG | Buy | FRANCHISE GROUP INC COMstock | $4,997,000 | +70.3% | 197,030 | +46.9% | 2.43% | +75.7% |
| LGND | Buy | LIGAND PHARMACEUTICALS INC COM NEWstock | $4,804,000 | +68.7% | 50,400 | +98.0% | 2.34% | +74.1% |
| LMNX | LUMINEX CORP DEL COMstock | $4,468,000 | -19.3% | 170,220 | 0.0% | 2.17% | -16.7% | |
| ACCELERATE DIAGNOSTICS INC NOTE 2.500 3/1stock | $3,800,000 | -11.0% | 6,020,000 | 0.0% | 1.85% | -8.1% | ||
| Sell | INFINERA CORP NOTE 2.125 9/0stock | $3,516,000 | -14.1% | 3,810,000 | -20.8% | 1.71% | -11.3% | |
| KRNT | KORNIT DIGITAL LTD SHSstock | $3,386,000 | +21.5% | 52,194 | 0.0% | 1.65% | +25.4% | |
| JNJ | JOHNSON & JOHNSON COMstock | $3,141,000 | +5.9% | 21,095 | 0.0% | 1.53% | +9.3% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWstock | $2,946,000 | +17.2% | 13,835 | -1.8% | 1.43% | +20.9% |
| PFE | PFIZER INC COMstock | $2,913,000 | +12.2% | 79,375 | 0.0% | 1.42% | +15.8% | |
| DMRC | Sell | DIGIMARC CORP NEW COMstock | $2,811,000 | +28.9% | 125,893 | -7.7% | 1.37% | +32.9% |
| AZN | ASTRAZENECA PLC SPONSORED ADRstock | $2,779,000 | +3.6% | 50,720 | 0.0% | 1.35% | +6.9% | |
| Sell | VONAGE HLDGS CORP NOTE 1.750 6/0stock | $2,409,000 | -13.9% | 2,500,000 | -16.7% | 1.17% | -11.2% | |
| NEPH | Buy | NEPHROS INC COMstock | $2,234,000 | +5.7% | 309,009 | +22.6% | 1.09% | +9.0% |
| KKR | Sell | KKR & CO INC COMstock | $2,167,000 | -1.6% | 63,100 | -11.5% | 1.06% | +1.5% |
| HLIT | Buy | HARMONIC INC COMstock | $1,926,000 | +19.0% | 345,235 | +1.3% | 0.94% | +22.6% |
| SBUX | STARBUCKS CORP COMstock | $1,915,000 | +16.8% | 22,285 | 0.0% | 0.93% | +20.6% | |
| MSFT | Sell | MICROSOFT CORP COMstock | $1,888,000 | +2.2% | 8,975 | -1.1% | 0.92% | +5.5% |
| EB | EVENTBRITE INC COM CL Astock | $1,511,000 | +26.7% | 139,250 | 0.0% | 0.74% | +30.6% | |
| PTC | Sell | PTC INC COMstock | $1,489,000 | +1.3% | 18,000 | -4.8% | 0.72% | +4.6% |
| LDOS | LEIDOS HOLDINGS INC COMstock | $1,411,000 | -4.9% | 15,830 | 0.0% | 0.69% | -1.7% | |
| MTSI | Sell | MACOM TECH SOLUTIONS HLDGS I COMstock | $1,403,000 | -5.8% | 41,258 | -4.8% | 0.68% | -2.7% |
| TWTR | TWITTER INC COMstock | $1,393,000 | +49.5% | 31,300 | 0.0% | 0.68% | +54.1% | |
| NEO | Sell | NEOGENOMICS INC COM NEWstock | $1,264,000 | +6.0% | 34,276 | -10.9% | 0.62% | +9.4% |
| APO | APOLLO GLOBAL MGMT INC COM CL Astock | $1,261,000 | -10.3% | 28,170 | 0.0% | 0.61% | -7.4% | |
| CCI | CROWN CASTLE INTL CORP NEW COMstock | $1,200,000 | -0.6% | 7,210 | 0.0% | 0.58% | +2.6% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LPstock | $1,190,000 | -20.8% | 34,800 | 0.0% | 0.58% | -18.2% | |
| EPD | ENTERPRISE PRODS PARTNERS L COMstock | $1,170,000 | -13.1% | 74,080 | 0.0% | 0.57% | -10.4% | |
| DOW | DOW INC COMstock | $1,139,000 | +15.4% | 24,216 | 0.0% | 0.55% | +18.9% | |
| APYX | APYX MEDICAL CORPORATION COMstock | $1,121,000 | -15.1% | 237,969 | 0.0% | 0.55% | -12.4% | |
| ADI | ANALOG DEVICES INC COMstock | $1,097,000 | -4.9% | 9,400 | 0.0% | 0.53% | -1.8% | |
| TACT | Sell | TRANSACT TECHNOLOGIES INC COMstock | $1,098,000 | +6.6% | 219,567 | -2.4% | 0.53% | +9.9% |
| DD | DUPONT DE NEMOURS INC COMstock | $990,000 | +4.4% | 17,849 | 0.0% | 0.48% | +7.8% | |
| CEVA | Sell | CEVA INC COMstock | $940,000 | -1.4% | 23,871 | -6.3% | 0.46% | +1.8% |
| MGNI | New | MAGNITE INC COMstock | $884,000 | – | 127,250 | +100.0% | 0.43% | – |
| NEOG | NEOGEN CORP COMstock | $844,000 | +0.8% | 10,790 | 0.0% | 0.41% | +4.1% | |
| SCOR | Sell | COMSCORE INC COMstock | $768,000 | -48.3% | 376,500 | -21.4% | 0.37% | -46.6% |
| TEVA | TEVA PHARMACEUTICAL INDS LTD SPONSORED ADSstock | $732,000 | -26.9% | 81,294 | 0.0% | 0.36% | -24.7% | |
| NRC | NATIONAL RESH CORP COM NEWstock | $689,000 | -15.5% | 14,000 | 0.0% | 0.34% | -12.8% | |
| DDD | Buy | 3-D SYS CORP DEL COM NEWstock | $669,000 | -26.9% | 136,200 | +4.0% | 0.33% | -24.5% |
| JPM | JPMORGAN CHASE & CO COMstock | $652,000 | +2.4% | 6,769 | 0.0% | 0.32% | +5.7% | |
| GSIT | Buy | GSI TECHNOLOGY COMstock | $642,000 | -12.5% | 113,856 | +11.3% | 0.31% | -9.8% |
| IBM | INTERNATIONAL BUSINESS MACHS COMstock | $594,000 | +0.7% | 4,882 | 0.0% | 0.29% | +4.0% | |
| RBBN | Sell | RIBBON COMMUNICATIONS INC COMstock | $587,000 | -6.8% | 151,619 | -5.4% | 0.29% | -3.7% |
| NVEC | NVE CORP COM NEWstock | $537,000 | -20.6% | 10,937 | 0.0% | 0.26% | -18.2% | |
| HTGM | Sell | HTG MOLECULAR DIAGNOSTICS IN COMstock | $466,000 | -85.9% | 1,411,500 | -69.2% | 0.23% | -85.4% |
| EXC | EXELON CORP COMstock | $463,000 | -1.5% | 12,950 | 0.0% | 0.22% | +1.4% | |
| RSSS | Sell | RESEARCH SOLUTIONS INC COMstock | $434,000 | -48.7% | 192,000 | -46.2% | 0.21% | -47.1% |
| TXN | TEXAS INSTRS INC COMstock | $430,000 | +12.6% | 3,012 | 0.0% | 0.21% | +16.1% | |
| AAPL | Buy | APPLE INC COMstock | $415,000 | +26.9% | 3,580 | +300.0% | 0.20% | +31.2% |
| ARAY | ACCURAY INC COMstock | $396,000 | +18.2% | 164,882 | 0.0% | 0.19% | +22.2% | |
| NTNX | NUTANIX INC CL Astock | $371,000 | -6.5% | 16,730 | 0.0% | 0.18% | -3.2% | |
| EGOV | NIC INC COMstock | $369,000 | -14.2% | 18,722 | 0.0% | 0.18% | -11.3% | |
| KOPN | Sell | KOPIN CORP COMstock | $349,000 | -1.7% | 253,250 | -5.2% | 0.17% | +1.8% |
| BX | BLACKSTONE GROUP INC COM CL Astock | $345,000 | -7.8% | 6,600 | 0.0% | 0.17% | -4.5% | |
| DE | DEERE & CO COMstock | $332,000 | +40.7% | 1,500 | 0.0% | 0.16% | +45.9% | |
| SYNC | Sell | SYNACOR INC COMstock | $288,000 | +18.5% | 190,988 | -11.3% | 0.14% | +21.7% |
| CTVA | CORTEVA INC COMstock | $266,000 | +7.7% | 9,216 | 0.0% | 0.13% | +11.2% | |
| NVO | NOVO-NORDISK A S ADRstock | $226,000 | +6.1% | 3,250 | 0.0% | 0.11% | +10.0% | |
| TT | TRANE TECHNOLOGIES PLC SHSstock | $224,000 | +35.8% | 1,850 | 0.0% | 0.11% | +39.7% | |
| PEAK | HEALTHPEAK PROPERTIES INC COMstock | $217,000 | -1.4% | 8,000 | 0.0% | 0.11% | +1.9% | |
| GOOG | ALPHABET INC CAP STK CL Cstock | $206,000 | +4.0% | 140 | 0.0% | 0.10% | +7.5% | |
| PYPL | PAYPAL HLDGS INC COMstock | $204,000 | +13.3% | 1,034 | 0.0% | 0.10% | +16.5% | |
| KMI | KINDER MORGAN INC DEL COMstock | $200,000 | -18.4% | 16,180 | 0.0% | 0.10% | -16.4% | |
| UPS | UNITED PARCEL SERVICE INC CL Bstock | $180,000 | +50.0% | 1,080 | 0.0% | 0.09% | +54.4% | |
| MET | METLIFE INC COMstock | $173,000 | +1.8% | 4,650 | 0.0% | 0.08% | +5.0% | |
| GCI | Buy | GANNETT CO INC COMstock | $170,000 | -5.0% | 130,500 | +0.8% | 0.08% | -1.2% |
| PEP | PEPSICO INC COMstock | $157,000 | +5.4% | 1,130 | 0.0% | 0.08% | +8.6% | |
| UNH | UNITEDHEALTH GROUP INC COMstock | $156,000 | +6.1% | 500 | 0.0% | 0.08% | +10.1% | |
| LMT | LOCKHEED MARTIN CORP COMstock | $153,000 | +4.8% | 400 | 0.0% | 0.07% | +7.2% | |
| MCD | MCDONALDS CORP COMstock | $145,000 | +18.9% | 661 | 0.0% | 0.07% | +22.4% | |
| PAYX | PAYCHEX INC COMstock | $144,000 | +5.9% | 1,800 | 0.0% | 0.07% | +9.4% | |
| ALLT | ALLOT LTD SHSstock | $142,000 | -12.9% | 15,600 | 0.0% | 0.07% | -10.4% | |
| NOC | NORTHROP GRUMMAN CORP COMstock | $142,000 | +2.9% | 450 | 0.0% | 0.07% | +6.2% | |
| RADA | RADA ELECTR INDS LTD COM PAR NEWstock | $136,000 | -9.3% | 23,000 | 0.0% | 0.07% | -7.0% | |
| VZ | VERIZON COMMUNICATIONS INC COMstock | $135,000 | +8.0% | 2,263 | 0.0% | 0.07% | +11.9% | |
| KMB | KIMBERLY CLARK CORP COMstock | $133,000 | +4.7% | 900 | 0.0% | 0.06% | +8.3% | |
| BMY | BRISTOL-MYERS SQUIBB CO COMstock | $127,000 | +3.3% | 2,100 | 0.0% | 0.06% | +6.9% | |
| DRRX | Buy | DURECT CORP COMstock | $127,000 | -24.0% | 74,128 | +2.8% | 0.06% | -21.5% |
| CSBR | Sell | CHAMPIONS ONCOLOGY INC COM NEWstock | $125,000 | -76.0% | 13,500 | -75.2% | 0.06% | -75.2% |
| LEN | LENNAR CORP CL Astock | $123,000 | +33.7% | 1,500 | 0.0% | 0.06% | +39.5% | |
| GDX | VANECK VECTORS ETF TR GOLD MINERS ETFstock | $117,000 | +6.4% | 3,000 | 0.0% | 0.06% | +9.6% | |
| XOM | EXXON MOBIL CORP COMstock | $116,000 | -23.2% | 3,370 | 0.0% | 0.06% | -21.1% | |
| EHTH | EHEALTH INC COMstock | $111,000 | -19.6% | 1,405 | 0.0% | 0.05% | -16.9% | |
| OEG | ORBITAL ENERGY GROUP INC COMstock | $106,000 | 0.0% | 171,163 | 0.0% | 0.05% | +4.0% | |
| MDLZ | MONDELEZ INTL INC CL Astock | $103,000 | +12.0% | 1,800 | 0.0% | 0.05% | +16.3% | |
| INTC | INTEL CORP COMstock | $98,000 | -14.0% | 1,900 | 0.0% | 0.05% | -11.1% | |
| SRE | SEMPRA ENERGY COMstock | $95,000 | +1.1% | 800 | 0.0% | 0.05% | +4.5% | |
| WIFI | BOINGO WIRELESS INC COMstock | $93,000 | -23.1% | 9,100 | 0.0% | 0.04% | -21.1% | |
| MPLX | MPLX LP COM UNIT REP LTDstock | $89,000 | -9.2% | 5,674 | 0.0% | 0.04% | -6.5% | |
| NLY | ANNALY CAPITAL MANAGEMENT IN COMstock | $89,000 | +8.5% | 12,500 | 0.0% | 0.04% | +10.3% | |
| UL | UNILEVER PLC SPON ADR NEWstock | $89,000 | +12.7% | 1,445 | 0.0% | 0.04% | +16.2% | |
| WY | WEYERHAEUSER CO MTN BE COM NEWstock | $86,000 | +28.4% | 3,000 | 0.0% | 0.04% | +31.2% | |
| GE | GENERAL ELECTRIC CO COMstock | $87,000 | -8.4% | 13,970 | 0.0% | 0.04% | -6.7% | |
| SPH | SUBURBAN PROPANE PARTNERS L UNIT LTD PARTNstock | $82,000 | +13.9% | 5,013 | 0.0% | 0.04% | +17.6% | |
| TTGT | Sell | TECHTARGET INC COMstock | $79,000 | -22.5% | 1,800 | -47.1% | 0.04% | -20.8% |
| ESBA | EMPIRE ST RLTY OP L P UNIT LTD PRTNSPstock | $78,000 | -17.0% | 12,904 | 0.0% | 0.04% | -13.6% | |
| PM | PHILIP MORRIS INTL INC COMstock | $75,000 | +7.1% | 1,000 | 0.0% | 0.04% | +12.1% | |
| BLFS | Sell | BIOLIFE SOLUTIONS INC COM NEWstock | $72,000 | -28.7% | 2,500 | -59.5% | 0.04% | -27.1% |
| PG | PROCTER AND GAMBLE CO COMstock | $70,000 | +16.7% | 500 | 0.0% | 0.03% | +21.4% | |
| SYY | SYSCO CORP COMstock | $66,000 | +13.8% | 1,060 | 0.0% | 0.03% | +18.5% | |
| ALLE | ALLEGION PLC ORD SHSstock | $66,000 | -2.9% | 666 | 0.0% | 0.03% | 0.0% | |
| D | DOMINION ENERGY INC COMstock | $63,000 | -3.1% | 800 | 0.0% | 0.03% | 0.0% | |
| EMR | EMERSON ELEC CO COMstock | $59,000 | +5.4% | 900 | 0.0% | 0.03% | +11.5% | |
| BABA | ALIBABA GROUP HLDG LTD SPONSORED ADSstock | $59,000 | +37.2% | 200 | 0.0% | 0.03% | +45.0% | |
| GOOGL | ALPHABET INC CAP STK CL Astock | $59,000 | +3.5% | 40 | 0.0% | 0.03% | +7.4% | |
| MO | ALTRIA GROUP INC COMstock | $58,000 | -1.7% | 1,500 | 0.0% | 0.03% | 0.0% | |
| IR | INGERSOLL RAND INC COMstock | $58,000 | +26.1% | 1,632 | 0.0% | 0.03% | +27.3% | |
| LOW | LOWES COS INC COMstock | $56,000 | +21.7% | 340 | 0.0% | 0.03% | +22.7% | |
| GLP | GLOBAL PARTNERS LP COM UNITSstock | $54,000 | +31.7% | 4,150 | 0.0% | 0.03% | +36.8% | |
| ABT | ABBOTT LABS COMstock | $54,000 | +17.4% | 500 | 0.0% | 0.03% | +18.2% | |
| EBAY | EBAY INC. COMstock | $52,000 | 0.0% | 1,000 | 0.0% | 0.02% | 0.0% | |
| NS | NUSTAR ENERGY LP UNIT COMstock | $49,000 | -25.8% | 4,630 | 0.0% | 0.02% | -22.6% | |
| KO | COCA COLA CO COMstock | $49,000 | +8.9% | 1,000 | 0.0% | 0.02% | +14.3% | |
| GLW | CORNING INC COMstock | $44,000 | +25.7% | 1,350 | 0.0% | 0.02% | +23.5% | |
| BMO | BANK MONTREAL QUE COMstock | $44,000 | +10.0% | 753 | 0.0% | 0.02% | +10.5% | |
| AMD | ADVANCED MICRO DEVICES INC COMstock | $41,000 | +57.7% | 500 | 0.0% | 0.02% | +66.7% | |
| BOMN | Sell | BOSTON OMAHA CORP COMstock | $40,000 | -98.2% | 2,500 | -98.2% | 0.02% | -98.2% |
| AEP | AMERICAN ELEC PWR CO INC COMstock | $37,000 | +2.8% | 450 | 0.0% | 0.02% | +5.9% | |
| NNN | NATIONAL RETAIL PROPERTIES I COMstock | $35,000 | 0.0% | 1,000 | 0.0% | 0.02% | 0.0% | |
| MRK | MERCK & CO. INC COMstock | $33,000 | +6.5% | 400 | 0.0% | 0.02% | +6.7% | |
| WES | WESTERN MIDSTREAM PARTNERS L COM UNIT LP INTstock | $31,000 | -18.4% | 3,813 | 0.0% | 0.02% | -16.7% | |
| GOLD | BARRICK GOLD CORP COMstock | $30,000 | +3.4% | 1,084 | 0.0% | 0.02% | +7.1% | |
| GLD | SPDR GOLD TR GOLD SHSstock | $28,000 | +3.7% | 160 | 0.0% | 0.01% | +7.7% | |
| CL | COLGATE PALMOLIVE CO COMstock | $27,000 | +3.8% | 350 | 0.0% | 0.01% | +8.3% | |
| ABBV | ABBVIE INC COMstock | $27,000 | -10.0% | 304 | 0.0% | 0.01% | -7.1% | |
| DRI | DARDEN RESTAURANTS INC COMstock | $25,000 | +31.6% | 250 | 0.0% | 0.01% | +33.3% | |
| ORCL | ORACLE CORP COMstock | $24,000 | +9.1% | 394 | 0.0% | 0.01% | +20.0% | |
| EXG | EATON VANCE TAX-MANAGED GLOB COMstock | $20,000 | 0.0% | 2,700 | 0.0% | 0.01% | +11.1% | |
| PAA | PLAINS ALL AMERN PIPELINE L UNIT LTD PARTNstock | $20,000 | -33.3% | 3,400 | 0.0% | 0.01% | -28.6% | |
| WMB | WILLIAMS COS INC COMstock | $20,000 | +5.3% | 1,000 | 0.0% | 0.01% | +11.1% | |
| MRAM | EVERSPIN TECHNOLOGIES INC COMstock | $20,000 | -20.0% | 3,500 | 0.0% | 0.01% | -16.7% | |
| AXP | AMERICAN EXPRESS CO COMstock | $20,000 | +5.3% | 200 | 0.0% | 0.01% | +11.1% | |
| BAC | BK OF AMERICA CORP COMstock | $18,000 | 0.0% | 760 | 0.0% | 0.01% | +12.5% | |
| DCP | DCP MIDSTREAM LP COM UT LTD PTNstock | $18,000 | 0.0% | 1,600 | 0.0% | 0.01% | +12.5% | |
| MS | MORGAN STANLEY COM NEWstock | $15,000 | 0.0% | 318 | 0.0% | 0.01% | 0.0% | |
| KLR | New | KALEYRA INC COMstock | $15,000 | – | 2,000 | +100.0% | 0.01% | – |
| HIMX | HIMAX TECHNOLOGIES INC SPONSORED ADRstock | $14,000 | -17.6% | 4,000 | 0.0% | 0.01% | -12.5% | |
| HARMONIC INC NOTE 4.000 12/0stock | $12,000 | +20.0% | 10,000 | 0.0% | 0.01% | +20.0% | ||
| SLB | SCHLUMBERGER LTD COMstock | $13,000 | -13.3% | 835 | 0.0% | 0.01% | -14.3% | |
| HP | HELMERICH & PAYNE INC COMstock | $12,000 | -25.0% | 800 | 0.0% | 0.01% | -25.0% | |
| SWM | Buy | SCHWEITZER-MAUDUIT INTL INC COMstock | $12,000 | +20.0% | 400 | +33.3% | 0.01% | +20.0% |
| CSLT | Sell | CASTLIGHT HEALTH INC CL Bstock | $10,000 | -28.6% | 9,106 | -46.0% | 0.01% | -28.6% |
| EOG | EOG RES INC COMstock | $11,000 | -26.7% | 300 | 0.0% | 0.01% | -28.6% | |
| NRZ | NEW RESIDENTIAL INVT CORP COM NEWstock | $11,000 | +10.0% | 1,400 | 0.0% | 0.01% | 0.0% | |
| T | AT&T INC COMstock | $9,000 | -10.0% | 323 | 0.0% | 0.00% | -20.0% | |
| MRCY | MERCURY SYS INC COMstock | $8,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| NVS | NOVARTIS AG SPONSORED ADRstock | $9,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| STX | SEAGATE TECHNOLOGY PLC SHSstock | $7,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| TRGP | TARGA RES CORP COMstock | $7,000 | -30.0% | 496 | 0.0% | 0.00% | -40.0% | |
| OXY | OCCIDENTAL PETE CORP COMstock | $6,000 | -40.0% | 550 | 0.0% | 0.00% | -40.0% | |
| IVOO | Sell | VANGUARD ADMIRAL FDS INC MIDCP 400 IDXstock | $7,000 | -30.0% | 59 | -25.3% | 0.00% | -40.0% |
| OXSQ | OXFORD SQUARE CAP CORP COMstock | $6,000 | -14.3% | 2,400 | 0.0% | 0.00% | 0.0% | |
| HPQ | HP INC COMstock | $4,000 | +33.3% | 200 | 0.0% | 0.00% | +100.0% | |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC COMstock | $5,000 | -16.7% | 1,700 | 0.0% | 0.00% | -33.3% | |
| WAB | WABTEC COMstock | $4,000 | 0.0% | 69 | 0.0% | 0.00% | 0.0% | |
| BKR | BAKER HUGHES COMPANY CL Astock | $4,000 | -20.0% | 300 | 0.0% | 0.00% | 0.0% | |
| GNLN | GREENLANE HLDGS INC CL Astock | $5,000 | -37.5% | 2,100 | 0.0% | 0.00% | -50.0% | |
| APA | APACHE CORP COMstock | $4,000 | -33.3% | 450 | 0.0% | 0.00% | -33.3% | |
| TYME | TYME TECHNOLOGIES INC COMstock | $5,000 | -28.6% | 5,300 | 0.0% | 0.00% | -33.3% | |
| CSCO | CISCO SYS INC COMstock | $4,000 | -20.0% | 100 | 0.0% | 0.00% | 0.0% | |
| GWPH | GW PHARMACEUTICALS PLC ADSstock | $2,000 | -33.3% | 25 | 0.0% | 0.00% | 0.0% | |
| GDXJ | VANECK VECTORS ETF TR JR GOLD MINERS Estock | $2,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| C | CITIGROUP INC COM NEWstock | $2,000 | 0.0% | 35 | 0.0% | 0.00% | 0.0% | |
| RDSA | ROYAL DUTCH SHELL PLC SPONS ADR Astock | $3,000 | -25.0% | 112 | 0.0% | 0.00% | -50.0% | |
| PRGX | Sell | PRGX GLOBAL INC COM NEWstock | $2,000 | -77.8% | 500 | -75.0% | 0.00% | -75.0% |
| HPE | HEWLETT PACKARD ENTERPRISE C COMstock | $2,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| LENB | LENNAR CORP CL Bstock | $2,000 | +100.0% | 30 | 0.0% | 0.00% | – | |
| ALC | ALCON AG ORD SHSstock | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| HAL | HALLIBURTON CO COMstock | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| NEBLQ | Exit | NOBLE CORP PLC SHS USDstock | $0 | – | -800 | -100.0% | 0.00% | – |
| PRSP | Exit | PERSPECTA INC COMstock | $0 | – | -8 | -100.0% | 0.00% | – |
| Exit | MICRO FOCUS INTL PLC SPON ADR NEWstock | $0 | – | -20 | -100.0% | 0.00% | – | |
| VFF | Exit | VILLAGE FARMS INTL INC COMstock | $0 | – | -100 | -100.0% | 0.00% | – |
| SIRI | Exit | SIRIUS XM HOLDINGS INC COMstock | $0 | – | -9 | -100.0% | 0.00% | – |
| CRCQQ | Exit | CALIFORNIA RES CORP COM NEWstock | $0 | – | -26 | -100.0% | 0.00% | – |
| ADMP | Exit | ADAMIS PHARMACEUTICALS CORP COM NEWstock | $0 | – | -6 | -100.0% | 0.00% | – |
| MGY | Exit | MAGNOLIA OIL & GAS CORP CL Astock | $0 | – | -50 | -100.0% | 0.00% | – |
| NOK | NOKIA CORP SPONSORED ADRstock | $1,000 | 0.0% | 166 | 0.0% | 0.00% | – | |
| DXC | Exit | DXC TECHNOLOGY CO COMstock | $0 | – | -16 | -100.0% | 0.00% | – |
| BHC | Exit | BAUSCH HEALTH COS INC COMstock | $0 | – | -26 | -100.0% | 0.00% | – |
| TRUE | Exit | TRUECAR INC COMstock | $0 | – | -800 | -100.0% | -0.00% | – |
| MVIS | Exit | MICROVISION INC DEL COM NEWstock | $0 | – | -4,300 | -100.0% | -0.00% | – |
| GSKY | Exit | GREENSKY INC CL Astock | $0 | – | -2,000 | -100.0% | -0.01% | – |
| MOBL | Exit | MOBILEIRON INC COM NEWstock | $0 | – | -2,000 | -100.0% | -0.01% | – |
| SFIX | Exit | STITCH FIX INC COM CL Astock | $0 | – | -500 | -100.0% | -0.01% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INC COM NEWstock | $0 | – | -1,000 | -100.0% | -0.01% | – |
| RUBI | Exit | RUBICON PROJ INC COMstock | $0 | – | -189,850 | -100.0% | -0.60% | – |
| RDFN | Exit | REDFIN CORP COMstock | $0 | – | -47,800 | -100.0% | -0.94% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-29
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.