$220 Million is the total value of Cowen Prime Services LLC's 275 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 16.7% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
DOW | DOW CHEM CO COMstock | $4,406,000 | +4.3% | 85,000 | 0.0% | 2.00% | -2.5% | |
CCI | CROWN CASTLE INTLCORP NEW COMstock | $2,916,000 | -7.1% | 30,950 | 0.0% | 1.32% | -13.2% | |
YUM | YUM BRANDS INCCOMstock | $2,910,000 | +9.5% | 32,050 | 0.0% | 1.32% | +2.3% | |
PTC | PTC INC COMstock | $2,838,000 | +17.9% | 64,050 | 0.0% | 1.29% | +10.3% | |
BRKB | BERKSHIRE HATHAWAYINC DEL CL B NEWstock | $2,420,000 | -0.2% | 16,754 | 0.0% | 1.10% | -6.7% | |
MMM | 3M CO COMstock | $1,190,000 | +0.7% | 6,750 | 0.0% | 0.54% | -5.9% | |
WY | WEYERHAEUSER COstock | $1,144,000 | +7.2% | 35,827 | 0.0% | 0.52% | +0.2% | |
ADI | ANALOG DEVICES INCCOMstock | $1,129,000 | +13.7% | 17,524 | 0.0% | 0.51% | +6.4% | |
VA | VIRGIN AMER INCCOM VTGstock | $1,070,000 | -4.8% | 20,000 | 0.0% | 0.49% | -11.0% | |
LNKD | LINKEDIN CORP CL Astock | $936,000 | +1.0% | 4,900 | 0.0% | 0.42% | -5.6% | |
T | AT&T INC COMstock | $904,000 | -6.0% | 22,269 | 0.0% | 0.41% | -12.2% | |
MEG | MEDIA GEN INC NEWCOMstock | $646,000 | +7.3% | 35,039 | 0.0% | 0.29% | +0.3% | |
FUN | CEDAR FAIR, L.P.DEPUNITstock | $622,000 | -0.8% | 10,850 | 0.0% | 0.28% | -7.5% | |
IBM | INTERNATIONALBUSINESS MACHS CORPCOMstock | $502,000 | +4.6% | 3,162 | 0.0% | 0.23% | -2.1% | |
XOM | EXXON MOBIL CORP COMstock | $490,000 | -6.8% | 5,610 | 0.0% | 0.22% | -13.3% | |
BRCD | BROCADECOMMUNICATIONS SYSINC COM NEWstock | $477,000 | +0.6% | 51,650 | 0.0% | 0.22% | -5.7% | |
MET | METLIFE INC COMstock | $322,000 | +11.4% | 7,250 | 0.0% | 0.15% | +4.3% | |
KO | COCA COLA COMPANYstock | $318,000 | -6.7% | 7,522 | 0.0% | 0.14% | -13.3% | |
HCP | HCP INC COMstock | $304,000 | +7.4% | 8,000 | 0.0% | 0.14% | +0.7% | |
CL | COLGATE PALMOLIVE COCOMstock | $297,000 | +1.0% | 4,011 | 0.0% | 0.14% | -5.6% | |
APIC | APIGEE CORPCOM STKstock | $296,000 | +42.3% | 17,000 | 0.0% | 0.13% | +32.7% | |
ESBA | EMPIRE ST RLTY OP LPUNIT LTD PARTNERSHIPINT SER ESstock | $269,000 | +9.8% | 12,904 | 0.0% | 0.12% | +2.5% | |
NRC | NATIONAL RESH CORPCL Astock | $264,000 | +18.9% | 16,200 | 0.0% | 0.12% | +11.1% | |
PG | PROCTER & GAMBLE COCOMstock | $261,000 | +5.7% | 2,913 | 0.0% | 0.12% | -0.8% | |
PRGX | PRGX GLOBAL INTLCOM NEWstock | $261,000 | -9.7% | 55,395 | 0.0% | 0.12% | -15.0% | |
AAPL | APPLE INC COMstock | $261,000 | +18.1% | 2,310 | 0.0% | 0.12% | +11.2% | |
TXN | TEXAS INSTRUMENTSINCstock | $211,000 | +11.6% | 3,012 | 0.0% | 0.10% | +4.3% | |
CELG | CELGENE CORPstock | $209,000 | +6.1% | 2,000 | 0.0% | 0.10% | -1.0% | |
GIS | GENERAL MILLS INCCOMstock | $179,000 | -10.5% | 2,800 | 0.0% | 0.08% | -16.5% | |
FALC | FALCONSTOR SOFTWAREINC COMstock | $177,000 | -1.1% | 170,163 | 0.0% | 0.08% | -8.0% | |
DE | DEERE & COstock | $172,000 | +5.5% | 2,011 | 0.0% | 0.08% | -1.3% | |
STX | SEAGATE TECHNOLOGYPLC SHSISIN#IE00B58JVZ52stock | $166,000 | +58.1% | 4,300 | 0.0% | 0.08% | +47.1% | |
MDLZ | MONDELEZ INTL INC CLAstock | $154,000 | -3.1% | 3,500 | 0.0% | 0.07% | -9.1% | |
BX | BLACKSTONE GROUP L PCOM UNIT REPSTG LTDstock | $153,000 | +4.1% | 6,000 | 0.0% | 0.07% | -2.8% | |
D | DOMINION RES INC VACOMstock | $149,000 | -4.5% | 2,000 | 0.0% | 0.07% | -10.5% | |
YHOO | YAHOO INC COMstock | $145,000 | +15.1% | 3,356 | 0.0% | 0.07% | +8.2% | |
NVO | NOVO NORDISK A.S.ADR FORMERLY NOVOINDUSTRIE A.S. ADRSAME CUSIPstock | $143,000 | -23.1% | 3,450 | 0.0% | 0.06% | -27.8% | |
PAYX | PAYCHEX INC COMstock | $139,000 | -2.8% | 2,400 | 0.0% | 0.06% | -8.7% | |
PM | PHILIP MORRIS INTLINC COMstock | $136,000 | -4.2% | 1,400 | 0.0% | 0.06% | -10.1% | |
BRT | BRT REALTY TRUSTSHARES OF BENEFICIALINTERESTstock | $128,000 | +11.3% | 16,025 | 0.0% | 0.06% | +3.6% | |
FORM | FORMFACTOR INC COMstock | $124,000 | +20.4% | 11,457 | 0.0% | 0.06% | +12.0% | |
KMB | KIMBERLY CLARK CORPCOMstock | $114,000 | -8.1% | 900 | 0.0% | 0.05% | -13.3% | |
PEP | PEPSICO INC COMstock | $110,000 | +2.8% | 1,011 | 0.0% | 0.05% | -3.8% | |
MO | ALTRIA GROUP INC COMstock | $107,000 | -8.5% | 1,700 | 0.0% | 0.05% | -14.0% | |
GOOG | ALPHABET INC CAP STKCL Cstock | $109,000 | +12.4% | 140 | 0.0% | 0.05% | +4.3% | |
ONVI | ONVIA INC COMstock | $108,000 | +25.6% | 22,192 | 0.0% | 0.05% | +16.7% | |
NOC | NORTHROP GRUMMANCORP COMstock | $96,000 | -4.0% | 450 | 0.0% | 0.04% | -10.2% | |
LMT | LOCKHEED MARTIN CORPCOMstock | $96,000 | -3.0% | 400 | 0.0% | 0.04% | -8.3% | |
VRTX | VERTEXPHARMACEUTICALS INCCOMstock | $87,000 | +1.2% | 1,000 | 0.0% | 0.04% | -4.8% | |
WMT | WAL MART STORES INCCOMstock | $86,000 | -1.1% | 1,190 | 0.0% | 0.04% | -7.1% | |
GSK | GLAXOSMITHKLINE PLCSPONS ADRstock | $86,000 | -1.1% | 2,000 | 0.0% | 0.04% | -7.1% | |
SRE | SEMPRA ENERGY COMstock | $86,000 | -5.5% | 800 | 0.0% | 0.04% | -11.4% | |
NSAM | NORTHSTAR ASSET MGMTGROUP INC COMstock | $84,000 | +27.3% | 6,500 | 0.0% | 0.04% | +18.8% | |
NNN | NATIONAL RETAILPPTYS INC COMISIN#US6374171063stock | $76,000 | -2.6% | 1,500 | 0.0% | 0.04% | -7.9% | |
UL | UNILEVER PLCSPON ADR NEWISIN#US9047677045stock | $78,000 | -1.3% | 1,645 | 0.0% | 0.04% | -7.9% | |
MCD | MCDONALDS CORPstock | $74,000 | -3.9% | 640 | 0.0% | 0.03% | -8.1% | |
EMR | EMERSON ELEC CO COMstock | $71,000 | +4.4% | 1,300 | 0.0% | 0.03% | -3.0% | |
UNH | UNITEDHEALTH GROUPINC COMstock | $70,000 | -1.4% | 502 | 0.0% | 0.03% | -5.9% | |
SYY | SYSCO CORP COMstock | $69,000 | -2.8% | 1,400 | 0.0% | 0.03% | -8.8% | |
ALLE | ALLEGION PUB LTD COORD SHSISIN#IE00BFRT3W74stock | $69,000 | 0.0% | 999 | 0.0% | 0.03% | -8.8% | |
DD | DU PONT E I DENEMOURS & CO COMstock | $67,000 | +3.1% | 1,000 | 0.0% | 0.03% | -6.2% | |
SLB | SCHLUMBERGER LTD COMISIN#AN8068571086stock | $66,000 | 0.0% | 836 | 0.0% | 0.03% | -6.2% | |
LEN | LENNAR CORP CL Astock | $64,000 | -7.2% | 1,500 | 0.0% | 0.03% | -14.7% | |
FB | FACEBOOK INC CL Astock | $64,000 | +12.3% | 500 | 0.0% | 0.03% | +3.6% | |
INTC | INTEL CORP COMstock | $61,000 | +15.1% | 1,628 | 0.0% | 0.03% | +7.7% | |
DCP | DCP MIDSTREAMPARTNERS LP COMUNITS LTD PARTNERINTstock | $57,000 | +3.6% | 1,600 | 0.0% | 0.03% | -3.7% | |
BJRI | BJS RESTAURANTS INCCOMstock | $55,000 | -19.1% | 1,560 | 0.0% | 0.02% | -24.2% | |
HP | HELMERICH & PAYNEINC COMstock | $54,000 | 0.0% | 800 | 0.0% | 0.02% | -3.8% | |
CAT | CATERPILLAR INC COMstock | $53,000 | +17.8% | 600 | 0.0% | 0.02% | +9.1% | |
VOD | VODAFONE GROUP PLCNEW SPONSORED ADRNO PARstock | $48,000 | -5.9% | 1,636 | 0.0% | 0.02% | -12.0% | |
BMO | BANK OF MONTREALstock | $49,000 | +2.1% | 753 | 0.0% | 0.02% | -4.3% | |
ALKS | ALKERMES PLCSHSstock | $47,000 | +9.3% | 1,000 | 0.0% | 0.02% | 0.0% | |
NRF | NORTHSTAR RLTY FINCORP COM PAR$stock | $43,000 | +16.2% | 3,250 | 0.0% | 0.02% | +11.1% | |
SYT | SYNGENTA AGSPON ADRISIN#US87160A1007stock | $44,000 | +15.8% | 500 | 0.0% | 0.02% | +11.1% | |
PYPL | PAYPAL HLDGS INC COMstock | $42,000 | +13.5% | 1,015 | 0.0% | 0.02% | +5.6% | |
TICC | TICC CAP CORP COMstock | $42,000 | +10.5% | 7,200 | 0.0% | 0.02% | +5.6% | |
OXY | OCCIDENTAL PETE CORPCOMstock | $40,000 | -4.8% | 550 | 0.0% | 0.02% | -10.0% | |
SNY | SANOFISPONS ADRISIN#US80105N1054stock | $38,000 | -9.5% | 1,000 | 0.0% | 0.02% | -15.0% | |
VTR | VENTAS INC COMstock | $35,000 | -2.8% | 500 | 0.0% | 0.02% | -5.9% | |
EBAY | EBAY INC COMstock | $34,000 | +41.7% | 1,019 | 0.0% | 0.02% | +25.0% | |
GOOGL | ALPHABET INC CAP STKCL Astock | $32,000 | +14.3% | 40 | 0.0% | 0.02% | +7.1% | |
PPG | PPG INDUSTRIES INCstock | $30,000 | 0.0% | 292 | 0.0% | 0.01% | -6.7% | |
WMB | WILLIAMS COS INC COMstock | $31,000 | +40.9% | 1,000 | 0.0% | 0.01% | +27.3% | |
APA | APACHE CORP COMstock | $29,000 | +16.0% | 450 | 0.0% | 0.01% | +8.3% | |
EOG | EOG RES INCCOMstock | $29,000 | +16.0% | 300 | 0.0% | 0.01% | +8.3% | |
GLW | CORNING INC COMstock | $27,000 | +12.5% | 1,150 | 0.0% | 0.01% | 0.0% | |
AEM | AGNICO EAGLE MINESLTD COMstock | $27,000 | 0.0% | 500 | 0.0% | 0.01% | -7.7% | |
APO | APOLLO GLOBAL MGMTLLC CL A SHSstock | $27,000 | +17.4% | 1,500 | 0.0% | 0.01% | +9.1% | |
MRK | MERCK & CO INC NEWCOMstock | $25,000 | +8.7% | 400 | 0.0% | 0.01% | 0.0% | |
TRGP | TARGA RES CORP COMstock | $21,000 | +16.7% | 434 | 0.0% | 0.01% | +11.1% | |
BABA | ALIBABA GROUP HLDGLTD SPONSORED ADSISIN#US01609W1027stock | $21,000 | +31.2% | 200 | 0.0% | 0.01% | +25.0% | |
NFLX | NETFLIX INC COMstock | $20,000 | +11.1% | 200 | 0.0% | 0.01% | 0.0% | |
GLD | SPDR GOLD TR GOLDSHSstock | $20,000 | 0.0% | 160 | 0.0% | 0.01% | -10.0% | |
HSBCPRA | HSBC HLDGS PLC ADRSER A REP 1/40 SER ADIV-6.2% FREQ-QRTLYPERP MATY CALL W/30DAYS NOTICE ON ORAFTER 12/16/2010stock | $20,000 | 0.0% | 775 | 0.0% | 0.01% | -10.0% | |
ZIOP | ZIOPHARM ONCOLOGYINC COMstock | $18,000 | 0.0% | 3,200 | 0.0% | 0.01% | -11.1% | |
ORCL | ORACLE CORP COMstock | $15,000 | -6.2% | 394 | 0.0% | 0.01% | -12.5% | |
DRI | DARDEN RESTAURANTSINC COMstock | $15,000 | -6.2% | 250 | 0.0% | 0.01% | -12.5% | |
DPZ | DOMINOS PIZZA INCCOMstock | $15,000 | +15.4% | 100 | 0.0% | 0.01% | +16.7% | |
AXP | AMERICAN EXPRESSCOMPANYstock | $13,000 | +8.3% | 200 | 0.0% | 0.01% | 0.0% | |
NRE | NORTHSTAR RLTYEUROPE CORP COMstock | $12,000 | +20.0% | 1,083 | 0.0% | 0.01% | 0.0% | |
ALE | ALLETE INC COM NEWstock | $10,000 | -9.1% | 166 | 0.0% | 0.01% | 0.0% | |
CBZ | CBIZ INC COMstock | $11,000 | +10.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
CMPR | CIMPRESS N VSHS EUROISIN#NL0009272269stock | $10,000 | +11.1% | 100 | 0.0% | 0.01% | +25.0% | |
NLS | NAUTILUS INC COMstock | $11,000 | +22.2% | 500 | 0.0% | 0.01% | +25.0% | |
AA | ALCOA INC COMstock | $10,000 | +11.1% | 1,000 | 0.0% | 0.01% | +25.0% | |
BAC | BANK AMER CORP COMstock | $12,000 | +20.0% | 761 | 0.0% | 0.01% | 0.0% | |
AEG | AEGON N VORD AMER REGstock | $6,000 | 0.0% | 1,465 | 0.0% | 0.00% | 0.0% | |
AAVVF | ADVANTAGE OIL & GASLTDCOMISIN#CA00765F1018stock | $7,000 | +16.7% | 1,000 | 0.0% | 0.00% | 0.0% | |
NEBLQ | NOBLE CORP PLCSHS USDISIN#GB00BFG3KF26stock | $5,000 | -28.6% | 800 | 0.0% | 0.00% | -33.3% | |
HPE | HEWLETT PACKARDENTERPRISE CO COMstock | $5,000 | +25.0% | 200 | 0.0% | 0.00% | 0.0% | |
CC | CHEMOURS COCOMstock | $3,000 | +50.0% | 200 | 0.0% | 0.00% | 0.0% | |
HPQ | HP INC COMstock | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
PRKR | PARKERVISION INC COMNEWstock | $3,000 | +50.0% | 600 | 0.0% | 0.00% | 0.0% | |
FTR | FRONTIERCOMMUNICATIONS CORPCOMstock | $2,000 | 0.0% | 439 | 0.0% | 0.00% | 0.0% | |
DIS | DISNEY WALT CODISNEY COMstock | $3,000 | 0.0% | 34 | 0.0% | 0.00% | 0.0% | |
WBA | WALGREENS BOOTSALLIANCE INC COMstock | $2,000 | 0.0% | 23 | 0.0% | 0.00% | 0.0% | |
DTRM | DETERMINE INC COMstock | $1,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
UTX | UNITED TECHNOLOGIESCORP COMstock | $1,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
BVSN | BROADVISION INC COMPARstock | $0 | – | 4 | 0.0% | 0.00% | – | |
UBSI | UNITED BANKSHARESINC W VA COMstock | $0 | – | 1 | 0.0% | 0.00% | – | |
EVV | EATON VANCE LTDDURATION INCOME FDCOMstock | $0 | – | 2 | 0.0% | 0.00% | – | |
AEO | AMERICAN EAGLEOUTFITTERS INC NEWCOMstock | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
ECA | ENCANA CORP COMSHSISIN#CA2925051047stock | $0 | – | 4 | 0.0% | 0.00% | – | |
ENZ | ENZO BIOCHEM INCstock | $1,000 | 0.0% | 242 | 0.0% | 0.00% | – | |
FICO | FAIR ISAACCORPORATION COMstock | $0 | – | 3 | 0.0% | 0.00% | – | |
FAST | FASTENAL COstock | $0 | – | 6 | 0.0% | 0.00% | – | |
FCPT | FOUR CORNERS PPTY TRINC COMstock | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
LBTYK | LIBERTY GLOBAL PLCSHS CL CISIN#GB00B8W67B19stock | $0 | – | 2 | 0.0% | 0.00% | – | |
JNPR | JUNIPER NETWORKS INCCOMstock | $0 | – | 4 | 0.0% | 0.00% | – | |
MDT | MEDTRONIC PLCSHSISIN#IE00BTN1Y115stock | $0 | – | 1 | 0.0% | 0.00% | – | |
KKR | KKR & CO L P DELCOM UNITSstock | $0 | – | 1 | 0.0% | 0.00% | – | |
NOK | NOKIA CORPSPONSORED ADRstock | $1,000 | 0.0% | 166 | 0.0% | 0.00% | – | |
KND | KINDRED HEALTHCAREINC COMstock | $0 | – | 7 | 0.0% | 0.00% | – | |
LH | LABORATORY CORP AMERHLDGS COM NEWstock | $0 | – | 2 | 0.0% | 0.00% | – | |
ADMP | ADAMISPHARMACEUTICALS CORPCOM NEWISIN#US00547W2089stock | $0 | – | 6 | 0.0% | 0.00% | – | |
CRCQQ | CALIFORNIA RES CORPCOM NEWstock | $0 | – | 26 | 0.0% | 0.00% | – | |
VRX | VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021stock | $1,000 | 0.0% | 26 | 0.0% | 0.00% | – | |
UNP | UNION PAC CORP COMstock | $0 | – | 4 | 0.0% | 0.00% | – | |
CVE | CENOVUS ENERGY INCCOMISIN#CA15135U1093stock | $0 | – | 4 | 0.0% | 0.00% | – | |
LOW | LOWES COS INC COMstock | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
TGT | TARGET CORP COMstock | $1,000 | 0.0% | 11 | 0.0% | 0.00% | – | |
AMAT | APPLIED MATERIALSINCstock | $0 | – | 12 | 0.0% | 0.00% | – | |
WFC | WELLS FARGO & CONEW COMstock | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
CALL 100 VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021EXP [email protected] ROOT= VRX | $0 | – | 5 | 0.0% | 0.00% | – | ||
WRK | WESTROCK COCOM SHSstock | $0 | – | 1 | 0.0% | 0.00% | – | |
RRD | DONNELLEY R R & SONSR/S EFF 10/03/16 1OLD / .3333334 CU257867200 DONNELLEYR R & SONSstock | $0 | – | 3 | 0.0% | 0.00% | – | |
SIRI | SIRIUS XM HLDGS INCCOMstock | $0 | – | 9 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-11-08
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
PFIZER INC COM | 33 | Q2 2021 | 3.1% |
LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
PTC INC COM | 33 | Q2 2021 | 1.3% |
JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
SC 13G | 2022-02-10 |
SC 13G | 2022-02-10 |
SC 13G | 2022-02-10 |
SC 13G | 2022-02-10 |
SC 13G | 2022-02-10 |
13F-HR | 2021-07-16 |
13F-HR | 2021-04-27 |
SC 13G | 2021-02-16 |
13F-HR | 2021-01-27 |
SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.