Cowen Prime Services LLC - Q3 2016 holdings

$220 Million is the total value of Cowen Prime Services LLC's 275 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 16.7% .

 Value Shares↓ Weighting
DOW  DOW CHEM CO COMstock$4,406,000
+4.3%
85,0000.0%2.00%
-2.5%
CCI  CROWN CASTLE INTLCORP NEW COMstock$2,916,000
-7.1%
30,9500.0%1.32%
-13.2%
YUM  YUM BRANDS INCCOMstock$2,910,000
+9.5%
32,0500.0%1.32%
+2.3%
PTC  PTC INC COMstock$2,838,000
+17.9%
64,0500.0%1.29%
+10.3%
BRKB  BERKSHIRE HATHAWAYINC DEL CL B NEWstock$2,420,000
-0.2%
16,7540.0%1.10%
-6.7%
MMM  3M CO COMstock$1,190,000
+0.7%
6,7500.0%0.54%
-5.9%
WY  WEYERHAEUSER COstock$1,144,000
+7.2%
35,8270.0%0.52%
+0.2%
ADI  ANALOG DEVICES INCCOMstock$1,129,000
+13.7%
17,5240.0%0.51%
+6.4%
VA  VIRGIN AMER INCCOM VTGstock$1,070,000
-4.8%
20,0000.0%0.49%
-11.0%
LNKD  LINKEDIN CORP CL Astock$936,000
+1.0%
4,9000.0%0.42%
-5.6%
T  AT&T INC COMstock$904,000
-6.0%
22,2690.0%0.41%
-12.2%
MEG  MEDIA GEN INC NEWCOMstock$646,000
+7.3%
35,0390.0%0.29%
+0.3%
FUN  CEDAR FAIR, L.P.DEPUNITstock$622,000
-0.8%
10,8500.0%0.28%
-7.5%
IBM  INTERNATIONALBUSINESS MACHS CORPCOMstock$502,000
+4.6%
3,1620.0%0.23%
-2.1%
XOM  EXXON MOBIL CORP COMstock$490,000
-6.8%
5,6100.0%0.22%
-13.3%
BRCD  BROCADECOMMUNICATIONS SYSINC COM NEWstock$477,000
+0.6%
51,6500.0%0.22%
-5.7%
MET  METLIFE INC COMstock$322,000
+11.4%
7,2500.0%0.15%
+4.3%
KO  COCA COLA COMPANYstock$318,000
-6.7%
7,5220.0%0.14%
-13.3%
HCP  HCP INC COMstock$304,000
+7.4%
8,0000.0%0.14%
+0.7%
CL  COLGATE PALMOLIVE COCOMstock$297,000
+1.0%
4,0110.0%0.14%
-5.6%
APIC  APIGEE CORPCOM STKstock$296,000
+42.3%
17,0000.0%0.13%
+32.7%
ESBA  EMPIRE ST RLTY OP LPUNIT LTD PARTNERSHIPINT SER ESstock$269,000
+9.8%
12,9040.0%0.12%
+2.5%
NRC  NATIONAL RESH CORPCL Astock$264,000
+18.9%
16,2000.0%0.12%
+11.1%
PG  PROCTER & GAMBLE COCOMstock$261,000
+5.7%
2,9130.0%0.12%
-0.8%
PRGX  PRGX GLOBAL INTLCOM NEWstock$261,000
-9.7%
55,3950.0%0.12%
-15.0%
AAPL  APPLE INC COMstock$261,000
+18.1%
2,3100.0%0.12%
+11.2%
TXN  TEXAS INSTRUMENTSINCstock$211,000
+11.6%
3,0120.0%0.10%
+4.3%
CELG  CELGENE CORPstock$209,000
+6.1%
2,0000.0%0.10%
-1.0%
GIS  GENERAL MILLS INCCOMstock$179,000
-10.5%
2,8000.0%0.08%
-16.5%
FALC  FALCONSTOR SOFTWAREINC COMstock$177,000
-1.1%
170,1630.0%0.08%
-8.0%
DE  DEERE & COstock$172,000
+5.5%
2,0110.0%0.08%
-1.3%
STX  SEAGATE TECHNOLOGYPLC SHSISIN#IE00B58JVZ52stock$166,000
+58.1%
4,3000.0%0.08%
+47.1%
MDLZ  MONDELEZ INTL INC CLAstock$154,000
-3.1%
3,5000.0%0.07%
-9.1%
BX  BLACKSTONE GROUP L PCOM UNIT REPSTG LTDstock$153,000
+4.1%
6,0000.0%0.07%
-2.8%
D  DOMINION RES INC VACOMstock$149,000
-4.5%
2,0000.0%0.07%
-10.5%
YHOO  YAHOO INC COMstock$145,000
+15.1%
3,3560.0%0.07%
+8.2%
NVO  NOVO NORDISK A.S.ADR FORMERLY NOVOINDUSTRIE A.S. ADRSAME CUSIPstock$143,000
-23.1%
3,4500.0%0.06%
-27.8%
PAYX  PAYCHEX INC COMstock$139,000
-2.8%
2,4000.0%0.06%
-8.7%
PM  PHILIP MORRIS INTLINC COMstock$136,000
-4.2%
1,4000.0%0.06%
-10.1%
BRT  BRT REALTY TRUSTSHARES OF BENEFICIALINTERESTstock$128,000
+11.3%
16,0250.0%0.06%
+3.6%
FORM  FORMFACTOR INC COMstock$124,000
+20.4%
11,4570.0%0.06%
+12.0%
KMB  KIMBERLY CLARK CORPCOMstock$114,000
-8.1%
9000.0%0.05%
-13.3%
PEP  PEPSICO INC COMstock$110,000
+2.8%
1,0110.0%0.05%
-3.8%
MO  ALTRIA GROUP INC COMstock$107,000
-8.5%
1,7000.0%0.05%
-14.0%
GOOG  ALPHABET INC CAP STKCL Cstock$109,000
+12.4%
1400.0%0.05%
+4.3%
ONVI  ONVIA INC COMstock$108,000
+25.6%
22,1920.0%0.05%
+16.7%
NOC  NORTHROP GRUMMANCORP COMstock$96,000
-4.0%
4500.0%0.04%
-10.2%
LMT  LOCKHEED MARTIN CORPCOMstock$96,000
-3.0%
4000.0%0.04%
-8.3%
VRTX  VERTEXPHARMACEUTICALS INCCOMstock$87,000
+1.2%
1,0000.0%0.04%
-4.8%
WMT  WAL MART STORES INCCOMstock$86,000
-1.1%
1,1900.0%0.04%
-7.1%
GSK  GLAXOSMITHKLINE PLCSPONS ADRstock$86,000
-1.1%
2,0000.0%0.04%
-7.1%
SRE  SEMPRA ENERGY COMstock$86,000
-5.5%
8000.0%0.04%
-11.4%
NSAM  NORTHSTAR ASSET MGMTGROUP INC COMstock$84,000
+27.3%
6,5000.0%0.04%
+18.8%
NNN  NATIONAL RETAILPPTYS INC COMISIN#US6374171063stock$76,000
-2.6%
1,5000.0%0.04%
-7.9%
UL  UNILEVER PLCSPON ADR NEWISIN#US9047677045stock$78,000
-1.3%
1,6450.0%0.04%
-7.9%
MCD  MCDONALDS CORPstock$74,000
-3.9%
6400.0%0.03%
-8.1%
EMR  EMERSON ELEC CO COMstock$71,000
+4.4%
1,3000.0%0.03%
-3.0%
UNH  UNITEDHEALTH GROUPINC COMstock$70,000
-1.4%
5020.0%0.03%
-5.9%
SYY  SYSCO CORP COMstock$69,000
-2.8%
1,4000.0%0.03%
-8.8%
ALLE  ALLEGION PUB LTD COORD SHSISIN#IE00BFRT3W74stock$69,0000.0%9990.0%0.03%
-8.8%
DD  DU PONT E I DENEMOURS & CO COMstock$67,000
+3.1%
1,0000.0%0.03%
-6.2%
SLB  SCHLUMBERGER LTD COMISIN#AN8068571086stock$66,0000.0%8360.0%0.03%
-6.2%
LEN  LENNAR CORP CL Astock$64,000
-7.2%
1,5000.0%0.03%
-14.7%
FB  FACEBOOK INC CL Astock$64,000
+12.3%
5000.0%0.03%
+3.6%
INTC  INTEL CORP COMstock$61,000
+15.1%
1,6280.0%0.03%
+7.7%
DCP  DCP MIDSTREAMPARTNERS LP COMUNITS LTD PARTNERINTstock$57,000
+3.6%
1,6000.0%0.03%
-3.7%
BJRI  BJS RESTAURANTS INCCOMstock$55,000
-19.1%
1,5600.0%0.02%
-24.2%
HP  HELMERICH & PAYNEINC COMstock$54,0000.0%8000.0%0.02%
-3.8%
CAT  CATERPILLAR INC COMstock$53,000
+17.8%
6000.0%0.02%
+9.1%
VOD  VODAFONE GROUP PLCNEW SPONSORED ADRNO PARstock$48,000
-5.9%
1,6360.0%0.02%
-12.0%
BMO  BANK OF MONTREALstock$49,000
+2.1%
7530.0%0.02%
-4.3%
ALKS  ALKERMES PLCSHSstock$47,000
+9.3%
1,0000.0%0.02%0.0%
NRF  NORTHSTAR RLTY FINCORP COM PAR$stock$43,000
+16.2%
3,2500.0%0.02%
+11.1%
SYT  SYNGENTA AGSPON ADRISIN#US87160A1007stock$44,000
+15.8%
5000.0%0.02%
+11.1%
PYPL  PAYPAL HLDGS INC COMstock$42,000
+13.5%
1,0150.0%0.02%
+5.6%
TICC  TICC CAP CORP COMstock$42,000
+10.5%
7,2000.0%0.02%
+5.6%
OXY  OCCIDENTAL PETE CORPCOMstock$40,000
-4.8%
5500.0%0.02%
-10.0%
SNY  SANOFISPONS ADRISIN#US80105N1054stock$38,000
-9.5%
1,0000.0%0.02%
-15.0%
VTR  VENTAS INC COMstock$35,000
-2.8%
5000.0%0.02%
-5.9%
EBAY  EBAY INC COMstock$34,000
+41.7%
1,0190.0%0.02%
+25.0%
GOOGL  ALPHABET INC CAP STKCL Astock$32,000
+14.3%
400.0%0.02%
+7.1%
PPG  PPG INDUSTRIES INCstock$30,0000.0%2920.0%0.01%
-6.7%
WMB  WILLIAMS COS INC COMstock$31,000
+40.9%
1,0000.0%0.01%
+27.3%
APA  APACHE CORP COMstock$29,000
+16.0%
4500.0%0.01%
+8.3%
EOG  EOG RES INCCOMstock$29,000
+16.0%
3000.0%0.01%
+8.3%
GLW  CORNING INC COMstock$27,000
+12.5%
1,1500.0%0.01%0.0%
AEM  AGNICO EAGLE MINESLTD COMstock$27,0000.0%5000.0%0.01%
-7.7%
APO  APOLLO GLOBAL MGMTLLC CL A SHSstock$27,000
+17.4%
1,5000.0%0.01%
+9.1%
MRK  MERCK & CO INC NEWCOMstock$25,000
+8.7%
4000.0%0.01%0.0%
TRGP  TARGA RES CORP COMstock$21,000
+16.7%
4340.0%0.01%
+11.1%
BABA  ALIBABA GROUP HLDGLTD SPONSORED ADSISIN#US01609W1027stock$21,000
+31.2%
2000.0%0.01%
+25.0%
NFLX  NETFLIX INC COMstock$20,000
+11.1%
2000.0%0.01%0.0%
GLD  SPDR GOLD TR GOLDSHSstock$20,0000.0%1600.0%0.01%
-10.0%
HSBCPRA  HSBC HLDGS PLC ADRSER A REP 1/40 SER ADIV-6.2% FREQ-QRTLYPERP MATY CALL W/30DAYS NOTICE ON ORAFTER 12/16/2010stock$20,0000.0%7750.0%0.01%
-10.0%
ZIOP  ZIOPHARM ONCOLOGYINC COMstock$18,0000.0%3,2000.0%0.01%
-11.1%
ORCL  ORACLE CORP COMstock$15,000
-6.2%
3940.0%0.01%
-12.5%
DRI  DARDEN RESTAURANTSINC COMstock$15,000
-6.2%
2500.0%0.01%
-12.5%
DPZ  DOMINOS PIZZA INCCOMstock$15,000
+15.4%
1000.0%0.01%
+16.7%
AXP  AMERICAN EXPRESSCOMPANYstock$13,000
+8.3%
2000.0%0.01%0.0%
NRE  NORTHSTAR RLTYEUROPE CORP COMstock$12,000
+20.0%
1,0830.0%0.01%0.0%
ALE  ALLETE INC COM NEWstock$10,000
-9.1%
1660.0%0.01%0.0%
CBZ  CBIZ INC COMstock$11,000
+10.0%
1,0000.0%0.01%0.0%
CMPR  CIMPRESS N VSHS EUROISIN#NL0009272269stock$10,000
+11.1%
1000.0%0.01%
+25.0%
NLS  NAUTILUS INC COMstock$11,000
+22.2%
5000.0%0.01%
+25.0%
AA  ALCOA INC COMstock$10,000
+11.1%
1,0000.0%0.01%
+25.0%
BAC  BANK AMER CORP COMstock$12,000
+20.0%
7610.0%0.01%0.0%
AEG  AEGON N VORD AMER REGstock$6,0000.0%1,4650.0%0.00%0.0%
AAVVF  ADVANTAGE OIL & GASLTDCOMISIN#CA00765F1018stock$7,000
+16.7%
1,0000.0%0.00%0.0%
NEBLQ  NOBLE CORP PLCSHS USDISIN#GB00BFG3KF26stock$5,000
-28.6%
8000.0%0.00%
-33.3%
HPE  HEWLETT PACKARDENTERPRISE CO COMstock$5,000
+25.0%
2000.0%0.00%0.0%
CC  CHEMOURS COCOMstock$3,000
+50.0%
2000.0%0.00%0.0%
HPQ  HP INC COMstock$3,0000.0%2000.0%0.00%0.0%
PRKR  PARKERVISION INC COMNEWstock$3,000
+50.0%
6000.0%0.00%0.0%
FTR  FRONTIERCOMMUNICATIONS CORPCOMstock$2,0000.0%4390.0%0.00%0.0%
DIS  DISNEY WALT CODISNEY COMstock$3,0000.0%340.0%0.00%0.0%
WBA  WALGREENS BOOTSALLIANCE INC COMstock$2,0000.0%230.0%0.00%0.0%
DTRM  DETERMINE INC COMstock$1,0000.0%7000.0%0.00%
UTX  UNITED TECHNOLOGIESCORP COMstock$1,0000.0%110.0%0.00%
BVSN  BROADVISION INC COMPARstock$040.0%0.00%
UBSI  UNITED BANKSHARESINC W VA COMstock$010.0%0.00%
EVV  EATON VANCE LTDDURATION INCOME FDCOMstock$020.0%0.00%
AEO  AMERICAN EAGLEOUTFITTERS INC NEWCOMstock$1,0000.0%500.0%0.00%
ECA  ENCANA CORP COMSHSISIN#CA2925051047stock$040.0%0.00%
ENZ  ENZO BIOCHEM INCstock$1,0000.0%2420.0%0.00%
FICO  FAIR ISAACCORPORATION COMstock$030.0%0.00%
FAST  FASTENAL COstock$060.0%0.00%
FCPT  FOUR CORNERS PPTY TRINC COMstock$1,0000.0%300.0%0.00%
LBTYK  LIBERTY GLOBAL PLCSHS CL CISIN#GB00B8W67B19stock$020.0%0.00%
JNPR  JUNIPER NETWORKS INCCOMstock$040.0%0.00%
MDT  MEDTRONIC PLCSHSISIN#IE00BTN1Y115stock$010.0%0.00%
KKR  KKR & CO L P DELCOM UNITSstock$010.0%0.00%
NOK  NOKIA CORPSPONSORED ADRstock$1,0000.0%1660.0%0.00%
KND  KINDRED HEALTHCAREINC COMstock$070.0%0.00%
LH  LABORATORY CORP AMERHLDGS COM NEWstock$020.0%0.00%
ADMP  ADAMISPHARMACEUTICALS CORPCOM NEWISIN#US00547W2089stock$060.0%0.00%
CRCQQ  CALIFORNIA RES CORPCOM NEWstock$0260.0%0.00%
VRX  VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021stock$1,0000.0%260.0%0.00%
UNP  UNION PAC CORP COMstock$040.0%0.00%
CVE  CENOVUS ENERGY INCCOMISIN#CA15135U1093stock$040.0%0.00%
LOW  LOWES COS INC COMstock$1,0000.0%160.0%0.00%
TGT  TARGET CORP COMstock$1,0000.0%110.0%0.00%
AMAT  APPLIED MATERIALSINCstock$0120.0%0.00%
WFC  WELLS FARGO & CONEW COMstock$1,0000.0%200.0%0.00%
 CALL 100 VALEANTPHARMACEUTICALS INTLINC CDA COMISIN#CA91911K1021EXP [email protected] ROOT= VRX$050.0%0.00%
WRK  WESTROCK COCOM SHSstock$010.0%0.00%
RRD  DONNELLEY R R & SONSR/S EFF 10/03/16 1OLD / .3333334 CU257867200 DONNELLEYR R & SONSstock$030.0%0.00%
SIRI  SIRIUS XM HLDGS INCCOMstock$090.0%0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2016-11-08
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
PDF SOLUTIONS INCCOM33Q2 202124.5%
DIGIMARC CORPORATION33Q2 202115.5%
PFIZER INC COM33Q2 20213.1%
LUMINEX CORP DEL COM33Q2 20213.6%
TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US881624209833Q2 20214.0%
TRANSACTTECHNOLOGIES INC COM33Q2 20214.0%
PTC INC COM33Q2 20211.3%
JOHNSON & JOHNSONCOM33Q2 20212.2%
3-D SYSTEMS CORP-DEL33Q2 20212.0%
ENTERPRISE PRODUCTS PARTNERS33Q2 20211.0%

View Cowen Prime Services LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Cowen Prime Services LLC Q3 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
NEPHROS INCSold outFebruary 10, 202200.0%
NEPHROS INCSold outFebruary 10, 202200.0%
NEPHROS INCSold outFebruary 10, 202200.0%
NEPHROS INCSold outFebruary 10, 202200.0%
NEPHROS INCSold outFebruary 10, 202200.0%
ARI NETWORK SERVICES INC /WISold outJanuary 29, 201800.0%
Digimarc CORPFebruary 10, 2017369,4043.5%
INTERMOLECULAR INCSold outFebruary 10, 201700.0%
Reis, Inc.February 10, 2017354,9003.1%
TRANSACT TECHNOLOGIES INCFebruary 10, 2017228,9863.1%

View Cowen Prime Services LLC's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G2022-02-10
SC 13G2022-02-10
SC 13G2022-02-10
SC 13G2022-02-10
SC 13G2022-02-10
13F-HR2021-07-16
13F-HR2021-04-27
SC 13G2021-02-16
13F-HR2021-01-27
SC 13G2021-01-27

View Cowen Prime Services LLC's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (220242000.0 != 220240000.0)
  • The reported number of holdings is incorrect (275 != 263)

Export Cowen Prime Services LLC's holdings