$264 Million is the total value of Cowen Prime Services LLC's 295 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 37.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DMRC | Buy | DIGIMARC CORPORATIONstock | $29,809,000 | +66.0% | 949,326 | +1.8% | 11.28% | +63.3% |
| PDFS | Sell | PDF SOLUTIONS INCstock | $27,169,000 | -36.8% | 1,495,240 | -10.9% | 10.28% | -37.8% |
| LIOX | Sell | LIONBRIDGE TECHNOLOGIES INCstock | $23,294,000 | +11.1% | 3,471,535 | -1.3% | 8.82% | +9.3% |
| PRGX | Buy | PRGX GLOBAL INCstock | $14,221,000 | +20.7% | 2,052,150 | +17.0% | 5.38% | +18.7% |
| BIRT | Buy | ACTUATE CORPORATIONstock | $13,643,000 | +8.2% | 2,266,300 | +38.5% | 5.16% | +6.4% |
| REIS | Buy | REIS INCstock | $11,388,000 | +4.9% | 630,900 | +11.8% | 4.31% | +3.2% |
| SNMX | Buy | SENOMYX INCstock | $10,842,000 | +137.1% | 1,016,086 | +12.4% | 4.10% | +133.3% |
| TACT | Sell | TRANSACT TECHNOLOGIES INCstock | $8,784,000 | -11.4% | 764,531 | -3.4% | 3.32% | -12.8% |
| WIFI | Buy | BOINGO WIRELESS INCstock | $8,555,000 | +34.1% | 1,261,800 | +26.8% | 3.24% | +31.9% |
| TEVA | Buy | ***TEVA PHARMACEUTICALstock | $7,326,000 | +77.0% | 138,649 | +34.3% | 2.77% | +74.1% |
| PFE | Buy | PFIZER INCstock | $7,255,000 | +5.3% | 225,856 | +0.4% | 2.75% | +3.7% |
| VTSS | Buy | VITESSE SEMICONDUCTOR CORPstock | $4,943,000 | +57.8% | 1,177,000 | +9.7% | 1.87% | +55.3% |
| WMB | Sell | WILLIAMS COMPANIES INCstock | $4,853,000 | -8.8% | 119,600 | -13.3% | 1.84% | -10.2% |
| APO | Sell | APOLLO GLOBAL MANAGEMENT LLCstock | $4,773,000 | -6.2% | 150,100 | -6.7% | 1.81% | -7.7% |
| KRFT | Sell | KRAFT FOODS GROUP INCstock | $4,762,000 | +4.1% | 84,883 | -0.0% | 1.80% | +2.4% |
| KMI | New | KINDER MORGAN INCstock | $4,292,000 | – | 132,100 | +100.0% | 1.62% | – |
| CLDT | Sell | CHATHAM LODGING TRstock | $4,148,000 | -5.5% | 205,165 | -4.4% | 1.57% | -7.0% |
| PLL | PALL CORPstock | $3,529,000 | +4.8% | 39,440 | 0.0% | 1.34% | +3.1% | |
| PCL | Sell | PLUM CREEK TIMBER CO INCstock | $3,458,000 | -34.0% | 82,266 | -26.9% | 1.31% | -35.0% |
| LMNX | Buy | LUMINEX CORP DELstock | $3,443,000 | +5.1% | 190,131 | +12.6% | 1.30% | +3.4% |
| DDD | Sell | 3-D SYSTEMS CORP-DELstock | $3,097,000 | -41.2% | 52,351 | -7.6% | 1.17% | -42.1% |
| AON | Buy | ***AON PLCstock | $2,554,000 | +6.5% | 30,300 | +5.9% | 0.97% | +4.8% |
| ACCL | Sell | ACCELRYS INCstock | $2,543,000 | -56.9% | 204,112 | -67.0% | 0.96% | -57.6% |
| PTC | PTC INCstock | $2,230,000 | +0.1% | 62,950 | 0.0% | 0.84% | -1.5% | |
| JNJ | Buy | JOHNSON & JOHNSONstock | $1,731,000 | +9.2% | 17,623 | +1.8% | 0.66% | +7.4% |
| AEP | Sell | AMERICAN ELECTRIC POWER CO INCstock | $1,715,000 | -23.2% | 33,850 | -29.1% | 0.65% | -24.4% |
| GE | Sell | GENERAL ELECTRIC COstock | $1,713,000 | -47.1% | 66,175 | -42.7% | 0.65% | -48.0% |
| ARCC | New | ARES CAPITAL CORPORATIONstock | $1,559,000 | – | 88,500 | +100.0% | 0.59% | – |
| EGOV | NIC INCstock | $1,354,000 | -22.3% | 70,100 | 0.0% | 0.51% | -23.6% | |
| JOSB | New | JOSEPH A BANK CLOTHIERS INCstock | $1,350,000 | – | 21,000 | +100.0% | 0.51% | – |
| GDX | Buy | MARKET VECTORS ETF TRUSTstock | $1,294,000 | +543.8% | 54,805 | +476.9% | 0.49% | +536.4% |
| XOM | Sell | EXXON MOBIL CORPstock | $1,269,000 | -7.8% | 12,987 | -4.5% | 0.48% | -9.4% |
| ADI | Buy | ANALOG DEVICES INCstock | $1,179,000 | +7.9% | 22,184 | +3.4% | 0.45% | +6.2% |
| GTATQ | GT ADVANCED TECHNOLOGIES INCstock | $1,105,000 | +95.6% | 64,800 | 0.0% | 0.42% | +92.6% | |
| LSI | LSI CORPORATIONstock | $1,013,000 | +0.3% | 91,502 | 0.0% | 0.38% | -1.3% | |
| SONS | Buy | SONUS NETWORKS INCstock | $951,000 | +12.9% | 282,300 | +5.6% | 0.36% | +11.1% |
| CEVA | Buy | CEVA INCstock | $941,000 | +17.5% | 53,600 | +1.9% | 0.36% | +15.6% |
| FRX | New | FOREST LABORATORIES INCstock | $941,000 | – | 10,202 | +100.0% | 0.36% | – |
| JNY | THE JONES GROUP INCstock | $882,000 | +0.1% | 58,911 | 0.0% | 0.33% | -1.5% | |
| BEAM | New | BEAM INCstock | $850,000 | – | 10,200 | +100.0% | 0.32% | – |
| NEM | Buy | NEWMONT MINING CORPstock | $851,000 | +33.8% | 36,300 | +31.5% | 0.32% | +31.4% |
| HCA | Buy | HCA HOLDINGS INCstock | $840,000 | +112.1% | 16,000 | +92.8% | 0.32% | +109.2% |
| KFN | KKR FINANCIAL HOLDINGS LLCstock | $839,000 | -5.1% | 72,557 | 0.0% | 0.32% | -6.5% | |
| BRCD | BROCADE COMMUNICATIONS SYS INCstock | $773,000 | +19.7% | 72,875 | 0.0% | 0.29% | +18.1% | |
| TWC | TIME WARNER CABLE INCstock | $768,000 | +1.2% | 5,600 | 0.0% | 0.29% | -0.3% | |
| PPG | PPG INDUSTRIES INCstock | $754,000 | +2.0% | 3,896 | 0.0% | 0.28% | +0.4% | |
| AVY | Sell | AVERY DENNISON CORPstock | $750,000 | -26.0% | 14,800 | -26.7% | 0.28% | -27.2% |
| HITK | HI-TECH PHARMACAL CO INCstock | $621,000 | -0.2% | 14,340 | 0.0% | 0.24% | -1.7% | |
| DTSI | Buy | DTS INCstock | $586,000 | -12.7% | 29,644 | +5.7% | 0.22% | -14.0% |
| EXAR | Buy | EXAR CORPORATIONstock | $575,000 | +67.6% | 48,092 | +65.2% | 0.22% | +65.2% |
| EXXIQ | Sell | ***ENERGY XXI BERMUDA LIMITEDstock | $570,000 | -27.8% | 24,200 | -17.1% | 0.22% | -28.9% |
| DUK | DUKE ENERGY CORPORATIONstock | $563,000 | +3.3% | 7,898 | 0.0% | 0.21% | +1.4% | |
| VZ | Buy | VERIZON COMMUNICATIONSstock | $555,000 | +49.2% | 11,656 | +54.3% | 0.21% | +46.9% |
| MSFT | Buy | MICROSOFT CORPstock | $538,000 | +15.7% | 13,122 | +5.6% | 0.20% | +14.0% |
| BMY | Buy | BRISTOL MYERS SQUIBB COstock | $529,000 | +4.8% | 10,175 | +7.1% | 0.20% | +3.1% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELstock | $522,000 | +12.5% | 4,177 | +6.8% | 0.20% | +11.2% |
| JPM | Sell | JP MORGAN CHASE &CO COMISIN#US46625H1005stock | $493,000 | +3.8% | 8,119 | -0.0% | 0.19% | +2.2% |
| DOW | DOW CHEMICAL CO.stock | $486,000 | +9.5% | 10,000 | 0.0% | 0.18% | +7.6% | |
| PG | Buy | PROCTER & GAMBLE COstock | $482,000 | +6.9% | 5,974 | +7.9% | 0.18% | +5.2% |
| SWY | New | SAFEWAY INCstock | $443,000 | – | 12,000 | +100.0% | 0.17% | – |
| CL | Buy | COLGATE PALMOLIVE COCOMstock | $436,000 | +4.3% | 6,728 | +5.0% | 0.16% | +2.5% |
| KO | Buy | COCA COLA COMPANYstock | $434,000 | -0.2% | 11,234 | +6.8% | 0.16% | -1.8% |
| PACT | ***PACTERA TECHNOLOGY INTL LTDstock | $434,000 | +1.2% | 60,000 | 0.0% | 0.16% | -0.6% | |
| DE | Buy | DEERE & COstock | $421,000 | +6.0% | 4,631 | +6.7% | 0.16% | +3.9% |
| NEOG | NEOGEN CORPstock | $405,000 | -1.5% | 9,000 | 0.0% | 0.15% | -3.2% | |
| AAPL | Buy | APPLE INCstock | $394,000 | +4.2% | 734 | +8.9% | 0.15% | +2.8% |
| CELG | Buy | CELGENE CORPstock | $370,000 | +118.9% | 2,650 | +165.0% | 0.14% | +115.4% |
| SIRI | Buy | SIRIUS XM HOLDINGS INCstock | $337,000 | +33600.0% | 105,244 | +43032.8% | 0.13% | – |
| SMSI | SMITH MICRO SOFTWARE INCstock | $329,000 | +34.3% | 165,331 | 0.0% | 0.12% | +33.0% | |
| MET | METLIFE INCstock | $314,000 | -2.2% | 5,950 | 0.0% | 0.12% | -3.3% | |
| HCP | Sell | HCP INCstock | $310,000 | -39.0% | 8,000 | -42.9% | 0.12% | -40.0% |
| DCP | DCP MIDSTREAM PARTNERS LPstock | $306,000 | -0.3% | 6,100 | 0.0% | 0.12% | -1.7% | |
| WMT | Buy | WAL MART STORES INCCOMstock | $304,000 | +11.8% | 3,976 | +15.3% | 0.12% | +9.5% |
| VOD | New | ***VODAFONE GROUP PLCstock | $305,000 | – | 8,288 | +100.0% | 0.12% | – |
| REGN | REGENERON PHARMACEUTICALS INCstock | $300,000 | +9.1% | 1,000 | 0.0% | 0.11% | +7.5% | |
| STSA | STERLING FINANCIAL CORPORATIONstock | $299,000 | -2.3% | 8,980 | 0.0% | 0.11% | -4.2% | |
| LIN | New | LIN MEDIA LLCstock | $292,000 | – | 11,000 | +100.0% | 0.11% | – |
| IR | ***INGERSOLL RAND PLCstock | $286,000 | -7.1% | 5,000 | 0.0% | 0.11% | -8.5% | |
| FORM | FORMFACTOR INCstock | $279,000 | +6.5% | 43,622 | 0.0% | 0.11% | +5.0% | |
| CHYR | Buy | CHYRONHEGO CORPORATIONstock | $275,000 | +50.3% | 99,450 | +15.3% | 0.10% | +48.6% |
| ABBV | Buy | ABBVIE INCstock | $272,000 | -2.5% | 5,290 | +0.1% | 0.10% | -3.7% |
| ATMI | New | ATMI INCstock | $270,000 | – | 7,945 | +100.0% | 0.10% | – |
| NRC | NATIONAL RESEARCH CORPORATIONstock | $269,000 | -11.8% | 16,200 | 0.0% | 0.10% | -12.8% | |
| DIS | Buy | DISNEY WALT CODISNEY COMstock | $267,000 | +24.2% | 3,337 | +19.0% | 0.10% | +21.7% |
| CSE | CAPITALSOURCE INCstock | $257,000 | +1.6% | 17,625 | 0.0% | 0.10% | 0.0% | |
| WFC | Buy | WELLS FARGO & CONEW COMstock | $248,000 | +34.1% | 4,984 | +22.6% | 0.09% | +32.4% |
| EFC | ELLINGTON FINANCIAL LLCstock | $238,000 | +4.8% | 10,000 | 0.0% | 0.09% | +3.4% | |
| PEP | Buy | PEPSICO INCstock | $230,000 | +13.9% | 2,759 | +13.4% | 0.09% | +11.5% |
| NDZ | New | ***NORDION INCstock | $231,000 | – | 20,000 | +100.0% | 0.09% | – |
| EBAY | Buy | EBAY INCstock | $230,000 | +16.8% | 4,169 | +16.5% | 0.09% | +14.5% |
| WAG | Buy | WALGREEN COstock | $228,000 | +30.3% | 3,453 | +13.7% | 0.09% | +28.4% |
| FALC | Buy | FALCONSTOR SOFTWARE INCstock | $225,000 | +19.7% | 142,125 | +2.2% | 0.08% | +18.1% |
| NRF | Buy | NORTHSTAR REALTY FINANCE CORPstock | $216,000 | +4220.0% | 13,400 | +3250.0% | 0.08% | +4000.0% |
| GILD | GILEAD SCIENCES INCstock | $213,000 | -5.3% | 3,000 | 0.0% | 0.08% | -6.9% | |
| NGLS | TARGA RESOURCES PARTNERS LPstock | $208,000 | +7.2% | 3,700 | 0.0% | 0.08% | +5.3% | |
| WEC | WISCONSIN ENERGY CORPstock | $209,000 | +12.4% | 4,500 | 0.0% | 0.08% | +9.7% | |
| NSC | Buy | NORFOLK SOUTHERN CORPstock | $201,000 | +8.1% | 2,065 | +3.2% | 0.08% | +5.6% |
| F | Buy | FORD MOTOR CO DELCOM PARstock | $188,000 | +15.3% | 12,034 | +13.9% | 0.07% | +12.7% |
| CVS | Buy | CVS CAREMARK CORPstock | $188,000 | +9.3% | 2,509 | +4.4% | 0.07% | +7.6% |
| BIIB | New | BIOGEN IDEC INCstock | $184,000 | – | 600 | +100.0% | 0.07% | – |
| CIE | New | COBALT INTL ENERGY INCstock | $183,000 | – | 10,000 | +100.0% | 0.07% | – |
| MKL | MARKEL CORP HOLDING COstock | $179,000 | +2.9% | 300 | 0.0% | 0.07% | +1.5% | |
| D | DOMINION RESOURCES INC VA NEWstock | $177,000 | +9.3% | 2,500 | 0.0% | 0.07% | +8.1% | |
| NVEC | Buy | NVE CORPORATIONstock | $176,000 | +7.3% | 3,086 | +9.9% | 0.07% | +6.3% |
| XLU | Buy | SELECT SECTOR SPDRTR UTILSstock | $178,000 | +36.9% | 4,282 | +25.2% | 0.07% | +34.0% |
| GA | New | ***GIANT INTERACTIVE GROUP INCstock | $174,000 | – | 15,000 | +100.0% | 0.07% | – |
| INTC | Buy | INTEL CORPstock | $174,000 | 0.0% | 6,735 | +0.7% | 0.07% | -1.5% |
| ARTC | New | ARTHROCARE CORPORATIONstock | $169,000 | – | 3,500 | +100.0% | 0.06% | – |
| MDLZ | Sell | MONDELEZ INTERNATIONAL INCstock | $166,000 | -2.4% | 4,796 | -0.1% | 0.06% | -3.1% |
| PRKR | Buy | PARKERVISION INCstock | $166,000 | +1744.4% | 34,500 | +1625.0% | 0.06% | +2000.0% |
| NVO | Buy | ***NOVO NORDISK A/S-ADRstock | $167,000 | +20.1% | 3,650 | +386.7% | 0.06% | +18.9% |
| UPS | UNITED PARCEL SVC INCstock | $163,000 | -7.4% | 1,676 | 0.0% | 0.06% | -8.8% | |
| UNP | Buy | UNION PACIFIC CORPCOMstock | $156,000 | +12.2% | 832 | +0.4% | 0.06% | +11.3% |
| MTSI | Buy | M/A-COM TECHNOLOGY SOLUTIONSstock | $154,000 | +1000.0% | 7,518 | +804.7% | 0.06% | +1060.0% |
| CSCO | Buy | CISCO SYSTEMS INCstock | $152,000 | +22.6% | 6,760 | +22.4% | 0.06% | +20.8% |
| TGT | Buy | TARGET CORP COMstock | $151,000 | +17.1% | 2,502 | +22.6% | 0.06% | +14.0% |
| NMFC | New | NEW MOUNTAIN FINANCEstock | $146,000 | – | 10,000 | +100.0% | 0.06% | – |
| GIS | GENERAL MILLS INCstock | $145,000 | +3.6% | 2,800 | 0.0% | 0.06% | +1.9% | |
| DVN | Buy | DEVON ENERGY CORPNEW COMstock | $145,000 | +26.1% | 2,169 | +17.2% | 0.06% | +25.0% |
| TXN | TEXAS INSTRUMENTS INCORPORATEDstock | $142,000 | +7.6% | 3,012 | 0.0% | 0.05% | +5.9% | |
| UTX | Buy | UNITED TECHNOLOGIESCORP COMstock | $141,000 | +21.6% | 1,203 | +17.6% | 0.05% | +17.8% |
| CAT | CATERPILLAR INCstock | $139,000 | +9.4% | 1,400 | 0.0% | 0.05% | +8.2% | |
| ARAY | ACCURAY INCORPORATEDstock | $136,000 | +9.7% | 14,200 | 0.0% | 0.05% | +6.2% | |
| LOW | Buy | LOWES COS INC COMstock | $131,000 | +12.0% | 2,678 | +13.0% | 0.05% | +11.1% |
| ABT | Buy | ABBOTT LABORATORIESstock | $130,000 | +14.0% | 3,366 | +13.5% | 0.05% | +11.4% |
| CE | Sell | CELANESE CORP DELCOM SER Astock | $130,000 | -5.8% | 2,338 | -6.3% | 0.05% | -7.5% |
| LLY | Buy | LILLY ELI & CO COMstock | $119,000 | +16.7% | 2,016 | +0.8% | 0.04% | +15.4% |
| YHOO | YAHOO INCstock | $120,000 | -11.8% | 3,356 | 0.0% | 0.04% | -13.5% | |
| PM | PHILIP MORRIS INTERNATIONALstock | $115,000 | -5.7% | 1,400 | 0.0% | 0.04% | -6.4% | |
| TBF | PROSHARES TRSHORT 20+ YR TREASETFstock | $116,000 | -7.9% | 3,825 | 0.0% | 0.04% | -8.3% | |
| ONVI | ONVIA INCstock | $110,000 | +7.8% | 20,594 | 0.0% | 0.04% | +7.7% | |
| GSK | ***GLAXOSMITHKLINE PLCstock | $107,000 | 0.0% | 2,000 | 0.0% | 0.04% | -2.4% | |
| CMCSA | Sell | COMCAST CORP CL Astock | $105,000 | -7.9% | 2,097 | -4.7% | 0.04% | -9.1% |
| PAYX | PAYCHEX INCstock | $102,000 | -6.4% | 2,400 | 0.0% | 0.04% | -7.1% | |
| GOOGL | GOOGLE INCstock | $100,000 | -1.0% | 90 | 0.0% | 0.04% | -2.6% | |
| CPRX | Buy | CATALYSTPHARMACEUTICALPARTNERS INC COMstock | $98,000 | +66.1% | 43,550 | +45.2% | 0.04% | +60.9% |
| KMB | Sell | KIMBERLY CLARK CORPstock | $99,000 | -4.8% | 900 | -10.0% | 0.04% | -7.5% |
| UUPT | New | DEUTSCHE BK AGLONDON BRH AGPOWERSHARES DB 3XLONG USD INDEXFUTURES EXCHANGETRADEDstock | $99,000 | – | 5,200 | +100.0% | 0.04% | – |
| NOC | NORTHROP GRUMMAN CORPstock | $99,000 | +7.6% | 800 | 0.0% | 0.04% | +5.7% | |
| TWGP | New | ***TOWER GROUP INTERNATIONALstock | $95,000 | – | 35,000 | +100.0% | 0.04% | – |
| EMR | EMERSON ELECTRIC COstock | $94,000 | -4.1% | 1,400 | 0.0% | 0.04% | -5.3% | |
| DRRX | Buy | DURECT CORPstock | $92,000 | +119.0% | 68,828 | +184.4% | 0.04% | +118.8% |
| BHI | Buy | BAKER HUGHES INC COMstock | $93,000 | +34.8% | 1,431 | +14.0% | 0.04% | +29.6% |
| FAST | Sell | FASTENAL COstock | $91,000 | -26.6% | 1,847 | -29.4% | 0.03% | -29.2% |
| ALLE | ***ALLEGION PUBLIC LIMITEDstock | $87,000 | +17.6% | 1,665 | 0.0% | 0.03% | +17.9% | |
| HP | HELMERICH & PAYNE INCstock | $86,000 | +28.4% | 800 | 0.0% | 0.03% | +26.9% | |
| NFX | Sell | NEWFIELD EXPLORATION COstock | $86,000 | -40.3% | 2,750 | -53.0% | 0.03% | -40.0% |
| SLB | ***SCHLUMBERGER LTDstock | $81,000 | +8.0% | 835 | 0.0% | 0.03% | +6.9% | |
| EPD | Sell | ENTERPRISE PRODUCTS PARTNERSstock | $83,000 | -94.1% | 1,200 | -94.3% | 0.03% | -94.3% |
| LMT | LOCKHEED MARTIN CORPstock | $82,000 | +10.8% | 500 | 0.0% | 0.03% | +10.7% | |
| BIN | Sell | PROGRESSIVE WASTESOLUTIONS LTD COMISIN#CA74339G1019stock | $81,000 | -2.4% | 3,187 | -4.9% | 0.03% | -3.1% |
| POT | Sell | POTASH CORP OFSASKATCHEWAN INCCOMISIN#CA73755L1076stock | $80,000 | +5.3% | 2,201 | -5.2% | 0.03% | +3.4% |
| XXII | New | 22ND CENTY GROUP INCCOMstock | $77,000 | – | 23,742 | +100.0% | 0.03% | – |
| SRE | SEMPRA ENERGYstock | $77,000 | +6.9% | 800 | 0.0% | 0.03% | +3.6% | |
| RDSA | Buy | ***ROYAL DUTCH SHELL PLCstock | $69,000 | +4.5% | 944 | +1.2% | 0.03% | +4.0% |
| UL | ***UNILEVER PLCstock | $70,000 | +2.9% | 1,645 | 0.0% | 0.03% | 0.0% | |
| BRT | BRT REALTY TRUST SBI-NEWstock | $70,000 | 0.0% | 9,868 | 0.0% | 0.03% | -3.7% | |
| TPLMQ | TRIANGLE PETROLEUM CORPstock | $68,000 | 0.0% | 8,200 | 0.0% | 0.03% | 0.0% | |
| SU | ***SUNCOR ENERGY INCstock | $70,000 | 0.0% | 2,000 | 0.0% | 0.03% | -3.7% | |
| SYY | SYSCO CORPstock | $65,000 | 0.0% | 1,800 | 0.0% | 0.02% | 0.0% | |
| EPZM | New | EPIZYME INCCOMstock | $67,000 | – | 2,950 | +100.0% | 0.02% | – |
| MO | ALTRIA GROUP INCstock | $64,000 | -1.5% | 1,700 | 0.0% | 0.02% | -4.0% | |
| MCD | MCDONALDS CORPstock | $63,000 | +1.6% | 640 | 0.0% | 0.02% | 0.0% | |
| LEN | LENNAR CORPstock | $59,000 | 0.0% | 1,500 | 0.0% | 0.02% | -4.3% | |
| MRK | Sell | MERCK & CO INCstock | $55,000 | +10.0% | 970 | -2.5% | 0.02% | +10.5% |
| OXY | Sell | OCCIDENTAL PETE CORPstock | $52,000 | -78.6% | 550 | -78.4% | 0.02% | -78.5% |
| SNY | ***SANOFIstock | $52,000 | -3.7% | 1,000 | 0.0% | 0.02% | -4.8% | |
| WSH | Sell | WILLIS GROUP HLDGSPUBLIC LTD COSHSstock | $52,000 | -5.5% | 1,170 | -4.5% | 0.02% | -4.8% |
| AYR | Sell | AIRCASTLE LTD SHSISIN#BMG0219K1045stock | $53,000 | -3.6% | 2,729 | -4.2% | 0.02% | -4.8% |
| F113PS | Buy | COVIDIEN PLCSHS NEWISIN#IE00B68SQD29stock | $51,000 | +264.3% | 688 | +232.4% | 0.02% | +280.0% |
| COP | Sell | CONOCOPHILLIPSstock | $49,000 | -83.1% | 700 | -82.9% | 0.02% | -83.0% |
| PBR | Sell | ***PETROLEO BRASILEIRO SAstock | $50,000 | -5.7% | 3,790 | -1.8% | 0.02% | -5.0% |
| TSRA | Sell | TESSERA TECHNOLOGIESINC COMstock | $51,000 | +15.9% | 2,146 | -4.6% | 0.02% | +11.8% |
| BMO | ***BANK OF MONTREALstock | $50,000 | 0.0% | 753 | 0.0% | 0.02% | 0.0% | |
| 6699SC | Buy | ISHARES INC MSCIUNITED KINGDOM ETFstock | $50,000 | +42.9% | 2,423 | +43.7% | 0.02% | +46.2% |
| ED | Buy | CONSOLIDATED EDISONINC COMstock | $49,000 | +345.5% | 914 | +348.0% | 0.02% | +375.0% |
| ELX | Buy | EMULEX CORP COM NEWstock | $47,000 | +88.0% | 6,332 | +80.9% | 0.02% | +80.0% |
| AAVVF | Sell | ***ADVANTAGE OIL & GAS LTDstock | $45,000 | -68.3% | 9,200 | -71.9% | 0.02% | -69.1% |
| ETFC | E TRADE FINANCIAL CORPORATIONstock | $46,000 | +17.9% | 2,000 | 0.0% | 0.02% | +13.3% | |
| GPS | GAP INCstock | $41,000 | +2.5% | 1,022 | 0.0% | 0.02% | +6.7% | |
| ECA | Sell | ***ENCANA CORPstock | $42,000 | -23.6% | 1,945 | -36.7% | 0.02% | -23.8% |
| FB | Sell | FACEBOOK INCstock | $42,000 | -2.3% | 690 | -13.8% | 0.02% | -5.9% |
| TICC | TICC CAPITAL CORPstock | $41,000 | -4.7% | 4,200 | 0.0% | 0.02% | -5.9% | |
| CPXX | New | CELATORPHARMACEUTICALS INCCOMstock | $40,000 | – | 12,750 | +100.0% | 0.02% | – |
| BACPRL | BANK OF AMERICAstock | $40,000 | +8.1% | 35 | 0.0% | 0.02% | +7.1% | |
| UUP | POWERSHARES DB U SDLR INDEX TRPOWERSHARES DV US$INDEX BULLISH FD COMUNITstock | $40,000 | 0.0% | 1,852 | 0.0% | 0.02% | 0.0% | |
| APA | APACHE CORPstock | $37,000 | -5.1% | 450 | 0.0% | 0.01% | -6.7% | |
| SYT | ***SYNGENTA AGstock | $38,000 | -5.0% | 500 | 0.0% | 0.01% | -6.7% | |
| FXI | Buy | ISHARES TR CHINALARGE-CAP ETFstock | $36,000 | +140.0% | 996 | +156.7% | 0.01% | +133.3% |
| WY | Buy | WEYERHAEUSER COstock | $34,000 | +100.0% | 1,158 | +121.0% | 0.01% | +85.7% |
| QCOM | Buy | QUALCOMM INCstock | $34,000 | +100.0% | 433 | +95.0% | 0.01% | +85.7% |
| KMDA | Sell | KAMADA LTD SHSISIN#IL0010941198stock | $31,000 | -51.6% | 2,150 | -50.0% | 0.01% | -52.0% |
| USB | Sell | US BANCORP DELCOMstock | $29,000 | 0.0% | 676 | -4.7% | 0.01% | 0.0% |
| EWJ | New | ISHARES INC MSCIJAPAN ETFstock | $28,000 | – | 2,450 | +100.0% | 0.01% | – |
| New | CALL LNG 01/15/16 30 | $28,000 | – | 10 | +100.0% | 0.01% | – | |
| EOG | EOG RES INCstock | $29,000 | +16.0% | 150 | 0.0% | 0.01% | +10.0% | |
| NEBLQ | ***NOBLE CORP PLCstock | $26,000 | -13.3% | 800 | 0.0% | 0.01% | -16.7% | |
| REM | New | ISHARES TR MTG REALESTATE CAPPED ETFstock | $26,000 | – | 2,127 | +100.0% | 0.01% | – |
| AMLP | New | ALPS ETF TR ALERIANMLP ETFstock | $23,000 | – | 1,324 | +100.0% | 0.01% | – |
| VGK | New | VANGUARD INTL EQUITYINDEX FDS FTSEEUROPE ETFstock | $24,000 | – | 410 | +100.0% | 0.01% | – |
| DEM | New | WISDOMTREE TREMERGING MKTS EQUITYINCOME FD EQUITYstock | $23,000 | – | 475 | +100.0% | 0.01% | – |
| ARIA | Buy | ARIADPHARMACEUTICALS INCstock | $23,000 | +64.3% | 2,803 | +40.2% | 0.01% | +80.0% |
| XIN | ***XINYUAN REAL ESTATE CO LTDstock | $25,000 | -7.4% | 5,000 | 0.0% | 0.01% | -10.0% | |
| DD | Sell | DU PONT E I DENEMOURS & CO COMstock | $20,000 | 0.0% | 291 | -4.6% | 0.01% | 0.0% |
| HSBCPRA | ***HSBC HOLDINGS PLC ADSstock | $20,000 | +5.3% | 775 | 0.0% | 0.01% | +14.3% | |
| GLD | SPDR GOLD TRstock | $20,000 | +5.3% | 160 | 0.0% | 0.01% | +14.3% | |
| AXP | AMERICAN EXPRESS COMPANYstock | $21,000 | 0.0% | 230 | 0.0% | 0.01% | 0.0% | |
| GLW | CORNING INCstock | $21,000 | +16.7% | 1,000 | 0.0% | 0.01% | +14.3% | |
| HBAN | New | HUNTINGTON BANCSHARES INCstock | $20,000 | – | 2,014 | +100.0% | 0.01% | – |
| MCHI | New | ISHARES TR MSCICHINA ETFstock | $19,000 | – | 415 | +100.0% | 0.01% | – |
| BKCC | BLACKROCK KELSO CAPstock | $19,000 | 0.0% | 2,068 | 0.0% | 0.01% | 0.0% | |
| AMOV | Sell | AMERICA MOVIL SAB DEC V SPONSORED ADRREPSTG SER A SHSstock | $19,000 | -50.0% | 950 | -41.5% | 0.01% | -53.3% |
| DXJ | New | WISDOMTREE TR JAPANHEDGED EQUITY FDstock | $18,000 | – | 375 | +100.0% | 0.01% | – |
| NOG | New | NORTHERN OIL & GAS INCstock | $15,000 | – | 1,000 | +100.0% | 0.01% | – |
| ORCL | ORACLE CORPORATIONstock | $16,000 | +6.7% | 394 | 0.0% | 0.01% | 0.0% | |
| ADP | Sell | AUTOMATIC DATAPROCESSING INC COMstock | $15,000 | -6.2% | 192 | -4.5% | 0.01% | 0.0% |
| RSG | Sell | REPUBLIC SVCS INCCOMstock | $16,000 | -5.9% | 479 | -4.2% | 0.01% | -14.3% |
| BBG | BILL BARRETT CORPORATIONstock | $13,000 | 0.0% | 500 | 0.0% | 0.01% | 0.0% | |
| AEG | ***AEGON NVstock | $13,000 | -7.1% | 1,465 | 0.0% | 0.01% | 0.0% | |
| NLY | ANNALY CAPITAL MANAGEMENT INCstock | $12,000 | +9.1% | 1,136 | 0.0% | 0.01% | +25.0% | |
| BAC | BANK OF AMERICA CORPstock | $13,000 | +8.3% | 761 | 0.0% | 0.01% | 0.0% | |
| EWT | New | ISHARES INC MSCITAIWAN ETFstock | $14,000 | – | 965 | +100.0% | 0.01% | – |
| PFF | Buy | ISHARES TR S&P U SPFD STK INDEX FDstock | $13,000 | +8.3% | 342 | +2.4% | 0.01% | 0.0% |
| LLL | Buy | L 3 COMMUNICATIONSHLDGS INC COMstock | $14,000 | +27.3% | 117 | +14.7% | 0.01% | +25.0% |
| ELD | New | WISDOMTREE TREMERGING MKTS LOCDEBT FDstock | $14,000 | – | 308 | +100.0% | 0.01% | – |
| RIG | Sell | TRANSOCEAN LTDREG SHSISIN#CH0048265513stock | $14,000 | -22.2% | 345 | -3.9% | 0.01% | -28.6% |
| DUC | DUFF & PHELPS UTILITY &stock | $10,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| TSLA | TESLA MOTORS INCstock | $10,000 | +25.0% | 50 | 0.0% | 0.00% | +33.3% | |
| MOS | Sell | MOSAIC CO NEW COMstock | $10,000 | -47.4% | 193 | -52.3% | 0.00% | -42.9% |
| NKE | New | NIKE INC CL Bstock | $9,000 | – | 120 | +100.0% | 0.00% | – |
| ORBK | Sell | ORBOTECH LTDORD SHSISIN#IL0010823388stock | $7,000 | 0.0% | 475 | -5.0% | 0.00% | 0.0% |
| ADBE | New | ADOBE SYS INC COMstock | $7,000 | – | 110 | +100.0% | 0.00% | – |
| ALE | ALLETE INCstock | $9,000 | +12.5% | 166 | 0.0% | 0.00% | 0.0% | |
| EWZ | New | ISHARES MSCI BRAZIL CAPPEDstock | $9,000 | – | 200 | +100.0% | 0.00% | – |
| INVN | New | INVENSENSE INCstock | $7,000 | – | 300 | +100.0% | 0.00% | – |
| AIG | AMERICAN INTERNATIONAL GROUPstock | $7,000 | 0.0% | 130 | 0.0% | 0.00% | 0.0% | |
| XHB | New | SPDR SER TR S&PHOMEBUILDERS ETFstock | $8,000 | – | 260 | +100.0% | 0.00% | – |
| HTZ | New | HERTZ GLOBAL HLDGS INCstock | $7,000 | – | 250 | +100.0% | 0.00% | – |
| BIDU | ***BAIDU INCstock | $8,000 | -11.1% | 50 | 0.0% | 0.00% | 0.0% | |
| BAX | Buy | BAXTER INTL INC COMstock | $9,000 | +12.5% | 127 | +12.4% | 0.00% | 0.0% |
| CBZ | CBIZ INCstock | $9,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| UNH | Buy | UNITEDHEALTH GROUP INCstock | $4,000 | – | 52 | +2500.0% | 0.00% | – |
| HPQ | HEWLETT PACKARD COstock | $6,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| ACG | ALLIANCEBERNSTEIN INCOME FUNDstock | $5,000 | 0.0% | 700 | 0.0% | 0.00% | 0.0% | |
| ZAZA | ZAZA ENERGY CORPstock | $4,000 | -20.0% | 5,000 | 0.0% | 0.00% | 0.0% | |
| VNRSQ | New | VANGUARD NAT RES LLCCOM UNIT REPSTG LTDLIABLITY CO INTSstock | $5,000 | – | 163 | +100.0% | 0.00% | – |
| CX | Sell | CEMEX S A B DE C VSPONSOR ADR NEW REPORD PARTN CTF NEWFOR A & B SHSISIN#US1512908898stock | $4,000 | 0.0% | 326 | -5.0% | 0.00% | 0.0% |
| SDOCQ | SANDRIDGE ENERGY INCstock | $6,000 | 0.0% | 1,000 | 0.0% | 0.00% | 0.0% | |
| SLTC | SELECTICA INCstock | $5,000 | +25.0% | 700 | 0.0% | 0.00% | 0.0% | |
| MAR | New | MARRIOTT INTL INCNEW CL Astock | $6,000 | – | 100 | +100.0% | 0.00% | – |
| VPRT | ***VISTAPRINT NVstock | $5,000 | -16.7% | 100 | 0.0% | 0.00% | 0.0% | |
| GDXJ | MARKET VECTORS ETF TRstock | $4,000 | +33.3% | 110 | 0.0% | 0.00% | +100.0% | |
| SE | Sell | SPECTRA ENERGY CORPCOMstock | $4,000 | 0.0% | 97 | -4.9% | 0.00% | 0.0% |
| T | Sell | AT&T INCstock | $5,000 | 0.0% | 144 | -3.4% | 0.00% | 0.0% |
| HON | New | HONEYWELL INTL INCCOMstock | $6,000 | – | 65 | +100.0% | 0.00% | – |
| 4305PS | Sell | ***ALCATEL-LUCENTstock | $4,000 | 0.0% | 975 | -3.5% | 0.00% | 0.0% |
| APC | ANADARKO PETROLEUM CORPstock | $3,000 | +50.0% | 30 | 0.0% | 0.00% | 0.0% | |
| RIO | Sell | RIO TINTO PLCSPONSORED ADRISIN#US7672041008stock | $3,000 | 0.0% | 51 | -1.9% | 0.00% | 0.0% |
| RTN | New | RAYTHEON CO COM NEWstock | $3,000 | – | 35 | +100.0% | 0.00% | – |
| ITT | ITT CORP NEW COM NEWstock | $2,000 | 0.0% | 37 | 0.0% | 0.00% | 0.0% | |
| FTR | FRONTIER COMMUNICATIONS CORPstock | $3,000 | +50.0% | 439 | 0.0% | 0.00% | 0.0% | |
| VRX | ***VALEANT PHARMACEUTICALSstock | $3,000 | 0.0% | 26 | 0.0% | 0.00% | 0.0% | |
| LUMN | New | CENTURYLINK INC COMstock | $2,000 | – | 45 | +100.0% | 0.00% | – |
| XYL | Sell | XYLEM INC COMstock | $3,000 | 0.0% | 75 | -1.3% | 0.00% | 0.0% |
| AIXNY | ***AIXTRON SEstock | $3,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| SYMC | SYMANTEC CORPORATIONstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| CVE | ***CENOVUS ENERGY INCstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| XLS | EXELIS INC COMstock | $1,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| FICO | FAIR ISAAC INCstock | $0 | – | 3 | 0.0% | 0.00% | – | |
| WPZ | WILLIAMS PARTNERS L Pstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| BVSN | BROADVISION INCstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| UBSI | New | UNITED BANKSHARES INC-W VAstock | $0 | – | 1 | +100.0% | 0.00% | – |
| GM | New | GENERAL MTRS CO COMstock | $0 | – | 6 | +100.0% | 0.00% | – |
| TEN | TENNECO INCstock | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| STRS | STRATUS PROPERTIES INCstock | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| LH | LABORATORY CORP AMER HLDGSstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| HTSI | Exit | HARRIS TEETER SUPERMARKETS INCstock | $0 | – | 0 | +100.0% | 0.00% | – |
| LF | LEAPFROG ENTERPRISES INCstock | $0 | – | 5 | 0.0% | 0.00% | – | |
| TSM | New | ***TAIWAN SEMICONDUCTOR MFG COstock | $0 | – | 0 | +100.0% | 0.00% | – |
| VAC | New | MARRIOTT VACATIONSWORLDWIDE CORP COMstock | $0 | – | 5 | +100.0% | 0.00% | – |
| RRD | R R DONNELLEY & SONS COstock | $0 | – | 3 | 0.0% | 0.00% | – | |
| ENZ | ENZO BIOCHEM INCstock | $1,000 | 0.0% | 242 | 0.0% | 0.00% | – | |
| EVV | EATON VANCE LIMITED DURATIONstock | $0 | – | 2 | 0.0% | 0.00% | – | |
| XRT | Exit | SPDR SER TRstock | $0 | – | 0 | +100.0% | 0.00% | – |
| LGCY | Exit | LEGACY RESERVES LPstock | $0 | – | 0 | +100.0% | 0.00% | – |
| BRE | Sell | BRE PROPERTIES INCstock | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% |
| AMAT | APPLIED MATERIALS INCstock | $0 | – | 12 | 0.0% | 0.00% | – | |
| TRV | TRAVELERS COS INCCOMstock | $1,000 | -50.0% | 17 | 0.0% | 0.00% | -100.0% | |
| ILMN | Sell | ILLUMINA INCstock | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% |
| ISIL | INTERSIL CORPORATION CL Astock | $0 | – | 1 | 0.0% | 0.00% | – | |
| AEO | AMERICAN EAGLE OUTFITTERS INCstock | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ANRZQ | ALPHA NATURAL RESOURCES INCstock | $0 | – | 1 | 0.0% | 0.00% | – | |
| MBB | Sell | ISHARES TR MBS ETFstock | $0 | -100.0% | 2 | -60.0% | 0.00% | – |
| JNPR | JUNIPER NETWORKSstock | $0 | – | 4 | 0.0% | 0.00% | – | |
| LBTYK | Buy | ***LIBERTY GLOBAL PLCstock | $0 | – | 2 | +100.0% | 0.00% | – |
| MNKKQ | MALLINCKRODT PUB LTDCO SHSISIN#IE00BBGT3753stock | $0 | – | 5 | 0.0% | 0.00% | – | |
| CAH | Exit | CARDINAL HEALTH INCCOMstock | $0 | – | -49 | -100.0% | -0.00% | – |
| FCX | Exit | FREEPORT-MCMORANCOPPER & GOLD INCCL Bstock | $0 | – | -153 | -100.0% | -0.00% | – |
| QUIK | Exit | QUICKLOGIC CORPstock | $0 | – | -3,420 | -100.0% | -0.01% | – |
| AXAS | Exit | ABRAXAS PETROLEUM CORPstock | $0 | – | -5,000 | -100.0% | -0.01% | – |
| C | Exit | CITIGROUP INCstock | $0 | – | -300 | -100.0% | -0.01% | – |
| CAFI | Exit | CAMCO FINANCIAL CORPstock | $0 | – | -2,996 | -100.0% | -0.01% | – |
| IBM | Exit | INTERNATIONALBUSINESS MACHS CORPCOMstock | $0 | – | -163 | -100.0% | -0.01% | – |
| 4945SC | Exit | KINDER MORGAN ENERGY PARTNERSstock | $0 | – | -500 | -100.0% | -0.02% | – |
| Exit | CALL LNG 01/17/15 30 | $0 | – | -30 | -100.0% | -0.02% | – | |
| SFYWQ | Exit | SWIFT ENERGY COstock | $0 | – | -4,300 | -100.0% | -0.02% | – |
| CYTR | Exit | CYTRX CORP COM PAR $001stock | $0 | – | -10,350 | -100.0% | -0.02% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERS LPstock | $0 | – | -3,000 | -100.0% | -0.03% | – |
| ECL | Exit | ECOLAB INCstock | $0 | – | -800 | -100.0% | -0.03% | – |
| TFCO | Exit | TUFCO TECHNOLOGIES INCstock | $0 | – | -15,786 | -100.0% | -0.04% | – |
| PQ | Exit | PETROQUEST ENERGY INCstock | $0 | – | -30,000 | -100.0% | -0.05% | – |
| BMRN | Exit | BIOMARIN PHARMACEUTICAL INCstock | $0 | – | -2,000 | -100.0% | -0.05% | – |
| B108PS | Exit | ACTAVIS PLCstock | $0 | – | -964 | -100.0% | -0.06% | – |
| COPX | Exit | GLOBAL X FDSstock | $0 | – | -17,600 | -100.0% | -0.06% | – |
| WM | Exit | WASTE MANAGEMENT INC DELstock | $0 | – | -8,500 | -100.0% | -0.15% | – |
| SCD | Exit | LMP CAPITAL AND INCOME FUNDpref stock | $0 | – | -25,000 | -100.0% | -0.15% | – |
| COLE | Exit | COLE REAL ESTATE INVESTMENTSstock | $0 | – | -28,315 | -100.0% | -0.15% | – |
| ASIA | Exit | ASIAINFO-LINKAGE INCstock | $0 | – | -35,550 | -100.0% | -0.16% | – |
| VCBI | Exit | VIRGINIA COMM BANCORP INCstock | $0 | – | -26,000 | -100.0% | -0.17% | – |
| GDV | Exit | GABELLI DIVIDEND & INCOME FUNDpref stock | $0 | – | -20,000 | -100.0% | -0.17% | – |
| VOD | Exit | VODAFONE GROUP PLCstock | $0 | – | -16,700 | -100.0% | -0.25% | – |
| ANEN | Exit | ANAREN INCstock | $0 | – | -25,000 | -100.0% | -0.27% | – |
| PVR | Exit | PVR PARTNERS L Pstock | $0 | – | -29,947 | -100.0% | -0.31% | – |
| JONE | Exit | JONES ENERGY INCstock | $0 | – | -64,700 | -100.0% | -0.36% | – |
| GIVN | Exit | GIVEN IMAGINGstock | $0 | – | -37,000 | -100.0% | -0.43% | – |
| CVX | Exit | CHEVRON CORPORATIONstock | $0 | – | -9,500 | -100.0% | -0.46% | – |
| LYB | Exit | LYONDELLBASELL INDUSTRIESstock | $0 | – | -15,700 | -100.0% | -0.48% | – |
| LIFE | Exit | LIFE TECHNOLOGIES CORPORATIONstock | $0 | – | -19,000 | -100.0% | -0.55% | – |
| VPHM | Exit | VIROPHARMA INCstock | $0 | – | -29,000 | -100.0% | -0.56% | – |
| BG | Exit | BUNGE LTDstock | $0 | – | -27,450 | -100.0% | -0.87% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.