$240 Million is the total value of Cowen Prime Services LLC's 285 reported holdings in Q2 2013. The portfolio turnover from Q1 2013 to Q2 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PDFS | New | PDF SOLUTIONS INCstock | $58,693,000 | – | 3,181,216 | +100.0% | 24.46% | – |
| DMRC | New | DIGIMARC CORPORATIONstock | $17,363,000 | – | 825,254 | +100.0% | 7.24% | – |
| ACCL | New | ACCELRYS INCstock | $10,967,000 | – | 1,299,402 | +100.0% | 4.57% | – |
| LIOX | New | LIONBRIDGE TECHNOLOGIES INCstock | $9,342,000 | – | 3,145,435 | +100.0% | 3.89% | – |
| PRGX | New | PRGX GLOBAL INCstock | $7,868,000 | – | 1,433,150 | +100.0% | 3.28% | – |
| TACT | New | TRANSACT TECHNOLOGIES INCstock | $7,087,000 | – | 870,678 | +100.0% | 2.95% | – |
| REIS | New | REIS INCstock | $7,081,000 | – | 404,600 | +100.0% | 2.95% | – |
| PFE | New | PFIZER INCstock | $6,216,000 | – | 223,732 | +100.0% | 2.59% | – |
| VOD | New | ***VODAFONE GROUP PLCstock | $5,498,000 | – | 191,300 | +100.0% | 2.29% | – |
| KRFT | New | KRAFT FOODS GROUP INCstock | $4,665,000 | – | 84,850 | +100.0% | 1.94% | – |
| DDD | New | 3-D SYSTEMS CORP-DELstock | $4,372,000 | – | 97,421 | +100.0% | 1.82% | – |
| PCL | New | PLUM CREEK TIMBER CO INCstock | $4,358,000 | – | 94,479 | +100.0% | 1.82% | – |
| TEVA | New | ***TEVA PHARMACEUTICALstock | $3,891,000 | – | 99,733 | +100.0% | 1.62% | – |
| OPAY | New | OFFICIAL PAYMENTS HOLDINGSstock | $3,886,000 | – | 566,450 | +100.0% | 1.62% | – |
| NEM | New | NEWMONT MINING CORPstock | $3,791,000 | – | 125,600 | +100.0% | 1.58% | – |
| APO | New | APOLLO GLOBAL MANAGEMENT LLCstock | $3,740,000 | – | 158,200 | +100.0% | 1.56% | – |
| HCP | New | HCP INCstock | $3,587,000 | – | 79,800 | +100.0% | 1.50% | – |
| LMNX | New | LUMINEX CORP DELstock | $3,302,000 | – | 156,575 | +100.0% | 1.38% | – |
| BIRT | New | ACTUATE CORPORATIONstock | $3,090,000 | – | 449,100 | +100.0% | 1.29% | – |
| GE | New | GENERAL ELECTRIC COstock | $2,779,000 | – | 119,075 | +100.0% | 1.16% | – |
| PLL | New | PALL CORPstock | $2,747,000 | – | 40,940 | +100.0% | 1.14% | – |
| LYB | New | ***LYONDELLBASELL INDUSTRIESstock | $2,128,000 | – | 32,100 | +100.0% | 0.89% | – |
| AEP | New | AMERICAN ELECTRIC POWER CO INCstock | $2,123,000 | – | 47,750 | +100.0% | 0.88% | – |
| BWP | New | BOARDWALK PIPELINE PARTNERS LPstock | $2,060,000 | – | 66,850 | +100.0% | 0.86% | – |
| SNMX | New | SENOMYX INCstock | $1,692,000 | – | 776,086 | +100.0% | 0.70% | – |
| WM | New | WASTE MANAGEMENT INC DELstock | $1,668,000 | – | 41,000 | +100.0% | 0.70% | – |
| PTC | New | PTC INCstock | $1,583,000 | – | 62,950 | +100.0% | 0.66% | – |
| BMC | New | BMC SOFTWARE INCstock | $1,581,000 | – | 35,000 | +100.0% | 0.66% | – |
| JNJ | New | JOHNSON & JOHNSONstock | $1,456,000 | – | 16,829 | +100.0% | 0.61% | – |
| CLDT | New | CHATHAM LODGING TRstock | $1,416,000 | – | 82,100 | +100.0% | 0.59% | – |
| LIFE | New | LIFE TECHNOLOGIES CORPORATIONstock | $1,407,000 | – | 19,000 | +100.0% | 0.59% | – |
| EGOV | New | NIC INCstock | $1,324,000 | – | 78,600 | +100.0% | 0.55% | – |
| CTB | New | COOPER TIRE & RUBBER COstock | $1,298,000 | – | 39,000 | +100.0% | 0.54% | – |
| EPD | New | ENTERPRISE PRODUCTS PARTNERSstock | $1,285,000 | – | 20,400 | +100.0% | 0.54% | – |
| GDI | New | GARDNER DENVER INCstock | $1,229,000 | – | 16,300 | +100.0% | 0.51% | – |
| XOM | New | EXXON MOBIL CORPstock | $1,185,000 | – | 13,117 | +100.0% | 0.49% | – |
| NFP | New | NATIONAL FINL PARTNERS CORPstock | $1,180,000 | – | 46,586 | +100.0% | 0.49% | – |
| AON | New | ***AON PLCstock | $1,150,000 | – | 17,600 | +100.0% | 0.48% | – |
| CVX | New | CHEVRON CORPORATIONstock | $1,131,000 | – | 9,500 | +100.0% | 0.47% | – |
| AVY | New | AVERY DENNISON CORPstock | $1,040,000 | – | 23,900 | +100.0% | 0.43% | – |
| SFD | New | SMITHFIELD FOODS INCstock | $968,000 | – | 29,500 | +100.0% | 0.40% | – |
| ADI | New | ANALOG DEVICES INCstock | $957,000 | – | 21,113 | +100.0% | 0.40% | – |
| ONXX | New | ONYX PHARMACEUTICALS INCstock | $919,000 | – | 7,000 | +100.0% | 0.38% | – |
| SONS | New | SONUS NETWORKS INCstock | $790,000 | – | 262,300 | +100.0% | 0.33% | – |
| PVAHQ | New | PENN VIRGINIA CORPstock | $778,000 | – | 161,500 | +100.0% | 0.32% | – |
| RUE | New | RUE21 INCstock | $776,000 | – | 18,569 | +100.0% | 0.32% | – |
| ASCA | New | AMERISTAR CASINOS INCstock | $676,000 | – | 25,623 | +100.0% | 0.28% | – |
| ARB | New | ARBITRON INCstock | $654,000 | – | 14,100 | +100.0% | 0.27% | – |
| WCRX | New | ***WARNER CHILCOTT PLCstock | $650,000 | – | 33,000 | +100.0% | 0.27% | – |
| NFX | New | NEWFIELD EXPLORATION COstock | $606,000 | – | 25,100 | +100.0% | 0.25% | – |
| WMS | New | WMS INDUSTRIES INCstock | $603,000 | – | 23,500 | +100.0% | 0.25% | – |
| DTSI | New | DTS INCstock | $594,000 | – | 28,044 | +100.0% | 0.25% | – |
| ALC | New | ASSISTED LIVING CONCEPTS INCstock | $592,000 | – | 49,500 | +100.0% | 0.25% | – |
| ONVI | New | ONVIA INCstock | $588,000 | – | 127,826 | +100.0% | 0.24% | – |
| PPG | New | PPG INDUSTRIES INCstock | $578,000 | – | 3,896 | +100.0% | 0.24% | – |
| DVN | New | DEVON ENERGY CORPORATION NEWstock | $566,000 | – | 10,770 | +100.0% | 0.24% | – |
| CEVA | New | CEVA INCstock | $563,000 | – | 27,972 | +100.0% | 0.24% | – |
| CWEI | New | CLAYTON WILLIAMS ENERGY INCstock | $553,000 | – | 12,600 | +100.0% | 0.23% | – |
| EXXIQ | New | ***ENERGY XXI BERMUDA LIMITEDstock | $538,000 | – | 23,800 | +100.0% | 0.22% | – |
| DUK | New | DUKE ENERGY CORPORATIONstock | $528,000 | – | 7,898 | +100.0% | 0.22% | – |
| TPLMQ | New | TRIANGLE PETROLEUM CORPstock | $491,000 | – | 70,100 | +100.0% | 0.20% | – |
| DOW | New | DOW CHEMICAL CO.stock | $488,000 | – | 15,000 | +100.0% | 0.20% | – |
| MSPD | New | MINDSPEED TECHNOLOGIES INCstock | $471,000 | – | 139,300 | +100.0% | 0.20% | – |
| BRCD | New | BROCADE COMMUNICATIONS SYS INCstock | $445,000 | – | 76,875 | +100.0% | 0.18% | – |
| JPM | New | JPMORGAN CHASE & COstock | $426,000 | – | 8,119 | +100.0% | 0.18% | – |
| NVE | New | NV ENERGY INCstock | $422,000 | – | 18,000 | +100.0% | 0.18% | – |
| CLP | New | COLONIAL PROPERTIES TRUSTstock | $400,000 | – | 16,668 | +100.0% | 0.17% | – |
| MSFT | New | MICROSOFT CORPstock | $399,000 | – | 11,612 | +100.0% | 0.17% | – |
| PG | New | PROCTER & GAMBLE COstock | $391,000 | – | 5,030 | +100.0% | 0.16% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELstock | $390,000 | – | 3,467 | +100.0% | 0.16% | – |
| KO | New | COCA COLA COMPANYstock | $390,000 | – | 9,651 | +100.0% | 0.16% | – |
| BMY | New | BRISTOL MYERS SQUIBB COstock | $381,000 | – | 8,500 | +100.0% | 0.16% | – |
| VZ | New | VERIZON COMMUNICATIONSstock | $375,000 | – | 7,442 | +100.0% | 0.16% | – |
| VCBI | New | VIRGINIA COMM BANCORP INCstock | $367,000 | – | 26,000 | +100.0% | 0.15% | – |
| CL | New | COLGATE PALMOLIVE COMPANYstock | $349,000 | – | 6,034 | +100.0% | 0.14% | – |
| SPLP | New | STEEL PARTNERS HOLDINGSstock | $345,000 | – | 25,000 | +100.0% | 0.14% | – |
| NEOG | New | NEOGEN CORPstock | $338,000 | – | 6,000 | +100.0% | 0.14% | – |
| DCP | New | DCP MIDSTREAM PARTNERS LPstock | $339,000 | – | 6,100 | +100.0% | 0.14% | – |
| BTZ | New | BLACKROCK CREDIT ALLOCATIONpref stock | $337,000 | – | 26,000 | +100.0% | 0.14% | – |
| VTSS | New | VITESSE SEMICONDUCTOR CORPstock | $332,000 | – | 120,000 | +100.0% | 0.14% | – |
| DE | New | DEERE & COstock | $326,000 | – | 4,005 | +100.0% | 0.14% | – |
| IBM | New | INTERNATIONAL BUSINESSstock | $318,000 | – | 1,662 | +100.0% | 0.13% | – |
| EXAR | New | EXAR CORPORATIONstock | $316,000 | – | 28,112 | +100.0% | 0.13% | – |
| CELG | New | CELGENE CORPstock | $317,000 | – | 2,695 | +100.0% | 0.13% | – |
| GDV | New | GABELLI DIVIDEND & INCOME FUNDpref stock | $309,000 | – | 16,000 | +100.0% | 0.13% | – |
| ELD | New | WISDOMTREE TREMERGING MKTS LOCDEBT FDstock | $300,000 | – | 6,244 | +100.0% | 0.12% | – |
| LSE | New | CAPLEASE INCstock | $295,000 | – | 34,900 | +100.0% | 0.12% | – |
| NIE | New | AGIC EQUITY & CONVERTIBLEpref stock | $293,000 | – | 16,000 | +100.0% | 0.12% | – |
| ELN | New | ***ELAN CORPORATION PLCstock | $284,000 | – | 20,000 | +100.0% | 0.12% | – |
| IR | New | ***INGERSOLL RAND PLCstock | $281,000 | – | 5,000 | +100.0% | 0.12% | – |
| NRC | New | NATIONAL RESEARCH CORPORATIONstock | $278,000 | – | 16,200 | +100.0% | 0.12% | – |
| MET | New | METLIFE INCstock | $277,000 | – | 5,950 | +100.0% | 0.12% | – |
| EVT | New | EATON VANCE TAX ADVANTAGEDpref stock | $274,000 | – | 15,000 | +100.0% | 0.11% | – |
| GTATQ | New | GT ADVANCED TECHNOLOGIES INCstock | $274,000 | – | 67,500 | +100.0% | 0.11% | – |
| ASML | New | ***ASML HOLDING N Vstock | $254,000 | – | 3,241 | +100.0% | 0.11% | – |
| QRE | New | QR ENERGY LPstock | $249,000 | – | 14,000 | +100.0% | 0.10% | – |
| NVEC | New | NVE CORPORATIONstock | $247,000 | – | 5,250 | +100.0% | 0.10% | – |
| AAPL | New | APPLE INCstock | $243,000 | – | 601 | +100.0% | 0.10% | – |
| SCD | New | LMP CAPITAL AND INCOME FUNDpref stock | $235,000 | – | 15,000 | +100.0% | 0.10% | – |
| REGN | New | REGENERON PHARMACEUTICALS INCstock | $230,000 | – | 1,000 | +100.0% | 0.10% | – |
| NOG | New | NORTHERN OIL & GAS INCstock | $231,000 | – | 17,000 | +100.0% | 0.10% | – |
| VHS | New | VANGUARD HEALTH SYSTEMS INCstock | $229,000 | – | 11,000 | +100.0% | 0.10% | – |
| ABBV | New | ABBVIE INCstock | $216,000 | – | 5,191 | +100.0% | 0.09% | – |
| 4945SC | New | KINDER MORGAN ENERGY PARTNERSstock | $217,000 | – | 2,500 | +100.0% | 0.09% | – |
| WMT | New | WAL-MART STORES INCstock | $211,000 | – | 2,824 | +100.0% | 0.09% | – |
| COP | New | CONOCOPHILLIPSstock | $208,000 | – | 3,400 | +100.0% | 0.09% | – |
| FALC | New | FALCONSTOR SOFTWARE INCstock | $196,000 | – | 163,670 | +100.0% | 0.08% | – |
| SMSI | New | SMITH MICRO SOFTWARE INCstock | $197,000 | – | 174,331 | +100.0% | 0.08% | – |
| NGLS | New | TARGA RESOURCES PARTNERS LPstock | $193,000 | – | 3,700 | +100.0% | 0.08% | – |
| WEC | New | WISCONSIN ENERGY CORPstock | $181,000 | – | 4,500 | +100.0% | 0.08% | – |
| RNP | New | COHEN & STEERS REIT &pref stock | $174,000 | – | 10,000 | +100.0% | 0.07% | – |
| BKT | New | BLACKROCK INCOME TRUST INCpref stock | $172,000 | – | 25,000 | +100.0% | 0.07% | – |
| PQ | New | PETROQUEST ENERGY INCstock | $171,000 | – | 42,000 | +100.0% | 0.07% | – |
| ZAZA | New | ZAZA ENERGY CORPstock | $171,000 | – | 141,261 | +100.0% | 0.07% | – |
| PEP | New | PEPSICO INCstock | $168,000 | – | 2,052 | +100.0% | 0.07% | – |
| AAVVF | New | ***ADVANTAGE OIL & GAS LTDstock | $160,000 | – | 40,800 | +100.0% | 0.07% | – |
| MKL | New | MARKEL CORP HOLDING COstock | $158,000 | – | 300 | +100.0% | 0.07% | – |
| GILD | New | GILEAD SCIENCES INCstock | $155,000 | – | 3,000 | +100.0% | 0.06% | – |
| EBAY | New | EBAY INCstock | $155,000 | – | 2,969 | +100.0% | 0.06% | – |
| JQC | New | NUVEEN CREDIT STRATEGIESpref stock | $151,000 | – | 15,000 | +100.0% | 0.06% | – |
| ARAY | New | ACCURAY INCORPORATEDstock | $148,000 | – | 25,758 | +100.0% | 0.06% | – |
| NSC | New | NORFOLK SOUTHERN CORPstock | $145,000 | – | 2,000 | +100.0% | 0.06% | – |
| WFC | New | WELLS FARGO & CONEW COMstock | $141,000 | – | 3,410 | +100.0% | 0.06% | – |
| D | New | DOMINION RESOURCES INC VA NEWstock | $141,000 | – | 2,500 | +100.0% | 0.06% | – |
| UPS | New | UNITED PARCEL SVC INCstock | $141,000 | – | 1,625 | +100.0% | 0.06% | – |
| OXY | New | OCCIDENTAL PETE CORPstock | $140,000 | – | 1,550 | +100.0% | 0.06% | – |
| CVS | New | CVS CAREMARK CORPstock | $138,000 | – | 2,400 | +100.0% | 0.06% | – |
| INTC | New | INTEL CORPstock | $138,000 | – | 5,731 | +100.0% | 0.06% | – |
| LGCY | New | LEGACY RESERVES LPstock | $136,000 | – | 5,000 | +100.0% | 0.06% | – |
| GIS | New | GENERAL MILLS INCstock | $137,000 | – | 2,800 | +100.0% | 0.06% | – |
| MDLZ | New | MONDELEZ INTERNATIONAL INCstock | $137,000 | – | 4,700 | +100.0% | 0.06% | – |
| DIS | New | WALT DISNEY COstock | $131,000 | – | 2,082 | +100.0% | 0.06% | – |
| F | New | FORD MOTOR CO DELCOM PARstock | $130,000 | – | 8,384 | +100.0% | 0.05% | – |
| PAYX | New | PAYCHEX INCstock | $128,000 | – | 3,500 | +100.0% | 0.05% | – |
| PM | New | PHILIP MORRIS INTERNATIONALstock | $123,000 | – | 1,400 | +100.0% | 0.05% | – |
| NVO | New | ***NOVO NORDISK A/S-ADRstock | $119,000 | – | 750 | +100.0% | 0.05% | – |
| CHYR | New | CHYRONHEGO CORPORATIONstock | $121,000 | – | 86,239 | +100.0% | 0.05% | – |
| XLU | New | SELECT SECTOR SPDRTR UTILSstock | $116,000 | – | 3,092 | +100.0% | 0.05% | – |
| CAT | New | CATERPILLAR INCstock | $116,000 | – | 1,400 | +100.0% | 0.05% | – |
| TBF | New | PROSHARES TRSHORT 20+ YR TREASETFstock | $116,000 | – | 3,700 | +100.0% | 0.05% | – |
| QUIK | New | QUICKLOGIC CORPstock | $108,000 | – | 49,931 | +100.0% | 0.04% | – |
| TXN | New | TEXAS INSTRUMENTS INCORPORATEDstock | $106,000 | – | 3,012 | +100.0% | 0.04% | – |
| WAG | New | WALGREEN COstock | $105,000 | – | 2,380 | +100.0% | 0.04% | – |
| CSCO | New | CISCO SYSTEMS INCstock | $102,000 | – | 4,176 | +100.0% | 0.04% | – |
| EWJ | New | ISHARES INC MSCIJAPAN INDEX FDstock | $103,000 | – | 9,170 | +100.0% | 0.04% | – |
| TGT | New | TARGET CORP COMstock | $103,000 | – | 1,490 | +100.0% | 0.04% | – |
| GSK | New | ***GLAXOSMITHKLINE PLCstock | $100,000 | – | 2,000 | +100.0% | 0.04% | – |
| BHI | New | BAKER HUGHES INC COMstock | $96,000 | – | 2,083 | +100.0% | 0.04% | – |
| CMCSA | New | COMCAST CORP CL Astock | $91,000 | – | 2,181 | +100.0% | 0.04% | – |
| YHOO | New | YAHOO INCstock | $85,000 | – | 3,356 | +100.0% | 0.04% | – |
| SFYWQ | New | SWIFT ENERGY COstock | $83,000 | – | 6,900 | +100.0% | 0.04% | – |
| FXI | New | ISHARES TR FTSECHINA 25 INDEX FDstock | $84,000 | – | 2,576 | +100.0% | 0.04% | – |
| UTX | New | UNITED TECHNOLOGIESCORP COMstock | $81,000 | – | 873 | +100.0% | 0.03% | – |
| ABT | New | ABBOTT LABORATORIESstock | $82,000 | – | 2,345 | +100.0% | 0.03% | – |
| LLY | New | LILLY ELI & CO COMstock | $80,000 | – | 1,623 | +100.0% | 0.03% | – |
| GOOGL | New | GOOGLE INCstock | $80,000 | – | 90 | +100.0% | 0.03% | – |
| EMR | New | EMERSON ELECTRIC COstock | $77,000 | – | 1,400 | +100.0% | 0.03% | – |
| BAC | New | BANK OF AMERICA CORPstock | $74,000 | – | 5,761 | +100.0% | 0.03% | – |
| LOW | New | LOWES COS INC COMstock | $74,000 | – | 1,798 | +100.0% | 0.03% | – |
| BBG | New | BILL BARRETT CORPORATIONstock | $72,000 | – | 3,500 | +100.0% | 0.03% | – |
| POT | New | POTASH CORP OFSASKATCHEWAN INCCOMstock | $72,000 | – | 1,880 | +100.0% | 0.03% | – |
| ECL | New | ECOLAB INCstock | $69,000 | – | 800 | +100.0% | 0.03% | – |
| NOC | New | NORTHROP GRUMMAN CORPstock | $67,000 | – | 800 | +100.0% | 0.03% | – |
| UL | New | ***UNILEVER PLCstock | $67,000 | – | 1,645 | +100.0% | 0.03% | – |
| MCD | New | MCDONALDS CORPstock | $64,000 | – | 640 | +100.0% | 0.03% | – |
| SRE | New | SEMPRA ENERGYstock | $64,000 | – | 800 | +100.0% | 0.03% | – |
| SYY | New | SYSCO CORPstock | $62,000 | – | 1,800 | +100.0% | 0.03% | – |
| SLB | New | ***SCHLUMBERGER LTDstock | $61,000 | – | 835 | +100.0% | 0.02% | – |
| SU | New | ***SUNCOR ENERGY INCstock | $59,000 | – | 2,000 | +100.0% | 0.02% | – |
| RDSA | New | ***ROYAL DUTCH SHELL PLCstock | $58,000 | – | 909 | +100.0% | 0.02% | – |
| LMT | New | LOCKHEED MARTIN CORPstock | $54,000 | – | 500 | +100.0% | 0.02% | – |
| EWI | New | ISHARES INC MSCIITALY CAPPED INDEXFDstock | $55,000 | – | 4,688 | +100.0% | 0.02% | – |
| SDOCQ | New | SANDRIDGE ENERGY INCstock | $53,000 | – | 11,000 | +100.0% | 0.02% | – |
| SNY | New | ***SANOFIstock | $52,000 | – | 1,000 | +100.0% | 0.02% | – |
| HP | New | HELMERICH & PAYNE INCstock | $51,000 | – | 800 | +100.0% | 0.02% | – |
| CLWR | New | CLEARWIRE CORPORATIONstock | $50,000 | – | 10,000 | +100.0% | 0.02% | – |
| KMB | New | KIMBERLY CLARK CORPstock | $49,000 | – | 500 | +100.0% | 0.02% | – |
| 6699SC | New | ISHARES INC MSCIUNITED KINGDOM INDEXFDstock | $47,000 | – | 2,686 | +100.0% | 0.02% | – |
| ECA | New | ***ENCANA CORPstock | $46,000 | – | 2,700 | +100.0% | 0.02% | – |
| AXAS | New | ABRAXAS PETROLEUM CORPstock | $45,000 | – | 21,400 | +100.0% | 0.02% | – |
| GPS | New | GAP INCstock | $45,000 | – | 1,062 | +100.0% | 0.02% | – |
| GDX | New | MARKET VECTORS ETFTR GOLD MINERS ETFFDstock | $45,000 | – | 1,855 | +100.0% | 0.02% | – |
| PBR | New | PETROLEO BRASILEIROSA PETROBRASSPONSORED ADRstock | $43,000 | – | 3,234 | +100.0% | 0.02% | – |
| MRK | New | MERCK & CO INCstock | $42,000 | – | 900 | +100.0% | 0.02% | – |
| BMO | New | ***BANK OF MONTREALstock | $44,000 | – | 753 | +100.0% | 0.02% | – |
| AMOV | New | AMERICA MOVIL SAB DEC V SPONSORED ADRREPSTG SER A SHSstock | $44,000 | – | 2,100 | +100.0% | 0.02% | – |
| UUP | New | POWERSHARES DB U SDLR INDEX TRPOWERSHARES DV US$INDEX BULLISH FD COMUNITstock | $43,000 | – | 1,917 | +100.0% | 0.02% | – |
| EWT | New | ISHARES INC MSCITAIWAN INDEX FDstock | $42,000 | – | 3,192 | +100.0% | 0.02% | – |
| TICC | New | TICC CAPITAL CORPstock | $41,000 | – | 4,200 | +100.0% | 0.02% | – |
| DEM | New | WISDOMTREE TREMERGING MKTS EQUITYINCOME FD EQUITYstock | $39,000 | – | 810 | +100.0% | 0.02% | – |
| GLD | New | SPDR GOLD TRstock | $38,000 | – | 310 | +100.0% | 0.02% | – |
| SYT | New | ***SYNGENTA AGstock | $39,000 | – | 500 | +100.0% | 0.02% | – |
| DRRX | New | DURECT CORPstock | $39,000 | – | 38,300 | +100.0% | 0.02% | – |
| BACPRL | New | BANK OF AMERICApref stock | $39,000 | – | 35 | +100.0% | 0.02% | – |
| APA | New | APACHE CORPstock | $37,000 | – | 450 | +100.0% | 0.02% | – |
| ADP | New | AUTOMATIC DATAPROCESSING INC COMstock | $34,000 | – | 500 | +100.0% | 0.01% | – |
| FTNT | New | FORTINET INC COMstock | $32,000 | – | 1,800 | +100.0% | 0.01% | – |
| AMRN | New | ***AMARIN CORPORATION PLCstock | $30,000 | – | 5,000 | +100.0% | 0.01% | – |
| NE | New | ***NOBLE CORPORATIONstock | $30,000 | – | 800 | +100.0% | 0.01% | – |
| MHRCQ | New | MAGNUM HUNTER RESOURCESstock | $26,000 | – | 7,000 | +100.0% | 0.01% | – |
| New | CALL LNG 01/17/15 30 | $26,000 | – | 50 | +100.0% | 0.01% | – | |
| MPO | New | MIDSTATES PETROLEUM COMPANYstock | $27,000 | – | 5,000 | +100.0% | 0.01% | – |
| ETFC | New | E TRADE FINANCIAL CORPORATIONstock | $26,000 | – | 2,000 | +100.0% | 0.01% | – |
| USB | New | US BANCORP DELCOMstock | $26,000 | – | 728 | +100.0% | 0.01% | – |
| BRT | New | BRT REALTY TRUST SBI-NEWstock | $24,000 | – | 3,304 | +100.0% | 0.01% | – |
| XIN | New | ***XINYUAN REAL ESTATE CO LTDstock | $21,000 | – | 5,000 | +100.0% | 0.01% | – |
| MOS | New | MOSAIC CO NEW COMstock | $22,000 | – | 400 | +100.0% | 0.01% | – |
| EOG | New | EOG RES INCstock | $20,000 | – | 150 | +100.0% | 0.01% | – |
| RWM | New | PROSHARES SHORT RUSSELL2000stock | $20,000 | – | 1,000 | +100.0% | 0.01% | – |
| HK | New | HALCON RESOURCES CORPORATIONstock | $19,000 | – | 3,400 | +100.0% | 0.01% | – |
| HSBCPRA | New | ***HSBC HOLDINGS PLC ADSpref stock | $19,000 | – | 775 | +100.0% | 0.01% | – |
| BKCC | New | BLACKROCK KELSO CAPstock | $20,000 | – | 2,068 | +100.0% | 0.01% | – |
| BAX | New | BAXTER INTL INC COMstock | $18,000 | – | 260 | +100.0% | 0.01% | – |
| MO | New | ALTRIA GROUP INCstock | $18,000 | – | 500 | +100.0% | 0.01% | – |
| RIG | New | TRANSOCEAN LTDREG SHSstock | $19,000 | – | 405 | +100.0% | 0.01% | – |
| AXP | New | AMERICAN EXPRESS COMPANYstock | $17,000 | – | 230 | +100.0% | 0.01% | – |
| F113PS | New | COVIDIEN PLCSHS NEWstock | $16,000 | – | 250 | +100.0% | 0.01% | – |
| DD | New | DU PONT E I DENEMOURS & CO COMstock | $16,000 | – | 300 | +100.0% | 0.01% | – |
| LEMB | New | ISHARES INC EMERGINGMKTS LOCAL CURRENCYBD FDstock | $17,000 | – | 335 | +100.0% | 0.01% | – |
| MSI | New | MOTOROLA SOLUTIONS INCstock | $16,000 | – | 275 | +100.0% | 0.01% | – |
| C | New | CITIGROUP INCstock | $14,000 | – | 300 | +100.0% | 0.01% | – |
| NLY | New | ANNALY CAPITAL MANAGEMENT INCstock | $14,000 | – | 1,136 | +100.0% | 0.01% | – |
| PFF | New | ISHARES TR S&P U SPFD STK INDEX FDstock | $14,000 | – | 363 | +100.0% | 0.01% | – |
| GLW | New | CORNING INCstock | $14,000 | – | 1,000 | +100.0% | 0.01% | – |
| T107SC | New | NUVEEN EQUITY PREM ADVANTAGEpref stock | $12,000 | – | 1,000 | +100.0% | 0.01% | – |
| TLT | New | ISHARES TR BARCLAYS20+ TREAS BD FDstock | $13,000 | – | 117 | +100.0% | 0.01% | – |
| ZTS | New | ZOETIS INC CL Astock | $12,000 | – | 375 | +100.0% | 0.01% | – |
| ORCL | New | ORACLE CORPstock | $12,000 | – | 394 | +100.0% | 0.01% | – |
| PRKR | New | PARKERVISION INCstock | $9,000 | – | 2,000 | +100.0% | 0.00% | – |
| JPC | New | NUVEEN PREFERRED INCOMEpref stock | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| LLL | New | L 3 COMMUNICATIONSHLDGS INC COMstock | $9,000 | – | 101 | +100.0% | 0.00% | – |
| AEG | New | ***AEGON NVstock | $10,000 | – | 1,437 | +100.0% | 0.00% | – |
| ALE | New | ALLETE INCstock | $8,000 | – | 166 | +100.0% | 0.00% | – |
| SLTC | New | SELECTICA INCstock | $6,000 | – | 700 | +100.0% | 0.00% | – |
| UPLMQ | New | ULTRA PETE CORPCOMstock | $7,000 | – | 370 | +100.0% | 0.00% | – |
| ED | New | CONSOLIDATED EDISONINC COMstock | $6,000 | – | 100 | +100.0% | 0.00% | – |
| CBZ | New | CBIZ INCstock | $7,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | CALL PVA 09/21/13 5 | $6,000 | – | 190 | +100.0% | 0.00% | – | |
| MEAD | New | MEADE INSTRUMENTS CORPstock | $8,000 | – | 2,245 | +100.0% | 0.00% | – |
| FCX | New | FREEPORT-MCMORANCOPPER & GOLD INCCL Bstock | $4,000 | – | 150 | +100.0% | 0.00% | – |
| HPQ | New | HEWLETT PACKARD COstock | $5,000 | – | 200 | +100.0% | 0.00% | – |
| IMUC | New | IMMUNOCELLULARTHERAPEUTICS LTD COMstock | $5,000 | – | 2,500 | +100.0% | 0.00% | – |
| FB | New | FACEBOOK INC CL Astock | $5,000 | – | 200 | +100.0% | 0.00% | – |
| MBB | New | ISHARES TR BARCLAYSMBS BD FDstock | $4,000 | – | 41 | +100.0% | 0.00% | – |
| VPRT | New | ***VISTAPRINT NVstock | $5,000 | – | 100 | +100.0% | 0.00% | – |
| BIDU | New | ***BAIDU INCstock | $5,000 | – | 50 | +100.0% | 0.00% | – |
| WY | New | WEYERHAEUSER COstock | $5,000 | – | 180 | +100.0% | 0.00% | – |
| New | CALL NFX 01/18/14 27 | $4,000 | – | 25 | +100.0% | 0.00% | – | |
| BG | New | ***BUNGE LTDstock | $4,000 | – | 50 | +100.0% | 0.00% | – |
| RIO | New | RIO TINTO PLCSPONSORED ADRstock | $4,000 | – | 100 | +100.0% | 0.00% | – |
| VRX | New | ***VALEANT PHARMACEUTICALSstock | $2,000 | – | 26 | +100.0% | 0.00% | – |
| 4305PS | New | ***ALCATEL-LUCENTstock | $2,000 | – | 1,010 | +100.0% | 0.00% | – |
| VEOEY | New | VEOLIA ENVIRONMENTSPONSORED ADRstock | $3,000 | – | 250 | +100.0% | 0.00% | – |
| MON | New | MONSANTO CO NEW COMstock | $2,000 | – | 16 | +100.0% | 0.00% | – |
| RENN | New | RENREN INCSPONSORED ADRRESPTG CL Astock | $2,000 | – | 600 | +100.0% | 0.00% | – |
| APC | New | ANADARKO PETROLEUM CORPstock | $3,000 | – | 30 | +100.0% | 0.00% | – |
| LTBR | New | LIGHTBRIDGE CORP COMstock | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| AEO | New | AMERICAN EAGLE OUTFITTERS INCstock | $2,000 | – | 100 | +100.0% | 0.00% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORPstock | $2,000 | – | 439 | +100.0% | 0.00% | – |
| CAH | New | CARDINAL HEALTH INCCOMstock | $2,000 | – | 48 | +100.0% | 0.00% | – |
| LF | New | LEAPFROG ENTERPRISES INCstock | $0 | – | 5 | +100.0% | 0.00% | – |
| EDAP | New | ***EDAP TMS SA-SPONSORED ADRstock | $1,000 | – | 500 | +100.0% | 0.00% | – |
| JNPR | New | JUNIPER NETWORKSstock | $0 | – | 4 | +100.0% | 0.00% | – |
| CVE | New | ***CENOVUS ENERGY INCstock | $0 | – | 4 | +100.0% | 0.00% | – |
| WPZ | New | WILLIAMS PARTNERS L Pstock | $0 | – | 1 | +100.0% | 0.00% | – |
| STRS | New | STRATUS PROPERTIES INCstock | $1,000 | – | 50 | +100.0% | 0.00% | – |
| UNH | New | UNITEDHEALTH GROUP INCstock | $0 | – | 2 | +100.0% | 0.00% | – |
| TRV | New | TRAVELERS COS INCCOMstock | $1,000 | – | 17 | +100.0% | 0.00% | – |
| EVV | New | EATON VANCE LIMITED DURATIONpref stock | $0 | – | 2 | +100.0% | 0.00% | – |
| PIPR | New | PIPER JAFFRAY COSCOMstock | $0 | – | 5 | +100.0% | 0.00% | – |
| SIRI | New | SIRIUS XM RADIO INCstock | $0 | – | 9 | +100.0% | 0.00% | – |
| ENZ | New | ENZO BIOCHEM INCstock | $1,000 | – | 242 | +100.0% | 0.00% | – |
| BVSN | New | BROADVISION INCstock | $0 | – | 4 | +100.0% | 0.00% | – |
| ANRZQ | New | ALPHA NATURAL RESOURCES INCstock | $0 | – | 1 | +100.0% | 0.00% | – |
| T | New | AT&T INCstock | $1,000 | – | 23 | +100.0% | 0.00% | – |
| FICO | New | FAIR ISAAC INCstock | $0 | – | 3 | +100.0% | 0.00% | – |
| ISIL | New | INTERSIL CORPORATION CL Astock | $0 | – | 1 | +100.0% | 0.00% | – |
| TEN | New | TENNECO INCstock | $1,000 | – | 20 | +100.0% | 0.00% | – |
| LSI | New | LSI CORPORATIONstock | $0 | – | 2 | +100.0% | 0.00% | – |
| RRD | New | R R DONNELLEY & SONS COstock | $0 | – | 3 | +100.0% | 0.00% | – |
| LBTYK | New | ***LIBERTY GLOBAL PLCstock | $0 | – | 1 | +100.0% | 0.00% | – |
| SYMC | New | SYMANTEC CORPORATIONstock | $0 | – | 1 | +100.0% | 0.00% | – |
| LH | New | LABORATORY CORP AMER HLDGSstock | $0 | – | 1 | +100.0% | 0.00% | – |
| AMAT | New | APPLIED MATERIALS INCstock | $0 | – | 12 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-08-05
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| PDF SOLUTIONS INCCOM | 33 | Q2 2021 | 24.5% |
| DIGIMARC CORPORATION | 33 | Q2 2021 | 15.5% |
| PFIZER INC COM | 33 | Q2 2021 | 3.1% |
| LUMINEX CORP DEL COM | 33 | Q2 2021 | 3.6% |
| TEVA PHARMACEUTICALINDUSTRIES LTD ADRISIN#US8816242098 | 33 | Q2 2021 | 4.0% |
| TRANSACTTECHNOLOGIES INC COM | 33 | Q2 2021 | 4.0% |
| PTC INC COM | 33 | Q2 2021 | 1.3% |
| JOHNSON & JOHNSONCOM | 33 | Q2 2021 | 2.2% |
| 3-D SYSTEMS CORP-DEL | 33 | Q2 2021 | 2.0% |
| ENTERPRISE PRODUCTS PARTNERS | 33 | Q2 2021 | 1.0% |
View Cowen Prime Services LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| NEPHROS INCSold out | February 10, 2022 | 0 | 0.0% |
| ARI NETWORK SERVICES INC /WISold out | January 29, 2018 | 0 | 0.0% |
| Digimarc CORP | February 10, 2017 | 369,404 | 3.5% |
| INTERMOLECULAR INCSold out | February 10, 2017 | 0 | 0.0% |
| Reis, Inc. | February 10, 2017 | 354,900 | 3.1% |
| TRANSACT TECHNOLOGIES INC | February 10, 2017 | 228,986 | 3.1% |
View Cowen Prime Services LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| SC 13G | 2022-02-10 |
| 13F-HR | 2021-07-16 |
| 13F-HR | 2021-04-27 |
| SC 13G | 2021-02-16 |
| 13F-HR | 2021-01-27 |
| SC 13G | 2021-01-27 |
View Cowen Prime Services LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.