$784 Million is the total value of Annex Advisory Services, LLC's 137 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 19.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPTM | Buy | SPDR SER TRportfoli s&p1500 | $105,268,000 | +8.8% | 2,574,416 | +0.5% | 13.42% | -0.5% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $97,362,000 | +12.4% | 312,610 | +0.6% | 12.41% | +2.8% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $74,698,000 | +9.5% | 708,170 | +3.9% | 9.52% | +0.1% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $71,740,000 | +13.9% | 421,230 | +4.7% | 9.14% | +4.1% |
| SH | Buy | PROSHARES TRshort s&p 500 ne | $50,811,000 | -3.8% | 2,500,527 | +5.8% | 6.48% | -12.1% |
| SPSM | Buy | SPDR SER TRportfolio s&p600 | $48,339,000 | +5.2% | 1,765,469 | +2.1% | 6.16% | -3.8% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $40,668,000 | +12.6% | 264,422 | +6.7% | 5.18% | +3.0% |
| VIG | Buy | VANGUARD SPECIALIZED FUNDSdiv app etf | $38,038,000 | +14.8% | 295,645 | +4.6% | 4.85% | +5.0% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $21,338,000 | +3.3% | 303,835 | +0.4% | 2.72% | -5.6% |
| AAPL | Buy | APPLE INC | $20,701,000 | +26.8% | 178,746 | +299.5% | 2.64% | +15.9% |
| SPLG | Sell | SPDR SER TRportfolio s&p500 | $13,509,000 | +6.6% | 343,300 | -1.8% | 1.72% | -2.6% |
| MSFT | Buy | MICROSOFT CORP | $11,322,000 | +12.0% | 53,830 | +8.4% | 1.44% | +2.4% |
| WEC | Buy | WEC ENERGY GROUP INC | $9,712,000 | +11.4% | 100,230 | +0.7% | 1.24% | +1.8% |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $8,854,000 | -35.0% | 86,838 | -35.2% | 1.13% | -40.6% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $8,462,000 | +16.1% | 25,180 | +7.0% | 1.08% | +6.2% |
| ABBV | Buy | ABBVIE INC | $5,652,000 | -8.6% | 64,527 | +2.4% | 0.72% | -16.6% |
| WMT | Sell | WALMART INC | $5,486,000 | +15.8% | 39,211 | -0.9% | 0.70% | +5.7% |
| QCOM | Sell | QUALCOMM INC | $4,282,000 | +27.8% | 36,383 | -1.0% | 0.55% | +16.9% |
| HD | Sell | HOME DEPOT INC | $4,148,000 | +10.4% | 14,938 | -0.4% | 0.53% | +1.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $4,083,000 | +13.5% | 68,641 | +5.2% | 0.52% | +3.6% |
| TGT | Sell | TARGET CORP | $3,947,000 | +26.1% | 25,072 | -3.9% | 0.50% | +15.4% |
| T | Buy | AT&T INC | $3,941,000 | +4.2% | 138,220 | +10.5% | 0.50% | -4.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $3,680,000 | +38.8% | 24,716 | +31.1% | 0.47% | +26.8% |
| MO | Buy | ALTRIA GROUP INC | $3,518,000 | +467.4% | 91,048 | +476.4% | 0.45% | +420.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $3,490,000 | +6.7% | 36,249 | +4.2% | 0.44% | -2.4% |
| AMZN | Sell | AMAZON COM INC | $3,426,000 | -2.2% | 1,088 | -14.3% | 0.44% | -10.6% |
| MRK | Sell | MERCK & CO. INC | $3,399,000 | +5.7% | 40,974 | -1.5% | 0.43% | -3.6% |
| SPDW | Sell | SPDR INDEX SHS FDSportfolio devlpd | $3,310,000 | +1.5% | 113,118 | -4.2% | 0.42% | -7.3% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $3,239,000 | +21.4% | 70,018 | +2.4% | 0.41% | +11.0% |
| AMGN | Buy | AMGEN INC | $3,126,000 | +7.9% | 12,299 | +0.2% | 0.40% | -1.5% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $2,985,000 | +2.3% | 49,505 | -0.2% | 0.38% | -6.4% |
| NEE | Sell | NEXTERA ENERGY INC | $2,985,000 | +14.8% | 10,755 | -0.7% | 0.38% | +5.0% |
| DIS | Buy | DISNEY WALT CO | $2,982,000 | +11.4% | 24,030 | +0.1% | 0.38% | +1.9% |
| ABT | Sell | ABBOTT LABS | $2,821,000 | +15.3% | 25,919 | -3.1% | 0.36% | +5.6% |
| JMST | Buy | J P MORGAN EXCHANGE-TRADED Fultra sht muncpl | $2,742,000 | +1.4% | 53,782 | +1.4% | 0.35% | -7.2% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $2,745,000 | +6.1% | 13,661 | +4.4% | 0.35% | -3.0% |
| AMT | Buy | AMERICAN TOWER CORP NEW | $2,722,000 | -5.9% | 11,259 | +0.6% | 0.35% | -13.9% |
| RF | Buy | REGIONS FINANCIAL CORP NEW | $2,642,000 | +14.0% | 229,155 | +9.9% | 0.34% | +4.3% |
| SCHW | New | SCHWAB CHARLES CORP | $2,445,000 | – | 67,477 | +100.0% | 0.31% | – |
| V | Sell | VISA INC | $2,333,000 | +1.0% | 11,668 | -2.4% | 0.30% | -7.8% |
| AIZ | ASSURANT INC | $2,312,000 | +17.4% | 19,059 | 0.0% | 0.30% | +7.3% | |
| BA | Buy | BOEING CO | $2,174,000 | -8.2% | 13,152 | +1.8% | 0.28% | -16.1% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $2,159,000 | +9.9% | 6,924 | +3.9% | 0.28% | +0.4% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $2,104,000 | +37.8% | 25,952 | -3.5% | 0.27% | +25.8% |
| BSV | Sell | VANGUARD BD INDEX FDSshort trm bond | $2,096,000 | -43.5% | 25,233 | -43.5% | 0.27% | -48.4% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $2,088,000 | -13.9% | 6,236 | -20.7% | 0.27% | -21.3% |
| FISV | Sell | FISERV INC | $2,060,000 | +0.5% | 19,991 | -4.8% | 0.26% | -8.0% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $2,044,000 | +12.0% | 9,425 | -0.9% | 0.26% | +2.8% |
| IDV | Sell | ISHARES TRintl sel div etf | $1,957,000 | -1.6% | 78,483 | -0.9% | 0.25% | -10.1% |
| AMAT | Sell | APPLIED MATLS INC | $1,907,000 | -4.7% | 32,083 | -3.1% | 0.24% | -12.9% |
| AOR | Buy | ISHARES TRgrwt allocat etf | $1,815,000 | +6.7% | 37,463 | +2.2% | 0.23% | -2.5% |
| AOA | Buy | ISHARES TRaggres alloc etf | $1,780,000 | +7.4% | 30,682 | +1.6% | 0.23% | -1.7% |
| LEN | Buy | LENNAR CORPcl a | $1,739,000 | +39.6% | 21,291 | +5.3% | 0.22% | +27.6% |
| DOV | Sell | DOVER CORP | $1,705,000 | +9.8% | 15,736 | -2.2% | 0.22% | 0.0% |
| AOM | Buy | ISHARES TRmodert alloc etf | $1,683,000 | +8.3% | 41,009 | +5.2% | 0.22% | -0.9% |
| VPU | Sell | VANGUARD WORLD FDSutilities etf | $1,662,000 | +2.7% | 12,877 | -1.6% | 0.21% | -6.2% |
| CVX | Sell | CHEVRON CORP NEW | $1,607,000 | -29.5% | 22,326 | -12.6% | 0.20% | -35.5% |
| PHM | New | PULTE GROUP INC | $1,552,000 | – | 33,534 | +100.0% | 0.20% | – |
| VLO | Buy | VALERO ENERGY CORP | $1,544,000 | -20.1% | 35,631 | +8.5% | 0.20% | -26.8% |
| VEU | Buy | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $1,534,000 | +10.8% | 30,408 | +4.5% | 0.20% | +1.6% |
| FIS | Sell | FIDELITY NATL INFORMATION SV | $1,534,000 | +7.6% | 10,423 | -1.9% | 0.20% | -1.5% |
| LUV | Buy | SOUTHWEST AIRLS CO | $1,470,000 | +15.4% | 39,188 | +5.1% | 0.19% | +5.1% |
| KHC | New | KRAFT HEINZ CO | $1,390,000 | – | 46,414 | +100.0% | 0.18% | – |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $1,386,000 | -0.6% | 17,558 | -1.1% | 0.18% | -8.8% |
| VIAC | New | VIACOMCBS INCcl b | $1,312,000 | – | 46,829 | +100.0% | 0.17% | – |
| VNQI | Sell | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $1,289,000 | +2.4% | 26,528 | -1.7% | 0.16% | -6.8% |
| SPEM | Sell | SPDR INDEX SHS FDSportfolio emg mk | $1,271,000 | +5.7% | 34,774 | -3.3% | 0.16% | -3.6% |
| ETN | Buy | EATON CORP PLC | $1,230,000 | +118.9% | 12,052 | +87.6% | 0.16% | +101.3% |
| PG | Buy | PROCTER AND GAMBLE CO | $1,169,000 | +83.8% | 8,413 | +58.3% | 0.15% | +67.4% |
| AOK | Sell | ISHARES TRconser alloc etf | $1,146,000 | +0.4% | 30,843 | -1.6% | 0.15% | -8.2% |
| KSS | Sell | KOHLS CORP | $1,110,000 | -11.1% | 59,887 | -0.3% | 0.14% | -19.0% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,038,000 | +209.9% | 4,876 | +159.8% | 0.13% | +180.9% |
| TXN | Sell | TEXAS INSTRS INC | $1,013,000 | +10.8% | 7,094 | -1.4% | 0.13% | +1.6% |
| SHY | New | ISHARES TR1 3 yr treas bd | $966,000 | – | 11,163 | +100.0% | 0.12% | – |
| PM | Sell | PHILIP MORRIS INTL INC | $954,000 | -11.0% | 12,722 | -16.8% | 0.12% | -18.1% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $910,000 | +1.3% | 7,704 | -3.4% | 0.12% | -7.2% |
| PEP | Buy | PEPSICO INC | $900,000 | +4.8% | 6,497 | +0.0% | 0.12% | -4.2% |
| BFC | Sell | BANK FIRST CORP | $875,000 | -11.3% | 14,899 | -3.2% | 0.11% | -18.8% |
| LVS | Buy | LAS VEGAS SANDS CORP | $872,000 | +7.5% | 18,690 | +5.0% | 0.11% | -1.8% |
| ITB | ISHARES TRus home cons etf | $620,000 | +28.4% | 10,950 | 0.0% | 0.08% | +17.9% | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $598,000 | -6.1% | 408 | -9.1% | 0.08% | -14.6% |
| GPN | GLOBAL PMTS INC | $551,000 | +4.8% | 3,101 | 0.0% | 0.07% | -4.1% | |
| FB | Buy | FACEBOOK INCcl a | $527,000 | +19.5% | 2,014 | +3.7% | 0.07% | +9.8% |
| TSLA | Buy | TESLA INC | $506,000 | +35.7% | 1,180 | +242.0% | 0.06% | +25.0% |
| SCHG | Sell | SCHWAB STRATEGIC TRus lcap gr etf | $504,000 | -0.4% | 4,377 | -12.2% | 0.06% | -9.9% |
| MCD | Sell | MCDONALDS CORP | $500,000 | +15.2% | 2,280 | -3.1% | 0.06% | +4.9% |
| INTC | Sell | INTEL CORP | $469,000 | -20.4% | 9,065 | -7.9% | 0.06% | -26.8% |
| BAX | Sell | BAXTER INTL INC | $463,000 | -7.8% | 5,757 | -1.3% | 0.06% | -15.7% |
| LNT | ALLIANT ENERGY CORP | $452,000 | +7.9% | 8,753 | 0.0% | 0.06% | 0.0% | |
| SPDN | New | DIREXION SHS ETF TRdly s&p500 br 1x | $449,000 | – | 21,584 | +100.0% | 0.06% | – |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $437,000 | +6.8% | 1,922 | -4.9% | 0.06% | -1.8% |
| KMB | Sell | KIMBERLY CLARK CORP | $420,000 | -2.3% | 2,847 | -6.3% | 0.05% | -10.0% |
| LRCX | Sell | LAM RESEARCH CORP | $409,000 | +0.5% | 1,234 | -2.0% | 0.05% | -8.8% |
| USB | Sell | US BANCORP DEL | $404,000 | -6.3% | 11,271 | -3.8% | 0.05% | -13.3% |
| XOM | Sell | EXXON MOBIL CORP | $403,000 | -29.7% | 11,753 | -8.2% | 0.05% | -36.2% |
| HON | Sell | HONEYWELL INTL INC | $378,000 | -8.9% | 2,295 | -20.0% | 0.05% | -17.2% |
| ECL | New | ECOLAB INC | $357,000 | – | 1,788 | +100.0% | 0.05% | – |
| IEFA | Sell | ISHARES TRcore msci eafe | $354,000 | -4.6% | 5,874 | -9.5% | 0.04% | -13.5% |
| ENPH | New | ENPHASE ENERGY INC | $330,000 | – | 4,000 | +100.0% | 0.04% | – |
| KO | Buy | COCA COLA CO | $319,000 | +10.8% | 6,462 | +0.4% | 0.04% | +2.5% |
| FMBI | Sell | FIRST MIDWEST BANCORP DEL | $303,000 | -21.3% | 28,116 | -2.6% | 0.04% | -27.8% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $306,000 | -12.3% | 208 | -15.8% | 0.04% | -20.4% |
| CRM | New | SALESFORCE COM INC | $306,000 | – | 1,219 | +100.0% | 0.04% | – |
| SDY | Buy | SPDR SER TRs&p divid etf | $306,000 | +3.0% | 3,315 | +1.8% | 0.04% | -4.9% |
| LLY | Buy | LILLY ELI & CO | $308,000 | -9.7% | 2,082 | +0.1% | 0.04% | -18.8% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $298,000 | -16.5% | 1,073 | -25.7% | 0.04% | -24.0% |
| COST | Buy | COSTCO WHSL CORP NEW | $289,000 | +18.0% | 813 | +0.6% | 0.04% | +8.8% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $292,000 | -17.7% | 3,668 | -24.2% | 0.04% | -24.5% |
| SYK | Sell | STRYKER CORPORATION | $284,000 | +15.4% | 1,362 | -0.3% | 0.04% | +5.9% |
| ANTM | Sell | ANTHEM INC | $284,000 | +2.2% | 1,057 | -0.1% | 0.04% | -7.7% |
| VV | VANGUARD INDEX FDSlarge cap etf | $272,000 | +9.7% | 1,737 | 0.0% | 0.04% | 0.0% | |
| EXAS | Sell | EXACT SCIENCES CORP | $274,000 | +14.6% | 2,689 | -2.1% | 0.04% | +6.1% |
| ACN | Buy | ACCENTURE PLC IRELAND | $278,000 | +7.8% | 1,229 | +2.2% | 0.04% | -2.8% |
| VOO | Sell | VANGUARD INDEX FDS | $264,000 | +0.8% | 858 | -7.2% | 0.03% | -8.1% |
| ATR | APTARGROUP INC | $256,000 | +0.8% | 2,265 | 0.0% | 0.03% | -5.7% | |
| VYM | Buy | VANGUARD WHITEHALL FDShigh div yld | $261,000 | +5.2% | 3,226 | +2.3% | 0.03% | -5.7% |
| FLOT | Sell | ISHARES TRfltg rate nt etf | $262,000 | -32.3% | 5,173 | -32.4% | 0.03% | -38.9% |
| CL | New | COLGATE PALMOLIVE CO | $260,000 | – | 3,370 | +100.0% | 0.03% | – |
| LOW | New | LOWES COS INC | $251,000 | – | 1,510 | +100.0% | 0.03% | – |
| FEX | FIRST TR LRGE CP CORE ALPHA | $247,000 | +6.5% | 3,900 | 0.0% | 0.03% | -3.1% | |
| New | BRP INC | $235,000 | – | 4,450 | +100.0% | 0.03% | – | |
| RSP | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $232,000 | -15.6% | 2,149 | -20.4% | 0.03% | -21.1% |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $225,000 | – | 1,931 | +100.0% | 0.03% | – |
| PFE | New | PFIZER INC | $224,000 | – | 6,113 | +100.0% | 0.03% | – |
| CLNC | Sell | COLONY CR REAL ESTATE INC | $231,000 | -34.6% | 47,109 | -6.2% | 0.03% | -40.8% |
| WB | WEIBO CORPsponsored adr | $230,000 | +8.5% | 6,300 | 0.0% | 0.03% | -3.3% | |
| ILCG | New | ISHARES TRmrngstr lg-cp gr | $221,000 | – | 825 | +100.0% | 0.03% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $216,000 | – | 4,999 | +100.0% | 0.03% | – |
| F | FORD MTR CO DEL | $210,000 | +9.9% | 31,491 | 0.0% | 0.03% | 0.0% | |
| ADBE | New | ADOBE SYSTEMS INCORPORATED | $201,000 | – | 409 | +100.0% | 0.03% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $193,000 | – | 12,240 | +100.0% | 0.02% | – |
| ASB | ASSOCIATED BANC CORP | $180,000 | -8.2% | 14,293 | 0.0% | 0.02% | -14.8% | |
| ET | Buy | ENERGY TRANSFER LP | $169,000 | -1.2% | 31,128 | +29.7% | 0.02% | -8.3% |
| GE | Sell | GENERAL ELECTRIC CO | $113,000 | -31.9% | 18,070 | -25.6% | 0.01% | -39.1% |
| WBT | WELBILT INC | $97,000 | +1.0% | 15,731 | 0.0% | 0.01% | -7.7% | |
| SPXS | New | DIREXION SHS ETF TRdly s&p500 br 3x | $62,000 | – | 10,800 | +100.0% | 0.01% | – |
| QUAD | QUAD / GRAPHICS INC | $65,000 | -7.1% | 21,431 | 0.0% | 0.01% | -20.0% | |
| ALL | Exit | ALLSTATE CORP | $0 | – | -2,121 | -100.0% | -0.03% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -1,475 | -100.0% | -0.04% | – |
| TILT | Exit | FLEXSHARES TRmornstar usmkt | $0 | – | -2,771 | -100.0% | -0.04% | – |
| IGSB | Exit | ISHARES TRsh tr crport etf | $0 | – | -14,400 | -100.0% | -0.11% | – |
| BAC | Exit | BK OF AMERICA CORP | $0 | – | -81,554 | -100.0% | -0.27% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 42 | Q3 2023 | 18.0% |
| VANGUARD WORLD FDS | 42 | Q3 2023 | 12.4% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 11.3% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 9.5% |
| ISHARES TR | 42 | Q3 2023 | 7.2% |
| VANGUARD SPECIALIZED PORTFOL | 42 | Q3 2023 | 6.5% |
| ISHARES TR | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 2.9% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 2.4% |
| ISHARES TR | 42 | Q3 2023 | 3.4% |
View Annex Advisory Services, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-12 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-27 |
| 13F-HR | 2023-01-30 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-13 |
| 13F-HR | 2022-01-31 |
View Annex Advisory Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.