$825 Million is the total value of Annex Advisory Services, LLC's 132 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 11.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPTM | Buy | SPDR SERIES TRUSTportfolio tl stk | $95,069,000 | +21.6% | 2,385,065 | +12.0% | 11.52% | +9.6% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $74,728,000 | +3.5% | 456,714 | -4.5% | 9.06% | -6.7% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $71,218,000 | +14.0% | 290,867 | +0.4% | 8.63% | +2.8% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $65,070,000 | +8.2% | 562,311 | +1.1% | 7.88% | -2.4% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $62,199,000 | +6.9% | 495,921 | +2.9% | 7.54% | -3.6% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $61,163,000 | +16.5% | 600,463 | +3.1% | 7.41% | +5.1% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $58,114,000 | +13.4% | 1,888,028 | +3.2% | 7.04% | +2.3% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $43,625,000 | +5.2% | 263,371 | -2.2% | 5.29% | -5.1% |
| SPSM | Buy | SPDR SERIES TRUSTportfolio sm etf | $41,567,000 | +16.2% | 1,273,885 | +6.8% | 5.04% | +4.8% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $28,197,000 | +4.1% | 336,275 | -3.3% | 3.42% | -6.1% |
| SPLG | Sell | SPDR SERIES TRUSTportfolio lr etf | $13,852,000 | -9.3% | 366,253 | -16.4% | 1.68% | -18.2% |
| AAPL | Buy | APPLE INC | $12,343,000 | +31.5% | 42,032 | +0.3% | 1.50% | +18.6% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $11,017,000 | +3.1% | 34,083 | -4.8% | 1.34% | -7.0% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $10,336,000 | +4.3% | 50,218 | -2.1% | 1.25% | -6.0% |
| SPMD | Buy | SPDR SERIES TRUSTportfolio md etf | $9,119,000 | +8.0% | 251,691 | +1.0% | 1.10% | -2.6% |
| MSFT | Buy | MICROSOFT CORP | $7,055,000 | +13.7% | 44,738 | +0.2% | 0.86% | +2.5% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $5,357,000 | +15.9% | 16,644 | +6.9% | 0.65% | +4.5% |
| WEC | Buy | WEC ENERGY GROUP INC | $5,297,000 | -2.7% | 57,435 | +0.3% | 0.64% | -12.2% |
| WMT | Buy | WALMART INC | $4,225,000 | +1.9% | 35,550 | +1.7% | 0.51% | -8.1% |
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $4,151,000 | +14.0% | 132,409 | +6.8% | 0.50% | +2.9% |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $4,126,000 | +11.5% | 69,339 | +0.8% | 0.50% | +0.6% |
| JPM | Buy | JPMORGAN CHASE & CO | $4,019,000 | +21.1% | 28,830 | +2.2% | 0.49% | +9.2% |
| T | Sell | AT&T INC | $3,981,000 | +2.2% | 101,891 | -1.0% | 0.48% | -7.8% |
| BA | Buy | BOEING CO | $3,863,000 | +1.3% | 11,858 | +18.3% | 0.47% | -8.6% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $3,450,000 | -5.5% | 64,181 | -12.2% | 0.42% | -14.7% |
| ORCL | Buy | ORACLE CORP | $3,304,000 | +0.3% | 62,359 | +4.2% | 0.40% | -9.5% |
| CSCO | Buy | CISCO SYS INC | $3,200,000 | -1.4% | 66,714 | +1.5% | 0.39% | -11.0% |
| TGT | Sell | TARGET CORP | $3,104,000 | +19.7% | 24,208 | -0.2% | 0.38% | +7.7% |
| GM | Buy | GENERAL MTRS CO | $3,070,000 | -1.9% | 83,871 | +0.4% | 0.37% | -11.6% |
| CVX | Sell | CHEVRON CORP NEW | $3,070,000 | -3.1% | 25,473 | -4.6% | 0.37% | -12.7% |
| AOA | Buy | ISHARES TRaggres alloc etf | $3,051,000 | +10.0% | 52,587 | +4.2% | 0.37% | -0.8% |
| INTC | Buy | INTEL CORP | $2,980,000 | +18.9% | 49,798 | +2.3% | 0.36% | +7.1% |
| HD | Buy | HOME DEPOT INC | $2,969,000 | -5.6% | 13,597 | +0.3% | 0.36% | -14.9% |
| LUV | Buy | SOUTHWEST AIRLS CO | $2,897,000 | +3.2% | 53,664 | +3.3% | 0.35% | -6.9% |
| DIS | Buy | DISNEY WALT CO | $2,829,000 | +14.3% | 19,558 | +3.0% | 0.34% | +3.3% |
| AOR | Sell | ISHARES TRgrwt allocat etf | $2,822,000 | +1.4% | 59,006 | -2.3% | 0.34% | -8.6% |
| QCOM | Buy | QUALCOMM INC | $2,756,000 | +19.5% | 31,235 | +3.2% | 0.33% | +7.7% |
| KSS | Buy | KOHLS CORP | $2,630,000 | +24.5% | 51,640 | +21.4% | 0.32% | +12.3% |
| IDV | Buy | ISHARES TRintl sel div etf | $2,614,000 | +51.8% | 77,886 | +39.1% | 0.32% | +37.2% |
| NEE | NEXTERA ENERGY INC | $2,594,000 | +3.9% | 10,714 | 0.0% | 0.31% | -6.3% | |
| AOM | Sell | ISHARES TRmodert alloc etf | $2,572,000 | +1.4% | 64,081 | -0.7% | 0.31% | -8.5% |
| AMGN | Buy | AMGEN INC | $2,564,000 | +29.7% | 10,635 | +4.1% | 0.31% | +16.9% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $2,562,000 | +87.0% | 39,913 | +47.8% | 0.31% | +68.5% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $2,501,000 | +16.3% | 55,632 | +16.6% | 0.30% | +4.8% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $2,474,000 | +13.0% | 10,760 | +1.8% | 0.30% | +2.0% |
| BAC | Buy | BANK AMER CORP | $2,433,000 | +23.9% | 69,078 | +2.6% | 0.30% | +11.7% |
| C | Buy | CITIGROUP INC | $2,374,000 | +20.0% | 29,716 | +3.8% | 0.29% | +8.3% |
| VLO | Buy | VALERO ENERGY CORP NEW | $2,282,000 | +13.5% | 24,371 | +3.3% | 0.28% | +2.6% |
| FISV | Sell | FISERV INC | $2,238,000 | +6.4% | 19,361 | -4.6% | 0.27% | -4.2% |
| V | Buy | VISA INC | $2,066,000 | +9.4% | 10,998 | +0.2% | 0.25% | -1.6% |
| RF | Buy | REGIONS FINL CORP NEW | $2,042,000 | +11.3% | 118,964 | +2.5% | 0.25% | 0.0% |
| BHP | Buy | BHP GROUP LTDsponsored ads | $1,958,000 | +15.3% | 35,802 | +4.1% | 0.24% | +3.9% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $1,910,000 | +33.4% | 20,583 | +34.0% | 0.23% | +20.3% |
| MS | Sell | MORGAN STANLEY | $1,891,000 | +17.5% | 37,001 | -1.9% | 0.23% | +6.0% |
| VPU | Buy | VANGUARD WORLD FDSutilities etf | $1,884,000 | +29.5% | 13,187 | +30.2% | 0.23% | +16.9% |
| VNQI | Buy | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $1,840,000 | +42.4% | 31,132 | +41.2% | 0.22% | +28.2% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $1,752,000 | +8.8% | 9,959 | -1.3% | 0.21% | -1.9% |
| ABBV | Sell | ABBVIE INC | $1,631,000 | +14.9% | 18,420 | -1.8% | 0.20% | +3.7% |
| AMZN | Sell | AMAZON COM INC | $1,617,000 | -4.8% | 875 | -10.5% | 0.20% | -14.0% |
| FIS | Buy | FIDELITY NATL INFORMATION SV | $1,525,000 | +7.4% | 10,966 | +2.5% | 0.18% | -3.1% |
| SPEM | Buy | SPDR INDEX SHS FDSportfolio emg mk | $1,458,000 | +11.3% | 38,767 | +1.4% | 0.18% | +0.6% |
| GILD | Sell | GILEAD SCIENCES INC | $1,415,000 | -2.7% | 21,769 | -5.2% | 0.17% | -12.3% |
| AOK | Sell | ISHARES TRconser alloc etf | $1,366,000 | +0.1% | 37,676 | -1.4% | 0.17% | -9.3% |
| ABT | Sell | ABBOTT LABS | $1,272,000 | +0.3% | 14,645 | -3.4% | 0.15% | -9.4% |
| PM | Sell | PHILIP MORRIS INTL INC | $1,268,000 | +5.1% | 14,908 | -6.2% | 0.15% | -4.9% |
| PFE | Sell | PFIZER INC | $1,195,000 | -38.6% | 30,515 | -43.6% | 0.14% | -44.4% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $1,190,000 | +4.4% | 8,721 | -1.9% | 0.14% | -5.9% |
| BFC | BANK FIRST CORPORATION | $1,078,000 | +5.8% | 15,399 | 0.0% | 0.13% | -4.4% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $914,000 | +31.7% | 3,108 | -2.7% | 0.11% | +19.4% |
| LVS | Sell | LAS VEGAS SANDS CORP | $904,000 | -39.3% | 13,100 | -49.2% | 0.11% | -45.0% |
| TXN | Buy | TEXAS INSTRS INC | $880,000 | +1.4% | 6,859 | +2.2% | 0.11% | -8.5% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $871,000 | +16.0% | 8,574 | +16.1% | 0.11% | +5.0% |
| PEP | Buy | PEPSICO INC | $830,000 | +2.3% | 6,072 | +2.6% | 0.10% | -7.3% |
| XOM | Sell | EXXON MOBIL CORP | $781,000 | -6.4% | 11,191 | -5.3% | 0.10% | -15.2% |
| FLOT | Buy | ISHARES TRfltg rate nt etf | $773,000 | +193.9% | 15,182 | +193.8% | 0.09% | +168.6% |
| MO | Buy | ALTRIA GROUP INC | $737,000 | +31.1% | 14,767 | +7.5% | 0.09% | +17.1% |
| CLNC | Buy | COLONY CR REAL ESTATE INC | $621,000 | +136.1% | 47,152 | +159.4% | 0.08% | +114.3% |
| ETN | EATON CORP PLC | $607,000 | +13.9% | 6,405 | 0.0% | 0.07% | +2.8% | |
| HYG | New | ISHARES TRiboxx hi yd etf | $603,000 | – | 6,860 | +100.0% | 0.07% | – |
| IWM | ISHARES TRrussell 2000 etf | $575,000 | +9.3% | 3,473 | 0.0% | 0.07% | -1.4% | |
| GPN | GLOBAL PMTS INC | $568,000 | +14.7% | 3,113 | 0.0% | 0.07% | +3.0% | |
| JNJ | Buy | JOHNSON & JOHNSON | $559,000 | +30.0% | 3,835 | +15.3% | 0.07% | +17.2% |
| USB | Buy | US BANCORP DEL | $549,000 | +16.1% | 9,257 | +8.4% | 0.07% | +4.7% |
| LNT | Sell | ALLIANT ENERGY CORP | $547,000 | +0.4% | 9,998 | -1.0% | 0.07% | -9.6% |
| PG | Buy | PROCTER & GAMBLE CO | $501,000 | +8.0% | 4,011 | +7.6% | 0.06% | -1.6% |
| ASB | Buy | ASSOCIATED BANC CORP | $489,000 | +16.4% | 22,179 | +6.8% | 0.06% | +5.4% |
| BMO | Buy | BANK MONTREAL QUE | $485,000 | +55.0% | 6,270 | +47.8% | 0.06% | +40.5% |
| BAX | Buy | BAXTER INTL INC | $465,000 | -4.3% | 5,556 | +0.0% | 0.06% | -13.8% |
| AIZ | Sell | ASSURANT INC | $453,000 | +3.4% | 3,455 | -0.7% | 0.06% | -6.8% |
| ANTM | Buy | ANTHEM INC | $458,000 | +29.0% | 1,517 | +2.5% | 0.06% | +14.6% |
| KMB | Sell | KIMBERLY CLARK CORP | $443,000 | -15.3% | 3,219 | -12.5% | 0.05% | -22.9% |
| VIG | Sell | VANGUARD GROUPdiv app etf | $399,000 | -10.7% | 3,203 | -14.3% | 0.05% | -20.0% |
| LW | LAMB WESTON HLDGS INC | $399,000 | +18.4% | 4,640 | 0.0% | 0.05% | +6.7% | |
| HON | HONEYWELL INTL INC | $398,000 | +4.5% | 2,250 | 0.0% | 0.05% | -5.9% | |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $397,000 | +3.4% | 1,751 | -5.3% | 0.05% | -7.7% |
| F | Sell | FORD MTR CO DEL | $388,000 | +0.5% | 41,660 | -1.0% | 0.05% | -9.6% |
| MCD | Sell | MCDONALDS CORP | $377,000 | -12.5% | 1,910 | -4.9% | 0.05% | -20.7% |
| MRK | Buy | MERCK & CO INC | $366,000 | +19.6% | 4,021 | +10.6% | 0.04% | +7.3% |
| LRCX | LAM RESEARCH CORP | $360,000 | +25.9% | 1,234 | 0.0% | 0.04% | +15.8% | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $354,000 | +2.0% | 264 | -7.0% | 0.04% | -8.5% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $347,000 | 0.0% | 4,307 | +0.4% | 0.04% | -10.6% |
| SMH | VANECK VECTORS ETF TRUSTsemiconductor et | $318,000 | +18.7% | 2,250 | 0.0% | 0.04% | +8.3% | |
| ET | Sell | ENERGY TRANSFER LP | $308,000 | -10.5% | 24,000 | -8.7% | 0.04% | -19.6% |
| FB | Sell | FACEBOOK INCcl a | $303,000 | +13.5% | 1,481 | -1.3% | 0.04% | +2.8% |
| KO | Sell | COCA COLA CO | $300,000 | 0.0% | 5,422 | -1.7% | 0.04% | -10.0% |
| DVY | ISHARES TRselect divid etf | $288,000 | +3.6% | 2,726 | 0.0% | 0.04% | -5.4% | |
| WB | WEIBO CORPsponsored adr | $292,000 | +3.5% | 6,300 | 0.0% | 0.04% | -7.9% | |
| ACN | Sell | ACCENTURE PLC IRELAND | $273,000 | +5.4% | 1,295 | -3.9% | 0.03% | -5.7% |
| LLY | Sell | LILLY ELI & CO | $271,000 | +14.8% | 2,059 | -2.7% | 0.03% | +3.1% |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $271,000 | – | 2,311 | +100.0% | 0.03% | – |
| ATR | APTARGROUP INC | $262,000 | -2.2% | 2,265 | 0.0% | 0.03% | -11.1% | |
| SYK | STRYKER CORP | $260,000 | -3.0% | 1,239 | 0.0% | 0.03% | -11.1% | |
| GE | Buy | GENERAL ELECTRIC CO | $266,000 | +141.8% | 23,771 | +91.9% | 0.03% | +113.3% |
| FEX | FIRST TR LRGE CP CORE ALPHA | $254,000 | +6.7% | 3,900 | 0.0% | 0.03% | -3.1% | |
| SH | Sell | PROSHARES TRshort s&p 500 ne | $259,000 | -22.5% | 10,800 | -15.6% | 0.03% | -31.1% |
| IWN | ISHARES TRrus 2000 val etf | $249,000 | +7.8% | 1,933 | 0.0% | 0.03% | -3.2% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $236,000 | -2.5% | 3,850 | -4.1% | 0.03% | -12.1% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $242,000 | +6.1% | 1,328 | -3.3% | 0.03% | -6.5% |
| GOOG | New | ALPHABET INCcap stk cl c | $229,000 | – | 171 | +100.0% | 0.03% | – |
| QQQ | New | INVESCO QQQ TRunit ser 1 | $219,000 | – | 1,029 | +100.0% | 0.03% | – |
| IBM | INTERNATIONAL BUSINESS MACHS | $222,000 | -7.9% | 1,656 | 0.0% | 0.03% | -15.6% | |
| WBT | WELBILT INC | $226,000 | -7.4% | 14,511 | 0.0% | 0.03% | -18.2% | |
| SCHG | New | SCHWAB STRATEGIC TRus lcap gr etf | $219,000 | – | 2,355 | +100.0% | 0.03% | – |
| MMM | Sell | 3M CO | $213,000 | -7.8% | 1,210 | -13.8% | 0.03% | -16.1% |
| AMAT | New | APPLIED MATLS INC | $215,000 | – | 3,520 | +100.0% | 0.03% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $209,000 | – | 3,535 | +100.0% | 0.02% | – |
| Sell | BRP INC | $203,000 | -10.2% | 4,450 | -23.3% | 0.02% | -16.7% | |
| VYM | New | VANGUARD WHITEHALL FDS INChigh div yld | $210,000 | – | 2,239 | +100.0% | 0.02% | – |
| SCHB | New | SCHWAB STRATEGIC TRus brd mkt etf | $206,000 | – | 2,672 | +100.0% | 0.02% | – |
| CAT | New | CATERPILLAR INC DEL | $202,000 | – | 1,363 | +100.0% | 0.02% | – |
| KLAC | New | KLA CORPORATION | $202,000 | – | 1,132 | +100.0% | 0.02% | – |
| QUAD | Buy | QUAD / GRAPHICS INC | $87,000 | -55.2% | 18,564 | +0.5% | 0.01% | -57.7% |
| TRXC | Exit | TRANSENTERIX INC | $0 | – | -33,600 | -100.0% | -0.00% | – |
| VEA | Exit | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $0 | – | -5,175 | -100.0% | -0.03% | – |
| NLY | Exit | ANNALY CAP MGMT INC | $0 | – | -33,878 | -100.0% | -0.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2020-02-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 42 | Q3 2023 | 18.0% |
| VANGUARD WORLD FDS | 42 | Q3 2023 | 12.4% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 11.3% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 9.5% |
| ISHARES TR | 42 | Q3 2023 | 7.2% |
| VANGUARD SPECIALIZED PORTFOL | 42 | Q3 2023 | 6.5% |
| ISHARES TR | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 2.9% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 2.4% |
| ISHARES TR | 42 | Q3 2023 | 3.4% |
View Annex Advisory Services, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-12 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-27 |
| 13F-HR | 2023-01-30 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-13 |
| 13F-HR | 2022-01-31 |
View Annex Advisory Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.