$634 Million is the total value of Annex Advisory Services, LLC's 129 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 18.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $68,256,000 | -16.4% | 534,799 | -2.0% | 10.76% | -14.7% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $51,295,000 | +0.1% | 561,216 | +17.0% | 8.09% | +2.1% |
| SPTM | Buy | SPDR SERIES TRUSTportfolio tl stk | $48,211,000 | +67.5% | 1,559,731 | +96.1% | 7.60% | +70.9% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $44,945,000 | -15.6% | 269,408 | +2.4% | 7.08% | -13.9% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $44,454,000 | -6.5% | 513,860 | +2.8% | 7.01% | -4.7% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $43,075,000 | -13.4% | 435,056 | +2.5% | 6.79% | -11.7% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $37,675,000 | -10.9% | 1,581,643 | +3.1% | 5.94% | -9.2% |
| VB | Sell | VANGUARD INDEX FDSsmall cp etf | $37,602,000 | -19.6% | 284,887 | -1.0% | 5.93% | -18.0% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $25,694,000 | -21.7% | 370,661 | -1.4% | 4.05% | -20.1% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $20,789,000 | +6923.3% | 264,598 | +6877.8% | 3.28% | +7023.9% |
| SPSM | Buy | SPDR SER TRportfolio sm etf | $19,871,000 | +0.9% | 753,822 | +27.3% | 3.13% | +3.0% |
| SPLG | Buy | SPDR SERIES TRUSTportfolio lr etf | $13,583,000 | +140.3% | 465,003 | +180.3% | 2.14% | +145.2% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $10,284,000 | -15.4% | 40,872 | -1.6% | 1.62% | -13.7% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $9,680,000 | -27.2% | 260,924 | -15.1% | 1.53% | -25.7% |
| SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $9,100,000 | +9.2% | 344,036 | +27.0% | 1.44% | +11.4% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $8,940,000 | -17.1% | 53,837 | +0.5% | 1.41% | -15.4% |
| AAPL | Buy | APPLE INC | $5,193,000 | -20.3% | 32,922 | +14.1% | 0.82% | -18.7% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $4,583,000 | +568.1% | 45,394 | +572.2% | 0.72% | +581.1% |
| ABBV | Buy | ABBVIE INC | $4,490,000 | -1.0% | 48,703 | +1.5% | 0.71% | +1.0% |
| SPEM | Buy | SPDR INDEX SHS FDSportfolio emg mk | $4,373,000 | +53.3% | 135,145 | +65.0% | 0.69% | +56.2% |
| MSFT | Buy | MICROSOFT CORP | $4,092,000 | +2.7% | 40,288 | +15.7% | 0.64% | +4.7% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $4,090,000 | -18.7% | 89,742 | -7.2% | 0.64% | -17.0% |
| WEC | Sell | WEC ENERGY GROUP INC | $3,598,000 | +2.1% | 51,950 | -1.6% | 0.57% | +4.0% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $3,566,000 | +11.2% | 14,269 | +29.4% | 0.56% | +13.3% |
| SPMD | Buy | SPDR SERIES TRUSTportfolio md etf | $3,498,000 | +14.6% | 118,909 | +40.8% | 0.55% | +16.7% |
| FLOT | New | ISHARES TRfltg rate nt etf | $3,263,000 | – | 64,794 | +100.0% | 0.51% | – |
| WMT | Buy | WALMART INC | $3,140,000 | +8.7% | 33,714 | +9.5% | 0.50% | +10.7% |
| T | Buy | AT&T INC | $2,683,000 | -9.0% | 93,991 | +7.0% | 0.42% | -7.2% |
| ORCL | Buy | ORACLE CORP | $2,676,000 | -2.9% | 59,271 | +10.9% | 0.42% | -0.9% |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $2,600,000 | -7.2% | 67,369 | +13.9% | 0.41% | -5.3% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $2,333,000 | -16.6% | 17,822 | -0.6% | 0.37% | -14.8% |
| LUV | Buy | SOUTHWEST AIRLS CO | $2,323,000 | -16.4% | 49,979 | +12.3% | 0.37% | -14.7% |
| PFE | Buy | PFIZER INC | $2,288,000 | +8.3% | 52,406 | +9.3% | 0.36% | +10.4% |
| HD | Buy | HOME DEPOT INC | $2,267,000 | -10.7% | 13,192 | +7.6% | 0.36% | -9.2% |
| INTC | Buy | INTEL CORP | $2,217,000 | +5.5% | 47,231 | +6.3% | 0.35% | +7.7% |
| COF | Buy | CAPITAL ONE FINL CORP | $2,211,000 | -13.6% | 29,251 | +8.5% | 0.35% | -11.6% |
| JPM | Buy | JPMORGAN CHASE & CO | $2,206,000 | -3.8% | 22,596 | +11.2% | 0.35% | -1.7% |
| AOR | Buy | ISHARES TRgrwt allocat etf | $2,202,000 | -3.0% | 53,308 | +6.0% | 0.35% | -1.1% |
| COP | Buy | CONOCOPHILLIPS | $2,178,000 | -6.8% | 34,927 | +15.7% | 0.34% | -5.0% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $2,105,000 | -1.5% | 8,452 | +5.3% | 0.33% | +0.6% |
| AOM | Buy | ISHARES TRmodert alloc etf | $2,056,000 | +0.2% | 57,616 | +6.4% | 0.32% | +2.2% |
| AOA | Buy | ISHARES TRaggres alloc etf | $2,032,000 | -5.0% | 41,846 | +6.8% | 0.32% | -3.3% |
| AMGN | Buy | AMGEN INC | $1,977,000 | +0.6% | 10,157 | +7.2% | 0.31% | +2.6% |
| QCOM | Buy | QUALCOMM INC | $1,883,000 | -5.4% | 33,087 | +19.7% | 0.30% | -3.6% |
| KSS | New | KOHLS CORP | $1,827,000 | – | 27,541 | +100.0% | 0.29% | – |
| GLW | Buy | CORNING INC | $1,827,000 | -7.3% | 60,485 | +8.4% | 0.29% | -5.3% |
| CSCO | Buy | CISCO SYS INC | $1,822,000 | -4.3% | 42,050 | +7.5% | 0.29% | -2.4% |
| BAC | Buy | BANK AMER CORP | $1,790,000 | -7.8% | 72,647 | +10.3% | 0.28% | -6.0% |
| NTAP | Buy | NETAPP INC | $1,683,000 | -25.9% | 28,203 | +6.7% | 0.26% | -24.5% |
| VLO | Buy | VALERO ENERGY CORP NEW | $1,676,000 | -27.3% | 22,355 | +10.3% | 0.26% | -25.8% |
| BHP | Buy | BHP GROUP LIMITEDsponsored ads | $1,671,000 | +4.8% | 34,601 | +8.2% | 0.26% | +6.9% |
| ANTM | Buy | ANTHEM INC | $1,639,000 | +0.6% | 6,243 | +5.0% | 0.26% | +2.4% |
| V | Buy | VISA INC | $1,520,000 | -7.8% | 11,522 | +4.9% | 0.24% | -5.9% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $1,504,000 | -21.3% | 13,540 | -10.2% | 0.24% | -19.7% |
| LYB | Buy | LYONDELLBASELL INDUSTRIES N | $1,493,000 | -5.4% | 17,948 | +16.6% | 0.24% | -3.7% |
| GM | Buy | GENERAL MTRS CO | $1,481,000 | +11.2% | 44,260 | +11.9% | 0.23% | +13.1% |
| TGT | Buy | TARGET CORP | $1,473,000 | -17.3% | 22,293 | +10.3% | 0.23% | -15.6% |
| TTE | Buy | TOTAL S Asponsored adr | $1,438,000 | -11.1% | 27,564 | +9.7% | 0.23% | -9.2% |
| GILD | Sell | GILEAD SCIENCES INC | $1,375,000 | -19.4% | 21,982 | -0.4% | 0.22% | -17.5% |
| C | Buy | CITIGROUP INC | $1,356,000 | -22.1% | 26,042 | +7.3% | 0.21% | -20.4% |
| MS | Buy | MORGAN STANLEY | $1,346,000 | -10.0% | 33,951 | +5.8% | 0.21% | -8.2% |
| RF | Buy | REGIONS FINL CORP NEW | $1,287,000 | -22.3% | 96,209 | +6.6% | 0.20% | -20.7% |
| VOD | Buy | VODAFONE GROUP PLC NEWsponsored adr | $1,242,000 | +5.7% | 64,430 | +19.0% | 0.20% | +7.7% |
| LVS | Buy | LAS VEGAS SANDS CORP | $1,232,000 | -3.0% | 23,673 | +10.6% | 0.19% | -1.0% |
| LRCX | Buy | LAM RESEARCH CORP | $1,222,000 | +5.0% | 8,972 | +16.9% | 0.19% | +7.2% |
| MPC | New | MARATHON PETE CORP | $1,224,000 | – | 20,741 | +100.0% | 0.19% | – |
| FISV | Sell | FISERV INC | $1,202,000 | -13.3% | 16,361 | -2.7% | 0.19% | -11.7% |
| PM | Sell | PHILIP MORRIS INTL INC | $1,186,000 | -20.0% | 17,759 | -2.3% | 0.19% | -18.3% |
| FIS | Buy | FIDELITY NATL INFORMATION SV | $1,094,000 | -5.0% | 10,668 | +1.1% | 0.17% | -3.4% |
| ABT | Buy | ABBOTT LABS | $1,091,000 | -0.5% | 15,089 | +1.0% | 0.17% | +1.8% |
| IDV | Sell | ISHARES TRintl sel div etf | $1,078,000 | -20.8% | 37,547 | -10.0% | 0.17% | -19.0% |
| AOK | Buy | ISHARES TRconser alloc etf | $1,067,000 | -0.6% | 32,602 | +3.9% | 0.17% | +1.2% |
| AMZN | Buy | AMAZON COM INC | $850,000 | -21.2% | 566 | +5.2% | 0.13% | -19.8% |
| VPU | Sell | VANGUARD WORLD FDSutilities etf | $821,000 | -8.2% | 6,966 | -8.1% | 0.13% | -6.5% |
| VNQ | Sell | VANGUARD INDEX FDSreal estate etf | $811,000 | -14.6% | 10,882 | -7.6% | 0.13% | -12.9% |
| VNQI | Sell | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $746,000 | -18.6% | 14,236 | -12.8% | 0.12% | -16.9% |
| MO | Sell | ALTRIA GROUP INC | $739,000 | -21.0% | 14,971 | -3.4% | 0.12% | -18.8% |
| TXN | Buy | TEXAS INSTRS INC | $711,000 | -11.8% | 7,521 | +0.1% | 0.11% | -10.4% |
| BA | Buy | BOEING CO | $688,000 | -2.8% | 2,134 | +12.1% | 0.11% | -0.9% |
| PEP | Buy | PEPSICO INC | $614,000 | +0.2% | 5,559 | +1.4% | 0.10% | +2.1% |
| XOM | Sell | EXXON MOBIL CORP | $573,000 | -22.4% | 8,407 | -3.2% | 0.09% | -21.1% |
| ASB | Sell | ASSOCIATED BANC CORP | $533,000 | -28.5% | 26,937 | -6.0% | 0.08% | -27.0% |
| VIG | Sell | VANGUARD GROUPdiv app etf | $526,000 | -16.6% | 5,373 | -5.7% | 0.08% | -15.3% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $490,000 | +28.6% | 3,659 | +62.0% | 0.08% | +30.5% |
| KMB | Buy | KIMBERLY CLARK CORP | $450,000 | +13.1% | 3,954 | +13.0% | 0.07% | +14.5% |
| ETN | EATON CORP PLC | $409,000 | -20.9% | 5,962 | 0.0% | 0.06% | -20.0% | |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $399,000 | -30.0% | 3,535 | -28.7% | 0.06% | -28.4% |
| LNT | Sell | ALLIANT ENERGY CORP | $399,000 | -2.9% | 9,434 | -2.4% | 0.06% | -1.6% |
| JNJ | Sell | JOHNSON & JOHNSON | $371,000 | -7.2% | 2,873 | -0.9% | 0.06% | -6.5% |
| WB | WEIBO CORPsponsored adr | $368,000 | -20.2% | 6,300 | 0.0% | 0.06% | -18.3% | |
| NLY | Buy | ANNALY CAP MGMT INC | $370,000 | -2.6% | 37,665 | +1.3% | 0.06% | -1.7% |
| BAX | BAXTER INTL INC | $359,000 | -14.7% | 5,460 | 0.0% | 0.06% | -12.3% | |
| GPN | GLOBAL PMTS INC | $363,000 | -19.2% | 3,521 | 0.0% | 0.06% | -17.4% | |
| LW | New | LAMB WESTON HLDGS INC | $341,000 | – | 4,640 | +100.0% | 0.05% | – |
| MCD | MCDONALDS CORP | $344,000 | +5.8% | 1,940 | 0.0% | 0.05% | +8.0% | |
| CLNC | Buy | COLONY CR REAL ESTATE INC | $332,000 | -2.9% | 21,004 | +35.0% | 0.05% | -1.9% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $331,000 | -6.8% | 1,621 | -2.3% | 0.05% | -5.5% |
| AIZ | Sell | ASSURANT INC | $324,000 | -17.3% | 3,626 | -0.2% | 0.05% | -16.4% |
| DIS | Sell | DISNEY WALT CO | $308,000 | -6.7% | 2,813 | -0.3% | 0.05% | -3.9% |
| PG | Buy | PROCTER AND GAMBLE CO | $295,000 | +10.5% | 3,210 | +0.1% | 0.05% | +14.6% |
| IWN | Sell | ISHARES TRrus 2000 val etf | $291,000 | -20.3% | 2,706 | -1.5% | 0.05% | -17.9% |
| HON | Buy | HONEYWELL INTL INC | $292,000 | -19.8% | 2,210 | +1.1% | 0.05% | -17.9% |
| USB | Buy | US BANCORP DEL | $282,000 | -5.4% | 6,163 | +9.2% | 0.04% | -4.3% |
| ACN | Buy | ACCENTURE PLC IRELAND | $263,000 | -5.4% | 1,867 | +14.3% | 0.04% | -4.7% |
| SCHB | Buy | SCHWAB STRATEGIC TRus brd mkt etf | $253,000 | -12.8% | 4,217 | +2.4% | 0.04% | -11.1% |
| MRK | Buy | MERCK & CO INC | $238,000 | +11.2% | 3,112 | +3.3% | 0.04% | +15.2% |
| KO | Buy | COCA COLA CO | $237,000 | +3.0% | 5,002 | +0.4% | 0.04% | +2.8% |
| CVX | Sell | CHEVRON CORP NEW | $233,000 | -63.7% | 2,138 | -59.3% | 0.04% | -62.6% |
| MMM | Buy | 3M CO | $237,000 | -3.7% | 1,245 | +6.5% | 0.04% | -2.6% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $228,000 | -8.8% | 3,336 | -2.8% | 0.04% | -7.7% |
| BMO | New | BANK MONTREAL QUE | $222,000 | – | 3,397 | +100.0% | 0.04% | – |
| VYM | Sell | VANGUARD WHITEHALL FDS INChigh div yld | $214,000 | -18.0% | 2,742 | -8.6% | 0.03% | -15.0% |
| VZ | New | VERIZON COMMUNICATIONS INC | $207,000 | – | 3,677 | +100.0% | 0.03% | – |
| WFC | Sell | WELLS FARGO CO NEW | $206,000 | -12.7% | 4,466 | -0.7% | 0.03% | -11.1% |
| DVY | ISHARES TRselect divid etf | $201,000 | -10.7% | 2,252 | 0.0% | 0.03% | -8.6% | |
| HPI | Sell | HANCOCK JOHN PFD INCOME FDsh ben int | $205,000 | -21.5% | 10,882 | -8.4% | 0.03% | -20.0% |
| HTGC | New | HERCULES CAPITAL INC | $194,000 | – | 17,550 | +100.0% | 0.03% | – |
| SSP | SCRIPPS E W CO OHIOcl a new | $190,000 | -5.0% | 12,103 | 0.0% | 0.03% | -3.2% | |
| HPS | Sell | HANCOCK JOHN PFD INCOME FD I | $178,000 | -23.3% | 11,210 | -9.9% | 0.03% | -22.2% |
| QUAD | New | QUAD / GRAPHICS INC | $134,000 | – | 10,859 | +100.0% | 0.02% | – |
| GE | New | GENERAL ELECTRIC CO | $100,000 | – | 13,248 | +100.0% | 0.02% | – |
| NUV | NUVEEN MUN VALUE FD INC | $93,000 | -1.1% | 10,000 | 0.0% | 0.02% | 0.0% | |
| YRCW | New | YRC WORLDWIDE INC | $90,000 | – | 28,501 | +100.0% | 0.01% | – |
| TRXC | Buy | TRANSENTERIX INC | $78,000 | -55.9% | 34,600 | +13.1% | 0.01% | -55.6% |
| PRTK | Buy | PARATEK PHARMACEUTICALS INC | $77,000 | -39.4% | 15,100 | +15.3% | 0.01% | -40.0% |
| CLNY | COLONY CAP INC NEW | $69,000 | -23.3% | 14,700 | 0.0% | 0.01% | -21.4% | |
| MXWL | MAXWELL TECHNOLOGIES INC | $21,000 | -40.0% | 10,000 | 0.0% | 0.00% | -40.0% | |
| ESNC | ENSYNC INC | $4,000 | -20.0% | 20,000 | 0.0% | 0.00% | 0.0% | |
| RRTS | ROADRUNNER TRNSN SVCS HLDG I | $9,000 | -40.0% | 18,366 | 0.0% | 0.00% | -50.0% | |
| DTN | Exit | WISDOMTREE TRus divid ex fncl | $0 | – | -2,239 | -100.0% | -0.03% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -1,804 | -100.0% | -0.03% | – |
| SPXS | Exit | DIREXION SHS ETF TRdly s&p500 br 3x | $0 | – | -10,000 | -100.0% | -0.03% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -1,307 | -100.0% | -0.03% | – |
| SYK | Exit | STRYKER CORP | $0 | – | -1,239 | -100.0% | -0.03% | – |
| VUG | Exit | VANGUARD INDEX FDSgrowth etf | $0 | – | -1,389 | -100.0% | -0.04% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -3,031 | -100.0% | -0.04% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -1,497 | -100.0% | -0.04% | – |
| IWB | Exit | ISHARES TRrus 1000 etf | $0 | – | -1,449 | -100.0% | -0.04% | – |
| EXAS | Exit | EXACT SCIENCES CORP | $0 | – | -3,000 | -100.0% | -0.04% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -10,000 | -100.0% | -0.04% | – |
| Exit | BRP INC | $0 | – | -5,800 | -100.0% | -0.04% | – | |
| WBT | Exit | WELBILT INC | $0 | – | -17,335 | -100.0% | -0.06% | – |
| ILTB | Exit | ISHARES TRcore lt usdb etf | $0 | – | -6,945 | -100.0% | -0.06% | – |
| SH | Exit | PROSHARES TRshort s&p 500 ne | $0 | – | -21,200 | -100.0% | -0.09% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 42 | Q3 2023 | 18.0% |
| VANGUARD WORLD FDS | 42 | Q3 2023 | 12.4% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 11.3% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 9.5% |
| ISHARES TR | 42 | Q3 2023 | 7.2% |
| VANGUARD SPECIALIZED PORTFOL | 42 | Q3 2023 | 6.5% |
| ISHARES TR | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 2.9% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 2.4% |
| ISHARES TR | 42 | Q3 2023 | 3.4% |
View Annex Advisory Services, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-12 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-24 |
| 13F-HR | 2023-04-27 |
| 13F-HR | 2023-01-30 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-27 |
| 13F-HR | 2022-04-13 |
| 13F-HR | 2022-01-31 |
View Annex Advisory Services, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.