Glaxis Capital Management, LLC Activity Q4 2011-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
SPY	New	SPDR S&P 500 ETF TRtr unit	$4,274,800	–	10,000	–	27.26%	–
QQQ	Buy	INVESCO QQQ TRunit ser 1	$3,582,700	+287.9%	10,000	+300.0%	22.84%	+551.9%
PFF	Buy	ISHARES TRpfd and incm sec	$904,500	+95.0%	30,000	+100.0%	5.77%	+227.7%
VOO	Buy	VANGUARD INDEX FDS	$794,432	-3.2%	2,023	+0.4%	5.06%	+62.7%
	New	WOLFSPEED INCcall	$571,500	–	15,000	–	3.64%	–
MDY	Sell	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$490,888	-60.6%	1,075	-58.7%	3.13%	-33.7%
VB	Buy	VANGUARD INDEX FDSsmall cp etf	$449,798	-4.6%	2,379	+0.4%	2.87%	+60.4%
VEU	Buy	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$449,014	-3.4%	4,228	+0.5%	2.86%	+62.4%
VSS	Buy	VANGUARD INTL EQUITY INDEX Fftse smcap etf	$411,744	-4.1%	7,938	+0.6%	2.62%	+61.0%
EWY	Sell	ISHARES INCmsci sth kor etf	$347,274	-73.8%	5,892	-71.8%	2.21%	-55.9%
SCHA	Buy	SCHWAB STRATEGIC TRus sml cap etf	$269,106	-5.1%	6,497	+0.4%	1.72%	+59.5%
INDI	Buy	INDIE SEMICONDUCTOR INC	$189,000	+0.5%	30,000	+50.0%	1.20%	+69.0%
PGX	New	INVESCO EXCH TRADED FD TR IIpfd etf	$131,400	–	12,000	–	0.84%	–
	New	WOLFSPEED INC	$25,718	–	675	–	0.16%	–
	Exit	GENERAL ELECTRIC CO	$0	–	-2,000	–	-0.83%	–
ARKK	Exit	ARK ETF TRinnovation etf	$0	–	-5,000	–	-0.84%	–
CLF	Exit	CLEVELAND-CLIFFS INC NEW	$0	–	-15,000	–	-0.95%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$0	–	-2,500	–	-0.96%	–
PGR	Exit	PROGRESSIVE CORP	$0	–	-2,000	–	-1.00%	–
OXY	Exit	OCCIDENTAL PETE CORP	$0	–	-5,000	–	-1.12%	–
EWJ	Exit	ISHARES INCmsci jpn etf new	$0	–	-5,000	–	-1.17%	–
WMT	Exit	WALMART INC	$0	–	-2,000	–	-1.19%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-3,000	–	-1.30%	–
ZTS	Exit	ZOETIS INCcl a	$0	–	-2,000	–	-1.31%	–
MCHP	Exit	MICROCHIP TECHNOLOGY INC.	$0	–	-4,000	–	-1.36%	–
LVS	Exit	LAS VEGAS SANDS CORP	$0	–	-7,000	–	-1.54%	–
COP	Exit	CONOCOPHILLIPS	$0	–	-4,000	–	-1.57%	–
EEM	Exit	ISHARES TRmsci emg mkt etf	$0	–	-10,580	–	-1.59%	–
SCHW	Exit	SCHWAB CHARLES CORP	$0	–	-8,692	–	-1.87%	–
STM	Exit	STMICROELECTRONICS N Vny registry	$0	–	-10,000	–	-1.90%	–
MAR	Exit	MARRIOTT INTL INC NEWcl a	$0	–	-3,000	–	-2.09%	–
ON	Exit	ON SEMICONDUCTOR CORP	$0	–	-6,000	–	-2.15%	–
BA	Exit	BOEING CO	$0	–	-3,000	–	-2.40%	–
HES	Exit	HESS CORP	$0	–	-5,000	–	-2.58%	–
GLD	Exit	SPDR GOLD TR	$0	–	-4,000	–	-2.71%	–
RSP	Exit	INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt	$0	–	-5,000	–	-2.84%	–
CZR	Exit	CAESARS ENTERTAINMENT INC NE	$0	–	-14,800	–	-2.86%	–
	Exit	ON HLDG AGnamen akt a	$0	–	-35,000	–	-4.38%	–
SMH	Exit	VANECK ETF TRUSTsemiconductr etf	$0	–	-8,000	–	-4.62%	–
ASML	Exit	ASML HOLDING N V	$0	–	-3,000	–	-8.25%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-15,000	–	-8.28%	–

Q2 2023

			Value		Shares		↓ Weighting
JPM	New	JPMORGAN CHASE & CO	$2,181,600	–	15,000	–	8.28%	–
ASML	New	ASML HOLDING N V	$2,174,250	–	3,000	–	8.25%	–
EWY	New	ISHARES INCmsci sth kor etf	$1,324,135	–	20,892	–	5.02%	–
MDY	New	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$1,245,166	–	2,600	–	4.72%	–
SMH	New	VANECK ETF TRUSTsemiconductr etf	$1,218,000	–	8,000	–	4.62%	–
	New	ON HLDG AGnamen akt a	$1,155,000	–	35,000	–	4.38%	–
PFG	New	PRINCIPAL FINANCIAL GROUP IN	$1,071,392	–	14,127	–	4.06%	–
QQQ	New	INVESCO QQQ TRunit ser 1	$923,550	–	2,500	–	3.50%	–
MSFT	New	MICROSOFT CORP	$885,404	–	2,600	–	3.36%	–
VOO	New	VANGUARD INDEX FDS	$820,669	–	2,015	–	3.11%	–
CZR	New	CAESARS ENTERTAINMENT INC NE	$754,356	–	14,800	–	2.86%	–
RSP	New	INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt	$748,200	–	5,000	–	2.84%	–
GLD	New	SPDR GOLD TR	$713,080	–	4,000	–	2.71%	–
HES	New	HESS CORP	$679,750	–	5,000	–	2.58%	–
BA	New	BOEING CO	$633,480	–	3,000	–	2.40%	–
ON	New	ON SEMICONDUCTOR CORP	$567,480	–	6,000	–	2.15%	–
MAR	New	MARRIOTT INTL INC NEWcl a	$551,070	–	3,000	–	2.09%	–
STM	New	STMICROELECTRONICS N Vny registry	$499,900	–	10,000	–	1.90%	–
SCHW	New	SCHWAB CHARLES CORP	$492,663	–	8,692	–	1.87%	–
SYY	New	SYSCO CORP	$474,880	–	6,400	–	1.80%	–
VB	New	VANGUARD INDEX FDSsmall cp etf	$471,369	–	2,370	–	1.79%	–
VEU	New	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$464,679	–	4,206	–	1.76%	–
PFF	New	ISHARES TRpfd and incm sec	$463,950	–	15,000	–	1.76%	–
VSS	New	VANGUARD INTL EQUITY INDEX Fftse smcap etf	$429,513	–	7,894	–	1.63%	–
EEM	New	ISHARES TRmsci emg mkt etf	$418,545	–	10,580	–	1.59%	–
COP	New	CONOCOPHILLIPS	$414,440	–	4,000	–	1.57%	–
LVS	New	LAS VEGAS SANDS CORP	$406,000	–	7,000	–	1.54%	–
MCHP	New	MICROCHIP TECHNOLOGY INC.	$358,360	–	4,000	–	1.36%	–
ZTS	New	ZOETIS INCcl a	$344,420	–	2,000	–	1.31%	–
AMD	New	ADVANCED MICRO DEVICES INC	$341,730	–	3,000	–	1.30%	–
WMT	New	WALMART INC	$314,360	–	2,000	–	1.19%	–
EWS	New	ISHARES INCmsci singpor etf	$311,764	–	16,843	–	1.18%	–
EWJ	New	ISHARES INCmsci jpn etf new	$309,500	–	5,000	–	1.17%	–
OXY	New	OCCIDENTAL PETE CORP	$294,000	–	5,000	–	1.12%	–
SCHA	New	SCHWAB STRATEGIC TRus sml cap etf	$283,517	–	6,473	–	1.08%	–
PGR	New	PROGRESSIVE CORP	$264,740	–	2,000	–	1.00%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$252,300	–	2,500	–	0.96%	–
CLF	New	CLEVELAND-CLIFFS INC NEW	$251,400	–	15,000	–	0.95%	–
ARKK	New	ARK ETF TRinnovation etf	$220,700	–	5,000	–	0.84%	–
	New	GENERAL ELECTRIC CO	$219,700	–	2,000	–	0.83%	–
GRMN	New	GARMIN LTD	$219,009	–	2,100	–	0.83%	–
INDI	New	INDIE SEMICONDUCTOR INC	$188,000	–	20,000	–	0.71%	–

Q4 2022

			Value		Shares		↓ Weighting
CLBRWS	Exit	COLOMBIER ACQUISITION CORP*w exp 99/99/999	$0	–	-13,333	–	-0.01%	–
EVOJW	Exit	EVO ACQUISITION CORP*w exp 01/04/202	$0	–	-17,500	–	-0.01%	–
HCARW	Exit	HEALTHCARE SERVICES ACQU COR*w exp 12/28/202	$0	–	-135,000	–	-0.06%	–
PXD	Exit	PIONEER NAT RES CO	$0	–	-1,000	–	-3.14%	–
SCHA	Exit	SCHWAB STRATEGIC TRus sml cap etf	$0	–	-6,397	–	-3.50%	–
SCHW	Exit	SCHWAB CHARLES CORP	$0	–	-3,654	–	-3.80%	–
EWY	Exit	ISHARES INCmsci sth kor etf	$0	–	-5,821	–	-3.99%	–
VEU	Exit	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$0	–	-7,693	–	-4.93%	–
VSS	Exit	VANGUARD INTL EQUITY INDEX Fftse smcap etf	$0	–	-4,094	–	-5.49%	–
VB	Exit	VANGUARD INDEX FDSsmall cp etf	$0	–	-2,338	–	-5.78%	–
SYY	Exit	SYSCO CORP	$0	–	-6,400	–	-6.55%	–
EWS	Exit	ISHARES INCmsci singpor etf	$0	–	-31,910	–	-7.89%	–
VOO	Exit	VANGUARD INDEX FDS	$0	–	-1,770	–	-8.40%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-2,600	–	-8.76%	–
MDT	Exit	MEDTRONIC PLC	$0	–	-8,000	–	-9.34%	–
OKE	Exit	ONEOK INC NEW	$0	–	-15,000	–	-13.98%	–
PFG	Exit	PRINCIPAL FINANCIAL GROUP IN	$0	–	-13,779	–	-14.37%	–

Q3 2022

			Value		Shares		↓ Weighting
OKE	Buy	ONEOK INC NEW	$967,000	+247.8%	15,000	+200.0%	13.98%	+229.7%
VOO	Buy	VANGUARD INDEX FDS	$581,000	-5.1%	1,770	+0.4%	8.40%	-10.0%
VB	Buy	VANGUARD INDEX FDSsmall cp etf	$400,000	-2.4%	2,338	+0.4%	5.78%	-7.5%
VSS	Buy	VANGUARD INTL EQUITY INDEX Fftse smcap etf	$380,000	-10.0%	4,094	+0.1%	5.49%	-14.7%
VEU	Buy	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$341,000	-10.7%	7,693	+0.6%	4.93%	-15.4%
SCHW	Buy	SCHWAB CHARLES CORP	$263,000	+14.3%	3,654	+0.3%	3.80%	+8.4%
SCHA	Buy	SCHWAB STRATEGIC TRus sml cap etf	$242,000	-2.8%	6,397	+0.3%	3.50%	-7.9%
PXD	New	PIONEER NAT RES CO	$217,000	–	1,000	–	3.14%	–
GRMN	Exit	GARMIN LTD	$0	–	-2,100	–	-3.14%	–

Q2 2022

			Value		Shares		↓ Weighting
PFG	New	PRINCIPAL FINANCIAL GROUP IN	$920,000	–	13,779	–	14.03%	–
MDT	New	MEDTRONIC PLC	$718,000	–	8,000	–	10.95%	–
MSFT	New	MICROSOFT CORP	$668,000	–	2,600	–	10.19%	–
VOO	New	VANGUARD INDEX FDS	$612,000	–	1,763	–	9.34%	–
EWS	New	ISHARES INCmsci singpor etf	$564,000	–	31,910	–	8.60%	–
SYY	New	SYSCO CORP	$542,000	–	6,400	–	8.27%	–
VSS	New	VANGUARD INTL EQUITY INDEX Fftse smcap etf	$422,000	–	4,088	–	6.44%	–
VB	New	VANGUARD INDEX FDSsmall cp etf	$410,000	–	2,329	–	6.25%	–
VEU	New	VANGUARD INTL EQUITY INDEX Fallwrld ex us	$382,000	–	7,649	–	5.83%	–
EWY	New	ISHARES INCmsci sth kor etf	$339,000	–	5,821	–	5.17%	–
OKE	New	ONEOK INC NEW	$278,000	–	5,000	–	4.24%	–
SCHA	New	SCHWAB STRATEGIC TRus sml cap etf	$249,000	–	6,375	–	3.80%	–
SCHW	New	SCHWAB CHARLES CORP	$230,000	–	3,642	–	3.51%	–
GRMN	New	GARMIN LTD	$206,000	–	2,100	–	3.14%	–
HCARW	New	HEALTHCARE SERVICES ACQU COR*w exp 12/28/202	$14,000	–	135,000	–	0.21%	–
EVOJW	New	EVO ACQUISITION CORP*w exp 01/04/202	$1,000	–	17,500	–	0.02%	–
CLBRWS	New	COLOMBIER ACQUISITION CORP*w exp 99/99/999	$1,000	–	13,333	–	0.02%	–

Q4 2021

			Value		Shares		↓ Weighting
EVOJW	Exit	EVO ACQUISITION CORP*w exp 01/04/202	$0	–	-17,500	–	-0.02%	–
BRPMW	Exit	B RILEY PRINCIPAL 150 MERGER*w exp 03/01/202	$0	–	-20,000	–	-0.03%	–
RIG	Exit	TRANSOCEAN LTD	$0	–	-20,000	–	-0.16%	–
HCARW	Exit	HEALTHCARE SERVICES ACQU COR*w exp 99/99/999	$0	–	-135,000	–	-0.19%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-1,500	–	-0.22%	–
SNCR	Exit	SYNCHRONOSS TECHNOLOGIES INC	$0	–	-105,000	–	-0.53%	–
AGS	Exit	PLAYAGS INC	$0	–	-35,080	–	-0.58%	–
BRIVU	Exit	B RILEY PRIN 250 MERGER CORPunit 04/06/2026	$0	–	-30,000	–	-0.62%	–
DRAYU	Exit	MACONDRAY CAP ACQUISITN CORPunit 05/31/2028	$0	–	-30,000	–	-0.62%	–
NXST	Exit	NEXSTAR MEDIA GROUP INCcl a	$0	–	-2,000	–	-0.64%	–
EVOJ	Exit	EVO ACQUISITION CORP	$0	–	-35,000	–	-0.71%	–
CLBRU	Exit	COLOMBIER ACQUISITION CORPunit 99/99/9999	$0	–	-40,000	–	-0.83%	–
CREE	Exit	CREE INC	$0	–	-5,000	–	-0.84%	–
HCAR	Exit	HEALTHCARE SERVICES ACQU COR	$0	–	-50,000	–	-1.02%	–
BRPM	Exit	B RILEY PRINCIPAL 150 MERGER	$0	–	-60,000	–	-1.22%	–
COG	Exit	CABOT OIL & GAS CORP	$0	–	-30,000	–	-1.37%	–
MU	Exit	MICRON TECHNOLOGY INCcall	$0	–	-10,000	–	-1.48%	–
AMBA	Exit	AMBARELLA INC	$0	–	-5,000	–	-1.63%	–
	Exit	DOUBLEDOWN INTERACTIVE CO LTads	$0	–	-45,000	–	-1.66%	–
QMCO	Exit	QUANTUM CORP	$0	–	-217,510	–	-2.36%	–
CLF	Exit	CLEVELAND-CLIFFS INC NEW	$0	–	-58,120	–	-2.41%	–
EVRI	Exit	EVERI HLDGS INC	$0	–	-52,250	–	-2.64%	–
WMB	Exit	WILLIAMS COS INC	$0	–	-51,000	–	-2.77%	–
ACLS	Exit	AXCELIS TECHNOLOGIES INC	$0	–	-30,000	–	-2.95%	–
CVX	Exit	CHEVRON CORP NEW	$0	–	-15,500	–	-3.29%	–
KMI	Exit	KINDER MORGAN INC DEL	$0	–	-103,040	–	-3.60%	–
OKE	Exit	ONEOK INC NEW	$0	–	-30,470	–	-3.70%	–
WDAY	Exit	WORKDAY INCcl a	$0	–	-10,000	–	-5.23%	–
XLE	Exit	SELECT SECTOR SPDR TRenergy	$0	–	-62,120	–	-6.77%	–
MCHP	Exit	MICROCHIP TECHNOLOGY INC.	$0	–	-41,012	–	-13.16%	–
ADI	Exit	ANALOG DEVICES INC	$0	–	-40,201	–	-14.08%	–
AMAT	Exit	APPLIED MATLS INC	$0	–	-84,292	–	-22.69%	–

Q3 2021

			Value		Shares		↓ Weighting
AMAT	Buy	APPLIED MATLS INC	$10,851,000	+4.3%	84,292	+15.4%	22.69%	+74.8%
ADI	Buy	ANALOG DEVICES INC	$6,733,000	+266.1%	40,201	+276.4%	14.08%	+513.5%
MCHP	Buy	MICROCHIP TECHNOLOGY INC.	$6,295,000	+35.1%	41,012	+31.8%	13.16%	+126.3%
XLE	Sell	SELECT SECTOR SPDR TRenergy	$3,236,000	-33.3%	62,120	-31.0%	6.77%	+11.9%
WDAY	New	WORKDAY INCcl a	$2,499,000	–	10,000	–	5.23%	–
OKE	New	ONEOK INC NEW	$1,767,000	–	30,470	–	3.70%	–
KMI	New	KINDER MORGAN INC DEL	$1,724,000	–	103,040	–	3.60%	–
CVX	New	CHEVRON CORP NEW	$1,572,000	–	15,500	–	3.29%	–
ACLS	New	AXCELIS TECHNOLOGIES INC	$1,411,000	–	30,000	–	2.95%	–
WMB	New	WILLIAMS COS INC	$1,323,000	–	51,000	–	2.77%	–
EVRI	Sell	EVERI HLDGS INC	$1,263,000	-55.1%	52,250	-53.7%	2.64%	-24.8%
CLF	Sell	CLEVELAND-CLIFFS INC NEW	$1,151,000	-61.7%	58,120	-58.3%	2.41%	-35.8%
QMCO	Buy	QUANTUM CORP	$1,127,000	+3.4%	217,510	+37.5%	2.36%	+73.3%
	New	DOUBLEDOWN INTERACTIVE CO LTads	$792,000	–	45,000	–	1.66%	–
AMBA	Sell	AMBARELLA INC	$779,000	-43.8%	5,000	-61.5%	1.63%	-5.8%
COG	New	CABOT OIL & GAS CORP	$653,000	–	30,000	–	1.37%	–
CREE	New	CREE INC	$404,000	–	5,000	–	0.84%	–
NXST	New	NEXSTAR MEDIA GROUP INCcl a	$304,000	–	2,000	–	0.64%	–
DRAYU	New	MACONDRAY CAP ACQUISITN CORPunit 05/31/2028	$299,000	–	30,000	–	0.62%	–
AGS	Sell	PLAYAGS INC	$276,000	-61.7%	35,080	-51.8%	0.58%	-35.7%
SNCR	Sell	SYNCHRONOSS TECHNOLOGIES INC	$252,000	-53.2%	105,000	-30.0%	0.53%	-21.7%
MU	Sell	MICRON TECHNOLOGY INC	$106,000	-58.4%	1,500	-50.0%	0.22%	-30.2%
RIG	New	TRANSOCEAN LTD	$76,000	–	20,000	–	0.16%	–
STAR	Exit	ISTAR INC	$0	–	-20,000	–	-0.52%	–
SWIR	Exit	SIERRA WIRELESS INC	$0	–	-30,000	–	-0.71%	–
INSE	Exit	INSPIRED ENTMT INC	$0	–	-46,300	–	-0.74%	–
ARNC	Exit	ARCONIC CORPORATION	$0	–	-20,000	–	-0.89%	–
AA	Exit	ALCOA CORP	$0	–	-20,000	–	-0.92%	–
FCX	Exit	FREEPORT-MCMORAN INCcl b	$0	–	-20,000	–	-0.93%	–
GNOG	Exit	GOLDEN NUGGET ONLINE GAMIN	$0	–	-68,160	–	-1.09%	–
X	Exit	UNITED STATES STL CORP NEW	$0	–	-40,000	–	-1.20%	–
FIVE	Exit	FIVE BELOW INC	$0	–	-5,000	–	-1.20%	–
CAT	Exit	CATERPILLAR INC	$0	–	-5,000	–	-1.36%	–
GDEN	Exit	GOLDEN ENTMT INC	$0	–	-30,000	–	-1.68%	–
DE	Exit	DEERE & CO	$0	–	-4,000	–	-1.76%	–
ICHR	Exit	ICHOR HOLDINGS	$0	–	-41,020	–	-2.75%	–
IWM	Exit	ISHARES TRrussell 2000 etf	$0	–	-10,000	–	-2.86%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-1,000	–	-3.05%	–
OIH	Exit	VANECK VECTORS ETF TRoil svcs etf	$0	–	-11,500	–	-3.14%	–
SMH	Exit	VANECK VECTORS ETF TRsemiconductor et	$0	–	-10,000	–	-3.27%	–
MRVL	Exit	MARVELL TECHNOLOGY INC	$0	–	-51,810	–	-3.77%	–
SOXX	Exit	ISHARES TRishares semicdtr	$0	–	-7,000	–	-3.97%	–
ONTO	Exit	ONTO INNOVATION INC	$0	–	-61,175	–	-5.58%	–
PXD	Exit	PIONEER NAT RES CO	$0	–	-31,025	–	-6.29%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-17,005	–	-9.08%	–

Q2 2021

			Value		Shares		↓ Weighting
AMAT	New	APPLIED MATLS INC	$10,402,000	–	73,045	–	12.98%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$7,279,000	–	17,005	–	9.08%	–
PXD	New	PIONEER NAT RES CO	$5,042,000	–	31,025	–	6.29%	–
XLE	New	SELECT SECTOR SPDR TRenergy	$4,848,000	–	90,000	–	6.05%	–
MCHP	New	MICROCHIP TECHNOLOGY INC.	$4,661,000	–	31,125	–	5.82%	–
ONTO	New	ONTO INNOVATION INC	$4,468,000	–	61,175	–	5.58%	–
SOXX	New	ISHARES TRishares semicdtr	$3,180,000	–	7,000	–	3.97%	–
MRVL	New	MARVELL TECHNOLOGY INC	$3,022,000	–	51,810	–	3.77%	–
CLF	New	CLEVELAND-CLIFFS INC NEW	$3,003,000	–	139,300	–	3.75%	–
EVRI	New	EVERI HLDGS INC	$2,813,000	–	112,800	–	3.51%	–
SMH	New	VANECK VECTORS ETF TRsemiconductor et	$2,622,000	–	10,000	–	3.27%	–
OIH	New	VANECK VECTORS ETF TRoil svcs etf	$2,518,000	–	11,500	–	3.14%	–
GOOGL	New	ALPHABET INCcap stk cl a	$2,442,000	–	1,000	–	3.05%	–
IWM	New	ISHARES TRrussell 2000 etf	$2,294,000	–	10,000	–	2.86%	–
ICHR	New	ICHOR HOLDINGS	$2,207,000	–	41,020	–	2.75%	–
ADI	New	ANALOG DEVICES INC	$1,839,000	–	10,680	–	2.30%	–
DE	New	DEERE & CO	$1,411,000	–	4,000	–	1.76%	–
AMBA	New	AMBARELLA INC	$1,386,000	–	13,000	–	1.73%	–
GDEN	New	GOLDEN ENTMT INC	$1,344,000	–	30,000	–	1.68%	–
QMCO	New	QUANTUM CORP	$1,090,000	–	158,190	–	1.36%	–
CAT	New	CATERPILLAR INC	$1,088,000	–	5,000	–	1.36%	–
FIVE	New	FIVE BELOW INC	$966,000	–	5,000	–	1.20%	–
X	New	UNITED STATES STL CORP NEW	$960,000	–	40,000	–	1.20%	–
GNOG	New	GOLDEN NUGGET ONLINE GAMIN	$870,000	–	68,160	–	1.09%	–
MU	New	MICRON TECHNOLOGY INCcall	$850,000	–	10,000	–	1.06%	–
FCX	New	FREEPORT-MCMORAN INCcl b	$742,000	–	20,000	–	0.93%	–
AA	New	ALCOA CORP	$737,000	–	20,000	–	0.92%	–
AGS	New	PLAYAGS INC	$720,000	–	72,730	–	0.90%	–
ARNC	New	ARCONIC CORPORATION	$712,000	–	20,000	–	0.89%	–
INSE	New	INSPIRED ENTMT INC	$590,000	–	46,300	–	0.74%	–
BRPM	New	B RILEY PRINCIPAL 150 MERGER	$585,000	–	60,000	–	0.73%	–
SWIR	New	SIERRA WIRELESS INC	$570,000	–	30,000	–	0.71%	–
SNCR	New	SYNCHRONOSS TECHNOLOGIES INC	$539,000	–	150,000	–	0.67%	–
HCAR	New	HEALTHCARE SERVICES ACQU COR	$484,000	–	50,000	–	0.60%	–
STAR	New	ISTAR INC	$415,000	–	20,000	–	0.52%	–
CLBRU	New	COLOMBIER ACQUISITION CORPunit 99/99/9999	$397,000	–	40,000	–	0.50%	–
EVOJ	New	EVO ACQUISITION CORP	$340,000	–	35,000	–	0.42%	–
BRIVU	New	B RILEY PRIN 250 MERGER CORPunit 04/06/2026	$298,000	–	30,000	–	0.37%	–
MU	New	MICRON TECHNOLOGY INC	$255,000	–	3,000	–	0.32%	–
HCARW	New	HEALTHCARE SERVICES ACQU COR*w exp 99/99/999	$120,000	–	135,000	–	0.15%	–
BRPMW	New	B RILEY PRINCIPAL 150 MERGER*w exp 03/01/202	$24,000	–	20,000	–	0.03%	–
EVOJW	New	EVO ACQUISITION CORP*w exp 01/04/202	$11,000	–	17,500	–	0.01%	–

Q4 2020

			Value		Shares		↓ Weighting
SAIIU	Exit	SOFTWARE ACQUISITN GRUP INCunit 99/99/9999	$0	–	-15,000	–	-1.06%	–
QQQ	Exit	INVESCO QQQ TRput	$0	–	-50,000	–	-98.94%	–

Q3 2020

			Value		Shares		↓ Weighting
QQQ	New	INVESCO QQQ TRput	$13,892,000	–	50,000	–	98.94%	–
SAIIU	New	SOFTWARE ACQUISITN GRUP INCunit 99/99/9999	$149,000	–	15,000	–	1.06%	–
SAQNW	Exit	SOFTWARE ACQUISITION GROUP I*w exp 10/01/202	$0	–	-15,000	–	-0.02%	–
BMRGWS	Exit	B RILEY PRIN MERGER CORP II*w exp 05/06/202	$0	–	-25,000	–	-0.06%	–
ARYA	Exit	ARYA SCIENCES ACQUISITION CO	$0	–	-10,000	–	-0.21%	–
GLD	Exit	SPDR GOLD TR	$0	–	-980	–	-0.22%	–
SAQN	Exit	SOFTWARE ACQUISITION GROUP I	$0	–	-30,000	–	-0.40%	–
SWIR	Exit	SIERRA WIRELESS INC	$0	–	-54,960	–	-0.66%	–
GAN	Exit	GAN LTD	$0	–	-20,000	–	-0.68%	–
COHU	Exit	COHU INC	$0	–	-30,000	–	-0.69%	–
BMRG	Exit	B RILEY PRIN MERGER CORP IIcl a	$0	–	-50,000	–	-0.71%	–
FRG	Exit	FRANCHISE GROUP INC	$0	–	-25,000	–	-0.73%	–
SBAC	Exit	SBA COMMUNICATIONS CORP NEWcl a	$0	–	-2,000	–	-0.79%	–
SLAB	Exit	SILICON LABORATORIES INC	$0	–	-6,000	–	-0.80%	–
KLAC	Exit	KLA CORP	$0	–	-3,345	–	-0.87%	–
PFF	Exit	ISHARES TRpfd and incm sec	$0	–	-20,000	–	-0.92%	–
MRVL	Exit	MARVELL TECHNOLOGY GROUP LTDord	$0	–	-30,000	–	-1.40%	–
NVDA	Exit	NVIDIA CORPORATION	$0	–	-3,000	–	-1.52%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-4,000	–	-1.72%	–
TMUS	Exit	T-MOBILE US INC	$0	–	-13,115	–	-1.82%	–
AYX	Exit	ALTERYX INC	$0	–	-10,445	–	-2.28%	–
QCOM	Exit	QUALCOMM INCput	$0	–	-20,000	–	-2.43%	–
ADI	Exit	ANALOG DEVICES INC	$0	–	-24,100	–	-3.93%	–
AMAT	Exit	APPLIED MATLS INC	$0	–	-52,210	–	-4.20%	–
AVGO	Exit	BROADCOM INC	$0	–	-10,210	–	-4.28%	–
SWKS	Exit	SKYWORKS SOLUTIONS INC	$0	–	-34,020	–	-5.78%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-40,570	–	-6.15%	–
MCHP	Exit	MICROCHIP TECHNOLOGY INC.	$0	–	-71,760	–	-10.05%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-38,345	–	-10.38%	–
GLD	Exit	SPDR GOLD TRcall	$0	–	-70,000	–	-15.58%	–
SMH	Exit	VANECK VECTORS ETF TRsemiconductor et	$0	–	-102,030	–	-20.73%	–

Q2 2020

			Value		Shares		↓ Weighting
SMH	New	VANECK VECTORS ETF TRsemiconductor et	$15,590,000	–	102,030	–	20.73%	–
GLD	New	SPDR GOLD TRcall	$11,716,000	–	70,000	–	15.58%	–
MSFT	New	MICROSOFT CORP	$7,804,000	–	38,345	–	10.38%	–
MCHP	New	MICROCHIP TECHNOLOGY INC.	$7,557,000	–	71,760	–	10.05%	–
NXPI	New	NXP SEMICONDUCTORS N V	$4,627,000	–	40,570	–	6.15%	–
SWKS	New	SKYWORKS SOLUTIONS INC	$4,350,000	–	34,020	–	5.78%	–
AVGO	New	BROADCOM INC	$3,222,000	–	10,210	–	4.28%	–
AMAT	New	APPLIED MATLS INC	$3,156,000	–	52,210	–	4.20%	–
ADI	New	ANALOG DEVICES INC	$2,956,000	–	24,100	–	3.93%	–
QCOM	New	QUALCOMM INCput	$1,824,000	–	20,000	–	2.43%	–
AYX	New	ALTERYX INC	$1,716,000	–	10,445	–	2.28%	–
TMUS	New	T-MOBILE US INC	$1,366,000	–	13,115	–	1.82%	–
LRCX	New	LAM RESEARCH CORP	$1,294,000	–	4,000	–	1.72%	–
NVDA	New	NVIDIA CORPORATION	$1,140,000	–	3,000	–	1.52%	–
MRVL	New	MARVELL TECHNOLOGY GROUP LTDord	$1,052,000	–	30,000	–	1.40%	–
PFF	New	ISHARES TRpfd and incm sec	$693,000	–	20,000	–	0.92%	–
KLAC	New	KLA CORP	$651,000	–	3,345	–	0.87%	–
SLAB	New	SILICON LABORATORIES INC	$602,000	–	6,000	–	0.80%	–
SBAC	New	SBA COMMUNICATIONS CORP NEWcl a	$596,000	–	2,000	–	0.79%	–
FRG	New	FRANCHISE GROUP INC	$547,000	–	25,000	–	0.73%	–
BMRG	New	B RILEY PRIN MERGER CORP IIcl a	$537,000	–	50,000	–	0.71%	–
COHU	New	COHU INC	$520,000	–	30,000	–	0.69%	–
GAN	New	GAN LTD	$509,000	–	20,000	–	0.68%	–
SWIR	New	SIERRA WIRELESS INC	$494,000	–	54,960	–	0.66%	–
SAQN	New	SOFTWARE ACQUISITION GROUP I	$302,000	–	30,000	–	0.40%	–
GLD	New	SPDR GOLD TR	$164,000	–	980	–	0.22%	–
ARYA	New	ARYA SCIENCES ACQUISITION CO	$157,000	–	10,000	–	0.21%	–
BMRGWS	New	B RILEY PRIN MERGER CORP II*w exp 05/06/202	$44,000	–	25,000	–	0.06%	–
SAQNW	New	SOFTWARE ACQUISITION GROUP I*w exp 10/01/202	$14,000	–	15,000	–	0.02%	–

Q4 2019

			Value		Shares		↓ Weighting
REAL	Exit	THE REALREAL INC	$0	–	-15,000	–	-0.29%	–
WORK	Exit	SLACK TECHNOLOGIES INC	$0	–	-15,620	–	-0.32%	–
AYX	Exit	ALTERYX INC	$0	–	-6,000	–	-0.56%	–
FIVN	Exit	FIVE9 INC	$0	–	-15,620	–	-0.73%	–
MA	Exit	MASTERCARD INCcl a	$0	–	-4,000	–	-0.95%	–
GRUB	Exit	GRUBHUB INCcall	$0	–	-20,000	–	-0.98%	–
DAL	Exit	DELTA AIR LINES INC DEL	$0	–	-20,415	–	-1.03%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-10,000	–	-1.03%	–
EWJ	Exit	ISHARES INCmsci jpn etf new	$0	–	-21,275	–	-1.05%	–
XLI	Exit	SELECT SECTOR SPDR TRsbi int-inds	$0	–	-20,320	–	-1.38%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$0	–	-36,125	–	-1.46%	–
MRVL	Exit	MARVELL TECHNOLOGY GROUP LTDord	$0	–	-71,235	–	-1.55%	–
LHX	Exit	L3HARRIS TECHNOLOGIES INC	$0	–	-10,125	–	-1.84%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-20,000	–	-2.05%	–
MCHP	Exit	MICROCHIP TECHNOLOGY INC	$0	–	-25,420	–	-2.06%	–
NOW	Exit	SERVICENOW INC	$0	–	-10,175	–	-2.25%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-25,354	–	-3.07%	–
MDY	Exit	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$0	–	-15,350	–	-4.72%	–
SMH	Exit	VANECK VECTORS ETF TRsemiconductor et	$0	–	-56,245	–	-5.84%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-40,000	–	-6.59%	–
EFA	Exit	ISHARES TRcall	$0	–	-430,000	–	-15.33%	–
SPY	Exit	SPDR S&P 500 ETF TRcall	$0	–	-70,000	–	-18.12%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-103,510	–	-26.79%	–

Q3 2019

			Value		Shares		↓ Weighting
SPY	Buy	SPDR S&P 500 ETF TRtr unit	$30,719,000	+777.4%	103,510	+766.2%	26.79%	+85.8%
SPY	New	SPDR S&P 500 ETF TRcall	$20,774,000	–	70,000	–	18.12%	–
EFA	New	ISHARES TRcall	$17,574,000	–	430,000	–	15.33%	–
QQQ	New	INVESCO QQQ TRunit ser 1	$7,552,000	–	40,000	–	6.59%	–
SMH	New	VANECK VECTORS ETF TRsemiconductor et	$6,700,000	–	56,245	–	5.84%	–
MDY	New	SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp	$5,410,000	–	15,350	–	4.72%	–
MSFT	Buy	MICROSOFT CORP	$3,525,000	+75.5%	25,354	+69.0%	3.07%	-62.8%
NOW	Buy	SERVICENOW INC	$2,583,000	+14.7%	10,175	+24.1%	2.25%	-75.7%
MCHP	New	MICROCHIP TECHNOLOGY INC	$2,362,000	–	25,420	–	2.06%	–
JPM	New	JPMORGAN CHASE & CO	$2,354,000	–	20,000	–	2.05%	–
LHX	New	L3HARRIS TECHNOLOGIES INC	$2,112,000	–	10,125	–	1.84%	–
MRVL	Buy	MARVELL TECHNOLOGY GROUP LTDord	$1,779,000	+273.0%	71,235	+256.2%	1.55%	-21.0%
TSM	Buy	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$1,679,000	+328.3%	36,125	+261.2%	1.46%	-9.3%
XLI	New	SELECT SECTOR SPDR TRsbi int-inds	$1,577,000	–	20,320	–	1.38%	–
EWJ	New	ISHARES INCmsci jpn etf new	$1,207,000	–	21,275	–	1.05%	–
AXP	New	AMERICAN EXPRESS CO	$1,183,000	–	10,000	–	1.03%	–
DAL	New	DELTA AIR LINES INC DEL	$1,176,000	–	20,415	–	1.03%	–
GRUB	New	GRUBHUB INCcall	$1,124,000	–	20,000	–	0.98%	–
MA	New	MASTERCARD INCcl a	$1,086,000	–	4,000	–	0.95%	–
FIVN	New	FIVE9 INC	$839,000	–	15,620	–	0.73%	–
AYX	Buy	ALTERYX INC	$645,000	+81.2%	6,000	+83.8%	0.56%	-61.6%
WORK	New	SLACK TECHNOLOGIES INC	$371,000	–	15,620	–	0.32%	–
REAL	New	THE REALREAL INC	$335,000	–	15,000	–	0.29%	–
SNAP	Exit	SNAP INCcl a	$0	–	-30,000	–	-1.77%	–
SIMO	Exit	SILICON MOTION TECHNOLOGY COsponsored adr	$0	–	-10,000	–	-1.83%	–
TTD	Exit	THE TRADE DESK INC	$0	–	-4,000	–	-3.75%	–
WDAY	Exit	WORKDAY INCcl a	$0	–	-5,530	–	-4.68%	–
ZEN	Exit	ZENDESK INC	$0	–	-15,660	–	-5.74%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-51,900	–	-6.49%	–
AMZN	Exit	AMAZON COM INC	$0	–	-2,000	–	-15.60%	–
GLD	Exit	SPDR GOLD TRUST	$0	–	-42,185	–	-23.14%	–

Q2 2019

			Value		Shares		↓ Weighting
GLD	New	SPDR GOLD TRUST	$5,619,000	–	42,185	–	23.14%	–
AMZN	New	AMAZON COM INC	$3,787,000	–	2,000	–	15.60%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$3,501,000	–	11,950	–	14.42%	–
NOW	New	SERVICENOW INC	$2,251,000	–	8,200	–	9.27%	–
MSFT	New	MICROSOFT CORP	$2,009,000	–	15,000	–	8.27%	–
AMD	New	ADVANCED MICRO DEVICES INC	$1,576,000	–	51,900	–	6.49%	–
ZEN	New	ZENDESK INC	$1,394,000	–	15,660	–	5.74%	–
WDAY	New	WORKDAY INCcl a	$1,137,000	–	5,530	–	4.68%	–
TTD	New	THE TRADE DESK INC	$911,000	–	4,000	–	3.75%	–
MRVL	New	MARVELL TECHNOLOGY GROUP LTDord	$477,000	–	20,000	–	1.96%	–
SIMO	New	SILICON MOTION TECHNOLOGY COsponsored adr	$444,000	–	10,000	–	1.83%	–
SNAP	New	SNAP INCcl a	$429,000	–	30,000	–	1.77%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$392,000	–	10,000	–	1.61%	–
AYX	New	ALTERYX INC	$356,000	–	3,265	–	1.47%	–

Q4 2018

			Value		Shares		↓ Weighting
CYBR	Exit	CYBERARK SOFTWARE LTD	$0	–	-3,000	–	-0.68%	–
PXD	Exit	PIONEER NAT RES CO	$0	–	-1,500	–	-0.74%	–
LULU	Exit	LULULEMON ATHLETICA INC	$0	–	-2,000	–	-0.92%	–
APTI	Exit	APPTIO INCcl a	$0	–	-22,000	–	-2.31%	–
WP	Exit	WORLDPAY INCcl a	$0	–	-11,150	–	-3.20%	–
PYPL	Exit	PAYPAL HLDGS INC	$0	–	-20,915	–	-5.22%	–
NOW	Exit	SERVICENOW INC	$0	–	-10,310	–	-5.73%	–
FLT	Exit	FLEETCOR TECHNOLOGIES INC	$0	–	-9,550	–	-6.18%	–
DOCU	Exit	DOCUSIGN INC	$0	–	-42,090	–	-6.28%	–
PANW	Exit	PALO ALTO NETWORKS INC	$0	–	-10,000	–	-6.40%	–
XLE	Exit	SELECT SECTOR SPDR TRenergy	$0	–	-30,000	–	-6.45%	–
XOP	Exit	SPDR SERIES TRUSTs&p oilgas exp	$0	–	-54,080	–	-6.64%	–
SPLK	Exit	SPLUNK INC	$0	–	-21,440	–	-7.36%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-33,300	–	-10.81%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-4,184	–	-14.34%	–
IWM	Exit	ISHARES TRrussell 2000 etf	$0	–	-35,000	–	-16.75%	–

Q3 2018

			Value		Shares		↓ Weighting
IWM	New	ISHARES TRrussell 2000 etf	$5,899,000	–	35,000	–	16.75%	–
GOOGL	Buy	ALPHABET INCcap stk cl a	$5,050,000	+347.3%	4,184	+318.4%	14.34%	+193.8%
MSFT	Sell	MICROSOFT CORP	$3,809,000	-44.8%	33,300	-52.4%	10.81%	-63.8%
SPLK	New	SPLUNK INC	$2,592,000	–	21,440	–	7.36%	–
XOP	New	SPDR SERIES TRUSTs&p oilgas exp	$2,341,000	–	54,080	–	6.64%	–
XLE	New	SELECT SECTOR SPDR TRenergy	$2,272,000	–	30,000	–	6.45%	–
PANW	New	PALO ALTO NETWORKS INC	$2,253,000	–	10,000	–	6.40%	–
DOCU	New	DOCUSIGN INC	$2,213,000	–	42,090	–	6.28%	–
FLT	New	FLEETCOR TECHNOLOGIES INC	$2,176,000	–	9,550	–	6.18%	–
NOW	New	SERVICENOW INC	$2,017,000	–	10,310	–	5.73%	–
PYPL	New	PAYPAL HLDGS INC	$1,837,000	–	20,915	–	5.22%	–
WP	New	WORLDPAY INCcl a	$1,129,000	–	11,150	–	3.20%	–
APTI	New	APPTIO INCcl a	$813,000	–	22,000	–	2.31%	–
LULU	New	LULULEMON ATHLETICA INC	$325,000	–	2,000	–	0.92%	–
PXD	New	PIONEER NAT RES CO	$261,000	–	1,500	–	0.74%	–
CYBR	New	CYBERARK SOFTWARE LTD	$240,000	–	3,000	–	0.68%	–
DK	Exit	DELEK US HLDGS INC NEW	$0	–	-5,000	–	-1.08%	–
SMTC	Exit	SEMTECH CORP	$0	–	-10,000	–	-2.04%	–
WEX	Exit	WEX INC	$0	–	-2,500	–	-2.06%	–
APC	Exit	ANADARKO PETE CORP	$0	–	-9,000	–	-2.85%	–
CRM	Exit	SALESFORCE COM INC	$0	–	-5,000	–	-2.95%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-10,000	–	-3.58%	–
OXY	Exit	OCCIDENTAL PETE CORP DEL	$0	–	-15,000	–	-5.42%	–
MRVL	Exit	MARVELL TECHNOLOGY GROUP LTDcall	$0	–	-68,100	–	-6.31%	–
CVX	Exit	CHEVRON CORP NEW	$0	–	-12,000	–	-6.56%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-15,000	–	-7.08%	–
MCHP	Exit	MICROCHIP TECHNOLOGY INC	$0	–	-21,745	–	-8.55%	–
MRVL	Exit	MARVELL TECHNOLOGY GROUP LTDord	$0	–	-181,280	–	-16.80%	–

Q2 2018

			Value		Shares		↓ Weighting
MSFT	New	MICROSOFT CORP	$6,903,000	–	70,000	–	29.84%	–
MRVL	New	MARVELL TECHNOLOGY GROUP LTDord	$3,887,000	–	181,280	–	16.80%	–
MCHP	New	MICROCHIP TECHNOLOGY INC	$1,978,000	–	21,745	–	8.55%	–
NXPI	New	NXP SEMICONDUCTORS N V	$1,639,000	–	15,000	–	7.08%	–
CVX	New	CHEVRON CORP NEW	$1,517,000	–	12,000	–	6.56%	–
MRVL	New	MARVELL TECHNOLOGY GROUP LTDcall	$1,460,000	–	68,100	–	6.31%	–
OXY	New	OCCIDENTAL PETE CORP DEL	$1,255,000	–	15,000	–	5.42%	–
GOOGL	New	ALPHABET INCcap stk cl a	$1,129,000	–	1,000	–	4.88%	–
XOM	New	EXXON MOBIL CORP	$827,000	–	10,000	–	3.58%	–
CRM	New	SALESFORCE COM INC	$682,000	–	5,000	–	2.95%	–
APC	New	ANADARKO PETE CORP	$659,000	–	9,000	–	2.85%	–
WEX	New	WEX INC	$476,000	–	2,500	–	2.06%	–
SMTC	New	SEMTECH CORP	$471,000	–	10,000	–	2.04%	–
DK	New	DELEK US HLDGS INC NEW	$251,000	–	5,000	–	1.08%	–

Q4 2017

			Value		Shares		↓ Weighting
PFF	Exit	ISHARES TRs&p us pfd stk	$0	–	-9,700	–	-0.57%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-10,000	–	-0.60%	–
STT	Exit	STATE STR CORP	$0	–	-5,000	–	-0.73%	–
MS	Exit	MORGAN STANLEY	$0	–	-10,000	–	-0.73%	–
MSCC	Exit	MICROSEMI CORP	$0	–	-10,000	–	-0.78%	–
ADI	Exit	ANALOG DEVICES INC	$0	–	-6,000	–	-0.79%	–
NOW	Exit	SERVICENOW INC	$0	–	-5,200	–	-0.93%	–
TTD	Exit	THE TRADE DESK INC	$0	–	-10,000	–	-0.94%	–
DWDP	Exit	DOWDUPONT INC	$0	–	-9,340	–	-0.99%	–
MZOR	Exit	MAZOR ROBOTICS LTDsponsored ads	$0	–	-15,000	–	-1.13%	–
VRTX	Exit	VERTEX PHARMACEUTICALS INC	$0	–	-5,000	–	-1.16%	–
BABA	Exit	ALIBABA GROUP HLDG LTDput	$0	–	-5,000	–	-1.32%	–
TTWO	Exit	TAKE-TWO INTERACTIVE SOFTWAR	$0	–	-10,000	–	-1.56%	–
ADSK	Exit	AUTODESK INC	$0	–	-10,000	–	-1.71%	–
C	Exit	CITIGROUP INC	$0	–	-22,680	–	-2.51%	–
EA	Exit	ELECTRONIC ARTS INC	$0	–	-15,000	–	-2.70%	–
ATVI	Exit	ACTIVISION BLIZZARD INC	$0	–	-43,180	–	-4.24%	–
AMAT	Exit	APPLIED MATLS INC	$0	–	-54,160	–	-4.30%	–
SHW	Exit	SHERWIN WILLIAMS CO	$0	–	-8,310	–	-4.53%	–
EEM	Exit	ISHARES TRmsci emg mkt etf	$0	–	-70,120	–	-4.79%	–
MRVL	Exit	MARVELL TECHNOLOGY GROUP LTDord	$0	–	-180,110	–	-4.91%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-36,960	–	-5.38%	–
CRM	Exit	SALESFORCE COM INC	$0	–	-63,670	–	-9.06%	–
MRVL	Exit	MARVELL TECHNOLOGY GROUP LTDcall	$0	–	-380,000	–	-10.36%	–
MCHP	Exit	MICROCHIP TECHNOLOGY INC	$0	–	-117,670	–	-16.09%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-151,590	–	-17.20%	–

Q3 2017

			Value		Shares		↓ Weighting
MSFT	Buy	MICROSOFT CORP	$11,292,000	+219.2%	151,590	+195.3%	17.20%	+148.7%
MRVL	Buy	MARVELL TECHNOLOGY GROUP LTDcall	$6,802,000	+42.0%	380,000	+31.0%	10.36%	+10.6%
CRM	Buy	SALESFORCE COM INC	$5,948,000	+357.9%	63,670	+324.5%	9.06%	+256.7%
JPM	New	JPMORGAN CHASE & CO	$3,530,000	–	36,960	–	5.38%	–
MRVL	Sell	MARVELL TECHNOLOGY GROUP LTDord	$3,224,000	-17.6%	180,110	-23.9%	4.91%	-35.8%
EEM	New	ISHARES TRmsci emg mkt etf	$3,142,000	–	70,120	–	4.79%	–
SHW	New	SHERWIN WILLIAMS CO	$2,975,000	–	8,310	–	4.53%	–
AMAT	New	APPLIED MATLS INC	$2,821,000	–	54,160	–	4.30%	–
ATVI	Buy	ACTIVISION BLIZZARD INC	$2,786,000	+867.4%	43,180	+763.6%	4.24%	+653.8%
EA	Buy	ELECTRONIC ARTS INC	$1,771,000	+67.5%	15,000	+50.0%	2.70%	+30.5%
C	Buy	CITIGROUP INC	$1,650,000	+76.3%	22,680	+62.0%	2.51%	+37.3%
ADSK	Sell	AUTODESK INC	$1,123,000	-48.7%	10,000	-53.9%	1.71%	-60.0%
TTWO	Sell	TAKE-TWO INTERACTIVE SOFTWAR	$1,022,000	+16.0%	10,000	-16.7%	1.56%	-9.6%
BABA	New	ALIBABA GROUP HLDG LTDput	$864,000	–	5,000	–	1.32%	–
VRTX	New	VERTEX PHARMACEUTICALS INC	$760,000	–	5,000	–	1.16%	–
MZOR	New	MAZOR ROBOTICS LTDsponsored ads	$741,000	–	15,000	–	1.13%	–
DWDP	New	DOWDUPONT INC	$647,000	–	9,340	–	0.99%	–
TTD	New	THE TRADE DESK INC	$615,000	–	10,000	–	0.94%	–
NOW	New	SERVICENOW INC	$611,000	–	5,200	–	0.93%	–
ADI	Sell	ANALOG DEVICES INC	$517,000	-55.7%	6,000	-60.0%	0.79%	-65.5%
MSCC	New	MICROSEMI CORP	$515,000	–	10,000	–	0.78%	–
MS	New	MORGAN STANLEY	$482,000	–	10,000	–	0.73%	–
STT	New	STATE STR CORP	$478,000	–	5,000	–	0.73%	–
MU	New	MICRON TECHNOLOGY INC	$393,000	–	10,000	–	0.60%	–
PFF	New	ISHARES TRs&p us pfd stk	$376,000	–	9,700	–	0.57%	–
NFLX	Exit	NETFLIX INC	$0	–	-2,000	–	-0.58%	–
NWL	Exit	NEWELL BRANDS INC	$0	–	-10,000	–	-1.05%	–
ASML	Exit	ASML HOLDING N V	$0	–	-5,000	–	-1.28%	–
NOC	Exit	NORTHROP GRUMMAN CORP	$0	–	-2,860	–	-1.44%	–
BAC	Exit	BANK AMER CORP	$0	–	-40,000	–	-1.90%	–
CIEN	Exit	CIENA CORP	$0	–	-40,000	–	-1.96%	–
SMTC	Exit	SEMTECH CORP	$0	–	-30,000	–	-2.10%	–
DISH	Exit	DISH NETWORK CORPcl a	$0	–	-22,880	–	-2.81%	–
IWM	Exit	ISHARES TRrussell 2000 etf	$0	–	-15,000	–	-4.13%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-15,000	–	-4.15%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-20,605	–	-6.08%	–
AVGO	Exit	BROADCOM LTD	$0	–	-15,380	–	-7.01%	–
AAPL	Exit	APPLE INC	$0	–	-30,400	–	-8.56%	–

Q2 2017

			Value		Shares		↓ Weighting
MCHP	New	MICROCHIP TECHNOLOGY INC	$9,082,000	–	117,670	–	17.76%	–
MRVL	New	MARVELL TECHNOLOGY GROUP LTDcall	$4,791,000	–	290,000	–	9.37%	–
AAPL	New	APPLE INC	$4,378,000	–	30,400	–	8.56%	–
MRVL	New	MARVELL TECHNOLOGY GROUP LTDord	$3,911,000	–	236,730	–	7.65%	–
AVGO	New	BROADCOM LTD	$3,584,000	–	15,380	–	7.01%	–
MSFT	New	MICROSOFT CORP	$3,538,000	–	51,330	–	6.92%	–
FB	New	FACEBOOK INCcl a	$3,111,000	–	20,605	–	6.08%	–
ADSK	New	AUTODESK INC	$2,189,000	–	21,710	–	4.28%	–
LRCX	New	LAM RESEARCH CORP	$2,121,000	–	15,000	–	4.15%	–
IWM	New	ISHARES TRrussell 2000 etf	$2,114,000	–	15,000	–	4.13%	–
DISH	New	DISH NETWORK CORPcl a	$1,436,000	–	22,880	–	2.81%	–
CRM	New	SALESFORCE COM INC	$1,299,000	–	15,000	–	2.54%	–
ADI	New	ANALOG DEVICES INC	$1,167,000	–	15,000	–	2.28%	–
SMTC	New	SEMTECH CORP	$1,073,000	–	30,000	–	2.10%	–
EA	New	ELECTRONIC ARTS INC	$1,057,000	–	10,000	–	2.07%	–
CIEN	New	CIENA CORP	$1,001,000	–	40,000	–	1.96%	–
BAC	New	BANK AMER CORP	$970,000	–	40,000	–	1.90%	–
C	New	CITIGROUP INC	$936,000	–	14,000	–	1.83%	–
TTWO	New	TAKE-TWO INTERACTIVE SOFTWAR	$881,000	–	12,000	–	1.72%	–
NOC	New	NORTHROP GRUMMAN CORP	$734,000	–	2,860	–	1.44%	–
ASML	New	ASML HOLDING N V	$652,000	–	5,000	–	1.28%	–
NWL	New	NEWELL BRANDS INC	$536,000	–	10,000	–	1.05%	–
NFLX	New	NETFLIX INC	$299,000	–	2,000	–	0.58%	–
ATVI	New	ACTIVISION BLIZZARD INC	$288,000	–	5,000	–	0.56%	–

Q4 2016

			Value		Shares		↓ Weighting
HD	Exit	HOME DEPOT INC	$0	–	-5,000	–	-2.73%	–
QQQ	Exit	POWERSHARES QQQ TRUSTunit ser 1	$0	–	-5,800	–	-2.92%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-4,020	–	-3.69%	–
GOLD	Exit	BARRICK GOLD CORP	$0	–	-55,000	–	-4.13%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-16,940	–	-9.21%	–
ZAYO	Exit	ZAYO GROUP HLDGS INC	$0	–	-151,900	–	-19.13%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-7,908	–	-26.96%	–
GLD	Exit	SPDR GOLD TRUST	$0	–	-58,655	–	-31.24%	–

Q3 2016

			Value		Shares		↓ Weighting
GLD	Buy	SPDR GOLD TRUST	$7,369,000	+146.3%	58,655	+148.0%	31.24%	-34.2%
GOOGL	New	ALPHABET INCcap stk cl a	$6,359,000	–	7,908	–	26.96%	–
ZAYO	New	ZAYO GROUP HLDGS INC	$4,513,000	–	151,900	–	19.13%	–
FB	New	FACEBOOK INCcl a	$2,173,000	–	16,940	–	9.21%	–
GOLD	New	BARRICK GOLD CORP	$975,000	–	55,000	–	4.13%	–
SPY	Sell	SPDR S&P 500 ETF TRtr unit	$870,000	-16.9%	4,020	-19.6%	3.69%	-77.8%
QQQ	New	POWERSHARES QQQ TRUSTunit ser 1	$689,000	–	5,800	–	2.92%	–
HD	New	HOME DEPOT INC	$643,000	–	5,000	–	2.73%	–
PXD	Exit	PIONEER NAT RES CO	$0	–	-15,000	–	-35.96%	–

Q2 2016

			Value		Shares		↓ Weighting
GLD	New	SPDR GOLD TRUST	$2,992,000	–	23,655	–	47.44%	–
PXD	New	PIONEER NAT RES CO	$2,268,000	–	15,000	–	35.96%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$1,047,000	–	5,000	–	16.60%	–

Q4 2015

			Value		Shares		↓ Weighting
TWTR	Exit	TWITTER INCcall	$0	–	-15,000	–	-39.53%	–
TLT	Exit	ISHARES TR20+ yr tr bd etf	$0	–	-5,000	–	-60.47%	–

Q3 2015

			Value		Shares		↓ Weighting
TLT	New	ISHARES TR20+ yr tr bd etf	$618,000	–	5,000	–	60.47%	–
MBBYF	Exit	MOBILEYE N V AMSTELVEEN	$0	–	-5,000	–	-4.30%	–
LVLT	Exit	LEVEL 3 COMMUNICATIONS INC	$0	–	-15,000	–	-12.76%	–
MIC	Exit	MACQUARIE INFRASTRUCTURE COR	$0	–	-26,100	–	-34.84%	–
ENDP	Exit	ENDO INTL PLC	$0	–	-30,860	–	-39.70%	–

Q2 2015

			Value		Shares		↓ Weighting
ENDP	New	ENDO INTL PLC	$2,458,000	–	30,860	–	39.70%	–
MIC	New	MACQUARIE INFRASTRUCTURE COR	$2,157,000	–	26,100	–	34.84%	–
LVLT	New	LEVEL 3 COMMUNICATIONS INC	$790,000	–	15,000	–	12.76%	–
TWTR	New	TWITTER INCcall	$521,000	–	15,000	–	8.41%	–
MBBYF	New	MOBILEYE N V AMSTELVEEN	$266,000	–	5,000	–	4.30%	–

Q4 2014

			Value		Shares		↓ Weighting
LINEQ	Exit	LINN ENERGY LLCput	$0	–	-20,000	–	-0.11%	–
TITN	Exit	TITAN MACHY INCput	$0	–	-65,000	–	-0.12%	–
DE	Exit	DEERE & COput	$0	–	-15,000	–	-0.12%	–
FXY	Exit	CURRENCYSHS JAPANESE YEN TRput	$0	–	-40,000	–	-0.40%	–
RIG	Exit	TRANSOCEAN LTDput	$0	–	-20,000	–	-0.41%	–
DOFSQ	Exit	DIAMOND OFFSHORE DRILLING INput	$0	–	-20,000	–	-0.42%	–
LQD	Exit	ISHARES TRiboxx inv cp etf	$0	–	-2,600	–	-1.40%	–
BND	Exit	VANGUARD BD INDEX FD INCtotal bnd mrkt	$0	–	-4,600	–	-1.72%	–
AGG	Exit	ISHARES TRcore us aggbd et	$0	–	-3,600	–	-1.79%	–
CELG	Exit	CELGENE CORP	$0	–	-6,000	–	-2.60%	–
DAL	Exit	DELTA AIR LINES INC DEL	$0	–	-23,630	–	-3.90%	–
MNST	Exit	MONSTER BEVERAGE CORP	$0	–	-10,000	–	-4.18%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-20,950	–	-7.56%	–
BKD	Exit	BROOKDALE SR LIVING INC	$0	–	-53,000	–	-7.80%	–
WMB	Exit	WILLIAMS COS INC DEL	$0	–	-35,000	–	-8.84%	–
KMI	Exit	KINDER MORGAN INC DEL	$0	–	-59,950	–	-10.49%	–
MIC	Exit	MACQUARIE INFRASTR CO LLCmembership int	$0	–	-43,720	–	-13.31%	–
IGSB	Exit	ISHARES1-3 yr cr bd etf	$0	–	-72,500	–	-34.84%	–

Q3 2014

			Value		Shares		↓ Weighting
IGSB	Buy	ISHARES1-3 yr cr bd etf	$7,633,000	+113.7%	72,500	+114.5%	34.84%	+350.5%
MIC	Buy	MACQUARIE INFRASTR CO LLCmembership int	$2,916,000	+194.8%	43,720	+175.7%	13.31%	+521.6%
KMI	New	KINDER MORGAN INC DEL	$2,298,000	–	59,950	–	10.49%	–
WMB	New	WILLIAMS COS INC DEL	$1,937,000	–	35,000	–	8.84%	–
BKD	New	BROOKDALE SR LIVING INC	$1,708,000	–	53,000	–	7.80%	–
FB	Sell	FACEBOOK INCcl a	$1,656,000	-43.6%	20,950	-52.0%	7.56%	+19.0%
MNST	New	MONSTER BEVERAGE CORP	$917,000	–	10,000	–	4.18%	–
DAL	Sell	DELTA AIR LINES INC DEL	$854,000	-76.4%	23,630	-74.8%	3.90%	-50.4%
CELG	New	CELGENE CORP	$569,000	–	6,000	–	2.60%	–
AGG	New	ISHARES TRcore us aggbd et	$393,000	–	3,600	–	1.79%	–
BND	New	VANGUARD BD INDEX FD INCtotal bnd mrkt	$377,000	–	4,600	–	1.72%	–
LQD	New	ISHARES TRiboxx inv cp etf	$307,000	–	2,600	–	1.40%	–
DOFSQ	New	DIAMOND OFFSHORE DRILLING INput	$91,000	–	20,000	–	0.42%	–
RIG	New	TRANSOCEAN LTDput	$90,000	–	20,000	–	0.41%	–
FXY	New	CURRENCYSHS JAPANESE YEN TRput	$88,000	–	40,000	–	0.40%	–
DE	New	DEERE & COput	$27,000	–	15,000	–	0.12%	–
TITN	New	TITAN MACHY INCput	$26,000	–	65,000	–	0.12%	–
LINEQ	New	LINN ENERGY LLCput	$25,000	–	20,000	–	0.11%	–
PNNT	Exit	PENNANTPARK INVT CORP	$0	–	-17,540	–	-0.44%	–
RKUS	Exit	RUCKUS WIRELESS INC	$0	–	-20,000	–	-0.52%	–
TICC	Exit	TICC CAPITAL CORP	$0	–	-25,000	–	-0.54%	–
UTX	Exit	UNITED TECHNOLOGIES CORP	$0	–	-2,500	–	-0.63%	–
FDX	Exit	FEDEX CORP	$0	–	-2,000	–	-0.65%	–
TMUS	Exit	T-MOBILE US INC	$0	–	-10,000	–	-0.73%	–
NKE	Exit	NIKE INCcl b	$0	–	-5,000	–	-0.84%	–
GILD	Exit	GILEAD SCIENCES INC	$0	–	-5,000	–	-0.90%	–
TCRD	Exit	THL CR INC	$0	–	-30,000	–	-0.91%	–
AAL	Exit	AMERICAN AIRLS GROUP INC	$0	–	-9,900	–	-0.92%	–
AXLL	Exit	AXIALL CORP	$0	–	-10,000	–	-1.02%	–
VZ	Exit	VERIZON COMMUNICATIONS INC	$0	–	-10,000	–	-1.06%	–
BWA	Exit	BORGWARNER INC	$0	–	-10,000	–	-1.41%	–
LVLT	Exit	LEVEL 3 COMMUNICATIONS INC	$0	–	-15,000	–	-1.43%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-10,000	–	-1.43%	–
B108PS	Exit	ACTAVIS PLC	$0	–	-3,000	–	-1.45%	–
CI	Exit	CIGNA CORPORATION	$0	–	-8,100	–	-1.61%	–
CAVM	Exit	CAVIUM INC	$0	–	-15,000	–	-1.61%	–
WYND	Exit	WYNDHAM WORLDWIDE CORP	$0	–	-10,000	–	-1.64%	–
HHC	Exit	HOWARD HUGHES CORP	$0	–	-5,000	–	-1.71%	–
CSTM	Exit	CONSTELLIUM NVcl a	$0	–	-27,500	–	-1.91%	–
LO	Exit	LORILLARD INC	$0	–	-15,000	–	-1.98%	–
ALK	Exit	ALASKA AIR GROUP INC	$0	–	-10,000	–	-2.06%	–
BEAV	Exit	B/E AEROSPACE INC	$0	–	-11,000	–	-2.20%	–
SBAC	Exit	SBA COMMUNICATIONS CORP	$0	–	-10,000	–	-2.21%	–
DOW	Exit	DOW CHEM CO	$0	–	-20,000	–	-2.23%	–
SAVE	Exit	SPIRIT AIRLS INC	$0	–	-16,740	–	-2.29%	–
SIX	Exit	SIX FLAGS ENTMT CORP NEW	$0	–	-25,000	–	-2.30%	–
3106PS	Exit	DELPHI AUTOMOTIVE PLC	$0	–	-16,550	–	-2.46%	–
HOT	Exit	STARWOOD HOTELS&RESORTS WRLD	$0	–	-16,280	–	-2.85%	–
ARCC	Exit	ARES CAP CORP	$0	–	-82,100	–	-3.17%	–
LNG	Exit	CHENIERE ENERGY INC	$0	–	-22,500	–	-3.49%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-47,240	–	-4.26%	–
MCC	Exit	MEDLEY CAP CORP	$0	–	-163,500	–	-4.62%	–
CCI	Exit	CROWN CASTLE INTL CORP	$0	–	-30,000	–	-4.82%	–
GLD	Exit	SPDR GOLD TRUST	$0	–	-20,000	–	-5.54%	–
DISH	Exit	DISH NETWORK CORPcl a	$0	–	-43,180	–	-6.08%	–

Q2 2014

			Value		Shares		↓ Weighting
DAL	New	DELTA AIR LINES INC DEL	$3,626,000	–	93,630	–	7.85%	–
IGSB	New	ISHARES1-3 yr cr bd etf	$3,572,000	–	33,800	–	7.73%	–
FB	New	FACEBOOK INCcl a	$2,935,000	–	43,610	–	6.35%	–
DISH	New	DISH NETWORK CORPcl a	$2,810,000	–	43,180	–	6.08%	–
GLD	New	SPDR GOLD TRUST	$2,561,000	–	20,000	–	5.54%	–
CCI	New	CROWN CASTLE INTL CORP	$2,228,000	–	30,000	–	4.82%	–
MCC	New	MEDLEY CAP CORP	$2,135,000	–	163,500	–	4.62%	–
MSFT	New	MICROSOFT CORP	$1,970,000	–	47,240	–	4.26%	–
LNG	New	CHENIERE ENERGY INC	$1,613,000	–	22,500	–	3.49%	–
ARCC	New	ARES CAP CORP	$1,466,000	–	82,100	–	3.17%	–
HOT	New	STARWOOD HOTELS&RESORTS WRLD	$1,316,000	–	16,280	–	2.85%	–
3106PS	New	DELPHI AUTOMOTIVE PLC	$1,137,000	–	16,550	–	2.46%	–
SIX	New	SIX FLAGS ENTMT CORP NEW	$1,064,000	–	25,000	–	2.30%	–
SAVE	New	SPIRIT AIRLS INC	$1,058,000	–	16,740	–	2.29%	–
DOW	New	DOW CHEM CO	$1,029,000	–	20,000	–	2.23%	–
SBAC	New	SBA COMMUNICATIONS CORP	$1,023,000	–	10,000	–	2.21%	–
BEAV	New	B/E AEROSPACE INC	$1,018,000	–	11,000	–	2.20%	–
MIC	New	MACQUARIE INFRASTR CO LLCmembership int	$989,000	–	15,860	–	2.14%	–
ALK	New	ALASKA AIR GROUP INC	$950,000	–	10,000	–	2.06%	–
LO	New	LORILLARD INC	$914,000	–	15,000	–	1.98%	–
CSTM	New	CONSTELLIUM NVcl a	$882,000	–	27,500	–	1.91%	–
HHC	New	HOWARD HUGHES CORP	$789,000	–	5,000	–	1.71%	–
WYND	New	WYNDHAM WORLDWIDE CORP	$758,000	–	10,000	–	1.64%	–
CI	New	CIGNA CORPORATION	$745,000	–	8,100	–	1.61%	–
CAVM	New	CAVIUM INC	$745,000	–	15,000	–	1.61%	–
B108PS	New	ACTAVIS PLC	$669,000	–	3,000	–	1.45%	–
NXPI	New	NXP SEMICONDUCTORS N V	$662,000	–	10,000	–	1.43%	–
LVLT	New	LEVEL 3 COMMUNICATIONS INC	$659,000	–	15,000	–	1.43%	–
BWA	New	BORGWARNER INC	$652,000	–	10,000	–	1.41%	–
VZ	New	VERIZON COMMUNICATIONS INC	$489,000	–	10,000	–	1.06%	–
AXLL	New	AXIALL CORP	$473,000	–	10,000	–	1.02%	–
AAL	New	AMERICAN AIRLS GROUP INC	$426,000	–	9,900	–	0.92%	–
TCRD	New	THL CR INC	$420,000	–	30,000	–	0.91%	–
GILD	New	GILEAD SCIENCES INC	$414,000	–	5,000	–	0.90%	–
NKE	New	NIKE INCcl b	$388,000	–	5,000	–	0.84%	–
TMUS	New	T-MOBILE US INC	$336,000	–	10,000	–	0.73%	–
FDX	New	FEDEX CORP	$302,000	–	2,000	–	0.65%	–
UTX	New	UNITED TECHNOLOGIES CORP	$289,000	–	2,500	–	0.63%	–
TICC	New	TICC CAPITAL CORP	$248,000	–	25,000	–	0.54%	–
RKUS	New	RUCKUS WIRELESS INC	$238,000	–	20,000	–	0.52%	–
PNNT	New	PENNANTPARK INVT CORP	$201,000	–	17,540	–	0.44%	–

Q4 2013

			Value		Shares		↓ Weighting
PWE	Exit	PENN WEST PETE LTD NEW	$0	–	-17,600	–	-0.39%	–
NQ	Exit	NQ MOBILE INCadr repstg cl a	$0	–	-10,000	–	-0.44%	–
DNKN	Exit	DUNKIN BRANDS GROUP INC	$0	–	-5,000	–	-0.46%	–
NOW	Exit	SERVICENOW INC	$0	–	-5,000	–	-0.52%	–
ACAD	Exit	ACADIA PHARMACEUTICALS INC	$0	–	-13,200	–	-0.73%	–
NTES	Exit	NETEASE INCsponsored adr	$0	–	-5,000	–	-0.73%	–
AON	Exit	AON PLC	$0	–	-5,000	–	-0.75%	–
PNNT	Exit	PENNANTPARK INVT CORP	$0	–	-35,980	–	-0.82%	–
MCC	Exit	MEDLEY CAP CORP	$0	–	-30,600	–	-0.85%	–
SFUN	Exit	SOUFUN HLDGS LTDadr	$0	–	-10,000	–	-1.04%	–
BBBY	Exit	BED BATH & BEYOND INC	$0	–	-7,000	–	-1.09%	–
MKTO	Exit	MARKETO INC	$0	–	-17,600	–	-1.13%	–
RKUS	Exit	RUCKUS WIRELESS INC	$0	–	-39,900	–	-1.35%	–
YOKU	Exit	YOUKU TUDOU INCsponsored adr	$0	–	-25,000	–	-1.38%	–
HLF	Exit	HERBALIFE LTD	$0	–	-10,000	–	-1.40%	–
OASPQ	Exit	OASIS PETE INC NEW	$0	–	-15,000	–	-1.48%	–
VRTX	Exit	VERTEX PHARMACEUTICALS INC	$0	–	-10,600	–	-1.62%	–
GILD	Exit	GILEAD SCIENCES INC	$0	–	-13,200	–	-1.67%	–
FOXA	Exit	TWENTY FIRST CENTY FOX INCcl a	$0	–	-25,000	–	-1.68%	–
BEAM	Exit	BEAM INC	$0	–	-13,200	–	-1.72%	–
DDD	Exit	3-D SYS CORP DEL	$0	–	-15,900	–	-1.73%	–
LNKD	Exit	LINKEDIN CORP	$0	–	-4,000	–	-1.98%	–
BIIB	Exit	BIOGEN IDEC INC	$0	–	-4,400	–	-2.13%	–
CLR	Exit	CONTINENTAL RESOURCES INC	$0	–	-10,000	–	-2.16%	–
KORS	Exit	MICHAEL KORS HLDGS LTD	$0	–	-15,000	–	-2.25%	–
EOG	Exit	EOG RES INC	$0	–	-6,600	–	-2.25%	–
UAA	Exit	UNDER ARMOUR INCcl a	$0	–	-15,000	–	-2.40%	–
FB	Exit	FACEBOOK INCcl a	$0	–	-26,460	–	-2.67%	–
GM	Exit	GENERAL MTRS CO	$0	–	-40,000	–	-2.89%	–
SOHU	Exit	SOHU COM INC	$0	–	-20,000	–	-3.17%	–
SINA	Exit	SINA CORPord	$0	–	-20,000	–	-3.27%	–
PXD	Exit	PIONEER NAT RES CO	$0	–	-9,000	–	-3.42%	–
ACT	Exit	ACTAVIS INC	$0	–	-12,000	–	-3.48%	–
BEAV	Exit	B/E AEROSPACE INC	$0	–	-31,100	–	-4.62%	–
DXJ	Exit	WISDOMTREE TRjapn hedge eqt	$0	–	-50,000	–	-4.82%	–
TMUS	Exit	T-MOBILE US INC	$0	–	-94,255	–	-4.92%	–
MIC	Exit	MACQUARIE INFRASTR CO LLCmembership int	$0	–	-46,670	–	-5.02%	–
PCLN	Exit	PRICELINE COM INC	$0	–	-2,506	–	-5.09%	–
AMZN	Exit	AMAZON COM INC	$0	–	-9,760	–	-6.14%	–
YELP	Exit	YELP INCcl a	$0	–	-50,220	–	-6.68%	–
CRM	Exit	SALESFORCE COM INC	$0	–	-73,620	–	-7.69%	–

Q3 2013

			Value		Shares		↓ Weighting
CRM	New	SALESFORCE COM INC	$3,822,000	–	73,620	–	7.69%	–
YELP	New	YELP INCcl a	$3,323,000	–	50,220	–	6.68%	–
AMZN	New	AMAZON COM INC	$3,052,000	–	9,760	–	6.14%	–
PCLN	New	PRICELINE COM INC	$2,533,000	–	2,506	–	5.09%	–
MIC	Buy	MACQUARIE INFRASTR CO LLCmembership int	$2,498,000	+238.5%	46,670	+237.7%	5.02%	+189.1%
TMUS	New	T-MOBILE US INC	$2,448,000	–	94,255	–	4.92%	–
DXJ	Buy	WISDOMTREE TRjapn hedge eqt	$2,397,000	+53.4%	50,000	+78.6%	4.82%	+31.0%
BEAV	Buy	B/E AEROSPACE INC	$2,296,000	+385.4%	31,100	+314.7%	4.62%	+314.5%
ACT	New	ACTAVIS INC	$1,728,000	–	12,000	–	3.48%	–
PXD	New	PIONEER NAT RES CO	$1,699,000	–	9,000	–	3.42%	–
SINA	New	SINA CORPord	$1,624,000	–	20,000	–	3.27%	–
SOHU	New	SOHU COM INC	$1,576,000	–	20,000	–	3.17%	–
GM	New	GENERAL MTRS CO	$1,439,000	–	40,000	–	2.89%	–
FB	New	FACEBOOK INCcl a	$1,329,000	–	26,460	–	2.67%	–
UAA	New	UNDER ARMOUR INCcl a	$1,191,000	–	15,000	–	2.40%	–
EOG	New	EOG RES INC	$1,118,000	–	6,600	–	2.25%	–
KORS	New	MICHAEL KORS HLDGS LTD	$1,117,000	–	15,000	–	2.25%	–
CLR	New	CONTINENTAL RESOURCES INC	$1,073,000	–	10,000	–	2.16%	–
BIIB	New	BIOGEN IDEC INC	$1,059,000	–	4,400	–	2.13%	–
LNKD	New	LINKEDIN CORP	$984,000	–	4,000	–	1.98%	–
DDD	New	3-D SYS CORP DEL	$858,000	–	15,900	–	1.73%	–
BEAM	Sell	BEAM INC	$853,000	-66.1%	13,200	-66.9%	1.72%	-71.1%
FOXA	New	TWENTY FIRST CENTY FOX INCcl a	$838,000	–	25,000	–	1.68%	–
GILD	Sell	GILEAD SCIENCES INC	$830,000	-49.3%	13,200	-58.7%	1.67%	-56.7%
VRTX	New	VERTEX PHARMACEUTICALS INC	$804,000	–	10,600	–	1.62%	–
OASPQ	New	OASIS PETE INC NEW	$737,000	–	15,000	–	1.48%	–
HLF	New	HERBALIFE LTD	$698,000	–	10,000	–	1.40%	–
YOKU	New	YOUKU TUDOU INCsponsored adr	$685,000	–	25,000	–	1.38%	–
RKUS	New	RUCKUS WIRELESS INC	$671,000	–	39,900	–	1.35%	–
MKTO	New	MARKETO INC	$561,000	–	17,600	–	1.13%	–
BBBY	New	BED BATH & BEYOND INC	$542,000	–	7,000	–	1.09%	–
SFUN	New	SOUFUN HLDGS LTDadr	$516,000	–	10,000	–	1.04%	–
MCC	Sell	MEDLEY CAP CORP	$422,000	-50.2%	30,600	-51.0%	0.85%	-57.4%
PNNT	Sell	PENNANTPARK INVT CORP	$406,000	-32.2%	35,980	-33.6%	0.82%	-42.1%
AON	New	AON PLC	$372,000	–	5,000	–	0.75%	–
NTES	New	NETEASE INCsponsored adr	$363,000	–	5,000	–	0.73%	–
ACAD	New	ACADIA PHARMACEUTICALS INC	$362,000	–	13,200	–	0.73%	–
NOW	New	SERVICENOW INC	$260,000	–	5,000	–	0.52%	–
DNKN	New	DUNKIN BRANDS GROUP INC	$226,000	–	5,000	–	0.46%	–
NQ	New	NQ MOBILE INCadr repstg cl a	$217,000	–	10,000	–	0.44%	–
PWE	New	PENN WEST PETE LTD NEW	$196,000	–	17,600	–	0.39%	–
TICC	Exit	TICC CAPITAL CORP	$0	–	-19,000	–	-0.43%	–
PNRA	Exit	PANERA BREAD COcl a	$0	–	-1,600	–	-0.70%	–
ESRX	Exit	EXPRESS SCRIPTS HLDG CO	$0	–	-5,000	–	-0.73%	–
FSC	Exit	FIFTH STREET FINANCE CORP	$0	–	-30,000	–	-0.74%	–
SBGI	Exit	SINCLAIR BROADCAST GROUP INCcl a	$0	–	-11,400	–	-0.79%	–
ARCC	Exit	ARES CAP CORP	$0	–	-30,760	–	-1.25%	–
LNC	Exit	LINCOLN NATL CORP IND	$0	–	-15,000	–	-1.29%	–
IP	Exit	INTL PAPER CO	$0	–	-13,000	–	-1.36%	–
HTZ	Exit	HERTZ GLOBAL HOLDINGS INC	$0	–	-25,600	–	-1.49%	–
MAR	Exit	MARRIOTT INTL INC NEWcl a	$0	–	-16,000	–	-1.52%	–
DAL	Exit	DELTA AIR LINES INC DEL	$0	–	-40,000	–	-1.76%	–
GS	Exit	GOLDMAN SACHS GROUP INC	$0	–	-5,000	–	-1.78%	–
BMY	Exit	BRISTOL MYERS SQUIBB CO	$0	–	-17,000	–	-1.79%	–
HON	Exit	HONEYWELL INTL INC	$0	–	-10,000	–	-1.87%	–
LCC	Exit	U S AIRWAYS GROUP INC	$0	–	-50,500	–	-1.95%	–
GOOGL	Exit	GOOGLE INCcl a	$0	–	-1,000	–	-2.07%	–
MRK	Exit	MERCK & CO INC NEW	$0	–	-20,000	–	-2.19%	–
C	Exit	CITIGROUP INC	$0	–	-24,900	–	-2.81%	–
LEA	Exit	LEAR CORP	$0	–	-20,000	–	-2.85%	–
SIX	Exit	SIX FLAGS ENTMT CORP NEW	$0	–	-37,000	–	-3.06%	–
CELG	Exit	CELGENE CORP	$0	–	-13,000	–	-3.58%	–
BBY	Exit	BEST BUY INC	$0	–	-58,900	–	-3.79%	–
MCK	Exit	MCKESSON CORP	$0	–	-15,000	–	-4.04%	–
HOT	Exit	STARWOOD HOTELS&RESORTS WRLD	$0	–	-27,580	–	-4.10%	–
NFLX	Exit	NETFLIX INC	$0	–	-8,600	–	-4.27%	–
ABC	Exit	AMERISOURCEBERGEN CORP	$0	–	-41,860	–	-5.50%	–
MA	Exit	MASTERCARD INCcl a	$0	–	-4,100	–	-5.55%	–
TM	Exit	TOYOTA MOTOR CORP	$0	–	-20,000	–	-5.68%	–
UTX	Exit	UNITED TECHNOLOGIES CORP	$0	–	-51,740	–	-11.32%	–

Q2 2013

			Value		Shares		↓ Weighting
UTX	New	UNITED TECHNOLOGIES CORP	$4,809,000	–	51,740	–	11.32%	–
BEAM	New	BEAM INC	$2,518,000	–	39,900	–	5.93%	–
TM	New	TOYOTA MOTOR CORP	$2,413,000	–	20,000	–	5.68%	–
MA	New	MASTERCARD INCcl a	$2,355,000	–	4,100	–	5.55%	–
ABC	New	AMERISOURCEBERGEN CORP	$2,337,000	–	41,860	–	5.50%	–
NFLX	New	NETFLIX INC	$1,815,000	–	8,600	–	4.27%	–
HOT	New	STARWOOD HOTELS&RESORTS WRLD	$1,743,000	–	27,580	–	4.10%	–
MCK	New	MCKESSON CORP	$1,717,000	–	15,000	–	4.04%	–
GILD	New	GILEAD SCIENCES INC	$1,638,000	–	31,950	–	3.86%	–
BBY	New	BEST BUY INC	$1,610,000	–	58,900	–	3.79%	–
DXJ	New	WISDOMTREE TRUSTjapn hedge eqt	$1,563,000	–	28,000	–	3.68%	–
CELG	New	CELGENE CORP	$1,521,000	–	13,000	–	3.58%	–
SIX	New	SIX FLAGS ENTMT CORP NEW	$1,300,000	–	37,000	–	3.06%	–
LEA	New	LEAR CORP	$1,210,000	–	20,000	–	2.85%	–
C	New	CITIGROUP INC	$1,195,000	–	24,900	–	2.81%	–
MRK	New	MERCK & CO INC NEW	$929,000	–	20,000	–	2.19%	–
GOOGL	New	GOOGLE INCcl a	$880,000	–	1,000	–	2.07%	–
MCC	New	MEDLEY CAP CORP	$847,000	–	62,400	–	2.00%	–
LCC	New	U S AIRWAYS GROUP INC	$829,000	–	50,500	–	1.95%	–
HON	New	HONEYWELL INTL INC	$794,000	–	10,000	–	1.87%	–
BMY	New	BRISTOL MYERS SQUIBB CO	$759,000	–	17,000	–	1.79%	–
GS	New	GOLDMAN SACHS GROUP INC	$756,000	–	5,000	–	1.78%	–
DAL	New	DELTA AIR LINES INC DEL	$749,000	–	40,000	–	1.76%	–
MIC	New	MACQUARIE INFRASTR CO LLCmembership int	$738,000	–	13,820	–	1.74%	–
MAR	New	MARRIOTT INTL INC NEWcl a	$646,000	–	16,000	–	1.52%	–
HTZ	New	HERTZ GLOBAL HOLDINGS INC	$634,000	–	25,600	–	1.49%	–
PNNT	New	PENNANTPARK INVT CORP	$599,000	–	54,180	–	1.41%	–
IP	New	INTL PAPER CO	$576,000	–	13,000	–	1.36%	–
LNC	New	LINCOLN NATL CORP IND	$547,000	–	15,000	–	1.29%	–
ARCC	New	ARES CAP CORP	$529,000	–	30,760	–	1.25%	–
BEAV	New	B/E AEROSPACE INC	$473,000	–	7,500	–	1.11%	–
SBGI	New	SINCLAIR BROADCAST GROUP INCcl a	$334,000	–	11,400	–	0.79%	–
FSC	New	FIFTH STREET FINANCE CORP	$313,000	–	30,000	–	0.74%	–
ESRX	New	EXPRESS SCRIPTS HLDG CO	$309,000	–	5,000	–	0.73%	–
PNRA	New	PANERA BREAD COcl a	$298,000	–	1,600	–	0.70%	–
TICC	New	TICC CAPITAL CORP	$183,000	–	19,000	–	0.43%	–

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