$510 Million is the total value of Prospera Financial Services Inc's 384 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MITK | MITEK SYS INC | $480,000 | -20.9% | 73,220 | 0.0% | 0.09% | -23.0% | |
| BK | BANK NEW YORK MELLON CORP | $390,000 | +20.7% | 8,108 | 0.0% | 0.08% | +16.9% | |
| HBANP | HUNTINGTON BANCSHARES INCpfd conv ser a | $383,000 | -4.7% | 279 | 0.0% | 0.08% | -7.4% | |
| SA | SEABRIDGE GOLD INC | $380,000 | -14.8% | 40,457 | 0.0% | 0.07% | -17.8% | |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $322,000 | -6.1% | 9,750 | 0.0% | 0.06% | -8.7% | |
| PXD | PIONEER NAT RES CO | $304,000 | -1.6% | 1,662 | 0.0% | 0.06% | -3.2% | |
| VT | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $306,000 | +0.3% | 5,014 | 0.0% | 0.06% | -1.6% | |
| CXP | COLUMBIA PPTY TR INC | $298,000 | -2.0% | 13,573 | 0.0% | 0.06% | -4.9% | |
| CAG | CONAGRA BRANDS INC | $287,000 | -16.3% | 7,274 | 0.0% | 0.06% | -18.8% | |
| OKS | ONEOK PARTNERS LPunit ltd partn | $272,000 | +7.9% | 6,297 | 0.0% | 0.05% | +3.9% | |
| IWV | ISHARES TRrussell 3000 etf | $272,000 | +4.6% | 2,029 | 0.0% | 0.05% | +1.9% | |
| BSCI | CLAYMORE EXCHANGE TRD FD TRgug bull2018 e | $265,000 | -0.7% | 12,515 | 0.0% | 0.05% | -3.7% | |
| GLU | GABELLI GLOBL UTIL & INCOME | $259,000 | -8.2% | 15,400 | 0.0% | 0.05% | -10.5% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $245,000 | +13.4% | 1 | 0.0% | 0.05% | +11.6% | |
| FPE | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $235,000 | -2.9% | 12,380 | 0.0% | 0.05% | -6.1% | |
| CIF | MFS INTERMEDIATE HIGH INC FDsh ben int | $230,000 | +0.9% | 89,085 | 0.0% | 0.04% | -2.2% | |
| MFV | MFS SPL VALUE TRsh ben int | $224,000 | -2.2% | 40,190 | 0.0% | 0.04% | -4.3% | |
| DHR | DANAHER CORP DEL | $220,000 | +1.4% | 2,765 | 0.0% | 0.04% | -2.3% | |
| BOE | BLACKROCK GLOBAL OPP EQTY TR | $220,000 | -5.6% | 19,000 | 0.0% | 0.04% | -8.5% | |
| IBMF | ISHARESibonds sep17 etf | $218,000 | 0.0% | 8,000 | 0.0% | 0.04% | -2.3% | |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC | $217,000 | -4.0% | 17,051 | 0.0% | 0.04% | -4.4% | |
| BSCJ | CLAYMORE EXCHANGE TRD FD TRgug bull2019 e | $214,000 | -0.9% | 10,114 | 0.0% | 0.04% | -2.3% | |
| IBMH | ISHARES TRibonds sep19 etf | $203,000 | -1.0% | 8,000 | 0.0% | 0.04% | -2.4% | |
| IBMI | ISHARES TRibonds sep20 etf | $202,000 | -1.9% | 8,000 | 0.0% | 0.04% | -2.4% | |
| IBMJ | ISHARES TRibonds dec21 etf | $202,000 | -2.9% | 8,000 | 0.0% | 0.04% | -4.8% | |
| IBMK | ISHARES TRibonds dec22 etf | $203,000 | -3.8% | 8,000 | 0.0% | 0.04% | -4.8% | |
| CART | CAROLINA TR BANCSHARES INC | $174,000 | +6.7% | 26,750 | 0.0% | 0.03% | +3.0% | |
| JTD | NUVEEN TAX ADVANTAGED DIV GR | $157,000 | -6.0% | 11,250 | 0.0% | 0.03% | -8.8% | |
| NLNK | NEWLINK GENETICS CORP | $105,000 | -31.4% | 10,200 | 0.0% | 0.02% | -32.3% | |
| ASTC | ASTROTECH CORP | $108,000 | -13.6% | 75,977 | 0.0% | 0.02% | -16.0% | |
| COMSTOCK RES INCnote 7.750% 4/0 | $104,000 | +19.5% | 120,000 | 0.0% | 0.02% | +17.6% | ||
| SIRI | SIRIUS XM HLDGS INC | $56,000 | +9.8% | 12,200 | 0.0% | 0.01% | +10.0% | |
| REFR | RESEARCH FRONTIERS INC | $37,000 | -27.5% | 19,800 | 0.0% | 0.01% | -30.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 7.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ALTRIA GROUP INC | 42 | Q3 2023 | 1.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.4% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 0.9% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.5% |
| PEPSICO INC | 42 | Q3 2023 | 0.7% |
| SPDR SER TR | 42 | Q3 2023 | 1.7% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.