$510 Million is the total value of Prospera Financial Services Inc's 384 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 31.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FV | Sell | FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf | $82,266,000 | -4.1% | 3,480,253 | -7.1% | 16.12% | -6.4% |
| SPLV | Sell | POWERSHARES ETF TR IIs&p500 low vol | $28,722,000 | -5.9% | 686,486 | -6.7% | 5.63% | -8.2% |
| PDP | Sell | POWERSHARES ETF TRUSTdwa momentum ptf | $27,903,000 | -6.7% | 658,985 | -6.6% | 5.47% | -9.0% |
| AGG | Sell | ISHARES TRcore us aggbd et | $11,970,000 | -13.5% | 110,183 | -10.5% | 2.34% | -15.6% |
| BX | Buy | BLACKSTONE GROUP L P | $10,801,000 | +67.2% | 355,050 | +40.3% | 2.12% | +63.1% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $7,819,000 | +83.5% | 34,840 | +76.9% | 1.53% | +79.0% |
| CWB | Sell | SPDR SERIES TRUSTblmbrg brc cnvrt | $7,738,000 | -8.2% | 168,126 | -7.5% | 1.52% | -10.4% |
| AAPL | Buy | APPLE INC | $6,789,000 | +17.9% | 58,447 | +14.8% | 1.33% | +15.1% |
| T | Sell | AT&T INC | $6,641,000 | -4.8% | 156,058 | -9.2% | 1.30% | -7.1% |
| JNK | Buy | SPDR SERIES TRUSTbloomberg brclys | $6,526,000 | +1965.2% | 177,722 | +1964.1% | 1.28% | +1930.2% |
| PSK | Sell | SPDR SERIES TRUSTwells fg pfd etf | $6,180,000 | -13.7% | 144,147 | -8.5% | 1.21% | -15.8% |
| SPIB | New | SPDR SERIES TRUSTblombrg brc intr | $5,910,000 | – | 173,575 | +100.0% | 1.16% | – |
| MO | Buy | ALTRIA GROUP INC | $5,813,000 | +8.2% | 85,932 | +1.1% | 1.14% | +5.6% |
| PFF | Sell | ISHARES TRu.s. pfd stk etf | $5,748,000 | -9.9% | 153,327 | -5.1% | 1.13% | -12.1% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $4,802,000 | +21.3% | 58,060 | +17.3% | 0.94% | +18.4% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $4,758,000 | +100.0% | 75,910 | +86.3% | 0.93% | +95.0% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $4,640,000 | +76.6% | 94,803 | +72.4% | 0.91% | +72.2% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $4,594,000 | +312.0% | 196,057 | +239.4% | 0.90% | +301.8% |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $4,559,000 | +66.6% | 60,193 | +55.4% | 0.89% | +62.7% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $4,249,000 | +90.3% | 35,697 | +89.9% | 0.83% | +85.7% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $4,055,000 | +1.6% | 17,813 | -2.8% | 0.79% | -1.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $3,820,000 | +1.2% | 71,180 | -2.0% | 0.75% | -1.3% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $3,626,000 | +61.2% | 71,806 | +52.4% | 0.71% | +57.1% |
| BSJH | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2017 hy | $3,354,000 | +0.7% | 129,907 | +1.0% | 0.66% | -1.8% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $3,305,000 | -0.8% | 41,567 | +0.9% | 0.65% | -3.3% |
| DWIN | Sell | POWERSHARES ETF TR IIdwa tact mlt | $3,258,000 | -3.9% | 118,987 | -2.3% | 0.64% | -6.3% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $3,070,000 | +10.8% | 243,493 | +11.5% | 0.60% | +8.1% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $3,060,000 | +3.4% | 30,983 | -1.9% | 0.60% | +0.8% |
| GE | Buy | GENERAL ELECTRIC CO | $3,018,000 | +48.8% | 95,607 | +39.7% | 0.59% | +45.2% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $2,932,000 | +50.4% | 49,541 | +37.0% | 0.57% | +46.4% |
| BSJI | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2018 hy | $2,776,000 | +0.7% | 110,233 | +1.2% | 0.54% | -1.8% |
| DVY | Buy | ISHARES TRselect divid etf | $2,767,000 | +93.1% | 31,213 | +86.7% | 0.54% | +88.2% |
| FDL | Sell | FIRST TR MORNINGSTAR DIV LEA | $2,722,000 | -14.8% | 97,943 | -16.4% | 0.53% | -17.0% |
| PIE | Sell | POWERSHARES ETF TRUST IIdwa emkt mom ptf | $2,640,000 | -7.9% | 174,539 | -0.6% | 0.52% | -10.2% |
| AMZN | Buy | AMAZON COM INC | $2,597,000 | +10.9% | 3,404 | +21.7% | 0.51% | +8.3% |
| PGF | Sell | POWERSHARES ETF TRUSTfinl pfd ptfl | $2,444,000 | -8.1% | 135,987 | -2.5% | 0.48% | -10.3% |
| PIZ | Buy | POWERSHARES ETF TRUST IIdwa devmktmom pt | $2,431,000 | -6.9% | 111,269 | +0.9% | 0.48% | -9.2% |
| XOM | Sell | EXXON MOBIL CORP | $2,405,000 | -9.0% | 26,891 | -11.2% | 0.47% | -11.3% |
| DUK | Buy | DUKE ENERGY CORP NEW | $2,390,000 | +81.7% | 30,786 | +87.4% | 0.47% | +77.3% |
| IYJ | Buy | ISHARES TRu.s. inds etf | $2,383,000 | +251.0% | 19,707 | +231.8% | 0.47% | +243.4% |
| VNQ | Sell | VANGUARD INDEX FDSreit etf | $2,244,000 | -3.6% | 26,668 | -0.5% | 0.44% | -6.0% |
| IYF | Buy | ISHARES TRu.s. finls etf | $2,228,000 | +150.1% | 21,896 | +121.3% | 0.44% | +143.6% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $2,133,000 | +7.9% | 17,404 | -2.4% | 0.42% | +5.3% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $2,114,000 | +160.0% | 6,989 | +142.8% | 0.41% | +154.0% |
| GILD | Buy | GILEAD SCIENCES INC | $2,068,000 | +71.3% | 28,181 | +84.9% | 0.40% | +67.4% |
| MSFT | Buy | MICROSOFT CORP | $2,016,000 | +11.3% | 32,394 | +3.0% | 0.40% | +8.5% |
| INTC | Buy | INTEL CORP | $2,002,000 | +55.9% | 55,187 | +62.3% | 0.39% | +51.9% |
| FVC | Buy | FIRST TR EXCHANGE TRADED FDdorsey wright | $1,987,000 | +9.8% | 92,050 | +8.5% | 0.39% | +6.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,949,000 | -0.7% | 16,824 | +1.3% | 0.38% | -3.0% |
| CVX | Buy | CHEVRON CORP NEW | $1,860,000 | +22.9% | 15,826 | +7.7% | 0.36% | +19.7% |
| BSJJ | Buy | CLAYMORE EXCHANGE TRD FD TRgug bul 2019 hy | $1,856,000 | +1.7% | 76,850 | +2.1% | 0.36% | -0.8% |
| BIV | Buy | VANGUARD BD INDEX FD INCintermed term | $1,835,000 | -1.1% | 21,984 | +3.9% | 0.36% | -3.8% |
| SDIV | Sell | GLOBAL X FDSglb x superdiv | $1,748,000 | -6.1% | 83,903 | -3.2% | 0.34% | -8.6% |
| FRI | Sell | FIRST TR S&P REIT INDEX FD | $1,741,000 | -29.9% | 74,049 | -27.8% | 0.34% | -31.7% |
| BA | Buy | BOEING CO | $1,722,000 | +137.2% | 11,025 | +100.2% | 0.34% | +130.8% |
| MLPA | Buy | GLOBAL X FDSglbl x mlp etf | $1,691,000 | +46.4% | 146,150 | +47.0% | 0.33% | +42.7% |
| FB | Buy | FACEBOOK INCcl a | $1,677,000 | -8.0% | 14,338 | +0.9% | 0.33% | -10.1% |
| WMT | Buy | WAL-MART STORES INC | $1,641,000 | +45.9% | 23,730 | +52.2% | 0.32% | +42.0% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $1,616,000 | +0.5% | 18,610 | +1.0% | 0.32% | -1.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,531,000 | +65.7% | 17,763 | +28.0% | 0.30% | +61.3% |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $1,511,000 | +1.4% | 180,360 | -2.0% | 0.30% | -1.0% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $1,471,000 | +225.4% | 7,422 | +200.1% | 0.29% | +216.5% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,412,000 | +22.0% | 17,440 | +26.9% | 0.28% | +19.4% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $1,404,000 | -1.3% | 51,796 | +0.6% | 0.28% | -3.8% |
| IYW | New | ISHARES TRu.s. tech etf | $1,403,000 | – | 11,652 | +100.0% | 0.28% | – |
| IYC | Buy | ISHARES TRu.s. cnsm sv etf | $1,404,000 | +382.5% | 9,285 | +368.9% | 0.28% | +374.1% |
| VOO | Buy | VANGUARD INDEX FDS | $1,369,000 | +123.7% | 6,587 | +113.8% | 0.27% | +117.9% |
| EFA | Buy | ISHARES TRmsci eafe etf | $1,351,000 | +0.9% | 22,820 | +0.8% | 0.26% | -1.5% |
| PFE | Buy | PFIZER INC | $1,335,000 | +18.7% | 40,312 | +21.4% | 0.26% | +15.9% |
| ADI | Buy | ANALOG DEVICES INC | $1,326,000 | +194.0% | 18,280 | +161.2% | 0.26% | +185.7% |
| CHY | Sell | CALAMOS CONV & HIGH INCOME F | $1,310,000 | -8.5% | 123,935 | -4.7% | 0.26% | -10.8% |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LP | $1,303,000 | – | 17,205 | +100.0% | 0.26% | – |
| FTSL | Sell | FIRST TR EXCHANGE TRADED FDsenior ln fd | $1,289,000 | -0.2% | 26,555 | -0.3% | 0.25% | -2.3% |
| BAC | Buy | BANK AMER CORP | $1,287,000 | +58.7% | 57,134 | +10.2% | 0.25% | +54.6% |
| PG | Sell | PROCTER AND GAMBLE CO | $1,282,000 | -7.3% | 15,230 | -1.1% | 0.25% | -9.7% |
| COF | New | CAPITAL ONE FINL CORP | $1,276,000 | – | 14,606 | +100.0% | 0.25% | – |
| VPU | Buy | VANGUARD WORLD FDSutilities etf | $1,244,000 | +5.2% | 11,612 | +5.3% | 0.24% | +3.0% |
| ETP | Sell | ENERGY TRANSFER PRTNRS L Punit ltd partn | $1,247,000 | -30.8% | 34,736 | -28.7% | 0.24% | -32.6% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $1,234,000 | -50.1% | 17,693 | -48.5% | 0.24% | -51.3% |
| IYY | Sell | ISHARES TRdow jones us etf | $1,219,000 | +4.6% | 10,727 | -0.1% | 0.24% | +2.1% |
| SHY | Buy | ISHARES TR1-3 yr tr bd etf | $1,217,000 | +85.2% | 14,412 | +86.5% | 0.24% | +80.3% |
| EIDO | Sell | ISHARES TRmsci indonia etf | $1,203,000 | -13.0% | 48,464 | -7.4% | 0.24% | -15.1% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,198,000 | +27.0% | 7,347 | +12.6% | 0.24% | +24.3% |
| NS | Sell | NUSTAR ENERGY LP | $1,195,000 | -46.0% | 23,940 | -46.3% | 0.23% | -47.3% |
| FNX | Buy | FIRST TR MID CAP CORE ALPHAD | $1,171,000 | +20.1% | 20,763 | +12.5% | 0.23% | +16.8% |
| DLR | Buy | DIGITAL RLTY TR INC | $1,158,000 | +241.6% | 11,724 | +235.8% | 0.23% | +233.8% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,144,000 | -8.0% | 1,469 | -8.2% | 0.22% | -10.4% |
| GDXJ | Buy | VANECK VECTORS ETF TRjr gold miners e | $1,088,000 | +77.2% | 29,801 | +114.8% | 0.21% | +73.2% |
| GYLD | Sell | ARROW ETF TRarrow dj glb yld | $1,071,000 | -11.9% | 58,100 | -8.7% | 0.21% | -13.9% |
| ENZL | Sell | ISHARESnw zealnd cp etf | $1,062,000 | -18.6% | 25,944 | -6.9% | 0.21% | -20.6% |
| EPU | Buy | ISHARESall peru cap etf | $1,063,000 | +2.8% | 31,265 | +0.3% | 0.21% | 0.0% |
| ABBV | Buy | ABBVIE INC | $1,058,000 | +0.4% | 16,720 | +0.1% | 0.21% | -2.4% |
| YUM | Buy | YUM BRANDS INC | $1,048,000 | +298.5% | 16,535 | +470.6% | 0.20% | +286.8% |
| GD | Buy | GENERAL DYNAMICS CORP | $1,044,000 | +114.8% | 6,000 | +91.7% | 0.20% | +109.2% |
| PHB | Sell | POWERSHARES ETF TR IIfdm hg yld rafi | $1,045,000 | -1.1% | 55,577 | -0.8% | 0.20% | -3.3% |
| PEY | Buy | POWERSHARES ETF TRUSThi yld eq dvdn | $1,042,000 | +7.8% | 61,495 | +1.0% | 0.20% | +5.2% |
| DIS | Buy | DISNEY WALT CO | $1,040,000 | +31.0% | 9,815 | +14.8% | 0.20% | +28.3% |
| PEP | Sell | PEPSICO INC | $1,041,000 | -16.1% | 9,952 | -12.7% | 0.20% | -18.1% |
| GLD | Sell | SPDR GOLD TRUST | $1,035,000 | -14.2% | 9,304 | -3.1% | 0.20% | -16.1% |
| PAGP | New | PLAINS GP HLDGS L Pltd partnr int a | $1,032,000 | – | 29,762 | +100.0% | 0.20% | – |
| VXF | Buy | VANGUARD INDEX FDSextend mkt etf | $1,006,000 | +55.2% | 10,421 | +46.8% | 0.20% | +51.5% |
| LLY | Buy | LILLY ELI & CO | $993,000 | +1.3% | 13,363 | +9.4% | 0.20% | -1.0% |
| PAA | Sell | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $990,000 | -25.0% | 30,618 | -27.1% | 0.19% | -26.8% |
| TRTN | Buy | TRITON INTL LTDcl a | $974,000 | +38.9% | 54,357 | +2.2% | 0.19% | +35.5% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $961,000 | -9.8% | 11,219 | -11.2% | 0.19% | -12.1% |
| TROW | Buy | PRICE T ROWE GROUP INC | $940,000 | +370.0% | 12,470 | +315.5% | 0.18% | +360.0% |
| SR | New | SPIRE INC | $929,000 | – | 14,376 | +100.0% | 0.18% | – |
| MMM | Sell | 3M CO | $920,000 | -4.6% | 5,162 | -5.5% | 0.18% | -7.2% |
| DWAS | New | POWERSHARES ETF TRUST IIdwa sc momnt ptf | $921,000 | – | 22,808 | +100.0% | 0.18% | – |
| LMBS | Buy | FIRST TR EXCHANGE TRADED FDfst low oppt eft | $915,000 | +47.8% | 17,517 | +48.2% | 0.18% | +44.4% |
| D | Sell | DOMINION RES INC VA NEW | $913,000 | +1.1% | 11,940 | -1.8% | 0.18% | -1.1% |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $905,000 | +2.7% | 23,707 | +3.7% | 0.18% | 0.0% |
| EWZ | Buy | ISHARESmsci brz cap etf | $902,000 | +9.3% | 25,620 | +4.7% | 0.18% | +6.6% |
| WFC | Sell | WELLS FARGO & CO NEW | $892,000 | +24.1% | 16,181 | -0.3% | 0.18% | +21.5% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $890,000 | +11.5% | 24,331 | +14.9% | 0.17% | +8.8% |
| FXH | Buy | FIRST TR EXCHANGE TRADED FDhlth care alph | $875,000 | +48.1% | 15,082 | +55.2% | 0.17% | +43.7% |
| COST | Sell | COSTCO WHSL CORP NEW | $866,000 | +4.6% | 5,380 | -0.8% | 0.17% | +2.4% |
| TIER | Sell | TIER REIT INC | $870,000 | +11.7% | 50,026 | -0.8% | 0.17% | +9.0% |
| XME | New | SPDR SERIES TRUSTs&p metals mng | $837,000 | – | 25,772 | +100.0% | 0.16% | – |
| BSJK | Buy | CLAYMORE EXCHANGE TRD FD TRgug bul 2020 hy | $828,000 | +1.7% | 34,100 | +1.8% | 0.16% | -0.6% |
| JPS | Sell | NUVEEN PREFERRED SECURITIES | $811,000 | -50.4% | 86,450 | -49.3% | 0.16% | -51.7% |
| SIL | New | GLOBAL X FDSglobal x silver | $789,000 | – | 21,115 | +100.0% | 0.16% | – |
| FXN | Buy | FIRST TR EXCHANGE TRADED FDenergy alphadx | $785,000 | +14.3% | 46,615 | +4.6% | 0.15% | +11.6% |
| CAT | Buy | CATERPILLAR INC DEL | $788,000 | +56.7% | 8,495 | +49.9% | 0.15% | +52.5% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $776,000 | +7.8% | 974 | +8.8% | 0.15% | +4.8% |
| FXG | Sell | FIRST TR EXCHANGE TRADED FDconsumr staple | $775,000 | -52.6% | 16,923 | -52.0% | 0.15% | -53.8% |
| IAU | Sell | ISHARES GOLD TRUSTishares | $760,000 | -41.4% | 66,988 | -34.5% | 0.15% | -42.9% |
| SNH | Buy | SENIOR HSG PPTYS TRsh ben int | $740,000 | -16.0% | 39,100 | +0.8% | 0.14% | -18.1% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $735,000 | -5.4% | 18,822 | +4.5% | 0.14% | -7.7% |
| PTF | Sell | POWERSHARES ETF TRUSTtech sect port | $734,000 | -9.9% | 18,380 | -6.2% | 0.14% | -12.2% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $726,000 | -0.7% | 10,422 | -5.3% | 0.14% | -3.4% |
| CSCO | Buy | CISCO SYS INC | $713,000 | +18.0% | 23,613 | +24.0% | 0.14% | +15.7% |
| XBI | New | SPDR SERIES TRUSTs&p biotech | $716,000 | – | 11,495 | +100.0% | 0.14% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $704,000 | -6.9% | 4,218 | -11.3% | 0.14% | -9.2% |
| PM | Sell | PHILIP MORRIS INTL INC | $697,000 | -11.9% | 7,630 | -6.2% | 0.14% | -13.8% |
| IIM | Sell | INVESCO VALUE MUN INCOME TR | $692,000 | -25.4% | 46,600 | -17.7% | 0.14% | -26.9% |
| DI | New | PIMCO ETF TRdiv inc act etf | $689,000 | – | 14,017 | +100.0% | 0.14% | – |
| SPHD | Buy | POWERSHARES ETF TR II | $688,000 | +33.1% | 17,499 | +31.7% | 0.14% | +29.8% |
| AOK | Buy | ISHARESconser alloc etf | $689,000 | +21.7% | 21,050 | +24.2% | 0.14% | +18.4% |
| SBUX | Sell | STARBUCKS CORP | $689,000 | -3.4% | 12,324 | -6.4% | 0.14% | -5.6% |
| FXO | New | FIRST TR EXCHANGE TRADED FDfinls alphadex | $667,000 | – | 24,451 | +100.0% | 0.13% | – |
| ABT | Buy | ABBOTT LABS | $667,000 | +54.4% | 17,062 | +67.0% | 0.13% | +50.6% |
| ET | Sell | ENERGY TRANSFER EQUITY L P | $669,000 | +13.2% | 34,600 | -1.7% | 0.13% | +10.1% |
| NOVN | New | NOVAN INC | $669,000 | – | 24,778 | +100.0% | 0.13% | – |
| MRK | Buy | MERCK & CO INC | $668,000 | +0.6% | 11,275 | +5.9% | 0.13% | -1.5% |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $667,000 | -49.0% | 6,587 | -49.0% | 0.13% | -50.2% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $666,000 | +10.6% | 8,789 | +5.3% | 0.13% | +7.4% |
| FXU | Sell | FIRST TR EXCHANGE TRADED FDutilities alph | $649,000 | -41.6% | 24,108 | -43.8% | 0.13% | -43.0% |
| SO | Sell | SOUTHERN CO | $644,000 | -71.4% | 13,096 | -70.1% | 0.13% | -72.1% |
| FEX | Sell | FIRST TR LRGE CP CORE ALPHA | $636,000 | -2.5% | 12,962 | -7.0% | 0.12% | -4.6% |
| USMV | Sell | ISHARES TRmin vol usa etf | $634,000 | -9.2% | 13,949 | -9.2% | 0.12% | -11.4% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $623,000 | -0.8% | 5,380 | -4.5% | 0.12% | -3.2% |
| IYH | Sell | ISHARES TRus hlthcare etf | $621,000 | -31.5% | 4,215 | -30.1% | 0.12% | -33.0% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $598,000 | +26.7% | 25,606 | +25.9% | 0.12% | +23.2% |
| RTN | Buy | RAYTHEON CO | $599,000 | +41.6% | 4,097 | +32.1% | 0.12% | +37.6% |
| SILJ | New | ETF MANAGERS TRpurefunds ise jr | $597,000 | – | 42,025 | +100.0% | 0.12% | – |
| F | Sell | FORD MTR CO DEL | $590,000 | -6.2% | 47,942 | -8.0% | 0.12% | -7.9% |
| EMLP | Sell | FIRST TR EXCHANGE TRADED FDno amer energy | $588,000 | -3.8% | 23,266 | -3.6% | 0.12% | -6.5% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $589,000 | +17.6% | 3,657 | +2.2% | 0.12% | +13.9% |
| KO | Sell | COCA COLA CO | $584,000 | -13.1% | 14,071 | -11.4% | 0.11% | -15.6% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $581,000 | +9.6% | 5,247 | +0.6% | 0.11% | +7.5% |
| LMT | Buy | LOCKHEED MARTIN CORP | $576,000 | +35.8% | 2,291 | +29.4% | 0.11% | +32.9% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $577,000 | +14.0% | 12,904 | +12.0% | 0.11% | +10.8% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $567,000 | +25.4% | 6,502 | +20.4% | 0.11% | +22.0% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $569,000 | -7.8% | 5,365 | -9.4% | 0.11% | -10.5% |
| VFC | Buy | V F CORP | $555,000 | +5.9% | 10,419 | +11.6% | 0.11% | +3.8% |
| DHS | Buy | WISDOMTREE TRhigh div fd | $552,000 | +62.8% | 8,202 | +60.9% | 0.11% | +58.8% |
| BP | Buy | BP PLCsponsored adr | $553,000 | +9.9% | 14,650 | +2.5% | 0.11% | +6.9% |
| PWV | Sell | POWERSHARES ETF TRUSTdynm lrg cp vl | $552,000 | +3.8% | 16,382 | -3.1% | 0.11% | +0.9% |
| FDX | Sell | FEDEX CORP | $548,000 | +2.0% | 2,910 | -5.4% | 0.11% | -0.9% |
| JPC | Buy | NUVEEN PFD INCOME OPPRTNY FD | $535,000 | +47.0% | 54,415 | +49.6% | 0.10% | +43.8% |
| ACWV | New | ISHARESmin vol gbl etf | $526,000 | – | 7,206 | +100.0% | 0.10% | – |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $525,000 | +1.0% | 101,807 | +1.3% | 0.10% | -1.0% |
| SLB | Sell | SCHLUMBERGER LTD | $524,000 | +2.7% | 6,240 | -3.7% | 0.10% | +1.0% |
| SGDJ | New | ALPS ETF TRsprott jr gld | $517,000 | – | 13,900 | +100.0% | 0.10% | – |
| NSC | Sell | NORFOLK SOUTHERN CORP | $508,000 | +6.1% | 4,687 | -5.0% | 0.10% | +4.2% |
| MCD | Buy | MCDONALDS CORP | $512,000 | +8.2% | 4,230 | +3.3% | 0.10% | +5.3% |
| PSX | Sell | PHILLIPS 66 | $508,000 | -22.9% | 5,877 | -28.1% | 0.10% | -24.2% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $503,000 | +17.5% | 3,720 | +8.2% | 0.10% | +15.1% |
| FXD | Sell | FIRST TR EXCHANGE TRADED FDconsumr discre | $506,000 | -38.5% | 14,220 | -39.1% | 0.10% | -40.0% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $507,000 | -55.2% | 6,379 | -54.6% | 0.10% | -56.4% |
| BBT | Sell | BB&T CORP | $499,000 | +9.2% | 10,626 | -12.4% | 0.10% | +6.5% |
| AWK | Buy | AMERICAN WTR WKS CO INC NEW | $500,000 | +4.6% | 6,870 | +7.5% | 0.10% | +2.1% |
| V | Sell | VISA INC | $502,000 | -23.1% | 6,318 | -19.9% | 0.10% | -25.2% |
| KHC | Sell | KRAFT HEINZ CO | $495,000 | -3.9% | 5,704 | -0.9% | 0.10% | -5.8% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $494,000 | +60.9% | 2,050 | +7.9% | 0.10% | +56.5% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $497,000 | -2.4% | 4,199 | +1.6% | 0.10% | -4.9% |
| RWX | Buy | SPDR INDEX SHS FDSdj intl rl etf | $495,000 | -12.9% | 13,650 | +0.2% | 0.10% | -14.9% |
| PKG | Sell | PACKAGING CORP AMER | $494,000 | -7.5% | 5,829 | -11.3% | 0.10% | -9.3% |
| BLK | Buy | BLACKROCK INC | $492,000 | +123.6% | 1,291 | +112.7% | 0.10% | +118.2% |
| KBE | New | SPDR SERIES TRUSTs&p bk etf | $490,000 | – | 11,222 | +100.0% | 0.10% | – |
| COP | Sell | CONOCOPHILLIPS | $487,000 | -35.0% | 9,678 | -43.8% | 0.10% | -36.7% |
| GLAD | Buy | GLADSTONE CAPITAL CORP | $482,000 | +60.1% | 49,200 | +33.0% | 0.09% | +56.7% |
| FDN | Sell | FIRST TR EXCHANGE TRADED FDdj internt idx | $478,000 | -42.3% | 5,907 | -41.9% | 0.09% | -43.4% |
| NVDA | Buy | NVIDIA CORP | $480,000 | +53.8% | 4,672 | +2.5% | 0.09% | +49.2% |
| MITK | MITEK SYS INC | $480,000 | -20.9% | 73,220 | 0.0% | 0.09% | -23.0% | |
| EMR | Buy | EMERSON ELEC CO | $470,000 | +12.4% | 8,411 | +9.6% | 0.09% | +9.5% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $467,000 | -47.7% | 4,062 | -50.2% | 0.09% | -49.2% |
| QCOM | Sell | QUALCOMM INC | $467,000 | -23.4% | 7,136 | -19.8% | 0.09% | -26.0% |
| NEE | Buy | NEXTERA ENERGY INC | $459,000 | -2.3% | 3,846 | +0.1% | 0.09% | -4.3% |
| USCI | Sell | UNITED STS COMMODITY INDEX F | $456,000 | -15.9% | 11,327 | -13.3% | 0.09% | -18.3% |
| TGT | Sell | TARGET CORP | $450,000 | -1.7% | 6,220 | -6.6% | 0.09% | -4.3% |
| KMI | Buy | KINDER MORGAN INC DEL | $450,000 | -7.2% | 21,216 | +1.2% | 0.09% | -9.3% |
| DWX | New | SPDR INDEX SHS FDSs&p intl etf | $450,000 | – | 12,472 | +100.0% | 0.09% | – |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $442,000 | -47.5% | 11,799 | -47.6% | 0.09% | -48.5% |
| SBIO | New | ALPS ETF TRmed breakthgh | $443,000 | – | 18,275 | +100.0% | 0.09% | – |
| PCI | Buy | PIMCO DYNMIC CREDIT AND MRT | $446,000 | -0.7% | 22,065 | +0.3% | 0.09% | -3.3% |
| CELG | Sell | CELGENE CORP | $440,000 | +8.6% | 3,748 | -3.3% | 0.09% | +6.2% |
| RGI | New | RYDEX ETF TRUSTgug s&p500 eq wt | $438,000 | – | 4,400 | +100.0% | 0.09% | – |
| FBT | Sell | FIRST TR EXCHANGE TRADED FDny arca biotech | $435,000 | -29.6% | 4,765 | -23.1% | 0.08% | -31.5% |
| SHV | Sell | ISHARES TRshrt trs bd etf | $422,000 | -65.4% | 3,830 | -65.3% | 0.08% | -66.1% |
| IDV | Buy | ISHARES TRintl sel div etf | $415,000 | +3.2% | 13,957 | +4.0% | 0.08% | 0.0% |
| LOW | Sell | LOWES COS INC | $409,000 | -23.3% | 5,756 | -21.9% | 0.08% | -25.2% |
| GG | Sell | GOLDCORP INC NEW | $408,000 | -71.8% | 27,309 | -68.8% | 0.08% | -72.5% |
| BGR | Buy | BLACKROCK ENERGY & RES TR | $400,000 | +2.0% | 27,700 | +2.2% | 0.08% | -1.3% |
| DE | Buy | DEERE & CO | $396,000 | +38.9% | 3,843 | +15.0% | 0.08% | +36.8% |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $394,000 | +45.4% | 17,599 | +71.4% | 0.08% | +42.6% |
| SCG | Buy | SCANA CORP NEW | $393,000 | +20.2% | 5,397 | +19.5% | 0.08% | +16.7% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $395,000 | +17.6% | 6,811 | +7.2% | 0.08% | +14.9% |
| GNL | Buy | GLOBAL NET LEASE INC | $395,000 | +66.7% | 50,172 | +72.5% | 0.08% | +60.4% |
| PPL | Sell | PPL CORP | $392,000 | -13.8% | 11,522 | -12.4% | 0.08% | -15.4% |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr | $390,000 | -2.0% | 15,901 | +16.5% | 0.08% | -5.0% |
| BK | BANK NEW YORK MELLON CORP | $390,000 | +20.7% | 8,108 | 0.0% | 0.08% | +16.9% | |
| WM | Buy | WASTE MGMT INC DEL | $385,000 | +20.7% | 5,442 | +8.7% | 0.08% | +17.2% |
| RFDA | New | ALPS ETF TRriverfrnt dymc | $385,000 | – | 14,225 | +100.0% | 0.08% | – |
| HCP | Buy | HCP INC | $385,000 | -18.4% | 12,541 | +0.8% | 0.08% | -21.1% |
| HAL | New | HALLIBURTON CO | $383,000 | – | 6,813 | +100.0% | 0.08% | – |
| HBANP | HUNTINGTON BANCSHARES INCpfd conv ser a | $383,000 | -4.7% | 279 | 0.0% | 0.08% | -7.4% | |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $377,000 | +13.2% | 4,417 | +11.4% | 0.07% | +10.4% |
| SA | SEABRIDGE GOLD INC | $380,000 | -14.8% | 40,457 | 0.0% | 0.07% | -17.8% | |
| FXZ | Sell | FIRST TR EXCHANGE TRADED FDmaterials alph | $377,000 | -44.9% | 10,332 | -48.3% | 0.07% | -46.0% |
| ITA | New | ISHARES TRu.s. aer&def etf | $380,000 | – | 2,665 | +100.0% | 0.07% | – |
| MGK | Sell | VANGUARD WORLD FDmega grwth ind | $367,000 | -1.9% | 4,208 | -1.6% | 0.07% | -4.0% |
| MDT | Sell | MEDTRONIC PLC | $369,000 | -18.4% | 5,186 | -0.9% | 0.07% | -20.9% |
| SGDM | New | ALPS ETF TRsprott gl mine | $370,000 | – | 17,530 | +100.0% | 0.07% | – |
| AMT | Sell | AMERICAN TOWER CORP NEW | $369,000 | -8.7% | 3,492 | -1.9% | 0.07% | -11.1% |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $364,000 | +16.7% | 3,535 | +0.0% | 0.07% | +12.7% |
| LEA | Buy | LEAR CORP | $362,000 | +16.0% | 2,653 | +3.0% | 0.07% | +12.7% |
| IYE | Sell | ISHARES TRu.s. energy etf | $359,000 | -43.4% | 8,589 | -47.1% | 0.07% | -44.9% |
| GIS | Sell | GENERAL MLS INC | $359,000 | -5.3% | 5,778 | -2.6% | 0.07% | -7.9% |
| IPAY | New | ETF MANAGERS TRpurefunds ise mo | $356,000 | – | 13,480 | +100.0% | 0.07% | – |
| ISD | Buy | PRUDENTIAL SHT DURATION HG Y | $354,000 | -2.5% | 22,850 | +0.7% | 0.07% | -5.5% |
| KMB | Buy | KIMBERLY CLARK CORP | $352,000 | +3.2% | 3,079 | +14.2% | 0.07% | +1.5% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $348,000 | -93.4% | 6,720 | -93.2% | 0.07% | -93.6% |
| CHKP | Sell | CHECK POINT SOFTWARE TECH LTord | $346,000 | +2.1% | 3,990 | -8.6% | 0.07% | 0.0% |
| CSFL | Buy | CENTERSTATE BANKS INC | $342,000 | +46.8% | 13,625 | +3.8% | 0.07% | +42.6% |
| SE | Sell | SPECTRA ENERGY CORP | $341,000 | -24.6% | 8,166 | -22.8% | 0.07% | -26.4% |
| OKE | Buy | ONEOK INC NEW | $337,000 | +37.0% | 5,831 | +22.1% | 0.07% | +34.7% |
| AMAT | Buy | APPLIED MATLS INC | $337,000 | +31.6% | 10,457 | +23.3% | 0.07% | +29.4% |
| AXP | Buy | AMERICAN EXPRESS CO | $339,000 | +21.9% | 4,558 | +5.0% | 0.07% | +17.9% |
| TROV | Sell | TROVAGENE INC | $338,000 | -50.2% | 147,125 | -2.6% | 0.07% | -51.5% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $327,000 | -3.3% | 1,964 | -10.0% | 0.06% | -5.9% |
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $329,000 | -55.5% | 5,421 | -55.1% | 0.06% | -56.8% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $323,000 | -0.9% | 17,034 | +0.0% | 0.06% | -3.1% |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $322,000 | -6.1% | 9,750 | 0.0% | 0.06% | -8.7% | |
| FTSM | Sell | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $323,000 | -30.7% | 5,383 | -30.8% | 0.06% | -33.0% |
| HD | Sell | HOME DEPOT INC | $324,000 | -27.4% | 2,418 | -30.3% | 0.06% | -30.0% |
| NKE | Sell | NIKE INCcl b | $316,000 | -5.1% | 6,135 | -2.9% | 0.06% | -7.5% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $310,000 | +38.4% | 2,249 | +24.4% | 0.06% | +35.6% |
| AMGN | Sell | AMGEN INC | $309,000 | -48.0% | 2,071 | -41.8% | 0.06% | -48.7% |
| MLM | New | MARTIN MARIETTA MATLS INC | $310,000 | – | 1,370 | +100.0% | 0.06% | – |
| LYB | Buy | LYONDELLBASELL INDUSTRIES N | $310,000 | +14.8% | 3,495 | +4.3% | 0.06% | +13.0% |
| PBT | Sell | PERMIAN BASIN RTY TRunit ben int | $311,000 | +8.0% | 40,300 | -2.4% | 0.06% | +5.2% |
| URA | New | GLOBAL X FDSglobal x uranium | $309,000 | – | 21,840 | +100.0% | 0.06% | – |
| NUE | New | NUCOR CORP | $312,000 | – | 5,147 | +100.0% | 0.06% | – |
| NGG | Sell | NATIONAL GRID PLCspon adr new | $305,000 | -29.7% | 5,226 | -14.3% | 0.06% | -31.0% |
| PXD | PIONEER NAT RES CO | $304,000 | -1.6% | 1,662 | 0.0% | 0.06% | -3.2% | |
| AZO | Sell | AUTOZONE INC | $305,000 | -18.2% | 386 | -20.6% | 0.06% | -20.0% |
| VT | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $306,000 | +0.3% | 5,014 | 0.0% | 0.06% | -1.6% | |
| FXR | New | FIRST TR EXCHANGE TRADED FDindls prod dur | $305,000 | – | 9,205 | +100.0% | 0.06% | – |
| FSK | New | FS INVT CORP | $300,000 | – | 28,805 | +100.0% | 0.06% | – |
| QTEC | New | FIRST TR NASDAQ100 TECH INDE | $295,000 | – | 5,527 | +100.0% | 0.06% | – |
| TIP | Buy | ISHARES TRtips bd etf | $296,000 | +12.1% | 2,599 | +14.8% | 0.06% | +9.4% |
| CXP | COLUMBIA PPTY TR INC | $298,000 | -2.0% | 13,573 | 0.0% | 0.06% | -4.9% | |
| IBB | New | ISHARES TRnasdq biotec etf | $297,000 | – | 1,102 | +100.0% | 0.06% | – |
| BIIB | Buy | BIOGEN INC | $291,000 | +3.6% | 1,003 | +11.7% | 0.06% | +1.8% |
| RIG | Sell | TRANSOCEAN LTD | $291,000 | +41.3% | 19,302 | -0.2% | 0.06% | +39.0% |
| VCR | Sell | VANGUARD WORLD FDSconsum dis etf | $293,000 | -13.1% | 2,266 | -15.5% | 0.06% | -16.2% |
| GDV | Buy | GABELLI DIVD & INCOME TR | $292,000 | +10.2% | 14,560 | +5.4% | 0.06% | +7.5% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $286,000 | – | 7,786 | +100.0% | 0.06% | – |
| CAG | CONAGRA BRANDS INC | $287,000 | -16.3% | 7,274 | 0.0% | 0.06% | -18.8% | |
| HYLS | Buy | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $286,000 | -0.3% | 5,923 | +0.3% | 0.06% | -3.4% |
| DTN | Buy | WISDOMTREE TRdiv ex-finl fd | $284,000 | +2.2% | 3,540 | +0.2% | 0.06% | 0.0% |
| RAI | Buy | REYNOLDS AMERICAN INC | $280,000 | +33.3% | 5,040 | +13.0% | 0.06% | +31.0% |
| FEYE | Sell | FIREEYE INC | $280,000 | -18.1% | 22,207 | -4.3% | 0.06% | -20.3% |
| ARNCPRB | New | ARCONIC INCpfd conv b ser 1 | $278,000 | – | 8,561 | +100.0% | 0.05% | – |
| FN | New | FABRINET | $278,000 | – | 7,570 | +100.0% | 0.05% | – |
| JCI | Sell | JOHNSON CTLS INTL PLC | $269,000 | -22.5% | 6,474 | -13.2% | 0.05% | -24.3% |
| CB | Sell | CHUBB LIMITED | $269,000 | +2.3% | 2,048 | -2.2% | 0.05% | 0.0% |
| OKS | ONEOK PARTNERS LPunit ltd partn | $272,000 | +7.9% | 6,297 | 0.0% | 0.05% | +3.9% | |
| IP | Sell | INTL PAPER CO | $273,000 | +6.2% | 5,142 | -4.1% | 0.05% | +1.9% |
| IWV | ISHARES TRrussell 3000 etf | $272,000 | +4.6% | 2,029 | 0.0% | 0.05% | +1.9% | |
| SHW | Sell | SHERWIN WILLIAMS CO | $268,000 | -19.0% | 982 | -18.0% | 0.05% | -19.7% |
| BSCI | CLAYMORE EXCHANGE TRD FD TRgug bull2018 e | $265,000 | -0.7% | 12,515 | 0.0% | 0.05% | -3.7% | |
| GLU | GABELLI GLOBL UTIL & INCOME | $259,000 | -8.2% | 15,400 | 0.0% | 0.05% | -10.5% | |
| DPZ | New | DOMINOS PIZZA INC | $255,000 | – | 1,566 | +100.0% | 0.05% | – |
| CVS | Sell | CVS HEALTH CORP | $255,000 | -16.9% | 3,211 | -6.8% | 0.05% | -19.4% |
| BSCH | Sell | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017 | $251,000 | -13.1% | 11,108 | -12.9% | 0.05% | -15.5% |
| BGY | Sell | BLACKROCK INTL GRWTH & INC T | $251,000 | -7.0% | 45,475 | -0.2% | 0.05% | -9.3% |
| DOW | Sell | DOW CHEM CO | $248,000 | +1.2% | 4,323 | -8.5% | 0.05% | 0.0% |
| HDV | Sell | ISHARES TRcore high dv etf | $249,000 | -7.8% | 3,017 | -9.0% | 0.05% | -9.3% |
| IBMG | Buy | ISHARES TRibonds sep18 etf | $249,000 | +7.3% | 9,797 | +8.0% | 0.05% | +4.3% |
| BDX | Sell | BECTON DICKINSON & CO | $251,000 | -14.3% | 1,519 | -6.6% | 0.05% | -16.9% |
| USB | Sell | US BANCORP DEL | $244,000 | +16.7% | 4,770 | -2.0% | 0.05% | +14.3% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $245,000 | +13.4% | 1 | 0.0% | 0.05% | +11.6% | |
| LUMN | New | CENTURYLINK INC | $243,000 | – | 10,113 | +100.0% | 0.05% | – |
| C | New | CITIGROUP INC | $245,000 | – | 4,109 | +100.0% | 0.05% | – |
| SYY | Sell | SYSCO CORP | $243,000 | -31.5% | 4,388 | -39.5% | 0.05% | -32.4% |
| CBI | New | CHICAGO BRIDGE & IRON CO N V | $239,000 | – | 7,380 | +100.0% | 0.05% | – |
| IFV | Sell | FIRST TR EXCHANGE TRADED FDdorsey wright | $239,000 | -4.8% | 13,856 | -3.7% | 0.05% | -6.0% |
| DY | New | DYCOM INDS INC | $241,000 | – | 3,000 | +100.0% | 0.05% | – |
| SOXX | Buy | ISHARES TRphlx semicnd etf | $241,000 | +17.0% | 1,975 | +8.2% | 0.05% | +14.6% |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $238,000 | – | 12,084 | +100.0% | 0.05% | – |
| ETN | Sell | EATON CORP PLC | $237,000 | -1.7% | 3,535 | -3.4% | 0.05% | -4.2% |
| TFI | Sell | SPDR SER TRnuveen brc munic | $236,000 | -19.5% | 4,949 | -15.4% | 0.05% | -22.0% |
| LB | Sell | L BRANDS INC | $234,000 | -14.3% | 3,764 | -2.6% | 0.05% | -16.4% |
| CTRV | Sell | CONTRAVIR PHARMACEUTICALS IN | $236,000 | +14.0% | 184,100 | -5.0% | 0.05% | +9.5% |
| FPE | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $235,000 | -2.9% | 12,380 | 0.0% | 0.05% | -6.1% | |
| OPK | Sell | OPKO HEALTH INC | $233,000 | -27.0% | 25,820 | -14.2% | 0.05% | -28.1% |
| MUB | Sell | ISHARES TRnational mun etf | $229,000 | -77.5% | 2,116 | -76.5% | 0.04% | -77.9% |
| DBB | New | POWERSHS DB MULTI SECT COMMdb base metals | $231,000 | – | 15,343 | +100.0% | 0.04% | – |
| CIF | MFS INTERMEDIATE HIGH INC FDsh ben int | $230,000 | +0.9% | 89,085 | 0.0% | 0.04% | -2.2% | |
| NCV | Buy | ALLIANZGI CONV & INCOME FD | $231,000 | -1.3% | 36,131 | +4.3% | 0.04% | -4.3% |
| UNM | New | UNUM GROUP | $228,000 | – | 5,137 | +100.0% | 0.04% | – |
| DBE | New | POWERSHS DB MULTI SECT COMMdb energy fund | $231,000 | – | 16,971 | +100.0% | 0.04% | – |
| NIE | Buy | ALLIANZGI EQUITY & CONV INCO | $227,000 | +0.9% | 12,298 | +2.3% | 0.04% | -2.2% |
| ECL | Sell | ECOLAB INC | $227,000 | -4.6% | 1,932 | -1.1% | 0.04% | -8.3% |
| CLX | Sell | CLOROX CO DEL | $227,000 | -26.3% | 1,880 | -23.5% | 0.04% | -29.0% |
| PHK | Sell | PIMCO HIGH INCOME FD | $225,000 | -42.3% | 24,483 | -37.4% | 0.04% | -43.6% |
| MFV | MFS SPL VALUE TRsh ben int | $224,000 | -2.2% | 40,190 | 0.0% | 0.04% | -4.3% | |
| AGN | New | ALLERGAN PLC | $227,000 | – | 1,056 | +100.0% | 0.04% | – |
| DHR | DANAHER CORP DEL | $220,000 | +1.4% | 2,765 | 0.0% | 0.04% | -2.3% | |
| BOE | BLACKROCK GLOBAL OPP EQTY TR | $220,000 | -5.6% | 19,000 | 0.0% | 0.04% | -8.5% | |
| IBMF | ISHARESibonds sep17 etf | $218,000 | 0.0% | 8,000 | 0.0% | 0.04% | -2.3% | |
| SNV | New | SYNOVUS FINL CORP | $220,000 | – | 5,313 | +100.0% | 0.04% | – |
| BXMX | NUVEEN S&P 500 BUY-WRITE INC | $217,000 | -4.0% | 17,051 | 0.0% | 0.04% | -4.4% | |
| RFFC | New | ALPS ETF TRriverfrnt flex | $219,000 | – | 7,972 | +100.0% | 0.04% | – |
| UNP | Buy | UNION PAC CORP | $222,000 | +8.3% | 2,156 | +2.8% | 0.04% | +4.9% |
| ATVI | Sell | ACTIVISION BLIZZARD INC | $216,000 | -21.5% | 5,718 | -7.8% | 0.04% | -23.6% |
| APC | New | ANADARKO PETE CORP | $213,000 | – | 3,062 | +100.0% | 0.04% | – |
| GPRO | Sell | GOPRO INCcl a | $214,000 | -64.0% | 22,915 | -35.7% | 0.04% | -64.7% |
| BSCJ | CLAYMORE EXCHANGE TRD FD TRgug bull2019 e | $214,000 | -0.9% | 10,114 | 0.0% | 0.04% | -2.3% | |
| PRFZ | New | POWERSHARES ETF TRUSTftse us1500 sm | $215,000 | – | 1,867 | +100.0% | 0.04% | – |
| BACPRL | Sell | BANK AMER CORP7.25%cnv pfd l | $207,000 | -8.4% | 175 | -5.4% | 0.04% | -8.9% |
| MON | Sell | MONSANTO CO NEW | $207,000 | -16.9% | 1,968 | -19.3% | 0.04% | -18.0% |
| AMJ | New | JPMORGAN CHASE & COalerian ml etn | $208,000 | – | 6,565 | +100.0% | 0.04% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $207,000 | – | 2,502 | +100.0% | 0.04% | – |
| DDD | Sell | 3-D SYS CORP DEL | $208,000 | -61.0% | 14,580 | -51.0% | 0.04% | -61.7% |
| CACI | New | CACI INTL INCcl a | $211,000 | – | 1,689 | +100.0% | 0.04% | – |
| AVGO | Sell | BROADCOM LTD | $211,000 | -13.9% | 1,205 | -15.2% | 0.04% | -16.3% |
| GRA | New | GRACE W R & CO DEL NEW | $208,000 | – | 3,000 | +100.0% | 0.04% | – |
| ICF | Sell | ISHARES TRcohen&steer reit | $206,000 | -8.8% | 2,052 | -4.9% | 0.04% | -11.1% |
| IBMH | ISHARES TRibonds sep19 etf | $203,000 | -1.0% | 8,000 | 0.0% | 0.04% | -2.4% | |
| DG | Sell | DOLLAR GEN CORP NEW | $206,000 | -13.1% | 2,765 | -18.3% | 0.04% | -16.7% |
| IBMI | ISHARES TRibonds sep20 etf | $202,000 | -1.9% | 8,000 | 0.0% | 0.04% | -2.4% | |
| MDM | Sell | MOUNTAIN PROV DIAMONDS INC | $206,000 | -60.5% | 40,000 | -59.8% | 0.04% | -61.9% |
| IBMJ | ISHARES TRibonds dec21 etf | $202,000 | -2.9% | 8,000 | 0.0% | 0.04% | -4.8% | |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $204,000 | -1.4% | 3,580 | +366.8% | 0.04% | -4.8% |
| IBMK | ISHARES TRibonds dec22 etf | $203,000 | -3.8% | 8,000 | 0.0% | 0.04% | -4.8% | |
| NOC | Sell | NORTHROP GRUMMAN CORP | $200,000 | -1.5% | 854 | -10.0% | 0.04% | -4.9% |
| PGX | New | POWERSHARES ETF TR IIpfd portfolio | $200,000 | – | 13,991 | +100.0% | 0.04% | – |
| FTGC | New | FIRST TR EXCHAN TRADED FD VIfst tr glb fd | $200,000 | – | 9,728 | +100.0% | 0.04% | – |
| TWTR | New | TWITTER INC | $174,000 | – | 10,208 | +100.0% | 0.03% | – |
| CART | CAROLINA TR BANCSHARES INC | $174,000 | +6.7% | 26,750 | 0.0% | 0.03% | +3.0% | |
| CHK | New | CHESAPEAKE ENERGY CORP | $169,000 | – | 23,610 | +100.0% | 0.03% | – |
| VGM | New | INVESCO TR INVT GRADE MUNS | $159,000 | – | 12,507 | +100.0% | 0.03% | – |
| JTD | NUVEEN TAX ADVANTAGED DIV GR | $157,000 | -6.0% | 11,250 | 0.0% | 0.03% | -8.8% | |
| TIPT | Sell | TIPTREE FINL INCcl a | $156,000 | -13.8% | 25,330 | -17.1% | 0.03% | -13.9% |
| NLY | Buy | ANNALY CAP MGMT INC | $152,000 | +3.4% | 15,177 | +8.5% | 0.03% | 0.0% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $153,000 | -17.7% | 15,962 | -9.2% | 0.03% | -18.9% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $142,000 | +15.4% | 10,431 | -8.2% | 0.03% | +12.0% |
| SDRL | Buy | SEADRILL LIMITED | $142,000 | +215.6% | 40,500 | +114.8% | 0.03% | +211.1% |
| NYMT | Buy | NEW YORK MTG TR INC | $136,000 | +10.6% | 20,505 | +0.5% | 0.03% | +8.0% |
| SRC | New | SPIRIT RLTY CAP INC NEW | $112,000 | – | 10,270 | +100.0% | 0.02% | – |
| NLNK | NEWLINK GENETICS CORP | $105,000 | -31.4% | 10,200 | 0.0% | 0.02% | -32.3% | |
| ASTC | ASTROTECH CORP | $108,000 | -13.6% | 75,977 | 0.0% | 0.02% | -16.0% | |
| New | JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $101,000 | – | 100,000 | +100.0% | 0.02% | – | |
| COMSTOCK RES INCnote 7.750% 4/0 | $104,000 | +19.5% | 120,000 | 0.0% | 0.02% | +17.6% | ||
| NOK | Buy | NOKIA CORPsponsored adr | $98,000 | -10.1% | 19,994 | +6.3% | 0.02% | -13.6% |
| WIN | New | WINDSTREAM HLDGS INC | $82,000 | – | 10,467 | +100.0% | 0.02% | – |
| AXAS | Sell | ABRAXAS PETE CORP | $57,000 | +42.5% | 20,000 | -14.9% | 0.01% | +37.5% |
| SIRI | SIRIUS XM HLDGS INC | $56,000 | +9.8% | 12,200 | 0.0% | 0.01% | +10.0% | |
| REFR | RESEARCH FRONTIERS INC | $37,000 | -27.5% | 19,800 | 0.0% | 0.01% | -30.0% | |
| New | LIBERTY MEDIA CORPdeb 4.000%11/1 | $16,000 | – | 30,000 | +100.0% | 0.00% | – | |
| GCVRZ | Exit | SANOFIright 12/31/2020 | $0 | – | -20,000 | -100.0% | -0.00% | – |
| VNRSQ | Exit | VANGUARD NAT RES LLC | $0 | – | -12,495 | -100.0% | -0.00% | – |
| UEC | Exit | URANIUM ENERGY CORP | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | LIBERTY MEDIA CORPdeb 4.000%11/1 | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| XBKS | Exit | XENITH BANKSHARES INC NEW | $0 | – | -17,036 | -100.0% | -0.01% | – |
| Exit | JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| S | Exit | SPRINT CORP | $0 | – | -15,000 | -100.0% | -0.02% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRUSTunit | $0 | – | -11,466 | -100.0% | -0.02% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -6,281 | -100.0% | -0.04% | – |
| NEA | Exit | NUVEEN AMT FREE QLTY MUN INC | $0 | – | -13,485 | -100.0% | -0.04% | – |
| LH | Exit | LABORATORY CORP AMER HLDGS | $0 | – | -1,502 | -100.0% | -0.04% | – |
| EPHE | Exit | ISHARES TRmsci philips etf | $0 | – | -5,603 | -100.0% | -0.04% | – |
| EMB | Exit | ISHARES TRjp mor em mk etf | $0 | – | -1,790 | -100.0% | -0.04% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -4,163 | -100.0% | -0.04% | – |
| FBZ | Exit | FIRST TR EXCH TRD ALPHA FD Ibrazil alpha | $0 | – | -15,060 | -100.0% | -0.04% | – |
| ACAD | Exit | ACADIA PHARMACEUTICALS INC | $0 | – | -6,642 | -100.0% | -0.04% | – |
| ALK | Exit | ALASKA AIR GROUP INC | $0 | – | -3,283 | -100.0% | -0.04% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INC | $0 | – | -500 | -100.0% | -0.04% | – |
| EMLC | Exit | VANECK VECTORS ETF TRjp morgan mkts | $0 | – | -11,416 | -100.0% | -0.04% | – |
| FKO | Exit | FIRST TR EXCH TRD ALPHA FD Isth korea alph | $0 | – | -9,309 | -100.0% | -0.05% | – |
| FRT | Exit | FEDERAL REALTY INVT TRsh ben int new | $0 | – | -1,500 | -100.0% | -0.05% | – |
| SLW | Exit | SILVER WHEATON CORP | $0 | – | -9,002 | -100.0% | -0.05% | – |
| DBS | Exit | POWERSHS DB MULTI SECT COMMdb silver fund | $0 | – | -8,323 | -100.0% | -0.05% | – |
| HBAN | Exit | HUNTINGTON BANCSHARES INC | $0 | – | -25,433 | -100.0% | -0.05% | – |
| WRK | Exit | WESTROCK CO | $0 | – | -5,139 | -100.0% | -0.05% | – |
| XLRE | Exit | SELECT SECTOR SPDR TRrl est sel sec | $0 | – | -7,968 | -100.0% | -0.05% | – |
| VO | Exit | VANGUARD INDEX FDSmid cap etf | $0 | – | -2,000 | -100.0% | -0.05% | – |
| UAA | Exit | UNDER ARMOUR INCcl a | $0 | – | -7,101 | -100.0% | -0.06% | – |
| FCG | Exit | FIRST TR EXCHANGE TRADED FDise revere nat | $0 | – | -10,302 | -100.0% | -0.06% | – |
| DBP | Exit | POWERSHS DB MULTI SECT COMMdb prec mtls | $0 | – | -6,780 | -100.0% | -0.06% | – |
| BSCG | Exit | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2016 | $0 | – | -12,650 | -100.0% | -0.06% | – |
| AAPRB | Exit | ALCOA INC | $0 | – | -8,950 | -100.0% | -0.06% | – |
| NEAR | Exit | ISHARES U S ETF TRsht mat bd etf | $0 | – | -5,830 | -100.0% | -0.06% | – |
| IYK | Exit | ISHARES TRu.s. cnsm gd etf | $0 | – | -2,688 | -100.0% | -0.06% | – |
| SH | Exit | PROSHARES TRshort s&p 500 ne | $0 | – | -8,372 | -100.0% | -0.06% | – |
| HDS | Exit | HD SUPPLY HLDGS INC | $0 | – | -10,000 | -100.0% | -0.06% | – |
| IEI | Exit | ISHARES TR3-7 yr tr bd etf | $0 | – | -2,530 | -100.0% | -0.06% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -3,266 | -100.0% | -0.06% | – |
| MDU | Exit | MDU RES GROUP INC | $0 | – | -12,775 | -100.0% | -0.06% | – |
| VHT | Exit | VANGUARD WORLD FDShealth car etf | $0 | – | -2,651 | -100.0% | -0.07% | – |
| USO | Exit | UNITED STATES OIL FUND LPunits | $0 | – | -35,200 | -100.0% | -0.08% | – |
| VDC | Exit | VANGUARD WORLD FDSconsum stp etf | $0 | – | -2,802 | -100.0% | -0.08% | – |
| DWTR | Exit | POWERSHARES ETF TR IIdwa tctl sctr | $0 | – | -15,540 | -100.0% | -0.08% | – |
| IAG | Exit | IAMGOLD CORP | $0 | – | -98,150 | -100.0% | -0.08% | – |
| WTMF | Exit | WISDOMTREE TRfutre strat fd | $0 | – | -9,550 | -100.0% | -0.08% | – |
| IEF | Exit | ISHARES TR7-10 y tr bd etf | $0 | – | -3,920 | -100.0% | -0.09% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -5,049 | -100.0% | -0.10% | – |
| VV | Exit | VANGUARD INDEX FDSlarge cap etf | $0 | – | -5,850 | -100.0% | -0.12% | – |
| PAGP | Exit | PLAINS GP HLDGS L P | $0 | – | -46,080 | -100.0% | -0.12% | – |
| UNG | Exit | UNITED STATES NATL GAS FUNDunit par $0.001 | $0 | – | -71,270 | -100.0% | -0.12% | – |
| FDT | Exit | FIRST TR EXCH TRD ALPHA FD Idev mrk ex us | $0 | – | -19,421 | -100.0% | -0.19% | – |
| REM | Exit | ISHARES TRmrg rl es cp etf | $0 | – | -186,533 | -100.0% | -0.39% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -16,792 | -100.0% | -0.46% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -48,766 | -100.0% | -0.48% | – |
| BSJG | Exit | CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy | $0 | – | -105,671 | -100.0% | -0.55% | – |
| EBND | Exit | SPDR SERIES TRUSTbrcly em locl | $0 | – | -247,797 | -100.0% | -1.41% | – |
| SPTL | Exit | SPDR SERIES TRUSTbrclys lg trs et | $0 | – | -91,341 | -100.0% | -1.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 7.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ALTRIA GROUP INC | 42 | Q3 2023 | 1.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.4% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 0.9% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.5% |
| PEPSICO INC | 42 | Q3 2023 | 0.7% |
| SPDR SER TR | 42 | Q3 2023 | 1.7% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.