$510 Million is the total value of Prospera Financial Services Inc's 384 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GCVRZ | Exit | SANOFIright 12/31/2020 | $0 | – | -20,000 | -100.0% | -0.00% | – |
| VNRSQ | Exit | VANGUARD NAT RES LLC | $0 | – | -12,495 | -100.0% | -0.00% | – |
| UEC | Exit | URANIUM ENERGY CORP | $0 | – | -10,000 | -100.0% | -0.00% | – |
| Exit | LIBERTY MEDIA CORPdeb 4.000%11/1 | $0 | – | -30,000 | -100.0% | -0.00% | – | |
| XBKS | Exit | XENITH BANKSHARES INC NEW | $0 | – | -17,036 | -100.0% | -0.01% | – |
| Exit | JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $0 | – | -100,000 | -100.0% | -0.02% | – | |
| S | Exit | SPRINT CORP | $0 | – | -15,000 | -100.0% | -0.02% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRUSTunit | $0 | – | -11,466 | -100.0% | -0.02% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -6,281 | -100.0% | -0.04% | – |
| NEA | Exit | NUVEEN AMT FREE QLTY MUN INC | $0 | – | -13,485 | -100.0% | -0.04% | – |
| LH | Exit | LABORATORY CORP AMER HLDGS | $0 | – | -1,502 | -100.0% | -0.04% | – |
| EPHE | Exit | ISHARES TRmsci philips etf | $0 | – | -5,603 | -100.0% | -0.04% | – |
| EMB | Exit | ISHARES TRjp mor em mk etf | $0 | – | -1,790 | -100.0% | -0.04% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -4,163 | -100.0% | -0.04% | – |
| FBZ | Exit | FIRST TR EXCH TRD ALPHA FD Ibrazil alpha | $0 | – | -15,060 | -100.0% | -0.04% | – |
| ACAD | Exit | ACADIA PHARMACEUTICALS INC | $0 | – | -6,642 | -100.0% | -0.04% | – |
| ALK | Exit | ALASKA AIR GROUP INC | $0 | – | -3,283 | -100.0% | -0.04% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INC | $0 | – | -500 | -100.0% | -0.04% | – |
| EMLC | Exit | VANECK VECTORS ETF TRjp morgan mkts | $0 | – | -11,416 | -100.0% | -0.04% | – |
| FKO | Exit | FIRST TR EXCH TRD ALPHA FD Isth korea alph | $0 | – | -9,309 | -100.0% | -0.05% | – |
| FRT | Exit | FEDERAL REALTY INVT TRsh ben int new | $0 | – | -1,500 | -100.0% | -0.05% | – |
| SLW | Exit | SILVER WHEATON CORP | $0 | – | -9,002 | -100.0% | -0.05% | – |
| DBS | Exit | POWERSHS DB MULTI SECT COMMdb silver fund | $0 | – | -8,323 | -100.0% | -0.05% | – |
| HBAN | Exit | HUNTINGTON BANCSHARES INC | $0 | – | -25,433 | -100.0% | -0.05% | – |
| WRK | Exit | WESTROCK CO | $0 | – | -5,139 | -100.0% | -0.05% | – |
| XLRE | Exit | SELECT SECTOR SPDR TRrl est sel sec | $0 | – | -7,968 | -100.0% | -0.05% | – |
| VO | Exit | VANGUARD INDEX FDSmid cap etf | $0 | – | -2,000 | -100.0% | -0.05% | – |
| UAA | Exit | UNDER ARMOUR INCcl a | $0 | – | -7,101 | -100.0% | -0.06% | – |
| FCG | Exit | FIRST TR EXCHANGE TRADED FDise revere nat | $0 | – | -10,302 | -100.0% | -0.06% | – |
| DBP | Exit | POWERSHS DB MULTI SECT COMMdb prec mtls | $0 | – | -6,780 | -100.0% | -0.06% | – |
| BSCG | Exit | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2016 | $0 | – | -12,650 | -100.0% | -0.06% | – |
| AAPRB | Exit | ALCOA INC | $0 | – | -8,950 | -100.0% | -0.06% | – |
| NEAR | Exit | ISHARES U S ETF TRsht mat bd etf | $0 | – | -5,830 | -100.0% | -0.06% | – |
| IYK | Exit | ISHARES TRu.s. cnsm gd etf | $0 | – | -2,688 | -100.0% | -0.06% | – |
| SH | Exit | PROSHARES TRshort s&p 500 ne | $0 | – | -8,372 | -100.0% | -0.06% | – |
| HDS | Exit | HD SUPPLY HLDGS INC | $0 | – | -10,000 | -100.0% | -0.06% | – |
| IEI | Exit | ISHARES TR3-7 yr tr bd etf | $0 | – | -2,530 | -100.0% | -0.06% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -3,266 | -100.0% | -0.06% | – |
| MDU | Exit | MDU RES GROUP INC | $0 | – | -12,775 | -100.0% | -0.06% | – |
| VHT | Exit | VANGUARD WORLD FDShealth car etf | $0 | – | -2,651 | -100.0% | -0.07% | – |
| USO | Exit | UNITED STATES OIL FUND LPunits | $0 | – | -35,200 | -100.0% | -0.08% | – |
| VDC | Exit | VANGUARD WORLD FDSconsum stp etf | $0 | – | -2,802 | -100.0% | -0.08% | – |
| DWTR | Exit | POWERSHARES ETF TR IIdwa tctl sctr | $0 | – | -15,540 | -100.0% | -0.08% | – |
| IAG | Exit | IAMGOLD CORP | $0 | – | -98,150 | -100.0% | -0.08% | – |
| WTMF | Exit | WISDOMTREE TRfutre strat fd | $0 | – | -9,550 | -100.0% | -0.08% | – |
| IEF | Exit | ISHARES TR7-10 y tr bd etf | $0 | – | -3,920 | -100.0% | -0.09% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -5,049 | -100.0% | -0.10% | – |
| VV | Exit | VANGUARD INDEX FDSlarge cap etf | $0 | – | -5,850 | -100.0% | -0.12% | – |
| PAGP | Exit | PLAINS GP HLDGS L P | $0 | – | -46,080 | -100.0% | -0.12% | – |
| UNG | Exit | UNITED STATES NATL GAS FUNDunit par $0.001 | $0 | – | -71,270 | -100.0% | -0.12% | – |
| FDT | Exit | FIRST TR EXCH TRD ALPHA FD Idev mrk ex us | $0 | – | -19,421 | -100.0% | -0.19% | – |
| REM | Exit | ISHARES TRmrg rl es cp etf | $0 | – | -186,533 | -100.0% | -0.39% | – |
| TLT | Exit | ISHARES TR20 yr tr bd etf | $0 | – | -16,792 | -100.0% | -0.46% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -48,766 | -100.0% | -0.48% | – |
| BSJG | Exit | CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy | $0 | – | -105,671 | -100.0% | -0.55% | – |
| EBND | Exit | SPDR SERIES TRUSTbrcly em locl | $0 | – | -247,797 | -100.0% | -1.41% | – |
| SPTL | Exit | SPDR SERIES TRUSTbrclys lg trs et | $0 | – | -91,341 | -100.0% | -1.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 7.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ALTRIA GROUP INC | 42 | Q3 2023 | 1.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.4% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 0.9% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.5% |
| PEPSICO INC | 42 | Q3 2023 | 0.7% |
| SPDR SER TR | 42 | Q3 2023 | 1.7% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.