Prospera Financial Services Inc

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$510 Million is the total value of Prospera Financial Services Inc's 384 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 28.2% .

All

			Value		Shares		↓ Weighting
FV	Sell	FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf	$82,266,000	-4.1%	3,480,253	-7.1%	16.12%	-6.4%
SPLV	Sell	POWERSHARES ETF TR IIs&p500 low vol	$28,722,000	-5.9%	686,486	-6.7%	5.63%	-8.2%
PDP	Sell	POWERSHARES ETF TRUSTdwa momentum ptf	$27,903,000	-6.7%	658,985	-6.6%	5.47%	-9.0%
AGG	Sell	ISHARES TRcore us aggbd et	$11,970,000	-13.5%	110,183	-10.5%	2.34%	-15.6%
CWB	Sell	SPDR SERIES TRUSTblmbrg brc cnvrt	$7,738,000	-8.2%	168,126	-7.5%	1.52%	-10.4%
T	Sell	AT&T INC	$6,641,000	-4.8%	156,058	-9.2%	1.30%	-7.1%
PSK	Sell	SPDR SERIES TRUSTwells fg pfd etf	$6,180,000	-13.7%	144,147	-8.5%	1.21%	-15.8%
PFF	Sell	ISHARES TRu.s. pfd stk etf	$5,748,000	-9.9%	153,327	-5.1%	1.13%	-12.1%
IVV	Sell	ISHARES TRcore s&p500 etf	$4,055,000	+1.6%	17,813	-2.8%	0.79%	-1.0%
VZ	Sell	VERIZON COMMUNICATIONS INC	$3,820,000	+1.2%	71,180	-2.0%	0.75%	-1.3%
DWIN	Sell	POWERSHARES ETF TR IIdwa tact mlt	$3,258,000	-3.9%	118,987	-2.3%	0.64%	-6.3%
VOE	Sell	VANGUARD INDEX FDSmcap vl idxvip	$3,060,000	+3.4%	30,983	-1.9%	0.60%	+0.8%
FDL	Sell	FIRST TR MORNINGSTAR DIV LEA	$2,722,000	-14.8%	97,943	-16.4%	0.53%	-17.0%
PIE	Sell	POWERSHARES ETF TRUST IIdwa emkt mom ptf	$2,640,000	-7.9%	174,539	-0.6%	0.52%	-10.2%
PGF	Sell	POWERSHARES ETF TRUSTfinl pfd ptfl	$2,444,000	-8.1%	135,987	-2.5%	0.48%	-10.3%
XOM	Sell	EXXON MOBIL CORP	$2,405,000	-9.0%	26,891	-11.2%	0.47%	-11.3%
VNQ	Sell	VANGUARD INDEX FDSreit etf	$2,244,000	-3.6%	26,668	-0.5%	0.44%	-6.0%
VBR	Sell	VANGUARD INDEX FDSsm cp val etf	$2,133,000	+7.9%	17,404	-2.4%	0.42%	+5.3%
SDIV	Sell	GLOBAL X FDSglb x superdiv	$1,748,000	-6.1%	83,903	-3.2%	0.34%	-8.6%
FRI	Sell	FIRST TR S&P REIT INDEX FD	$1,741,000	-29.9%	74,049	-27.8%	0.34%	-31.7%
PSEC	Sell	PROSPECT CAPITAL CORPORATION	$1,511,000	+1.4%	180,360	-2.0%	0.30%	-1.0%
CHY	Sell	CALAMOS CONV & HIGH INCOME F	$1,310,000	-8.5%	123,935	-4.7%	0.26%	-10.8%
FTSL	Sell	FIRST TR EXCHANGE TRADED FDsenior ln fd	$1,289,000	-0.2%	26,555	-0.3%	0.25%	-2.3%
PG	Sell	PROCTER AND GAMBLE CO	$1,282,000	-7.3%	15,230	-1.1%	0.25%	-9.7%
ETP	Sell	ENERGY TRANSFER PRTNRS L Punit ltd partn	$1,247,000	-30.8%	34,736	-28.7%	0.24%	-32.6%
XLV	Sell	SELECT SECTOR SPDR TRsbi healthcare	$1,234,000	-50.1%	17,693	-48.5%	0.24%	-51.3%
IYY	Sell	ISHARES TRdow jones us etf	$1,219,000	+4.6%	10,727	-0.1%	0.24%	+2.1%
EIDO	Sell	ISHARES TRmsci indonia etf	$1,203,000	-13.0%	48,464	-7.4%	0.24%	-15.1%
NS	Sell	NUSTAR ENERGY LP	$1,195,000	-46.0%	23,940	-46.3%	0.23%	-47.3%
GOOG	Sell	ALPHABET INCcap stk cl c	$1,144,000	-8.0%	1,469	-8.2%	0.22%	-10.4%
GYLD	Sell	ARROW ETF TRarrow dj glb yld	$1,071,000	-11.9%	58,100	-8.7%	0.21%	-13.9%
ENZL	Sell	ISHARESnw zealnd cp etf	$1,062,000	-18.6%	25,944	-6.9%	0.21%	-20.6%
PHB	Sell	POWERSHARES ETF TR IIfdm hg yld rafi	$1,045,000	-1.1%	55,577	-0.8%	0.20%	-3.3%
PEP	Sell	PEPSICO INC	$1,041,000	-16.1%	9,952	-12.7%	0.20%	-18.1%
GLD	Sell	SPDR GOLD TRUST	$1,035,000	-14.2%	9,304	-3.1%	0.20%	-16.1%
PAA	Sell	PLAINS ALL AMERN PIPELINE Lunit ltd partn	$990,000	-25.0%	30,618	-27.1%	0.19%	-26.8%
SDY	Sell	SPDR SERIES TRUSTs&p divid etf	$961,000	-9.8%	11,219	-11.2%	0.19%	-12.1%
MMM	Sell	3M CO	$920,000	-4.6%	5,162	-5.5%	0.18%	-7.2%
D	Sell	DOMINION RES INC VA NEW	$913,000	+1.1%	11,940	-1.8%	0.18%	-1.1%
WFC	Sell	WELLS FARGO & CO NEW	$892,000	+24.1%	16,181	-0.3%	0.18%	+21.5%
COST	Sell	COSTCO WHSL CORP NEW	$866,000	+4.6%	5,380	-0.8%	0.17%	+2.4%
TIER	Sell	TIER REIT INC	$870,000	+11.7%	50,026	-0.8%	0.17%	+9.0%
JPS	Sell	NUVEEN PREFERRED SECURITIES	$811,000	-50.4%	86,450	-49.3%	0.16%	-51.7%
FXG	Sell	FIRST TR EXCHANGE TRADED FDconsumr staple	$775,000	-52.6%	16,923	-52.0%	0.15%	-53.8%
IAU	Sell	ISHARES GOLD TRUSTishares	$760,000	-41.4%	66,988	-34.5%	0.15%	-42.9%
PTF	Sell	POWERSHARES ETF TRUSTtech sect port	$734,000	-9.9%	18,380	-6.2%	0.14%	-12.2%
CMCSA	Sell	COMCAST CORP NEWcl a	$726,000	-0.7%	10,422	-5.3%	0.14%	-3.4%
IBM	Sell	INTERNATIONAL BUSINESS MACHS	$704,000	-6.9%	4,218	-11.3%	0.14%	-9.2%
PM	Sell	PHILIP MORRIS INTL INC	$697,000	-11.9%	7,630	-6.2%	0.14%	-13.8%
IIM	Sell	INVESCO VALUE MUN INCOME TR	$692,000	-25.4%	46,600	-17.7%	0.14%	-26.9%
SBUX	Sell	STARBUCKS CORP	$689,000	-3.4%	12,324	-6.4%	0.14%	-5.6%
ET	Sell	ENERGY TRANSFER EQUITY L P	$669,000	+13.2%	34,600	-1.7%	0.13%	+10.1%
MINT	Sell	PIMCO ETF TRenhan shrt ma ac	$667,000	-49.0%	6,587	-49.0%	0.13%	-50.2%
FXU	Sell	FIRST TR EXCHANGE TRADED FDutilities alph	$649,000	-41.6%	24,108	-43.8%	0.13%	-43.0%
SO	Sell	SOUTHERN CO	$644,000	-71.4%	13,096	-70.1%	0.13%	-72.1%
FEX	Sell	FIRST TR LRGE CP CORE ALPHA	$636,000	-2.5%	12,962	-7.0%	0.12%	-4.6%
USMV	Sell	ISHARES TRmin vol usa etf	$634,000	-9.2%	13,949	-9.2%	0.12%	-11.4%
VTI	Sell	VANGUARD INDEX FDStotal stk mkt	$623,000	-0.8%	5,380	-4.5%	0.12%	-3.2%
IYH	Sell	ISHARES TRus hlthcare etf	$621,000	-31.5%	4,215	-30.1%	0.12%	-33.0%
F	Sell	FORD MTR CO DEL	$590,000	-6.2%	47,942	-8.0%	0.12%	-7.9%
EMLP	Sell	FIRST TR EXCHANGE TRADED FDno amer energy	$588,000	-3.8%	23,266	-3.6%	0.12%	-6.5%
KO	Sell	COCA COLA CO	$584,000	-13.1%	14,071	-11.4%	0.11%	-15.6%
IWF	Sell	ISHARES TRrus 1000 grw etf	$569,000	-7.8%	5,365	-9.4%	0.11%	-10.5%
PWV	Sell	POWERSHARES ETF TRUSTdynm lrg cp vl	$552,000	+3.8%	16,382	-3.1%	0.11%	+0.9%
FDX	Sell	FEDEX CORP	$548,000	+2.0%	2,910	-5.4%	0.11%	-0.9%
SLB	Sell	SCHLUMBERGER LTD	$524,000	+2.7%	6,240	-3.7%	0.10%	+1.0%
NSC	Sell	NORFOLK SOUTHERN CORP	$508,000	+6.1%	4,687	-5.0%	0.10%	+4.2%
PSX	Sell	PHILLIPS 66	$508,000	-22.9%	5,877	-28.1%	0.10%	-24.2%
FXD	Sell	FIRST TR EXCHANGE TRADED FDconsumr discre	$506,000	-38.5%	14,220	-39.1%	0.10%	-40.0%
VCSH	Sell	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$507,000	-55.2%	6,379	-54.6%	0.10%	-56.4%
BBT	Sell	BB&T CORP	$499,000	+9.2%	10,626	-12.4%	0.10%	+6.5%
V	Sell	VISA INC	$502,000	-23.1%	6,318	-19.9%	0.10%	-25.2%
KHC	Sell	KRAFT HEINZ CO	$495,000	-3.9%	5,704	-0.9%	0.10%	-5.8%
PKG	Sell	PACKAGING CORP AMER	$494,000	-7.5%	5,829	-11.3%	0.10%	-9.3%
COP	Sell	CONOCOPHILLIPS	$487,000	-35.0%	9,678	-43.8%	0.10%	-36.7%
FDN	Sell	FIRST TR EXCHANGE TRADED FDdj internt idx	$478,000	-42.3%	5,907	-41.9%	0.09%	-43.4%
UPS	Sell	UNITED PARCEL SERVICE INCcl b	$467,000	-47.7%	4,062	-50.2%	0.09%	-49.2%
QCOM	Sell	QUALCOMM INC	$467,000	-23.4%	7,136	-19.8%	0.09%	-26.0%
USCI	Sell	UNITED STS COMMODITY INDEX F	$456,000	-15.9%	11,327	-13.3%	0.09%	-18.3%
TGT	Sell	TARGET CORP	$450,000	-1.7%	6,220	-6.6%	0.09%	-4.3%
VEA	Sell	VANGUARD TAX MANAGED INTL FDftse dev mkt etf	$442,000	-47.5%	11,799	-47.6%	0.09%	-48.5%
CELG	Sell	CELGENE CORP	$440,000	+8.6%	3,748	-3.3%	0.09%	+6.2%
FBT	Sell	FIRST TR EXCHANGE TRADED FDny arca biotech	$435,000	-29.6%	4,765	-23.1%	0.08%	-31.5%
SHV	Sell	ISHARES TRshrt trs bd etf	$422,000	-65.4%	3,830	-65.3%	0.08%	-66.1%
LOW	Sell	LOWES COS INC	$409,000	-23.3%	5,756	-21.9%	0.08%	-25.2%
GG	Sell	GOLDCORP INC NEW	$408,000	-71.8%	27,309	-68.8%	0.08%	-72.5%
PPL	Sell	PPL CORP	$392,000	-13.8%	11,522	-12.4%	0.08%	-15.4%
FXZ	Sell	FIRST TR EXCHANGE TRADED FDmaterials alph	$377,000	-44.9%	10,332	-48.3%	0.07%	-46.0%
MGK	Sell	VANGUARD WORLD FDmega grwth ind	$367,000	-1.9%	4,208	-1.6%	0.07%	-4.0%
MDT	Sell	MEDTRONIC PLC	$369,000	-18.4%	5,186	-0.9%	0.07%	-20.9%
AMT	Sell	AMERICAN TOWER CORP NEW	$369,000	-8.7%	3,492	-1.9%	0.07%	-11.1%
IYE	Sell	ISHARES TRu.s. energy etf	$359,000	-43.4%	8,589	-47.1%	0.07%	-44.9%
GIS	Sell	GENERAL MLS INC	$359,000	-5.3%	5,778	-2.6%	0.07%	-7.9%
XLP	Sell	SELECT SECTOR SPDR TRsbi cons stpls	$348,000	-93.4%	6,720	-93.2%	0.07%	-93.6%
CHKP	Sell	CHECK POINT SOFTWARE TECH LTord	$346,000	+2.1%	3,990	-8.6%	0.07%	0.0%
SE	Sell	SPECTRA ENERGY CORP	$341,000	-24.6%	8,166	-22.8%	0.07%	-26.4%
TROV	Sell	TROVAGENE INC	$338,000	-50.2%	147,125	-2.6%	0.07%	-51.5%
IJH	Sell	ISHARES TRcore s&p mcp etf	$327,000	-3.3%	1,964	-10.0%	0.06%	-5.9%
VGSH	Sell	VANGUARD SCOTTSDALE FDSshtrm gvt bd etf	$329,000	-55.5%	5,421	-55.1%	0.06%	-56.8%
FTSM	Sell	FIRST TR EXCHANGE TRADED FDfirst tr enh new	$323,000	-30.7%	5,383	-30.8%	0.06%	-33.0%
HD	Sell	HOME DEPOT INC	$324,000	-27.4%	2,418	-30.3%	0.06%	-30.0%
NKE	Sell	NIKE INCcl b	$316,000	-5.1%	6,135	-2.9%	0.06%	-7.5%
AMGN	Sell	AMGEN INC	$309,000	-48.0%	2,071	-41.8%	0.06%	-48.7%
PBT	Sell	PERMIAN BASIN RTY TRunit ben int	$311,000	+8.0%	40,300	-2.4%	0.06%	+5.2%
NGG	Sell	NATIONAL GRID PLCspon adr new	$305,000	-29.7%	5,226	-14.3%	0.06%	-31.0%
AZO	Sell	AUTOZONE INC	$305,000	-18.2%	386	-20.6%	0.06%	-20.0%
RIG	Sell	TRANSOCEAN LTD	$291,000	+41.3%	19,302	-0.2%	0.06%	+39.0%
VCR	Sell	VANGUARD WORLD FDSconsum dis etf	$293,000	-13.1%	2,266	-15.5%	0.06%	-16.2%
FEYE	Sell	FIREEYE INC	$280,000	-18.1%	22,207	-4.3%	0.06%	-20.3%
JCI	Sell	JOHNSON CTLS INTL PLC	$269,000	-22.5%	6,474	-13.2%	0.05%	-24.3%
CB	Sell	CHUBB LIMITED	$269,000	+2.3%	2,048	-2.2%	0.05%	0.0%
IP	Sell	INTL PAPER CO	$273,000	+6.2%	5,142	-4.1%	0.05%	+1.9%
SHW	Sell	SHERWIN WILLIAMS CO	$268,000	-19.0%	982	-18.0%	0.05%	-19.7%
CVS	Sell	CVS HEALTH CORP	$255,000	-16.9%	3,211	-6.8%	0.05%	-19.4%
BSCH	Sell	CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017	$251,000	-13.1%	11,108	-12.9%	0.05%	-15.5%
BGY	Sell	BLACKROCK INTL GRWTH & INC T	$251,000	-7.0%	45,475	-0.2%	0.05%	-9.3%
DOW	Sell	DOW CHEM CO	$248,000	+1.2%	4,323	-8.5%	0.05%	0.0%
HDV	Sell	ISHARES TRcore high dv etf	$249,000	-7.8%	3,017	-9.0%	0.05%	-9.3%
BDX	Sell	BECTON DICKINSON & CO	$251,000	-14.3%	1,519	-6.6%	0.05%	-16.9%
USB	Sell	US BANCORP DEL	$244,000	+16.7%	4,770	-2.0%	0.05%	+14.3%
SYY	Sell	SYSCO CORP	$243,000	-31.5%	4,388	-39.5%	0.05%	-32.4%
IFV	Sell	FIRST TR EXCHANGE TRADED FDdorsey wright	$239,000	-4.8%	13,856	-3.7%	0.05%	-6.0%
ETN	Sell	EATON CORP PLC	$237,000	-1.7%	3,535	-3.4%	0.05%	-4.2%
TFI	Sell	SPDR SER TRnuveen brc munic	$236,000	-19.5%	4,949	-15.4%	0.05%	-22.0%
LB	Sell	L BRANDS INC	$234,000	-14.3%	3,764	-2.6%	0.05%	-16.4%
CTRV	Sell	CONTRAVIR PHARMACEUTICALS IN	$236,000	+14.0%	184,100	-5.0%	0.05%	+9.5%
OPK	Sell	OPKO HEALTH INC	$233,000	-27.0%	25,820	-14.2%	0.05%	-28.1%
MUB	Sell	ISHARES TRnational mun etf	$229,000	-77.5%	2,116	-76.5%	0.04%	-77.9%
ECL	Sell	ECOLAB INC	$227,000	-4.6%	1,932	-1.1%	0.04%	-8.3%
CLX	Sell	CLOROX CO DEL	$227,000	-26.3%	1,880	-23.5%	0.04%	-29.0%
PHK	Sell	PIMCO HIGH INCOME FD	$225,000	-42.3%	24,483	-37.4%	0.04%	-43.6%
ATVI	Sell	ACTIVISION BLIZZARD INC	$216,000	-21.5%	5,718	-7.8%	0.04%	-23.6%
GPRO	Sell	GOPRO INCcl a	$214,000	-64.0%	22,915	-35.7%	0.04%	-64.7%
BACPRL	Sell	BANK AMER CORP7.25%cnv pfd l	$207,000	-8.4%	175	-5.4%	0.04%	-8.9%
MON	Sell	MONSANTO CO NEW	$207,000	-16.9%	1,968	-19.3%	0.04%	-18.0%
DDD	Sell	3-D SYS CORP DEL	$208,000	-61.0%	14,580	-51.0%	0.04%	-61.7%
AVGO	Sell	BROADCOM LTD	$211,000	-13.9%	1,205	-15.2%	0.04%	-16.3%
ICF	Sell	ISHARES TRcohen&steer reit	$206,000	-8.8%	2,052	-4.9%	0.04%	-11.1%
DG	Sell	DOLLAR GEN CORP NEW	$206,000	-13.1%	2,765	-18.3%	0.04%	-16.7%
MDM	Sell	MOUNTAIN PROV DIAMONDS INC	$206,000	-60.5%	40,000	-59.8%	0.04%	-61.9%
NOC	Sell	NORTHROP GRUMMAN CORP	$200,000	-1.5%	854	-10.0%	0.04%	-4.9%
TIPT	Sell	TIPTREE FINL INCcl a	$156,000	-13.8%	25,330	-17.1%	0.03%	-13.9%
NUV	Sell	NUVEEN MUN VALUE FD INC	$153,000	-17.7%	15,962	-9.2%	0.03%	-18.9%
FCX	Sell	FREEPORT-MCMORAN INCcl b	$142,000	+15.4%	10,431	-8.2%	0.03%	+12.0%
AXAS	Sell	ABRAXAS PETE CORP	$57,000	+42.5%	20,000	-14.9%	0.01%	+37.5%
GCVRZ	Exit	SANOFIright 12/31/2020	$0	–	-20,000	-100.0%	-0.00%	–
VNRSQ	Exit	VANGUARD NAT RES LLC	$0	–	-12,495	-100.0%	-0.00%	–
UEC	Exit	URANIUM ENERGY CORP	$0	–	-10,000	-100.0%	-0.00%	–
	Exit	LIBERTY MEDIA CORPdeb 4.000%11/1	$0	–	-30,000	-100.0%	-0.00%	–
XBKS	Exit	XENITH BANKSHARES INC NEW	$0	–	-17,036	-100.0%	-0.01%	–
	Exit	JEFFERIES GROUP INC NEWdbcv 3.875%11/0	$0	–	-100,000	-100.0%	-0.02%	–
S	Exit	SPRINT CORP	$0	–	-15,000	-100.0%	-0.02%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRUSTunit	$0	–	-11,466	-100.0%	-0.02%	–
GM	Exit	GENERAL MTRS CO	$0	–	-6,281	-100.0%	-0.04%	–
NEA	Exit	NUVEEN AMT FREE QLTY MUN INC	$0	–	-13,485	-100.0%	-0.04%	–
LH	Exit	LABORATORY CORP AMER HLDGS	$0	–	-1,502	-100.0%	-0.04%	–
EPHE	Exit	ISHARES TRmsci philips etf	$0	–	-5,603	-100.0%	-0.04%	–
EMB	Exit	ISHARES TRjp mor em mk etf	$0	–	-1,790	-100.0%	-0.04%	–
RDSA	Exit	ROYAL DUTCH SHELL PLCspons adr a	$0	–	-4,163	-100.0%	-0.04%	–
FBZ	Exit	FIRST TR EXCH TRD ALPHA FD Ibrazil alpha	$0	–	-15,060	-100.0%	-0.04%	–
ACAD	Exit	ACADIA PHARMACEUTICALS INC	$0	–	-6,642	-100.0%	-0.04%	–
ALK	Exit	ALASKA AIR GROUP INC	$0	–	-3,283	-100.0%	-0.04%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INC	$0	–	-500	-100.0%	-0.04%	–
EMLC	Exit	VANECK VECTORS ETF TRjp morgan mkts	$0	–	-11,416	-100.0%	-0.04%	–
FKO	Exit	FIRST TR EXCH TRD ALPHA FD Isth korea alph	$0	–	-9,309	-100.0%	-0.05%	–
FRT	Exit	FEDERAL REALTY INVT TRsh ben int new	$0	–	-1,500	-100.0%	-0.05%	–
SLW	Exit	SILVER WHEATON CORP	$0	–	-9,002	-100.0%	-0.05%	–
DBS	Exit	POWERSHS DB MULTI SECT COMMdb silver fund	$0	–	-8,323	-100.0%	-0.05%	–
HBAN	Exit	HUNTINGTON BANCSHARES INC	$0	–	-25,433	-100.0%	-0.05%	–
WRK	Exit	WESTROCK CO	$0	–	-5,139	-100.0%	-0.05%	–
XLRE	Exit	SELECT SECTOR SPDR TRrl est sel sec	$0	–	-7,968	-100.0%	-0.05%	–
VO	Exit	VANGUARD INDEX FDSmid cap etf	$0	–	-2,000	-100.0%	-0.05%	–
UAA	Exit	UNDER ARMOUR INCcl a	$0	–	-7,101	-100.0%	-0.06%	–
FCG	Exit	FIRST TR EXCHANGE TRADED FDise revere nat	$0	–	-10,302	-100.0%	-0.06%	–
DBP	Exit	POWERSHS DB MULTI SECT COMMdb prec mtls	$0	–	-6,780	-100.0%	-0.06%	–
BSCG	Exit	CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2016	$0	–	-12,650	-100.0%	-0.06%	–
AAPRB	Exit	ALCOA INC	$0	–	-8,950	-100.0%	-0.06%	–
NEAR	Exit	ISHARES U S ETF TRsht mat bd etf	$0	–	-5,830	-100.0%	-0.06%	–
IYK	Exit	ISHARES TRu.s. cnsm gd etf	$0	–	-2,688	-100.0%	-0.06%	–
SH	Exit	PROSHARES TRshort s&p 500 ne	$0	–	-8,372	-100.0%	-0.06%	–
HDS	Exit	HD SUPPLY HLDGS INC	$0	–	-10,000	-100.0%	-0.06%	–
IEI	Exit	ISHARES TR3-7 yr tr bd etf	$0	–	-2,530	-100.0%	-0.06%	–
NFLX	Exit	NETFLIX INC	$0	–	-3,266	-100.0%	-0.06%	–
MDU	Exit	MDU RES GROUP INC	$0	–	-12,775	-100.0%	-0.06%	–
VHT	Exit	VANGUARD WORLD FDShealth car etf	$0	–	-2,651	-100.0%	-0.07%	–
USO	Exit	UNITED STATES OIL FUND LPunits	$0	–	-35,200	-100.0%	-0.08%	–
VDC	Exit	VANGUARD WORLD FDSconsum stp etf	$0	–	-2,802	-100.0%	-0.08%	–
DWTR	Exit	POWERSHARES ETF TR IIdwa tctl sctr	$0	–	-15,540	-100.0%	-0.08%	–
IAG	Exit	IAMGOLD CORP	$0	–	-98,150	-100.0%	-0.08%	–
WTMF	Exit	WISDOMTREE TRfutre strat fd	$0	–	-9,550	-100.0%	-0.08%	–
IEF	Exit	ISHARES TR7-10 y tr bd etf	$0	–	-3,920	-100.0%	-0.09%	–
PPG	Exit	PPG INDS INC	$0	–	-5,049	-100.0%	-0.10%	–
VV	Exit	VANGUARD INDEX FDSlarge cap etf	$0	–	-5,850	-100.0%	-0.12%	–
PAGP	Exit	PLAINS GP HLDGS L P	$0	–	-46,080	-100.0%	-0.12%	–
UNG	Exit	UNITED STATES NATL GAS FUNDunit par $0.001	$0	–	-71,270	-100.0%	-0.12%	–
FDT	Exit	FIRST TR EXCH TRD ALPHA FD Idev mrk ex us	$0	–	-19,421	-100.0%	-0.19%	–
REM	Exit	ISHARES TRmrg rl es cp etf	$0	–	-186,533	-100.0%	-0.39%	–
TLT	Exit	ISHARES TR20 yr tr bd etf	$0	–	-16,792	-100.0%	-0.46%	–
XLU	Exit	SELECT SECTOR SPDR TRsbi int-utils	$0	–	-48,766	-100.0%	-0.48%	–
BSJG	Exit	CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy	$0	–	-105,671	-100.0%	-0.55%	–
EBND	Exit	SPDR SERIES TRUSTbrcly em locl	$0	–	-247,797	-100.0%	-1.41%	–
SPTL	Exit	SPDR SERIES TRUSTbrclys lg trs et	$0	–	-91,341	-100.0%	-1.45%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2017-01-11

Signatures

The EDGAR filing(s) were signed by:

Sonia Biasatti — Compliance Analyst

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SELECT SECTOR SPDR TR	42	Q3 2023	7.0%
ISHARES TR	42	Q3 2023	2.6%
ALTRIA GROUP INC	42	Q3 2023	1.4%
VERIZON COMMUNICATIONS INC	42	Q3 2023	1.4%
VANGUARD BD INDEX FDS	42	Q3 2023	1.2%
CHEVRON CORP NEW	42	Q3 2023	0.9%
ISHARES TR	42	Q3 2023	1.1%
SELECT SECTOR SPDR TR	42	Q3 2023	1.5%
PEPSICO INC	42	Q3 2023	0.7%
SPDR SER TR	42	Q3 2023	1.7%

View Prospera Financial Services Inc's complete holdings history.

Latest significant ownerships (13-D/G)

Prospera Financial Services Inc Q4 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
ALPS ETF Trust	June 02, 2017	10	12.0%
ALPS ETF Trust	June 02, 2017	10	12.0%
ALPS ETF Trust	June 02, 2017	10	12.0%
First Trust Exchange-Traded Fund III	May 11, 2017	10	12.0%
FIRST TRUST EXCHANGE-TRADED FUND VI	May 11, 2017	10	12.0%
PowerShares Exchange-Traded Fund Trust II^{Sold out}	May 11, 2017	0	0.0%
POWERSHARES DB SILVER FUND	September 09, 2016	10	12.0%
SPDR SERIES TRUST	September 09, 2016	10	12.0%
Probe Mines Ltd	May 01, 2015	616,348	1.8%
FIRST TRUST EXCHANGE-TRADED FUND VI	September 22, 2014	1,211,443	4.8%

View Prospera Financial Services Inc's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
13F-HR	2023-11-13
13F-HR	2023-08-08
13F-HR	2023-05-12
13F-HR	2023-02-08
13F-HR	2022-10-27
13F-HR	2022-08-08
13F-HR	2022-05-04
13F-HR	2022-02-10
13F-HR	2021-11-12

View Prospera Financial Services Inc's complete filings history.

All filings

View complete filings history.

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