$510 Million is the total value of Prospera Financial Services Inc's 384 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPIB | New | SPDR SERIES TRUSTblombrg brc intr | $5,910,000 | – | 173,575 | +100.0% | 1.16% | – |
| IYW | New | ISHARES TRu.s. tech etf | $1,403,000 | – | 11,652 | +100.0% | 0.28% | – |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LP | $1,303,000 | – | 17,205 | +100.0% | 0.26% | – |
| COF | New | CAPITAL ONE FINL CORP | $1,276,000 | – | 14,606 | +100.0% | 0.25% | – |
| PAGP | New | PLAINS GP HLDGS L Pltd partnr int a | $1,032,000 | – | 29,762 | +100.0% | 0.20% | – |
| SR | New | SPIRE INC | $929,000 | – | 14,376 | +100.0% | 0.18% | – |
| DWAS | New | POWERSHARES ETF TRUST IIdwa sc momnt ptf | $921,000 | – | 22,808 | +100.0% | 0.18% | – |
| XME | New | SPDR SERIES TRUSTs&p metals mng | $837,000 | – | 25,772 | +100.0% | 0.16% | – |
| SIL | New | GLOBAL X FDSglobal x silver | $789,000 | – | 21,115 | +100.0% | 0.16% | – |
| XBI | New | SPDR SERIES TRUSTs&p biotech | $716,000 | – | 11,495 | +100.0% | 0.14% | – |
| DI | New | PIMCO ETF TRdiv inc act etf | $689,000 | – | 14,017 | +100.0% | 0.14% | – |
| FXO | New | FIRST TR EXCHANGE TRADED FDfinls alphadex | $667,000 | – | 24,451 | +100.0% | 0.13% | – |
| NOVN | New | NOVAN INC | $669,000 | – | 24,778 | +100.0% | 0.13% | – |
| SILJ | New | ETF MANAGERS TRpurefunds ise jr | $597,000 | – | 42,025 | +100.0% | 0.12% | – |
| ACWV | New | ISHARESmin vol gbl etf | $526,000 | – | 7,206 | +100.0% | 0.10% | – |
| SGDJ | New | ALPS ETF TRsprott jr gld | $517,000 | – | 13,900 | +100.0% | 0.10% | – |
| KBE | New | SPDR SERIES TRUSTs&p bk etf | $490,000 | – | 11,222 | +100.0% | 0.10% | – |
| DWX | New | SPDR INDEX SHS FDSs&p intl etf | $450,000 | – | 12,472 | +100.0% | 0.09% | – |
| SBIO | New | ALPS ETF TRmed breakthgh | $443,000 | – | 18,275 | +100.0% | 0.09% | – |
| RGI | New | RYDEX ETF TRUSTgug s&p500 eq wt | $438,000 | – | 4,400 | +100.0% | 0.09% | – |
| RFDA | New | ALPS ETF TRriverfrnt dymc | $385,000 | – | 14,225 | +100.0% | 0.08% | – |
| HAL | New | HALLIBURTON CO | $383,000 | – | 6,813 | +100.0% | 0.08% | – |
| ITA | New | ISHARES TRu.s. aer&def etf | $380,000 | – | 2,665 | +100.0% | 0.07% | – |
| SGDM | New | ALPS ETF TRsprott gl mine | $370,000 | – | 17,530 | +100.0% | 0.07% | – |
| IPAY | New | ETF MANAGERS TRpurefunds ise mo | $356,000 | – | 13,480 | +100.0% | 0.07% | – |
| MLM | New | MARTIN MARIETTA MATLS INC | $310,000 | – | 1,370 | +100.0% | 0.06% | – |
| URA | New | GLOBAL X FDSglobal x uranium | $309,000 | – | 21,840 | +100.0% | 0.06% | – |
| NUE | New | NUCOR CORP | $312,000 | – | 5,147 | +100.0% | 0.06% | – |
| FXR | New | FIRST TR EXCHANGE TRADED FDindls prod dur | $305,000 | – | 9,205 | +100.0% | 0.06% | – |
| FSK | New | FS INVT CORP | $300,000 | – | 28,805 | +100.0% | 0.06% | – |
| QTEC | New | FIRST TR NASDAQ100 TECH INDE | $295,000 | – | 5,527 | +100.0% | 0.06% | – |
| IBB | New | ISHARES TRnasdq biotec etf | $297,000 | – | 1,102 | +100.0% | 0.06% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $286,000 | – | 7,786 | +100.0% | 0.06% | – |
| ARNCPRB | New | ARCONIC INCpfd conv b ser 1 | $278,000 | – | 8,561 | +100.0% | 0.05% | – |
| FN | New | FABRINET | $278,000 | – | 7,570 | +100.0% | 0.05% | – |
| DPZ | New | DOMINOS PIZZA INC | $255,000 | – | 1,566 | +100.0% | 0.05% | – |
| LUMN | New | CENTURYLINK INC | $243,000 | – | 10,113 | +100.0% | 0.05% | – |
| C | New | CITIGROUP INC | $245,000 | – | 4,109 | +100.0% | 0.05% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N V | $239,000 | – | 7,380 | +100.0% | 0.05% | – |
| DY | New | DYCOM INDS INC | $241,000 | – | 3,000 | +100.0% | 0.05% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $238,000 | – | 12,084 | +100.0% | 0.05% | – |
| DBB | New | POWERSHS DB MULTI SECT COMMdb base metals | $231,000 | – | 15,343 | +100.0% | 0.04% | – |
| UNM | New | UNUM GROUP | $228,000 | – | 5,137 | +100.0% | 0.04% | – |
| DBE | New | POWERSHS DB MULTI SECT COMMdb energy fund | $231,000 | – | 16,971 | +100.0% | 0.04% | – |
| AGN | New | ALLERGAN PLC | $227,000 | – | 1,056 | +100.0% | 0.04% | – |
| SNV | New | SYNOVUS FINL CORP | $220,000 | – | 5,313 | +100.0% | 0.04% | – |
| RFFC | New | ALPS ETF TRriverfrnt flex | $219,000 | – | 7,972 | +100.0% | 0.04% | – |
| APC | New | ANADARKO PETE CORP | $213,000 | – | 3,062 | +100.0% | 0.04% | – |
| PRFZ | New | POWERSHARES ETF TRUSTftse us1500 sm | $215,000 | – | 1,867 | +100.0% | 0.04% | – |
| AMJ | New | JPMORGAN CHASE & COalerian ml etn | $208,000 | – | 6,565 | +100.0% | 0.04% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $207,000 | – | 2,502 | +100.0% | 0.04% | – |
| CACI | New | CACI INTL INCcl a | $211,000 | – | 1,689 | +100.0% | 0.04% | – |
| GRA | New | GRACE W R & CO DEL NEW | $208,000 | – | 3,000 | +100.0% | 0.04% | – |
| PGX | New | POWERSHARES ETF TR IIpfd portfolio | $200,000 | – | 13,991 | +100.0% | 0.04% | – |
| FTGC | New | FIRST TR EXCHAN TRADED FD VIfst tr glb fd | $200,000 | – | 9,728 | +100.0% | 0.04% | – |
| TWTR | New | TWITTER INC | $174,000 | – | 10,208 | +100.0% | 0.03% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $169,000 | – | 23,610 | +100.0% | 0.03% | – |
| VGM | New | INVESCO TR INVT GRADE MUNS | $159,000 | – | 12,507 | +100.0% | 0.03% | – |
| SRC | New | SPIRIT RLTY CAP INC NEW | $112,000 | – | 10,270 | +100.0% | 0.02% | – |
| New | JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $101,000 | – | 100,000 | +100.0% | 0.02% | – | |
| WIN | New | WINDSTREAM HLDGS INC | $82,000 | – | 10,467 | +100.0% | 0.02% | – |
| New | LIBERTY MEDIA CORPdeb 4.000%11/1 | $16,000 | – | 30,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 7.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ALTRIA GROUP INC | 42 | Q3 2023 | 1.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.4% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 0.9% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.5% |
| PEPSICO INC | 42 | Q3 2023 | 0.7% |
| SPDR SER TR | 42 | Q3 2023 | 1.7% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.