$510 Million is the total value of Prospera Financial Services Inc's 384 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 43.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BX | Buy | BLACKSTONE GROUP L P | $10,801,000 | +67.2% | 355,050 | +40.3% | 2.12% | +63.1% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $7,819,000 | +83.5% | 34,840 | +76.9% | 1.53% | +79.0% |
| AAPL | Buy | APPLE INC | $6,789,000 | +17.9% | 58,447 | +14.8% | 1.33% | +15.1% |
| JNK | Buy | SPDR SERIES TRUSTbloomberg brclys | $6,526,000 | +1965.2% | 177,722 | +1964.1% | 1.28% | +1930.2% |
| SPIB | New | SPDR SERIES TRUSTblombrg brc intr | $5,910,000 | – | 173,575 | +100.0% | 1.16% | – |
| MO | Buy | ALTRIA GROUP INC | $5,813,000 | +8.2% | 85,932 | +1.1% | 1.14% | +5.6% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $4,802,000 | +21.3% | 58,060 | +17.3% | 0.94% | +18.4% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $4,758,000 | +100.0% | 75,910 | +86.3% | 0.93% | +95.0% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $4,640,000 | +76.6% | 94,803 | +72.4% | 0.91% | +72.2% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $4,594,000 | +312.0% | 196,057 | +239.4% | 0.90% | +301.8% |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $4,559,000 | +66.6% | 60,193 | +55.4% | 0.89% | +62.7% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $4,249,000 | +90.3% | 35,697 | +89.9% | 0.83% | +85.7% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $3,626,000 | +61.2% | 71,806 | +52.4% | 0.71% | +57.1% |
| BSJH | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2017 hy | $3,354,000 | +0.7% | 129,907 | +1.0% | 0.66% | -1.8% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $3,305,000 | -0.8% | 41,567 | +0.9% | 0.65% | -3.3% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $3,070,000 | +10.8% | 243,493 | +11.5% | 0.60% | +8.1% |
| GE | Buy | GENERAL ELECTRIC CO | $3,018,000 | +48.8% | 95,607 | +39.7% | 0.59% | +45.2% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $2,932,000 | +50.4% | 49,541 | +37.0% | 0.57% | +46.4% |
| BSJI | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2018 hy | $2,776,000 | +0.7% | 110,233 | +1.2% | 0.54% | -1.8% |
| DVY | Buy | ISHARES TRselect divid etf | $2,767,000 | +93.1% | 31,213 | +86.7% | 0.54% | +88.2% |
| AMZN | Buy | AMAZON COM INC | $2,597,000 | +10.9% | 3,404 | +21.7% | 0.51% | +8.3% |
| PIZ | Buy | POWERSHARES ETF TRUST IIdwa devmktmom pt | $2,431,000 | -6.9% | 111,269 | +0.9% | 0.48% | -9.2% |
| DUK | Buy | DUKE ENERGY CORP NEW | $2,390,000 | +81.7% | 30,786 | +87.4% | 0.47% | +77.3% |
| IYJ | Buy | ISHARES TRu.s. inds etf | $2,383,000 | +251.0% | 19,707 | +231.8% | 0.47% | +243.4% |
| IYF | Buy | ISHARES TRu.s. finls etf | $2,228,000 | +150.1% | 21,896 | +121.3% | 0.44% | +143.6% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $2,114,000 | +160.0% | 6,989 | +142.8% | 0.41% | +154.0% |
| GILD | Buy | GILEAD SCIENCES INC | $2,068,000 | +71.3% | 28,181 | +84.9% | 0.40% | +67.4% |
| MSFT | Buy | MICROSOFT CORP | $2,016,000 | +11.3% | 32,394 | +3.0% | 0.40% | +8.5% |
| INTC | Buy | INTEL CORP | $2,002,000 | +55.9% | 55,187 | +62.3% | 0.39% | +51.9% |
| FVC | Buy | FIRST TR EXCHANGE TRADED FDdorsey wright | $1,987,000 | +9.8% | 92,050 | +8.5% | 0.39% | +6.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,949,000 | -0.7% | 16,824 | +1.3% | 0.38% | -3.0% |
| CVX | Buy | CHEVRON CORP NEW | $1,860,000 | +22.9% | 15,826 | +7.7% | 0.36% | +19.7% |
| BSJJ | Buy | CLAYMORE EXCHANGE TRD FD TRgug bul 2019 hy | $1,856,000 | +1.7% | 76,850 | +2.1% | 0.36% | -0.8% |
| BIV | Buy | VANGUARD BD INDEX FD INCintermed term | $1,835,000 | -1.1% | 21,984 | +3.9% | 0.36% | -3.8% |
| BA | Buy | BOEING CO | $1,722,000 | +137.2% | 11,025 | +100.2% | 0.34% | +130.8% |
| MLPA | Buy | GLOBAL X FDSglbl x mlp etf | $1,691,000 | +46.4% | 146,150 | +47.0% | 0.33% | +42.7% |
| FB | Buy | FACEBOOK INCcl a | $1,677,000 | -8.0% | 14,338 | +0.9% | 0.33% | -10.1% |
| WMT | Buy | WAL-MART STORES INC | $1,641,000 | +45.9% | 23,730 | +52.2% | 0.32% | +42.0% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $1,616,000 | +0.5% | 18,610 | +1.0% | 0.32% | -1.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,531,000 | +65.7% | 17,763 | +28.0% | 0.30% | +61.3% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $1,471,000 | +225.4% | 7,422 | +200.1% | 0.29% | +216.5% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,412,000 | +22.0% | 17,440 | +26.9% | 0.28% | +19.4% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $1,404,000 | -1.3% | 51,796 | +0.6% | 0.28% | -3.8% |
| IYW | New | ISHARES TRu.s. tech etf | $1,403,000 | – | 11,652 | +100.0% | 0.28% | – |
| IYC | Buy | ISHARES TRu.s. cnsm sv etf | $1,404,000 | +382.5% | 9,285 | +368.9% | 0.28% | +374.1% |
| VOO | Buy | VANGUARD INDEX FDS | $1,369,000 | +123.7% | 6,587 | +113.8% | 0.27% | +117.9% |
| EFA | Buy | ISHARES TRmsci eafe etf | $1,351,000 | +0.9% | 22,820 | +0.8% | 0.26% | -1.5% |
| PFE | Buy | PFIZER INC | $1,335,000 | +18.7% | 40,312 | +21.4% | 0.26% | +15.9% |
| ADI | Buy | ANALOG DEVICES INC | $1,326,000 | +194.0% | 18,280 | +161.2% | 0.26% | +185.7% |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LP | $1,303,000 | – | 17,205 | +100.0% | 0.26% | – |
| BAC | Buy | BANK AMER CORP | $1,287,000 | +58.7% | 57,134 | +10.2% | 0.25% | +54.6% |
| COF | New | CAPITAL ONE FINL CORP | $1,276,000 | – | 14,606 | +100.0% | 0.25% | – |
| VPU | Buy | VANGUARD WORLD FDSutilities etf | $1,244,000 | +5.2% | 11,612 | +5.3% | 0.24% | +3.0% |
| SHY | Buy | ISHARES TR1-3 yr tr bd etf | $1,217,000 | +85.2% | 14,412 | +86.5% | 0.24% | +80.3% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,198,000 | +27.0% | 7,347 | +12.6% | 0.24% | +24.3% |
| FNX | Buy | FIRST TR MID CAP CORE ALPHAD | $1,171,000 | +20.1% | 20,763 | +12.5% | 0.23% | +16.8% |
| DLR | Buy | DIGITAL RLTY TR INC | $1,158,000 | +241.6% | 11,724 | +235.8% | 0.23% | +233.8% |
| GDXJ | Buy | VANECK VECTORS ETF TRjr gold miners e | $1,088,000 | +77.2% | 29,801 | +114.8% | 0.21% | +73.2% |
| EPU | Buy | ISHARESall peru cap etf | $1,063,000 | +2.8% | 31,265 | +0.3% | 0.21% | 0.0% |
| ABBV | Buy | ABBVIE INC | $1,058,000 | +0.4% | 16,720 | +0.1% | 0.21% | -2.4% |
| YUM | Buy | YUM BRANDS INC | $1,048,000 | +298.5% | 16,535 | +470.6% | 0.20% | +286.8% |
| GD | Buy | GENERAL DYNAMICS CORP | $1,044,000 | +114.8% | 6,000 | +91.7% | 0.20% | +109.2% |
| PEY | Buy | POWERSHARES ETF TRUSThi yld eq dvdn | $1,042,000 | +7.8% | 61,495 | +1.0% | 0.20% | +5.2% |
| DIS | Buy | DISNEY WALT CO | $1,040,000 | +31.0% | 9,815 | +14.8% | 0.20% | +28.3% |
| PAGP | New | PLAINS GP HLDGS L Pltd partnr int a | $1,032,000 | – | 29,762 | +100.0% | 0.20% | – |
| VXF | Buy | VANGUARD INDEX FDSextend mkt etf | $1,006,000 | +55.2% | 10,421 | +46.8% | 0.20% | +51.5% |
| LLY | Buy | LILLY ELI & CO | $993,000 | +1.3% | 13,363 | +9.4% | 0.20% | -1.0% |
| TRTN | Buy | TRITON INTL LTDcl a | $974,000 | +38.9% | 54,357 | +2.2% | 0.19% | +35.5% |
| TROW | Buy | PRICE T ROWE GROUP INC | $940,000 | +370.0% | 12,470 | +315.5% | 0.18% | +360.0% |
| SR | New | SPIRE INC | $929,000 | – | 14,376 | +100.0% | 0.18% | – |
| DWAS | New | POWERSHARES ETF TRUST IIdwa sc momnt ptf | $921,000 | – | 22,808 | +100.0% | 0.18% | – |
| LMBS | Buy | FIRST TR EXCHANGE TRADED FDfst low oppt eft | $915,000 | +47.8% | 17,517 | +48.2% | 0.18% | +44.4% |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $905,000 | +2.7% | 23,707 | +3.7% | 0.18% | 0.0% |
| EWZ | Buy | ISHARESmsci brz cap etf | $902,000 | +9.3% | 25,620 | +4.7% | 0.18% | +6.6% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $890,000 | +11.5% | 24,331 | +14.9% | 0.17% | +8.8% |
| FXH | Buy | FIRST TR EXCHANGE TRADED FDhlth care alph | $875,000 | +48.1% | 15,082 | +55.2% | 0.17% | +43.7% |
| XME | New | SPDR SERIES TRUSTs&p metals mng | $837,000 | – | 25,772 | +100.0% | 0.16% | – |
| BSJK | Buy | CLAYMORE EXCHANGE TRD FD TRgug bul 2020 hy | $828,000 | +1.7% | 34,100 | +1.8% | 0.16% | -0.6% |
| SIL | New | GLOBAL X FDSglobal x silver | $789,000 | – | 21,115 | +100.0% | 0.16% | – |
| FXN | Buy | FIRST TR EXCHANGE TRADED FDenergy alphadx | $785,000 | +14.3% | 46,615 | +4.6% | 0.15% | +11.6% |
| CAT | Buy | CATERPILLAR INC DEL | $788,000 | +56.7% | 8,495 | +49.9% | 0.15% | +52.5% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $776,000 | +7.8% | 974 | +8.8% | 0.15% | +4.8% |
| SNH | Buy | SENIOR HSG PPTYS TRsh ben int | $740,000 | -16.0% | 39,100 | +0.8% | 0.14% | -18.1% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $735,000 | -5.4% | 18,822 | +4.5% | 0.14% | -7.7% |
| CSCO | Buy | CISCO SYS INC | $713,000 | +18.0% | 23,613 | +24.0% | 0.14% | +15.7% |
| XBI | New | SPDR SERIES TRUSTs&p biotech | $716,000 | – | 11,495 | +100.0% | 0.14% | – |
| DI | New | PIMCO ETF TRdiv inc act etf | $689,000 | – | 14,017 | +100.0% | 0.14% | – |
| SPHD | Buy | POWERSHARES ETF TR II | $688,000 | +33.1% | 17,499 | +31.7% | 0.14% | +29.8% |
| AOK | Buy | ISHARESconser alloc etf | $689,000 | +21.7% | 21,050 | +24.2% | 0.14% | +18.4% |
| FXO | New | FIRST TR EXCHANGE TRADED FDfinls alphadex | $667,000 | – | 24,451 | +100.0% | 0.13% | – |
| ABT | Buy | ABBOTT LABS | $667,000 | +54.4% | 17,062 | +67.0% | 0.13% | +50.6% |
| NOVN | New | NOVAN INC | $669,000 | – | 24,778 | +100.0% | 0.13% | – |
| MRK | Buy | MERCK & CO INC | $668,000 | +0.6% | 11,275 | +5.9% | 0.13% | -1.5% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $666,000 | +10.6% | 8,789 | +5.3% | 0.13% | +7.4% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $598,000 | +26.7% | 25,606 | +25.9% | 0.12% | +23.2% |
| RTN | Buy | RAYTHEON CO | $599,000 | +41.6% | 4,097 | +32.1% | 0.12% | +37.6% |
| SILJ | New | ETF MANAGERS TRpurefunds ise jr | $597,000 | – | 42,025 | +100.0% | 0.12% | – |
| UNH | Buy | UNITEDHEALTH GROUP INC | $589,000 | +17.6% | 3,657 | +2.2% | 0.12% | +13.9% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $581,000 | +9.6% | 5,247 | +0.6% | 0.11% | +7.5% |
| LMT | Buy | LOCKHEED MARTIN CORP | $576,000 | +35.8% | 2,291 | +29.4% | 0.11% | +32.9% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $577,000 | +14.0% | 12,904 | +12.0% | 0.11% | +10.8% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $567,000 | +25.4% | 6,502 | +20.4% | 0.11% | +22.0% |
| VFC | Buy | V F CORP | $555,000 | +5.9% | 10,419 | +11.6% | 0.11% | +3.8% |
| DHS | Buy | WISDOMTREE TRhigh div fd | $552,000 | +62.8% | 8,202 | +60.9% | 0.11% | +58.8% |
| BP | Buy | BP PLCsponsored adr | $553,000 | +9.9% | 14,650 | +2.5% | 0.11% | +6.9% |
| JPC | Buy | NUVEEN PFD INCOME OPPRTNY FD | $535,000 | +47.0% | 54,415 | +49.6% | 0.10% | +43.8% |
| ACWV | New | ISHARESmin vol gbl etf | $526,000 | – | 7,206 | +100.0% | 0.10% | – |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $525,000 | +1.0% | 101,807 | +1.3% | 0.10% | -1.0% |
| SGDJ | New | ALPS ETF TRsprott jr gld | $517,000 | – | 13,900 | +100.0% | 0.10% | – |
| MCD | Buy | MCDONALDS CORP | $512,000 | +8.2% | 4,230 | +3.3% | 0.10% | +5.3% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $503,000 | +17.5% | 3,720 | +8.2% | 0.10% | +15.1% |
| AWK | Buy | AMERICAN WTR WKS CO INC NEW | $500,000 | +4.6% | 6,870 | +7.5% | 0.10% | +2.1% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $494,000 | +60.9% | 2,050 | +7.9% | 0.10% | +56.5% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $497,000 | -2.4% | 4,199 | +1.6% | 0.10% | -4.9% |
| RWX | Buy | SPDR INDEX SHS FDSdj intl rl etf | $495,000 | -12.9% | 13,650 | +0.2% | 0.10% | -14.9% |
| BLK | Buy | BLACKROCK INC | $492,000 | +123.6% | 1,291 | +112.7% | 0.10% | +118.2% |
| KBE | New | SPDR SERIES TRUSTs&p bk etf | $490,000 | – | 11,222 | +100.0% | 0.10% | – |
| GLAD | Buy | GLADSTONE CAPITAL CORP | $482,000 | +60.1% | 49,200 | +33.0% | 0.09% | +56.7% |
| NVDA | Buy | NVIDIA CORP | $480,000 | +53.8% | 4,672 | +2.5% | 0.09% | +49.2% |
| EMR | Buy | EMERSON ELEC CO | $470,000 | +12.4% | 8,411 | +9.6% | 0.09% | +9.5% |
| NEE | Buy | NEXTERA ENERGY INC | $459,000 | -2.3% | 3,846 | +0.1% | 0.09% | -4.3% |
| KMI | Buy | KINDER MORGAN INC DEL | $450,000 | -7.2% | 21,216 | +1.2% | 0.09% | -9.3% |
| DWX | New | SPDR INDEX SHS FDSs&p intl etf | $450,000 | – | 12,472 | +100.0% | 0.09% | – |
| SBIO | New | ALPS ETF TRmed breakthgh | $443,000 | – | 18,275 | +100.0% | 0.09% | – |
| PCI | Buy | PIMCO DYNMIC CREDIT AND MRT | $446,000 | -0.7% | 22,065 | +0.3% | 0.09% | -3.3% |
| RGI | New | RYDEX ETF TRUSTgug s&p500 eq wt | $438,000 | – | 4,400 | +100.0% | 0.09% | – |
| IDV | Buy | ISHARES TRintl sel div etf | $415,000 | +3.2% | 13,957 | +4.0% | 0.08% | 0.0% |
| BGR | Buy | BLACKROCK ENERGY & RES TR | $400,000 | +2.0% | 27,700 | +2.2% | 0.08% | -1.3% |
| DE | Buy | DEERE & CO | $396,000 | +38.9% | 3,843 | +15.0% | 0.08% | +36.8% |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $394,000 | +45.4% | 17,599 | +71.4% | 0.08% | +42.6% |
| SCG | Buy | SCANA CORP NEW | $393,000 | +20.2% | 5,397 | +19.5% | 0.08% | +16.7% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $395,000 | +17.6% | 6,811 | +7.2% | 0.08% | +14.9% |
| GNL | Buy | GLOBAL NET LEASE INC | $395,000 | +66.7% | 50,172 | +72.5% | 0.08% | +60.4% |
| VOD | Buy | VODAFONE GROUP PLC NEWspnsr adr | $390,000 | -2.0% | 15,901 | +16.5% | 0.08% | -5.0% |
| WM | Buy | WASTE MGMT INC DEL | $385,000 | +20.7% | 5,442 | +8.7% | 0.08% | +17.2% |
| RFDA | New | ALPS ETF TRriverfrnt dymc | $385,000 | – | 14,225 | +100.0% | 0.08% | – |
| HCP | Buy | HCP INC | $385,000 | -18.4% | 12,541 | +0.8% | 0.08% | -21.1% |
| HAL | New | HALLIBURTON CO | $383,000 | – | 6,813 | +100.0% | 0.08% | – |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $377,000 | +13.2% | 4,417 | +11.4% | 0.07% | +10.4% |
| ITA | New | ISHARES TRu.s. aer&def etf | $380,000 | – | 2,665 | +100.0% | 0.07% | – |
| SGDM | New | ALPS ETF TRsprott gl mine | $370,000 | – | 17,530 | +100.0% | 0.07% | – |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $364,000 | +16.7% | 3,535 | +0.0% | 0.07% | +12.7% |
| LEA | Buy | LEAR CORP | $362,000 | +16.0% | 2,653 | +3.0% | 0.07% | +12.7% |
| IPAY | New | ETF MANAGERS TRpurefunds ise mo | $356,000 | – | 13,480 | +100.0% | 0.07% | – |
| ISD | Buy | PRUDENTIAL SHT DURATION HG Y | $354,000 | -2.5% | 22,850 | +0.7% | 0.07% | -5.5% |
| KMB | Buy | KIMBERLY CLARK CORP | $352,000 | +3.2% | 3,079 | +14.2% | 0.07% | +1.5% |
| CSFL | Buy | CENTERSTATE BANKS INC | $342,000 | +46.8% | 13,625 | +3.8% | 0.07% | +42.6% |
| OKE | Buy | ONEOK INC NEW | $337,000 | +37.0% | 5,831 | +22.1% | 0.07% | +34.7% |
| AMAT | Buy | APPLIED MATLS INC | $337,000 | +31.6% | 10,457 | +23.3% | 0.07% | +29.4% |
| AXP | Buy | AMERICAN EXPRESS CO | $339,000 | +21.9% | 4,558 | +5.0% | 0.07% | +17.9% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $323,000 | -0.9% | 17,034 | +0.0% | 0.06% | -3.1% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $310,000 | +38.4% | 2,249 | +24.4% | 0.06% | +35.6% |
| MLM | New | MARTIN MARIETTA MATLS INC | $310,000 | – | 1,370 | +100.0% | 0.06% | – |
| LYB | Buy | LYONDELLBASELL INDUSTRIES N | $310,000 | +14.8% | 3,495 | +4.3% | 0.06% | +13.0% |
| URA | New | GLOBAL X FDSglobal x uranium | $309,000 | – | 21,840 | +100.0% | 0.06% | – |
| NUE | New | NUCOR CORP | $312,000 | – | 5,147 | +100.0% | 0.06% | – |
| FXR | New | FIRST TR EXCHANGE TRADED FDindls prod dur | $305,000 | – | 9,205 | +100.0% | 0.06% | – |
| FSK | New | FS INVT CORP | $300,000 | – | 28,805 | +100.0% | 0.06% | – |
| QTEC | New | FIRST TR NASDAQ100 TECH INDE | $295,000 | – | 5,527 | +100.0% | 0.06% | – |
| TIP | Buy | ISHARES TRtips bd etf | $296,000 | +12.1% | 2,599 | +14.8% | 0.06% | +9.4% |
| IBB | New | ISHARES TRnasdq biotec etf | $297,000 | – | 1,102 | +100.0% | 0.06% | – |
| BIIB | Buy | BIOGEN INC | $291,000 | +3.6% | 1,003 | +11.7% | 0.06% | +1.8% |
| GDV | Buy | GABELLI DIVD & INCOME TR | $292,000 | +10.2% | 14,560 | +5.4% | 0.06% | +7.5% |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDadr | $286,000 | – | 7,786 | +100.0% | 0.06% | – |
| HYLS | Buy | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $286,000 | -0.3% | 5,923 | +0.3% | 0.06% | -3.4% |
| DTN | Buy | WISDOMTREE TRdiv ex-finl fd | $284,000 | +2.2% | 3,540 | +0.2% | 0.06% | 0.0% |
| RAI | Buy | REYNOLDS AMERICAN INC | $280,000 | +33.3% | 5,040 | +13.0% | 0.06% | +31.0% |
| ARNCPRB | New | ARCONIC INCpfd conv b ser 1 | $278,000 | – | 8,561 | +100.0% | 0.05% | – |
| FN | New | FABRINET | $278,000 | – | 7,570 | +100.0% | 0.05% | – |
| DPZ | New | DOMINOS PIZZA INC | $255,000 | – | 1,566 | +100.0% | 0.05% | – |
| IBMG | Buy | ISHARES TRibonds sep18 etf | $249,000 | +7.3% | 9,797 | +8.0% | 0.05% | +4.3% |
| LUMN | New | CENTURYLINK INC | $243,000 | – | 10,113 | +100.0% | 0.05% | – |
| C | New | CITIGROUP INC | $245,000 | – | 4,109 | +100.0% | 0.05% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N V | $239,000 | – | 7,380 | +100.0% | 0.05% | – |
| DY | New | DYCOM INDS INC | $241,000 | – | 3,000 | +100.0% | 0.05% | – |
| SOXX | Buy | ISHARES TRphlx semicnd etf | $241,000 | +17.0% | 1,975 | +8.2% | 0.05% | +14.6% |
| UTF | New | COHEN & STEERS INFRASTRUCTUR | $238,000 | – | 12,084 | +100.0% | 0.05% | – |
| DBB | New | POWERSHS DB MULTI SECT COMMdb base metals | $231,000 | – | 15,343 | +100.0% | 0.04% | – |
| NCV | Buy | ALLIANZGI CONV & INCOME FD | $231,000 | -1.3% | 36,131 | +4.3% | 0.04% | -4.3% |
| UNM | New | UNUM GROUP | $228,000 | – | 5,137 | +100.0% | 0.04% | – |
| DBE | New | POWERSHS DB MULTI SECT COMMdb energy fund | $231,000 | – | 16,971 | +100.0% | 0.04% | – |
| NIE | Buy | ALLIANZGI EQUITY & CONV INCO | $227,000 | +0.9% | 12,298 | +2.3% | 0.04% | -2.2% |
| AGN | New | ALLERGAN PLC | $227,000 | – | 1,056 | +100.0% | 0.04% | – |
| SNV | New | SYNOVUS FINL CORP | $220,000 | – | 5,313 | +100.0% | 0.04% | – |
| RFFC | New | ALPS ETF TRriverfrnt flex | $219,000 | – | 7,972 | +100.0% | 0.04% | – |
| UNP | Buy | UNION PAC CORP | $222,000 | +8.3% | 2,156 | +2.8% | 0.04% | +4.9% |
| APC | New | ANADARKO PETE CORP | $213,000 | – | 3,062 | +100.0% | 0.04% | – |
| PRFZ | New | POWERSHARES ETF TRUSTftse us1500 sm | $215,000 | – | 1,867 | +100.0% | 0.04% | – |
| AMJ | New | JPMORGAN CHASE & COalerian ml etn | $208,000 | – | 6,565 | +100.0% | 0.04% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $207,000 | – | 2,502 | +100.0% | 0.04% | – |
| CACI | New | CACI INTL INCcl a | $211,000 | – | 1,689 | +100.0% | 0.04% | – |
| GRA | New | GRACE W R & CO DEL NEW | $208,000 | – | 3,000 | +100.0% | 0.04% | – |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $204,000 | -1.4% | 3,580 | +366.8% | 0.04% | -4.8% |
| PGX | New | POWERSHARES ETF TR IIpfd portfolio | $200,000 | – | 13,991 | +100.0% | 0.04% | – |
| FTGC | New | FIRST TR EXCHAN TRADED FD VIfst tr glb fd | $200,000 | – | 9,728 | +100.0% | 0.04% | – |
| TWTR | New | TWITTER INC | $174,000 | – | 10,208 | +100.0% | 0.03% | – |
| CHK | New | CHESAPEAKE ENERGY CORP | $169,000 | – | 23,610 | +100.0% | 0.03% | – |
| VGM | New | INVESCO TR INVT GRADE MUNS | $159,000 | – | 12,507 | +100.0% | 0.03% | – |
| NLY | Buy | ANNALY CAP MGMT INC | $152,000 | +3.4% | 15,177 | +8.5% | 0.03% | 0.0% |
| SDRL | Buy | SEADRILL LIMITED | $142,000 | +215.6% | 40,500 | +114.8% | 0.03% | +211.1% |
| NYMT | Buy | NEW YORK MTG TR INC | $136,000 | +10.6% | 20,505 | +0.5% | 0.03% | +8.0% |
| SRC | New | SPIRIT RLTY CAP INC NEW | $112,000 | – | 10,270 | +100.0% | 0.02% | – |
| New | JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $101,000 | – | 100,000 | +100.0% | 0.02% | – | |
| NOK | Buy | NOKIA CORPsponsored adr | $98,000 | -10.1% | 19,994 | +6.3% | 0.02% | -13.6% |
| WIN | New | WINDSTREAM HLDGS INC | $82,000 | – | 10,467 | +100.0% | 0.02% | – |
| New | LIBERTY MEDIA CORPdeb 4.000%11/1 | $16,000 | – | 30,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 7.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ALTRIA GROUP INC | 42 | Q3 2023 | 1.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.4% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 0.9% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.5% |
| PEPSICO INC | 42 | Q3 2023 | 0.7% |
| SPDR SER TR | 42 | Q3 2023 | 1.7% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.