$317 Million is the total value of Prospera Financial Services Inc's 253 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 43.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $22,092,000 | +80.0% | 988,913 | +76.1% | 6.98% | +69.1% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $21,738,000 | +79.5% | 459,782 | +75.5% | 6.86% | +68.6% |
| IYW | Buy | ISHARESu.s. tech etf | $21,261,000 | +72.0% | 233,486 | +67.1% | 6.72% | +61.6% |
| IYH | Buy | ISHARESus hlthcare etf | $21,163,000 | +77.9% | 172,012 | +68.4% | 6.68% | +67.1% |
| IYE | Buy | ISHARESu.s. energy etf | $21,163,000 | +78.4% | 415,126 | +76.7% | 6.68% | +67.6% |
| FV | New | FIRST TR EXCHANGE TRADED FDdorsey wrt 5 etf | $17,739,000 | – | 941,861 | +100.0% | 5.60% | – |
| IVV | Buy | ISHAREScore s&p500 etf | $7,965,000 | +3.5% | 42,337 | +2.1% | 2.52% | -2.8% |
| EXP | Sell | EAGLE MATERIALS INC | $7,758,000 | -7.0% | 87,502 | -18.7% | 2.45% | -12.6% |
| SPLV | Buy | POWERSHARES ETF TR IIs&p500 low vol | $7,071,000 | +36.8% | 209,739 | +34.6% | 2.23% | +28.6% |
| PDP | Buy | POWERSHARES ETF TRUSTdwa momentum ptf | $5,950,000 | +21.6% | 167,705 | +25.6% | 1.88% | +14.2% |
| IWM | Buy | ISHARESrussell 2000 etf | $5,683,000 | +340.5% | 48,845 | +336.8% | 1.80% | +313.6% |
| PFF | Sell | ISHARESu.s. pfd stk etf | $4,735,000 | -0.6% | 121,307 | -6.2% | 1.50% | -6.7% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $3,649,000 | +13.9% | 45,565 | +13.7% | 1.15% | +7.0% |
| SSO | Buy | PROSHARES TR | $3,645,000 | +7.4% | 34,616 | +4.6% | 1.15% | +0.9% |
| BSJE | Buy | CLAYMORE EXCHANGE TRD FD TRgugg bull 2014 | $3,378,000 | +0.3% | 127,220 | +0.7% | 1.07% | -5.7% |
| BSJF | Buy | CLAYMORE EXCHANGE TRD FD TRgugg bull 2015 | $3,226,000 | +3.8% | 119,342 | +2.8% | 1.02% | -2.5% |
| MO | Buy | ALTRIA GROUP INC | $3,207,000 | -2.0% | 85,679 | +0.6% | 1.01% | -7.9% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $3,012,000 | +0.5% | 172,046 | +2.2% | 0.95% | -5.6% |
| UWM | New | PROSHARES TR | $2,990,000 | – | 34,670 | +100.0% | 0.94% | – |
| HYG | Sell | ISHARESiboxx hi yd etf | $2,877,000 | -9.4% | 30,479 | -10.8% | 0.91% | -14.9% |
| T | Buy | AT&T INC | $2,820,000 | +4.6% | 81,930 | +6.9% | 0.89% | -1.7% |
| AAPL | Buy | APPLE INC | $2,706,000 | -7.1% | 5,947 | +14.6% | 0.86% | -12.7% |
| ETP | Buy | ENERGY TRANSFER PRTNRS L Punit ltd partn | $2,471,000 | -6.7% | 46,346 | +0.2% | 0.78% | -12.4% |
| AGG | New | ISHAREScore totusbd etf | $2,376,000 | – | 22,016 | +100.0% | 0.75% | – |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $2,280,000 | +11.4% | 27,528 | +7.3% | 0.72% | +4.7% |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $2,236,000 | +10.7% | 40,559 | +4.0% | 0.71% | +4.0% |
| BSJG | Buy | CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy | $2,161,000 | +6.6% | 79,150 | +5.5% | 0.68% | +0.1% |
| CWB | Buy | SPDR SERIES TRUSTbrc cnv secs etf | $2,159,000 | +131.4% | 44,607 | +123.4% | 0.68% | +117.2% |
| SDIV | Sell | GLOBAL X FDSglb x superdiv | $1,935,000 | -16.7% | 78,860 | -20.4% | 0.61% | -21.8% |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $1,915,000 | +51.3% | 46,351 | +48.5% | 0.60% | +42.0% |
| NS | Sell | NUSTAR ENERGY LP | $1,914,000 | +7.3% | 34,840 | -0.4% | 0.60% | +0.7% |
| PGF | Buy | POWERSHARES ETF TRUSTfinl pfd ptfl | $1,903,000 | +5.5% | 106,947 | +0.5% | 0.60% | -0.8% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $1,875,000 | +22.3% | 26,555 | +11.8% | 0.59% | +15.0% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $1,786,000 | +8.5% | 38,049 | +13.6% | 0.56% | +2.0% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $1,703,000 | -2.9% | 16,917 | -6.1% | 0.54% | -8.7% |
| PSEC | Buy | PROSPECT CAPITAL CORPORATION | $1,536,000 | +0.9% | 142,200 | +4.8% | 0.48% | -5.3% |
| XOM | Buy | EXXON MOBIL CORP | $1,527,000 | +10.2% | 16,624 | +21.4% | 0.48% | +3.4% |
| PIZ | Buy | POWERSHARES ETF TRUST IIdwa devmktmom pt | $1,466,000 | +11.0% | 55,305 | +10.9% | 0.46% | +4.3% |
| IBND | Buy | SPDR SERIES TRUSTbrcly intl crp | $1,404,000 | +81.4% | 37,618 | +78.1% | 0.44% | +70.4% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,400,000 | +8.7% | 7,488 | +7.4% | 0.44% | +2.1% |
| SPIB | Buy | SPDR SERIES TRUSTintr trm corp bd | $1,391,000 | +84.5% | 40,918 | +82.4% | 0.44% | +72.8% |
| PIE | Buy | POWERSHARES ETF TRUST IIdwa emkt mom ptf | $1,295,000 | +14.8% | 73,157 | +17.8% | 0.41% | +7.9% |
| MSFT | Buy | MICROSOFT CORP | $1,206,000 | +7.3% | 30,658 | +2.0% | 0.38% | +0.8% |
| FXH | Sell | FIRST TR EXCHANGE TRADED FDhlth care alph | $1,173,000 | -69.1% | 27,540 | -65.1% | 0.37% | -71.0% |
| PAAS | Buy | PAN AMERICAN SILVER CORP | $1,166,000 | +166.8% | 90,561 | +142.3% | 0.37% | +150.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,136,000 | -20.6% | 12,023 | -23.0% | 0.36% | -25.4% |
| EFA | Buy | ISHARESmsci eafe etf | $1,129,000 | +20.0% | 16,799 | +19.7% | 0.36% | +13.0% |
| GLD | Sell | SPDR GOLD TRUST | $1,099,000 | -1.6% | 9,031 | -6.1% | 0.35% | -7.7% |
| VPU | Buy | VANGUARD WORLD FDSutilities etf | $1,040,000 | +15.3% | 11,484 | +6.0% | 0.33% | +8.3% |
| SBUX | Buy | STARBUCKS CORP | $1,030,000 | -2.9% | 15,138 | +11.8% | 0.32% | -9.0% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $969,000 | -65.8% | 11,049 | -65.7% | 0.31% | -67.9% |
| New | FLAHERTY & CRUMRINE DYN PFD | $955,000 | – | 43,980 | +100.0% | 0.30% | – | |
| GDXJ | New | MARKET VECTORS ETF TRjr gold miners e | $953,000 | – | 26,311 | +100.0% | 0.30% | – |
| GE | Buy | GENERAL ELECTRIC CO | $907,000 | +24.9% | 36,810 | +42.1% | 0.29% | +17.2% |
| FXG | Sell | FIRST TR EXCHANGE TRADED FDconsumr staple | $899,000 | -78.2% | 30,736 | -73.4% | 0.28% | -79.5% |
| BAC | Buy | BANK OF AMERICA CORPORATION | $851,000 | +18.2% | 53,272 | +15.2% | 0.27% | +11.2% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $825,000 | +198.9% | 8,772 | +234.3% | 0.26% | +180.6% |
| IDLV | Sell | POWERSHARES ETF TR IIintl dev lowvl | $784,000 | -38.8% | 33,939 | -16.4% | 0.25% | -42.3% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $759,000 | +16.4% | 12,029 | +15.0% | 0.24% | +9.6% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $750,000 | -0.3% | 10,811 | -4.7% | 0.24% | -6.3% |
| NLNK | Sell | NEWLINK GENETICS CORP | $738,000 | +11.8% | 26,000 | -13.3% | 0.23% | +5.0% |
| F | Buy | FORD MTR CO DEL | $717,000 | +162.6% | 47,017 | +166.1% | 0.23% | +145.7% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $688,000 | +2.7% | 9,422 | +0.2% | 0.22% | -3.6% |
| PEP | Buy | PEPSICO INC | $680,000 | -2.7% | 8,743 | +3.7% | 0.22% | -8.5% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $675,000 | +31.1% | 4,178 | +52.2% | 0.21% | +23.1% |
| VXF | Buy | VANGUARD INDEX FDSextend mkt etf | $648,000 | +11.7% | 7,626 | +8.8% | 0.20% | +5.1% |
| EELV | Sell | POWERSHARES ETF TR IIem mrk low vol | $646,000 | -30.8% | 24,200 | -28.0% | 0.20% | -35.0% |
| TTE | New | TOTAL S Asponsored adr | $647,000 | – | 10,023 | +100.0% | 0.20% | – |
| CVX | Buy | CHEVRON CORP NEW | $631,000 | +8.4% | 6,004 | +29.0% | 0.20% | +1.5% |
| FXO | Buy | FIRST TR EXCHANGE TRADED FDfinls alphadex | $624,000 | +69.1% | 29,508 | +73.9% | 0.20% | +58.9% |
| MCD | Buy | MCDONALDS CORP | $607,000 | +27.0% | 6,595 | +33.9% | 0.19% | +19.3% |
| XES | SPDR SERIES TRUSToilgas equip | $596,000 | +4.9% | 13,000 | 0.0% | 0.19% | -1.6% | |
| FDL | Sell | FIRST TR MORNINGSTAR DIV LEA | $587,000 | +1.4% | 26,085 | -1.3% | 0.18% | -5.1% |
| PBT | Sell | PERMIAN BASIN RTY TRunit ben int | $576,000 | -8.1% | 43,622 | -10.5% | 0.18% | -13.7% |
| PWV | Sell | POWERSHARES ETF TRUSTdynm lrg cp vl | $576,000 | -2.5% | 19,815 | -4.7% | 0.18% | -8.5% |
| FCX | New | FREEPORT-MCMORAN COPPER & GO | $577,000 | – | 17,434 | +100.0% | 0.18% | – |
| INTC | Sell | INTEL CORP | $576,000 | -16.2% | 25,516 | -3.6% | 0.18% | -21.2% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $576,000 | +131.3% | 15,834 | +127.4% | 0.18% | +116.7% |
| AMZN | Buy | AMAZON COM INC | $572,000 | +57.6% | 1,985 | +118.1% | 0.18% | +48.4% |
| RAI | New | REYNOLDS AMERICAN INC | $573,000 | – | 10,732 | +100.0% | 0.18% | – |
| MUB | New | ISHARESnat amt free bd | $568,000 | – | 5,305 | +100.0% | 0.18% | – |
| GRMN | New | GARMIN LTD | $559,000 | – | 10,118 | +100.0% | 0.18% | – |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $559,000 | +3.5% | 22,544 | +3.8% | 0.18% | -2.7% |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $560,000 | – | 41,533 | +100.0% | 0.18% | – |
| FXL | Buy | FIRST TR EXCHANGE TRADED FDtech alphadex | $552,000 | +53.8% | 17,707 | +47.1% | 0.17% | +43.8% |
| FXN | Buy | FIRST TR EXCHANGE TRADED FDenergy alphadx | $549,000 | +58.2% | 20,939 | +52.6% | 0.17% | +47.9% |
| IVW | Buy | ISHARESs&p 500 grwt etf | $544,000 | +2.6% | 6,204 | +15.6% | 0.17% | -3.4% |
| FXZ | Buy | FIRST TR EXCHANGE TRADED FDmaterials alph | $544,000 | +37.7% | 16,332 | +33.9% | 0.17% | +29.3% |
| BA | Buy | BOEING CO | $542,000 | -4.4% | 5,117 | +23.2% | 0.17% | -10.5% |
| COP | Buy | CONOCOPHILLIPS | $542,000 | +27.8% | 8,099 | +34.8% | 0.17% | +19.6% |
| WFC | Buy | WELLS FARGO & CO NEW | $530,000 | +38.7% | 11,447 | +36.1% | 0.17% | +30.5% |
| MGK | Sell | VANGUARD WORLD FDmega grwth ind | $521,000 | -4.4% | 7,192 | -4.4% | 0.16% | -9.8% |
| WAG | Buy | WALGREEN CO | $522,000 | +25.5% | 7,905 | +9.3% | 0.16% | +17.9% |
| FXD | Sell | FIRST TR EXCHANGE TRADED FDconsumr discre | $524,000 | -86.2% | 23,462 | -80.0% | 0.16% | -87.0% |
| ADM | New | ARCHER DANIELS MIDLAND CO | $522,000 | – | 12,029 | +100.0% | 0.16% | – |
| PKG | New | PACKAGING CORP AMER | $514,000 | – | 7,303 | +100.0% | 0.16% | – |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $509,000 | -11.3% | 4,072 | -16.0% | 0.16% | -16.6% |
| SAN | New | BANCO SANTANDER SAadr | $504,000 | – | 52,592 | +100.0% | 0.16% | – |
| IVE | Buy | ISHARESs&p 500 val etf | $496,000 | +17.5% | 5,706 | +15.6% | 0.16% | +10.6% |
| SYY | Buy | SYSCO CORP | $494,000 | +0.4% | 13,686 | +0.5% | 0.16% | -5.5% |
| FDN | Sell | FIRST TR EXCHANGE TRADED FDdj internt idx | $489,000 | -85.8% | 11,755 | -79.6% | 0.15% | -86.7% |
| BSCF | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2015 | $485,000 | +5.7% | 22,156 | +5.5% | 0.15% | -0.6% |
| LLY | Buy | LILLY ELI & CO | $478,000 | +20.7% | 8,724 | +12.2% | 0.15% | +13.5% |
| SDRL | Buy | SEADRILL LIMITED | $479,000 | +10.1% | 13,627 | +28.6% | 0.15% | +3.4% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $471,000 | -24.0% | 11,607 | -22.9% | 0.15% | -28.4% |
| GYLD | New | NORTHERN LTS ETF TRarrow dj globl | $473,000 | – | 17,505 | +100.0% | 0.15% | – |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $458,000 | +4.3% | 28,504 | +9.3% | 0.14% | -2.0% |
| DD | New | DU PONT E I DE NEMOURS & CO | $458,000 | – | 7,227 | +100.0% | 0.14% | – |
| CXP | Buy | COLUMBIA PPTY TR INC | $458,000 | +78.9% | 16,794 | +63.9% | 0.14% | +68.6% |
| 4945SC | Buy | KINDER MORGAN ENERGY PARTNERut ltd partner | $446,000 | +4.0% | 6,031 | +13.5% | 0.14% | -2.1% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $445,000 | +11.0% | 4,568 | +9.2% | 0.14% | +4.4% |
| FGD | Buy | FIRST TR EXCHANGE TRADED FDdj glbl divid | $442,000 | +26.6% | 15,882 | +23.3% | 0.14% | +19.7% |
| PFE | Buy | PFIZER INC | $441,000 | +8.9% | 14,051 | +6.2% | 0.14% | +2.2% |
| BSCE | Buy | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2014 | $427,000 | +0.2% | 20,186 | +0.8% | 0.14% | -5.6% |
| HP | Buy | HELMERICH & PAYNE INC | $423,000 | +44.4% | 3,929 | +12.9% | 0.13% | +35.4% |
| CSCO | Buy | CISCO SYS INC | $421,000 | +10.2% | 20,319 | +19.2% | 0.13% | +3.9% |
| EWG | Buy | ISHARESmsci germany etf | $415,000 | +6.7% | 13,246 | +8.1% | 0.13% | 0.0% |
| GAS | New | AGL RES INC | $415,000 | – | 8,480 | +100.0% | 0.13% | – |
| MMM | Sell | 3M CO | $410,000 | -34.4% | 3,471 | -22.1% | 0.13% | -38.6% |
| ET | Buy | ENERGY TRANSFER EQUITY L P | $408,000 | +10.6% | 8,725 | +93.5% | 0.13% | +4.0% |
| PG | Buy | PROCTER & GAMBLE CO | $409,000 | -0.7% | 5,626 | +11.3% | 0.13% | -7.2% |
| QRE | Buy | QR ENERGY LPunit ltd prtns | $408,000 | +78.2% | 22,800 | +70.1% | 0.13% | +67.5% |
| FCG | Buy | FIRST TR ISE REVERE NAT GAS | $405,000 | +8.3% | 19,550 | +1.8% | 0.13% | +1.6% |
| ABB | New | ABB LTDsponsored adr | $401,000 | – | 15,537 | +100.0% | 0.13% | – |
| ABBV | Buy | ABBVIE INC | $402,000 | +70.3% | 8,229 | +84.5% | 0.13% | +60.8% |
| VFC | Sell | V F CORP | $395,000 | -30.3% | 6,382 | -29.8% | 0.12% | -34.6% |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $392,000 | +73.5% | 4,402 | +72.7% | 0.12% | +63.2% |
| IGIB | Sell | ISHARESinterm cr bd etf | $392,000 | -65.8% | 3,593 | -66.2% | 0.12% | -67.9% |
| IJH | Sell | ISHAREScore s&p mcp etf | $387,000 | -93.4% | 3,329 | -92.4% | 0.12% | -93.8% |
| HAS | Sell | HASBRO INC | $381,000 | -13.0% | 6,858 | -13.9% | 0.12% | -18.4% |
| PM | Buy | PHILIP MORRIS INTL INC | $377,000 | +40.1% | 4,610 | +49.1% | 0.12% | +32.2% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $371,000 | +12.8% | 8,979 | +13.9% | 0.12% | +5.4% |
| BSCG | New | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2016 | $368,000 | – | 16,432 | +100.0% | 0.12% | – |
| TIPT | New | TIPTREE FINL INCcl a | $365,000 | – | 48,618 | +100.0% | 0.12% | – |
| HBANP | Buy | HUNTINGTON BANCSHARES INCpfd conv ser a | $363,000 | +36.5% | 279 | +33.5% | 0.12% | +29.2% |
| WM | Buy | WASTE MGMT INC DEL | $362,000 | +4.9% | 8,600 | +11.7% | 0.11% | -1.7% |
| SDY | Sell | SPDR SERIES TRUSTs&p divid etf | $360,000 | -36.7% | 4,899 | -37.4% | 0.11% | -40.3% |
| WMT | Sell | WAL-MART STORES INC | $360,000 | -14.7% | 5,314 | -0.9% | 0.11% | -19.7% |
| HFC | Buy | HOLLYFRONTIER CORP | $357,000 | +22.7% | 7,506 | +28.2% | 0.11% | +15.3% |
| SLF | New | SUN LIFE FINL INC | $359,000 | – | 10,362 | +100.0% | 0.11% | – |
| Sell | PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1 | $355,000 | -2.7% | 337,000 | -3.7% | 0.11% | -8.9% | |
| IGOV | Sell | ISHARESintl trea bd etf | $354,000 | -57.9% | 3,434 | -59.0% | 0.11% | -60.3% |
| GCI | Buy | GANNETT INC | $344,000 | +0.6% | 12,480 | +7.8% | 0.11% | -5.2% |
| SID | New | COMPANHIA SIDERURGICA NACIONsponsored adr | $345,000 | – | 79,105 | +100.0% | 0.11% | – |
| AZN | New | ASTRAZENECA PLCsponsored adr | $345,000 | – | 5,313 | +100.0% | 0.11% | – |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $341,000 | – | 6,526 | +100.0% | 0.11% | – |
| OZM | New | OCH ZIFF CAP MGMT GROUPcl a | $338,000 | – | 24,536 | +100.0% | 0.11% | – |
| IJR | Sell | ISHAREScore s&p scp etf | $339,000 | -12.4% | 3,080 | -13.2% | 0.11% | -17.7% |
| QCOM | Buy | QUALCOMM INC | $337,000 | +20.8% | 5,270 | +40.2% | 0.11% | +12.8% |
| HCP | Buy | HCP INC | $335,000 | +14.3% | 8,624 | +6.7% | 0.11% | +7.1% |
| UNP | New | UNION PAC CORP | $332,000 | – | 1,767 | +100.0% | 0.10% | – |
| AMT | Buy | AMERICAN TOWER CORP NEW | $330,000 | +35.2% | 4,035 | +31.9% | 0.10% | +26.8% |
| IGSB | Sell | ISHARES1-3 yr cr bd etf | $328,000 | -46.5% | 3,105 | -46.6% | 0.10% | -49.5% |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LP | $327,000 | – | 4,687 | +100.0% | 0.10% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $324,000 | -9.5% | 6,934 | +3.0% | 0.10% | -15.0% |
| IEP | Sell | ICAHN ENTERPRISES LPdepositary unit | $323,000 | -11.7% | 3,144 | -6.1% | 0.10% | -17.1% |
| LUMN | Buy | CENTURYLINK INC | $321,000 | +30.0% | 9,781 | +25.9% | 0.10% | +21.7% |
| ARPJQ | ATLAS RESOURCE PARTNERS LP | $319,000 | +2.2% | 15,250 | 0.0% | 0.10% | -3.8% | |
| MRK | Sell | MERCK & CO INC NEW | $316,000 | -30.1% | 6,253 | -30.7% | 0.10% | -34.2% |
| TIP | Sell | ISHAREStips bd etf | $316,000 | -35.5% | 2,816 | -36.8% | 0.10% | -39.4% |
| FEP | New | FIRST TR EXCH TRD ALPHA FD Ieurope alpha | $315,000 | – | 8,805 | +100.0% | 0.10% | – |
| FRI | Sell | FIRST TR S&P REIT INDEX FD | $312,000 | +1.3% | 16,276 | -7.4% | 0.10% | -4.8% |
| EWP | New | ISHARESmsci span cp etf | $308,000 | – | 7,559 | +100.0% | 0.10% | – |
| KO | New | COCA COLA CO | $304,000 | – | 8,852 | +100.0% | 0.10% | – |
| PSX | Sell | PHILLIPS 66 | $301,000 | -10.7% | 4,104 | -6.1% | 0.10% | -15.9% |
| DHR | DANAHER CORP DEL | $300,000 | -2.9% | 4,000 | 0.0% | 0.10% | -8.7% | |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $301,000 | -13.0% | 12,756 | +0.0% | 0.10% | -18.1% |
| VOO | Buy | VANGUARD INDEX FDS | $300,000 | +2.7% | 1,750 | +1.4% | 0.10% | -3.1% |
| IYY | Buy | ISHARESdow jones us etf | $299,000 | +25.1% | 3,156 | +23.0% | 0.09% | +17.5% |
| VOD | New | VODAFONE GROUP PLC NEWspnsr adr no par | $298,000 | – | 8,105 | +100.0% | 0.09% | – |
| AMJ | Sell | JPMORGAN CHASE & COalerian ml etn | $295,000 | -2.6% | 6,334 | -3.0% | 0.09% | -8.8% |
| CAT | Sell | CATERPILLAR INC DEL | $290,000 | -51.2% | 4,019 | -38.6% | 0.09% | -54.0% |
| TRN | Buy | TRINITY INDS INC | $292,000 | +39.0% | 4,055 | +5.2% | 0.09% | +29.6% |
| WTMF | Sell | WISDOMTREE TRfutre strat fd | $290,000 | -11.0% | 7,050 | -10.2% | 0.09% | -16.4% |
| ABT | Buy | ABBOTT LABS | $288,000 | +35.2% | 7,871 | +41.8% | 0.09% | +26.4% |
| EWL | Buy | ISHARESmsci sz cap etf | $289,000 | +33.2% | 8,419 | +27.7% | 0.09% | +24.7% |
| EWD | Buy | ISHARESmsci sweden etf | $285,000 | +29.5% | 7,776 | +26.7% | 0.09% | +21.6% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $282,000 | 0.0% | 5,287 | +0.0% | 0.09% | -6.3% |
| GIS | Sell | GENERAL MLS INC | $275,000 | +3.4% | 5,302 | -0.5% | 0.09% | -2.2% |
| TGT | Buy | TARGET CORP | $275,000 | +19.6% | 5,336 | +47.0% | 0.09% | +13.0% |
| HPQ | New | HEWLETT PACKARD CO | $273,000 | – | 8,450 | +100.0% | 0.09% | – |
| BX | Sell | BLACKSTONE GROUP L P | $271,000 | -11.4% | 8,137 | -16.3% | 0.09% | -16.5% |
| GILD | Buy | GILEAD SCIENCES INC | $271,000 | -8.8% | 4,423 | +12.0% | 0.09% | -14.0% |
| PYZ | New | POWERSHARES ETF TRUSTbasic mat sect | $269,000 | – | 5,106 | +100.0% | 0.08% | – |
| BGR | Buy | BLACKROCK ENERGY & RES TR | $268,000 | +21.3% | 11,100 | +22.0% | 0.08% | +14.9% |
| IEF | Buy | ISHARES7-10 y tr bd etf | $270,000 | +15.4% | 2,651 | +12.3% | 0.08% | +7.6% |
| UTXPRA | UNITED TECHNOLOGIES CORPunit 99/99/9999 | $266,000 | +1.5% | 4,000 | 0.0% | 0.08% | -4.5% | |
| IBMD | ISHARES15 amt-free etf | $265,000 | -0.4% | 5,000 | 0.0% | 0.08% | -5.6% | |
| BR | New | BROADRIDGE FINL SOLUTIONS IN | $267,000 | – | 7,200 | +100.0% | 0.08% | – |
| BAM | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $266,000 | +5.6% | 6,500 | 0.0% | 0.08% | -1.2% | |
| AGN | ALLERGAN INC | $261,000 | +12.0% | 2,100 | 0.0% | 0.08% | +5.1% | |
| DUK | Buy | DUKE ENERGY CORP NEW | $261,000 | +7.4% | 3,670 | +4.2% | 0.08% | 0.0% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $261,000 | +29.2% | 8,151 | +42.1% | 0.08% | +20.6% |
| RPAI | Buy | RETAIL PPTYS AMER INCcl a | $250,000 | +12.1% | 18,430 | +5.3% | 0.08% | +5.3% |
| KMB | Sell | KIMBERLY CLARK CORP | $250,000 | -11.7% | 2,566 | -5.2% | 0.08% | -16.8% |
| PPL | New | PPL CORP | $248,000 | – | 7,494 | +100.0% | 0.08% | – |
| LOW | Buy | LOWES COS INC | $245,000 | -15.8% | 6,086 | +3.8% | 0.08% | -21.4% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $242,000 | -40.7% | 3,135 | -38.0% | 0.08% | -44.5% |
| PAGP | Buy | PLAINS GP HLDGS L P | $240,000 | +11.1% | 8,580 | +6.2% | 0.08% | +4.1% |
| BGY | Buy | BLACKROCK INTL GRWTH & INC T | $242,000 | +48.5% | 30,000 | +50.0% | 0.08% | +38.2% |
| BIV | Sell | VANGUARD BD INDEX FD INCintermed term | $236,000 | -46.5% | 2,831 | -47.6% | 0.08% | -49.3% |
| WFM | Buy | WHOLE FOODS MKT INC | $237,000 | -22.3% | 5,267 | +0.0% | 0.08% | -27.2% |
| VIG | Sell | VANGUARD SPECIALIZED PORTFOLdiv app etf | $234,000 | -8.6% | 3,105 | -8.9% | 0.07% | -14.0% |
| TLT | New | ISHARES20+ yr tr bd etf | $231,000 | – | 2,116 | +100.0% | 0.07% | – |
| ASTC | ASTROTECH CORP | $228,000 | -17.1% | 97,158 | 0.0% | 0.07% | -21.7% | |
| FRT | FEDERAL REALTY INVT TRsh ben int new | $229,000 | +12.8% | 2,000 | 0.0% | 0.07% | +5.9% | |
| BACPRL | BANK OF AMERICA CORPORATION7.25%cnv pfd l | $229,000 | +8.0% | 200 | 0.0% | 0.07% | +1.4% | |
| KRFT | Sell | KRAFT FOODS GROUP INC | $228,000 | -57.9% | 4,262 | -57.5% | 0.07% | -60.4% |
| IJJ | Buy | ISHARESs&p mc 400vl etf | $227,000 | +9.1% | 1,881 | +5.0% | 0.07% | +2.9% |
| FB | Buy | FACEBOOK INCcl a | $227,000 | -3.0% | 4,990 | +16.4% | 0.07% | -8.9% |
| IJK | Buy | ISHARESs&p mc 400gr etf | $226,000 | +6.6% | 1,475 | +4.4% | 0.07% | 0.0% |
| MIDD | New | MIDDLEBY CORP | $225,000 | – | 850 | +100.0% | 0.07% | – |
| ADS | New | ALLIANCE DATA SYSTEMS CORP | $222,000 | – | 932 | +100.0% | 0.07% | – |
| D | Buy | DOMINION RES INC VA NEW | $223,000 | +9.9% | 3,136 | +0.1% | 0.07% | +2.9% |
| BPT | New | BP PRUDHOE BAY RTY TRunit ben int | $219,000 | – | 2,598 | +100.0% | 0.07% | – |
| IJT | Buy | ISHARESsp smcp600gr etf | $219,000 | -30.0% | 2,653 | +0.6% | 0.07% | -34.3% |
| COST | Buy | COSTCO WHSL CORP NEW | $216,000 | +6.4% | 2,181 | +27.6% | 0.07% | 0.0% |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $216,000 | – | 3,698 | +100.0% | 0.07% | – |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $212,000 | +221.2% | 36,000 | +227.3% | 0.07% | +204.5% |
| ICF | Sell | ISHAREScohen&steer reit | $209,000 | -51.2% | 2,543 | -55.6% | 0.07% | -54.2% |
| NSC | Sell | NORFOLK SOUTHERN CORP | $210,000 | 0.0% | 2,164 | -4.4% | 0.07% | -7.0% |
| T104PS | Buy | AMERICAN RLTY CAP PPTYS INC | $209,000 | +27.4% | 18,503 | +44.7% | 0.07% | +20.0% |
| DTN | New | WISDOMTREE TRdiv ex-finl fd | $209,000 | – | 2,978 | +100.0% | 0.07% | – |
| APD | New | AIR PRODS & CHEMS INC | $209,000 | – | 1,753 | +100.0% | 0.07% | – |
| RIG | New | TRANSOCEAN LTD | $210,000 | – | 5,090 | +100.0% | 0.07% | – |
| BSJH | New | CLAYMORE EXCHANGE TRD FD TRgug blt2017 hy | $206,000 | – | 7,503 | +100.0% | 0.06% | – |
| 9362SC | ISHARES14 amt-free etf | $205,000 | 0.0% | 4,000 | 0.0% | 0.06% | -5.8% | |
| BSJI | New | CLAYMORE EXCHANGE TRD FD TRgug blt2018 hy | $206,000 | – | 7,532 | +100.0% | 0.06% | – |
| CAG | New | CONAGRA FOODS INC | $205,000 | – | 6,890 | +100.0% | 0.06% | – |
| DBJP | New | DBX ETF TRxtrak msci japn | $205,000 | – | 5,802 | +100.0% | 0.06% | – |
| AWR | New | AMERICAN STS WTR CO | $204,000 | – | 6,305 | +100.0% | 0.06% | – |
| SC | New | SANTANDER CONSUMER USA HDG I | $202,000 | – | 8,400 | +100.0% | 0.06% | – |
| GLW | Buy | CORNING INC | $200,000 | +9.9% | 11,248 | +10.2% | 0.06% | +3.3% |
| BOE | New | BLACKROCK GLOBAL OPP EQTY TR | $190,000 | – | 13,000 | +100.0% | 0.06% | – |
| SPFF | Sell | GLOBAL X FDSglbx suprinc etf | $190,000 | -12.8% | 12,600 | -15.7% | 0.06% | -17.8% |
| DWAS | Sell | POWERSHARES ETF TRUST IIdwa sc momnt ptf | $185,000 | -79.2% | 20,558 | -8.2% | 0.06% | -80.6% |
| MITK | Sell | MITEK SYS INC | $171,000 | -50.0% | 44,100 | -23.4% | 0.05% | -53.0% |
| CSFL | CENTERSTATE BANKS INC | $143,000 | +7.5% | 13,125 | 0.0% | 0.04% | 0.0% | |
| IAU | Buy | ISHARES GOLD TRUSTishares | $143,000 | +4.4% | 12,105 | +3.4% | 0.04% | -2.2% |
| PDLI | New | PDL BIOPHARMA INC | $136,000 | – | 16,413 | +100.0% | 0.04% | – |
| NLY | New | ANNALY CAP MGMT INC | $121,000 | – | 11,000 | +100.0% | 0.04% | – |
| SNV | SYNOVUS FINL CORP | $109,000 | -6.0% | 32,182 | 0.0% | 0.03% | -12.8% | |
| SGU | Buy | STAR GAS PARTNERS L Punit ltd partnr | $102,000 | +24.4% | 17,449 | +12.3% | 0.03% | +14.3% |
| OIBR | New | OI S.A.spn adr rep pfd | $57,000 | – | 42,500 | +100.0% | 0.02% | – |
| SIRI | SIRIUS XM HLDGS INC | $43,000 | -14.0% | 14,460 | 0.0% | 0.01% | -17.6% | |
| ESSX | Sell | ESSEX RENT CORP | $44,000 | -90.6% | 14,750 | -89.7% | 0.01% | -91.1% |
| RSHCQ | RADIOSHACK CORP | $41,000 | -19.6% | 19,500 | 0.0% | 0.01% | -23.5% | |
| HYF | MANAGED HIGH YIELD PLUS FD I | $37,000 | +2.8% | 17,500 | 0.0% | 0.01% | 0.0% | |
| ARES CAP CORPnote 5.125% 6/0 | $32,000 | 0.0% | 30,000 | 0.0% | 0.01% | -9.1% | ||
| GNKOQ | GENCO SHIPPING & TRADING LTD | $18,000 | -30.8% | 10,400 | 0.0% | 0.01% | -33.3% | |
| LIBERTY MEDIA CORPdeb 4.000%11/1 | $17,000 | 0.0% | 30,000 | 0.0% | 0.01% | -16.7% | ||
| Sell | DRYSHIPS INC.note 5.000%12/0 | $10,000 | -50.0% | 10,000 | -50.0% | 0.00% | -57.1% | |
| GEGSQ | GLOBAL GEOPHYSICAL SVCS INC | $1,000 | -93.8% | 10,000 | 0.0% | 0.00% | -100.0% | |
| EOD | Exit | WELLS FARGO ADV GLB DIV OPP | $0 | – | -12,658 | -100.0% | -0.03% | – |
| ELY | Exit | CALLAWAY GOLF CO | $0 | – | -11,000 | -100.0% | -0.03% | – |
| HHS | Exit | HARTE-HANKS INC | $0 | – | -12,872 | -100.0% | -0.03% | – |
| NYMT | Exit | NEW YORK MTG TR INC | $0 | – | -15,621 | -100.0% | -0.04% | – |
| EZPW | Exit | EZCORP INCcl a non vtg | $0 | – | -10,000 | -100.0% | -0.04% | – |
| SWHC | Exit | SMITH & WESSON HLDG CORP | $0 | – | -10,500 | -100.0% | -0.05% | – |
| EMC | Exit | E M C CORP MASS | $0 | – | -7,989 | -100.0% | -0.07% | – |
| LINEQ | Exit | LINN ENERGY LLCunit ltd liab | $0 | – | -6,745 | -100.0% | -0.07% | – |
| PKW | Exit | POWERSHARES ETF TRUSTdyna buybk ach | $0 | – | -4,939 | -100.0% | -0.07% | – |
| UVE | Exit | UNIVERSAL INS HLDGS INC | $0 | – | -15,260 | -100.0% | -0.07% | – |
| BAX | Exit | BAXTER INTL INC | $0 | – | -3,157 | -100.0% | -0.07% | – |
| EWN | Exit | ISHARESmsci netherl etf | $0 | – | -8,511 | -100.0% | -0.07% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -5,800 | -100.0% | -0.08% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -3,125 | -100.0% | -0.08% | – |
| STZ | Exit | CONSTELLATION BRANDS INCcl a | $0 | – | -3,200 | -100.0% | -0.08% | – |
| BPL | Exit | BUCKEYE PARTNERS L Punit ltd partn | $0 | – | -3,219 | -100.0% | -0.08% | – |
| ACWI | Exit | ISHARESmsci acwi etf | $0 | – | -4,024 | -100.0% | -0.08% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -3,103 | -100.0% | -0.08% | – |
| OEF | Exit | ISHARESs&p 100 etf | $0 | – | -2,930 | -100.0% | -0.08% | – |
| TRGP | Exit | TARGA RES CORP | $0 | – | -2,804 | -100.0% | -0.08% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -4,274 | -100.0% | -0.08% | – |
| EEM | Exit | ISHARESmsci emg mkt etf | $0 | – | -6,006 | -100.0% | -0.08% | – |
| DE | Exit | DEERE & CO | $0 | – | -2,802 | -100.0% | -0.09% | – |
| OKE | Exit | ONEOK INC NEW | $0 | – | -4,209 | -100.0% | -0.09% | – |
| COF | Exit | CAPITAL ONE FINL CORP | $0 | – | -3,546 | -100.0% | -0.09% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWspons adr new | $0 | – | -6,892 | -100.0% | -0.09% | – |
| DVY | Exit | ISHARESselect divid etf | $0 | – | -3,879 | -100.0% | -0.09% | – |
| WU | Exit | WESTERN UN CO | $0 | – | -16,491 | -100.0% | -0.10% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N V | $0 | – | -3,521 | -100.0% | -0.10% | – |
| AEG | Exit | AEGON N Vny registry sh | $0 | – | -31,849 | -100.0% | -0.10% | – |
| VTWO | Exit | VANGUARD SCOTTSDALE FDSvng rus2000idx | $0 | – | -3,313 | -100.0% | -0.10% | – |
| 2108SC | Exit | EL PASO PIPELINE PARTNERS L | $0 | – | -8,551 | -100.0% | -0.10% | – |
| SLW | Exit | SILVER WHEATON CORP | $0 | – | -15,450 | -100.0% | -0.10% | – |
| SON | Exit | SONOCO PRODS CO | $0 | – | -7,667 | -100.0% | -0.11% | – |
| SPLS | Exit | STAPLES INC | $0 | – | -21,028 | -100.0% | -0.11% | – |
| OMC | Exit | OMNICOM GROUP INC | $0 | – | -4,753 | -100.0% | -0.12% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $0 | – | -1,497 | -100.0% | -0.12% | – |
| FXR | Exit | FIRST TR EXCHANGE TRADED FDindls prod dur | $0 | – | -13,494 | -100.0% | -0.13% | – |
| SHY | Exit | ISHARES1-3 yr tr bd etf | $0 | – | -4,791 | -100.0% | -0.14% | – |
| FTSL | Exit | FIRST TR EXCHANGE TRADED FDsenior ln fd | $0 | – | -8,664 | -100.0% | -0.14% | – |
| FPX | Exit | FIRST TR US IPO INDEX FD | $0 | – | -9,662 | -100.0% | -0.15% | – |
| IP | Exit | INTL PAPER CO | $0 | – | -9,142 | -100.0% | -0.15% | – |
| HRS | Exit | HARRIS CORP DEL | $0 | – | -6,646 | -100.0% | -0.16% | – |
| STX | Exit | SEAGATE TECHNOLOGY PLC | $0 | – | -8,874 | -100.0% | -0.17% | – |
| RGLD | Exit | ROYAL GOLD INC | $0 | – | -10,920 | -100.0% | -0.17% | – |
| PBI | Exit | PITNEY BOWES INC | $0 | – | -21,953 | -100.0% | -0.17% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -5,789 | -100.0% | -0.18% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -3,722 | -100.0% | -0.19% | – |
| IWC | Exit | ISHARESmicro-cap etf | $0 | – | -9,898 | -100.0% | -0.25% | – |
| SPTI | Exit | SPDR SERIES TRUSTbrclys inter etf | $0 | – | -14,587 | -100.0% | -0.29% | – |
| LQD | Exit | ISHARESiboxx inv cp etf | $0 | – | -7,650 | -100.0% | -0.29% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFut ser 1 | $0 | – | -5,809 | -100.0% | -0.32% | – |
| IWV | Exit | ISHARESrussell 3000 etf | $0 | – | -14,895 | -100.0% | -0.55% | – |
| FBT | Exit | FIRST TR EXCHANGE TRADED FDny arca biotech | $0 | – | -43,344 | -100.0% | -1.01% | – |
| MVV | Exit | PROSHARES TR | $0 | – | -25,532 | -100.0% | -1.09% | – |
| XLP | Exit | SELECT SECTOR SPDR TRsbi cons stpls | $0 | – | -266,905 | -100.0% | -3.86% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -183,268 | -100.0% | -4.12% | – |
| IYJ | Exit | ISHARESu.s. inds etf | $0 | – | -121,243 | -100.0% | -4.13% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-04-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 7.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ALTRIA GROUP INC | 42 | Q3 2023 | 1.4% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.4% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP NEW | 42 | Q3 2023 | 0.9% |
| ISHARES TR | 42 | Q3 2023 | 1.1% |
| SELECT SECTOR SPDR TR | 42 | Q3 2023 | 1.5% |
| PEPSICO INC | 42 | Q3 2023 | 0.7% |
| SPDR SER TR | 42 | Q3 2023 | 1.7% |
View Prospera Financial Services Inc's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| ALPS ETF Trust | June 02, 2017 | 10 | 12.0% |
| First Trust Exchange-Traded Fund III | May 11, 2017 | 10 | 12.0% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | May 11, 2017 | 10 | 12.0% |
| PowerShares Exchange-Traded Fund Trust IISold out | May 11, 2017 | 0 | 0.0% |
| POWERSHARES DB SILVER FUND | September 09, 2016 | 10 | 12.0% |
| SPDR SERIES TRUST | September 09, 2016 | 10 | 12.0% |
| Probe Mines Ltd | May 01, 2015 | 616,348 | 1.8% |
| FIRST TRUST EXCHANGE-TRADED FUND VI | September 22, 2014 | 1,211,443 | 4.8% |
View Prospera Financial Services Inc's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-08 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-08-08 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-10 |
| 13F-HR | 2021-11-12 |
View Prospera Financial Services Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.