$133 Million is the total value of Aspen Investment Management Inc's 130 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 11.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IOC | Buy | INTEROIL CORP | $15,577,000 | -6.5% | 327,394 | +0.1% | 11.73% | -11.1% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $12,297,000 | +2.7% | 55,013 | -0.7% | 9.26% | -2.5% |
| IGIB | Sell | ISHARES TRinterm cr bd etf | $5,910,000 | -6.7% | 54,630 | -3.9% | 4.45% | -11.3% |
| WM | WASTE MGMT INC DEL | $5,180,000 | +11.2% | 73,056 | 0.0% | 3.90% | +5.7% | |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $4,307,000 | +31.3% | 49,708 | +26.7% | 3.24% | +24.8% |
| HYS | Sell | PIMCO ETF TR0-5 high yield | $4,022,000 | -0.5% | 40,274 | -0.9% | 3.03% | -5.5% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $3,124,000 | +15.0% | 23,165 | +5.9% | 2.35% | +9.2% |
| FPE | Buy | FIRST TR EXCHANGE-TRADEDpfd secs inc etf | $2,696,000 | -0.3% | 141,993 | +2.6% | 2.03% | -5.3% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $2,519,000 | -1.6% | 30,518 | +3.4% | 1.90% | -6.6% |
| BSCJ | New | CLAYMORE EXCHANGE TRD FDgug bull2019 e | $2,401,000 | – | 113,560 | +100.0% | 1.81% | – |
| DES | Buy | WISDOMTREE TRsmallcap divid | $2,295,000 | +29.3% | 27,750 | +17.6% | 1.73% | +22.9% |
| MSFT | Buy | MICROSOFT CORP | $2,001,000 | +8.3% | 32,195 | +0.4% | 1.51% | +2.9% |
| GE | Buy | GENERAL ELECTRIC CO | $1,976,000 | +7.9% | 62,531 | +1.1% | 1.49% | +2.5% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $1,943,000 | -0.4% | 14,764 | -2.0% | 1.46% | -5.3% |
| IGSB | Buy | ISHARES TR1-3 yr cr bd etf | $1,631,000 | -0.6% | 15,543 | +0.2% | 1.23% | -5.5% |
| JNJ | JOHNSON & JOHNSON | $1,631,000 | -2.5% | 14,158 | 0.0% | 1.23% | -7.3% | |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $1,625,000 | +0.4% | 69,555 | -0.3% | 1.22% | -4.7% |
| DON | Buy | WISDOMTREE TRmidcap divi fd | $1,461,000 | +10.2% | 15,476 | +6.0% | 1.10% | +4.7% |
| IEFA | Sell | ISHARES TRcore msci eafe | $1,446,000 | -5.4% | 26,960 | -2.7% | 1.09% | -10.1% |
| XOM | EXXON MOBIL CORP | $1,436,000 | +3.4% | 15,912 | 0.0% | 1.08% | -1.7% | |
| BSCK | New | CLAYMORE EXCHANGE TRD FDgug bull2020 e | $1,346,000 | – | 63,500 | +100.0% | 1.01% | – |
| IVV | ISHARES TRcore s&p500 etf | $1,322,000 | +3.4% | 5,876 | 0.0% | 1.00% | -1.7% | |
| JPM | JPMORGAN CHASE & CO | $1,301,000 | +29.6% | 15,078 | 0.0% | 0.98% | +23.1% | |
| EFA | ISHARES TRmsci eafe etf | $1,264,000 | -2.4% | 21,894 | 0.0% | 0.95% | -7.3% | |
| PEP | PEPSICO INC | $1,100,000 | -3.8% | 10,514 | 0.0% | 0.83% | -8.6% | |
| ITW | ILLINOIS TOOL WKS INC | $1,074,000 | +2.2% | 8,772 | 0.0% | 0.81% | -2.9% | |
| HD | Sell | HOME DEPOT INC | $1,070,000 | +3.9% | 7,980 | -0.3% | 0.81% | -1.3% |
| CVX | CHEVRON CORP NEW | $1,060,000 | +14.3% | 9,003 | 0.0% | 0.80% | +8.6% | |
| AMGN | Sell | AMGEN INC | $1,046,000 | -12.6% | 7,155 | -0.3% | 0.79% | -17.0% |
| INTC | Sell | INTEL CORP | $1,044,000 | -5.6% | 28,793 | -1.7% | 0.79% | -10.4% |
| DD | Buy | DU PONT E I DE NEMOURS & | $997,000 | +11.0% | 13,586 | +1.3% | 0.75% | +5.5% |
| WFC | WELLS FARGO & CO NEW | $991,000 | +24.5% | 17,974 | 0.0% | 0.75% | +18.2% | |
| WMT | Sell | WAL-MART STORES INC | $974,000 | -4.9% | 14,093 | -0.7% | 0.73% | -9.6% |
| VZ | Sell | VERIZON COMMUNICATIONS IN | $971,000 | +1.1% | 18,190 | -1.5% | 0.73% | -3.9% |
| PFE | PFIZER INC | $942,000 | -4.1% | 28,993 | 0.0% | 0.71% | -8.9% | |
| VWO | Sell | VANGUARD INTL EQUITY INDEftse emr mkt etf | $875,000 | -12.6% | 24,460 | -8.0% | 0.66% | -17.0% |
| CHFC | Sell | CHEMICAL FINL CORP | $860,000 | +22.7% | 15,872 | -0.1% | 0.65% | +16.5% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $858,000 | +0.5% | 19,358 | -0.4% | 0.65% | -4.6% |
| CSX | Buy | CSX CORP | $850,000 | +19.0% | 23,666 | +1.1% | 0.64% | +13.1% |
| PYPL | Buy | PAYPAL HLDGS INC | $800,000 | -2.7% | 20,265 | +1.0% | 0.60% | -7.5% |
| FB | FACEBOOK INCcl a | $792,000 | -10.3% | 6,885 | 0.0% | 0.60% | -14.7% | |
| FL | FOOT LOCKER INC | $738,000 | +4.7% | 10,416 | 0.0% | 0.56% | -0.5% | |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $731,000 | +11.6% | 12,501 | +2.9% | 0.55% | +6.2% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $719,000 | +51.1% | 3,004 | +1.7% | 0.54% | +43.8% |
| V | VISA INC | $720,000 | -5.6% | 9,232 | 0.0% | 0.54% | -10.4% | |
| BAC | Sell | BANK AMER CORP | $713,000 | +40.1% | 32,243 | -0.9% | 0.54% | +32.9% |
| AET | AETNA INC NEW | $704,000 | +7.5% | 5,677 | 0.0% | 0.53% | +2.1% | |
| ADP | AUTOMATIC DATA PROCESSING | $682,000 | +16.6% | 6,638 | 0.0% | 0.51% | +10.8% | |
| SCHC | SCHWAB STRATEGIC TRintl sceqt etf | $678,000 | -5.7% | 23,285 | 0.0% | 0.51% | -10.4% | |
| LMT | LOCKHEED MARTIN CORP | $642,000 | +4.2% | 2,569 | 0.0% | 0.48% | -0.8% | |
| IDV | Sell | ISHARES TRintl sel div etf | $625,000 | -6.2% | 21,153 | -4.8% | 0.47% | -10.8% |
| PFF | ISHARES TRu.s. pfd stk etf | $616,000 | -5.8% | 16,556 | 0.0% | 0.46% | -10.6% | |
| YUM | YUM BRANDS INC | $613,000 | -30.3% | 9,682 | 0.0% | 0.46% | -33.7% | |
| PG | Sell | PROCTER AND GAMBLE CO | $613,000 | -8.1% | 7,285 | -2.0% | 0.46% | -12.7% |
| COF | CAPITAL ONE FINL CORP | $588,000 | +21.5% | 6,736 | 0.0% | 0.44% | +15.4% | |
| BUFF | BLUE BUFFALO PET PRODS IN | $569,000 | +1.2% | 23,660 | 0.0% | 0.43% | -3.8% | |
| AMZN | Sell | AMAZON COM INC | $567,000 | -17.7% | 756 | -8.1% | 0.43% | -21.8% |
| IBB | New | ISHARES TRnasdq biotec etf | $567,000 | – | 2,137 | +100.0% | 0.43% | – |
| CDK | Sell | CDK GLOBAL INC | $562,000 | +2.6% | 9,413 | -1.5% | 0.42% | -2.5% |
| AAPL | Sell | APPLE INC | $555,000 | -10.9% | 4,788 | -13.1% | 0.42% | -15.4% |
| T | AT&T INC | $549,000 | +4.8% | 12,906 | 0.0% | 0.41% | -0.2% | |
| DUK | DUKE ENERGY CORP NEW | $544,000 | -3.0% | 7,008 | 0.0% | 0.41% | -7.9% | |
| DIS | DISNEY WALT CO | $543,000 | +12.2% | 5,210 | 0.0% | 0.41% | +6.5% | |
| IWF | New | ISHARES TRrus 1000 grw etf | $526,000 | – | 5,012 | +100.0% | 0.40% | – |
| IBM | INTERNATIONAL BUSINESS MA | $522,000 | +4.4% | 3,145 | 0.0% | 0.39% | -0.8% | |
| MDT | MEDTRONIC PLC | $520,000 | -17.5% | 7,296 | 0.0% | 0.39% | -21.4% | |
| WETF | Sell | WISDOMTREE INVTS INC | $519,000 | +2.4% | 46,548 | -5.5% | 0.39% | -2.7% |
| SYK | Sell | STRYKER CORP | $508,000 | +1.8% | 4,240 | -1.2% | 0.38% | -3.3% |
| CSCO | CISCO SYS INC | $496,000 | -4.6% | 16,408 | 0.0% | 0.37% | -9.2% | |
| ICE | Buy | INTERCONTINENTAL EXCHANGE | $491,000 | +4.7% | 8,700 | +400.0% | 0.37% | -0.5% |
| DGRW | Buy | WISDOMTREE TRus qtly div grt | $475,000 | +33.1% | 14,292 | +29.2% | 0.36% | +26.5% |
| MO | ALTRIA GROUP INC | $459,000 | +7.0% | 6,791 | 0.0% | 0.35% | +1.8% | |
| KO | COCA COLA CO | $460,000 | -2.1% | 11,096 | 0.0% | 0.35% | -7.2% | |
| JCI | New | JOHNSON CTLS INTL PLC | $458,000 | – | 11,117 | +100.0% | 0.34% | – |
| CAT | CATERPILLAR INC DEL | $438,000 | +4.5% | 4,724 | 0.0% | 0.33% | -0.6% | |
| MRK | MERCK & CO INC | $433,000 | -5.7% | 7,362 | 0.0% | 0.33% | -10.4% | |
| NEE | NEXTERA ENERGY INC | $431,000 | -2.5% | 3,610 | 0.0% | 0.32% | -7.1% | |
| FICO | FAIR ISAAC CORP | $429,000 | -4.5% | 3,600 | 0.0% | 0.32% | -9.3% | |
| CA | CA INC | $425,000 | -3.8% | 13,370 | 0.0% | 0.32% | -8.6% | |
| WMB | Sell | WILLIAMS COS INC DEL | $421,000 | -4.1% | 13,533 | -5.3% | 0.32% | -8.9% |
| SCHW | SCHWAB CHARLES CORP NEW | $412,000 | +24.8% | 10,443 | 0.0% | 0.31% | +18.3% | |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $406,000 | +28.5% | 6,605 | +20.2% | 0.31% | +21.9% |
| IWB | ISHARES TRrus 1000 etf | $397,000 | +3.4% | 3,187 | 0.0% | 0.30% | -1.6% | |
| MET | METLIFE INC | $384,000 | +21.1% | 7,128 | 0.0% | 0.29% | +15.1% | |
| ORCL | ORACLE CORP | $356,000 | -2.2% | 9,259 | 0.0% | 0.27% | -7.3% | |
| EW | EDWARDS LIFESCIENCES CORP | $350,000 | -22.4% | 3,740 | 0.0% | 0.26% | -26.3% | |
| MRO | Sell | MARATHON OIL CORP | $348,000 | +8.8% | 20,105 | -0.7% | 0.26% | +3.1% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $341,000 | +33.7% | 6,402 | +29.4% | 0.26% | +27.2% |
| TXN | TEXAS INSTRS INC | $338,000 | +4.0% | 4,628 | 0.0% | 0.26% | -1.2% | |
| UTX | UNITED TECHNOLOGIES CORP | $335,000 | +7.7% | 3,060 | 0.0% | 0.25% | +2.0% | |
| ADBE | ADOBE SYS INC | $332,000 | -5.1% | 3,221 | 0.0% | 0.25% | -9.7% | |
| MMM | 3M CO | $332,000 | +1.2% | 1,861 | 0.0% | 0.25% | -3.8% | |
| IEMG | Sell | ISHARES INCcore msci emkt | $329,000 | -10.1% | 7,741 | -3.5% | 0.25% | -14.5% |
| KHC | KRAFT HEINZ CO | $322,000 | -2.4% | 3,684 | 0.0% | 0.24% | -7.3% | |
| COP | Sell | CONOCOPHILLIPS | $322,000 | +9.5% | 6,415 | -5.2% | 0.24% | +4.3% |
| IWR | Buy | ISHARES TRrus mid-cap etf | $321,000 | +19.3% | 1,794 | +16.4% | 0.24% | +13.6% |
| FV | FIRST TR EXCHANGE TRADEDdorsey wrt 5 etf | $320,000 | +0.9% | 13,850 | 0.0% | 0.24% | -4.0% | |
| FTSL | FIRST TR EXCHANGE TRADEDsenior ln fd | $318,000 | 0.0% | 6,560 | 0.0% | 0.24% | -4.8% | |
| NEAR | ISHARES U S ETF TRsht mat bd etf | $316,000 | 0.0% | 6,300 | 0.0% | 0.24% | -5.2% | |
| ABBV | ABBVIE INC | $316,000 | -0.6% | 5,045 | 0.0% | 0.24% | -5.6% | |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $307,000 | +8.1% | 14,241 | +15.5% | 0.23% | +2.7% |
| SMTC | SEMTECH CORP | $304,000 | +13.9% | 9,645 | 0.0% | 0.23% | +8.0% | |
| BC | BRUNSWICK CORP | $293,000 | +11.8% | 5,370 | 0.0% | 0.22% | +6.2% | |
| EMLP | Buy | FIRST TR EXCHANGE TRADEDno amer energy | $291,000 | +2.5% | 11,520 | +2.7% | 0.22% | -2.7% |
| SCHM | Buy | SCHWAB STRATEGIC TRus mid-cap etf | $290,000 | +9.0% | 6,426 | +4.9% | 0.22% | +3.3% |
| AXP | AMERICAN EXPRESS CO | $283,000 | +15.5% | 3,825 | 0.0% | 0.21% | +9.8% | |
| VIG | VANGUARD SPECIALIZED PORTdiv app etf | $281,000 | +1.4% | 3,300 | 0.0% | 0.21% | -3.6% | |
| TMO | THERMO FISHER SCIENTIFIC | $282,000 | -11.3% | 2,000 | 0.0% | 0.21% | -15.9% | |
| FXI | Sell | ISHARES TRchina lg-cap etf | $275,000 | -33.4% | 7,922 | -27.1% | 0.21% | -36.7% |
| UNH | UNITEDHEALTH GROUP INC | $269,000 | +14.5% | 1,680 | 0.0% | 0.20% | +9.1% | |
| HAL | HALLIBURTON CO | $261,000 | +20.3% | 4,830 | 0.0% | 0.20% | +14.5% | |
| DTE | DTE ENERGY CO | $255,000 | +5.4% | 2,588 | 0.0% | 0.19% | 0.0% | |
| YUMC | New | YUM CHINA HLDGS INC | $253,000 | – | 9,682 | +100.0% | 0.19% | – |
| CB | CHUBB LIMITED | $249,000 | +5.1% | 1,884 | 0.0% | 0.19% | 0.0% | |
| SCHF | New | SCHWAB STRATEGIC TRintl eqty etf | $247,000 | – | 8,912 | +100.0% | 0.19% | – |
| DOW | DOW CHEM CO | $239,000 | +10.6% | 4,174 | 0.0% | 0.18% | +5.3% | |
| GSG | ISHARES S&P GSCI COMMODITunit ben int | $235,000 | +5.9% | 15,000 | 0.0% | 0.18% | +0.6% | |
| GLD | Sell | SPDR GOLD TRUST | $228,000 | -13.6% | 2,080 | -1.0% | 0.17% | -17.7% |
| UMPQ | UMPQUA HLDGS CORP | $223,000 | +24.6% | 11,900 | 0.0% | 0.17% | +18.3% | |
| SCHZ | Sell | SCHWAB STRATEGIC TRus aggregate b | $219,000 | -6.0% | 4,250 | -2.3% | 0.16% | -10.8% |
| GILD | GILEAD SCIENCES INC | $218,000 | -9.5% | 3,050 | 0.0% | 0.16% | -14.1% | |
| BP | Sell | BP PLCsponsored adr | $217,000 | +0.9% | 5,816 | -4.9% | 0.16% | -4.1% |
| BK | New | BANK NEW YORK MELLON CORP | $212,000 | – | 4,479 | +100.0% | 0.16% | – |
| TRV | New | TRAVELERS COMPANIES INC | $212,000 | – | 1,733 | +100.0% | 0.16% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE | $202,000 | – | 2,435 | +100.0% | 0.15% | – |
| MDRX | Sell | ALLSCRIPTS HEALTHCARE SOL | $201,000 | -34.1% | 19,735 | -14.7% | 0.15% | -37.6% |
| F | Sell | FORD MTR CO DEL | $174,000 | -22.3% | 14,382 | -22.4% | 0.13% | -26.4% |
| HBAN | HUNTINGTON BANCSHARES INC | $151,000 | +34.8% | 11,409 | 0.0% | 0.11% | +28.1% | |
| MCBC | MACATAWA BK CORP | $105,000 | +29.6% | 10,095 | 0.0% | 0.08% | +23.4% | |
| ZNGA | ZYNGA INCcl a | $26,000 | -10.3% | 10,000 | 0.0% | 0.02% | -13.0% | |
| GALE | Exit | GALENA BIOPHARMA INC | $0 | – | -15,000 | -100.0% | -0.00% | – |
| IFV | Exit | FIRST TR EXCHANGE TRADED FDdorsey wright | $0 | – | -20,200 | -100.0% | -0.28% | – |
| JCI | Exit | JOHNSON CTLS INTL PLC | $0 | – | -11,222 | -100.0% | -0.41% | – |
| SDY | Exit | SPDR SERIES TRUSTs&p divid etf | $0 | – | -18,682 | -100.0% | -1.25% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR Unit Trust | 42 | Q3 2023 | 11.7% |
| Ishares Tr Russell 2000 | 42 | Q3 2023 | 4.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.4% |
| PIMCO ETF TR | 42 | Q3 2023 | 3.9% |
| First Trust Preferred Securities Etf | 42 | Q3 2023 | 5.1% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
| Vanguard Reit | 42 | Q3 2023 | 2.4% |
| WASTE MGMT INC DEL | 42 | Q3 2023 | 4.0% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.0% |
| Exxon Mobil Corporation | 42 | Q3 2023 | 8.7% |
View Aspen Investment Management Inc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-28 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-06 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-11 |
| 13F-HR | 2022-01-26 |
View Aspen Investment Management Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.