$150 Thousand is the total value of Aspen Investment Management Inc's 135 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 17.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IOC | Buy | Interoil Corp | $13,026,000 | -19.7% | 252,988 | +11.3% | 8.69% | -24.3% |
| SDY | Buy | Spdr S&P Dividend ETFs&p divid etf | $6,413,000 | +6.0% | 88,311 | +0.7% | 4.28% | -0.2% |
| SPY | Buy | SPDR Unit Trusttr unit | $4,238,000 | +11.2% | 22,946 | +1.2% | 2.83% | +4.7% |
| HYS | Buy | Pimco 0-5 Year High Yld ETF0-5 high yield | $4,139,000 | +5.5% | 38,916 | +4.0% | 2.76% | -0.7% |
| BKLN | Buy | Powershares Senior Loan Portfoliosenior ln port | $3,904,000 | +7.8% | 156,905 | +6.9% | 2.60% | +1.5% |
| IJR | Sell | Ishares Tr S&P Smallcaps&p smlcap 600 | $3,823,000 | -34.7% | 35,029 | -40.3% | 2.55% | -38.5% |
| WM | Buy | Waste Management Inc. | $3,436,000 | +9.0% | 76,578 | +0.2% | 2.29% | +2.7% |
| FTA | Buy | First Trust Large Cap Value AlphaDex | $3,081,000 | +11.1% | 76,625 | +1.4% | 2.06% | +4.6% |
| PFF | Buy | Ishares US Preferred Stock Fundus pfd stk idx | $2,816,000 | -2.9% | 76,467 | +0.2% | 1.88% | -8.6% |
| GE | Buy | General Electric | $2,744,000 | +17.9% | 97,900 | +0.5% | 1.83% | +11.0% |
| VWO | Buy | Vanguard Emerging Marketftse emr mkt etf | $2,645,000 | +17.0% | 64,281 | +14.1% | 1.76% | +10.1% |
| IWM | Buy | Ishares Tr Russell 2000russell 2000 | $2,631,000 | +11.0% | 22,808 | +2.5% | 1.76% | +4.5% |
| XOM | Sell | Exxon Mobil Corporation | $2,578,000 | +15.0% | 25,477 | -2.2% | 1.72% | +8.3% |
| IEFA | Buy | Ishares Broad Market EAFE ETFcore msci eafe | $2,561,000 | +24.2% | 42,143 | +17.8% | 1.71% | +16.9% |
| EFA | Sell | Ishares Tr Msci EAFE Fdmsci efa index | $2,355,000 | -0.7% | 35,098 | -5.5% | 1.57% | -6.4% |
| DES | Buy | Wisdomtree Smallcap Divsmallcap div | $2,290,000 | +12.1% | 33,784 | +3.5% | 1.53% | +5.5% |
| CVX | Buy | Chevron | $2,206,000 | +3.0% | 17,664 | +0.2% | 1.47% | -3.0% |
| DD | Sell | Du Pont E I De Nemour | $2,026,000 | +10.7% | 31,181 | -0.2% | 1.35% | +4.2% |
| MSFT | Buy | Microsoft Corp | $1,993,000 | +12.7% | 53,276 | +0.2% | 1.33% | +6.1% |
| JNJ | Buy | Johnson & Johnson | $1,976,000 | +6.0% | 21,573 | +0.3% | 1.32% | -0.2% |
| VNQ | Sell | Vanguard Reitreit etf | $1,744,000 | -5.1% | 27,018 | -2.8% | 1.16% | -10.7% |
| PFE | Buy | Pfizer Inc | $1,743,000 | +7.2% | 56,920 | +0.6% | 1.16% | +1.0% |
| WMT | Sell | Wal Mart Stores Inc | $1,736,000 | +5.0% | 22,050 | -1.3% | 1.16% | -1.1% |
| IDV | Buy | Ishares DJ International Divdj intl sel divd | $1,714,000 | +12.3% | 45,178 | +7.3% | 1.14% | +5.7% |
| AMGN | Sell | Amgen Incorporated | $1,700,000 | -7.3% | 14,905 | -9.0% | 1.13% | -12.6% |
| IBM | Sell | Intl Business Machines | $1,640,000 | -3.1% | 8,743 | -4.4% | 1.09% | -8.8% |
| VO | Buy | Vanguard Mid Cap ETFmid cap etf | $1,555,000 | +10.4% | 14,135 | +2.8% | 1.04% | +3.9% |
| WETF | Buy | WisdomTree Investments, Inc. | $1,537,000 | +108.8% | 86,795 | +36.8% | 1.02% | +96.7% |
| JPM | Sell | JP Morgan | $1,487,000 | +11.8% | 25,427 | -1.2% | 0.99% | +5.3% |
| CSX | Sell | C S X Corp | $1,480,000 | -1.5% | 51,436 | -11.9% | 0.99% | -7.2% |
| VZ | Sell | Verizon Communications | $1,458,000 | +2.7% | 29,675 | -2.4% | 0.97% | -3.3% |
| ADP | Buy | Auto Data Processing | $1,456,000 | +12.0% | 18,025 | +0.3% | 0.97% | +5.4% |
| WMB | Sell | Williams Companies | $1,454,000 | +6.0% | 37,695 | -0.1% | 0.97% | -0.2% |
| WFC | Sell | Wells Fargo & Co | $1,373,000 | +4.5% | 30,249 | -4.9% | 0.92% | -1.6% |
| ITW | Sell | Illinois Tool Works Inc | $1,360,000 | -11.6% | 16,180 | -19.8% | 0.91% | -16.7% |
| PEP | Buy | Pepsico Incorporated | $1,350,000 | +5.8% | 16,271 | +1.4% | 0.90% | -0.4% |
| INTC | Sell | Intel Corp | $1,276,000 | +1.0% | 49,144 | -10.8% | 0.85% | -4.9% |
| MDLZ | Buy | Mondelez Intl | $1,273,000 | +24.6% | 36,064 | +10.8% | 0.85% | +17.3% |
| YUM | Buy | Yum Brands Inc | $1,241,000 | +8.3% | 16,415 | +2.3% | 0.83% | +2.0% |
| PG | Sell | Proctor & Gamble | $1,240,000 | +3.2% | 15,236 | -4.1% | 0.83% | -2.8% |
| FVD | Buy | First Tr Value Line Divid | $1,239,000 | +13.4% | 57,902 | +6.3% | 0.83% | +6.7% |
| MRK | Buy | Merck & Co | $1,212,000 | +5.6% | 24,224 | +0.5% | 0.81% | -0.6% |
| COF | Sell | Capital One Financial | $1,175,000 | +10.8% | 15,331 | -0.6% | 0.78% | +4.4% |
| SCHC | Buy | Schwab Intl Small Cap ETFintl sceqt etf | $1,117,000 | +5.2% | 34,979 | +1.6% | 0.74% | -0.9% |
| AMZN | Sell | Amazon Com Inc | $1,066,000 | +24.0% | 2,672 | -2.8% | 0.71% | +16.7% |
| HD | Buy | Home Depot Inc | $1,053,000 | +21.7% | 12,793 | +12.2% | 0.70% | +14.5% |
| AAPL | Buy | Apple Computer Inc | $1,017,000 | +17.8% | 1,812 | +0.1% | 0.68% | +11.0% |
| CA | Buy | Computer Assoc Intl Inc | $1,013,000 | +202.4% | 30,100 | +167.0% | 0.68% | +185.2% |
| V | Sell | Visa Inc Cl A | $1,004,000 | +14.5% | 4,510 | -1.7% | 0.67% | +7.9% |
| FL | Buy | Foot Locker Inc | $1,001,000 | +23.6% | 24,166 | +1.3% | 0.67% | +16.4% |
| COP | Buy | Conocophillips | $975,000 | +2.3% | 13,795 | +0.7% | 0.65% | -3.7% |
| T | Sell | AT & T | $956,000 | -3.5% | 27,199 | -7.2% | 0.64% | -9.1% |
| New | Tyco International | $957,000 | – | 23,322 | +100.0% | 0.64% | – | |
| DUK | Buy | Duke Power Co | $944,000 | +5.7% | 13,683 | +2.3% | 0.63% | -0.5% |
| LMT | Sell | Lockheed Martin Corp | $945,000 | +0.6% | 6,354 | -13.7% | 0.63% | -5.3% |
| MET | Sell | Metlife Inc | $935,000 | +14.0% | 17,341 | -0.7% | 0.62% | +7.4% |
| AXP | Buy | American Express | $934,000 | +20.2% | 10,296 | +0.0% | 0.62% | +13.3% |
| FXI | Sell | Ishares Ftse Chinaftse china 25 idx | $918,000 | +1.8% | 23,933 | -1.6% | 0.61% | -4.2% |
| GILD | Buy | Gilead Sciences Inc | $909,000 | +41.4% | 12,105 | +18.4% | 0.61% | +33.2% |
| GS | Sell | Goldman Sachs Group | $882,000 | +1.0% | 4,974 | -9.9% | 0.59% | -4.9% |
| BMY | Buy | Bristol Myers Squibb | $849,000 | +15.7% | 15,976 | +0.8% | 0.57% | +8.8% |
| IGIB | Buy | Ishares Int Corp Bond ETFbarclays inter cr | $844,000 | +14.7% | 7,824 | +14.7% | 0.56% | +8.1% |
| ICE | New | Intrcontinentalexchange | $801,000 | – | 3,560 | +100.0% | 0.53% | – |
| EEM | Ishares Msci Emrg Mkt Fdmsci emer mkt | $795,000 | +2.4% | 19,033 | 0.0% | 0.53% | -3.6% | |
| CSCO | Sell | Cisco Systems Inc | $780,000 | -9.3% | 34,773 | -5.3% | 0.52% | -14.6% |
| CAT | Sell | Caterpillar Inc | $776,000 | +1.8% | 8,541 | -6.6% | 0.52% | -4.1% |
| DON | Buy | Wisdomtree Midcap Divdnd ETFmidcap divi fd | $762,000 | +8.9% | 10,219 | +1.5% | 0.51% | +2.4% |
| EMLP | Buy | North American Energy Infrastructure Fndno amer energy | $750,000 | +7.3% | 31,920 | +4.3% | 0.50% | +1.0% |
| FICO | Sell | Fair Isaac & Co | $741,000 | -2.8% | 11,790 | -14.5% | 0.49% | -8.5% |
| BP | Sell | Bp Plc Adr | $727,000 | +4.6% | 14,953 | -9.6% | 0.48% | -1.4% |
| BAC | Sell | Bank Of America Corp | $714,000 | +8.0% | 45,863 | -4.2% | 0.48% | +1.7% |
| MO | Sell | Phillip Morris Co. | $697,000 | +11.5% | 18,146 | -0.4% | 0.46% | +5.0% |
| GOOGL | Sell | Google Inc | $694,000 | -10.3% | 619 | -30.0% | 0.46% | -15.5% |
| DBC | Buy | Powershs Db Commdty Indxunit ben int | $687,000 | +2.4% | 26,763 | +2.7% | 0.46% | -3.6% |
| ELD | Sell | Wisdomtree Emerging Mkt Bond ETFmsci emr mkt etf | $639,000 | -24.8% | 13,880 | -23.1% | 0.43% | -29.2% |
| IVV | New | Ishares Trust S&P 500 | $617,000 | – | 3,326 | +100.0% | 0.41% | – |
| FPE | Sell | First Trust Preferred Securities Etfpfd secs ivc etf | $612,000 | -23.5% | 34,130 | -23.0% | 0.41% | -28.0% |
| SCHD | Buy | Sch US Div Equity Etfus dividend eq | $599,000 | +11.5% | 16,352 | +2.4% | 0.40% | +5.3% |
| SYK | Buy | Stryker Corp | $581,000 | +11.7% | 7,730 | +0.5% | 0.39% | +5.4% |
| GNCIQ | New | GNC Holdings | $577,000 | – | 9,865 | +100.0% | 0.38% | – |
| MDRX | New | Allsripts | $546,000 | – | 35,335 | +100.0% | 0.36% | – |
| NEE | Nextera Energy Inc | $519,000 | +6.8% | 6,060 | 0.0% | 0.35% | +0.6% | |
| SRCL | Stericycle Inc | $513,000 | +0.8% | 4,415 | 0.0% | 0.34% | -5.3% | |
| CHFC | Chemical Financial Corp | $507,000 | +13.4% | 16,018 | 0.0% | 0.34% | +6.6% | |
| NAV | New | Navistar | $503,000 | – | 13,180 | +100.0% | 0.34% | – |
| IGSB | Buy | Ishares Short Bond ETFbarclys 1-3yr cr | $503,000 | +99.6% | 4,770 | +99.6% | 0.34% | +87.2% |
| SCHW | Sell | Charles Schwab | $499,000 | +19.1% | 19,188 | -3.3% | 0.33% | +12.1% |
| DIS | Buy | Walt Disney | $477,000 | +19.5% | 6,245 | +1.1% | 0.32% | +12.4% |
| KO | Buy | Coca Cola | $466,000 | +10.2% | 11,270 | +0.9% | 0.31% | +3.7% |
| EMR | Buy | Emerson Electric Co | $466,000 | +9.4% | 6,642 | +1.0% | 0.31% | +3.0% |
| MDT | Buy | Medtronic Inc | $464,000 | +10.0% | 8,090 | +2.1% | 0.31% | +3.3% |
| ORCL | Sell | Oracle Corporation | $426,000 | +13.3% | 11,147 | -1.6% | 0.28% | +6.8% |
| HAL | Sell | Halliburton Co | $374,000 | +1.9% | 7,362 | -3.4% | 0.25% | -4.2% |
| SMTC | Sell | Semtech Corp | $366,000 | -30.7% | 14,500 | -17.6% | 0.24% | -34.8% |
| SCHZ | Sell | Sch US Agg Bnd Etfus aggregate b | $362,000 | -9.5% | 7,200 | -8.5% | 0.24% | -14.8% |
| IWB | Sell | Ishares Tr Russell 1000russell 1000 | $361,000 | -32.0% | 3,499 | -37.9% | 0.24% | -35.9% |
| UTX | United Technologies | $360,000 | +5.6% | 3,160 | 0.0% | 0.24% | -0.8% | |
| BK | Sell | Bank Of New York Co | $344,000 | +9.2% | 9,834 | -5.8% | 0.23% | +2.7% |
| SCHX | Sell | Schwab US Large Cap ETFus lrg cap etf | $340,000 | +8.6% | 7,717 | -0.9% | 0.23% | +2.3% |
| MRO | Sell | Marathon Group | $322,000 | -0.9% | 9,110 | -2.1% | 0.22% | -6.5% |
| ABBV | ABBVIE INC | $321,000 | +18.0% | 6,083 | 0.0% | 0.21% | +10.9% | |
| IJH | Ishares Tr S&P Midcaps&p midcap 400 | $300,000 | +7.9% | 2,243 | 0.0% | 0.20% | +1.5% | |
| KRFT | Sell | Kraft Foods Group | $290,000 | -2.0% | 5,379 | -4.7% | 0.19% | -8.1% |
| APC | Sell | Anadarko Petroleum Corp | $290,000 | -17.1% | 3,662 | -2.7% | 0.19% | -22.2% |
| DE | Deere & Co | $272,000 | +12.4% | 2,974 | 0.0% | 0.18% | +5.8% | |
| CB | Sell | Chubb Corporation | $262,000 | +5.6% | 2,715 | -2.2% | 0.18% | -0.6% |
| USB | Sell | U S Bancorp | $254,000 | +7.2% | 6,286 | -3.1% | 0.17% | +0.6% |
| ADBE | Sell | Adobe Systems Inc | $248,000 | +13.8% | 4,150 | -1.2% | 0.16% | +7.1% |
| PM | Sell | Philip Morris Intl Inc | $246,000 | -3.5% | 2,822 | -4.2% | 0.16% | -9.4% |
| VIG | Buy | Vanguard Div Apprciationdiv app etf | $241,000 | +19.3% | 3,200 | +10.3% | 0.16% | +12.6% |
| AET | Sell | Aetna Life & Casualty | $241,000 | +5.2% | 3,507 | -2.1% | 0.16% | -0.6% |
| SCHE | New | Schwab Emerging Mkt ETFemrg mkteq etf | $240,000 | – | 9,759 | +100.0% | 0.16% | – |
| MMM | 3M Company | $238,000 | +17.2% | 1,700 | 0.0% | 0.16% | +10.4% | |
| FHI | Federated Investors | $231,000 | +6.0% | 8,020 | 0.0% | 0.15% | 0.0% | |
| IWF | Sell | Ishares Tr Russell 1000 Growthrussell 1000grw | $228,000 | -0.9% | 2,652 | -9.9% | 0.15% | -6.7% |
| DRI | New | Darden Restaurants Inc | $226,000 | – | 4,155 | +100.0% | 0.15% | – |
| BLK | New | Blackrock Inc | $226,000 | – | 715 | +100.0% | 0.15% | – |
| TMO | New | Thermo Fisher Scientific | $223,000 | – | 2,000 | +100.0% | 0.15% | – |
| ABT | New | Abbott Labs | $218,000 | – | 5,683 | +100.0% | 0.14% | – |
| BCE | B C E Inc | $211,000 | +1.4% | 4,873 | 0.0% | 0.14% | -4.1% | |
| WY | New | Weyerhaeuser Co | $206,000 | – | 6,541 | +100.0% | 0.14% | – |
| TRV | New | Travelers Companies Inc | $204,000 | – | 2,258 | +100.0% | 0.14% | – |
| ENDP | New | Endo Pharm Holdings Inc | $202,000 | – | 3,000 | +100.0% | 0.14% | – |
| IWR | New | Ishares Russell Midcaprus mid-cap etf | $201,000 | – | 1,340 | +100.0% | 0.13% | – |
| PPG | New | P P G Industries Inc | $201,000 | – | 1,060 | +100.0% | 0.13% | – |
| DYFSF | New | Dynacert Inc F | $2,000 | – | 34,300 | +100.0% | 0.00% | – |
| TYC | Exit | Tyco International | $0 | – | -23,272 | -100.0% | -0.58% | – |
| ICE | Exit | Intrcontinentalexchange | $0 | – | -4,950 | -100.0% | -0.64% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-01-27
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR Unit Trust | 42 | Q3 2023 | 11.7% |
| Ishares Tr Russell 2000 | 42 | Q3 2023 | 4.1% |
| MICROSOFT CORP | 42 | Q3 2023 | 4.4% |
| PIMCO ETF TR | 42 | Q3 2023 | 3.9% |
| First Trust Preferred Securities Etf | 42 | Q3 2023 | 5.1% |
| ISHARES TR | 42 | Q3 2023 | 3.2% |
| Vanguard Reit | 42 | Q3 2023 | 2.4% |
| WASTE MGMT INC DEL | 42 | Q3 2023 | 4.0% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 2.0% |
| Exxon Mobil Corporation | 42 | Q3 2023 | 8.7% |
View Aspen Investment Management Inc's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-07-28 |
| 13F-HR | 2023-05-16 |
| 13F-HR | 2023-02-06 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-11 |
| 13F-HR | 2022-01-26 |
View Aspen Investment Management Inc's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.