Hilton Capital Management, LLC Activity Q4 2011-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
VGSH	Sell	VANGUARD SHORT TERM TREASURY	$57,143,185	-26.7%	992,069	-26.5%	7.61%	-18.7%
VCSH	Sell	VANGUARD S/T CORP BOND ETF	$54,648,558	-19.0%	727,193	-18.5%	7.28%	-10.2%
IEI	Sell	ISHARES 3-7 YR TREASURY BD ETF	$53,559,504	-17.4%	473,308	-15.9%	7.14%	-8.4%
SCHR	Buy	SCHWAB INTERMEDIATE-TERM US TREASURY	$46,001,203	+8.9%	959,558	+12.0%	6.13%	+20.8%
JAAA	Buy	JANUS HENDERSON AAA CLO ETF	$44,014,595	+51.7%	874,520	+50.2%	5.86%	+68.2%
XLC	Buy	COMMUNICATIONS SERVICES SELECT SPDR FUNDequity etfs	$37,843,638	+8.3%	577,149	+7.5%	5.04%	+20.2%
MSFT	Sell	MICROSOFT	$34,327,690	-10.6%	108,718	-3.6%	4.57%	-0.8%
XLE	Buy	ENERGY SELECT SECTOR SPDRequity etfs	$29,083,572	+354.2%	321,757	+307.8%	3.88%	+403.9%
SRLN	Buy	SPDR BLACKSTONESENIOR LOAN ETF	$27,758,537	+31.4%	662,021	+31.2%	3.70%	+45.7%
AAPL	Sell	APPLE INC.	$25,163,977	-23.0%	146,977	-12.8%	3.35%	-14.6%
VCIT	Buy	VANGUARD INT-TERM CORP BOND ETF	$21,347,075	+4.7%	280,957	+8.9%	2.84%	+16.1%
AZN	Sell	ASTRAZENECA PLC	$13,758,973	-10.0%	203,174	-4.9%	1.83%	-0.2%
BAH	Sell	BOOZ ALLEN HAMILTON HOLDINGS	$12,336,840	-6.7%	112,902	-4.7%	1.64%	+3.5%
CSCO	Sell	CISCO SYS INC	$11,047,474	-0.9%	205,496	-4.6%	1.47%	+9.9%
UNH	Sell	UNITEDHEALTH GROUP INC	$10,612,456	-22.5%	21,049	-26.1%	1.41%	-14.0%
RSG	Sell	REPUBLIC SERVICES, INC.	$10,600,553	-30.8%	74,385	-25.6%	1.41%	-23.2%
MCD	Sell	MCDONALDSA CORP	$10,500,028	-16.3%	39,857	-5.2%	1.40%	-7.2%
WMT	Sell	WAL MART STORES INC	$10,493,709	-27.3%	65,614	-28.5%	1.40%	-19.3%
BIL	Sell	SPDR BLOOMBERG 1-3 MONTH T BILL	$10,495,298	-17.0%	114,303	-17.0%	1.40%	-8.0%
ACN	Sell	ACCENTURE PLC	$10,319,255	-5.3%	33,601	-4.9%	1.38%	+5.0%
PEP	Sell	PEPSICO INC	$9,845,552	-12.9%	58,106	-4.8%	1.31%	-3.4%
TRI	New	THOMSON REUTERS CORP	$9,839,987	–	80,445	–	1.31%	–
KO	Sell	COCA COLA CO	$9,584,298	-11.6%	171,209	-4.9%	1.28%	-1.9%
BX	Sell	BLACKSTONE GROUP LP	$8,405,106	+11.9%	78,450	-2.9%	1.12%	+24.2%
TJX	New	TJX COMPANIES INC	$8,096,193	–	91,091	–	1.08%	–
AMLP	New	ALERIAN MLP ETFequity etfs	$8,059,451	–	190,982	–	1.07%	–
ARES	Sell	ARES MANAGEMENT CORP	$7,952,423	+1.7%	77,306	-4.7%	1.06%	+12.9%
V	Buy	VISA INC	$7,683,036	+2838.5%	33,403	+2933.9%	1.02%	+3203.2%
NVDA	Sell	NVIDIA CORP	$7,612,325	+2.7%	17,500	-0.1%	1.01%	+13.9%
TSCO	Sell	TRACTOR SUPPLY COMPANY	$6,863,579	-12.4%	33,802	-4.7%	0.91%	-3.0%
LLY	New	LILLY, ELI AND COMPANY	$6,750,113	–	12,567	–	0.90%	–
BDX	New	BECTON DICKINSON & CO	$6,650,701	–	25,725	–	0.89%	–
JPM	Sell	J P MORGAN CHASE & CO	$5,821,420	-4.9%	40,142	-4.6%	0.78%	+5.6%
NKE	Sell	NIKE INC - CL B	$5,743,874	-17.3%	60,070	-4.6%	0.76%	-8.4%
NVO	Buy	NOVO-NORDISK A S ADR	$5,379,935	+8.7%	59,159	+93.4%	0.72%	+20.5%
AMAT	Sell	APPLIED MATERIALS INC.	$5,150,488	-8.3%	37,201	-4.2%	0.69%	+1.8%
ARCC	Sell	ARES CAPITAL CORP	$5,063,954	-1.0%	260,090	-4.4%	0.68%	+9.9%
ZBH	Sell	ZIMMER BIOMET HLDGS	$5,049,267	-26.8%	44,994	-5.0%	0.67%	-18.7%
MRK	Sell	MERCK & COMPANY	$4,802,437	-15.2%	46,648	-4.9%	0.64%	-5.9%
MKC	Sell	MCCORMICK & CO Non Voting	$4,686,861	-17.5%	61,963	-4.9%	0.62%	-8.5%
PAYX	New	PAYCHEX INC	$4,671,588	–	40,506	–	0.62%	–
TSM	Sell	TAIWAN SEMICONDUCTOR-SP ADR	$4,562,089	-17.5%	52,498	-4.2%	0.61%	-8.4%
GS	New	GOLDMAN SACHS GROUP INC	$4,460,124	–	13,784	–	0.59%	–
CFR	Sell	CULLEN/FROST BANKERS, INC.	$2,886,381	-16.6%	31,645	-1.7%	0.38%	-7.5%
PFF	Sell	ISHARES S&P PREFERRED STOCK INDEX FUNDpreferred stock	$2,279,611	-78.3%	75,609	-77.8%	0.30%	-76.0%
OKE	New	ONEOK INC	$1,547,058	–	24,390	–	0.21%	–
JNJ	Sell	JOHNSON & JOHNSON	$1,145,386	-6.9%	7,354	-1.1%	0.15%	+3.4%
NEE	Sell	NEXTERA ENERGY, INC.	$779,717	-23.5%	13,610	-0.9%	0.10%	-14.8%
	New	WEBSTER FINANCIAL CORPpreferred stock	$685,328	–	32,480	–	0.09%	–
BKLN	New	INVESCO SENIOR LOAN ETF	$652,894	–	31,105	–	0.09%	–
MDLZ	Sell	MONDELEZ INTERNATIONAL INC	$578,449	-5.4%	8,335	-0.6%	0.08%	+5.5%
XOM	Sell	EXXON MOBIL CORP	$359,442	+0.9%	3,057	-7.9%	0.05%	+11.6%
	Sell	JACOBS SOLUTIONS INC	$339,749	+13.6%	2,489	-1.1%	0.04%	+25.0%
CLH	Sell	CLEAN HARBORS INC	$320,327	+0.7%	1,914	-1.1%	0.04%	+13.2%
EME	Sell	EMCOR GROUP INC	$303,382	+12.6%	1,442	-1.1%	0.04%	+25.0%
HLI	Sell	HOULIHAN LOKEY INC	$299,079	+7.8%	2,792	-1.1%	0.04%	+21.2%
LYV	Sell	LIVE NATION ENT INC	$268,634	-9.8%	3,235	-1.1%	0.04%	0.0%
MTSI	Sell	MACOM TECHNOLOGY	$264,564	+8.6%	3,243	-12.7%	0.04%	+20.7%
CYBR	Sell	CYBERARK SOFTWA	$262,687	+3.6%	1,604	-1.1%	0.04%	+16.7%
ICFI	Sell	ICF INTERNATIONAL INC	$259,862	-3.9%	2,151	-1.1%	0.04%	+9.4%
ADP	Sell	AUTOMATIC DATA PROCESSING	$257,421	+4.9%	1,070	-4.2%	0.03%	+17.2%
LMT	Sell	LOCKHEED MARTIN CORP.	$256,009	-14.6%	626	-3.8%	0.03%	-5.6%
CVX	Sell	CHEVRONTEXACO CORP	$250,232	+1.1%	1,484	-5.7%	0.03%	+10.0%
PRIM	Sell	PRIMORIS SERVICES CORP	$247,799	+6.3%	7,571	-1.1%	0.03%	+17.9%
DOX	Sell	AMDOCS LIMITED	$244,599	-15.4%	2,895	-1.0%	0.03%	-5.7%
EQT	New	EQT CORP	$238,570	–	5,879	–	0.03%	–
DY	Sell	DYCOM INDS INC	$243,237	-34.8%	2,733	-16.7%	0.03%	-28.9%
RNR	Sell	RENAISSANCERE HOLDINGS	$238,494	-9.1%	1,205	-14.3%	0.03%	+3.2%
ORCL	Sell	ORACLE SYS CORP	$238,956	-18.4%	2,256	-8.3%	0.03%	-8.6%
ENTG	Sell	ENTEGRIS INC MINNESOTA	$242,006	-16.2%	2,577	-1.1%	0.03%	-8.6%
ELF	Sell	ELF BEAUTY INC	$241,297	-4.8%	2,197	-1.0%	0.03%	+6.7%
PG	Sell	PROCTER & GAMBLE COMPANY	$241,836	-7.1%	1,658	-3.4%	0.03%	+3.2%
CIEN	Sell	CIENA CORPORATION	$239,466	+10.0%	5,067	-1.1%	0.03%	+23.1%
TDY	Sell	TELEDYNE TECH INC	$230,439	-1.7%	564	-1.1%	0.03%	+10.7%
TENB	Sell	TENABLE HOLDINGS INC	$227,136	+1.8%	5,070	-1.1%	0.03%	+11.1%
RS	Sell	RELIANCE STL & ALUM CO	$227,091	-4.4%	866	-1.0%	0.03%	+3.4%
MMS	Sell	MAXIMUS INC	$214,108	-12.6%	2,867	-1.1%	0.03%	0.0%
BR	New	BROADRIDGE FINANCIAL SOLUTIONS	$206,803	–	1,155	–	0.03%	–
CWEN	Sell	CLEARWAY ENERGY INC	$208,341	-27.6%	9,846	-2.3%	0.03%	-20.0%
TECH	Sell	BIO-TECHNE CORP	$208,975	-17.5%	3,070	-1.1%	0.03%	-6.7%
	Sell	DIGITALBRIDGE GROUP INC	$200,517	+18.2%	11,406	-1.1%	0.03%	+35.0%
	New	KINDRYL HOLDINGS INC	$187,346	–	12,407	–	0.02%	–
PRMW	Sell	PRIMO WATER CORPORATION	$144,334	+8.9%	10,459	-1.1%	0.02%	+18.8%
MGNI	Buy	MAGNITE INC	$137,432	-31.4%	18,227	+24.1%	0.02%	-25.0%
IWD	New	Ishares Russell 1000 Value ETFequity etfs	$38,410	–	253	–	0.01%	–
HQGE	Exit	HQ GLOBAL EDUCATION INC	$0	–	-5,000,000	–	0.00%	–
	Exit	BHANG INC	$0	–	-25,000	–	0.00%	–
	Exit	FABLED SILVER GOLD CORP	$0	–	-10,000	–	0.00%	–
	Exit	DELIC HOLDINGS CORP	$0	–	-50,000	–	0.00%	–
HESG	Exit	HEALTH SCIENCES GROUP INC	$0	–	-2,000,000	–	0.00%	–
	Exit	GREENE CONCEPTS INC	$0	–	-50,000	–	0.00%	–
	Exit	FIRE & FLOWER HOLDINGS CORP	$0	–	-16,500	–	0.00%	–
ENTEF	Exit	ESE ENTERTAINMENT INC	$0	–	-10,000	–	0.00%	–
SAENF	New	SOLAR ALLIANCE ENERGY INC	$1,068	–	25,000	–	0.00%	–
	Exit	88 ENERGY LTD	$0	–	-250,000	–	0.00%	–
	Exit	AMPD VENTURES INC	$0	–	-225,000	–	0.00%	–
AVCNF	Exit	AVICANNA INC	$0	–	-10,000	–	0.00%	–
FFNTF	Exit	4FRONT VENTURES CORP	$0	–	-40,000	–	-0.00%	–
	Exit	ARWAY CORP	$0	–	-11,207	–	-0.00%	–
CCHWF	Exit	COLUMBIA CARE INC	$0	–	-15,000	–	-0.00%	–
CRLBF	Exit	CRESCO LABS	$0	–	-57,100	–	-0.01%	–
IDA	Exit	IDACORP INC	$0	–	-1,954	–	-0.02%	–
CAH	Exit	CARDINAL HEALTH INC	$0	–	-2,221	–	-0.02%	–
HD	Exit	HOME DEPOT INC	$0	–	-660	–	-0.02%	–
LSTR	Exit	LANDSTAR SYSTEM INC	$0	–	-1,104	–	-0.03%	–
ULTA	Exit	ULTA BEAUTY INC	$0	–	-461	–	-0.03%	–
VVV	Exit	VALVOLINE INC	$0	–	-6,331	–	-0.03%	–
WST	Exit	WEST PHARMACEUTICAL SERVICES	$0	–	-639	–	-0.03%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-1,442	–	-0.03%	–
RL	Exit	RALPH LAUREN CORP	$0	–	-2,008	–	-0.03%	–
VZ	Exit	VERIZON COMMUNICATIONS	$0	–	-7,147	–	-0.03%	–
SAIA	Exit	SAIA INC.	$0	–	-778	–	-0.03%	–
COLD	Exit	AMERICOLD REALTY TRUST	$0	–	-8,371	–	-0.03%	–
EVVTY	Exit	EVOLUTION- AB ADR	$0	–	-2,670	–	-0.04%	–
GTBIF	Exit	GREEN THUMB INDUSTRIES INC	$0	–	-47,950	–	-0.04%	–
MMP	Exit	MAGELLAN MIDSTREAM PARTNERS LP	$0	–	-33,914	–	-0.25%	–
ABC	Exit	AMERISOURCEBERGEN CORP.	$0	–	-31,458	–	-0.73%	–
	Exit	THOMSON REUTERS CORP	$0	–	-84,357	–	-1.37%	–
XLU	Exit	UTILITIES SELECT SECTOR SPDRequity etfs	$0	–	-498,859	–	-3.92%	–
	Exit	JPM NASDAQ EQUITY PREMIUM INCOME ETFequity etfs	$0	–	-921,554	–	-5.35%	–

Q2 2023

			Value		Shares		↓ Weighting
VGSH	New	VANGUARD SHORT TERM TREASURY	$77,942,675	–	1,350,124	–	9.36%	–
VCSH	New	VANGUARD S/T CORP BOND ETF	$67,502,136	–	892,177	–	8.11%	–
IEI	New	ISHARES 3-7 YR TREASURY BD ETF	$64,877,643	–	562,881	–	7.79%	–
	New	JPM NASDAQ EQUITY PREMIUM INCOME ETFequity etfs	$44,575,578	–	921,554	–	5.35%	–
SCHR	New	SCHWAB INTERMEDIATE-TERM US TREASURY	$42,225,925	–	856,857	–	5.07%	–
MSFT	New	MICROSOFT	$38,405,275	–	112,778	–	4.61%	–
XLC	New	COMMUNICATIONS SERVICES SELECT SPDR FUNDequity etfs	$34,936,413	–	536,823	–	4.20%	–
AAPL	New	APPLE INC.	$32,689,317	–	168,528	–	3.93%	–
XLU	New	UTILITIES SELECT SECTOR SPDRequity etfs	$32,645,322	–	498,859	–	3.92%	–
JAAA	New	JANUS HENDERSON AAA CLO ETF	$29,020,578	–	582,158	–	3.49%	–
SRLN	New	SPDR BLACKSTONESENIOR LOAN ETF	$21,131,226	–	504,687	–	2.54%	–
VCIT	New	VANGUARD INT-TERM CORP BOND ETF	$20,393,185	–	258,044	–	2.45%	–
RSG	New	REPUBLIC SERVICES, INC.	$15,311,048	–	99,961	–	1.84%	–
AZN	New	ASTRAZENECA PLC	$15,282,433	–	213,531	–	1.84%	–
WMT	New	WAL MART STORES INC	$14,429,147	–	91,800	–	1.73%	–
UNH	New	UNITEDHEALTH GROUP INC	$13,693,980	–	28,491	–	1.64%	–
BAH	New	BOOZ ALLEN HAMILTON HOLDINGS	$13,219,551	–	118,455	–	1.59%	–
BIL	New	SPDR BLOOMBERG 1-3 MONTH T BILL	$12,651,826	–	137,789	–	1.52%	–
MCD	New	MCDONALDS CORP	$12,551,960	–	42,063	–	1.51%	–
AMZN	New	AMAZON COM INC	$12,102,622	–	92,840	–	1.45%	–
	New	THOMSON REUTERS CORP	$11,383,100	–	84,357	–	1.37%	–
PEP	New	PEPSICO INC	$11,309,877	–	61,062	–	1.36%	–
CSCO	New	CISCO SYS INC	$11,146,408	–	215,431	–	1.34%	–
ACN	New	ACCENTURE PLC	$10,900,321	–	35,324	–	1.31%	–
KO	New	COCA COLA CO	$10,838,841	–	179,987	–	1.30%	–
PFF	New	ISHARES S&P PREFERRED STOCK INDEX FUNDpreferred stock	$10,528,108	–	340,385	–	1.26%	–
GOOG	New	ALPHABET INC -CL C	$8,215,073	–	67,910	–	0.99%	–
TSCO	New	TRACTOR SUPPLY COMPANY	$7,839,127	–	35,455	–	0.94%	–
ARES	New	ARES MANAGEMENT CORP	$7,818,835	–	81,150	–	0.94%	–
BX	New	BLACKSTONE GROUP LP	$7,513,507	–	80,816	–	0.90%	–
NVDA	New	NVIDIA CORP	$7,408,772	–	17,514	–	0.89%	–
NKE	New	NIKE INC - CL B	$6,948,770	–	62,959	–	0.84%	–
ZBH	New	ZIMMER BIOMET HLDGS	$6,895,289	–	47,358	–	0.83%	–
XLE	New	ENERGY SELECT SECTOR SPDRequity etfs	$6,403,792	–	78,894	–	0.77%	–
QQQ	New	INVESCO QQQ TRUST UNIT SER 1equity etfs	$6,320,776	–	17,110	–	0.76%	–
JPM	New	J P MORGAN CHASE & CO	$6,118,173	–	42,067	–	0.74%	–
ABC	New	AMERISOURCEBERGEN CORP.	$6,053,420	–	31,458	–	0.73%	–
MKC	New	MCCORMICK & CO Non Voting	$5,680,765	–	65,124	–	0.68%	–
MRK	New	MERCK & COMPANY	$5,662,130	–	49,070	–	0.68%	–
AMAT	New	APPLIED MATERIALS INC.	$5,614,656	–	38,845	–	0.67%	–
TSM	New	TAIWAN SEMICONDUCTOR-SP ADR	$5,531,122	–	54,807	–	0.66%	–
ARCC	New	ARES CAPITAL CORP	$5,112,633	–	272,093	–	0.61%	–
NVO	New	NOVO-NORDISK A/S ADR	$4,950,056	–	30,588	–	0.60%	–
PSQ	New	PROSHARES SHORT QQQequity etfs	$3,938,593	–	372,620	–	0.47%	–
EPD	New	ENTERPRISE PRODS PARTNERS L COM UNIT	$3,544,312	–	134,509	–	0.43%	–
CFR	New	CULLEN/FROST BANKERS, INC.	$3,462,062	–	32,196	–	0.42%	–
MMP	New	MAGELLAN MIDSTREAM PARTNERS LP	$2,113,520	–	33,914	–	0.25%	–
CAT	New	CATERPILLAR INC	$1,668,957	–	6,783	–	0.20%	–
GOOGL	New	ALPHABET INC -CL A	$1,560,888	–	13,040	–	0.19%	–
ISD	New	PRUDENTIAL ST DUR HY FUND	$1,478,601	–	119,050	–	0.18%	–
JNJ	New	JOHNSON & JOHNSON	$1,230,641	–	7,435	–	0.15%	–
NEE	New	NEXTERA ENERGY, INC.	$1,019,285	–	13,737	–	0.12%	–
AMD	New	ADVANCED MICRO DEVICES	$878,816	–	7,715	–	0.11%	–
BMLPRH	New	BANK OF AMERICA CORPpreferred stock	$753,424	–	39,200	–	0.09%	–
SH	New	PROSHARES TR PSHS SHRT S&P5equity etfs	$701,009	–	50,505	–	0.08%	–
MDLZ	New	MONDELEZ INTERNATIONAL INC	$611,602	–	8,385	–	0.07%	–
PGX	New	POWERSHARES PREFERRED PORTFO	$589,535	–	51,850	–	0.07%	–
VHT	New	VANGUARD HEALTH CARE ETFequity etfs	$544,725	–	2,225	–	0.06%	–
TRGP	New	TARGA RESOURCES	$469,309	–	6,167	–	0.06%	–
ET	New	ENERGY TRANSFER EQUITY L P UT LTD PTN	$415,989	–	32,755	–	0.05%	–
BMY	New	BRISTOL MYERS SQUIBB CO	$397,769	–	6,220	–	0.05%	–
FB	New	META PLATFORMS INC	$388,284	–	1,353	–	0.05%	–
DY	New	DYCOM INDS INC	$372,999	–	3,282	–	0.04%	–
GTBIF	New	GREEN THUMB INDUSTRIES INC	$365,379	–	47,950	–	0.04%	–
XOM	New	EXXON MOBIL CORP	$356,177	–	3,321	–	0.04%	–
EVVTY	New	EVOLUTION- AB ADR	$337,755	–	2,670	–	0.04%	–
ABBV	New	ABBVIE INC	$322,678	–	2,395	–	0.04%	–
CLH	New	CLEAN HARBORS INC	$318,172	–	1,935	–	0.04%	–
VGLT	New	VANGUARD LONG TERM TREASURY	$317,650	–	5,000	–	0.04%	–
LMT	New	LOCKHEED MARTIN CORP.	$299,707	–	651	–	0.04%	–
LYV	New	LIVE NATION ENT INC	$297,930	–	3,270	–	0.04%	–
	New	JACOBS SOLUTIONS INC	$299,127	–	2,516	–	0.04%	–
ORCL	New	ORACLE SYS CORP	$292,842	–	2,459	–	0.04%	–
DOX	New	AMDOCS LIMITED	$289,136	–	2,925	–	0.04%	–
ENTG	New	ENTEGRIS INC	$288,686	–	2,605	–	0.04%	–
CWEN	New	CLEARWAY ENERGY INC	$287,913	–	10,081	–	0.04%	–
HLI	New	HOULIHAN LOKEY INC	$277,431	–	2,822	–	0.03%	–
ICFI	New	ICF INTERNATIONAL INC	$270,424	–	2,174	–	0.03%	–
VZ	New	VERIZON COMMUNICATIONS	$265,797	–	7,147	–	0.03%	–
COLD	New	AMERICOLD REALTY TRUST	$270,383	–	8,371	–	0.03%	–
EME	New	EMCOR GROUP INC	$269,409	–	1,458	–	0.03%	–
SAIA	New	SAIA INC.	$266,395	–	778	–	0.03%	–
RNR	New	RENAISSANCERE HOLDINGS	$262,247	–	1,406	–	0.03%	–
V	New	VISA INC	$261,465	–	1,101	–	0.03%	–
PG	New	PROCTER & GAMBLE COMPANY	$260,386	–	1,716	–	0.03%	–
CYBR	New	CYBERARK SOFTWA	$253,567	–	1,622	–	0.03%	–
TECH	New	BIO-TECHNE CORP	$253,298	–	3,103	–	0.03%	–
CVX	New	CHEVRONTEXACO CORP	$247,512	–	1,573	–	0.03%	–
ELF	New	ELF BEAUTY INC	$253,591	–	2,220	–	0.03%	–
RL	New	RALPH LAUREN CORP	$247,586	–	2,008	–	0.03%	–
WM	New	WASTE MGMT INC DEL	$250,072	–	1,442	–	0.03%	–
FDIS	New	FIDELITY MSCI CONSUMER DISCRETIONARYequity etfs	$241,956	–	3,300	–	0.03%	–
MTSI	New	MACOM TECHNOLOGY	$243,509	–	3,716	–	0.03%	–
MMS	New	MAXIMUS INC	$244,910	–	2,898	–	0.03%	–
IWF	New	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$242,158	–	880	–	0.03%	–
MPLX	New	MPLX LP	$240,465	–	7,085	–	0.03%	–
WST	New	WEST PHARMACEUTICAL SERVICES	$244,398	–	639	–	0.03%	–
RS	New	RELIANCE STL & ALUM CO	$237,641	–	875	–	0.03%	–
ADP	New	AUTOMATIC DATA PROCESSING	$245,505	–	1,117	–	0.03%	–
VVV	New	VALVOLINE INC	$237,476	–	6,331	–	0.03%	–
TDY	New	TELEDYNE TECH INC	$234,333	–	570	–	0.03%	–
ABT	New	ABBOTT LABS	$235,483	–	2,160	–	0.03%	–
PRIM	New	PRIMORIS SERVICES CORP	$233,156	–	7,652	–	0.03%	–
TENB	New	TENABLE HOLDINGS INC	$223,150	–	5,124	–	0.03%	–
LSTR	New	LANDSTAR SYSTEM INC	$212,564	–	1,104	–	0.03%	–
ULTA	New	ULTA BEAUTY INC	$216,944	–	461	–	0.03%	–
CIEN	New	CIENA CORPORATION	$217,634	–	5,122	–	0.03%	–
VIG	New	VANGUARD DIVIDEND APPRECequity etfs	$214,408	–	1,320	–	0.03%	–
CAH	New	CARDINAL HEALTH INC	$210,040	–	2,221	–	0.02%	–
HD	New	HOME DEPOT INC	$205,022	–	660	–	0.02%	–
EMB	New	ISHARES JP MORGAN USD EM BOND ETF	$212,023	–	2,450	–	0.02%	–
MGNI	New	MAGNITE INC	$200,437	–	14,684	–	0.02%	–
JLS	New	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$198,727	–	12,328	–	0.02%	–
IDA	New	IDACORP INC	$200,480	–	1,954	–	0.02%	–
WMB	New	WILLIAMS COS INC	$200,568	–	6,147	–	0.02%	–
KMI	New	KINDER MORGAN INC	$185,373	–	10,765	–	0.02%	–
	New	PIMCO ACCESS INCOME FUND	$177,000	–	12,000	–	0.02%	–
	New	DIGITALBRIDGE GROUP INC	$169,695	–	11,536	–	0.02%	–
AGNC	New	AGNC INVESTMENT CORP	$151,950	–	15,000	–	0.02%	–
TLRY	New	TILRAY INC	$149,648	–	95,928	–	0.02%	–
PRMW	New	PRIMO WATER CORPORATION	$132,560	–	10,571	–	0.02%	–
ENLC	New	ENLINK MIDSTREAM LLC	$115,805	–	10,925	–	0.01%	–
CRLBF	New	CRESCO LABS	$85,936	–	57,100	–	0.01%	–
VFF	New	VILLAGE FARMS INTL INC	$48,323	–	80,700	–	0.01%	–
	New	SNDL INC	$33,749	–	24,634	–	0.00%	–
	New	ARWAY CORP	$5,646	–	11,207	–	0.00%	–
ACB	New	AURORA CANNABIS INC	$8,741	–	16,350	–	0.00%	–
DBCCF	New	DECIBEL CANNABIS CO INC	$4,885	–	50,000	–	0.00%	–
CCHWF	New	COLUMBIA CARE INC	$6,525	–	15,000	–	0.00%	–
FFNTF	New	4FRONT VENTURES CORP	$6,236	–	40,000	–	0.00%	–
ENTEF	New	ESE ENTERTAINMENT INC	$1,110	–	10,000	–	0.00%	–
	New	DELIC HOLDINGS CORP	$165	–	50,000	–	0.00%	–
	New	FABLED SILVER GOLD CORP	$788	–	10,000	–	0.00%	–
	New	FIRE & FLOWER HOLDINGS CORP	$1,980	–	16,500	–	0.00%	–
	New	GREENE CONCEPTS INC	$215	–	50,000	–	0.00%	–
HQGE	New	HQ GLOBAL EDUCATION INC	$5	–	5,000,000	–	0.00%	–
	New	88 ENERGY LTD	$1,263	–	250,000	–	0.00%	–
BRAXF	New	BRAXIA SCIENTIFIC CORP	$537	–	30,000	–	0.00%	–
	New	BHANG INC	$323	–	25,000	–	0.00%	–
AVCNF	New	AVICANNA INC	$2,270	–	10,000	–	0.00%	–
HESG	New	HEALTH SCIENCES GROUP INC	$2	–	2,000,000	–	0.00%	–
	New	AMPD VENTURES INC	$2,437	–	225,000	–	0.00%	–

Q4 2022

			Value		Shares		↓ Weighting
HEXO	Exit	HEXO CORP	$0	–	-52,941	–	-0.00%	–
ACB	Exit	AURORA CANNABIS INC	$0	–	-16,350	–	-0.00%	–
ENLC	Exit	ENLINK MIDSTREAM LLC	$0	–	-10,925	–	-0.01%	–
	Exit	CION INVESTMENTS CORP	$0	–	-12,414	–	-0.01%	–
NEXCF	Exit	NEXTECH AR SOLUTIONS CORP	$0	–	-230,050	–	-0.02%	–
AGNC	Exit	AGNC INVESTMENT CORP	$0	–	-15,000	–	-0.02%	–
VFF	Exit	VILLAGE FARMS INTL INC	$0	–	-80,700	–	-0.02%	–
PRMW	Exit	PRIMO WATER CORPORATION	$0	–	-13,232	–	-0.02%	–
KMI	Exit	KINDER MORGAN INC	$0	–	-10,765	–	-0.02%	–
	Exit	PIMCO ACCESS INCOME FUND	$0	–	-12,000	–	-0.02%	–
JLS	Exit	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$0	–	-12,328	–	-0.03%	–
ASH	Exit	ASHLAND GLOBAL HOLDINGS	$0	–	-2,117	–	-0.03%	–
FDIS	Exit	FIDELITY MSCI CONSUMER DISCRETIONARYequity etfs	$0	–	-3,300	–	-0.03%	–
IDA	Exit	IDACORP INC	$0	–	-2,084	–	-0.03%	–
ICFI	Exit	ICF INTERNATIONAL INC	$0	–	-1,886	–	-0.03%	–
SCHO	Exit	SCHWAB SHORT TERM US TREASURY	$0	–	-4,274	–	-0.03%	–
MPLX	Exit	MPLX LP	$0	–	-7,085	–	-0.03%	–
ABT	Exit	ABBOTT LABS	$0	–	-2,160	–	-0.03%	–
MTSI	Exit	MACOM TECHNOLOGY	$0	–	-4,060	–	-0.03%	–
CTLT	Exit	CATALENT INC	$0	–	-2,970	–	-0.03%	–
CNXC	Exit	CONCENTRIX CORP	$0	–	-1,937	–	-0.03%	–
WMB	Exit	WILLIAMS COS INC	$0	–	-7,504	–	-0.03%	–
CVX	Exit	CHEVRONTEXACO CORP	$0	–	-1,477	–	-0.03%	–
RNR	Exit	RENAISSANCERE HOLDINGS	$0	–	-1,534	–	-0.03%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-1,353	–	-0.03%	–
IWF	Exit	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$0	–	-1,064	–	-0.03%	–
CYBR	Exit	CYBERARK SOFTWA	$0	–	-1,478	–	-0.03%	–
PG	Exit	PROCTER & GAMBLE COMPANY	$0	–	-1,782	–	-0.03%	–
TDY	Exit	TELEDYNE TECH INC	$0	–	-684	–	-0.03%	–
VIG	Exit	VANGUARD DIVIDEND APPRECequity etfs	$0	–	-1,757	–	-0.03%	–
LMT	Exit	LOCKHEED MARTIN CORP.	$0	–	-620	–	-0.03%	–
BR	Exit	BROADRIDGE FINANCIAL SOLUTIONS	$0	–	-1,714	–	-0.03%	–
	Exit	JACOBS SOLUTIONS INC	$0	–	-2,293	–	-0.03%	–
EME	Exit	EMCOR GROUP INC	$0	–	-2,165	–	-0.03%	–
TLRY	Exit	TILRAY INC	$0	–	-94,284	–	-0.03%	–
VZ	Exit	VERIZON COMMUNICATIONS	$0	–	-7,041	–	-0.04%	–
ATR	Exit	APTARGROUP INC	$0	–	-2,885	–	-0.04%	–
CFR	Exit	CULLEN/FROST BANKERS, INC.	$0	–	-2,115	–	-0.04%	–
DOX	Exit	AMDOCS LIMITED	$0	–	-3,568	–	-0.04%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-3,414	–	-0.04%	–
EMB	Exit	ISHARES JP MORGAN USD EM BOND ETF	$0	–	-3,700	–	-0.04%	–
CWEN	Exit	CLEARWAY ENERGY INC	$0	–	-9,233	–	-0.04%	–
SMPL	Exit	SIMPLY GOOD FOODS	$0	–	-9,177	–	-0.04%	–
DY	Exit	DYCOM INDS INC	$0	–	-3,240	–	-0.04%	–
ABBV	Exit	ABBVIE INC	$0	–	-2,395	–	-0.04%	–
VGLT	Exit	VANGUARD LONG TERM TREASURY	$0	–	-5,400	–	-0.04%	–
XLC	Exit	COMMUNICATIONS SERVICES SELECT SPDR FUNDequity etfs	$0	–	-7,354	–	-0.05%	–
ET	Exit	ENERGY TRANSFER EQUITY L P UT LTD PTN	$0	–	-32,755	–	-0.05%	–
TRGP	Exit	TARGA RESOURCES	$0	–	-6,462	–	-0.05%	–
MDLZ	Exit	MONDELEZ INTERNATIONAL INC	$0	–	-8,385	–	-0.06%	–
AMD	Exit	ADVANCED MICRO DEVICES	$0	–	-7,715	–	-0.06%	–
BMY	Exit	BRISTOL MYERS SQUIBB CO	$0	–	-6,955	–	-0.06%	–
IEI	Exit	ISHARES 3-7 YR TREASURY BD ETF	$0	–	-4,472	–	-0.07%	–
VHT	Exit	VANGUARD HEALTH CARE ETFequity etfs	$0	–	-2,680	–	-0.08%	–
PFF	Exit	ISHARES S&P PREFERRED STOCK INDEX FUNDpreferred stock	$0	–	-20,993	–	-0.09%	–
PGX	Exit	POWERSHARES PREFERRED PORTFO	$0	–	-57,350	–	-0.09%	–
SH	Exit	PROSHARES TR PSHS SHRT S&P5equity etfs	$0	–	-50,505	–	-0.12%	–
CAT	Exit	CATERPILLAR INC	$0	–	-6,783	–	-0.15%	–
NEE	Exit	NEXTERA ENERGY, INC.	$0	–	-14,421	–	-0.15%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-7,336	–	-0.16%	–
GOOGL	Exit	ALPHABET INC -CL A	$0	–	-13,040	–	-0.16%	–
ISD	Exit	PRUDENTIAL ST DUR HY FUND	$0	–	-125,050	–	-0.19%	–
MMP	Exit	MAGELLAN MIDSTREAM PARTNERS LP	$0	–	-33,914	–	-0.21%	–
NVDA	Exit	NVIDIA CORP	$0	–	-17,076	–	-0.27%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L COM UNIT	$0	–	-134,608	–	-0.42%	–
QQQ	Exit	INVESCO QQQ TRUST UNIT SER 1equity etfs	$0	–	-17,110	–	-0.60%	–
ARCC	Exit	ARES CAPITAL CORP	$0	–	-287,055	–	-0.64%	–
ZBH	Exit	ZIMMER BIOMET HLDGS	$0	–	-49,416	–	-0.68%	–
ARES	Exit	ARES MANAGEMENT CORP	$0	–	-85,300	–	-0.70%	–
PSQ	Exit	PROSHARES SHORT QQQequity etfs	$0	–	-372,620	–	-0.73%	–
AAP	Exit	ADVANCED AUTO PARTS	$0	–	-36,632	–	-0.75%	–
XLE	Exit	ENERGY SELECT SECTOR SPDRequity etfs	$0	–	-83,366	–	-0.79%	–
SPSB	Exit	SPDR PORT SHRT TERM CORP BOND	$0	–	-215,511	–	-0.83%	–
GOOG	Exit	ALPHABET INC -CL C	$0	–	-69,880	–	-0.88%	–
BX	Exit	BLACKSTONE GROUP LP	$0	–	-83,248	–	-0.92%	–
STWD	Exit	STARWOOD PROPERTY TRUST INC.	$0	–	-474,105	–	-1.14%	–
ARE	Exit	ALEXANDRIA REAL EST	$0	–	-63,654	–	-1.18%	–
ACN	Exit	ACCENTURE PLC	$0	–	-36,530	–	-1.24%	–
TRI	Exit	THOMSON REUTERS CORP	$0	–	-92,347	–	-1.25%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-140,059	–	-1.30%	–
FCPT	Exit	FOUR CORNERS PROPERTY TRUST	$0	–	-407,372	–	-1.30%	–
IEF	Exit	ISHARES 7-10 YR TREASURY BD ETF	$0	–	-103,615	–	-1.31%	–
MCD	Exit	MCDONALDS CORP	$0	–	-44,110	–	-1.34%	–
AMZN	Exit	AMAZON COM INC	$0	–	-92,500	–	-1.38%	–
KO	Exit	COCA COLA CO	$0	–	-188,848	–	-1.39%	–
BAH	Exit	BOOZ ALLEN HAMILTON HOLDINGS	$0	–	-124,710	–	-1.52%	–
DG	Exit	DOLLAR GENERAL CORP	$0	–	-49,603	–	-1.57%	–
AZN	Exit	ASTRAZENECA PLC	$0	–	-224,885	–	-1.62%	–
CSCO	Exit	CISCO SYS INC	$0	–	-309,643	–	-1.63%	–
WMT	Exit	WAL MART STORES INC	$0	–	-96,301	–	-1.64%	–
JAAA	Exit	JANUS HENDERSON AAA CLO ETF	$0	–	-259,267	–	-1.68%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-29,801	–	-1.98%	–
CVS	Exit	CVS HEALTH CORP.	$0	–	-164,294	–	-2.06%	–
RSG	Exit	REPUBLIC SERVICES, INC.	$0	–	-121,758	–	-2.18%	–
PEP	Exit	PEPSICO INC	$0	–	-126,304	–	-2.72%	–
MSFT	Exit	MICROSOFT	$0	–	-105,171	–	-3.22%	–
AAPL	Exit	APPLE INC.	$0	–	-192,149	–	-3.50%	–
XLU	Exit	UTILITIES SELECT SECTOR SPDRequity etfs	$0	–	-604,956	–	-5.22%	–
SCHR	Exit	SCHWAB INTERMEDIATE-TERM US TREASURY	$0	–	-808,578	–	-5.23%	–
SHY	Exit	ISHARES 1-3 TREASURY BOND ETF	$0	–	-735,197	–	-7.86%	–
BSV	Exit	VANGUARD-SHORT TERM BOND ETF	$0	–	-874,203	–	-8.61%	–
VCSH	Exit	VANGUARD S/T CORP BOND ETF	$0	–	-1,177,263	–	-11.51%	–
VGSH	Exit	VANGUARD SHORT TERM TREASURY	$0	–	-1,592,999	–	-12.12%	–

Q3 2022

			Value		Shares		↓ Weighting
VGSH	Buy	VANGUARD SHORT TERM TREASURY	$92,059,000	+32.6%	1,592,999	+35.1%	12.12%	+42.2%
VCSH	Sell	VANGUARD S/T CORP BOND ETF	$87,447,000	-9.9%	1,177,263	-7.5%	11.51%	-3.4%
BSV	Buy	VANGUARD-SHORT TERM BOND ETF	$65,408,000	+5026.0%	874,203	+5161.2%	8.61%	+5384.7%
SHY	Sell	ISHARES 1-3 TREASURY BOND ETF	$59,705,000	-5.6%	735,197	-3.7%	7.86%	+1.2%
SCHR	Buy	SCHWAB INTERMEDIATE-TERM US TREASURY	$39,734,000	+46.5%	808,578	+53.9%	5.23%	+57.1%
XLU	Sell	UTILITIES SELECT SECTOR SPDRequity etfs	$39,631,000	-8.2%	604,956	-1.7%	5.22%	-1.5%
AAPL	Sell	APPLE INC.	$26,555,000	-0.5%	192,149	-1.5%	3.50%	+6.7%
MSFT	Sell	MICROSOFT	$24,494,000	-10.6%	105,171	-1.4%	3.22%	-4.1%
PEP	Sell	PEPSICO INC	$20,620,000	-3.8%	126,304	-1.8%	2.72%	+3.2%
RSG	Sell	REPUBLIC SERVICES, INC.	$16,564,000	-14.6%	121,758	-17.8%	2.18%	-8.4%
CVS	Sell	CVS HEALTH CORP.	$15,669,000	+1.2%	164,294	-1.7%	2.06%	+8.6%
UNH	Sell	UNITEDHEALTH GROUP INC	$15,051,000	-2.9%	29,801	-1.3%	1.98%	+4.2%
JAAA	New	JANUS HENDERSON AAA CLO ETF	$12,730,000	–	259,267	–	1.68%	–
WMT	Sell	WAL MART STORES INC	$12,490,000	-37.8%	96,301	-41.7%	1.64%	-33.3%
CSCO	Sell	CISCO SYS INC	$12,386,000	-8.7%	309,643	-2.7%	1.63%	-2.1%
AZN	Buy	ASTRAZENECA PLC	$12,333,000	+2.6%	224,885	+23.5%	1.62%	+10.0%
DG	Sell	DOLLAR GENERAL CORP	$11,898,000	-4.5%	49,603	-2.3%	1.57%	+2.4%
BAH	Sell	BOOZ ALLEN HAMILTON HOLDINGS	$11,517,000	-22.8%	124,710	-24.5%	1.52%	-17.2%
KO	Sell	COCA COLA CO	$10,579,000	-12.5%	188,848	-1.7%	1.39%	-6.1%
MCD	Sell	MCDONALDS CORP	$10,178,000	-7.9%	44,110	-1.5%	1.34%	-1.3%
IEF	Sell	ISHARES 7-10 YR TREASURY BD ETF	$9,946,000	-11.9%	103,615	-6.1%	1.31%	-5.6%
FCPT	Sell	FOUR CORNERS PROPERTY TRUST	$9,854,000	-10.7%	407,372	-1.8%	1.30%	-4.3%
CL	Sell	COLGATE PALMOLIVE CO	$9,839,000	-13.3%	140,059	-1.1%	1.30%	-7.0%
TRI	Sell	THOMSON REUTERS CORP	$9,477,000	-3.0%	92,347	-1.5%	1.25%	+4.1%
ACN	Sell	ACCENTURE PLC	$9,399,000	-8.4%	36,530	-1.1%	1.24%	-1.7%
ARE	Sell	ALEXANDRIA REAL EST	$8,924,000	-6.0%	63,654	-2.7%	1.18%	+0.9%
STWD	Sell	STARWOOD PROPERTY TRUST INC.	$8,638,000	-14.3%	474,105	-1.8%	1.14%	-8.2%
BX	Sell	BLACKSTONE GROUP LP	$6,968,000	-9.1%	83,248	-0.9%	0.92%	-2.6%
GOOG	Buy	ALPHABET INC -CL C	$6,719,000	-12.1%	69,880	+1900.0%	0.88%	-5.7%
SPSB	Sell	SPDR PORT SHRT TERM CORP BOND	$6,297,000	-4.9%	215,511	-3.2%	0.83%	+2.0%
XLE	Sell	ENERGY SELECT SECTOR SPDRequity etfs	$6,004,000	-47.1%	83,366	-47.5%	0.79%	-43.3%
AAP	Sell	ADVANCED AUTO PARTS	$5,727,000	-57.3%	36,632	-52.7%	0.75%	-54.2%
PSQ	Buy	PROSHARES SHORT QQQequity etfs	$5,559,000	+20.3%	372,620	+16.1%	0.73%	+29.1%
ARES	Sell	ARES MANAGEMENT CORP	$5,284,000	+7.0%	85,300	-1.8%	0.70%	+14.9%
ZBH	Sell	ZIMMER BIOMET HLDGS	$5,166,000	-1.7%	49,416	-1.2%	0.68%	+5.4%
ARCC	Sell	ARES CAPITAL CORP	$4,845,000	-8.0%	287,055	-2.2%	0.64%	-1.2%
EPD	Sell	ENTERPRISE PRODS PARTNERS L COM UNIT	$3,201,000	-5.8%	134,608	-3.4%	0.42%	+1.0%
GOOGL	Buy	ALPHABET INC -CL A	$1,247,000	-12.2%	13,040	+1900.0%	0.16%	-5.7%
JNJ	Sell	JOHNSON & JOHNSON	$1,198,000	-12.7%	7,336	-5.2%	0.16%	-6.5%
NEE	Sell	NEXTERA ENERGY, INC.	$1,131,000	+0.3%	14,421	-0.9%	0.15%	+8.0%
IEI	Sell	ISHARES 3-7 YR TREASURY BD ETF	$511,000	-99.3%	4,472	-99.3%	0.07%	-99.3%
BMY	Sell	BRISTOL MYERS SQUIBB CO	$494,000	-96.1%	6,955	-95.8%	0.06%	-95.8%
MDLZ	Sell	MONDELEZ INTERNATIONAL INC	$460,000	-19.7%	8,385	-9.1%	0.06%	-12.9%
TRGP	Sell	TARGA RESOURCES	$390,000	-0.3%	6,462	-1.4%	0.05%	+6.2%
XLC	Buy	COMMUNICATIONS SERVICES SELECT SPDR FUNDequity etfs	$352,000	-11.3%	7,354	+0.6%	0.05%	-6.1%
ABBV	Sell	ABBVIE INC	$321,000	-34.9%	2,395	-25.6%	0.04%	-31.1%
DY	Sell	DYCOM INDS INC	$310,000	-14.4%	3,240	-16.6%	0.04%	-6.8%
XOM	Sell	EXXON MOBIL CORP	$298,000	-10.2%	3,414	-12.0%	0.04%	-4.9%
SMPL	Buy	SIMPLY GOOD FOODS	$294,000	-14.3%	9,177	+1.0%	0.04%	-7.1%
CWEN	Buy	CLEARWAY ENERGY INC	$294,000	-7.8%	9,233	+0.9%	0.04%	0.0%
DOX	Buy	AMDOCS LIMITED	$283,000	-3.7%	3,568	+1.0%	0.04%	+2.8%
CFR	Buy	CULLEN/FROST BANKERS, INC.	$280,000	+14.8%	2,115	+1.0%	0.04%	+23.3%
ATR	Buy	APTARGROUP INC	$274,000	+16.6%	2,885	+26.9%	0.04%	+24.1%
VZ	Sell	VERIZON COMMUNICATIONS	$267,000	-25.4%	7,041	-0.2%	0.04%	-20.5%
	New	JACOBS SOLUTIONS INC	$249,000	–	2,293	–	0.03%	–
EME	Buy	EMCOR GROUP INC	$250,000	+13.1%	2,165	+1.0%	0.03%	+22.2%
BR	Sell	BROADRIDGE FINANCIAL SOLUTIONS	$247,000	-27.4%	1,714	-28.1%	0.03%	-21.4%
LMT	Buy	LOCKHEED MARTIN CORP.	$239,000	-9.8%	620	+0.5%	0.03%	-6.1%
PG	Sell	PROCTER & GAMBLE COMPANY	$225,000	-13.1%	1,782	-1.1%	0.03%	-6.2%
TDY	Buy	TELEDYNE TECH INC	$231,000	-9.1%	684	+1.0%	0.03%	-3.2%
WM	Buy	WASTE MGMT INC DEL	$217,000	+5.3%	1,353	+0.7%	0.03%	+16.0%
CYBR	New	CYBERARK SOFTWA	$222,000	–	1,478	–	0.03%	–
MTSI	New	MACOM TECHNOLOGY	$210,000	–	4,060	–	0.03%	–
CNXC	Buy	CONCENTRIX CORP	$216,000	-16.9%	1,937	+1.0%	0.03%	-12.5%
CVX	Buy	CHEVRONTEXACO CORP	$212,000	0.0%	1,477	+0.7%	0.03%	+7.7%
CTLT	Buy	CATALENT INC	$215,000	-14.7%	2,970	+26.4%	0.03%	-9.7%
RNR	Buy	RENAISSANCERE HOLDINGS	$215,000	+6.4%	1,534	+19.0%	0.03%	+12.0%
ICFI	New	ICF INTERNATIONAL INC	$206,000	–	1,886	–	0.03%	–
SCHO	Sell	SCHWAB SHORT TERM US TREASURY	$206,000	-53.1%	4,274	-52.1%	0.03%	-50.0%
IDA	Buy	IDACORP INC	$206,000	-5.9%	2,084	+1.0%	0.03%	0.0%
JLS	Sell	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$198,000	-16.8%	12,328	-14.4%	0.03%	-10.3%
FDIS	New	FIDELITY MSCI CONSUMER DISCRETIONARYequity etfs	$201,000	–	3,300	–	0.03%	–
ASH	Buy	ASHLAND GLOBAL HOLDINGS	$201,000	-6.9%	2,117	+1.1%	0.03%	-3.7%
PRMW	Buy	PRIMO WATER CORPORATION	$166,000	-5.1%	13,232	+1.0%	0.02%	+4.8%
NEXCF	New	NEXTECH AR SOLUTIONS CORP	$132,000	–	230,050	–	0.02%	–
	New	CION INVESTMENTS CORP	$106,000	–	12,414	–	0.01%	–
DBCCF	Exit	DECIBEL CANNABIS CO INC	$0	–	-50,000	–	0.00%	–
SNDL	Exit	SUNDIAL GROWERS INC	$0	–	-79,653	–	-0.00%	–
OCSL	Exit	OAKTREE SPECIALTY LENDING CORP / FSC	$0	–	-10,335	–	-0.01%	–
CSSE	Exit	CHICKEN SOUP FO	$0	–	-13,593	–	-0.01%	–
NLY	Exit	ANNALY CAP MGMT INC	$0	–	-23,000	–	-0.02%	–
TXN	Exit	TEXAS INSTRUMENTS INC.	$0	–	-1,311	–	-0.02%	–
CBU	Exit	COMMUNITY BANK SYSTEM INC.	$0	–	-3,254	–	-0.02%	–
TENB	Exit	TENABLE HOLDINGS INC	$0	–	-4,621	–	-0.03%	–
CMS	Exit	CMS ENERGY CORP	$0	–	-3,225	–	-0.03%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DEL CL B NEW	$0	–	-800	–	-0.03%	–
VVV	Exit	VALVOLINE INC	$0	–	-7,753	–	-0.03%	–
FB	Exit	META PLATFORMS INC	$0	–	-1,403	–	-0.03%	–
COLD	Exit	AMERICOLD REALTY TRUST	$0	–	-8,060	–	-0.03%	–
J	Exit	JACOBS ENGN GRP INC	$0	–	-2,269	–	-0.04%	–
INDT	Exit	INDUS REALTY TRUST INC	$0	–	-6,219	–	-0.04%	–
	Exit	WEBSTER FINANCIAL CORP 6.5preferred stock	$0	–	-32,480	–	-0.10%	–
BAX	Exit	BAXTER INTL INC	$0	–	-110,857	–	-0.87%	–
AVB	Exit	AVALONBAY COMMUNITIES	$0	–	-57,734	–	-1.38%	–

Q2 2022

			Value		Shares		↓ Weighting
VCSH	New	VANGUARD S/T CORP BOND ETF	$97,101,000	–	1,273,291	–	11.92%	–
IEI	New	ISHARES 3-7 YR TREASURY BD ETF	$72,822,000	–	610,210	–	8.94%	–
VGSH	New	VANGUARD SHORT TERM TREASURY	$69,418,000	–	1,179,383	–	8.52%	–
SHY	New	ISHARES 1-3 TREASURY BOND ETF	$63,238,000	–	763,831	–	7.76%	–
XLU	New	UTILITIES SELECT SECTOR SPDRequity etfs	$43,170,000	–	615,564	–	5.30%	–
MSFT	New	MICROSOFT	$27,407,000	–	106,711	–	3.36%	–
SCHR	New	SCHWAB INTERMEDIATE-TERM US TREASURY	$27,116,000	–	525,509	–	3.33%	–
AAPL	New	APPLE INC.	$26,679,000	–	195,139	–	3.28%	–
PEP	New	PEPSICO INC	$21,435,000	–	128,618	–	2.63%	–
WMT	New	WAL MART STORES INC	$20,068,000	–	165,064	–	2.46%	–
RSG	New	REPUBLIC SERVICES, INC.	$19,386,000	–	148,135	–	2.38%	–
UNH	New	UNITEDHEALTH GROUP INC	$15,503,000	–	30,182	–	1.90%	–
CVS	New	CVS HEALTH CORP.	$15,482,000	–	167,085	–	1.90%	–
BAH	New	BOOZ ALLEN HAMILTON HOLDINGS	$14,927,000	–	165,192	–	1.83%	–
CSCO	New	CISCO SYS INC	$13,570,000	–	318,245	–	1.67%	–
AAP	New	ADVANCED AUTO PARTS	$13,403,000	–	77,434	–	1.64%	–
BMY	New	BRISTOL MYERS SQUIBB CO	$12,713,000	–	165,103	–	1.56%	–
DG	New	DOLLAR GENERAL CORP	$12,459,000	–	50,761	–	1.53%	–
KO	New	COCA COLA CO	$12,092,000	–	192,204	–	1.48%	–
AZN	New	ASTRAZENECA PLC	$12,026,000	–	182,020	–	1.48%	–
XLE	New	ENERGY SELECT SECTOR SPDRequity etfs	$11,353,000	–	158,761	–	1.39%	–
CL	New	COLGATE PALMOLIVE CO	$11,346,000	–	141,572	–	1.39%	–
IEF	New	ISHARES 7-10 YR TREASURY BD ETF	$11,294,000	–	110,401	–	1.39%	–
AVB	New	AVALONBAY COMMUNITIES	$11,215,000	–	57,734	–	1.38%	–
MCD	New	MCDONALDS CORP	$11,057,000	–	44,788	–	1.36%	–
FCPT	New	FOUR CORNERS PROPERTY TRUST	$11,036,000	–	415,038	–	1.36%	–
ACN	New	ACCENTURE PLC	$10,257,000	–	36,943	–	1.26%	–
STWD	New	STARWOOD PROPERTY TRUST INC.	$10,084,000	–	482,711	–	1.24%	–
AMZN	New	AMAZON COM INC	$9,824,000	–	92,500	–	1.21%	–
TRI	New	THOMSON REUTERS CORP	$9,770,000	–	93,757	–	1.20%	–
ARE	New	ALEXANDRIA REAL EST	$9,492,000	–	65,450	–	1.16%	–
BX	New	BLACKSTONE GROUP LP	$7,664,000	–	84,009	–	0.94%	–
GOOG	New	ALPHABET INC -CL C	$7,643,000	–	3,494	–	0.94%	–
BAX	New	BAXTER INTL INC	$7,120,000	–	110,857	–	0.87%	–
SPSB	New	SPDR PORT SHRT TERM CORP BOND	$6,621,000	–	222,689	–	0.81%	–
ARCC	New	ARES CAPITAL CORP	$5,264,000	–	293,597	–	0.65%	–
ZBH	New	ZIMMER BIOMET HLDGS	$5,257,000	–	50,041	–	0.64%	–
ARES	New	ARES MANAGEMENT CORP	$4,940,000	–	86,875	–	0.61%	–
QQQ	New	INVESCO QQQ TRUST UNIT SER 1equity etfs	$4,796,000	–	17,110	–	0.59%	–
PSQ	New	PROSHARES SHORT QQQequity etfs	$4,620,000	–	320,810	–	0.57%	–
EPD	New	ENTERPRISE PRODS PARTNERS L COM UNIT	$3,397,000	–	139,408	–	0.42%	–
NVDA	New	NVIDIA CORP	$2,589,000	–	17,076	–	0.32%	–
MMP	New	MAGELLAN MIDSTREAM PARTNERS LP	$1,620,000	–	33,914	–	0.20%	–
ISD	New	PRUDENTIAL ST DUR HY FUND	$1,539,000	–	125,050	–	0.19%	–
GOOGL	New	ALPHABET INC -CL A	$1,421,000	–	652	–	0.17%	–
JNJ	New	JOHNSON & JOHNSON	$1,373,000	–	7,737	–	0.17%	–
BSV	New	VANGUARD-SHORT TERM BOND ETF	$1,276,000	–	16,616	–	0.16%	–
CAT	New	CATERPILLAR INC	$1,213,000	–	6,783	–	0.15%	–
NEE	New	NEXTERA ENERGY, INC.	$1,128,000	–	14,558	–	0.14%	–
SH	New	PROSHARES TR PSHS SHRT S&P5equity etfs	$833,000	–	50,505	–	0.10%	–
	New	WEBSTER FINANCIAL CORP 6.5preferred stock	$796,000	–	32,480	–	0.10%	–
PGX	New	POWERSHARES PREFERRED PORTFO	$708,000	–	57,350	–	0.09%	–
PFF	New	ISHARES S&P PREFERRED STOCK INDEX FUNDpreferred stock	$690,000	–	20,993	–	0.08%	–
VHT	New	VANGUARD HEALTH CARE ETFequity etfs	$631,000	–	2,680	–	0.08%	–
AMD	New	ADVANCED MICRO DEVICES	$590,000	–	7,715	–	0.07%	–
MDLZ	New	MONDELEZ INTERNATIONAL INC	$573,000	–	9,225	–	0.07%	–
ABBV	New	ABBVIE INC	$493,000	–	3,218	–	0.06%	–
SCHO	New	SCHWAB SHORT TERM US TREASURY	$439,000	–	8,929	–	0.05%	–
XLC	New	COMMUNICATIONS SERVICES SELECT SPDR FUNDequity etfs	$397,000	–	7,313	–	0.05%	–
TRGP	New	TARGA RESOURCES	$391,000	–	6,555	–	0.05%	–
VGLT	New	VANGUARD LONG TERM TREASURY	$379,000	–	5,400	–	0.05%	–
INDT	New	INDUS REALTY TRUST INC	$369,000	–	6,219	–	0.04%	–
DY	New	DYCOM INDS INC	$362,000	–	3,886	–	0.04%	–
VZ	New	VERIZON COMMUNICATIONS	$358,000	–	7,056	–	0.04%	–
SMPL	New	SIMPLY GOOD FOODS	$343,000	–	9,088	–	0.04%	–
BR	New	BROADRIDGE FINANCIAL SOLUTIONS	$340,000	–	2,384	–	0.04%	–
XOM	New	EXXON MOBIL CORP	$332,000	–	3,878	–	0.04%	–
ET	New	ENERGY TRANSFER EQUITY L P UT LTD PTN	$327,000	–	32,755	–	0.04%	–
EMB	New	ISHARES JP MORGAN USD EM BOND ETF	$316,000	–	3,700	–	0.04%	–
CWEN	New	CLEARWAY ENERGY INC	$319,000	–	9,154	–	0.04%	–
TLRY	New	TILRAY INC	$294,000	–	94,284	–	0.04%	–
DOX	New	AMDOCS LIMITED	$294,000	–	3,532	–	0.04%	–
J	New	JACOBS ENGN GRP INC	$288,000	–	2,269	–	0.04%	–
LMT	New	LOCKHEED MARTIN CORP.	$265,000	–	617	–	0.03%	–
PG	New	PROCTER & GAMBLE COMPANY	$259,000	–	1,801	–	0.03%	–
CNXC	New	CONCENTRIX CORP	$260,000	–	1,917	–	0.03%	–
TDY	New	TELEDYNE TECH INC	$254,000	–	677	–	0.03%	–
VIG	New	VANGUARD DIVIDEND APPRECequity etfs	$252,000	–	1,757	–	0.03%	–
CTLT	New	CATALENT INC	$252,000	–	2,350	–	0.03%	–
CFR	New	CULLEN/FROST BANKERS, INC.	$244,000	–	2,094	–	0.03%	–
COLD	New	AMERICOLD REALTY TRUST	$242,000	–	8,060	–	0.03%	–
JLS	New	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$238,000	–	14,398	–	0.03%	–
WMB	New	WILLIAMS COS INC	$234,000	–	7,504	–	0.03%	–
ATR	New	APTARGROUP INC	$235,000	–	2,273	–	0.03%	–
IWF	New	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$233,000	–	1,064	–	0.03%	–
ABT	New	ABBOTT LABS	$235,000	–	2,160	–	0.03%	–
FB	New	META PLATFORMS INC	$226,000	–	1,403	–	0.03%	–
VVV	New	VALVOLINE INC	$224,000	–	7,753	–	0.03%	–
CMS	New	CMS ENERGY CORP	$218,000	–	3,225	–	0.03%	–
EME	New	EMCOR GROUP INC	$221,000	–	2,143	–	0.03%	–
IDA	New	IDACORP INC	$219,000	–	2,063	–	0.03%	–
BRKB	New	BERKSHIRE HATHAWAY INC DEL CL B NEW	$218,000	–	800	–	0.03%	–
ASH	New	ASHLAND GLOBAL HOLDINGS	$216,000	–	2,095	–	0.03%	–
VFF	New	VILLAGE FARMS INTL INC	$211,000	–	80,700	–	0.03%	–
CVX	New	CHEVRONTEXACO CORP	$212,000	–	1,467	–	0.03%	–
TENB	New	TENABLE HOLDINGS INC	$210,000	–	4,621	–	0.03%	–
RNR	New	RENAISSANCERE HOLDINGS	$202,000	–	1,289	–	0.02%	–
TXN	New	TEXAS INSTRUMENTS INC.	$201,000	–	1,311	–	0.02%	–
WM	New	WASTE MGMT INC DEL	$206,000	–	1,344	–	0.02%	–
CBU	New	COMMUNITY BANK SYSTEM INC.	$206,000	–	3,254	–	0.02%	–
MPLX	New	MPLX LP	$207,000	–	7,085	–	0.02%	–
	New	PIMCO ACCESS INCOME FUND	$190,000	–	12,000	–	0.02%	–
KMI	New	KINDER MORGAN INC	$180,000	–	10,765	–	0.02%	–
PRMW	New	PRIMO WATER CORPORATION	$175,000	–	13,096	–	0.02%	–
AGNC	New	AGNC INVESTMENT CORP	$166,000	–	15,000	–	0.02%	–
NLY	New	ANNALY CAP MGMT INC	$136,000	–	23,000	–	0.02%	–
CSSE	New	CHICKEN SOUP FO	$101,000	–	13,593	–	0.01%	–
ENLC	New	ENLINK MIDSTREAM LLC	$93,000	–	10,925	–	0.01%	–
OCSL	New	OAKTREE SPECIALTY LENDING CORP / FSC	$68,000	–	10,335	–	0.01%	–
ACB	New	AURORA CANNABIS INC	$22,000	–	16,350	–	0.00%	–
SNDL	New	SUNDIAL GROWERS INC	$26,000	–	79,653	–	0.00%	–
HEXO	New	HEXO CORP	$11,000	–	52,941	–	0.00%	–
DBCCF	New	DECIBEL CANNABIS CO INC	$4,000	–	50,000	–	0.00%	–

Q4 2021

			Value		Shares		↓ Weighting
	Exit	MINERCO INC	$0	–	-1,000,000	–	0.00%	–
SAENF	Exit	SOLAR ALLIANCE ENERGY INC	$0	–	-25,000	–	0.00%	–
NEPT	Exit	NEPTUNE WELLNESS SOLUTIONS I	$0	–	-58,333	–	-0.00%	–
SNDL	Exit	SUNDIAL GROWERS INC	$0	–	-79,653	–	-0.01%	–
CME	Exit	CME GROUP INC	$0	–	-260	–	-0.01%	–
ENLC	Exit	ENLINK MIDSTREAM LLC	$0	–	-10,925	–	-0.01%	–
OCSL	Exit	OAKTREE SPECIALTY LENDING CO	$0	–	-10,335	–	-0.01%	–
HEXO	Exit	HEXO CORP	$0	–	-61,441	–	-0.01%	–
ACB	Exit	AURORA CANNABIS INC	$0	–	-16,350	–	-0.01%	–
RWBYF	Exit	RED WHITE & BLOOM BRANDS	$0	–	-171,856	–	-0.01%	–
	Exit	XOS INC	$0	–	-36,140	–	-0.02%	–
PRMW	Exit	PRIMO WATER CORPORATION	$0	–	-11,828	–	-0.02%	–
FEYE	Exit	FIREEYE INC	$0	–	-10,559	–	-0.02%	–
KMI	Exit	KINDER MORGAN INC DEL	$0	–	-10,765	–	-0.02%	–
CRL	Exit	CHARLES RIV LABS INTL INC	$0	–	-500	–	-0.02%	–
MPLX	Exit	MPLX LP	$0	–	-7,085	–	-0.02%	–
LSTR	Exit	LANDSTAR SYS INC	$0	–	-1,323	–	-0.02%	–
BURL	Exit	BURLINGTON STORES INC	$0	–	-763	–	-0.02%	–
ICFI	Exit	ICF INTL INC	$0	–	-2,355	–	-0.02%	–
LMT	Exit	LOCKHEED MARTIN CORP	$0	–	-626	–	-0.02%	–
MC	Exit	MOELIS & CO	$0	–	-3,477	–	-0.02%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-3,669	–	-0.02%	–
VVV	Exit	VALVOLINE INC	$0	–	-7,002	–	-0.02%	–
DOX	Exit	AMDOCS LTD	$0	–	-2,816	–	-0.02%	–
BRKS	Exit	BROOKS AUTOMATION INC NEW	$0	–	-2,178	–	-0.02%	–
FGF	Exit	FG FINANCIAL GROUP INC	$0	–	-44,750	–	-0.02%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DEL	$0	–	-825	–	-0.02%	–
EME	Exit	EMCOR GROUP INC	$0	–	-1,935	–	-0.02%	–
DY	Exit	DYCOM INDS INC	$0	–	-3,165	–	-0.02%	–
TDY	Exit	TELEDYNE TECHNOLOGIES INC	$0	–	-511	–	-0.02%	–
CFR	Exit	CULLEN FROST BANKERS INC	$0	–	-1,962	–	-0.02%	–
COLD	Exit	AMERICOLD RLTY TR	$0	–	-8,188	–	-0.02%	–
MTSI	Exit	MACOM TECH SOLUTIONS HLDGS I	$0	–	-3,628	–	-0.02%	–
SMPL	Exit	SIMPLY GOOD FOODS CO	$0	–	-6,699	–	-0.02%	–
VCIT	Exit	VANGUARD SCOTTSDALE FDS	$0	–	-2,593	–	-0.02%	–
CNXC	Exit	CONCENTRIX CORP	$0	–	-1,404	–	-0.02%	–
MCB	Exit	METROPOLITAN BK HLDG CORP	$0	–	-2,862	–	-0.02%	–
ATR	Exit	APTARGROUP INC	$0	–	-2,081	–	-0.02%	–
ABT	Exit	ABBOTT LABS	$0	–	-2,160	–	-0.02%	–
CTLT	Exit	CATALENT INC	$0	–	-1,915	–	-0.02%	–
VIG	Exit	VANGUARD SPECIALIZED FUNDSequity etfs	$0	–	-1,665	–	-0.02%	–
CWB	Exit	SPDR SER TR	$0	–	-3,000	–	-0.02%	–
FDIS	Exit	FIDELITY COVINGTON TRUSTequity etfs	$0	–	-3,300	–	-0.03%	–
J	Exit	JACOBS ENGR GROUP INC	$0	–	-2,050	–	-0.03%	–
JLS	Exit	NUVEEN MORTGAGE AND INCOME F	$0	–	-14,399	–	-0.03%	–
DKNG	Exit	DRAFTKINGS INC	$0	–	-6,140	–	-0.03%	–
ET	Exit	ENERGY TRANSFER L P	$0	–	-32,755	–	-0.03%	–
IWM	Exit	ISHARES TRequity etfs	$0	–	-1,445	–	-0.03%	–
TRGP	Exit	TARGA RES CORP	$0	–	-6,645	–	-0.03%	–
NEXCF	Exit	NEXTECH AR SOLUTIONS CORP	$0	–	-216,050	–	-0.03%	–
SSNC	Exit	SS&C TECHNOLOGIES HLDGS INC	$0	–	-4,708	–	-0.03%	–
XLI	Exit	SELECT SECTOR SPDR TRequity etfs	$0	–	-3,418	–	-0.03%	–
PENN	Exit	PENN NATL GAMING INC	$0	–	-4,745	–	-0.03%	–
IWF	Exit	ISHARES TRequity etfs	$0	–	-1,389	–	-0.04%	–
VZ	Exit	VERIZON COMMUNICATIONS INC	$0	–	-6,923	–	-0.04%	–
BR	Exit	BROADRIDGE FINL SOLUTIONS IN	$0	–	-2,243	–	-0.04%	–
RADI	Exit	RADIUS GLOBAL INFRASTRCTRE I	$0	–	-23,875	–	-0.04%	–
EMB	Exit	ISHARES TR	$0	–	-3,700	–	-0.04%	–
TWTR	Exit	TWITTER INC	$0	–	-6,915	–	-0.04%	–
VIAC	Exit	VIACOMCBS INC	$0	–	-10,731	–	-0.04%	–
DBRG	Exit	DIGITALBRIDGE GROUP INC	$0	–	-73,913	–	-0.04%	–
SCHO	Exit	SCHWAB STRATEGIC TR	$0	–	-8,929	–	-0.04%	–
BA	Exit	BOEING CO	$0	–	-2,138	–	-0.05%	–
FTSL	Exit	FIRST TR EXCHANGE-TRADED FD	$0	–	-9,785	–	-0.05%	–
VGLT	Exit	VANGUARD SCOTTSDALE FDS	$0	–	-5,400	–	-0.05%	–
NKE	Exit	NIKE INC	$0	–	-3,295	–	-0.05%	–
BMY	Exit	BRISTOL-MYERS SQUIBB CO	$0	–	-8,226	–	-0.05%	–
SPY	Exit	SPDR S&P 500 ETF TRequity etfs	$0	–	-1,183	–	-0.05%	–
POAHY	Exit	PORSCHE AUTOMOBIL - UNSP ADR	$0	–	-51,941	–	-0.05%	–
CFG	Exit	CITIZENS FINL GROUP INC	$0	–	-11,398	–	-0.05%	–
MDLZ	Exit	MONDELEZ INTL INC	$0	–	-9,934	–	-0.06%	–
HD	Exit	HOME DEPOT INC	$0	–	-1,865	–	-0.06%	–
NLY	Exit	ANNALY CAPITAL MANAGEMENT IN	$0	–	-78,081	–	-0.06%	–
ABBV	Exit	ABBVIE INC	$0	–	-6,103	–	-0.06%	–
FB	Exit	FACEBOOK INC	$0	–	-1,958	–	-0.06%	–
VHT	Exit	VANGUARD WORLD FDSequity etfs	$0	–	-2,680	–	-0.06%	–
VFF	Exit	VILLAGE FARMS INTL INC	$0	–	-80,700	–	-0.07%	–
AGNC	Exit	AGNC INVT CORP	$0	–	-43,695	–	-0.07%	–
TFX	Exit	TELEFLEX INCORPORATED	$0	–	-1,870	–	-0.07%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTD	$0	–	-6,600	–	-0.07%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-7,715	–	-0.08%	–
TLRY	Exit	TILRAY INC	$0	–	-94,284	–	-0.10%	–
CAT	Exit	CATERPILLAR INC	$0	–	-6,783	–	-0.13%	–
MMP	Exit	MAGELLAN MIDSTREAM PRTNRS LP	$0	–	-37,039	–	-0.16%	–
GOOGL	Exit	ALPHABET INC	$0	–	-652	–	-0.17%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-11,182	–	-0.18%	–
PSK	Exit	SPDR SER TRpreferred stock	$0	–	-58,685	–	-0.25%	–
ISD	Exit	PGIM HIGH YIELD BOND FUND IN	$0	–	-175,050	–	-0.28%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L	$0	–	-143,331	–	-0.30%	–
NVDA	Exit	NVIDIA CORPORATION	$0	–	-17,076	–	-0.35%	–
PGX	Exit	INVESCO EXCH TRADED FD TR II	$0	–	-312,169	–	-0.46%	–
SRLN	Exit	SSGA ACTIVE ETF TR	$0	–	-128,545	–	-0.58%	–
QQQ	Exit	INVESCO QQQ TRequity etfs	$0	–	-17,110	–	-0.60%	–
CVS	Exit	CVS HEALTH CORP	$0	–	-73,645	–	-0.61%	–
GOOG	Exit	ALPHABET INC	$0	–	-3,389	–	-0.88%	–
HCI	Exit	HCI GROUP INC	$0	–	-84,960	–	-0.92%	–
FSK	Exit	FS KKR CAP CORP	$0	–	-495,342	–	-1.07%	–
FCPT	Exit	FOUR CORNERS PPTY TR INC	$0	–	-412,634	–	-1.08%	–
STWD	Exit	STARWOOD PPTY TR INC	$0	–	-480,406	–	-1.15%	–
ARCC	Exit	ARES CAPITAL CORP	$0	–	-604,251	–	-1.20%	–
ADI	Exit	ANALOG DEVICES INC	$0	–	-74,373	–	-1.22%	–
ARE	Exit	ALEXANDRIA REAL ESTATE EQ IN	$0	–	-65,435	–	-1.22%	–
TXN	Exit	TEXAS INSTRS INC	$0	–	-66,097	–	-1.24%	–
ARES	Exit	ARES MANAGEMENT CORPORATION	$0	–	-173,032	–	-1.25%	–
CVX	Exit	CHEVRON CORP NEW	$0	–	-126,500	–	-1.26%	–
HLI	Exit	HOULIHAN LOKEY INC	$0	–	-142,238	–	-1.28%	–
DG	Exit	DOLLAR GEN CORP NEW	$0	–	-62,706	–	-1.30%	–
LQD	Exit	ISHARES TR	$0	–	-106,229	–	-1.38%	–
JPM	Exit	JPMORGAN CHASE & CO	$0	–	-87,212	–	-1.40%	–
TRI	Exit	THOMSON REUTERS CORP.	$0	–	-138,447	–	-1.50%	–
AMZN	Exit	AMAZON COM INC	$0	–	-4,670	–	-1.50%	–
ROK	Exit	ROCKWELL AUTOMATION INC	$0	–	-54,998	–	-1.58%	–
TJX	Exit	TJX COS INC NEW	$0	–	-256,171	–	-1.65%	–
V	Exit	VISA INC	$0	–	-85,362	–	-1.86%	–
AAP	Exit	ADVANCE AUTO PARTS INC	$0	–	-94,810	–	-1.94%	–
CMCSA	Exit	COMCAST CORP NEW	$0	–	-359,377	–	-1.97%	–
ACN	Exit	ACCENTURE PLC IRELAND	$0	–	-64,972	–	-2.03%	–
CSCO	Exit	CISCO SYS INC	$0	–	-388,770	–	-2.07%	–
AVB	Exit	AVALONBAY CMNTYS INC	$0	–	-96,356	–	-2.09%	–
IGSB	Exit	ISHARES TR	$0	–	-403,385	–	-2.16%	–
WMT	Exit	WALMART INC	$0	–	-158,431	–	-2.16%	–
PSA	Exit	PUBLIC STORAGE	$0	–	-74,977	–	-2.18%	–
BX	Exit	BLACKSTONE INC	$0	–	-195,920	–	-2.23%	–
BAH	Exit	BOOZ ALLEN HAMILTON HLDG COR	$0	–	-288,790	–	-2.24%	–
PEP	Exit	PEPSICO INC	$0	–	-158,777	–	-2.34%	–
NEE	Exit	NEXTERA ENERGY INC	$0	–	-327,074	–	-2.51%	–
RSG	Exit	REPUBLIC SVCS INC	$0	–	-224,294	–	-2.63%	–
AAPL	Exit	APPLE INC	$0	–	-255,160	–	-3.53%	–
XLC	Exit	SELECT SECTOR SPDR TRequity etfs	$0	–	-473,878	–	-3.71%	–
IEF	Exit	ISHARES TR	$0	–	-402,995	–	-4.54%	–
MSFT	Exit	MICROSOFT CORP	$0	–	-168,648	–	-4.65%	–
BKLN	Exit	INVESCO EXCH TRADED FD TR II	$0	–	-2,956,621	–	-6.40%	–
PFF	Exit	ISHARES TRpreferred stock	$0	–	-1,874,683	–	-7.12%	–
VCSH	Exit	VANGUARD SCOTTSDALE FDS	$0	–	-1,094,442	–	-8.82%	–

Q3 2021

			Value		Shares		↓ Weighting
VCSH	Sell	VANGUARD SCOTTSDALE FDS	$90,193,000	-2.3%	1,094,442	-1.9%	8.82%	-9.5%
PFF	New	ISHARES TRpreferred stock	$72,756,000	–	1,874,683	–	7.12%	–
BKLN	Buy	INVESCO EXCH TRADED FD TR II	$65,371,000	+0.8%	2,956,621	+0.9%	6.40%	-6.7%
MSFT	Buy	MICROSOFT CORP	$47,545,000	+6.8%	168,648	+2.6%	4.65%	-1.1%
IEF	Buy	ISHARES TR	$46,433,000	+66.1%	402,995	+66.4%	4.54%	+53.7%
XLC	Buy	SELECT SECTOR SPDR TRequity etfs	$37,962,000	+4.2%	473,878	+5.3%	3.71%	-3.6%
AAPL	Buy	APPLE INC	$36,105,000	+26.7%	255,160	+22.7%	3.53%	+17.3%
RSG	Buy	REPUBLIC SVCS INC	$26,929,000	+11.6%	224,294	+2.2%	2.63%	+3.3%
NEE	Buy	NEXTERA ENERGY INC	$25,682,000	+38.1%	327,074	+28.8%	2.51%	+27.8%
PEP	Buy	PEPSICO INC	$23,882,000	+3.4%	158,777	+1.9%	2.34%	-4.3%
BAH	Buy	BOOZ ALLEN HAMILTON HLDG COR	$22,915,000	-4.8%	288,790	+2.2%	2.24%	-11.8%
BX	Sell	BLACKSTONE INC	$22,793,000	+2.0%	195,920	-14.8%	2.23%	-5.5%
PSA	New	PUBLIC STORAGE	$22,276,000	–	74,977	–	2.18%	–
WMT	Buy	WALMART INC	$22,082,000	+0.6%	158,431	+1.8%	2.16%	-6.9%
IGSB	Buy	ISHARES TR	$22,041,000	+1.0%	403,385	+1.3%	2.16%	-6.5%
AVB	New	AVALONBAY CMNTYS INC	$21,356,000	–	96,356	–	2.09%	–
CSCO	Buy	CISCO SYS INC	$21,161,000	+7.0%	388,770	+4.2%	2.07%	-1.0%
ACN	Buy	ACCENTURE PLC IRELAND	$20,786,000	+10.1%	64,972	+1.5%	2.03%	+1.9%
CMCSA	Sell	COMCAST CORP NEW	$20,100,000	-19.7%	359,377	-18.1%	1.97%	-25.7%
AAP	Buy	ADVANCE AUTO PARTS INC	$19,805,000	+4.6%	94,810	+2.7%	1.94%	-3.2%
V	Buy	VISA INC	$19,014,000	-1.3%	85,362	+3.6%	1.86%	-8.6%
TJX	Buy	TJX COS INC NEW	$16,902,000	+0.9%	256,171	+3.1%	1.65%	-6.6%
ROK	Buy	ROCKWELL AUTOMATION INC	$16,172,000	+8.4%	54,998	+5.4%	1.58%	+0.3%
AMZN	Buy	AMAZON COM INC	$15,341,000	+1.2%	4,670	+6.0%	1.50%	-6.3%
TRI	Buy	THOMSON REUTERS CORP.	$15,296,000	+13.2%	138,447	+1.7%	1.50%	+4.7%
JPM	Buy	JPMORGAN CHASE & CO	$14,276,000	+6.3%	87,212	+1.0%	1.40%	-1.6%
LQD	New	ISHARES TR	$14,132,000	–	106,229	–	1.38%	–
DG	Buy	DOLLAR GEN CORP NEW	$13,302,000	-1.2%	62,706	+0.7%	1.30%	-8.6%
HLI	Sell	HOULIHAN LOKEY INC	$13,100,000	-8.9%	142,238	-19.1%	1.28%	-15.8%
CVX	Buy	CHEVRON CORP NEW	$12,833,000	+1.6%	126,500	+4.9%	1.26%	-6.0%
ARES	Buy	ARES MANAGEMENT CORPORATION	$12,775,000	+21.9%	173,032	+5.0%	1.25%	+12.9%
TXN	Buy	TEXAS INSTRS INC	$12,705,000	+4.6%	66,097	+4.6%	1.24%	-3.2%
ARE	Buy	ALEXANDRIA REAL ESTATE EQ IN	$12,503,000	+10.8%	65,435	+5.5%	1.22%	+2.6%
ADI	Sell	ANALOG DEVICES INC	$12,456,000	-42.2%	74,373	-40.6%	1.22%	-46.5%
ARCC	New	ARES CAPITAL CORP	$12,284,000	–	604,251	–	1.20%	–
STWD	Buy	STARWOOD PPTY TR INC	$11,727,000	-1.7%	480,406	+5.4%	1.15%	-9.0%
FCPT	Buy	FOUR CORNERS PPTY TR INC	$11,083,000	+3.3%	412,634	+6.1%	1.08%	-4.4%
FSK	New	FS KKR CAP CORP	$10,917,000	–	495,342	–	1.07%	–
HCI	Sell	HCI GROUP INC	$9,411,000	-7.5%	84,960	-17.0%	0.92%	-14.4%
GOOG	Buy	ALPHABET INC	$9,033,000	+8.6%	3,389	+2.1%	0.88%	+0.6%
CVS	New	CVS HEALTH CORP	$6,250,000	–	73,645	–	0.61%	–
SRLN	Buy	SSGA ACTIVE ETF TR	$5,916,000	+15.3%	128,545	+16.0%	0.58%	+6.8%
PGX	Buy	INVESCO EXCH TRADED FD TR II	$4,692,000	-0.8%	312,169	+1.1%	0.46%	-8.2%
NVDA	Buy	NVIDIA CORPORATION	$3,537,000	+3.5%	17,076	+300.0%	0.35%	-4.2%
EPD	Sell	ENTERPRISE PRODS PARTNERS L	$3,102,000	-22.9%	143,331	-14.0%	0.30%	-28.7%
JNJ	Sell	JOHNSON & JOHNSON	$1,806,000	-5.1%	11,182	-3.2%	0.18%	-11.9%
CAT	Sell	CATERPILLAR INC	$1,302,000	-22.5%	6,783	-12.1%	0.13%	-28.2%
AGNC	Sell	AGNC INVT CORP	$689,000	-94.1%	43,695	-93.7%	0.07%	-94.6%
FB	Buy	FACEBOOK INC	$665,000	+36.3%	1,958	+39.6%	0.06%	+25.0%
ABBV	Buy	ABBVIE INC	$658,000	+67.4%	6,103	+74.9%	0.06%	+52.4%
NLY	Sell	ANNALY CAPITAL MANAGEMENT IN	$657,000	-94.4%	78,081	-94.1%	0.06%	-94.8%
CFG	Sell	CITIZENS FINL GROUP INC	$535,000	-93.7%	11,398	-93.8%	0.05%	-94.2%
POAHY	Sell	PORSCHE AUTOMOBIL - UNSP ADR	$514,000	-96.8%	51,941	-96.5%	0.05%	-97.0%
SPY	New	SPDR S&P 500 ETF TRequity etfs	$508,000	–	1,183	–	0.05%	–
BMY	Sell	BRISTOL-MYERS SQUIBB CO	$487,000	-16.3%	8,226	-5.6%	0.05%	-22.6%
NKE	Buy	NIKE INC	$479,000	+115.8%	3,295	+129.5%	0.05%	+104.3%
FTSL	Buy	FIRST TR EXCHANGE-TRADED FD	$468,000	+44.9%	9,785	+45.5%	0.05%	+35.3%
DBRG	Buy	DIGITALBRIDGE GROUP INC	$446,000	-2.8%	73,913	+27.2%	0.04%	-10.2%
VIAC	New	VIACOMCBS INC	$424,000	–	10,731	–	0.04%	–
TWTR	Sell	TWITTER INC	$418,000	-26.8%	6,915	-16.6%	0.04%	-31.7%
EMB	New	ISHARES TR	$407,000	–	3,700	–	0.04%	–
RADI	Buy	RADIUS GLOBAL INFRASTRCTRE I	$390,000	+26.2%	23,875	+12.1%	0.04%	+15.2%
BR	Sell	BROADRIDGE FINL SOLUTIONS IN	$374,000	-2.1%	2,243	-5.1%	0.04%	-7.5%
IWF	Sell	ISHARES TRequity etfs	$381,000	-7.1%	1,389	-8.1%	0.04%	-14.0%
VZ	Sell	VERIZON COMMUNICATIONS INC	$374,000	-9.9%	6,923	-6.5%	0.04%	-15.9%
PENN	New	PENN NATL GAMING INC	$344,000	–	4,745	–	0.03%	–
XLI	New	SELECT SECTOR SPDR TRequity etfs	$334,000	–	3,418	–	0.03%	–
SSNC	New	SS&C TECHNOLOGIES HLDGS INC	$327,000	–	4,708	–	0.03%	–
NEXCF	New	NEXTECH AR SOLUTIONS CORP	$328,000	–	216,050	–	0.03%	–
DKNG	New	DRAFTKINGS INC	$296,000	–	6,140	–	0.03%	–
CWB	New	SPDR SER TR	$256,000	–	3,000	–	0.02%	–
CTLT	New	CATALENT INC	$255,000	–	1,915	–	0.02%	–
MCB	New	METROPOLITAN BK HLDG CORP	$241,000	–	2,862	–	0.02%	–
ATR	Sell	APTARGROUP INC	$248,000	-21.5%	2,081	-7.3%	0.02%	-27.3%
MTSI	Sell	MACOM TECH SOLUTIONS HLDGS I	$235,000	-12.3%	3,628	-13.2%	0.02%	-17.9%
COLD	Sell	AMERICOLD RLTY TR	$238,000	-75.7%	8,188	-68.4%	0.02%	-77.9%
EME	Sell	EMCOR GROUP INC	$223,000	-8.2%	1,935	-2.1%	0.02%	-15.4%
BRKS	Sell	BROOKS AUTOMATION INC NEW	$223,000	-4.7%	2,178	-11.3%	0.02%	-12.0%
DY	New	DYCOM INDS INC	$225,000	–	3,165	–	0.02%	–
BURL	Buy	BURLINGTON STORES INC	$216,000	+6.4%	763	+20.7%	0.02%	0.0%
MC	Sell	MOELIS & CO	$215,000	-6.1%	3,477	-13.6%	0.02%	-12.5%
LMT	Sell	LOCKHEED MARTIN CORP	$216,000	-21.7%	626	-14.1%	0.02%	-27.6%
XOM	Sell	EXXON MOBIL CORP	$216,000	-20.3%	3,669	-14.6%	0.02%	-27.6%
CRL	Sell	CHARLES RIV LABS INTL INC	$206,000	-4.6%	500	-14.4%	0.02%	-13.0%
	New	XOS INC	$167,000	–	36,140	–	0.02%	–
RWBYF	New	RED WHITE & BLOOM BRANDS	$122,000	–	171,856	–	0.01%	–
ACB	Sell	AURORA CANNABIS INC	$113,000	-36.5%	16,350	-16.9%	0.01%	-42.1%
CME	New	CME GROUP INC	$50,000	–	260	–	0.01%	–
SNDL	Buy	SUNDIAL GROWERS INC	$54,000	-12.9%	79,653	+22.5%	0.01%	-28.6%
NEPT	Sell	NEPTUNE WELLNESS SOLUTIONS I	$35,000	-60.2%	58,333	-22.2%	0.00%	-66.7%
SAENF	New	SOLAR ALLIANCE ENERGY INC	$4,000	–	25,000	–	0.00%	–
	New	MINERCO INC	$0	–	1,000,000	–	0.00%	–
AVCNF	Exit	AVICANNA INC	$0	–	-10,000	–	-0.00%	–
DBCCF	Exit	WESTLEAF INC	$0	–	-50,000	–	-0.00%	–
CIXX	Exit	CI FINANCIAL CORP	$0	–	-10,004	–	-0.02%	–
WMB	Exit	WILLIAMS COS INC	$0	–	-7,570	–	-0.02%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-504	–	-0.02%	–
PFE	Exit	PFIZER INC	$0	–	-5,344	–	-0.02%	–
SNX	Exit	SYNNEX CORP	$0	–	-1,707	–	-0.02%	–
HYG	Exit	ISHARES TR HIGH YLD CORP	$0	–	-2,357	–	-0.02%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-1,550	–	-0.02%	–
BLK	Exit	BLACKROCK INC.	$0	–	-270	–	-0.02%	–
CSSE	Exit	CHICKEN SOUP FO	$0	–	-5,723	–	-0.02%	–
NSC	Exit	NORFOLK SOUTHERN CORP.	$0	–	-943	–	-0.03%	–
AYRWF	Exit	AYR WELLNESS INC	$0	–	-9,206	–	-0.03%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-3,925	–	-0.03%	–
FHN	Exit	FIRST HORIZON NATIONAL CORP	$0	–	-21,662	–	-0.04%	–
XBI	Exit	SPDR S&P BIOTECH ETFequity etfs	$0	–	-3,295	–	-0.05%	–
INDT	Exit	INDUS REALTY TRUST INC	$0	–	-7,991	–	-0.06%	–
IBB	Exit	ISHARES NASDAQ BIOTECHNOLOGYequity etfs	$0	–	-3,165	–	-0.06%	–
ICE	Exit	INTERCONTINENTAL EXCHANGE INC	$0	–	-4,558	–	-0.06%	–
KO	Exit	COCA COLA CO	$0	–	-13,868	–	-0.08%	–
VIRT	Exit	VIRTU FINANCIAL	$0	–	-28,900	–	-0.08%	–
RS	Exit	RELIANCE STL & ALUM CO	$0	–	-66,217	–	-1.06%	–
USB	Exit	US BANCORP DEL COM NEW	$0	–	-203,257	–	-1.22%	–
XLE	Exit	ENERGY SELECT SECTOR SPDRequity etfs	$0	–	-254,083	–	-1.45%	–
DLR	Exit	DIGITAL REALTY TRUST INC.	$0	–	-109,670	–	-1.74%	–
DIS	Exit	WALT DISNEY COMPANY	$0	–	-102,926	–	-1.91%	–

Q2 2021

			Value		Shares		↓ Weighting
VCSH	New	VANGUARD S/T CORP BOND ETF	$92,280,000	–	1,115,710	–	9.75%	–
BKLN	New	INVESCO SENIOR LOAN ETF	$64,884,000	–	2,929,303	–	6.86%	–
MSFT	New	MICROSOFT	$44,522,000	–	164,350	–	4.70%	–
XLC	New	COMMUNICATIONS SERVICES SELECT SPDR FUNDequity etfs	$36,431,000	–	449,927	–	3.85%	–
AAPL	New	APPLE INC.	$28,487,000	–	207,992	–	3.01%	–
IEF	New	ISHARES 7-10 YR TREASURY BD ETF	$27,962,000	–	242,114	–	2.96%	–
CMCSA	New	COMCAST CORP NEW CL A	$25,033,000	–	439,029	–	2.65%	–
RSG	New	REPUBLIC SERVICES, INC.	$24,136,000	–	219,402	–	2.55%	–
BAH	New	BOOZ ALLEN HAMILTON HOLDINGS	$24,063,000	–	282,499	–	2.54%	–
PEP	New	PEPSICO INC	$23,094,000	–	155,861	–	2.44%	–
BX	New	BLACKSTONE GROUP LP	$22,341,000	–	229,988	–	2.36%	–
WMT	New	WAL MART STORES INC	$21,945,000	–	155,614	–	2.32%	–
IGSB	New	ISHARES SHORT TERM CORPORATE	$21,824,000	–	398,173	–	2.31%	–
ADI	New	ANALOG DEVICES INC.	$21,538,000	–	125,102	–	2.28%	–
CSCO	New	CISCO SYS INC	$19,781,000	–	373,233	–	2.09%	–
V	New	VISA INC	$19,266,000	–	82,396	–	2.04%	–
AAP	New	ADVANCED AUTO PARTS	$18,940,000	–	92,327	–	2.00%	–
ACN	New	ACCENTURE PLC	$18,872,000	–	64,019	–	2.00%	–
NEE	New	NEXTERA ENERGY, INC.	$18,601,000	–	253,841	–	1.97%	–
DIS	New	WALT DISNEY COMPANY	$18,091,000	–	102,926	–	1.91%	–
TJX	New	TJX COMPANIES INC	$16,749,000	–	248,434	–	1.77%	–
DLR	New	DIGITAL REALTY TRUST INC.	$16,501,000	–	109,670	–	1.74%	–
POAHY	New	PORSCHE AUTOMOBIL - UNSP ADR	$16,009,000	–	1,485,020	–	1.69%	–
AMZN	New	AMAZON COM INC	$15,154,000	–	4,405	–	1.60%	–
ROK	New	ROCKWELL AUTOMATION INC.	$14,920,000	–	52,163	–	1.58%	–
HLI	New	HOULIHAN LOKEY INC	$14,387,000	–	175,902	–	1.52%	–
XLE	New	ENERGY SELECT SECTOR SPDRequity etfs	$13,687,000	–	254,083	–	1.45%	–
TRI	New	THOMSON REUTERS CORP	$13,518,000	–	136,109	–	1.43%	–
DG	New	DOLLAR GENERAL CORP	$13,468,000	–	62,241	–	1.42%	–
JPM	New	J P MORGAN CHASE & CO	$13,425,000	–	86,312	–	1.42%	–
CVX	New	CHEVRONTEXACO CORP	$12,632,000	–	120,603	–	1.34%	–
TXN	New	TEXAS INSTRUMENTS INC.	$12,151,000	–	63,188	–	1.28%	–
STWD	New	STARWOOD PROPERTY TRUST INC.	$11,927,000	–	455,747	–	1.26%	–
AGNC	New	AGNC INVESTMENT CORP	$11,748,000	–	695,538	–	1.24%	–
NLY	New	ANNALY CAP MGMT INC	$11,729,000	–	1,320,810	–	1.24%	–
USB	New	US BANCORP DEL COM NEW	$11,580,000	–	203,257	–	1.22%	–
ARE	New	ALEXANDRIA REAL EST	$11,283,000	–	62,016	–	1.19%	–
FCPT	New	FOUR CORNERS PROPERTY TRUST	$10,733,000	–	388,736	–	1.13%	–
ARES	New	ARES MANAGEMENT CORP	$10,477,000	–	164,756	–	1.11%	–
HCI	New	HCI GROUP INC	$10,178,000	–	102,360	–	1.08%	–
RS	New	RELIANCE STL & ALUM CO	$9,992,000	–	66,217	–	1.06%	–
CFG	New	CITIZENS FINL GROUP INC	$8,460,000	–	184,428	–	0.89%	–
GOOG	New	ALPHABET INC -CL C	$8,318,000	–	3,319	–	0.88%	–
QQQ	New	INVESCO QQQ TRUST UNIT SER 1equity etfs	$6,064,000	–	17,110	–	0.64%	–
SRLN	New	SPDR BLACKSTONESENIOR LOAN ETF	$5,131,000	–	110,840	–	0.54%	–
PGX	New	POWERSHARES PREFERRED PORTFO	$4,731,000	–	308,826	–	0.50%	–
EPD	New	ENTERPRISE PRODS PARTNERS L COM UNIT	$4,021,000	–	166,631	–	0.42%	–
NVDA	New	NVIDIA CORP	$3,416,000	–	4,269	–	0.36%	–
ISD	New	PRUDENTIAL ST DUR HY FUND	$2,848,000	–	175,050	–	0.30%	–
PSK	New	SPDR WELLS FARGO PREFERRED STOCK ETFpreferred stock	$2,595,000	–	58,685	–	0.27%	–
JNJ	New	JOHNSON & JOHNSON	$1,904,000	–	11,556	–	0.20%	–
MMP	New	MAGELLAN MIDSTREAM PARTNERS LP	$1,812,000	–	37,039	–	0.19%	–
TLRY	New	TILRAY INC	$1,705,000	–	94,284	–	0.18%	–
CAT	New	CATERPILLAR INC	$1,679,000	–	7,714	–	0.18%	–
GOOGL	New	ALPHABET INC -CL A	$1,592,000	–	652	–	0.17%	–
COLD	New	AMERICOLD REALTY TRUST	$980,000	–	25,881	–	0.10%	–
VFF	New	VILLAGE FARMS INTL INC	$863,000	–	80,700	–	0.09%	–
TSM	New	TAIWAN SEMICONDUCTOR-SP ADR	$793,000	–	6,600	–	0.08%	–
VIRT	New	VIRTU FINANCIAL	$799,000	–	28,900	–	0.08%	–
KO	New	COCA COLA CO	$750,000	–	13,868	–	0.08%	–
TFX	New	TELEFLEX INC	$751,000	–	1,870	–	0.08%	–
AMD	New	ADVANCED MICRO DEVICES	$725,000	–	7,715	–	0.08%	–
VHT	New	VANGUARD HEALTH CARE ETFequity etfs	$662,000	–	2,680	–	0.07%	–
MDLZ	New	MONDELEZ INTERNATIONAL INC	$620,000	–	9,934	–	0.07%	–
HD	New	HOME DEPOT INC	$595,000	–	1,865	–	0.06%	–
BMY	New	BRISTOL MYERS SQUIBB CO	$582,000	–	8,715	–	0.06%	–
TWTR	New	TWITTER INC	$571,000	–	8,295	–	0.06%	–
ICE	New	INTERCONTINENTAL EXCHANGE INC	$541,000	–	4,558	–	0.06%	–
INDT	New	INDUS REALTY TRUST INC	$525,000	–	7,991	–	0.06%	–
IBB	New	ISHARES NASDAQ BIOTECHNOLOGYequity etfs	$518,000	–	3,165	–	0.06%	–
BA	New	BOEING CO	$512,000	–	2,138	–	0.05%	–
FB	New	FACEBOOK INC	$488,000	–	1,403	–	0.05%	–
VGLT	New	VANGUARD LONG TERM TREASURY	$474,000	–	5,400	–	0.05%	–
DBRG	New	DIGITALBRIDGE GROUP INC	$459,000	–	58,127	–	0.05%	–
SCHO	New	SCHWAB SHORT TERM US TREASURY	$457,000	–	8,929	–	0.05%	–
XBI	New	SPDR S&P BIOTECH ETFequity etfs	$446,000	–	3,295	–	0.05%	–
FGF	New	FG FINANCIAL GROUP INC	$414,000	–	44,750	–	0.04%	–
VZ	New	VERIZON COMMUNICATIONS	$415,000	–	7,402	–	0.04%	–
IWF	New	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$410,000	–	1,511	–	0.04%	–
ABBV	New	ABBVIE INC	$393,000	–	3,489	–	0.04%	–
FHN	New	FIRST HORIZON NATIONAL CORP	$374,000	–	21,662	–	0.04%	–
BR	New	BROADRIDGE FINANCIAL SOLUTIONS	$382,000	–	2,363	–	0.04%	–
HEXO	New	HEXO CORP	$356,000	–	61,441	–	0.04%	–
ET	New	ENERGY TRANSFER EQUITY L P UT LTD PTN	$348,000	–	32,755	–	0.04%	–
IWM	New	ISHARES TR RUSSELL 2000 ETFequity etfs	$331,000	–	1,445	–	0.04%	–
CL	New	COLGATE PALMOLIVE CO	$319,000	–	3,925	–	0.03%	–
FTSL	New	FIRST TRUST SENIOR LOAN ETF	$323,000	–	6,725	–	0.03%	–
RADI	New	RADIUS GLOBAL INFRASTRUCTURE INC	$309,000	–	21,300	–	0.03%	–
ATR	New	APTARGROUP INC	$316,000	–	2,246	–	0.03%	–
JLS	New	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$301,000	–	14,399	–	0.03%	–
TRGP	New	TARGA RESOURCES	$295,000	–	6,645	–	0.03%	–
LMT	New	LOCKHEED MARTIN CORP.	$276,000	–	729	–	0.03%	–
XOM	New	EXXON MOBIL CORP	$271,000	–	4,294	–	0.03%	–
J	New	JACOBS ENGN GRP INC	$274,000	–	2,050	–	0.03%	–
MTSI	New	MACOM TECHNOLOGY	$268,000	–	4,181	–	0.03%	–
AYRWF	New	AYR WELLNESS INC	$262,000	–	9,206	–	0.03%	–
FDIS	New	FIDELITY MSCI CONSUMER DISCRETIONARYequity etfs	$268,000	–	3,300	–	0.03%	–
VIG	New	VANGUARD DIVIDEND APPRECequity etfs	$258,000	–	1,665	–	0.03%	–
ABT	New	ABBOTT LABS	$250,000	–	2,160	–	0.03%	–
NSC	New	NORFOLK SOUTHERN CORP.	$250,000	–	943	–	0.03%	–
EME	New	EMCOR GROUP INC	$243,000	–	1,976	–	0.03%	–
SMPL	New	SIMPLY GOOD FOODS	$245,000	–	6,699	–	0.03%	–
VCIT	New	VANGUARD INT-TERM CORP BOND ETF	$247,000	–	2,593	–	0.03%	–
BRKS	New	BROOKS AUTOMATION INC	$234,000	–	2,455	–	0.02%	–
CSSE	New	CHICKEN SOUP FO	$237,000	–	5,723	–	0.02%	–
BLK	New	BLACKROCK INC.	$236,000	–	270	–	0.02%	–
VVV	New	VALVOLINE INC	$227,000	–	7,002	–	0.02%	–
BRKB	New	BERKSHIRE HATHAWAY INC DEL CL B NEW	$229,000	–	825	–	0.02%	–
MC	New	MOELIS & COMPANY SHS -A	$229,000	–	4,025	–	0.02%	–
CNXC	New	CONCENTRIX CORP	$226,000	–	1,404	–	0.02%	–
TDY	New	TELEDYNE TECH INC	$214,000	–	511	–	0.02%	–
DOX	New	AMDOCS LIMITED	$218,000	–	2,816	–	0.02%	–
WM	New	WASTE MGMT INC DEL	$217,000	–	1,550	–	0.02%	–
CRL	New	CHARLES RIVER LABS INTL	$216,000	–	584	–	0.02%	–
CFR	New	CULLEN/FROST BANKERS, INC.	$220,000	–	1,962	–	0.02%	–
NKE	New	NIKE INC - CL B	$222,000	–	1,436	–	0.02%	–
FEYE	New	FIREEYE INC	$214,000	–	10,559	–	0.02%	–
MPLX	New	MPLX LP	$210,000	–	7,085	–	0.02%	–
HYG	New	ISHARES TR HIGH YLD CORP	$208,000	–	2,357	–	0.02%	–
SNX	New	SYNNEX CORP	$208,000	–	1,707	–	0.02%	–
LSTR	New	LANDSTAR SYSTEM INC	$209,000	–	1,323	–	0.02%	–
PFE	New	PFIZER INC	$209,000	–	5,344	–	0.02%	–
ICFI	New	ICF INTERNATIONAL INC	$207,000	–	2,355	–	0.02%	–
PRMW	New	PRIMO WATER CORPORATION	$198,000	–	11,828	–	0.02%	–
BURL	New	BURLINGTON STORES INC	$203,000	–	632	–	0.02%	–
UNH	New	UNITEDHEALTH GROUP INC	$202,000	–	504	–	0.02%	–
KMI	New	KINDER MORGAN INC	$196,000	–	10,765	–	0.02%	–
WMB	New	WILLIAMS COS INC	$201,000	–	7,570	–	0.02%	–
ACB	New	AURORA CANNABIS INC	$178,000	–	19,683	–	0.02%	–
CIXX	New	CI FINANCIAL CORP	$184,000	–	10,004	–	0.02%	–
NEPT	New	NEPTUNE WELLNESS SOLUTIONS INC	$88,000	–	75,000	–	0.01%	–
SNDL	New	SUNDIAL GROWERS INC	$62,000	–	65,000	–	0.01%	–
ENLC	New	ENLINK MIDSTREAM LLC	$70,000	–	10,925	–	0.01%	–
OCSL	New	OAKTREE SPECIALTY LENDING CORP / FSC	$69,000	–	10,335	–	0.01%	–
DBCCF	New	WESTLEAF INC	$13,000	–	50,000	–	0.00%	–
AVCNF	New	AVICANNA INC	$8,000	–	10,000	–	0.00%	–

Q4 2020

			Value		Shares		↓ Weighting
	Exit	DATA443 RISK MITIGATION INC	$0	–	-250,000	–	0.00%	–
AITX	Exit	ARTIFICIAL INTELLIGENCE TECH	$0	–	-500,000	–	0.00%	–
GAXY	Exit	GALAXY NEXT GENERATION INC	$0	–	-25,000	–	0.00%	–
CRSM	Exit	CARSMARTT INC	$0	–	-250,000	–	0.00%	–
	Exit	LOOP INSIGHTS INC	$0	–	-35,000	–	-0.00%	–
RWBYF	Exit	RED WHITE & BLOOM BRANDS	$0	–	-25,356	–	-0.00%	–
	Exit	INNER SPIRIT HOLDINGS LTD	$0	–	-175,500	–	-0.00%	–
ENLC	Exit	ENLINK MIDSTREAM LLC	$0	–	-10,925	–	-0.00%	–
OCSL	Exit	OAKTREE SPECIALTY LENDING CORP / FSC	$0	–	-11,113	–	-0.01%	–
MVIS	Exit	MICROVISION INC	$0	–	-25,000	–	-0.01%	–
IPNFF	Exit	IMAGINEAR INC	$0	–	-600,000	–	-0.01%	–
KMI	Exit	KINDER MORGAN INC	$0	–	-10,765	–	-0.02%	–
FEYE	Exit	FIREEYE INC	$0	–	-12,082	–	-0.02%	–
HEXO	Exit	HYDROPOTHECARY	$0	–	-224,500	–	-0.02%	–
NEPT	Exit	NEPTUNE WELLNESS SOLUTIONS INC	$0	–	-75,000	–	-0.02%	–
ET	Exit	ENERGY TRANSFER EQUITY L P UT LTD PTN	$0	–	-33,308	–	-0.02%	–
MRK	Exit	MERCK & COMPANY	$0	–	-2,454	–	-0.02%	–
V	Exit	VISA INC	$0	–	-1,015	–	-0.02%	–
XEL	Exit	XCEL ENERGY INC	$0	–	-2,900	–	-0.02%	–
ACB	Exit	AURORA CANNABIS INC	$0	–	-43,450	–	-0.02%	–
ATR	Exit	APTARGROUP INC	$0	–	-1,864	–	-0.02%	–
PFE	Exit	PFIZER INC	$0	–	-5,580	–	-0.02%	–
IWM	Exit	ISHARES TR RUSSELL 2000 ETFequity etfs	$0	–	-1,445	–	-0.03%	–
PRMW	Exit	PRIMO WATER CORPORATION	$0	–	-16,566	–	-0.03%	–
J	Exit	JACOBS ENGN GRP INC	$0	–	-2,510	–	-0.03%	–
QTS	Exit	QTS REALTY TRUST	$0	–	-3,681	–	-0.03%	–
ABT	Exit	ABBOTT LABS	$0	–	-2,160	–	-0.03%	–
XLC	Exit	COMMUNICATIONS SERVICES SELECT SPDR FUNDequity etfs	$0	–	-4,220	–	-0.03%	–
VGLT	Exit	VANGUARD LONG TERM TREASURY	$0	–	-2,500	–	-0.03%	–
CRL	Exit	CHARLES RIVER LABS INTL	$0	–	-1,128	–	-0.03%	–
BABA	Exit	ALIBABA GROUP ADR	$0	–	-900	–	-0.03%	–
ERX	Exit	DIREXION DAILY ENERGY BULL 3Xequity etfs	$0	–	-29,170	–	-0.03%	–
BR	Exit	BROADRIDGE FINANCIAL SOLUTIONS	$0	–	-2,214	–	-0.04%	–
LOW	Exit	LOWES COS INC	$0	–	-1,828	–	-0.04%	–
LQD	Exit	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$0	–	-2,301	–	-0.04%	–
ABBV	Exit	ABBVIE INC	$0	–	-3,743	–	-0.04%	–
VFF	Exit	VILLAGE FARMS INTL INC	$0	–	-75,000	–	-0.04%	–
IWF	Exit	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$0	–	-1,823	–	-0.05%	–
PG	Exit	PROCTER & GAMBLE COMPANY	$0	–	-2,915	–	-0.05%	–
VZ	Exit	VERIZON COMMUNICATIONS	$0	–	-7,237	–	-0.05%	–
BMY	Exit	BRISTOL MYERS SQUIBB CO	$0	–	-8,598	–	-0.06%	–
APHA	Exit	APHRIA INC	$0	–	-120,000	–	-0.06%	–
VHT	Exit	VANGUARD HEALTH CARE ETFequity etfs	$0	–	-2,680	–	-0.07%	–
MDLZ	Exit	MONDELEZ INTERNATIONAL INC	$0	–	-10,219	–	-0.07%	–
SVXY	Exit	PROSHARES SHORT VIX ST FUTURES	$0	–	-17,610	–	-0.08%	–
BX	Exit	BLACKSTONE GROUP LP	$0	–	-12,480	–	-0.08%	–
NEXCF	Exit	NEXTECH AR SOLUTIONS CORP	$0	–	-170,000	–	-0.09%	–
RWM	Exit	PROSHARES SHORT RUSSELL 2000	$0	–	-21,740	–	-0.09%	–
ZIVZF	Exit	VELOCITYSHARES INV VIXequity etfs	$0	–	-27,600	–	-0.09%	–
SCHO	Exit	SCHWAB SHORT TERM US TREASURY	$0	–	-16,669	–	-0.10%	–
FB	Exit	FACEBOOK INC	$0	–	-3,584	–	-0.11%	–
HYG	Exit	ISHARES TR HIGH YLD CORP	$0	–	-11,375	–	-0.12%	–
GOOGL	Exit	ALPHABET INC -CL A	$0	–	-680	–	-0.12%	–
VWOB	Exit	VANGUARD EMERG MKTS GOV BND ETF	$0	–	-17,610	–	-0.17%	–
MMP	Exit	MAGELLAN MIDSTREAM PARTNERS LP	$0	–	-43,624	–	-0.18%	–
ISD	Exit	PRUDENTIAL ST DUR HY FUND	$0	–	-112,300	–	-0.19%	–
MYY	Exit	PROSHARES SHORT MIDCAP 400	$0	–	-41,910	–	-0.19%	–
NVDA	Exit	NVIDIA CORP	$0	–	-3,000	–	-0.20%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L COM UNIT	$0	–	-197,791	–	-0.38%	–
MBB	Exit	ISHARES MBS ETF	$0	–	-40,293	–	-0.53%	–
GOOG	Exit	ALPHABET INC -CL C	$0	–	-3,056	–	-0.54%	–
BANX	Exit	STONECASTLE FINANCIAL CORP.	$0	–	-232,626	–	-0.54%	–
QQQ	Exit	INVESCO QQQ TRUST UNIT SER 1equity etfs	$0	–	-17,085	–	-0.57%	–
JQC	Exit	NUVEEN CREDIT STRAT FUND	$0	–	-824,609	–	-0.58%	–
VTA	Exit	INVESCO DYNAMIC CREDIT OPP	$0	–	-531,992	–	-0.59%	–
SPDN	Exit	DIREXION DLY S&P 500 BEAR 1Xequity etfs	$0	–	-255,750	–	-0.64%	–
JLS	Exit	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$0	–	-296,151	–	-0.67%	–
FCPT	Exit	FOUR CORNERS PROPERTY TRUST	$0	–	-430,857	–	-1.32%	–
HLI	Exit	HOULIHAN LOKEY INC	$0	–	-191,815	–	-1.36%	–
ICE	Exit	INTERCONTINENTAL EXCHANGE INC	$0	–	-129,207	–	-1.55%	–
AMZN	Exit	AMAZON COM INC	$0	–	-4,418	–	-1.67%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-191,078	–	-1.77%	–
ARE	Exit	ALEXANDRIA REAL EST	$0	–	-96,622	–	-1.86%	–
ACN	Exit	ACCENTURE PLC	$0	–	-69,318	–	-1.88%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-55,508	–	-2.08%	–
RSG	Exit	REPUBLIC SERVICES, INC.	$0	–	-187,169	–	-2.10%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-121,569	–	-2.17%	–
TRI	Exit	THOMSON REUTERS CORP	$0	–	-229,499	–	-2.20%	–
D	Exit	DOMINION ENERGY INC	$0	–	-264,641	–	-2.51%	–
PEP	Exit	PEPSICO INC	$0	–	-154,172	–	-2.57%	–
COLD	Exit	AMERICOLD REALTY TRUST	$0	–	-598,921	–	-2.57%	–
DLR	Exit	DIGITAL REALTY TRUST INC.	$0	–	-147,591	–	-2.60%	–
CMCSA	Exit	COMCAST CORP NEW CL A	$0	–	-477,489	–	-2.65%	–
FDIS	Exit	FIDELITY MSCI CONSUMER DISCRETIONARYequity etfs	$0	–	-360,189	–	-2.68%	–
CAT	Exit	CATERPILLAR INC	$0	–	-150,178	–	-2.69%	–
KO	Exit	COCA COLA CO	$0	–	-473,416	–	-2.81%	–
WMT	Exit	WAL MART STORES INC	$0	–	-168,156	–	-2.82%	–
DG	Exit	DOLLAR GENERAL CORP	$0	–	-114,633	–	-2.89%	–
BAH	Exit	BOOZ ALLEN HAMILTON HOLDINGS	$0	–	-303,591	–	-3.02%	–
AAPL	Exit	APPLE INC.	$0	–	-228,527	–	-3.18%	–
NEE	Exit	NEXTERA ENERGY, INC.	$0	–	-122,697	–	-4.09%	–
MSFT	Exit	MICROSOFT	$0	–	-173,664	–	-4.39%	–
IGSB	Exit	ISHARES SHORT TERM CORPORATE	$0	–	-1,011,846	–	-6.67%	–
PGX	Exit	POWERSHARES PREFERRED PORTFO	$0	–	-3,876,667	–	-6.86%	–
EMB	Exit	ISHARES JP MORGAN USD EM BOND ETF	$0	–	-533,294	–	-7.10%	–
VCSH	Exit	VANGUARD S/T CORP BOND ETF	$0	–	-999,212	–	-9.94%	–

Q3 2020

			Value		Shares		↓ Weighting
VCSH	Sell	VANGUARD S/T CORP BOND ETF	$82,785,000	-2.7%	999,212	-2.9%	9.94%	-6.4%
EMB	Buy	ISHARES JP MORGAN USD EM BOND ETF	$59,137,000	+192.0%	533,294	+187.6%	7.10%	+181.1%
PGX	Buy	POWERSHARES PREFERRED PORTFO	$57,103,000	+67.3%	3,876,667	+60.4%	6.86%	+61.0%
IGSB	Buy	ISHARES SHORT TERM CORPORATE	$55,560,000	+543.7%	1,011,846	+541.4%	6.67%	+519.5%
MSFT	Buy	MICROSOFT	$36,527,000	+23.1%	173,664	+19.2%	4.39%	+18.5%
NEE	Sell	NEXTERA ENERGY, INC.	$34,056,000	+11.1%	122,697	-3.9%	4.09%	+6.9%
AAPL	Buy	APPLE INC.	$26,466,000	-1.0%	228,527	+211.9%	3.18%	-4.7%
BAH	Sell	BOOZ ALLEN HAMILTON HOLDINGS	$25,192,000	+2.0%	303,591	-4.4%	3.02%	-1.8%
DG	Buy	DOLLAR GENERAL CORP	$24,029,000	+52.9%	114,633	+39.0%	2.89%	+47.2%
WMT	Sell	WAL MART STORES INC	$23,527,000	+9.5%	168,156	-6.3%	2.82%	+5.4%
KO	Sell	COCA COLA CO	$23,373,000	+6.2%	473,416	-3.9%	2.81%	+2.2%
CAT	Buy	CATERPILLAR INC	$22,399,000	+10566.2%	150,178	+8930.5%	2.69%	+10246.2%
FDIS	Buy	FIDELITY MSCI CONSUMER DISCRETIONARYequity etfs	$22,343,000	+107.6%	360,189	+74.1%	2.68%	+99.8%
CMCSA	Buy	COMCAST CORP NEW CL A	$22,089,000	+100.3%	477,489	+68.8%	2.65%	+92.8%
DLR	New	DIGITAL REALTY TRUST INC.	$21,660,000	–	147,591	–	2.60%	–
COLD	Sell	AMERICOLD REALTY TRUST	$21,411,000	-5.6%	598,921	-4.2%	2.57%	-9.2%
PEP	Buy	PEPSICO INC	$21,368,000	+63.3%	154,172	+55.8%	2.57%	+57.1%
D	Buy	DOMINION ENERGY INC	$20,888,000	+33.6%	264,641	+37.4%	2.51%	+28.6%
TRI	Sell	THOMSON REUTERS CORP	$18,307,000	+13.2%	229,499	-3.6%	2.20%	+8.9%
JNJ	Sell	JOHNSON & JOHNSON	$18,099,000	+2.0%	121,569	-3.6%	2.17%	-1.8%
RSG	Sell	REPUBLIC SERVICES, INC.	$17,472,000	+9.7%	187,169	-3.6%	2.10%	+5.6%
UNH	Sell	UNITEDHEALTH GROUP INC	$17,306,000	+1.4%	55,508	-4.0%	2.08%	-2.3%
ACN	Buy	ACCENTURE PLC	$15,665,000	+48.3%	69,318	+40.9%	1.88%	+42.7%
ARE	New	ALEXANDRIA REAL EST	$15,460,000	–	96,622	–	1.86%	–
CL	Sell	COLGATE PALMOLIVE CO	$14,742,000	+1.2%	191,078	-3.9%	1.77%	-2.6%
AMZN	Sell	AMAZON COM INC	$13,911,000	+12.3%	4,418	-1.6%	1.67%	+8.2%
ICE	Sell	INTERCONTINENTAL EXCHANGE INC	$12,927,000	+5.2%	129,207	-3.7%	1.55%	+1.2%
HLI	Buy	HOULIHAN LOKEY INC	$11,327,000	+146.7%	191,815	+132.5%	1.36%	+137.3%
FCPT	New	FOUR CORNERS PROPERTY TRUST	$11,026,000	–	430,857	–	1.32%	–
JLS	Sell	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$5,606,000	-53.1%	296,151	-51.5%	0.67%	-54.8%
VTA	Sell	INVESCO DYNAMIC CREDIT OPP	$4,900,000	+1.0%	531,992	-2.4%	0.59%	-2.8%
JQC	Sell	NUVEEN CREDIT STRAT FUND	$4,873,000	-3.0%	824,609	-4.1%	0.58%	-6.7%
BANX	Sell	STONECASTLE FINANCIAL CORP.	$4,515,000	+18.9%	232,626	-2.5%	0.54%	+14.3%
GOOG	Buy	ALPHABET INC -CL C	$4,491,000	+4.6%	3,056	+0.7%	0.54%	+0.7%
MBB	Sell	ISHARES MBS ETF	$4,448,000	-95.5%	40,293	-95.5%	0.53%	-95.7%
ISD	Buy	PRUDENTIAL ST DUR HY FUND	$1,551,000	+40.7%	112,300	+34.8%	0.19%	+35.8%
VWOB	New	VANGUARD EMERG MKTS GOV BND ETF	$1,389,000	–	17,610	–	0.17%	–
HYG	Buy	ISHARES TR HIGH YLD CORP	$954,000	+57.7%	11,375	+53.4%	0.12%	+53.3%
FB	Buy	FACEBOOK INC	$939,000	+20.4%	3,584	+4.4%	0.11%	+16.5%
SCHO	Sell	SCHWAB SHORT TERM US TREASURY	$858,000	-96.9%	16,669	-96.9%	0.10%	-97.0%
NEXCF	New	NEXTECH AR SOLUTIONS CORP	$731,000	–	170,000	–	0.09%	–
BMY	Buy	BRISTOL MYERS SQUIBB CO	$518,000	+4.4%	8,598	+1.9%	0.06%	0.0%
VZ	Buy	VERIZON COMMUNICATIONS	$431,000	+10.5%	7,237	+2.3%	0.05%	+6.1%
PG	Sell	PROCTER & GAMBLE COMPANY	$405,000	+13.8%	2,915	-2.1%	0.05%	+11.4%
IWF	Sell	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$395,000	+9.1%	1,823	-3.4%	0.05%	+4.4%
ABBV	Buy	ABBVIE INC	$328,000	-8.1%	3,743	+3.0%	0.04%	-13.3%
LOW	Buy	LOWES COS INC	$303,000	+31.2%	1,828	+6.9%	0.04%	+24.1%
BR	Sell	BROADRIDGE FINANCIAL SOLUTIONS	$292,000	-39.2%	2,214	-41.8%	0.04%	-41.7%
BABA	New	ALIBABA GROUP ADR	$265,000	–	900	–	0.03%	–
CRL	Sell	CHARLES RIVER LABS INTL	$255,000	+5.4%	1,128	-18.7%	0.03%	+3.3%
VGLT	New	VANGUARD LONG TERM TREASURY	$249,000	–	2,500	–	0.03%	–
XLC	New	COMMUNICATIONS SERVICES SELECT SPDR FUNDequity etfs	$251,000	–	4,220	–	0.03%	–
ABT	New	ABBOTT LABS	$235,000	–	2,160	–	0.03%	–
PRMW	Sell	PRIMO WATER CORPORATION	$235,000	-6.4%	16,566	-9.4%	0.03%	-9.7%
QTS	Sell	QTS REALTY TRUST	$232,000	-8.3%	3,681	-6.7%	0.03%	-12.5%
PFE	Sell	PFIZER INC	$205,000	-98.5%	5,580	-98.7%	0.02%	-98.5%
ATR	New	APTARGROUP INC	$211,000	–	1,864	–	0.02%	–
ACB	Sell	AURORA CANNABIS INC	$202,000	-62.7%	43,450	-0.5%	0.02%	-64.7%
V	New	VISA INC	$203,000	–	1,015	–	0.02%	–
XEL	New	XCEL ENERGY INC	$200,000	–	2,900	–	0.02%	–
MRK	New	MERCK & COMPANY	$204,000	–	2,454	–	0.02%	–
ET	Sell	ENERGY TRANSFER EQUITY L P UT LTD PTN	$181,000	-23.6%	33,308	-0.0%	0.02%	-26.7%
IPNFF	New	IMAGINEAR INC	$104,000	–	600,000	–	0.01%	–
	New	INNER SPIRIT HOLDINGS LTD	$15,000	–	175,500	–	0.00%	–
RWBYF	New	RED WHITE & BLOOM BRANDS	$11,000	–	25,356	–	0.00%	–
	New	LOOP INSIGHTS INC	$10,000	–	35,000	–	0.00%	–
GAXY	New	GALAXY NEXT GENERATION INC	$0	–	25,000	–	0.00%	–
	New	DATA443 RISK MITIGATION INC	$2,000	–	250,000	–	0.00%	–
CRSM	New	CARSMARTT INC	$2,000	–	250,000	–	0.00%	–
AITX	Buy	ARTIFICIAL INTELLIGENCE TECH	$1,000	-50.0%	500,000	+400.0%	0.00%	–
XELA	Exit	EXELA TECHNOLOGIES INC	$0	–	-10,000	–	-0.00%	–
AAU	Exit	ALMADEN MINERALS LTD	$0	–	-25,000	–	-0.00%	–
NBEV	Exit	NEW AGE BEVERAGES CORP	$0	–	-25,000	–	-0.01%	–
RUBI	Exit	RUBICON PROJECT	$0	–	-12,960	–	-0.01%	–
NEM	Exit	NEWMONT MNG CORP	$0	–	-3,364	–	-0.03%	–
IBM	Exit	I B M	$0	–	-1,802	–	-0.03%	–
GUSH	Exit	DIREXION DAILY S&P OIL AND GASequity etfs	$0	–	-7,955	–	-0.03%	–
TRGP	Exit	TARGA RESOURCES	$0	–	-16,945	–	-0.04%	–
AMP	Exit	AMERIPRISE FINL INC	$0	–	-2,400	–	-0.04%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-12,300	–	-0.15%	–
LDOS	Exit	LEIDOS HOLDINGS INC SHS	$0	–	-104,558	–	-1.22%	–
LHX	Exit	L3HARRIS TECHNOLOGIES INC	$0	–	-113,142	–	-2.40%	–
GVI	Exit	ISHARES INT. GOVT/CREDIT BOND ETF	$0	–	-444,327	–	-6.52%	–

Q2 2020

			Value		Shares		↓ Weighting
MBB	New	ISHARES MBS ETF	$99,687,000	–	900,512	–	12.44%	–
VCSH	New	VANGUARD S/T CORP BOND ETF	$85,094,000	–	1,029,442	–	10.62%	–
GVI	New	ISHARES INT. GOVT/CREDIT BOND ETF	$52,306,000	–	444,327	–	6.52%	–
PGX	New	POWERSHARES PREFERRED PORTFO	$34,134,000	–	2,417,448	–	4.26%	–
NEE	New	NEXTERA ENERGY, INC.	$30,661,000	–	127,664	–	3.82%	–
MSFT	New	MICROSOFT	$29,661,000	–	145,748	–	3.70%	–
SCHO	New	SCHWAB SHORT TERM US TREASURY	$27,796,000	–	538,376	–	3.47%	–
AAPL	New	APPLE INC.	$26,728,000	–	73,268	–	3.33%	–
BAH	New	BOOZ ALLEN HAMILTON HOLDINGS	$24,695,000	–	317,454	–	3.08%	–
COLD	New	AMERICOLD REALTY TRUST	$22,688,000	–	625,026	–	2.83%	–
KO	New	COCA COLA CO	$22,011,000	–	492,627	–	2.75%	–
WMT	New	WAL MART STORES INC	$21,486,000	–	179,382	–	2.68%	–
EMB	New	ISHARES JP MORGAN USD EM BOND ETF	$20,251,000	–	185,413	–	2.53%	–
LHX	New	L3HARRIS TECHNOLOGIES INC	$19,197,000	–	113,142	–	2.40%	–
JNJ	New	JOHNSON & JOHNSON	$17,741,000	–	126,151	–	2.21%	–
UNH	New	UNITEDHEALTH GROUP INC	$17,061,000	–	57,844	–	2.13%	–
TRI	New	THOMSON REUTERS CORP	$16,179,000	–	238,035	–	2.02%	–
RSG	New	REPUBLIC SERVICES, INC.	$15,929,000	–	194,138	–	1.99%	–
DG	New	DOLLAR GENERAL CORP	$15,712,000	–	82,473	–	1.96%	–
D	New	DOMINION ENERGY INC	$15,630,000	–	192,539	–	1.95%	–
CL	New	COLGATE PALMOLIVE CO	$14,570,000	–	198,886	–	1.82%	–
PFE	New	PFIZER INC	$13,689,000	–	418,638	–	1.71%	–
PEP	New	PEPSICO INC	$13,089,000	–	98,966	–	1.63%	–
AMZN	New	AMAZON COM INC	$12,387,000	–	4,490	–	1.54%	–
ICE	New	INTERCONTINENTAL EXCHANGE INC	$12,293,000	–	134,203	–	1.53%	–
JLS	New	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$11,941,000	–	610,776	–	1.49%	–
CMCSA	New	COMCAST CORP NEW CL A	$11,027,000	–	282,889	–	1.38%	–
FDIS	New	FIDELITY MSCI CONSUMER DISCRETIONARYequity etfs	$10,765,000	–	206,898	–	1.34%	–
ACN	New	ACCENTURE PLC	$10,566,000	–	49,208	–	1.32%	–
LDOS	New	LEIDOS HOLDINGS INC SHS	$9,794,000	–	104,558	–	1.22%	–
IGSB	New	ISHARES SHORT TERM CORPORATE	$8,631,000	–	157,767	–	1.08%	–
SPDN	New	DIREXION DLY S&P 500 BEAR 1Xequity etfs	$5,844,000	–	255,750	–	0.73%	–
JQC	New	NUVEEN CREDIT STRAT FUND	$5,022,000	–	859,951	–	0.63%	–
VTA	New	INVESCO DYNAMIC CREDIT OPP	$4,853,000	–	545,289	–	0.60%	–
HLI	New	HOULIHAN LOKEY INC	$4,591,000	–	82,514	–	0.57%	–
GOOG	New	ALPHABET INC -CL C	$4,292,000	–	3,036	–	0.54%	–
QQQ	New	INVESCO QQQ TRUST UNIT SER 1equity etfs	$4,230,000	–	17,085	–	0.53%	–
BANX	New	STONECASTLE FINANCIAL CORP.	$3,796,000	–	238,713	–	0.47%	–
EPD	New	ENTERPRISE PRODS PARTNERS L COM UNIT	$3,594,000	–	197,791	–	0.45%	–
MMP	New	MAGELLAN MIDSTREAM PARTNERS LP	$1,883,000	–	43,624	–	0.24%	–
MYY	New	PROSHARES SHORT MIDCAP 400	$1,650,000	–	41,910	–	0.21%	–
AXP	New	AMERICAN EXPRESS CO	$1,171,000	–	12,300	–	0.15%	–
NVDA	New	NVIDIA CORP	$1,140,000	–	3,000	–	0.14%	–
ISD	New	PRUDENTIAL ST DUR HY FUND	$1,102,000	–	83,300	–	0.14%	–
GOOGL	New	ALPHABET INC -CL A	$964,000	–	680	–	0.12%	–
RWM	New	PROSHARES SHORT RUSSELL 2000	$787,000	–	21,740	–	0.10%	–
ZIVZF	New	VELOCITYSHARES INV VIXequity etfs	$786,000	–	27,600	–	0.10%	–
FB	New	FACEBOOK INC	$780,000	–	3,434	–	0.10%	–
BX	New	BLACKSTONE GROUP LP	$707,000	–	12,480	–	0.09%	–
HYG	New	ISHARES TR HIGH YLD CORP	$605,000	–	7,414	–	0.08%	–
SVXY	New	PROSHARES SHORT VIX ST FUTURES	$555,000	–	17,610	–	0.07%	–
ACB	New	AURORA CANNABIS INC	$542,000	–	43,658	–	0.07%	–
MDLZ	New	MONDELEZ INTERNATIONAL INC	$522,000	–	10,219	–	0.06%	–
APHA	New	APHRIA INC	$515,000	–	120,000	–	0.06%	–
VHT	New	VANGUARD HEALTH CARE ETFequity etfs	$516,000	–	2,680	–	0.06%	–
BMY	New	BRISTOL MYERS SQUIBB CO	$496,000	–	8,436	–	0.06%	–
BR	New	BROADRIDGE FINANCIAL SOLUTIONS	$480,000	–	3,804	–	0.06%	–
ERX	New	DIREXION DAILY ENERGY BULL 3Xequity etfs	$440,000	–	29,170	–	0.06%	–
VZ	New	VERIZON COMMUNICATIONS	$390,000	–	7,077	–	0.05%	–
IWF	New	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$362,000	–	1,888	–	0.04%	–
ABBV	New	ABBVIE INC	$357,000	–	3,633	–	0.04%	–
VFF	New	VILLAGE FARMS INTL INC	$359,000	–	75,000	–	0.04%	–
AMP	New	AMERIPRISE FINL INC	$360,000	–	2,400	–	0.04%	–
PG	New	PROCTER & GAMBLE COMPANY	$356,000	–	2,979	–	0.04%	–
TRGP	New	TARGA RESOURCES	$340,000	–	16,945	–	0.04%	–
LQD	New	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$309,000	–	2,301	–	0.04%	–
GUSH	New	DIREXION DAILY S&P OIL AND GASequity etfs	$273,000	–	7,955	–	0.03%	–
QTS	New	QTS REALTY TRUST	$253,000	–	3,945	–	0.03%	–
PRMW	New	PRIMO WATER CORPORATION	$251,000	–	18,285	–	0.03%	–
ET	New	ENERGY TRANSFER EQUITY L P UT LTD PTN	$237,000	–	33,310	–	0.03%	–
CRL	New	CHARLES RIVER LABS INTL	$242,000	–	1,388	–	0.03%	–
LOW	New	LOWES COS INC	$231,000	–	1,710	–	0.03%	–
IBM	New	I B M	$218,000	–	1,802	–	0.03%	–
J	New	JACOBS ENGN GRP INC	$213,000	–	2,510	–	0.03%	–
CAT	New	CATERPILLAR INC	$210,000	–	1,663	–	0.03%	–
IWM	New	ISHARES TR RUSSELL 2000 ETFequity etfs	$207,000	–	1,445	–	0.03%	–
NEM	New	NEWMONT MNG CORP	$208,000	–	3,364	–	0.03%	–
NEPT	New	NEPTUNE WELLNESS SOLUTIONS INC	$210,000	–	75,000	–	0.03%	–
HEXO	New	HYDROPOTHECARY	$166,000	–	224,500	–	0.02%	–
KMI	New	KINDER MORGAN INC	$163,000	–	10,765	–	0.02%	–
FEYE	New	FIREEYE INC	$147,000	–	12,082	–	0.02%	–
RUBI	New	RUBICON PROJECT	$86,000	–	12,960	–	0.01%	–
OCSL	New	OAKTREE SPECIALTY LENDING CORP / FSC	$50,000	–	11,113	–	0.01%	–
NBEV	New	NEW AGE BEVERAGES CORP	$38,000	–	25,000	–	0.01%	–
MVIS	New	MICROVISION INC	$34,000	–	25,000	–	0.00%	–
ENLC	New	ENLINK MIDSTREAM LLC	$27,000	–	10,925	–	0.00%	–
XELA	New	EXELA TECHNOLOGIES INC	$6,000	–	10,000	–	0.00%	–
AAU	New	ALMADEN MINERALS LTD	$12,000	–	25,000	–	0.00%	–
AITX	New	ARTIFICIAL INTELLIGENCE TECH	$2,000	–	100,000	–	0.00%	–

Q4 2019

			Value		Shares		↓ Weighting
ALXN	Exit	ALEXION PHARMACEAUTICALS INC	$0	–	-20	–	0.00%	–
DLTR	Exit	DOLLAR TREE INC	$0	–	-20	–	0.00%	–
SDRMU	Exit	SANDRIDGE MISSISSIPPIAN TRUST II	$0	–	-4,000	–	0.00%	–
NEP	Exit	NEXTERA ENERGY PARTNRS LP	$0	–	-30	–	0.00%	–
FTRCQ	Exit	FRONTIER COMMUNICATIONS CORP	$0	–	-552	–	0.00%	–
SLB	Exit	SCHLUMBERGER	$0	–	-80	–	0.00%	–
HTGC	Exit	HERCULES CAPITAL INC	$0	–	-25	–	0.00%	–
USB	Exit	US BANCORP DEL COM NEW	$0	–	-60	–	0.00%	–
ARKK	Exit	ARK ETF TR INNOVATIONequity etfs	$0	–	-60	–	0.00%	–
MMM	Exit	3M CO COM	$0	–	-20	–	0.00%	–
CC	Exit	CHEMOURS CO	$0	–	-124	–	0.00%	–
RMR	Exit	RMR GROUP INC	$0	–	-33	–	0.00%	–
NRG	Exit	NRG ENERGY INC	$0	–	-28	–	0.00%	–
BRN	Exit	BARNWELL INDUSTRIES INC.	$0	–	-500	–	0.00%	–
FTV	Exit	FORTIVE CORP	$0	–	-40	–	0.00%	–
CTXR	Exit	CITIUS PHARMACEUTICALS INC	$0	–	-667	–	0.00%	–
FLIR	Exit	FLIR SYSTEMS INC	$0	–	-23	–	0.00%	–
GOLD	Exit	BARRICK GOLD CORP	$0	–	-200	–	0.00%	–
ALC	Exit	ALCON	$0	–	-40	–	0.00%	–
BIIB	Exit	BIOGEN IDEAC INC	$0	–	-15	–	0.00%	–
LUMN	Exit	CENTURYLINK INC	$0	–	-35	–	0.00%	–
WAB	Exit	Westinghouse Air Brake Tech Corp	$0	–	-43	–	0.00%	–
PTR	Exit	PETROCHINA CO LTD ADR	$0	–	-50	–	0.00%	–
CFMS	Exit	CONFORMIS INC	$0	–	-2,000	–	-0.00%	–
MA	Exit	MASTERCARD INC	$0	–	-20	–	-0.00%	–
OGS	Exit	ONE GAS INC	$0	–	-50	–	-0.00%	–
DOV	Exit	DOVER CORP	$0	–	-100	–	-0.00%	–
CTVA	Exit	CORTEVA INC	$0	–	-316	–	-0.00%	–
MDT	Exit	MEDTRONIC INC	$0	–	-80	–	-0.00%	–
VNQ	Exit	VANGUARD REIT ETFequity etfs	$0	–	-85	–	-0.00%	–
AABA	Exit	ALTABA INC COM	$0	–	-200	–	-0.00%	–
XLE	Exit	ENERGY SELECT SECTOR SPIDERequity etfs	$0	–	-123	–	-0.00%	–
EWJ	Exit	ISHARES MSCI JAPAN INDEX FDequity etfs	$0	–	-125	–	-0.00%	–
CVX	Exit	CHEVRONTEXACO CORP	$0	–	-80	–	-0.00%	–
CLMT	Exit	CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER	$0	–	-2,000	–	-0.00%	–
MS	Exit	MORGAN STANLEY NEW	$0	–	-250	–	-0.00%	–
GE	Exit	GENERAL ELEC CO	$0	–	-800	–	-0.00%	–
DELL	Exit	DELL TECHNOLOGIES INC COM CL C	$0	–	-172	–	-0.00%	–
WTER	Exit	ALKALINE WATER CO INC	$0	–	-5,000	–	-0.00%	–
CERN	Exit	CERNER CORP	$0	–	-80	–	-0.00%	–
STOR	Exit	STORE CAPITAL C	$0	–	-120	–	-0.00%	–
FCPT	Exit	FOUR CORNERS PROPERTY TRUST	$0	–	-350	–	-0.00%	–
KLAC	Exit	KLA-TENCOR CORPORATION	$0	–	-50	–	-0.00%	–
XLRE	Exit	REAL ESTATE SELequity closed-end fund	$0	–	-235	–	-0.00%	–
XLF	Exit	FINANCIAL SELECT SPIDER ETFequity etfs	$0	–	-270	–	-0.00%	–
PTNYF	Exit	PARCELPAY TECHNOLOGY INC	$0	–	-100,000	–	-0.00%	–
SNES	Exit	SENESTECH INC	$0	–	-10,000	–	-0.00%	–
NEM	Exit	NEWMONT MNG CORP	$0	–	-164	–	-0.00%	–
ADBE	Exit	ADOBE SYSTEMS INC RSTD	$0	–	-40	–	-0.00%	–
AB	Exit	ALLIANCEBERNSTEIN HLGG LPUNIT LTD PARTN	$0	–	-250	–	-0.00%	–
PBCT	Exit	PEOPLE'S UNITED FINANCIAL	$0	–	-500	–	-0.00%	–
QABA	Exit	FIRST TRUST ABA COMM BANK ETFequity etfs	$0	–	-175	–	-0.00%	–
GPMT	Exit	GRANITE POINT MORTGAGE TRUST	$0	–	-473	–	-0.00%	–
DOW	Exit	DOW INC.	$0	–	-316	–	-0.00%	–
RDSA	Exit	ROYAL DUTCH SHELL PLC SPONS	$0	–	-218	–	-0.00%	–
NFLX	Exit	NETFLIX COM INC	$0	–	-45	–	-0.00%	–
CHTR	Exit	CHARTER COMMUNI	$0	–	-40	–	-0.00%	–
KO	Exit	COCA COLA CO	$0	–	-280	–	-0.00%	–
NI	Exit	NISOURCE INC	$0	–	-500	–	-0.00%	–
EFA	Exit	ISHARES TR MSCI EAFE IDX	$0	–	-195	–	-0.00%	–
CVS	Exit	CVS CORP	$0	–	-200	–	-0.00%	–
ITW	Exit	ILLINOIS TOOL WORKS INC	$0	–	-80	–	-0.00%	–
IAG	Exit	IAMGOLD CORP	$0	–	-5,000	–	-0.00%	–
DHR	Exit	DANAHER CORP DEL COM	$0	–	-80	–	-0.00%	–
BOX	Exit	BOX INC	$0	–	-1,000	–	-0.00%	–
KSU	Exit	KANSAS CITY SOUTHERN	$0	–	-120	–	-0.00%	–
AAU	Exit	ALMADEN MINERALS LTD	$0	–	-25,000	–	-0.00%	–
LIN	Exit	LINDE PLC COM	$0	–	-60	–	-0.00%	–
DE	Exit	DEERE & CO	$0	–	-100	–	-0.00%	–
CRM	Exit	SALESFORCE .COM	$0	–	-85	–	-0.00%	–
D	Exit	DOMINION ENERGY INC	$0	–	-162	–	-0.00%	–
MVIS	Exit	MICROVISION INC	$0	–	-25,000	–	-0.00%	–
IRT	Exit	INDEPENDENCE REALTY TRUST	$0	–	-1,730	–	-0.00%	–
BA	Exit	BOEING CO	$0	–	-63	–	-0.00%	–
VIAB	Exit	VIACOM INC NEW CL B	$0	–	-1,085	–	-0.00%	–
ANTM	Exit	ANTHEM INC	$0	–	-106	–	-0.00%	–
DG	Exit	DOLLAR GENERAL CORP	$0	–	-150	–	-0.00%	–
DD	Exit	DOWDUPONT INC	$0	–	-316	–	-0.00%	–
PGR	Exit	PROGRESSIVE CORP	$0	–	-300	–	-0.00%	–
FFBC	Exit	FIRST FINANCIAL BANCORP	$0	–	-932	–	-0.00%	–
INTEQ	Exit	INTELSAT SA	$0	–	-1,000	–	-0.00%	–
BPL	Exit	BUCKEYE PARTNERS L P	$0	–	-575	–	-0.00%	–
NUE	Exit	NUCOR CORP	$0	–	-400	–	-0.00%	–
XLV	Exit	HEALTH CARE SECTOR SPDRequity etfs	$0	–	-245	–	-0.00%	–
HUBB	Exit	HUBBELL INC	$0	–	-200	–	-0.00%	–
NVS	Exit	NOVARTIS AG SPONSORED ADR	$0	–	-300	–	-0.00%	–
ESLT	Exit	ELBIT SYSTEMS LTD.	$0	–	-160	–	-0.00%	–
XLI	Exit	INDUSTRIAL SELECT SECT SPDRequity etfs	$0	–	-338	–	-0.00%	–
SYK	Exit	STRYKER CORP	$0	–	-140	–	-0.00%	–
PFG	Exit	PRINCIPAL FINANCIAL GRP	$0	–	-586	–	-0.00%	–
CDEV	Exit	CENTENNIAL RESOURCE	$0	–	-6,664	–	-0.00%	–
IWD	Exit	Ishares Russell 1000 Value ETFequity etfs	$0	–	-253	–	-0.00%	–
KHC	Exit	KRAFT HEINZ CO/	$0	–	-1,000	–	-0.00%	–
STAY	Exit	EXTENDED STAY AMERICA, INC.	$0	–	-2,155	–	-0.00%	–
GRMN	Exit	GARMIN LTD	$0	–	-340	–	-0.00%	–
SWK	Exit	STANLEY BLACK AND DECKER INC	$0	–	-200	–	-0.00%	–
SNH	Exit	SENIOR HSG PPTYS TR SH BEN INT	$0	–	-3,050	–	-0.00%	–
HON	Exit	HONEYWELL INTL INC COM	$0	–	-200	–	-0.00%	–
EXC	Exit	EXELON CORP	$0	–	-607	–	-0.00%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-400	–	-0.00%	–
UNP	Exit	UNION PAC CORP	$0	–	-200	–	-0.00%	–
TWO	Exit	TWO HBRS INVT CORP	$0	–	-2,500	–	-0.00%	–
XLU	Exit	UTILITIES SELECT SECTOR SPDRequity etfs	$0	–	-581	–	-0.01%	–
KRE	Exit	SPDR S&P REGIONAL BANKING ETFequity etfs	$0	–	-756	–	-0.01%	–
GATX	Exit	GATX CORP	$0	–	-500	–	-0.01%	–
DEO	Exit	DIAGEO PLC ADR SPONSORED	$0	–	-250	–	-0.01%	–
MCO	Exit	MOODYS CORP	$0	–	-200	–	-0.01%	–
NTB	Exit	BANK OF NT BUTTERFIELD & SON	$0	–	-1,235	–	-0.01%	–
YUMC	Exit	YUM CHINA HOLDINGS INC	$0	–	-845	–	-0.01%	–
BP	Exit	BP P L C ADR SPONSORED	$0	–	-1,000	–	-0.01%	–
SPY	Exit	SPDR S&P 500 ETF TRUSTequity etfs	$0	–	-125	–	-0.01%	–
IQ	Exit	IQIYI INC	$0	–	-2,500	–	-0.01%	–
DUK	Exit	DUKE ENERGY CORP NEW	$0	–	-433	–	-0.01%	–
NLY	Exit	ANNALY CAP MGMT INC	$0	–	-5,000	–	-0.01%	–
EMB	Exit	ISHARES JP MORGAN USD EM BOND ETF	$0	–	-435	–	-0.01%	–
JCE	Exit	NUVEEN CORE EQUITY ALPHA FUNCOMequity etfs	$0	–	-3,274	–	-0.01%	–
CBS	Exit	CBS CORP NEW CL B	$0	–	-1,085	–	-0.01%	–
EQT	Exit	EQT CORP	$0	–	-4,039	–	-0.01%	–
GILD	Exit	GILEAD Sciences	$0	–	-700	–	-0.01%	–
AG	Exit	FIRST MAJESTIC SILVER CORP	$0	–	-5,000	–	-0.01%	–
AMLP	Exit	ALERIAN MLP ETFequity etfs	$0	–	-5,000	–	-0.01%	–
EFC	Exit	ELLINGTON FINANCIAL LLC	$0	–	-2,495	–	-0.01%	–
STL	Exit	STERLING BANCORP	$0	–	-2,240	–	-0.01%	–
HST	Exit	HOST HOTELS & RESORTS INC.	$0	–	-2,845	–	-0.01%	–
ED	Exit	CONSOLIDATED EDISON INC	$0	–	-504	–	-0.01%	–
CCJ	Exit	CAMECO CORP	$0	–	-5,000	–	-0.01%	–
IVR	Exit	INVESCO MORTGAGE CAPITAL INCCOM	$0	–	-3,000	–	-0.01%	–
AGNC	Exit	AMERICAN CAPITAL AGENCY CORP	$0	–	-3,000	–	-0.01%	–
NTDOY	Exit	NINTENDO CO LTD-UNSPONS ADR	$0	–	-1,219	–	-0.01%	–
IGR	Exit	ING CLARION GLB RE EST INCM COMequity etfs	$0	–	-7,000	–	-0.01%	–
CBM	Exit	CAMBREX CORP COM	$0	–	-1,073	–	-0.01%	–
LYV	Exit	LIVE NATION ENT INC	$0	–	-949	–	-0.01%	–
DHI	Exit	DR HORTON INC.	$0	–	-1,125	–	-0.01%	–
SHW	Exit	SHERWIN-WILLIAMS CO.	$0	–	-110	–	-0.01%	–
SYY	Exit	SYSCO CORP	$0	–	-797	–	-0.01%	–
PCI	Exit	PIMCO DYNAMIC CREDIT INCOME	$0	–	-2,625	–	-0.01%	–
PNW	Exit	PINNACLE WEST CAPITAL	$0	–	-610	–	-0.01%	–
AVY	Exit	AVERY DENNISON CORP.	$0	–	-555	–	-0.01%	–
XEC	Exit	CIMAREX ENERGY CO	$0	–	-1,271	–	-0.01%	–
NBEV	Exit	NEW AGE BEVERAGES CORP	$0	–	-25,000	–	-0.01%	–
KR	Exit	KROGER CO	$0	–	-2,750	–	-0.01%	–
DSL	Exit	DOUBLELINE INCOME SOLUTIONS FUND	$0	–	-3,580	–	-0.01%	–
CRTO	Exit	CRITEO SA-SPON ADR	$0	–	-4,110	–	-0.01%	–
PDI	Exit	PIMCO DYNAMIC INC FUND	$0	–	-2,415	–	-0.01%	–
WPP	Exit	WPP PLC	$0	–	-1,200	–	-0.01%	–
ECL	Exit	ECOLAB INC.	$0	–	-380	–	-0.01%	–
NS	Exit	NUSTAR ENERGY LP UNIT	$0	–	-2,715	–	-0.01%	–
ORCL	Exit	ORACLE SYS CORP	$0	–	-1,600	–	-0.01%	–
RAMP	Exit	LIVERAMP HLDGS INC	$0	–	-2,060	–	-0.01%	–
YUM	Exit	YUM BRANDS INC COM	$0	–	-845	–	-0.01%	–
WSO	Exit	WATSCO INC.	$0	–	-559	–	-0.01%	–
GIL	Exit	GILDAN ACTIVEWEAR INC.	$0	–	-2,640	–	-0.01%	–
ASH	Exit	ASHLAND GLOBAL HOLDINGS	$0	–	-1,205	–	-0.01%	–
ENLC	Exit	ENLINK MIDSTREAM LLC	$0	–	-10,925	–	-0.01%	–
VFC	Exit	VF CORP COM	$0	–	-1,000	–	-0.01%	–
MCD	Exit	MCDONALDS CORP	$0	–	-442	–	-0.01%	–
NKE	Exit	NIKE INC - CL B	$0	–	-1,111	–	-0.01%	–
APD	Exit	AIR PRODUCTS & CHEMICALS INC.	$0	–	-461	–	-0.01%	–
MC	Exit	MOELIS & COMPANY SHS -A	$0	–	-3,109	–	-0.01%	–
CB	Exit	CHUBB LTD	$0	–	-645	–	-0.01%	–
RWVG	Exit	DIREXION RUSSELL V/Gequity etfs	$0	–	-1,843	–	-0.01%	–
CMC	Exit	COMMERCIAL METALS COMPANY	$0	–	-5,731	–	-0.01%	–
TLRA	Exit	TELARIA INC	$0	–	-14,310	–	-0.01%	–
CNTTQ	Exit	CANNTRUST HOLDINGS INC	$0	–	-90,000	–	-0.01%	–
FL	Exit	FOOT LOCKER INC	$0	–	-2,264	–	-0.01%	–
GS	Exit	GOLDMAN SACHS GROUP INC	$0	–	-500	–	-0.01%	–
AAP	Exit	ADVANCED AUTO PARTS	$0	–	-665	–	-0.01%	–
UTL	Exit	UNITIL CORP	$0	–	-1,701	–	-0.01%	–
BURL	Exit	BURLINGTON STORES INC	$0	–	-555	–	-0.01%	–
AWK	Exit	AMERICAN WTR WKS CO INC NEW	$0	–	-889	–	-0.01%	–
PRIM	Exit	PRIMORIS SERVICES CORP	$0	–	-5,672	–	-0.01%	–
GEL	Exit	GENESIS ENERGY LP	$0	–	-5,000	–	-0.01%	–
TFX	Exit	TELEFLEX INC	$0	–	-308	–	-0.01%	–
DNKN	Exit	DUNKIN BRANDS GROUP	$0	–	-1,350	–	-0.01%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-1,034	–	-0.02%	–
EDAP	Exit	EDAP TMS SA-ADR	$0	–	-25,000	–	-0.02%	–
KN	Exit	KNOWLES CORP	$0	–	-5,550	–	-0.02%	–
PKI	Exit	PERKINELMER INC	$0	–	-1,436	–	-0.02%	–
ADP	Exit	AUTOMATIC DATA PROCESSING	$0	–	-780	–	-0.02%	–
MTSI	Exit	MACOM TECHNOLOGY	$0	–	-5,603	–	-0.02%	–
VVV	Exit	VALVOLINE INC	$0	–	-5,662	–	-0.02%	–
CRL	Exit	CHARLES RIVER LABS INTL	$0	–	-914	–	-0.02%	–
NVDA	Exit	NVIDIA CORP	$0	–	-730	–	-0.02%	–
VCIT	Exit	VANGUARD INT-TERM CORP BOND ETF	$0	–	-1,330	–	-0.02%	–
BMY	Exit	BRISTOL MYERS SQUIBB CO	$0	–	-2,563	–	-0.02%	–
CBU	Exit	COMMUNITY BANK SYSTEM INC.	$0	–	-2,190	–	-0.02%	–
PAYX	Exit	PAYCHEX INC	$0	–	-1,608	–	-0.02%	–
OKE	Exit	ONEOK INC	$0	–	-1,776	–	-0.02%	–
HBMD	Exit	HOWARD BANCORP	$0	–	-7,665	–	-0.02%	–
BRKS	Exit	BROOKS AUTOMATION INC	$0	–	-3,508	–	-0.02%	–
RS	Exit	RELIANCE STL & ALUM CO	$0	–	-1,406	–	-0.02%	–
CMS	Exit	CMS ENERGY CORP	$0	–	-2,220	–	-0.02%	–
ARE	Exit	ALEXANDRIA REAL EST	$0	–	-915	–	-0.02%	–
XLP	Exit	STAPLES SECTOR SPDRequity etfs	$0	–	-2,215	–	-0.02%	–
WBS	Exit	WEBSTER FINL CP	$0	–	-3,201	–	-0.02%	–
SO	Exit	SOUTHERN CO	$0	–	-2,400	–	-0.02%	–
GD	Exit	GENERAL DYNAMICS CORP.	$0	–	-805	–	-0.02%	–
ICFI	Exit	ICF INTERNATIONAL INC	$0	–	-1,751	–	-0.02%	–
V	Exit	VISA INC	$0	–	-851	–	-0.02%	–
SNX	Exit	SYNNEX CORP	$0	–	-1,319	–	-0.02%	–
AKAM	Exit	AKAMAI TECHNOLOGIES INC	$0	–	-1,691	–	-0.02%	–
VIG	Exit	VANGUARD DIVIDEND APPRECequity etfs	$0	–	-1,320	–	-0.02%	–
BABA	Exit	ALIBABA GROUP ADR	$0	–	-900	–	-0.02%	–
QTS	Exit	QTS REALTY TRUS	$0	–	-3,100	–	-0.02%	–
TNET	Exit	TRINET GROUP IN	$0	–	-2,647	–	-0.02%	–
FEYE	Exit	FIREEYE INC	$0	–	-12,149	–	-0.02%	–
ABBV	Exit	ABBVIE INC	$0	–	-2,160	–	-0.02%	–
LOW	Exit	LOWES COS INC	$0	–	-1,506	–	-0.02%	–
ABT	Exit	ABBOTT LABS	$0	–	-2,160	–	-0.02%	–
IDA	Exit	IDACORP INC	$0	–	-1,607	–	-0.02%	–
EME	Exit	EMCOR GROUP INC	$0	–	-2,034	–	-0.02%	–
NEPT	Exit	NEPTUNE WELLNESS SOLUTIONS INC	$0	–	-50,000	–	-0.02%	–
WMT	Exit	WAL MART STORES INC	$0	–	-1,518	–	-0.02%	–
IBM	Exit	I B M	$0	–	-1,300	–	-0.02%	–
COT	Exit	COTT CORPORATION	$0	–	-15,153	–	-0.02%	–
PFE	Exit	PFIZER INC	$0	–	-5,087	–	-0.02%	–
JPM	Exit	J P MORGAN CHASE & CO	$0	–	-1,575	–	-0.02%	–
CFR	Exit	CULLEN/FROST BANKERS, INC.	$0	–	-2,150	–	-0.02%	–
MPLX	Exit	MPLX LP	$0	–	-7,085	–	-0.03%	–
LMT	Exit	LOCKHEED MARTIN CORP.	$0	–	-520	–	-0.03%	–
XEL	Exit	XCEL ENERGY INC	$0	–	-3,200	–	-0.03%	–
PEP	Exit	PEPSICO INC	$0	–	-1,492	–	-0.03%	–
MRK	Exit	MERCK & COMPANY	$0	–	-2,485	–	-0.03%	–
CAT	Exit	CATERPILLAR INC	$0	–	-1,663	–	-0.03%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DEL CL B NEW	$0	–	-1,050	–	-0.03%	–
SIVB	Exit	SVB FINANCIAL GROUP	$0	–	-1,018	–	-0.03%	–
IWM	Exit	ISHARES TR RUSSELL 2000 ETFequity etfs	$0	–	-1,445	–	-0.03%	–
KMI	Exit	KINDER MORGAN INC	$0	–	-10,765	–	-0.03%	–
J	Exit	JACOBS ENGN GRP INC	$0	–	-2,433	–	-0.03%	–
T	Exit	A T & T INC (NEW)	$0	–	-5,972	–	-0.03%	–
DOX	Exit	AMDOCS LIMITED	$0	–	-3,776	–	-0.03%	–
BDXA	Exit	BECTON DICKINSON 6.125 CVT DTD 5/01/20	$0	–	-3,993	–	-0.03%	–
ATR	Exit	APTARGROUP INC	$0	–	-2,071	–	-0.03%	–
TCF	Exit	TCF FINANCIAL CORP	$0	–	-6,583	–	-0.03%	–
HP	Exit	HELMERICH PAYNE INC	$0	–	-6,576	–	-0.03%	–
TDY	Exit	TELEDYNE TECH INC	$0	–	-838	–	-0.04%	–
ACN	Exit	ACCENTURE PLC	$0	–	-1,416	–	-0.04%	–
NSA	Exit	NATIONAL STORAGE AFFILIATES	$0	–	-8,300	–	-0.04%	–
HLT	Exit	HILTON WORLDWIDE HOLDINGS INC.	$0	–	-3,000	–	-0.04%	–
LQD	Exit	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$0	–	-2,301	–	-0.04%	–
AMD	Exit	ADVANCED MICRO DEVICES	$0	–	-10,000	–	-0.04%	–
IWF	Exit	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$0	–	-1,888	–	-0.04%	–
CFG	Exit	CITIZENS FINL GROUP INC	$0	–	-8,658	–	-0.04%	–
PG	Exit	PROCTER & GAMBLE COMPANY	$0	–	-2,610	–	-0.04%	–
FSTA	Exit	FIDELITY CONS STAPLES ETFequity etfs	$0	–	-9,100	–	-0.04%	–
FIDU	Exit	FIDELITY INDUSTRIALS ETFequity etfs	$0	–	-8,515	–	-0.04%	–
AMP	Exit	AMERIPRISE FINL INC	$0	–	-2,400	–	-0.05%	–
MAR	Exit	MARRIOTT INTERNATIONAL INC.	$0	–	-2,900	–	-0.05%	–
VWO	Exit	VANGUARD FTSE EMERGING MARKET ETFequity etfs	$0	–	-9,350	–	-0.05%	–
UAL	Exit	UNITED CONTINENTAL HOLDINGS INC.	$0	–	-4,350	–	-0.05%	–
TGE	Exit	TALLGRASS ENERGY GP	$0	–	-19,830	–	-0.05%	–
VZ	Exit	VERIZON COMMUNICATIONS	$0	–	-6,805	–	-0.05%	–
INTC	Exit	INTEL CORP	$0	–	-8,432	–	-0.06%	–
HD	Exit	HOME DEPOT INC	$0	–	-1,872	–	-0.06%	–
VHT	Exit	VANGUARD HEALTH CARE ETFequity etfs	$0	–	-2,680	–	-0.06%	–
VFF	Exit	VILLAGE FARMS INTL INC	$0	–	-50,000	–	-0.06%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-5,220	–	-0.06%	–
WMB	Exit	WILLIAMS COS INC	$0	–	-19,619	–	-0.06%	–
ET	Exit	ENERGY TRANSFER EQUITY L P UT LTD PTN	$0	–	-37,030	–	-0.06%	–
APH	Exit	AMPHENOL CORP-CL A	$0	–	-5,110	–	-0.06%	–
APHA	Exit	APHRIA INC	$0	–	-95,000	–	-0.06%	–
ONEQ	Exit	FIDELITY NASDAQCOMP INDEX ETFequity etfs	$0	–	-1,600	–	-0.06%	–
ITB	Exit	ISHARES US HOME CONSTRUCTION ETFequity etfs	$0	–	-11,595	–	-0.06%	–
CSCO	Exit	CISCO SYS INC	$0	–	-10,199	–	-0.06%	–
IYG	Exit	ISHARES U.S. FINANCIAL SERVICES ETFequity etfs	$0	–	-3,825	–	-0.07%	–
FTEC	Exit	FIDELITY INFO TECH ETFequity etfs	$0	–	-8,910	–	-0.07%	–
BAC	Exit	BANK AMER CORP	$0	–	-20,230	–	-0.08%	–
CELG	Exit	CELGENE CORP	$0	–	-6,020	–	-0.08%	–
ICE	Exit	INTERCONTINENTAL EXCHANGE INC	$0	–	-6,865	–	-0.08%	–
MSFT	Exit	MICROSOFT	$0	–	-4,654	–	-0.08%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-9,228	–	-0.08%	–
MDLZ	Exit	MONDELEZ INTERNATIONAL INC	$0	–	-11,795	–	-0.08%	–
FIS	Exit	FIDELITY NATL INFO	$0	–	-4,951	–	-0.08%	–
ISD	Exit	PRUDENTIAL ST DUR HY FUND	$0	–	-50,000	–	-0.10%	–
GOOGL	Exit	ALPHABET INC -CL A	$0	–	-657	–	-0.10%	–
DIA	Exit	SPDR DJIA TRUST	$0	–	-3,025	–	-0.10%	–
IWR	Exit	ISHARES RUSSELL MIDCAPequity etfs	$0	–	-15,300	–	-0.11%	–
TRGP	Exit	TARGA RESOURCES	$0	–	-21,463	–	-0.11%	–
HEXO	Exit	HYDROPOTHECARY	$0	–	-224,500	–	-0.12%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-7,440	–	-0.12%	–
XLC	Exit	COMMUNICATIONS SERVICES SELECT SPDR FUND	$0	–	-22,435	–	-0.14%	–
WES	Exit	WESTERN MIDSTREAM PARTNERS LP	$0	–	-50,442	–	-0.16%	–
PPLC	Exit	DIREXION DAILY S&P BULL 1.25equity etfs	$0	–	-32,776	–	-0.17%	–
FB	Exit	FACEBOOK INC	$0	–	-7,439	–	-0.17%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-12,300	–	-0.19%	–
ACB	Exit	AURORA CANNABIS INC	$0	–	-544,232	–	-0.31%	–
AAPL	Exit	APPLE INC.	$0	–	-13,705	–	-0.40%	–
GOOG	Exit	ALPHABET INC -CL C	$0	–	-2,706	–	-0.43%	–
QQQ	Exit	INVESCO QQQ TRUST UNIT SER 1equity etfs	$0	–	-19,015	–	-0.46%	–
BANX	Exit	STONECASTLE FINANCIAL CORP.	$0	–	-216,802	–	-0.62%	–
AMJ	Exit	JPMORGAN CHASE & CO ALERIAN ML ETNequity etfs	$0	–	-208,410	–	-0.63%	–
MMP	Exit	MAGELLAN MIDSTREAM PARTNERS LP	$0	–	-76,541	–	-0.66%	–
AMZN	Exit	AMAZON COM INC	$0	–	-4,277	–	-0.96%	–
ADM	Exit	ARCHER DANIELS MIDLAND	$0	–	-248,500	–	-1.32%	–
IEF	Exit	ISHARES 7-10 YR TREASURY BD ETF	$0	–	-94,870	–	-1.38%	–
SCHW	Exit	SCHWAB CHARLES CORP NEW	$0	–	-268,919	–	-1.46%	–
JQC	Exit	NUVEEN CREDIT STRAT FUND	$0	–	-1,528,528	–	-1.48%	–
BX	Exit	BLACKSTONE GROUP LP	$0	–	-244,247	–	-1.54%	–
VTA	Exit	INVESCO DYNAMIC CREDIT OPP	$0	–	-1,084,052	–	-1.54%	–
CMCSA	Exit	COMCAST CORP NEW CL A	$0	–	-276,572	–	-1.62%	–
EVRG	Exit	EVERGY INC	$0	–	-227,616	–	-1.96%	–
DIS	Exit	WALT DISNEY COMPANY	$0	–	-135,588	–	-2.29%	–
JLS	Exit	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$0	–	-871,161	–	-2.60%	–
VCSH	Exit	VANGUARD S/T CORP BOND ETF	$0	–	-248,658	–	-2.61%	–
OUT	Exit	OUTFRONT MEDIA INC.	$0	–	-789,143	–	-2.84%	–
BAH	Exit	BOOZ ALLEN HAMILTON HOLDINGS	$0	–	-312,328	–	-2.87%	–
NEE	Exit	NEXTERA ENERGY, INC.	$0	–	-97,237	–	-2.93%	–
CME	Exit	CME GROUP INC	$0	–	-107,773	–	-2.95%	–
LHX	Exit	L3HARRIS TECHNOLOGIES INC	$0	–	-110,189	–	-2.98%	–
ARES	Exit	ARES MANAGEMENT CORP	$0	–	-857,666	–	-2.98%	–
RWT	Exit	REDWOOD TRUST INC	$0	–	-1,414,527	–	-3.01%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L COM UNIT	$0	–	-821,870	–	-3.04%	–
TRI	Exit	THOMSON REUTERS CORP	$0	–	-355,527	–	-3.08%	–
BR	Exit	BROADRIDGE FINANCIAL SOLUTIONS	$0	–	-202,231	–	-3.26%	–
RSG	Exit	REPUBLIC SERVICES, INC.	$0	–	-308,820	–	-3.46%	–
KKR	Exit	KKR	$0	–	-1,011,591	–	-3.52%	–
OCSL	Exit	OAKTREE SPECIALTY LENDING CORP / FSC	$0	–	-5,431,606	–	-3.64%	–
COLD	Exit	AMERICOLD REALTY TRUST	$0	–	-1,216,376	–	-5.84%	–
GVI	Exit	ISHARES INT. GOVT/CREDIT BOND ETF	$0	–	-521,088	–	-7.64%	–
SCHO	Exit	SCHWAB SHORT TERM US TREASURY	$0	–	-2,402,052	–	-15.74%	–

Q3 2019

			Value		Shares		↓ Weighting
SCHO	Sell	SCHWAB SHORT TERM US TREASURY	$121,520,000	-6.4%	2,402,052	-6.4%	15.74%	-11.2%
GVI	Buy	ISHARES INT. GOVT/CREDIT BOND ETF	$58,998,000	+8.6%	521,088	+7.7%	7.64%	+3.0%
COLD	Buy	AMERICOLD REALTY TRUST	$45,091,000	+22.9%	1,216,376	+7.5%	5.84%	+16.6%
OCSL	Buy	OAKTREE SPECIALTY LENDING CORP / FSC	$28,136,000	+1.1%	5,431,606	+5.7%	3.64%	-4.2%
KKR	Buy	KKR	$27,161,000	+10.2%	1,011,591	+3.7%	3.52%	+4.4%
RSG	Buy	REPUBLIC SERVICES, INC.	$26,728,000	+4.7%	308,820	+4.9%	3.46%	-0.7%
BR	Buy	BROADRIDGE FINANCIAL SOLUTIONS	$25,164,000	+3.2%	202,231	+5.9%	3.26%	-2.1%
TRI	Buy	THOMSON REUTERS CORP	$23,778,000	+10.5%	355,527	+6.5%	3.08%	+4.7%
EPD	Buy	ENTERPRISE PRODS PARTNERS L COM UNIT	$23,489,000	+3.9%	821,870	+5.0%	3.04%	-1.5%
RWT	Buy	REDWOOD TRUST INC	$23,212,000	+6.3%	1,414,527	+7.1%	3.01%	+0.8%
ARES	Sell	ARES MANAGEMENT CORP	$22,994,000	-6.2%	857,666	-8.4%	2.98%	-11.1%
LHX	New	L3HARRIS TECHNOLOGIES INC	$22,990,000	–	110,189	–	2.98%	–
CME	Buy	CME GROUP INC	$22,777,000	+13.8%	107,773	+4.5%	2.95%	+7.9%
NEE	Buy	NEXTERA ENERGY, INC.	$22,655,000	+17.9%	97,237	+3.6%	2.93%	+11.8%
BAH	Buy	BOOZ ALLEN HAMILTON HOLDINGS	$22,182,000	+12.1%	312,328	+4.5%	2.87%	+6.3%
OUT	Buy	OUTFRONT MEDIA INC.	$21,922,000	+15.7%	789,143	+7.4%	2.84%	+9.7%
VCSH	Buy	VANGUARD S/T CORP BOND ETF	$20,154,000	+6.8%	248,658	+6.3%	2.61%	+1.2%
JLS	Buy	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$20,089,000	+6.3%	871,161	+7.1%	2.60%	+0.8%
DIS	Buy	WALT DISNEY COMPANY	$17,670,000	+46.9%	135,588	+57.4%	2.29%	+39.3%
EVRG	Buy	EVERGY INC	$15,150,000	+18.0%	227,616	+6.6%	1.96%	+11.9%
CMCSA	Buy	COMCAST CORP NEW CL A	$12,468,000	+14.3%	276,572	+7.2%	1.62%	+8.5%
BX	New	BLACKSTONE GROUP LP	$11,929,000	–	244,247	–	1.54%	–
VTA	Buy	INVESCO DYNAMIC CREDIT OPP	$11,935,000	+3.2%	1,084,052	+4.8%	1.54%	-2.2%
JQC	Buy	NUVEEN CREDIT STRAT FUND	$11,433,000	+3.1%	1,528,528	+9.2%	1.48%	-2.2%
SCHW	New	SCHWAB CHARLES CORP NEW	$11,249,000	–	268,919	–	1.46%	–
IEF	Buy	ISHARES 7-10 YR TREASURY BD ETF	$10,670,000	+62664.7%	94,870	+61106.5%	1.38%	+69000.0%
ADM	Buy	ARCHER DANIELS MIDLAND	$10,206,000	+6.9%	248,500	+6.2%	1.32%	+1.4%
AMZN	Sell	AMAZON COM INC	$7,424,000	-35.2%	4,277	-29.3%	0.96%	-38.6%
MMP	Sell	MAGELLAN MIDSTREAM PARTNERS LP	$5,072,000	-4.1%	76,541	-7.4%	0.66%	-9.0%
AMJ	Buy	JPMORGAN CHASE & CO ALERIAN ML ETNequity etfs	$4,850,000	+3.6%	208,410	+11.8%	0.63%	-1.7%
BANX	Buy	STONECASTLE FINANCIAL CORP.	$4,804,000	+59.8%	216,802	+57.2%	0.62%	+51.3%
QQQ	Sell	INVESCO QQQ TRUST UNIT SER 1equity etfs	$3,590,000	-48.9%	19,015	-49.5%	0.46%	-51.6%
GOOG	Sell	ALPHABET INC -CL C	$3,299,000	-26.6%	2,706	-34.9%	0.43%	-30.5%
AAPL	Sell	APPLE INC.	$3,070,000	-4.7%	13,705	-15.8%	0.40%	-9.5%
AXP	Sell	AMERICAN EXPRESS CO	$1,455,000	-17.1%	12,300	-13.5%	0.19%	-21.7%
FB	Sell	FACEBOOK INC	$1,325,000	-20.5%	7,439	-13.9%	0.17%	-24.6%
PPLC	Sell	DIREXION DAILY S&P BULL 1.25equity etfs	$1,324,000	-61.3%	32,776	-62.0%	0.17%	-63.4%
WES	Sell	WESTERN MIDSTREAM PARTNERS LP	$1,256,000	-19.6%	50,442	-0.7%	0.16%	-23.5%
JNJ	Sell	JOHNSON & JOHNSON	$963,000	-93.5%	7,440	-93.0%	0.12%	-93.8%
DIA	Sell	SPDR DJIA TRUST	$814,000	-21.0%	3,025	-21.9%	0.10%	-25.5%
GOOGL	Sell	ALPHABET INC -CL A	$802,000	-3.5%	657	-14.3%	0.10%	-8.0%
FIS	Buy	FIDELITY NATL INFO	$657,000	+525.7%	4,951	+477.0%	0.08%	+507.1%
MSFT	Sell	MICROSOFT	$647,000	-57.0%	4,654	-58.5%	0.08%	-59.0%
MDLZ	Sell	MONDELEZ INTERNATIONAL INC	$652,000	+1.2%	11,795	-1.3%	0.08%	-4.5%
XOM	Buy	EXXON MOBIL CORP	$652,000	-2.2%	9,228	+6.1%	0.08%	-7.7%
ICE	Buy	INTERCONTINENTAL EXCHANGE INC	$633,000	+644.7%	6,865	+592.0%	0.08%	+583.3%
BAC	Buy	BANK AMER CORP	$590,000	+534.4%	20,230	+532.2%	0.08%	+484.6%
IYG	Sell	ISHARES U.S. FINANCIAL SERVICES ETFequity etfs	$522,000	-31.8%	3,825	-33.1%	0.07%	-34.6%
CSCO	Sell	CISCO SYS INC	$504,000	-45.9%	10,199	-40.1%	0.06%	-48.8%
APH	New	AMPHENOL CORP-CL A	$493,000	–	5,110	–	0.06%	–
SBUX	Sell	STARBUCKS CORP	$462,000	-0.2%	5,220	-5.4%	0.06%	-4.8%
HD	Sell	HOME DEPOT INC	$434,000	-39.9%	1,872	-46.1%	0.06%	-43.4%
INTC	Sell	INTEL CORP	$435,000	-25.9%	8,432	-31.2%	0.06%	-30.0%
VZ	Buy	VERIZON COMMUNICATIONS	$411,000	+51.7%	6,805	+43.3%	0.05%	+43.2%
TGE	Sell	TALLGRASS ENERGY GP	$399,000	-9.3%	19,830	-4.8%	0.05%	-13.3%
PG	Buy	PROCTER & GAMBLE COMPANY	$325,000	+108.3%	2,610	+83.8%	0.04%	+100.0%
CFG	Buy	CITIZENS FINL GROUP INC	$306,000	+118.6%	8,658	+118.7%	0.04%	+110.5%
IWF	Buy	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$301,000	+38.1%	1,888	+36.0%	0.04%	+30.0%
TDY	Buy	TELEDYNE TECH INC	$270,000	+69.8%	838	+44.5%	0.04%	+59.1%
ACN	Buy	ACCENTURE PLC	$272,000	+19.3%	1,416	+14.6%	0.04%	+12.9%
HP	Buy	HELMERICH PAYNE INC	$264,000	+207.0%	6,576	+287.7%	0.03%	+183.3%
TCF	New	TCF FINANCIAL CORP	$251,000	–	6,583	–	0.03%	–
ATR	Buy	APTARGROUP INC	$245,000	+20.1%	2,071	+26.2%	0.03%	+14.3%
DOX	Buy	AMDOCS LIMITED	$250,000	+30.9%	3,776	+22.4%	0.03%	+23.1%
BDXA	Buy	BECTON DICKINSON 6.125 CVT DTD 5/01/20	$247,000	+20.5%	3,993	+21.1%	0.03%	+14.3%
T	Buy	A T & T INC (NEW)	$226,000	+49.7%	5,972	+32.4%	0.03%	+38.1%
J	Buy	JACOBS ENGN GRP INC	$223,000	+16.1%	2,433	+6.7%	0.03%	+11.5%
BRKB	Sell	BERKSHIRE HATHAWAY INC DEL CL B NEW	$218,000	-51.9%	1,050	-50.6%	0.03%	-54.8%
IWM	Sell	ISHARES TR RUSSELL 2000 ETFequity etfs	$219,000	-49.9%	1,445	-48.6%	0.03%	-53.3%
MRK	Buy	MERCK & COMPANY	$209,000	+23.7%	2,485	+23.3%	0.03%	+17.4%
CAT	Sell	CATERPILLAR INC	$210,000	-16.0%	1,663	-9.3%	0.03%	-20.6%
PEP	Buy	PEPSICO INC	$205,000	+103.0%	1,492	+94.0%	0.03%	+92.9%
MPLX	Sell	MPLX LP	$198,000	-37.1%	7,085	-27.6%	0.03%	-39.5%
LMT	Buy	LOCKHEED MARTIN CORP.	$203,000	+31.0%	520	+21.8%	0.03%	+23.8%
CFR	Buy	CULLEN/FROST BANKERS, INC.	$190,000	+79.2%	2,150	+89.1%	0.02%	+78.6%
PFE	Buy	PFIZER INC	$183,000	+2.2%	5,087	+22.9%	0.02%	0.0%
JPM	Sell	J P MORGAN CHASE & CO	$185,000	-69.3%	1,575	-70.8%	0.02%	-70.7%
COT	Buy	COTT CORPORATION	$189,000	+10.5%	15,153	+18.6%	0.02%	+4.3%
IDA	Buy	IDACORP INC	$181,000	+37.1%	1,607	+22.5%	0.02%	+27.8%
WMT	Sell	WAL MART STORES INC	$180,000	-51.6%	1,518	-55.0%	0.02%	-54.9%
EME	Buy	EMCOR GROUP INC	$175,000	+19.9%	2,034	+22.5%	0.02%	+15.0%
QTS	Buy	QTS REALTY TRUS	$159,000	+35.9%	3,100	+22.4%	0.02%	+31.2%
TNET	Buy	TRINET GROUP IN	$165,000	+36.4%	2,647	+48.3%	0.02%	+23.5%
FEYE	Buy	FIREEYE INC	$162,000	+10.2%	12,149	+22.5%	0.02%	+5.0%
LOW	Buy	LOWES COS INC	$166,000	+50.9%	1,506	+38.3%	0.02%	+40.0%
AKAM	Buy	AKAMAI TECHNOLOGIES INC	$155,000	+39.6%	1,691	+22.4%	0.02%	+33.3%
BABA	Sell	ALIBABA GROUP ADR	$151,000	-61.3%	900	-60.9%	0.02%	-62.3%
VIG	Buy	VANGUARD DIVIDEND APPRECequity etfs	$158,000	+83.7%	1,320	+76.0%	0.02%	+66.7%
SNX	Buy	SYNNEX CORP	$149,000	+96.1%	1,319	+70.2%	0.02%	+90.0%
WBS	Buy	WEBSTER FINL CP	$150,000	+82.9%	3,201	+85.7%	0.02%	+72.7%
GD	Buy	GENERAL DYNAMICS CORP.	$147,000	+10.5%	805	+10.4%	0.02%	+5.6%
V	Sell	VISA INC	$146,000	-82.3%	851	-82.1%	0.02%	-83.2%
ICFI	Buy	ICF INTERNATIONAL INC	$148,000	+85.0%	1,751	+59.9%	0.02%	+72.7%
XLP	Sell	STAPLES SECTOR SPDRequity etfs	$136,000	-70.2%	2,215	-71.8%	0.02%	-71.0%
RS	Buy	RELIANCE STL & ALUM CO	$140,000	+28.4%	1,406	+22.4%	0.02%	+20.0%
ARE	Buy	ALEXANDRIA REAL EST	$141,000	+34.3%	915	+22.5%	0.02%	+28.6%
CMS	Buy	CMS ENERGY CORP	$142,000	+35.2%	2,220	+22.4%	0.02%	+28.6%
BMY	Buy	BRISTOL MYERS SQUIBB CO	$130,000	+52.9%	2,563	+36.7%	0.02%	+41.7%
HBMD	Sell	HOWARD BANCORP	$128,000	-34.0%	7,665	-40.0%	0.02%	-34.6%
BRKS	Sell	BROOKS AUTOMATION INC	$130,000	-42.0%	3,508	-39.3%	0.02%	-45.2%
CBU	New	COMMUNITY BANK SYSTEM INC.	$135,000	–	2,190	–	0.02%	–
PAYX	Sell	PAYCHEX INC	$133,000	-9.5%	1,608	-9.7%	0.02%	-15.0%
PKI	Buy	PERKINELMER INC	$122,000	+41.9%	1,436	+61.0%	0.02%	+33.3%
VVV	Buy	VALVOLINE INC	$125,000	+38.9%	5,662	+22.4%	0.02%	+33.3%
NVDA	Sell	NVIDIA CORP	$127,000	-81.4%	730	-82.4%	0.02%	-82.8%
MTSI	New	MACOM TECHNOLOGY	$120,000	–	5,603	–	0.02%	–
CRL	Buy	CHARLES RIVER LABS INTL	$121,000	+14.2%	914	+22.5%	0.02%	+14.3%
WM	Buy	WASTE MGMT INC DEL	$119,000	+9.2%	1,034	+9.9%	0.02%	0.0%
UTL	New	UNITIL CORP	$108,000	–	1,701	–	0.01%	–
BURL	Buy	BURLINGTON STORES INC	$111,000	+44.2%	555	+22.5%	0.01%	+27.3%
TFX	Sell	TELEFLEX INC	$105,000	-2.8%	308	-5.8%	0.01%	-6.7%
DNKN	Buy	DUNKIN BRANDS GROUP	$107,000	+21.6%	1,350	+22.4%	0.01%	+16.7%
PRIM	Buy	PRIMORIS SERVICES CORP	$111,000	+14.4%	5,672	+22.5%	0.01%	+7.7%
AAP	Buy	ADVANCED AUTO PARTS	$110,000	+31.0%	665	+22.5%	0.01%	+27.3%
AWK	Sell	AMERICAN WTR WKS CO INC NEW	$110,000	-4.3%	889	-10.3%	0.01%	-12.5%
MC	Buy	MOELIS & COMPANY SHS -A	$102,000	+14.6%	3,109	+22.4%	0.01%	+8.3%
CMC	Buy	COMMERCIAL METALS COMPANY	$100,000	+19.0%	5,731	+22.5%	0.01%	+18.2%
FL	Buy	FOOT LOCKER INC	$98,000	+25.6%	2,264	+22.4%	0.01%	+18.2%
CB	Sell	CHUBB LTD	$104,000	-35.4%	645	-41.0%	0.01%	-40.9%
TLRA	Buy	TELARIA INC	$99,000	+59.7%	14,310	+73.9%	0.01%	+62.5%
GS	Sell	GOLDMAN SACHS GROUP INC	$104,000	-17.5%	500	-18.7%	0.01%	-23.5%
APD	Buy	AIR PRODUCTS & CHEMICALS INC.	$102,000	+37.8%	461	+41.8%	0.01%	+30.0%
NKE	Buy	NIKE INC - CL B	$104,000	+2500.0%	1,111	+2122.0%	0.01%	+1200.0%
WSO	Buy	WATSCO INC.	$95,000	+143.6%	559	+132.0%	0.01%	+140.0%
YUM	Sell	YUM BRANDS INC COM	$96,000	-5.9%	845	-8.6%	0.01%	-14.3%
GIL	New	GILDAN ACTIVEWEAR INC.	$94,000	–	2,640	–	0.01%	–
ASH	Buy	ASHLAND GLOBAL HOLDINGS	$93,000	+17.7%	1,205	+22.5%	0.01%	+9.1%
MCD	Sell	MCDONALDS CORP	$95,000	-70.8%	442	-71.7%	0.01%	-72.7%
RAMP	Buy	LIVERAMP HLDGS INC	$88,000	+91.3%	2,060	+118.7%	0.01%	+83.3%
CRTO	Buy	CRITEO SA-SPON ADR	$77,000	+32.8%	4,110	+22.4%	0.01%	+25.0%
CBM	Sell	CAMBREX CORP COM	$64,000	-46.2%	1,073	-57.9%	0.01%	-50.0%
LYV	Sell	LIVE NATION ENT INC	$63,000	-16.0%	949	-16.5%	0.01%	-20.0%
DHI	Sell	DR HORTON INC.	$59,000	-93.7%	1,125	-94.8%	0.01%	-93.8%
XEC	Buy	CIMAREX ENERGY CO	$61,000	-1.6%	1,271	+22.6%	0.01%	0.0%
SYY	Buy	SYSCO CORP	$63,000	+57.5%	797	+41.1%	0.01%	+60.0%
NTDOY	New	NINTENDO CO LTD-UNSPONS ADR	$57,000	–	1,219	–	0.01%	–
EMB	Sell	ISHARES JP MORGAN USD EM BOND ETF	$49,000	-56.2%	435	-56.1%	0.01%	-60.0%
HST	Sell	HOST HOTELS & RESORTS INC.	$49,000	-67.3%	2,845	-65.5%	0.01%	-70.0%
EQT	Buy	EQT CORP	$43,000	-17.3%	4,039	+22.5%	0.01%	-14.3%
KRE	Sell	SPDR S&P REGIONAL BANKING ETFequity etfs	$40,000	-36.5%	756	-36.0%	0.01%	-44.4%
YUMC	Sell	YUM CHINA HOLDINGS INC	$38,000	-11.6%	845	-8.6%	0.01%	-16.7%
STAY	Sell	EXTENDED STAY AMERICA, INC.	$32,000	-76.8%	2,155	-73.7%	0.00%	-78.9%
CDEV	Buy	CENTENNIAL RESOURCE	$30,000	-26.8%	6,664	+23.5%	0.00%	-33.3%
XLI	Sell	INDUSTRIAL SELECT SECT SPDRequity etfs	$26,000	-93.1%	338	-93.1%	0.00%	-94.2%
XLV	Sell	HEALTH CARE SECTOR SPDRequity etfs	$22,000	-94.2%	245	-94.1%	0.00%	-94.2%
RDSA	Sell	ROYAL DUTCH SHELL PLC SPONS	$13,000	-13.3%	218	-8.4%	0.00%	0.0%
PTNYF	New	PARCELPAY TECHNOLOGY INC	$7,000	–	100,000	–	0.00%	–
VNQ	Sell	VANGUARD REIT ETFequity etfs	$8,000	-50.0%	85	-54.1%	0.00%	-50.0%
MA	New	MASTERCARD INC	$5,000	–	20	–	0.00%	–
FTRCQ	Buy	FRONTIER COMMUNICATIONS CORP	$0	-100.0%	552	+3.6%	0.00%	–
LUMN	New	CENTURYLINK INC	$0	–	35	–	0.00%	–
FLIR	Sell	FLIR SYSTEMS INC	$1,000	-99.4%	23	-99.3%	0.00%	-100.0%
ALC	Sell	ALCON	$2,000	-50.0%	40	-33.3%	0.00%	-100.0%
	Exit	SOLARIS COPPER INC COM	$0	–	-2,182	–	0.00%	–
ALGN	Exit	ALIGN TECHNOLOGIES INC	$0	–	-5	–	0.00%	–
TXHD	Exit	TEXTMUNICATION HOLDINGS	$0	–	-5,000	–	0.00%	–
FDX	Exit	FEDEX CORP	$0	–	-10	–	0.00%	–
	Exit	Lord Abbett Short Duration Income Fundequity etfs	$0	–	-5	–	0.00%	–
OBTX	Exit	OBITX INC ORD COM	$0	–	-74	–	0.00%	–
HRST	Exit	HARVEST OIL & GAS CORP	$0	–	-34	–	0.00%	–
EVEPQ	Exit	EV ENERGY PARTNERS LP	$0	–	-3,500	–	0.00%	–
SNGX	Exit	SOLIGENIX INC	$0	–	-80	–	0.00%	–
OILFF	Exit	NEXTLEAF SOLUTIONS LTD	$0	–	-4,000	–	0.00%	–
BYND	Exit	BEYOND MEAT INC	$0	–	-30	–	-0.00%	–
WCEXF	Exit	WORLD CLASS EXTRACTIONS INC	$0	–	-50,400	–	-0.00%	–
AVGR	Exit	AVINGER INC	$0	–	-2,500	–	-0.00%	–
	Exit	LEAGOLD MINING CORP	$0	–	-10,000	–	-0.00%	–
REGN	Exit	REGENERON PHARMACEUTICALS	$0	–	-38	–	-0.00%	–
LOGM	Exit	LOGMEIN INC	$0	–	-280	–	-0.00%	–
HRVSF	Exit	HARVEST HEALTH AND RECREATION	$0	–	-5,000	–	-0.00%	–
MTR	Exit	MESA ROYALTY TRUST	$0	–	-3,000	–	-0.01%	–
NRE	Exit	NORTHSTAR REALTY EUROPE CORP.	$0	–	-2,295	–	-0.01%	–
MEDIF	Exit	MEDIPHARM LABS CORP	$0	–	-10,000	–	-0.01%	–
CWBHF	Exit	CHARLOTTE'S WEBS HOLDINGS	$0	–	-2,500	–	-0.01%	–
SPGI	Exit	S&P GLOBAL INC	$0	–	-201	–	-0.01%	–
PK	Exit	PARK HOTELS & R	$0	–	-1,947	–	-0.01%	–
CURLF	Exit	CURALEAF HLDGS INC COM	$0	–	-7,500	–	-0.01%	–
OCFC	Exit	OCEANFIRST FIN CORP	$0	–	-2,000	–	-0.01%	–
C	Exit	CITIGROUP INC	$0	–	-720	–	-0.01%	–
LNSTY	Exit	LONDON STOCK EXCHG-UNSP ADR	$0	–	-2,982	–	-0.01%	–
TCNNF	Exit	TRULIEVE CANNABIS CORP	$0	–	-5,000	–	-0.01%	–
GGBXF	Exit	GREEN GROWTH BRANDS INC	$0	–	-25,000	–	-0.01%	–
FE	Exit	FIRST ENERGY CORP.	$0	–	-1,376	–	-0.01%	–
	Exit	DOLLARAMA INC.	$0	–	-2,010	–	-0.01%	–
SFM	Exit	SPROUTS FARMERS MARKETS	$0	–	-3,670	–	-0.01%	–
GNL	Exit	GLOBAL NET LEAS	$0	–	-3,750	–	-0.01%	–
TWTR	Exit	TWITTER INC	$0	–	-2,300	–	-0.01%	–
PPSC	Exit	DIREXION DAILY SML CAP BUL 1equity etfs	$0	–	-2,520	–	-0.01%	–
SOXX	Exit	ISHARES SEMICONDUCTOR ETFequity etfs	$0	–	-432	–	-0.01%	–
BK	Exit	BANK OF NEW YORK MELLON CORP	$0	–	-2,200	–	-0.01%	–
SAMG	Exit	SILVERCREST ASSET MGMT	$0	–	-8,500	–	-0.02%	–
ZAYO	Exit	ZAYO GROUP HLDGS INC	$0	–	-3,760	–	-0.02%	–
BERY	Exit	BERRY GLOBAL GROUP INC	$0	–	-2,853	–	-0.02%	–
HYDD	Exit	DIREXION HIGH YIELD BEAR 2X	$0	–	-9,300	–	-0.02%	–
CHFC	Exit	CHEMICAL FINANCIAL CORP	$0	–	-4,060	–	-0.02%	–
NPV	Exit	NUVEEN VA QUAL MUNI INCOME FUND	$0	–	-14,435	–	-0.03%	–
NMY	Exit	NUVEEN MD QUAL MUNI INC FUND	$0	–	-14,510	–	-0.03%	–
HAL	Exit	HALLIBURTON CO	$0	–	-9,610	–	-0.03%	–
SHSP	Exit	SHARPSPRING, INC.	$0	–	-18,755	–	-0.03%	–
NNC	Exit	NUVEEN NC QUAL MUNI INCOME FUND	$0	–	-18,935	–	-0.03%	–
WB	Exit	WEIBO CORP ADR	$0	–	-7,430	–	-0.04%	–
XLB	Exit	MATERIALS SECTOR SPDRequity etfs	$0	–	-5,687	–	-0.04%	–
TER	Exit	TERADYNE INC	$0	–	-8,600	–	-0.06%	–
PYPL	Exit	PAYPAL HOLDINGS	$0	–	-4,175	–	-0.06%	–
BX	Exit	BLACKSTONE GROUP LP	$0	–	-12,480	–	-0.08%	–
HRS	Exit	HARRIS CORP.	$0	–	-104,994	–	-2.71%	–

Q2 2019

			Value		Shares		↓ Weighting
SCHO	New	SCHWAB SHORT TERM US TREASURY	$129,769,000	–	2,565,112	–	17.72%	–
GVI	New	ISHARES INT. GOVT/CREDIT BOND ETF	$54,326,000	–	483,842	–	7.42%	–
COLD	New	AMERICOLD REALTY TRUST	$36,678,000	–	1,131,331	–	5.01%	–
OCSL	New	OAKTREE SPECIALTY LENDING CORP / FSC	$27,842,000	–	5,136,933	–	3.80%	–
RSG	New	REPUBLIC SERVICES, INC.	$25,516,000	–	294,509	–	3.48%	–
KKR	New	KKR	$24,656,000	–	975,710	–	3.37%	–
ARES	New	ARES MANAGEMENT CORP	$24,510,000	–	936,565	–	3.35%	–
BR	New	BROADRIDGE FINANCIAL SOLUTIONS	$24,374,000	–	190,903	–	3.33%	–
EPD	New	ENTERPRISE PRODS PARTNERS L COM UNIT	$22,607,000	–	783,045	–	3.09%	–
RWT	New	REDWOOD TRUST INC	$21,838,000	–	1,321,118	–	2.98%	–
TRI	New	THOMSON REUTERS CORP	$21,527,000	–	333,963	–	2.94%	–
CME	New	CME GROUP INC	$20,018,000	–	103,125	–	2.73%	–
HRS	New	HARRIS CORP.	$19,858,000	–	104,994	–	2.71%	–
BAH	New	BOOZ ALLEN HAMILTON HOLDINGS	$19,784,000	–	298,810	–	2.70%	–
NEE	New	NEXTERA ENERGY, INC.	$19,220,000	–	93,820	–	2.62%	–
OUT	New	OUTFRONT MEDIA INC.	$18,954,000	–	734,947	–	2.59%	–
JLS	New	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$18,891,000	–	813,582	–	2.58%	–
VCSH	New	VANGUARD S/T CORP BOND ETF	$18,876,000	–	233,960	–	2.58%	–
JNJ	New	JOHNSON & JOHNSON	$14,878,000	–	106,818	–	2.03%	–
EVRG	New	EVERGY INC	$12,843,000	–	213,513	–	1.75%	–
DIS	New	WALT DISNEY COMPANY	$12,031,000	–	86,155	–	1.64%	–
VTA	New	INVESCO DYNAMIC CREDIT OPP	$11,561,000	–	1,034,082	–	1.58%	–
AMZN	New	AMAZON COM INC	$11,460,000	–	6,052	–	1.56%	–
JQC	New	NUVEEN CREDIT STRAT FUND	$11,084,000	–	1,399,500	–	1.51%	–
CMCSA	New	COMCAST CORP NEW CL A	$10,904,000	–	257,899	–	1.49%	–
ADM	New	ARCHER DANIELS MIDLAND	$9,550,000	–	234,058	–	1.30%	–
QQQ	New	INVESCO QQQ TRUST UNIT SER 1equity etfs	$7,027,000	–	37,630	–	0.96%	–
MMP	New	MAGELLAN MIDSTREAM PARTNERS LP	$5,288,000	–	82,621	–	0.72%	–
AMJ	New	JPMORGAN CHASE & CO ALERIAN ML ETNequity etfs	$4,681,000	–	186,427	–	0.64%	–
GOOG	New	ALPHABET INC -CL C	$4,492,000	–	4,156	–	0.61%	–
ACB	New	AURORA CANNABIS INC	$4,256,000	–	544,232	–	0.58%	–
PPLC	New	DIREXION DAILY S&P BULL 1.25equity etfs	$3,419,000	–	86,261	–	0.47%	–
AAPL	New	APPLE INC.	$3,223,000	–	16,286	–	0.44%	–
BANX	New	STONECASTLE FINANCIAL CORP.	$3,006,000	–	137,873	–	0.41%	–
AXP	New	AMERICAN EXPRESS CO	$1,755,000	–	14,220	–	0.24%	–
FB	New	FACEBOOK INC	$1,667,000	–	8,639	–	0.23%	–
WES	New	WESTERN MIDSTREAM PARTNERS LP	$1,563,000	–	50,808	–	0.21%	–
MSFT	New	MICROSOFT	$1,503,000	–	11,220	–	0.20%	–
HEXO	New	HYDROPOTHECARY	$1,194,000	–	224,500	–	0.16%	–
XLC	New	COMMUNICATIONS SERVICES SELECT SPDR FUND	$1,104,000	–	22,435	–	0.15%	–
DIA	New	SPDR DJIA TRUST	$1,030,000	–	3,875	–	0.14%	–
DHI	New	DR HORTON INC.	$935,000	–	21,670	–	0.13%	–
CSCO	New	CISCO SYS INC	$932,000	–	17,029	–	0.13%	–
IWR	New	ISHARES RUSSELL MIDCAPequity etfs	$855,000	–	15,300	–	0.12%	–
TRGP	New	TARGA RESOURCES	$843,000	–	21,463	–	0.12%	–
V	New	VISA INC	$826,000	–	4,761	–	0.11%	–
GOOGL	New	ALPHABET INC -CL A	$831,000	–	767	–	0.11%	–
IYG	New	ISHARES U.S. FINANCIAL SERVICES ETFequity etfs	$765,000	–	5,715	–	0.10%	–
ISD	New	PRUDENTIAL ST DUR HY FUND	$732,000	–	50,000	–	0.10%	–
HD	New	HOME DEPOT INC	$722,000	–	3,472	–	0.10%	–
NVDA	New	NVIDIA CORP	$682,000	–	4,155	–	0.09%	–
XOM	New	EXXON MOBIL CORP	$667,000	–	8,698	–	0.09%	–
APHA	New	APHRIA INC	$666,000	–	95,000	–	0.09%	–
MDLZ	New	MONDELEZ INTERNATIONAL INC	$644,000	–	11,945	–	0.09%	–
JPM	New	J P MORGAN CHASE & CO	$603,000	–	5,391	–	0.08%	–
INTC	New	INTEL CORP	$587,000	–	12,260	–	0.08%	–
VFF	New	VILLAGE FARMS INTL INC	$572,000	–	50,000	–	0.08%	–
BX	New	BLACKSTONE GROUP LP	$554,000	–	12,480	–	0.08%	–
FTEC	New	FIDELITY INFO TECH ETFequity etfs	$555,000	–	8,910	–	0.08%	–
CELG	New	CELGENE CORP	$556,000	–	6,020	–	0.08%	–
WMB	New	WILLIAMS COS INC	$550,000	–	19,619	–	0.08%	–
ET	New	ENERGY TRANSFER EQUITY L P UT LTD PTN	$521,000	–	37,030	–	0.07%	–
ONEQ	New	FIDELITY NASDAQCOMP INDEX ETFequity etfs	$504,000	–	1,600	–	0.07%	–
PYPL	New	PAYPAL HOLDINGS	$478,000	–	4,175	–	0.06%	–
VHT	New	VANGUARD HEALTH CARE ETFequity etfs	$466,000	–	2,680	–	0.06%	–
SBUX	New	STARBUCKS CORP	$463,000	–	5,520	–	0.06%	–
XLP	New	STAPLES SECTOR SPDRequity etfs	$456,000	–	7,852	–	0.06%	–
BRKB	New	BERKSHIRE HATHAWAY INC DEL CL B NEW	$453,000	–	2,127	–	0.06%	–
CNTTQ	New	CANNTRUST HOLDINGS INC	$452,000	–	90,000	–	0.06%	–
ITB	New	ISHARES US HOME CONSTRUCTION ETFequity etfs	$443,000	–	11,595	–	0.06%	–
IWM	New	ISHARES TR RUSSELL 2000 ETFequity etfs	$437,000	–	2,810	–	0.06%	–
TGE	New	TALLGRASS ENERGY GP	$440,000	–	20,830	–	0.06%	–
MAR	New	MARRIOTT INTERNATIONAL INC.	$407,000	–	2,900	–	0.06%	–
TER	New	TERADYNE INC	$412,000	–	8,600	–	0.06%	–
VWO	New	VANGUARD FTSE EMERGING MARKET ETFequity etfs	$398,000	–	9,350	–	0.05%	–
BABA	New	ALIBABA GROUP ADR	$390,000	–	2,300	–	0.05%	–
XLI	New	INDUSTRIAL SELECT SECT SPDRequity etfs	$379,000	–	4,895	–	0.05%	–
UAL	New	UNITED CONTINENTAL HOLDINGS INC.	$381,000	–	4,350	–	0.05%	–
XLV	New	HEALTH CARE SECTOR SPDRequity etfs	$382,000	–	4,121	–	0.05%	–
WMT	New	WAL MART STORES INC	$372,000	–	3,371	–	0.05%	–
AMP	New	AMERIPRISE FINL INC	$348,000	–	2,400	–	0.05%	–
FIDU	New	FIDELITY INDUSTRIALS ETFequity etfs	$338,000	–	8,515	–	0.05%	–
XLB	New	MATERIALS SECTOR SPDRequity etfs	$333,000	–	5,687	–	0.04%	–
MCD	New	MCDONALDS CORP	$325,000	–	1,564	–	0.04%	–
WB	New	WEIBO CORP ADR	$324,000	–	7,430	–	0.04%	–
MPLX	New	MPLX LP	$315,000	–	9,785	–	0.04%	–
FSTA	New	FIDELITY CONS STAPLES ETFequity etfs	$316,000	–	9,100	–	0.04%	–
AMD	New	ADVANCED MICRO DEVICES	$304,000	–	10,000	–	0.04%	–
HLT	New	HILTON WORLDWIDE HOLDINGS INC.	$293,000	–	3,000	–	0.04%	–
LQD	New	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$286,000	–	2,301	–	0.04%	–
VZ	New	VERIZON COMMUNICATIONS	$271,000	–	4,749	–	0.04%	–
CAT	New	CATERPILLAR INC	$250,000	–	1,833	–	0.03%	–
NNC	New	NUVEEN NC QUAL MUNI INCOME FUND	$252,000	–	18,935	–	0.03%	–
NSA	New	NATIONAL STORAGE AFFILIATES	$240,000	–	8,300	–	0.03%	–
SHSP	New	SHARPSPRING, INC.	$244,000	–	18,755	–	0.03%	–
ACN	New	ACCENTURE PLC	$228,000	–	1,236	–	0.03%	–
KMI	New	KINDER MORGAN INC	$225,000	–	10,765	–	0.03%	–
BRKS	New	BROOKS AUTOMATION INC	$224,000	–	5,783	–	0.03%	–
SIVB	New	SVB FINANCIAL GROUP	$229,000	–	1,018	–	0.03%	–
HAL	New	HALLIBURTON CO	$219,000	–	9,610	–	0.03%	–
IWF	New	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$218,000	–	1,388	–	0.03%	–
NEPT	New	NEPTUNE WELLNESS SOLUTIONS INC	$218,000	–	50,000	–	0.03%	–
BDXA	New	BECTON DICKINSON 6.125 CVT DTD 5/01/20	$205,000	–	3,298	–	0.03%	–
ATR	New	APTARGROUP INC	$204,000	–	1,641	–	0.03%	–
NMY	New	NUVEEN MD QUAL MUNI INC FUND	$188,000	–	14,510	–	0.03%	–
XEL	New	XCEL ENERGY INC	$190,000	–	3,200	–	0.03%	–
DOX	New	AMDOCS LIMITED	$191,000	–	3,084	–	0.03%	–
NPV	New	NUVEEN VA QUAL MUNI INCOME FUND	$188,000	–	14,435	–	0.03%	–
HBMD	New	HOWARD BANCORP	$194,000	–	12,785	–	0.03%	–
J	New	JACOBS ENGN GRP INC	$192,000	–	2,281	–	0.03%	–
ABT	New	ABBOTT LABS	$182,000	–	2,160	–	0.02%	–
IBM	New	I B M	$179,000	–	1,300	–	0.02%	–
PFE	New	PFIZER INC	$179,000	–	4,140	–	0.02%	–
CHFC	New	CHEMICAL FINANCIAL CORP	$167,000	–	4,060	–	0.02%	–
COT	New	COTT CORPORATION	$171,000	–	12,780	–	0.02%	–
MRK	New	MERCK & COMPANY	$169,000	–	2,015	–	0.02%	–
FLIR	New	FLIR SYSTEMS INC	$172,000	–	3,172	–	0.02%	–
CB	New	CHUBB LTD	$161,000	–	1,094	–	0.02%	–
TDY	New	TELEDYNE TECH INC	$159,000	–	580	–	0.02%	–
HYDD	New	DIREXION HIGH YIELD BEAR 2X	$152,000	–	9,300	–	0.02%	–
T	New	A T & T INC (NEW)	$151,000	–	4,512	–	0.02%	–
ABBV	New	ABBVIE INC	$157,000	–	2,160	–	0.02%	–
PG	New	PROCTER & GAMBLE COMPANY	$156,000	–	1,420	–	0.02%	–
LMT	New	LOCKHEED MARTIN CORP.	$155,000	–	427	–	0.02%	–
PAYX	New	PAYCHEX INC	$147,000	–	1,781	–	0.02%	–
BERY	New	BERRY GLOBAL GROUP INC	$150,000	–	2,853	–	0.02%	–
EME	New	EMCOR GROUP INC	$146,000	–	1,661	–	0.02%	–
FEYE	New	FIREEYE INC	$147,000	–	9,921	–	0.02%	–
HST	New	HOST HOTELS & RESORTS INC.	$150,000	–	8,241	–	0.02%	–
CFG	New	CITIZENS FINL GROUP INC	$140,000	–	3,959	–	0.02%	–
STAY	New	EXTENDED STAY AMERICA, INC.	$138,000	–	8,193	–	0.02%	–
IDA	New	IDACORP INC	$132,000	–	1,312	–	0.02%	–
ADP	New	AUTOMATIC DATA PROCESSING	$129,000	–	780	–	0.02%	–
SO	New	SOUTHERN CO	$133,000	–	2,400	–	0.02%	–
GD	New	GENERAL DYNAMICS CORP.	$133,000	–	729	–	0.02%	–
GS	New	GOLDMAN SACHS GROUP INC	$126,000	–	615	–	0.02%	–
ZAYO	New	ZAYO GROUP HLDGS INC	$124,000	–	3,760	–	0.02%	–
TNET	New	TRINET GROUP IN	$121,000	–	1,785	–	0.02%	–
OKE	New	ONEOK INC	$122,000	–	1,776	–	0.02%	–
VCIT	New	VANGUARD INT-TERM CORP BOND ETF	$120,000	–	1,330	–	0.02%	–
QTS	New	QTS REALTY TRUS	$117,000	–	2,532	–	0.02%	–
NBEV	New	NEW AGE BEVERAGES CORP	$117,000	–	25,000	–	0.02%	–
SAMG	New	SILVERCREST ASSET MGMT	$119,000	–	8,500	–	0.02%	–
CBM	New	CAMBREX CORP COM	$119,000	–	2,546	–	0.02%	–
AWK	New	AMERICAN WTR WKS CO INC NEW	$115,000	–	991	–	0.02%	–
EMB	New	ISHARES JP MORGAN USD EM BOND ETF	$112,000	–	990	–	0.02%	–
AKAM	New	AKAMAI TECHNOLOGIES INC	$111,000	–	1,381	–	0.02%	–
WM	New	WASTE MGMT INC DEL	$109,000	–	941	–	0.02%	–
GEL	New	GENESIS ENERGY LP	$110,000	–	5,000	–	0.02%	–
TFX	New	TELEFLEX INC	$108,000	–	327	–	0.02%	–
RS	New	RELIANCE STL & ALUM CO	$109,000	–	1,149	–	0.02%	–
ENLC	New	ENLINK MIDSTREAM LLC	$110,000	–	10,925	–	0.02%	–
LOW	New	LOWES COS INC	$110,000	–	1,089	–	0.02%	–
KN	New	KNOWLES CORP	$102,000	–	5,550	–	0.01%	–
PEP	New	PEPSICO INC	$101,000	–	769	–	0.01%	–
CFR	New	CULLEN/FROST BANKERS, INC.	$106,000	–	1,137	–	0.01%	–
ARE	New	ALEXANDRIA REAL EST	$105,000	–	747	–	0.01%	–
FIS	New	FIDELITY NATL INFO	$105,000	–	858	–	0.01%	–
YUM	New	YUM BRANDS INC COM	$102,000	–	925	–	0.01%	–
CMS	New	CMS ENERGY CORP	$105,000	–	1,813	–	0.01%	–
CRL	New	CHARLES RIVER LABS INTL	$106,000	–	746	–	0.01%	–
RWVG	New	DIREXION RUSSELL V/Gequity etfs	$100,000	–	1,843	–	0.01%	–
BAC	New	BANK AMER CORP	$93,000	–	3,200	–	0.01%	–
PRIM	New	PRIMORIS SERVICES CORP	$97,000	–	4,632	–	0.01%	–
BK	New	BANK OF NEW YORK MELLON CORP	$97,000	–	2,200	–	0.01%	–
SOXX	New	ISHARES SEMICONDUCTOR ETFequity etfs	$86,000	–	432	–	0.01%	–
BMY	New	BRISTOL MYERS SQUIBB CO	$85,000	–	1,875	–	0.01%	–
PPSC	New	DIREXION DAILY SML CAP BUL 1equity etfs	$90,000	–	2,520	–	0.01%	–
DNKN	New	DUNKIN BRANDS GROUP	$88,000	–	1,103	–	0.01%	–
HP	New	HELMERICH PAYNE INC	$86,000	–	1,696	–	0.01%	–
ICE	New	INTERCONTINENTAL EXCHANGE INC	$85,000	–	992	–	0.01%	–
MC	New	MOELIS & COMPANY SHS -A	$89,000	–	2,539	–	0.01%	–
ORCL	New	ORACLE SYS CORP	$91,000	–	1,600	–	0.01%	–
PKI	New	PERKINELMER INC	$86,000	–	892	–	0.01%	–
VFC	New	VF CORP COM	$87,000	–	1,000	–	0.01%	–
VVV	New	VALVOLINE INC	$90,000	–	4,624	–	0.01%	–
VIG	New	VANGUARD DIVIDEND APPRECequity etfs	$86,000	–	750	–	0.01%	–
FL	New	FOOT LOCKER INC	$78,000	–	1,849	–	0.01%	–
WBS	New	WEBSTER FINL CP	$82,000	–	1,724	–	0.01%	–
AAP	New	ADVANCED AUTO PARTS	$84,000	–	543	–	0.01%	–
PDI	New	PIMCO DYNAMIC INC FUND	$78,000	–	2,415	–	0.01%	–
CMC	New	COMMERCIAL METALS COMPANY	$84,000	–	4,680	–	0.01%	–
TWTR	New	TWITTER INC	$80,000	–	2,300	–	0.01%	–
ASH	New	ASHLAND GLOBAL HOLDINGS	$79,000	–	984	–	0.01%	–
ICFI	New	ICF INTERNATIONAL INC	$80,000	–	1,095	–	0.01%	–
BURL	New	BURLINGTON STORES INC	$77,000	–	453	–	0.01%	–
WPP	New	WPP PLC	$75,000	–	1,200	–	0.01%	–
DSL	New	DOUBLELINE INCOME SOLUTIONS FUND	$71,000	–	3,580	–	0.01%	–
NS	New	NUSTAR ENERGY LP UNIT	$74,000	–	2,715	–	0.01%	–
ECL	New	ECOLAB INC.	$75,000	–	380	–	0.01%	–
APD	New	AIR PRODUCTS & CHEMICALS INC.	$74,000	–	325	–	0.01%	–
SNX	New	SYNNEX CORP	$76,000	–	775	–	0.01%	–
GNL	New	GLOBAL NET LEAS	$74,000	–	3,750	–	0.01%	–
LYV	New	LIVE NATION ENT INC	$75,000	–	1,137	–	0.01%	–
AVY	New	AVERY DENNISON CORP.	$64,000	–	555	–	0.01%	–
SFM	New	SPROUTS FARMERS MARKETS	$69,000	–	3,670	–	0.01%	–
PCI	New	PIMCO DYNAMIC CREDIT INCOME	$63,000	–	2,625	–	0.01%	–
EDAP	New	EDAP TMS SA-ADR	$68,000	–	25,000	–	0.01%	–
	New	DOLLARAMA INC.	$68,000	–	2,010	–	0.01%	–
KRE	New	SPDR S&P REGIONAL BANKING ETFequity etfs	$63,000	–	1,181	–	0.01%	–
PNW	New	PINNACLE WEST CAPITAL	$57,000	–	610	–	0.01%	–
TLRA	New	TELARIA INC	$62,000	–	8,230	–	0.01%	–
CRTO	New	CRITEO SA-SPON ADR	$58,000	–	3,357	–	0.01%	–
GGBXF	New	GREEN GROWTH BRANDS INC	$55,000	–	25,000	–	0.01%	–
KR	New	KROGER CO	$60,000	–	2,750	–	0.01%	–
FE	New	FIRST ENERGY CORP.	$59,000	–	1,376	–	0.01%	–
TCNNF	New	TRULIEVE CANNABIS CORP	$55,000	–	5,000	–	0.01%	–
XEC	New	CIMAREX ENERGY CO	$62,000	–	1,037	–	0.01%	–
PK	New	PARK HOTELS & R	$54,000	–	1,947	–	0.01%	–
C	New	CITIGROUP INC	$50,000	–	720	–	0.01%	–
IGR	New	ING CLARION GLB RE EST INCM COMequity etfs	$52,000	–	7,000	–	0.01%	–
STL	New	STERLING BANCORP	$48,000	–	2,240	–	0.01%	–
CCJ	New	CAMECO CORP	$54,000	–	5,000	–	0.01%	–
SHW	New	SHERWIN-WILLIAMS CO.	$50,000	–	110	–	0.01%	–
AGNC	New	AMERICAN CAPITAL AGENCY CORP	$50,000	–	3,000	–	0.01%	–
LNSTY	New	LONDON STOCK EXCHG-UNSP ADR	$52,000	–	2,982	–	0.01%	–
EQT	New	EQT CORP	$52,000	–	3,298	–	0.01%	–
IQ	New	IQIYI INC	$52,000	–	2,500	–	0.01%	–
OCFC	New	OCEANFIRST FIN CORP	$50,000	–	2,000	–	0.01%	–
IVR	New	INVESCO MORTGAGE CAPITAL INCCOM	$48,000	–	3,000	–	0.01%	–
CURLF	New	CURALEAF HLDGS INC COM	$54,000	–	7,500	–	0.01%	–
AMLP	New	ALERIAN MLP ETFequity etfs	$49,000	–	5,000	–	0.01%	–
CBS	New	CBS CORP NEW CL B	$54,000	–	1,085	–	0.01%	–
GILD	New	GILEAD Sciences	$47,000	–	700	–	0.01%	–
NTB	New	BANK OF NT BUTTERFIELD & SON	$42,000	–	1,235	–	0.01%	–
DEO	New	DIAGEO PLC ADR SPONSORED	$43,000	–	250	–	0.01%	–
RAMP	New	LIVERAMP HLDGS INC	$46,000	–	942	–	0.01%	–
BP	New	BP P L C ADR SPONSORED	$42,000	–	1,000	–	0.01%	–
JCE	New	NUVEEN CORE EQUITY ALPHA FUNCOMequity etfs	$46,000	–	3,274	–	0.01%	–
ED	New	CONSOLIDATED EDISON INC	$44,000	–	504	–	0.01%	–
CDEV	New	CENTENNIAL RESOURCE	$41,000	–	5,394	–	0.01%	–
NLY	New	ANNALY CAP MGMT INC	$46,000	–	5,000	–	0.01%	–
EFC	New	ELLINGTON FINANCIAL LLC	$45,000	–	2,495	–	0.01%	–
YUMC	New	YUM CHINA HOLDINGS INC	$43,000	–	925	–	0.01%	–
SPGI	New	S&P GLOBAL INC	$46,000	–	201	–	0.01%	–
PFG	New	PRINCIPAL FINANCIAL GRP	$34,000	–	586	–	0.01%	–
HON	New	HONEYWELL INTL INC COM	$35,000	–	200	–	0.01%	–
MEDIF	New	MEDIPHARM LABS CORP	$40,000	–	10,000	–	0.01%	–
NRE	New	NORTHSTAR REALTY EUROPE CORP.	$38,000	–	2,295	–	0.01%	–
DUK	New	DUKE ENERGY CORP NEW	$38,000	–	433	–	0.01%	–
AG	New	FIRST MAJESTIC SILVER CORP	$40,000	–	5,000	–	0.01%	–
WSO	New	WATSCO INC.	$39,000	–	241	–	0.01%	–
UNP	New	UNION PAC CORP	$34,000	–	200	–	0.01%	–
SPY	New	SPDR S&P 500 ETF TRUSTequity etfs	$37,000	–	125	–	0.01%	–
XLU	New	UTILITIES SELECT SECTOR SPDRequity etfs	$35,000	–	581	–	0.01%	–
CWBHF	New	CHARLOTTE'S WEBS HOLDINGS	$37,000	–	2,500	–	0.01%	–
GATX	New	GATX CORP	$40,000	–	500	–	0.01%	–
SYY	New	SYSCO CORP	$40,000	–	565	–	0.01%	–
MCO	New	MOODYS CORP	$39,000	–	200	–	0.01%	–
MTR	New	MESA ROYALTY TRUST	$34,000	–	3,000	–	0.01%	–
NVS	New	NOVARTIS AG SPONSORED ADR	$27,000	–	300	–	0.00%	–
KHC	New	KRAFT HEINZ CO/	$31,000	–	1,000	–	0.00%	–
ANTM	New	ANTHEM INC	$30,000	–	106	–	0.00%	–
HUBB	New	HUBBELL INC	$26,000	–	200	–	0.00%	–
IWD	New	Ishares Russell 1000 Value ETFequity etfs	$32,000	–	253	–	0.00%	–
HRVSF	New	HARVEST HEALTH AND RECREATION	$31,000	–	5,000	–	0.00%	–
SWK	New	STANLEY BLACK AND DECKER INC	$29,000	–	200	–	0.00%	–
TWO	New	TWO HBRS INVT CORP	$32,000	–	2,500	–	0.00%	–
SYK	New	STRYKER CORP	$29,000	–	140	–	0.00%	–
EXC	New	EXELON CORP	$29,000	–	607	–	0.00%	–
VIAB	New	VIACOM INC NEW CL B	$32,000	–	1,085	–	0.00%	–
GRMN	New	GARMIN LTD	$27,000	–	340	–	0.00%	–
CL	New	COLGATE PALMOLIVE CO	$29,000	–	400	–	0.00%	–
IRT	New	INDEPENDENCE REALTY TRUST	$20,000	–	1,730	–	0.00%	–
FFBC	New	FIRST FINANCIAL BANCORP	$23,000	–	932	–	0.00%	–
BPL	New	BUCKEYE PARTNERS L P	$24,000	–	575	–	0.00%	–
NUE	New	NUCOR CORP	$22,000	–	400	–	0.00%	–
MVIS	New	MICROVISION INC	$20,000	–	25,000	–	0.00%	–
SNH	New	SENIOR HSG PPTYS TR SH BEN INT	$25,000	–	3,050	–	0.00%	–
INTEQ	New	INTELSAT SA	$19,000	–	1,000	–	0.00%	–
BA	New	BOEING CO	$23,000	–	63	–	0.00%	–
ESLT	New	ELBIT SYSTEMS LTD.	$24,000	–	160	–	0.00%	–
PGR	New	PROGRESSIVE CORP	$24,000	–	300	–	0.00%	–
DD	New	DOWDUPONT INC	$24,000	–	316	–	0.00%	–
LOGM	New	LOGMEIN INC	$21,000	–	280	–	0.00%	–
DG	New	DOLLAR GENERAL CORP	$20,000	–	150	–	0.00%	–
IEF	New	ISHARES 7-10 YR TREASURY BD ETF	$17,000	–	155	–	0.00%	–
EFA	New	ISHARES TR MSCI EAFE IDX	$13,000	–	195	–	0.00%	–
KSU	New	KANSAS CITY SOUTHERN	$15,000	–	120	–	0.00%	–
	New	LEAGOLD MINING CORP	$15,000	–	10,000	–	0.00%	–
MS	New	MORGAN STANLEY NEW	$11,000	–	250	–	0.00%	–
NFLX	New	NETFLIX COM INC	$17,000	–	45	–	0.00%	–
NI	New	NISOURCE INC	$14,000	–	500	–	0.00%	–
DOW	New	DOW INC.	$16,000	–	316	–	0.00%	–
D	New	DOMINION ENERGY INC	$13,000	–	162	–	0.00%	–
DE	New	DEERE & CO	$17,000	–	100	–	0.00%	–
DHR	New	DANAHER CORP DEL COM	$11,000	–	80	–	0.00%	–
REGN	New	REGENERON PHARMACEUTICALS	$12,000	–	38	–	0.00%	–
KO	New	COCA COLA CO	$14,000	–	280	–	0.00%	–
RDSA	New	ROYAL DUTCH SHELL PLC SPONS	$15,000	–	238	–	0.00%	–
CRM	New	SALESFORCE .COM	$13,000	–	85	–	0.00%	–
CHTR	New	CHARTER COMMUNI	$16,000	–	40	–	0.00%	–
SNES	New	SENESTECH INC	$18,000	–	10,000	–	0.00%	–
CVS	New	CVS CORP	$11,000	–	200	–	0.00%	–
BOX	New	BOX INC	$18,000	–	1,000	–	0.00%	–
VNQ	New	VANGUARD REIT ETFequity etfs	$16,000	–	185	–	0.00%	–
AABA	New	ALTABA INC COM	$14,000	–	200	–	0.00%	–
AAU	New	ALMADEN MINERALS LTD	$15,000	–	25,000	–	0.00%	–
WTER	New	ALKALINE WATER CO INC	$11,000	–	5,000	–	0.00%	–
ADBE	New	ADOBE SYSTEMS INC RSTD	$12,000	–	40	–	0.00%	–
LIN	New	LINDE PLC COM	$12,000	–	60	–	0.00%	–
ITW	New	ILLINOIS TOOL WORKS INC	$12,000	–	80	–	0.00%	–
IAG	New	IAMGOLD CORP	$17,000	–	5,000	–	0.00%	–
ALC	New	ALCON	$4,000	–	60	–	0.00%	–
OGS	New	ONE GAS INC	$5,000	–	50	–	0.00%	–
MDT	New	MEDTRONIC INC	$8,000	–	80	–	0.00%	–
STOR	New	STORE CAPITAL C	$4,000	–	120	–	0.00%	–
QABA	New	FIRST TRUST ABA COMM BANK ETFequity etfs	$8,000	–	175	–	0.00%	–
PBCT	New	PEOPLE'S UNITED FINANCIAL	$8,000	–	500	–	0.00%	–
GE	New	GENERAL ELEC CO	$8,000	–	800	–	0.00%	–
EWJ	New	ISHARES MSCI JAPAN INDEX FDequity etfs	$7,000	–	125	–	0.00%	–
DELL	New	DELL TECHNOLOGIES INC COM CL C	$9,000	–	172	–	0.00%	–
DOV	New	DOVER CORP	$10,000	–	100	–	0.00%	–
AB	New	ALLIANCEBERNSTEIN HLGG LPUNIT LTD PARTN	$7,000	–	250	–	0.00%	–
NKE	New	NIKE INC - CL B	$4,000	–	50	–	0.00%	–
CFMS	New	CONFORMIS INC	$9,000	–	2,000	–	0.00%	–
WCEXF	New	WORLD CLASS EXTRACTIONS INC	$5,000	–	50,400	–	0.00%	–
BIIB	New	BIOGEN IDEAC INC	$4,000	–	15	–	0.00%	–
FCPT	New	FOUR CORNERS PROPERTY TRUST	$10,000	–	350	–	0.00%	–
CTVA	New	CORTEVA INC	$9,000	–	316	–	0.00%	–
KLAC	New	KLA-TENCOR CORPORATION	$6,000	–	50	–	0.00%	–
XLRE	New	REAL ESTATE SELequity closed-end fund	$9,000	–	235	–	0.00%	–
CERN	New	CERNER CORP	$6,000	–	80	–	0.00%	–
XLF	New	FINANCIAL SELECT SPIDER ETFequity etfs	$7,000	–	270	–	0.00%	–
AVGR	New	AVINGER INC	$8,000	–	2,500	–	0.00%	–
NEM	New	NEWMONT MNG CORP	$6,000	–	164	–	0.00%	–
CLMT	New	CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER	$8,000	–	2,000	–	0.00%	–
XLE	New	ENERGY SELECT SECTOR SPIDERequity etfs	$8,000	–	123	–	0.00%	–
BYND	New	BEYOND MEAT INC	$5,000	–	30	–	0.00%	–
GPMT	New	GRANITE POINT MORTGAGE TRUST	$9,000	–	473	–	0.00%	–
CVX	New	CHEVRONTEXACO CORP	$10,000	–	80	–	0.00%	–
CC	New	CHEMOURS CO	$3,000	–	124	–	0.00%	–
HTGC	New	HERCULES CAPITAL INC	$0	–	25	–	0.00%	–
SDRMU	New	SANDRIDGE MISSISSIPPIAN TRUST II	$3,000	–	4,000	–	0.00%	–
CTXR	New	CITIUS PHARMACEUTICALS INC	$1,000	–	667	–	0.00%	–
RMR	New	RMR GROUP INC	$2,000	–	33	–	0.00%	–
PTR	New	PETROCHINA CO LTD ADR	$3,000	–	50	–	0.00%	–
TXHD	New	TEXTMUNICATION HOLDINGS	$1,000	–	5,000	–	0.00%	–
MMM	New	3M CO COM	$3,000	–	20	–	0.00%	–
OBTX	New	OBITX INC ORD COM	$0	–	74	–	0.00%	–
USB	New	US BANCORP DEL COM NEW	$3,000	–	60	–	0.00%	–
DLTR	New	DOLLAR TREE INC	$2,000	–	20	–	0.00%	–
BRN	New	BARNWELL INDUSTRIES INC.	$1,000	–	500	–	0.00%	–
OILFF	New	NEXTLEAF SOLUTIONS LTD	$1,000	–	4,000	–	0.00%	–
GOLD	New	BARRICK GOLD CORP	$3,000	–	200	–	0.00%	–
NEP	New	NEXTERA ENERGY PARTNRS LP	$1,000	–	30	–	0.00%	–
ARKK	New	ARK ETF TR INNOVATIONequity etfs	$3,000	–	60	–	0.00%	–
EVEPQ	New	EV ENERGY PARTNERS LP	$0	–	3,500	–	0.00%	–
NRG	New	NRG ENERGY INC	$1,000	–	28	–	0.00%	–
FDX	New	FEDEX CORP	$2,000	–	10	–	0.00%	–
WAB	New	Westinghouse Air Brake Tech Corp	$3,000	–	43	–	0.00%	–
SLB	New	SCHLUMBERGER	$3,000	–	80	–	0.00%	–
	New	Lord Abbett Short Duration Income Fundequity etfs	$0	–	5	–	0.00%	–
FTV	New	FORTIVE CORP	$3,000	–	40	–	0.00%	–
HRST	New	HARVEST OIL & GAS CORP	$0	–	34	–	0.00%	–
ALGN	New	ALIGN TECHNOLOGIES INC	$1,000	–	5	–	0.00%	–
ALXN	New	ALEXION PHARMACEAUTICALS INC	$3,000	–	20	–	0.00%	–
FTRCQ	New	FRONTIER COMMUNICATIONS CORP	$1,000	–	533	–	0.00%	–
	New	SOLARIS COPPER INC COM	$0	–	2,182	–	0.00%	–
SNGX	New	SOLIGENIX INC	$0	–	80	–	0.00%	–

Q4 2018

			Value		Shares		↓ Weighting
STOR	Exit	STORE CAPITAL C	$0	–	-120	–	0.00%	–
FTV	Exit	FORTIVE CORP	$0	–	-40	–	0.00%	–
HMPQ	Exit	HEMPAMERICANA INC	$0	–	-200,000	–	0.00%	–
SCHW	Exit	SCHWAB CHARLES CORP NEW	$0	–	-60	–	0.00%	–
USB	Exit	US BANCORP DEL COM NEW	$0	–	-60	–	0.00%	–
EVEPQ	Exit	EV ENERGY PARTNERS LP	$0	–	-3,500	–	0.00%	–
DLTR	Exit	DOLLAR TREE INC	$0	–	-20	–	0.00%	–
NEP	Exit	NEXTERA ENERGY PARTNRS LP	$0	–	-30	–	0.00%	–
VLO	Exit	VALERO ENERGY CORP	$0	–	-30	–	0.00%	–
MGM	Exit	MGM RESORTS INTERNATIONAL	$0	–	-80	–	0.00%	–
BRN	Exit	BARNWELL INDUSTRIES INC.	$0	–	-500	–	0.00%	–
RMR	Exit	RMR GROUP INC	$0	–	-33	–	0.00%	–
FDX	Exit	FEDEX CORP	$0	–	-10	–	0.00%	–
CFMS	Exit	CONFORMIS INC	$0	–	-2,000	–	0.00%	–
ETN	Exit	EATON CORP PLC	$0	–	-30	–	0.00%	–
	Exit	APT SYSTEMS INC	$0	–	-500,000	–	0.00%	–
NKSH	Exit	NATIONAL BANKSHARES, INC.	$0	–	-44	–	0.00%	–
	Exit	PDX PARTNERS INC	$0	–	-1,000,000	–	0.00%	–
NRG	Exit	NRG ENERGY INC	$0	–	-28	–	0.00%	–
HRST	Exit	HARVEST OIL & GAS CORP	$0	–	-34	–	0.00%	–
RXMD	Exit	PROGRESSIVE CARE INC	$0	–	-50,000	–	0.00%	–
HTGC	Exit	HERCULES CAPITAL INC	$0	–	-25	–	0.00%	–
WCTXF	Exit	LICO ENERGY METALS INC	$0	–	-15,000	–	0.00%	–
ALXN	Exit	ALEXION PHARMACEAUTICALS INC	$0	–	-20	–	0.00%	–
GOLD	Exit	BARRICK GOLD CORP	$0	–	-200	–	0.00%	–
ELLH	Exit	ELAH HLDGS INC	$0	–	-8	–	0.00%	–
FTRCQ	Exit	FRONTIER COMMUNICATIONS CORP	$0	–	-533	–	0.00%	–
ARKK	Exit	ARK ETF TR INNOVATIONequity etfs	$0	–	-60	–	0.00%	–
ASIX	Exit	ADVANSIX INC	$0	–	-8	–	0.00%	–
TXHD	Exit	TEXTMUNICATION HOLDINGS	$0	–	-5,000	–	-0.00%	–
SFEG	Exit	SANTA FE GOLD CORP	$0	–	-50,000	–	-0.00%	–
IPWR	Exit	IDEAL POWER INC	$0	–	-12,500	–	-0.00%	–
GPMT	Exit	GRANITE POINT MORTGAGE TRUST	$0	–	-473	–	-0.00%	–
AB	Exit	ALLIANCEBERNSTEIN HLGG LPUNIT LTD PARTN	$0	–	-250	–	-0.00%	–
XLE	Exit	ENERGY SELECT SECTOR SPIDERequity etfs	$0	–	-123	–	-0.00%	–
ALMTF	Exit	ALMONTY INDUSTIRES INC.	$0	–	-7,000	–	-0.00%	–
MDT	Exit	MEDTRONIC INC	$0	–	-80	–	-0.00%	–
CERN	Exit	CERNER CORP	$0	–	-80	–	-0.00%	–
MMM	Exit	3M CO COM	$0	–	-20	–	-0.00%	–
PTR	Exit	PETROCHINA CO LTD ADR	$0	–	-50	–	-0.00%	–
ALGN	Exit	ALIGN TECHNOLOGIES INC	$0	–	-16	–	-0.00%	–
PBCT	Exit	PEOPLE'S UNITED FINANCIAL	$0	–	-500	–	-0.00%	–
SXC	Exit	SUNCOKE ENERGY INC	$0	–	-500	–	-0.00%	–
UTX	Exit	UNITED TECHNOLOGIES CORP	$0	–	-30	–	-0.00%	–
FCPT	Exit	FOUR CORNERS PROPERTY TRUST	$0	–	-350	–	-0.00%	–
GE	Exit	GENERAL ELEC CO	$0	–	-800	–	-0.00%	–
XLF	Exit	FINANCIAL SELECT SPIDER ETFequity etfs	$0	–	-270	–	-0.00%	–
IR	Exit	INGERSOLL-RAND PLC	$0	–	-50	–	-0.00%	–
QABA	Exit	FIRST TRUST ABA COMM BANK ETFequity etfs	$0	–	-175	–	-0.00%	–
SPY	Exit	SPDR S&P 500 ETF TRUSTequity etfs	$0	–	-25	–	-0.00%	–
FIOGF	Exit	FIORE GOLD LTD	$0	–	-25,000	–	-0.00%	–
WMLLF	Exit	WEALTH MINERALS LTD	$0	–	-15,000	–	-0.00%	–
SH	Exit	PROSHARES TR PSHS SHRT S&P5equity etfs	$0	–	-300	–	-0.00%	–
WAB	Exit	Westinghouse Air Brake Tech Corp	$0	–	-40	–	-0.00%	–
	Exit	ACERUS PHARMACEUTICALS CORP	$0	–	-50,000	–	-0.00%	–
PX	Exit	PRAXAIR INC COM	$0	–	-60	–	-0.00%	–
CPPKF	Exit	COPPERBANK RESOURCES	$0	–	-100,000	–	-0.00%	–
SNES	Exit	SENESTECH INC	$0	–	-10,000	–	-0.00%	–
EWJ	Exit	ISHARES MSCI JAPAN INDEX FDequity etfs	$0	–	-125	–	-0.00%	–
F	Exit	FORD MTR CO DEL	$0	–	-400	–	-0.00%	–
OGS	Exit	ONE GAS INC	$0	–	-50	–	-0.00%	–
XLRE	Exit	REAL ESTATE SELequity closed-end fund	$0	–	-235	–	-0.00%	–
DOV	Exit	DOVER CORP	$0	–	-100	–	-0.00%	–
SDRMU	Exit	SANDRIDGE MISSISSIPPIAN TRUST II	$0	–	-4,000	–	-0.00%	–
CC	Exit	CHEMOURS CO	$0	–	-124	–	-0.00%	–
NEE	Exit	NEXTERA ENERGY, INC.	$0	–	-21	–	-0.00%	–
SLB	Exit	SCHLUMBERGER	$0	–	-80	–	-0.00%	–
VNQ	Exit	VANGUARD REIT ETFequity etfs	$0	–	-85	–	-0.00%	–
DHR	Exit	DANAHER CORP DEL COM	$0	–	-80	–	-0.00%	–
GLDG	Exit	GOLDMINING INC	$0	–	-10,000	–	-0.00%	–
BIIB	Exit	BIOGEN IDEAC INC	$0	–	-15	–	-0.00%	–
AZZUF	Exit	AZARGA URANIUM	$0	–	-50,000	–	-0.00%	–
NEM	Exit	NEWMONT MNG CORP	$0	–	-164	–	-0.00%	–
CVS	Exit	CVS CORP	$0	–	-200	–	-0.00%	–
CHTR	Exit	CHARTER COMMUNI	$0	–	-40	–	-0.00%	–
DG	Exit	DOLLAR GENERAL CORP	$0	–	-150	–	-0.00%	–
EFA	Exit	ISHARES TR MSCI EAFE IDX	$0	–	-195	–	-0.00%	–
D	Exit	DOMINION ENERGY INC	$0	–	-162	–	-0.00%	–
	Exit	ATICO MINING CORP SHS	$0	–	-50,000	–	-0.00%	–
	Exit	KUTCHO COPPER CORP	$0	–	-50,000	–	-0.00%	–
REGN	Exit	REGENERON PHARMACEUTICALS	$0	–	-38	–	-0.00%	–
RDSA	Exit	ROYAL DUTCH SHELL PLC SPONS	$0	–	-238	–	-0.00%	–
MTN	Exit	VAIL RESORTS INC	$0	–	-42	–	-0.00%	–
TYG	Exit	TORTOISE ENERGY INFSTRCTR	$0	–	-397	–	-0.00%	–
DE	Exit	DEERE & CO	$0	–	-100	–	-0.00%	–
NI	Exit	NISOURCE INC	$0	–	-500	–	-0.00%	–
KSU	Exit	KANSAS CITY SOUTHERN	$0	–	-120	–	-0.00%	–
MS	Exit	MORGAN STANLEY NEW	$0	–	-250	–	-0.00%	–
	Exit	MMJ PHYTOTECH LTD	$0	–	-50,300	–	-0.00%	–
	Exit	LEAGOLD MINING CORP	$0	–	-10,000	–	-0.00%	–
AAU	Exit	ALMADEN MINERALS LTD	$0	–	-25,000	–	-0.00%	–
SWX	Exit	SOUTHWEST GAS CORP	$0	–	-165	–	-0.00%	–
CLMT	Exit	CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER	$0	–	-2,000	–	-0.00%	–
KO	Exit	COCA COLA CO	$0	–	-280	–	-0.00%	–
AABA	Exit	ALTABA INC COM	$0	–	-200	–	-0.00%	–
ITW	Exit	ILLINOIS TOOL WORKS INC	$0	–	-110	–	-0.00%	–
NYCB	Exit	NEW YORK CMNTY BANCORP INC	$0	–	-2,000	–	-0.00%	–
EQXFF	Exit	EQUINOX GOLD CORP	$0	–	-21,825	–	-0.00%	–
IRT	Exit	INDEPENDENCE REALTY TRUST	$0	–	-1,730	–	-0.00%	–
AUIAF	Exit	AURANIA RESOURCES LTD	$0	–	-10,000	–	-0.00%	–
CRM	Exit	SALESFORCE .COM	$0	–	-125	–	-0.00%	–
PLNHF	Exit	PLANET 13 HOLDINGS INC	$0	–	-10,000	–	-0.00%	–
ESLT	Exit	ELBIT SYSTEMS LTD.	$0	–	-160	–	-0.00%	–
	Exit	THC BIOMED INTL LTD	$0	–	-35,000	–	-0.00%	–
QCOM	Exit	QUALCOMM INC	$0	–	-230	–	-0.00%	–
IAG	Exit	IAMGOLD CORP	$0	–	-5,000	–	-0.00%	–
ADBE	Exit	ADOBE SYSTEMS INC RSTD	$0	–	-73	–	-0.00%	–
BPL	Exit	BUCKEYE PARTNERS L P	$0	–	-648	–	-0.00%	–
TBPMF	Exit	TETRA BIO PHARMA	$0	–	-25,000	–	-0.00%	–
HUBB	Exit	HUBBELL INC	$0	–	-200	–	-0.00%	–
AG	Exit	FIRST MAJESTIC SILVER CORP	$0	–	-5,000	–	-0.00%	–
HEMP	Exit	HEMP INC	$0	–	-1,000,000	–	-0.00%	–
LOGM	Exit	LOGMEIN INC	$0	–	-280	–	-0.00%	–
HGV	Exit	HILTON GRAND VA	$0	–	-900	–	-0.00%	–
CL	Exit	COLGATE PALMOLIVE CO	$0	–	-400	–	-0.00%	–
SYK	Exit	STRYKER CORP	$0	–	-140	–	-0.00%	–
KEY	Exit	KEYCORP	$0	–	-1,345	–	-0.00%	–
EXC	Exit	EXELON CORP	$0	–	-667	–	-0.00%	–
MVIS	Exit	MICROVISION INC	$0	–	-25,000	–	-0.00%	–
LII	Exit	LENNOX INTERNATIONAL INC.	$0	–	-131	–	-0.00%	–
HLYK	Exit	HEALTHLYNKED CORP	$0	–	-100,000	–	-0.00%	–
DVMT	Exit	DELL TECHNOLOGIES INC	$0	–	-267	–	-0.00%	–
NUE	Exit	NUCOR CORP	$0	–	-400	–	-0.00%	–
BOX	Exit	BOX INC	$0	–	-1,000	–	-0.00%	–
BAYRY	Exit	BAYER AG-SPONSORED ADR	$0	–	-1,237	–	-0.00%	–
UNP	Exit	UNION PAC CORP	$0	–	-200	–	-0.01%	–
DEO	Exit	DIAGEO PLC ADR SPONSORED	$0	–	-250	–	-0.01%	–
DUK	Exit	DUKE ENERGY CORP NEW	$0	–	-433	–	-0.01%	–
MCO	Exit	MOODYS CORP	$0	–	-200	–	-0.01%	–
NRE	Exit	NORTHSTAR REALTY EUROPE CORP.	$0	–	-2,295	–	-0.01%	–
YUMC	Exit	YUM CHINA HOLDINGS INC	$0	–	-925	–	-0.01%	–
PFG	Exit	PRINCIPAL FINANCIAL GRP	$0	–	-586	–	-0.01%	–
XLU	Exit	UTILITIES SELECT SECTOR SPDRequity etfs	$0	–	-581	–	-0.01%	–
HRVOF	Exit	HARVEST ONE CANNABIS INC	$0	–	-50,000	–	-0.01%	–
TWO	Exit	TWO HBRS INVT CORP	$0	–	-2,500	–	-0.01%	–
RNP	Exit	COHEN & STEERS REIT & PFD INCOM	$0	–	-2,027	–	-0.01%	–
VIAB	Exit	VIACOM INC NEW CL B	$0	–	-1,085	–	-0.01%	–
	Exit	FSD PHARMA	$0	–	-75,000	–	-0.01%	–
MTR	Exit	MESA ROYALTY TRUST	$0	–	-3,000	–	-0.01%	–
HON	Exit	HONEYWELL INTL INC COM	$0	–	-229	–	-0.01%	–
WSO	Exit	WATSCO INC.	$0	–	-208	–	-0.01%	–
GATX	Exit	GATX CORP	$0	–	-500	–	-0.01%	–
MMNFF	Exit	MEDMEN ENTERPRISES INC	$0	–	-10,000	–	-0.01%	–
IEF	Exit	ISHARES 7-10 YR TREASURY BD ETF	$0	–	-380	–	-0.01%	–
FFBC	Exit	FIRST FINANCIAL BANCORP	$0	–	-1,425	–	-0.01%	–
APD	Exit	AIR PRODUCTS & CHEMICALS INC.	$0	–	-262	–	-0.01%	–
BP	Exit	BP P L C ADR SPONSORED	$0	–	-1,000	–	-0.01%	–
PNW	Exit	PINNACLE WEST CAPITAL	$0	–	-610	–	-0.01%	–
IVR	Exit	INVESCO MORTGAGE CAPITAL INCCOM	$0	–	-3,000	–	-0.01%	–
KLAC	Exit	KLA-TENCOR CORPORATION	$0	–	-445	–	-0.01%	–
GILD	Exit	GILEAD Sciences	$0	–	-700	–	-0.01%	–
OCFC	Exit	OCEANFIRST FIN CORP	$0	–	-2,000	–	-0.01%	–
SNH	Exit	SENIOR HSG PPTYS TR SH BEN INT	$0	–	-3,050	–	-0.01%	–
KHC	Exit	KRAFT HEINZ CO/	$0	–	-1,000	–	-0.01%	–
AMLP	Exit	ALERIAN MLP ETFequity etfs	$0	–	-5,000	–	-0.01%	–
JCE	Exit	NUVEEN CORE EQUITY ALPHA FUNCOMequity etfs	$0	–	-3,274	–	-0.01%	–
IGR	Exit	ING CLARION GLB RE EST INCM COMequity etfs	$0	–	-7,000	–	-0.01%	–
NVS	Exit	NOVARTIS AG SPONSORED ADR	$0	–	-600	–	-0.01%	–
AGNC	Exit	AMERICAN CAPITAL AGENCY CORP	$0	–	-3,000	–	-0.01%	–
NLY	Exit	ANNALY CAP MGMT INC	$0	–	-5,000	–	-0.01%	–
ED	Exit	CONSOLIDATED EDISON INC	$0	–	-804	–	-0.01%	–
	Exit	EVERGY INC	$0	–	-1,057	–	-0.01%	–
ECL	Exit	ECOLAB INC.	$0	–	-380	–	-0.01%	–
COST	Exit	COSTCO WHOLESALE CORP	$0	–	-253	–	-0.01%	–
HIMX	Exit	HIMAX TECHNOLOGIES INC ADR	$0	–	-10,000	–	-0.01%	–
CCJ	Exit	CAMECO CORP	$0	–	-5,000	–	-0.01%	–
SPRWF	Exit	SUPREME CANNABIS CO INC	$0	–	-34,900	–	-0.01%	–
AVY	Exit	AVERY DENNISON CORP.	$0	–	-555	–	-0.01%	–
SWK	Exit	STANLEY BLACK AND DECKER INC	$0	–	-400	–	-0.01%	–
CBS	Exit	CBS CORP NEW CL B	$0	–	-1,085	–	-0.01%	–
KSHB	Exit	KUSH BOTTLES INC SHS	$0	–	-10,000	–	-0.01%	–
TPR	Exit	TAPESTRY INC.	$0	–	-1,391	–	-0.01%	–
CVX	Exit	CHEVRONTEXACO CORP	$0	–	-532	–	-0.01%	–
IQ	Exit	IQIYI INC	$0	–	-2,500	–	-0.01%	–
TWTR	Exit	TWITTER INC	$0	–	-2,300	–	-0.01%	–
WM	Exit	WASTE MGMT INC DEL	$0	–	-762	–	-0.01%	–
PK	Exit	PARK HOTELS & R	$0	–	-1,947	–	-0.01%	–
PEP	Exit	PEPSICO INC	$0	–	-651	–	-0.01%	–
DSL	Exit	DOUBLELINE INCOME SOLUTIONS FUND	$0	–	-3,580	–	-0.01%	–
MYMMF	Exit	MYM NUTRACEUTICALS INC	$0	–	-85,000	–	-0.01%	–
NS	Exit	NUSTAR ENERGY LP UNIT	$0	–	-2,815	–	-0.01%	–
SOXX	Exit	ISHARES SEMICONDUCTOR ETFequity etfs	$0	–	-432	–	-0.01%	–
MICWF	Exit	MICRON WASTE TECHNOLOGIES INC	$0	–	-200,000	–	-0.01%	–
NKE	Exit	NIKE INC - CL B	$0	–	-933	–	-0.01%	–
PDI	Exit	PIMCO DYNAMIC INC FUND	$0	–	-2,415	–	-0.01%	–
KR	Exit	KROGER CO	$0	–	-2,750	–	-0.01%	–
WPP	Exit	WPP PLC	$0	–	-1,200	–	-0.01%	–
C	Exit	CITIGROUP INC	$0	–	-1,230	–	-0.01%	–
LOW	Exit	LOWES COS INC	$0	–	-750	–	-0.01%	–
YUM	Exit	YUM BRANDS INC COM	$0	–	-925	–	-0.01%	–
BMY	Exit	BRISTOL MYERS SQUIBB CO	$0	–	-1,356	–	-0.01%	–
IDTI	Exit	INTGTD DEVICE TECH CALIF	$0	–	-2,000	–	-0.01%	–
KN	Exit	KNOWLES CORP	$0	–	-5,550	–	-0.01%	–
ORCL	Exit	ORACLE SYS CORP	$0	–	-2,100	–	-0.02%	–
BRKS	Exit	BROOKS AUTOMATION INC	$0	–	-3,000	–	-0.02%	–
BK	Exit	BANK OF NEW YORK MELLON CORP	$0	–	-2,200	–	-0.02%	–
SHW	Exit	SHERWIN-WILLIAMS CO.	$0	–	-248	–	-0.02%	–
NXPI	Exit	NXP SEMICONDUCTOR	$0	–	-1,350	–	-0.02%	–
ADP	Exit	AUTOMATIC DATA PROCESSING	$0	–	-780	–	-0.02%	–
SAMG	Exit	SILVERCREST ASSET MGMT	$0	–	-8,500	–	-0.02%	–
GEL	Exit	GENESIS ENERGY LP	$0	–	-5,000	–	-0.02%	–
OKE	Exit	ONEOK INC	$0	–	-1,776	–	-0.02%	–
NDAQ	Exit	Nasdaq Inc	$0	–	-1,500	–	-0.02%	–
BAC	Exit	BANK AMER CORP	$0	–	-4,390	–	-0.02%	–
SO	Exit	SOUTHERN CO	$0	–	-3,023	–	-0.02%	–
PAYX	Exit	PAYCHEX INC	$0	–	-1,887	–	-0.02%	–
PFE	Exit	PFIZER INC	$0	–	-3,196	–	-0.02%	–
ADM	Exit	ARCHER DANIELS MIDLAND	$0	–	-2,804	–	-0.02%	–
CB	Exit	CHUBB LTD	$0	–	-1,108	–	-0.02%	–
TGODF	Exit	GREEN ORGANIC DUTCHMAN HOLDINGS	$0	–	-26,000	–	-0.02%	–
VVCIF	Exit	ABCANN GLOBAL CORP	$0	–	-125,000	–	-0.02%	–
T	Exit	A T & T INC (NEW)	$0	–	-4,512	–	-0.02%	–
XEL	Exit	XCEL ENERGY INC	$0	–	-3,290	–	-0.02%	–
BYDDY	Exit	BYD CO LTD	$0	–	-10,650	–	-0.02%	–
CMCSA	Exit	COMCAST CORP NEW CL A	$0	–	-4,433	–	-0.02%	–
ABT	Exit	ABBOTT LABS	$0	–	-2,160	–	-0.02%	–
ETP	Exit	ENERGY TRANSFER PARTNERS L.P.	$0	–	-7,333	–	-0.02%	–
HYDD	Exit	DIREXION HIGH YIELD BEAR 2X	$0	–	-9,300	–	-0.02%	–
ENLK	Exit	ENLINK MIDSTREAM PARTNERS LP	$0	–	-9,500	–	-0.03%	–
VZ	Exit	VERIZON COMMUNICATIONS	$0	–	-3,305	–	-0.03%	–
NEPT	Exit	NEPTUNE WELLNESS SOLUTIONS INC	$0	–	-50,000	–	-0.03%	–
IBM	Exit	I B M	$0	–	-1,278	–	-0.03%	–
KMI	Exit	KINDER MORGAN INC	$0	–	-10,765	–	-0.03%	–
BDXA	Exit	BECTON DICKINSON 6.125 CVT DTD 5/01/20	$0	–	-3,010	–	-0.03%	–
VIG	Exit	VANGUARD DIVIDEND APPRECequity etfs	$0	–	-1,735	–	-0.03%	–
NAC	Exit	NUVEEN CAL ABC DIV ADV MUNI INC FUND	$0	–	-15,000	–	-0.03%	–
ABBV	Exit	ABBVIE INC	$0	–	-2,160	–	-0.03%	–
GDS	Exit	GDS HOLDINGS LTD - ADR	$0	–	-5,765	–	-0.03%	–
PG	Exit	PROCTER & GAMBLE COMPANY	$0	–	-2,385	–	-0.03%	–
NSA	Exit	NATIONAL STORAGE AFFILIATES	$0	–	-8,300	–	-0.03%	–
ACN	Exit	ACCENTURE PLC	$0	–	-1,333	–	-0.03%	–
HLT	Exit	HILTON WORLDWIDE HOLDINGS INC.	$0	–	-3,000	–	-0.04%	–
CNTTQ	Exit	CANNTRUST HOLDINGS INC	$0	–	-25,000	–	-0.04%	–
MCD	Exit	MCDONALDS CORP	$0	–	-1,503	–	-0.04%	–
STZ	Exit	CONSTELLATION BRANDS INC-A	$0	–	-1,191	–	-0.04%	–
EEM	Exit	ISHARES MSCI EMERGING MKTSequity etfs	$0	–	-6,060	–	-0.04%	–
VFF	Exit	VILLAGE FARMS INTL INC	$0	–	-50,000	–	-0.04%	–
DIS	Exit	WALT DISNEY COMPANY	$0	–	-2,388	–	-0.04%	–
MRK	Exit	MERCK & COMPANY	$0	–	-3,959	–	-0.04%	–
LXRP	Exit	LEXARIA BIOSCIENCE CORP	$0	–	-150,000	–	-0.04%	–
FSTA	Exit	FIDELITY CONS STAPLES ETFequity etfs	$0	–	-9,100	–	-0.04%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-5,520	–	-0.05%	–
GS	Exit	GOLDMAN SACHS GROUP INC	$0	–	-1,435	–	-0.05%	–
TER	Exit	TERADYNE INC	$0	–	-8,600	–	-0.05%	–
SIVB	Exit	SVB FINANCIAL GROUP	$0	–	-1,028	–	-0.05%	–
PANW	Exit	PALO ALTO NETWORKS COM	$0	–	-1,475	–	-0.05%	–
WMT	Exit	WAL MART STORES INC	$0	–	-3,573	–	-0.05%	–
FIDU	Exit	FIDELITY INDUSTRIALS ETFequity etfs	$0	–	-8,515	–	-0.05%	–
MPLX	Exit	MPLX LP	$0	–	-9,785	–	-0.05%	–
KNOW	Exit	DIREXION INSIDERequity etfs	$0	–	-8,400	–	-0.05%	–
AMP	Exit	AMERIPRISE FINL INC	$0	–	-2,400	–	-0.05%	–
LQD	Exit	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$0	–	-3,071	–	-0.05%	–
CVSI	Exit	CV SCIENCES INC	$0	–	-75,000	–	-0.05%	–
PYPL	Exit	PAYPAL HOLDINGS	$0	–	-4,175	–	-0.06%	–
PPSC	Exit	DIREXION DAILY SML CAP BUL 1equity etfs	$0	–	-8,975	–	-0.06%	–
NFLX	Exit	NETFLIX COM INC	$0	–	-1,020	–	-0.06%	–
VWO	Exit	VANGUARD FTSE EMERGING MARKET ETFequity etfs	$0	–	-9,350	–	-0.06%	–
BKLN	Exit	POWERSHARES SENIOR LOAN	$0	–	-16,585	–	-0.06%	–
MAR	Exit	MARRIOTT INTERNATIONAL INC.	$0	–	-2,900	–	-0.06%	–
UAL	Exit	UNITED CONTINENTAL HOLDINGS INC.	$0	–	-4,350	–	-0.06%	–
BLK	Exit	BLACKROCK INC.	$0	–	-850	–	-0.06%	–
MDY	Exit	SPDR S&P MIDCAP ETF TRSTequity etfs	$0	–	-1,100	–	-0.06%	–
ITB	Exit	ISHARES US HOME CONSTRUCTION ETFequity etfs	$0	–	-11,595	–	-0.06%	–
VCIT	Exit	VANGUARD INT-TERM CORP BOND ETF	$0	–	-5,140	–	-0.06%	–
GD	Exit	GENERAL DYNAMICS CORP.	$0	–	-2,124	–	-0.06%	–
CAT	Exit	CATERPILLAR INC COM	$0	–	-2,970	–	-0.07%	–
BX	Exit	BLACKSTONE GROUP LP	$0	–	-12,480	–	-0.07%	–
VHT	Exit	VANGUARD HEALTH CARE ETFequity etfs	$0	–	-2,680	–	-0.07%	–
ET	Exit	ENERGY TRANSFER EQUITY L P UT LTD PTN	$0	–	-28,000	–	-0.07%	–
TGE	Exit	TALLGRASS ENERGY GP	$0	–	-20,830	–	-0.07%	–
LMT	Exit	LOCKHEED MARTIN CORP.	$0	–	-1,415	–	-0.07%	–
ONEQ	Exit	FIDELITY NASDAQCOMP INDEX ETFequity etfs	$0	–	-1,600	–	-0.08%	–
XLB	Exit	MATERIALS SECTOR SPDRequity etfs	$0	–	-9,240	–	-0.08%	–
FTEC	Exit	FIDELITY INFO TECH ETFequity etfs	$0	–	-8,910	–	-0.08%	–
WB	Exit	WEIBO CORP ADR	$0	–	-7,430	–	-0.08%	–
CELG	Exit	CELGENE CORP	$0	–	-6,120	–	-0.08%	–
GPT	Exit	GRAMERCY PROPERTY TRUST	$0	–	-20,101	–	-0.08%	–
WMB	Exit	WILLIAMS COS INC	$0	–	-20,522	–	-0.08%	–
MDLZ	Exit	MONDELEZ INTERNATIONAL INC	$0	–	-13,759	–	-0.09%	–
XLP	Exit	STAPLES SECTOR SPDRequity etfs	$0	–	-11,310	–	-0.09%	–
BABA	Exit	ALIBABA GROUP ADR	$0	–	-3,700	–	-0.09%	–
XLV	Exit	HEALTH CARE SECTOR SPDRequity etfs	$0	–	-6,640	–	-0.09%	–
FLOT	Exit	ISHARES FLOATING RATE BOND ETF	$0	–	-13,500	–	-0.10%	–
V	Exit	VISA INC	$0	–	-4,697	–	-0.10%	–
ISD	Exit	PRUDENTIAL ST DUR HY FUND	$0	–	-50,200	–	-0.11%	–
MU	Exit	MICRON TECHNOLOGY	$0	–	-15,810	–	-0.11%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-8,459	–	-0.11%	–
HD	Exit	HOME DEPOT INC	$0	–	-3,491	–	-0.11%	–
IYG	Exit	ISHARES U.S. FINANCIAL SERVICES ETFequity etfs	$0	–	-5,715	–	-0.11%	–
IWF	Exit	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$0	–	-4,970	–	-0.12%	–
ESGRP	Exit	ENSTAR GROUP 7.0 FTF PERP PREF SER D.preferred stock	$0	–	-29,337	–	-0.12%	–
IWR	Exit	ISHARES RUSSELL MIDCAPequity etfs	$0	–	-3,825	–	-0.13%	–
HEXO	Exit	HYDROPOTHECARY	$0	–	-125,000	–	-0.13%	–
CSCO	Exit	CISCO SYS INC	$0	–	-17,312	–	-0.13%	–
GOOGL	Exit	ALPHABET INC -CL A	$0	–	-814	–	-0.15%	–
DIA	Exit	SPDR DJIA TRUST	$0	–	-3,875	–	-0.15%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DEL CL B NEW	$0	–	-5,290	–	-0.17%	–
NVDA	Exit	NVIDIA CORP	$0	–	-4,107	–	-0.17%	–
XLI	Exit	INDUSTRIAL SELECT SECT SPDRequity etfs	$0	–	-15,238	–	-0.18%	–
IWM	Exit	ISHARES TR RUSSELL 2000 ETFequity etfs	$0	–	-7,250	–	-0.18%	–
TRGP	Exit	TARGA RESOURCES	$0	–	-21,853	–	-0.18%	–
MSFT	Exit	MICROSOFT	$0	–	-11,170	–	-0.19%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$0	–	-53,947	–	-0.20%	–
WES	Exit	WESTERN GAS PARTNERS LP UNIT LP IN	$0	–	-33,340	–	-0.22%	–
VTV	Exit	VANGUARD VALUE ETFequity etfs	$0	–	-13,575	–	-0.22%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-14,220	–	-0.23%	–
FB	Exit	FACEBOOK INC	$0	–	-11,112	–	-0.27%	–
AMJ	Exit	JPMORGAN CHASE & CO ALERIAN ML ETNequity etfs	$0	–	-111,711	–	-0.46%	–
HBMD	Exit	HOWARD BANCORP	$0	–	-198,735	–	-0.53%	–
AAPL	Exit	APPLE INC.	$0	–	-16,025	–	-0.54%	–
SAF	Exit	SARATOGA INVESTMENT 6.25 SR NT DTD 08/31/25preferred stock	$0	–	-171,237	–	-0.64%	–
MMP	Exit	MAGELLAN MIDSTREAM PARTNERS LP	$0	–	-83,079	–	-0.84%	–
GOOG	Exit	ALPHABET INC -CL C	$0	–	-5,212	–	-0.93%	–
PPLC	Exit	DIREXION DAILY S&P BULL 1.25equity etfs	$0	–	-162,865	–	-0.97%	–
QQQ	Exit	INVESCO QQQ TRUST UNIT SER 1equity etfs	$0	–	-48,610	–	-1.35%	–
AMZN	Exit	AMAZON COM INC	$0	–	-6,625	–	-1.98%	–
STAY	Exit	EXTENDED STAY AMERICA, INC.	$0	–	-722,901	–	-2.18%	–
ARES	Exit	ARES MANAGEMENT LP	$0	–	-665,013	–	-2.30%	–
STL	Exit	STERLING BANCORP	$0	–	-728,561	–	-2.40%	–
CME	Exit	CME GROUP INC	$0	–	-94,784	–	-2.41%	–
DWDP	Exit	DOWDUPONT INC	$0	–	-253,925	–	-2.44%	–
DHI	Exit	DR HORTON INC.	$0	–	-388,280	–	-2.45%	–
JLS	Exit	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$0	–	-711,724	–	-2.55%	–
VCSH	Exit	VANGUARD S/T CORP BOND ETF	$0	–	-226,719	–	-2.65%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L COM UNIT	$0	–	-649,108	–	-2.79%	–
RWT	Exit	REDWOOD TRUST INC	$0	–	-1,173,083	–	-2.85%	–
OCSL	Exit	OAKTREE SPECIALTY LENDING CORP / FSC	$0	–	-3,957,659	–	-2.93%	–
RSG	Exit	REPUBLIC SERVICES, INC.	$0	–	-270,571	–	-2.94%	–
JPM	Exit	J P MORGAN CHASE & CO	$0	–	-174,445	–	-2.94%	–
JQC	Exit	NUVEEN CREDIT STRAT FUND	$0	–	-2,471,765	–	-2.94%	–
PCI	Exit	PIMCO DYNAMIC CREDIT INCOME	$0	–	-820,442	–	-2.96%	–
HST	Exit	HOST HOTELS & RESORTS INC.	$0	–	-938,890	–	-2.96%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-144,523	–	-2.98%	–
HRS	Exit	HARRIS CORP.	$0	–	-122,175	–	-3.09%	–
CCI	Exit	CROWN CASTLE INTL CORP.	$0	–	-188,659	–	-3.14%	–
NTB	Exit	BANK OF NT BUTTERFIELD & SON	$0	–	-417,868	–	-3.24%	–
INTC	Exit	INTEL CORP	$0	–	-459,387	–	-3.25%	–
VTA	Exit	INVESCO DYNAMIC CREDIT OPP	$0	–	-2,013,039	–	-3.45%	–
KKR	Exit	KKR	$0	–	-908,208	–	-3.70%	–
BR	Exit	BROADRIDGE FINANCIAL SOLUTIONS	$0	–	-224,445	–	-4.42%	–
SCHO	Exit	SCHWAB SHORT TERM US TREASURY	$0	–	-874,144	–	-6.47%	–
GVI	Exit	ISHARES INT. GOVT/CREDIT BOND ETF	$0	–	-418,982	–	-6.72%	–

Q3 2018

			Value		Shares		↓ Weighting
GVI	New	ISHARES INT. GOVT/CREDIT BOND ETF	$44,978,000	–	418,982	–	6.72%	–
SCHO	New	SCHWAB SHORT TERM US TREASURY	$43,331,000	–	874,144	–	6.47%	–
BR	Buy	BROADRIDGE FINANCIAL SOLUTIONS	$29,615,000	+21.2%	224,445	+5.7%	4.42%	+12.5%
KKR	New	KKR	$24,767,000	–	908,208	–	3.70%	–
VTA	New	INVESCO DYNAMIC CREDIT OPP	$23,090,000	–	2,013,039	–	3.45%	–
INTC	Buy	INTEL CORP	$21,724,000	+14.2%	459,387	+20.0%	3.25%	+6.0%
NTB	Buy	BANK OF NT BUTTERFIELD & SON	$21,671,000	+20.3%	417,868	+6.0%	3.24%	+11.6%
CCI	Buy	CROWN CASTLE INTL CORP.	$21,003,000	+5.6%	188,659	+2.2%	3.14%	-2.0%
HRS	Buy	HARRIS CORP.	$20,673,000	+25.1%	122,175	+6.8%	3.09%	+16.1%
JNJ	Buy	JOHNSON & JOHNSON	$19,969,000	+16.6%	144,523	+2.4%	2.98%	+8.2%
HST	Buy	HOST HOTELS & RESORTS INC.	$19,811,000	+6.2%	938,890	+6.0%	2.96%	-1.4%
PCI	New	PIMCO DYNAMIC CREDIT INCOME	$19,789,000	–	820,442	–	2.96%	–
JQC	New	NUVEEN CREDIT STRAT FUND	$19,700,000	–	2,471,765	–	2.94%	–
JPM	Buy	J P MORGAN CHASE & CO	$19,684,000	+14.2%	174,445	+5.4%	2.94%	+6.0%
RSG	Buy	REPUBLIC SERVICES, INC.	$19,660,000	+13.6%	270,571	+6.9%	2.94%	+5.5%
OCSL	Buy	OAKTREE SPECIALTY LENDING CORP / FSC	$19,630,000	+29.3%	3,957,659	+24.6%	2.93%	+20.0%
RWT	Buy	REDWOOD TRUST INC	$19,051,000	+84.4%	1,173,083	+87.0%	2.85%	+71.1%
EPD	Sell	ENTERPRISE PRODS PARTNERS L COM UNIT	$18,649,000	+3.5%	649,108	-0.3%	2.79%	-3.9%
VCSH	New	VANGUARD S/T CORP BOND ETF	$17,720,000	–	226,719	–	2.65%	–
JLS	New	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$17,081,000	–	711,724	–	2.55%	–
DHI	Buy	DR HORTON INC.	$16,378,000	+3.9%	388,280	+1.0%	2.45%	-3.6%
DWDP	Buy	DOWDUPONT INC	$16,330,000	+0.4%	253,925	+2.9%	2.44%	-6.8%
CME	Buy	CME GROUP INC	$16,133,000	+10.6%	94,784	+6.6%	2.41%	+2.7%
STL	Buy	STERLING BANCORP	$16,028,000	-3.4%	728,561	+3.2%	2.40%	-10.3%
ARES	New	ARES MANAGEMENT LP	$15,428,000	–	665,013	–	2.30%	–
STAY	New	EXTENDED STAY AMERICA, INC.	$14,624,000	–	722,901	–	2.18%	–
AMZN	Sell	AMAZON COM INC	$13,270,000	+16.6%	6,625	-1.0%	1.98%	+8.2%
QQQ	New	INVESCO QQQ TRUST UNIT SER 1equity etfs	$9,031,000	–	48,610	–	1.35%	–
PPLC	New	DIREXION DAILY S&P BULL 1.25equity etfs	$6,485,000	–	162,865	–	0.97%	–
GOOG	Sell	ALPHABET INC -CL C	$6,220,000	-1.9%	5,212	-8.3%	0.93%	-9.0%
SAF	New	SARATOGA INVESTMENT 6.25 SR NT DTD 08/31/25preferred stock	$4,281,000	–	171,237	–	0.64%	–
HBMD	Sell	HOWARD BANCORP	$3,518,000	-6.7%	198,735	-5.2%	0.53%	-13.3%
AMJ	New	JPMORGAN CHASE & CO ALERIAN ML ETNequity etfs	$3,068,000	–	111,711	–	0.46%	–
FB	Sell	FACEBOOK INC	$1,827,000	-39.1%	11,112	-28.0%	0.27%	-43.5%
VTV	New	VANGUARD VALUE ETFequity etfs	$1,502,000	–	13,575	–	0.22%	–
IWM	New	ISHARES TR RUSSELL 2000 ETFequity etfs	$1,222,000	–	7,250	–	0.18%	–
XLI	New	INDUSTRIAL SELECT SECT SPDRequity etfs	$1,195,000	–	15,238	–	0.18%	–
IWR	New	ISHARES RUSSELL MIDCAPequity etfs	$843,000	–	3,825	–	0.13%	–
HEXO	New	HYDROPOTHECARY	$843,000	–	125,000	–	0.13%	–
IWF	New	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$775,000	–	4,970	–	0.12%	–
ESGRP	New	ENSTAR GROUP 7.0 FTF PERP PREF SER D.preferred stock	$775,000	–	29,337	–	0.12%	–
IYG	New	ISHARES U.S. FINANCIAL SERVICES ETFequity etfs	$762,000	–	5,715	–	0.11%	–
MU	Sell	MICRON TECHNOLOGY	$715,000	-14.1%	15,810	-0.4%	0.11%	-20.1%
XOM	Sell	EXXON MOBIL CORP	$719,000	-12.2%	8,459	-14.5%	0.11%	-18.9%
ISD	New	PRUDENTIAL ST DUR HY FUND	$710,000	–	50,200	–	0.11%	–
V	Buy	VISA INC	$705,000	+24.6%	4,697	+9.9%	0.10%	+15.4%
FLOT	New	ISHARES FLOATING RATE BOND ETF	$689,000	–	13,500	–	0.10%	–
XLV	New	HEALTH CARE SECTOR SPDRequity etfs	$632,000	–	6,640	–	0.09%	–
BABA	Buy	ALIBABA GROUP ADR	$610,000	+265.3%	3,700	+311.1%	0.09%	+237.0%
XLP	New	STAPLES SECTOR SPDRequity etfs	$610,000	–	11,310	–	0.09%	–
MDLZ	Sell	MONDELEZ INTERNATIONAL INC	$591,000	+4.0%	13,759	-0.6%	0.09%	-3.3%
WMB	New	WILLIAMS COS INC	$558,000	–	20,522	–	0.08%	–
GPT	Sell	GRAMERCY PROPERTY TRUST	$552,000	-96.9%	20,101	-97.0%	0.08%	-97.2%
FTEC	New	FIDELITY INFO TECH ETFequity etfs	$537,000	–	8,910	–	0.08%	–
XLB	New	MATERIALS SECTOR SPDRequity etfs	$535,000	–	9,240	–	0.08%	–
ONEQ	New	FIDELITY NASDAQCOMP INDEX ETFequity etfs	$505,000	–	1,600	–	0.08%	–
TGE	New	TALLGRASS ENERGY GP	$491,000	–	20,830	–	0.07%	–
LMT	Buy	LOCKHEED MARTIN CORP.	$490,000	+19.2%	1,415	+1.7%	0.07%	+10.6%
VHT	New	VANGUARD HEALTH CARE ETFequity etfs	$483,000	–	2,680	–	0.07%	–
GD	Buy	GENERAL DYNAMICS CORP.	$435,000	+15.4%	2,124	+4.9%	0.06%	+6.6%
VCIT	New	VANGUARD INT-TERM CORP BOND ETF	$429,000	–	5,140	–	0.06%	–
ITB	New	ISHARES US HOME CONSTRUCTION ETFequity etfs	$410,000	–	11,595	–	0.06%	–
MDY	New	SPDR S&P MIDCAP ETF TRSTequity etfs	$404,000	–	1,100	–	0.06%	–
BKLN	New	POWERSHARES SENIOR LOAN	$384,000	–	16,585	–	0.06%	–
VWO	New	VANGUARD FTSE EMERGING MARKET ETFequity etfs	$383,000	–	9,350	–	0.06%	–
PPSC	New	DIREXION DAILY SML CAP BUL 1equity etfs	$371,000	–	8,975	–	0.06%	–
LQD	New	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$353,000	–	3,071	–	0.05%	–
KNOW	New	DIREXION INSIDERequity etfs	$346,000	–	8,400	–	0.05%	–
MPLX	Buy	MPLX LP	$339,000	+27.4%	9,785	+25.7%	0.05%	+18.6%
FIDU	New	FIDELITY INDUSTRIALS ETFequity etfs	$342,000	–	8,515	–	0.05%	–
WMT	Sell	WAL MART STORES INC	$336,000	-23.8%	3,573	-30.6%	0.05%	-29.6%
GS	Buy	GOLDMAN SACHS GROUP INC	$322,000	+10.7%	1,435	+8.7%	0.05%	+2.1%
SIVB	Sell	SVB FINANCIAL GROUP	$320,000	-25.6%	1,028	-31.0%	0.05%	-30.4%
SBUX	Sell	STARBUCKS CORP	$314,000	+14.6%	5,520	-1.5%	0.05%	+6.8%
FSTA	New	FIDELITY CONS STAPLES ETFequity etfs	$296,000	–	9,100	–	0.04%	–
MRK	Buy	MERCK & COMPANY	$281,000	+27.1%	3,959	+8.6%	0.04%	+16.7%
DIS	Sell	WALT DISNEY COMPANY	$279,000	+10.3%	2,388	-1.2%	0.04%	+2.4%
EEM	New	ISHARES MSCI EMERGING MKTSequity etfs	$260,000	–	6,060	–	0.04%	–
CNTTQ	New	CANNTRUST HOLDINGS INC	$246,000	–	25,000	–	0.04%	–
NSA	Sell	NATIONAL STORAGE AFFILIATES	$211,000	-48.4%	8,300	-37.5%	0.03%	-51.5%
PG	Sell	PROCTER & GAMBLE COMPANY	$199,000	+1.5%	2,385	-4.8%	0.03%	-6.2%
VIG	New	VANGUARD DIVIDEND APPRECequity etfs	$192,000	–	1,735	–	0.03%	–
NAC	New	NUVEEN CAL ABC DIV ADV MUNI INC FUND	$194,000	–	15,000	–	0.03%	–
NEPT	New	NEPTUNE WELLNESS SOLUTIONS INC	$194,000	–	50,000	–	0.03%	–
HYDD	New	DIREXION HIGH YIELD BEAR 2X	$169,000	–	9,300	–	0.02%	–
ETP	Buy	ENERGY TRANSFER PARTNERS L.P.	$163,000	+16.4%	7,333	+0.0%	0.02%	+4.3%
ABT	Sell	ABBOTT LABS	$158,000	+17.9%	2,160	-1.8%	0.02%	+9.1%
CMCSA	Sell	COMCAST CORP NEW CL A	$157,000	+1.3%	4,433	-6.1%	0.02%	-8.0%
T	Sell	A T & T INC (NEW)	$152,000	+3.4%	4,512	-1.5%	0.02%	-4.2%
VVCIF	New	ABCANN GLOBAL CORP	$150,000	–	125,000	–	0.02%	–
TGODF	Buy	GREEN ORGANIC DUTCHMAN HOLDINGS	$145,000	+383.3%	26,000	+333.3%	0.02%	+340.0%
CB	Buy	CHUBB LTD	$148,000	+25.4%	1,108	+19.4%	0.02%	+15.8%
PFE	Sell	PFIZER INC	$141,000	+20.5%	3,196	-0.6%	0.02%	+10.5%
BAC	Buy	BANK AMER CORP	$129,000	+10.3%	4,390	+6.0%	0.02%	0.0%
ADP	Buy	AUTOMATIC DATA PROCESSING	$118,000	+51.3%	780	+34.5%	0.02%	+38.5%
YUM	Sell	YUM BRANDS INC COM	$84,000	+12.0%	925	-4.1%	0.01%	+8.3%
BMY	Sell	BRISTOL MYERS SQUIBB CO	$84,000	+9.1%	1,356	-2.2%	0.01%	+8.3%
C	Sell	CITIGROUP INC	$88,000	-74.1%	1,230	-75.8%	0.01%	-76.4%
PDI	New	PIMCO DYNAMIC INC FUND	$81,000	–	2,415	–	0.01%	–
KR	Sell	KROGER CO	$80,000	-23.1%	2,750	-24.6%	0.01%	-29.4%
SOXX	New	ISHARES SEMICONDUCTOR ETFequity etfs	$80,000	–	432	–	0.01%	–
NS	New	NUSTAR ENERGY LP UNIT	$78,000	–	2,815	–	0.01%	–
MICWF	New	MICRON WASTE TECHNOLOGIES INC	$81,000	–	200,000	–	0.01%	–
NKE	Buy	NIKE INC - CL B	$79,000	+12.9%	933	+5.7%	0.01%	+9.1%
DSL	New	DOUBLELINE INCOME SOLUTIONS FUND	$72,000	–	3,580	–	0.01%	–
CVX	Sell	CHEVRONTEXACO CORP	$65,000	-8.5%	532	-5.2%	0.01%	-9.1%
ED	Sell	CONSOLIDATED EDISON INC	$61,000	-35.1%	804	-33.4%	0.01%	-40.0%
KSHB	New	KUSH BOTTLES INC SHS	$59,000	–	10,000	–	0.01%	–
	New	EVERGY INC	$58,000	–	1,057	–	0.01%	–
IGR	New	ING CLARION GLB RE EST INCM COMequity etfs	$51,000	–	7,000	–	0.01%	–
JCE	New	NUVEEN CORE EQUITY ALPHA FUNCOMequity etfs	$51,000	–	3,274	–	0.01%	–
AMLP	New	ALERIAN MLP ETFequity etfs	$53,000	–	5,000	–	0.01%	–
BP	New	BP P L C ADR SPONSORED	$46,000	–	1,000	–	0.01%	–
PNW	Sell	PINNACLE WEST CAPITAL	$48,000	-49.5%	610	-48.4%	0.01%	-53.3%
MTR	Buy	MESA ROYALTY TRUST	$43,000	+48.3%	3,000	+50.0%	0.01%	+20.0%
MMNFF	New	MEDMEN ENTERPRISES INC	$39,000	–	10,000	–	0.01%	–
FFBC	Sell	FIRST FINANCIAL BANCORP	$42,000	-99.7%	1,425	-99.7%	0.01%	-99.8%
WSO	Sell	WATSCO INC.	$37,000	-72.6%	208	-72.6%	0.01%	-72.7%
IEF	New	ISHARES 7-10 YR TREASURY BD ETF	$38,000	–	380	–	0.01%	–
XLU	New	UTILITIES SELECT SECTOR SPDRequity etfs	$31,000	–	581	–	0.01%	–
PFG	New	PRINCIPAL FINANCIAL GRP	$34,000	–	586	–	0.01%	–
HEMP	New	HEMP INC	$30,000	–	1,000,000	–	0.00%	–
CL	Sell	COLGATE PALMOLIVE CO	$27,000	0.0%	400	-4.8%	0.00%	0.0%
NUE	Sell	NUCOR CORP	$25,000	-7.4%	400	-7.0%	0.00%	0.0%
BAYRY	New	BAYER AG-SPONSORED ADR	$27,000	–	1,237	–	0.00%	–
SYK	Sell	STRYKER CORP	$25,000	-3.8%	140	-9.7%	0.00%	0.0%
LOGM	New	LOGMEIN INC	$25,000	–	280	–	0.00%	–
LII	Sell	LENNOX INTERNATIONAL INC.	$29,000	-99.8%	131	-99.8%	0.00%	-99.8%
CRM	Buy	SALESFORCE .COM	$20,000	+81.8%	125	+56.2%	0.00%	+50.0%
	New	THC BIOMED INTL LTD	$22,000	–	35,000	–	0.00%	–
PLNHF	New	PLANET 13 HOLDINGS INC	$19,000	–	10,000	–	0.00%	–
TBPMF	New	TETRA BIO PHARMA	$23,000	–	25,000	–	0.00%	–
EQXFF	New	EQUINOX GOLD CORP	$17,000	–	21,825	–	0.00%	–
DE	Sell	DEERE & CO	$15,000	-11.8%	100	-18.0%	0.00%	-33.3%
EFA	New	ISHARES TR MSCI EAFE IDX	$13,000	–	195	–	0.00%	–
VNQ	New	VANGUARD REIT ETFequity etfs	$7,000	–	85	–	0.00%	–
	New	ACERUS PHARMACEUTICALS CORP	$10,000	–	50,000	–	0.00%	–
ALMTF	Sell	ALMONTY INDUSTIRES INC.	$4,000	-50.0%	7,000	-41.7%	0.00%	0.0%
AZZUF	New	AZARGA URANIUM	$10,000	–	50,000	–	0.00%	–
BIIB	Sell	BIOGEN IDEAC INC	$5,000	0.0%	15	-16.7%	0.00%	0.0%
QABA	New	FIRST TRUST ABA COMM BANK ETFequity etfs	$9,000	–	175	–	0.00%	–
GE	Sell	GENERAL ELEC CO	$9,000	-95.8%	800	-94.9%	0.00%	-97.1%
EWJ	New	ISHARES MSCI JAPAN INDEX FDequity etfs	$8,000	–	125	–	0.00%	–
NEE	Sell	NEXTERA ENERGY, INC.	$4,000	-20.0%	21	-27.6%	0.00%	0.0%
SH	New	PROSHARES TR PSHS SHRT S&P5equity etfs	$8,000	–	300	–	0.00%	–
SPY	New	SPDR S&P 500 ETF TRUSTequity etfs	$7,000	–	25	–	0.00%	–
SLB	Sell	SCHLUMBERGER	$5,000	-88.6%	80	-87.7%	0.00%	-85.7%
XLE	New	ENERGY SELECT SECTOR SPIDERequity etfs	$9,000	–	123	–	0.00%	–
XLF	New	FINANCIAL SELECT SPIDER ETFequity etfs	$7,000	–	270	–	0.00%	–
XLRE	New	REAL ESTATE SELequity closed-end fund	$8,000	–	235	–	0.00%	–
TXHD	New	TEXTMUNICATION HOLDINGS	$4,000	–	5,000	–	0.00%	–
MMM	Sell	3M CO COM	$4,000	-20.0%	20	-23.1%	0.00%	0.0%
MDT	Sell	MEDTRONIC INC	$8,000	0.0%	80	-11.1%	0.00%	0.0%
NKSH	Sell	NATIONAL BANKSHARES, INC.	$2,000	-99.9%	44	-99.9%	0.00%	-100.0%
WCTXF	New	LICO ENERGY METALS INC	$2,000	–	15,000	–	0.00%	–
HRST	New	HARVEST OIL & GAS CORP	$1,000	–	34	–	0.00%	–
DLTR	New	DOLLAR TREE INC	$2,000	–	20	–	0.00%	–
	New	APT SYSTEMS INC	$3,000	–	500,000	–	0.00%	–
ALXN	Sell	ALEXION PHARMACEAUTICALS INC	$3,000	-25.0%	20	-37.5%	0.00%	-100.0%
ARKK	New	ARK ETF TR INNOVATIONequity etfs	$3,000	–	60	–	0.00%	–
SRE	Exit	SEMPRA ENERGY	$0	–	-14	–	0.00%	–
CE	Exit	CELANESE CORP DEL SER A	$0	–	-31	–	0.00%	–
VOYA	Exit	VOYA FINL INC	$0	–	-60	–	0.00%	–
RTN	Exit	RAYTHEON COMPANY	$0	–	-5	–	0.00%	–
SYF	Exit	SYNCHRONY FINL	$0	–	-80	–	0.00%	–
PXD	Exit	PIONEER NATURAL RES CO	$0	–	-14	–	0.00%	–
ICE	Exit	INTERCONTINENTAL EXCHANGE INC	$0	–	-30	–	0.00%	–
GMVP	Exit	GRIDIRON BIONUTRIENTS	$0	–	-25,000	–	0.00%	–
TEAM	Exit	ATLASSIAN CORP PLC	$0	–	-50	–	0.00%	–
MNST	Exit	MONSTER BEVERAGE	$0	–	-51	–	0.00%	–
HIG	Exit	HARTFORD FINL SVCS GROUP	$0	–	-40	–	0.00%	–
MRVL	Exit	MARVELL TECHNOLOGY GROUP	$0	–	-110	–	0.00%	–
AGN	Exit	ALLERGAN PLC	$0	–	-16	–	0.00%	–
ARKK	Exit	ARK ETF TR INNOVATIONequity etfs	$0	–	-60	–	0.00%	–
HAL	Exit	HALLIBURTON CO	$0	–	-40	–	0.00%	–
IVZ	Exit	INVESCO LTD	$0	–	-120	–	0.00%	–
ANDV	Exit	ANDEAVOR REG SHS	$0	–	-22	–	0.00%	–
LRCX	Exit	LAM RESEARCH CORP	$0	–	-15	–	0.00%	–
PM	Exit	PHILIP MORRIS INTL INC	$0	–	-30	–	0.00%	–
EQIX	Exit	EQUINIX INC	$0	–	-6	–	0.00%	–
GLW	Exit	CORNING INC	$0	–	-110	–	0.00%	–
EXAS	Exit	EXACT SCIENCES CORP	$0	–	-30	–	0.00%	–
APY	Exit	APERGY CORPORATION COM	$0	–	-50	–	0.00%	–
TMUS	Exit	T-MOBILE US INC	$0	–	-50	–	0.00%	–
A	Exit	AGILENT TECHNOLOGIES INC	$0	–	-40	–	0.00%	–
WP	Exit	WORLDPAY INC CL A	$0	–	-40	–	0.00%	–
TXHD	Exit	TEXTMUNICATION HOLDINGS	$0	–	-5,000,000	–	0.00%	–
AVGO	Exit	BROADCOM LTD	$0	–	-7	–	0.00%	–
STOR	New	STORE CAPITAL C	$3,000	–	120	–	0.00%	–
VNQ	Exit	VANGUARD REIT ETFequity etfs	$0	–	-85	–	-0.00%	–
XLRE	Exit	REAL ESTATE SELequity closed-end fund	$0	–	-235	–	-0.00%	–
EWJ	Exit	ISHARES MSCI JAPAN INDEX FDequity etfs	$0	–	-125	–	-0.00%	–
BA	Exit	BOEING CO	$0	–	-13	–	-0.00%	–
WCTXF	Exit	LICO ENERGY METALS INC	$0	–	-150,000	–	-0.00%	–
UNH	Exit	UNITEDHEALTH GROUP INC	$0	–	-26	–	-0.00%	–
SH	Exit	PROSHARES TR PSHS SHRT S&P5equity etfs	$0	–	-300	–	-0.00%	–
CSX	Exit	CSX CORP	$0	–	-60	–	-0.00%	–
EA	Exit	ELECTRONIC ARTS INC	$0	–	-29	–	-0.00%	–
XLE	Exit	ENERGY SELECT SECTOR SPIDERequity etfs	$0	–	-123	–	-0.00%	–
AMT	Exit	AMERICAN TOWER REIT INC	$0	–	-29	–	-0.00%	–
SPLK	Exit	SPLUNK INC	$0	–	-37	–	-0.00%	–
XLF	Exit	FINANCIAL SELECT SPIDER ETFequity etfs	$0	–	-270	–	-0.00%	–
VNCE	Exit	VINCE HOLDING CORP	$0	–	-238	–	-0.00%	–
QABA	Exit	FIRST TRUST ABA COMM BANK ETFequity etfs	$0	–	-175	–	-0.00%	–
PMBC	Exit	PACIFIC MERCANTILE BNCRP	$0	–	-1,234	–	-0.00%	–
SSBI	Exit	SUMMIT STATE BANK	$0	–	-1,238	–	-0.00%	–
FGPRQ	Exit	FERRELLGAS PARTNERS L P UNIT LTD PRTNRS	$0	–	-4,857	–	-0.00%	–
EQXGF	Exit	EQUINOX GOLD CORP	$0	–	-21,825	–	-0.00%	–
PEBK	Exit	PEOPLES BANCORP OF NC	$0	–	-702	–	-0.00%	–
SFBC	Exit	SOUND FINANCIAL BANCORP	$0	–	-561	–	-0.00%	–
CBAN	Exit	COLONY BANKCORP	$0	–	-1,386	–	-0.00%	–
ISTR	Exit	INVESTAR HOLDING CORP	$0	–	-968	–	-0.00%	–
UBOT	Exit	DIREXION DAILY ROBOTICS BULL 3Xequity etfs	$0	–	-1,500	–	-0.00%	–
CVLY	Exit	CODORUS VALLEY	$0	–	-830	–	-0.00%	–
XLU	Exit	UTILITIES SELECT SECTOR SPDRequity etfs	$0	–	-581	–	-0.01%	–
MJ	Exit	ETFMG ALTERNATIVE HARVEST ETFequity etfs	$0	–	-1,200	–	-0.01%	–
IEF	Exit	ISHARES 7-10 YR TREASURY BD ETF	$0	–	-380	–	-0.01%	–
TSBK	Exit	TIMBERLAND BANCORP INC	$0	–	-978	–	-0.01%	–
PFF	Exit	ISHARES S&P PREFERRED STOCK INDEX FUNDpreferred stock	$0	–	-1,185	–	-0.01%	–
UBFO	Exit	UNITED SECURITY BANCSHARES	$0	–	-3,717	–	-0.01%	–
KSHB	Exit	KUSH BOTTLES INC SHS	$0	–	-10,000	–	-0.01%	–
TMDI	Exit	TITAN MEDICAL INC COM	$0	–	-8,333	–	-0.01%	–
JCE	Exit	NUVEEN CORE EQUITY ALPHA FUNCOMequity etfs	$0	–	-3,274	–	-0.01%	–
SMG	Exit	SCOTTS MIRACLE-GRO CO-CL A	$0	–	-579	–	-0.01%	–
PCBC	Exit	Pacific Commerce Bancorp	$0	–	-3,790	–	-0.01%	–
BLOK	Exit	AMPLIFY BLOCKCHAIN ETFequity etfs	$0	–	-2,400	–	-0.01%	–
AMLP	Exit	ALERIAN MLP ETFequity etfs	$0	–	-5,000	–	-0.01%	–
IGR	Exit	ING CLARION GLB RE EST INCM COMequity etfs	$0	–	-7,000	–	-0.01%	–
GLNG	Exit	GOLAR LNG LIMITED	$0	–	-2,000	–	-0.01%	–
NSH	Exit	NUSTAR GP HOLDINGS LLC UNITS	$0	–	-5,119	–	-0.01%	–
PDI	Exit	PIMCO DYNAMIC INC FUND	$0	–	-2,415	–	-0.01%	–
DSL	Exit	DOUBLELINE INCOME SOLUTIONS FUND	$0	–	-3,580	–	-0.01%	–
SOXX	Exit	ISHARES SEMICONDUCTOR ETFequity etfs	$0	–	-432	–	-0.01%	–
HTBK	Exit	HERITAGE COMMERCE CORP	$0	–	-4,977	–	-0.01%	–
SBBX	Exit	SB ONE BANCORP	$0	–	-3,153	–	-0.02%	–
ESQ	Exit	ESQUIRE FINANCI	$0	–	-3,735	–	-0.02%	–
IBOC	Exit	INTERNATIONAL BANCSHARES CRP	$0	–	-2,265	–	-0.02%	–
FCBP	Exit	First Choice Bancorp	$0	–	-3,340	–	-0.02%	–
BFST	Exit	BUSINESS FIRST BANCSHARES	$0	–	-3,950	–	-0.02%	–
BCML	Exit	BAYCOM CORP	$0	–	-4,201	–	-0.02%	–
DNBF	Exit	DNB FINANCIAL C	$0	–	-3,650	–	-0.02%	–
	Exit	ABCANN GLOBAL CORP	$0	–	-125,000	–	-0.02%	–
SFBS	Exit	SERVISFIRST BANCSHARES INC	$0	–	-3,326	–	-0.02%	–
CWEB	Exit	DIREXION DAILY CSI CHINAequity etfs	$0	–	-3,100	–	-0.02%	–
BOKF	Exit	BOK FINANCIAL CORP NEW	$0	–	-1,660	–	-0.02%	–
CMA	Exit	COMERICA INC	$0	–	-1,901	–	-0.03%	–
VIG	Exit	VANGUARD DIVIDEND APPRECequity etfs	$0	–	-1,735	–	-0.03%	–
HYDD	Exit	DIREXION HIGH YIELD BEAR 2X	$0	–	-9,300	–	-0.03%	–
CVCY	Exit	CENTRAL VALLEY COMM BANCORP	$0	–	-8,492	–	-0.03%	–
OZRK	Exit	BANK OF THE OZARKS	$0	–	-4,007	–	-0.03%	–
MSL	Exit	MIDSOUTH BANCORP INC	$0	–	-14,101	–	-0.03%	–
EGBN	Exit	EAGLE BANCORP INC	$0	–	-3,157	–	-0.03%	–
NAC	Exit	NUVEEN CAL ABC DIV ADV MUNI INC FUND	$0	–	-15,000	–	-0.03%	–
	Exit	MEDRELEAF CORP	$0	–	-10,000	–	-0.03%	–
PNFP	Exit	PINNACLE FINANCIAL PARTNERS	$0	–	-3,586	–	-0.04%	–
EEM	Exit	ISHARES MSCI EMERGING MKTSequity etfs	$0	–	-6,060	–	-0.04%	–
IIPR	Exit	INNOVATIVE INDUSTRIAL PROPERTIES INC.	$0	–	-7,480	–	-0.04%	–
ALLY	Exit	ALLY FINANCIAL	$0	–	-10,445	–	-0.04%	–
AMRB	Exit	AMERICAN RIVER BANKSHRS	$0	–	-17,625	–	-0.04%	–
FCB	Exit	FCB FINANCIAL HOLDINGS	$0	–	-4,829	–	-0.05%	–
FSTA	Exit	FIDELITY CONS STAPLES ETFequity etfs	$0	–	-9,100	–	-0.05%	–
FIDU	Exit	FIDELITY INDUSTRIALS ETFequity etfs	$0	–	-8,515	–	-0.05%	–
KNOW	Exit	DIREXION INSIDERequity etfs	$0	–	-8,400	–	-0.06%	–
PPSC	Exit	DIREXION DAILY SML CAP BUL 1equity etfs	$0	–	-8,975	–	-0.06%	–
LQD	Exit	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$0	–	-3,071	–	-0.06%	–
BKLN	Exit	POWERSHARES SENIOR LOAN	$0	–	-16,585	–	-0.06%	–
	Exit	HYDROPOTHECARY	$0	–	-100,000	–	-0.06%	–
MDY	Exit	SPDR S&P MIDCAP ETF TRSTequity etfs	$0	–	-1,100	–	-0.06%	–
VWO	Exit	VANGUARD FTSE EMERGING MARKET ETFequity etfs	$0	–	-9,350	–	-0.06%	–
SHSP	Exit	SHARPSPRING, INC.	$0	–	-46,770	–	-0.07%	–
VHT	Exit	VANGUARD HEALTH CARE ETFequity etfs	$0	–	-2,680	–	-0.07%	–
VCIT	Exit	VANGUARD INT-TERM CORP BOND ETF	$0	–	-5,140	–	-0.07%	–
ITB	Exit	ISHARES US HOME CONSTRUCTION ETFequity etfs	$0	–	-11,595	–	-0.07%	–
TEP	Exit	TALLGRASS ENERGY PARTNERS LP	$0	–	-10,415	–	-0.07%	–
IWF	Exit	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$0	–	-3,150	–	-0.07%	–
ONEQ	Exit	FIDELITY NASDAQCOMP INDEX ETFequity etfs	$0	–	-1,600	–	-0.08%	–
FTEC	Exit	FIDELITY INFO TECH ETFequity etfs	$0	–	-8,910	–	-0.08%	–
XLB	Exit	MATERIALS SECTOR SPDRequity etfs	$0	–	-9,240	–	-0.09%	–
WPZ	Exit	WILLIAMS PARTNERS LP	$0	–	-13,740	–	-0.09%	–
XLV	Exit	HEALTH CARE SECTOR SPDRequity etfs	$0	–	-6,760	–	-0.09%	–
XLP	Exit	STAPLES SECTOR SPDRequity etfs	$0	–	-11,310	–	-0.09%	–
FLOT	Exit	ISHARES FLOATING RATE BOND ETF	$0	–	-13,500	–	-0.11%	–
ISD	Exit	PRUDENTIAL ST DUR HY FUND	$0	–	-50,200	–	-0.11%	–
IYG	Exit	ISHARES U.S. FINANCIAL SERVICES ETFequity etfs	$0	–	-5,715	–	-0.12%	–
IWR	Exit	ISHARES RUSSELL MIDCAPequity etfs	$0	–	-3,825	–	-0.13%	–
XLI	Exit	INDUSTRIAL SELECT SECT SPDRequity etfs	$0	–	-15,238	–	-0.18%	–
IWM	Exit	ISHARES TR RUSSELL 2000 ETFequity etfs	$0	–	-7,250	–	-0.19%	–
KKR	Exit	KKR & Co LP	$0	–	-57,655	–	-0.23%	–
AMJ	Exit	JPMORGAN CHASE & CO ALERIAN ML ETNequity etfs	$0	–	-100,915	–	-0.43%	–
PPLC	Exit	DIREXION DAILY S&P BULL 1.25equity etfs	$0	–	-162,865	–	-0.97%	–
QQQ	Exit	INVESCO QQQ TRUST UNIT SER 1equity etfs	$0	–	-50,530	–	-1.40%	–
UBS	Exit	UBS GROUP AG-RE	$0	–	-682,630	–	-1.69%	–
JLS	Exit	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$0	–	-689,031	–	-2.61%	–
VCSH	Exit	VANGUARD S/T CORP BOND ETF	$0	–	-219,051	–	-2.75%	–
JQC	Exit	NUVEEN CREDIT STRAT FUND	$0	–	-2,282,222	–	-2.92%	–
AOS	Exit	A.O. SMITH CORPORATION	$0	–	-312,673	–	-2.98%	–
PCI	Exit	PIMCO DYNAMIC CREDIT INCOME	$0	–	-809,681	–	-3.07%	–
VTA	Exit	INVESCO DYNAMIC CREDIT OPP	$0	–	-1,961,305	–	-3.67%	–
SCHO	Exit	SCHWAB SHORT TERM US TREASURY	$0	–	-519,703	–	-4.16%	–
GVI	Exit	ISHARES INT. GOVT/CREDIT BOND ETF	$0	–	-406,755	–	-7.06%	–

Q2 2018

			Value		Shares		↓ Weighting
GVI	New	ISHARES INT. GOVT/CREDIT BOND ETF	$43,832,000	–	406,755	–	7.06%	–
SCHO	New	SCHWAB SHORT TERM US TREASURY	$25,850,000	–	519,703	–	4.16%	–
BR	New	BROADRIDGE FINANCIAL SOLUTIONS	$24,433,000	–	212,279	–	3.93%	–
VTA	New	INVESCO DYNAMIC CREDIT OPP	$22,790,000	–	1,961,305	–	3.67%	–
CCI	New	CROWN CASTLE INTL CORP.	$19,896,000	–	184,531	–	3.20%	–
PCI	New	PIMCO DYNAMIC CREDIT INCOME	$19,084,000	–	809,681	–	3.07%	–
INTC	New	INTEL CORP	$19,022,000	–	382,669	–	3.06%	–
HST	New	HOST HOTELS & RESORTS INC.	$18,658,000	–	885,513	–	3.00%	–
AOS	New	A.O. SMITH CORPORATION	$18,495,000	–	312,673	–	2.98%	–
JQC	New	NUVEEN CREDIT STRAT FUND	$18,144,000	–	2,282,222	–	2.92%	–
NTB	New	BANK OF NT BUTTERFIELD & SON	$18,019,000	–	394,118	–	2.90%	–
EPD	New	ENTERPRISE PRODS PARTNERS L COM UNIT	$18,013,000	–	650,978	–	2.90%	–
GPT	New	GRAMERCY PROPERTY TRUST	$18,009,000	–	659,170	–	2.90%	–
RSG	New	REPUBLIC SERVICES, INC.	$17,301,000	–	253,093	–	2.78%	–
JPM	New	J P MORGAN CHASE & CO	$17,238,000	–	165,430	–	2.78%	–
JNJ	New	JOHNSON & JOHNSON	$17,126,000	–	141,143	–	2.76%	–
VCSH	New	VANGUARD S/T CORP BOND ETF	$17,108,000	–	219,051	–	2.75%	–
STL	New	STERLING BANCORP	$16,592,000	–	706,050	–	2.67%	–
HRS	New	HARRIS CORP.	$16,529,000	–	114,359	–	2.66%	–
DWDP	New	DOWDUPONT INC	$16,265,000	–	246,733	–	2.62%	–
JLS	New	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$16,199,000	–	689,031	–	2.61%	–
DHI	New	DR HORTON INC.	$15,764,000	–	384,484	–	2.54%	–
OCSL	New	OAKTREE SPECIALTY LENDING CORP / FSC	$15,186,000	–	3,177,065	–	2.44%	–
FFBC	New	FIRST FINANCIAL BANCORP	$15,115,000	–	493,162	–	2.43%	–
CME	New	CME GROUP INC	$14,582,000	–	88,956	–	2.35%	–
LII	New	LENNOX INTERNATIONAL INC.	$13,573,000	–	67,814	–	2.18%	–
AMZN	New	AMAZON COM INC	$11,380,000	–	6,695	–	1.83%	–
UBS	New	UBS GROUP AG-RE	$10,472,000	–	682,630	–	1.69%	–
RWT	New	REDWOOD TRUST INC	$10,330,000	–	627,205	–	1.66%	–
QQQ	New	INVESCO QQQ TRUST UNIT SER 1equity etfs	$8,673,000	–	50,530	–	1.40%	–
GOOG	New	ALPHABET INC -CL C	$6,340,000	–	5,683	–	1.02%	–
PPLC	New	DIREXION DAILY S&P BULL 1.25equity etfs	$6,021,000	–	162,865	–	0.97%	–
MMP	New	MAGELLAN MIDSTREAM PARTNERS LP	$5,739,000	–	83,079	–	0.92%	–
HBMD	New	HOWARD BANCORP	$3,772,000	–	209,535	–	0.61%	–
FB	New	FACEBOOK INC	$3,000,000	–	15,437	–	0.48%	–
AAPL	New	APPLE INC.	$2,966,000	–	16,025	–	0.48%	–
AMJ	New	JPMORGAN CHASE & CO ALERIAN ML ETNequity etfs	$2,682,000	–	100,915	–	0.43%	–
WES	New	WESTERN GAS PARTNERS LP UNIT LP IN	$1,613,000	–	33,340	–	0.26%	–
NKSH	New	NATIONAL BANKSHARES, INC.	$1,526,000	–	32,887	–	0.25%	–
KKR	New	KKR & Co LP	$1,433,000	–	57,655	–	0.23%	–
AXP	New	AMERICAN EXPRESS CO	$1,394,000	–	14,220	–	0.22%	–
PAA	New	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$1,275,000	–	53,947	–	0.20%	–
IWM	New	ISHARES TR RUSSELL 2000 ETFequity etfs	$1,187,000	–	7,250	–	0.19%	–
MSFT	New	MICROSOFT	$1,101,000	–	11,170	–	0.18%	–
XLI	New	INDUSTRIAL SELECT SECT SPDRequity etfs	$1,091,000	–	15,238	–	0.18%	–
TRGP	New	TARGA RESOURCES	$1,082,000	–	21,853	–	0.17%	–
BRKB	New	BERKSHIRE HATHAWAY INC DEL CL B NEW	$987,000	–	5,290	–	0.16%	–
NVDA	New	NVIDIA CORP	$973,000	–	4,107	–	0.16%	–
DIA	New	SPDR DJIA TRUST	$941,000	–	3,875	–	0.15%	–
GOOGL	New	ALPHABET INC -CL A	$919,000	–	814	–	0.15%	–
MU	New	MICRON TECHNOLOGY	$832,000	–	15,870	–	0.13%	–
XOM	New	EXXON MOBIL CORP	$819,000	–	9,899	–	0.13%	–
IWR	New	ISHARES RUSSELL MIDCAPequity etfs	$811,000	–	3,825	–	0.13%	–
CSCO	New	CISCO SYS INC	$745,000	–	17,312	–	0.12%	–
IYG	New	ISHARES U.S. FINANCIAL SERVICES ETFequity etfs	$741,000	–	5,715	–	0.12%	–
ISD	New	PRUDENTIAL ST DUR HY FUND	$703,000	–	50,200	–	0.11%	–
FLOT	New	ISHARES FLOATING RATE BOND ETF	$689,000	–	13,500	–	0.11%	–
HD	New	HOME DEPOT INC	$681,000	–	3,491	–	0.11%	–
WB	New	WEIBO CORP ADR	$659,000	–	7,430	–	0.11%	–
XLP	New	STAPLES SECTOR SPDRequity etfs	$583,000	–	11,310	–	0.09%	–
V	New	VISA INC	$566,000	–	4,272	–	0.09%	–
MDLZ	New	MONDELEZ INTERNATIONAL INC	$568,000	–	13,849	–	0.09%	–
XLV	New	HEALTH CARE SECTOR SPDRequity etfs	$564,000	–	6,760	–	0.09%	–
WPZ	New	WILLIAMS PARTNERS LP	$558,000	–	13,740	–	0.09%	–
XLB	New	MATERIALS SECTOR SPDRequity etfs	$537,000	–	9,240	–	0.09%	–
FTEC	New	FIDELITY INFO TECH ETFequity etfs	$492,000	–	8,910	–	0.08%	–
ET	New	ENERGY TRANSFER EQUITY L P UT LTD PTN	$483,000	–	28,000	–	0.08%	–
CELG	New	CELGENE CORP	$486,000	–	6,120	–	0.08%	–
ONEQ	New	FIDELITY NASDAQCOMP INDEX ETFequity etfs	$471,000	–	1,600	–	0.08%	–
TEP	New	TALLGRASS ENERGY PARTNERS LP	$451,000	–	10,415	–	0.07%	–
IWF	New	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$453,000	–	3,150	–	0.07%	–
WMT	New	WAL MART STORES INC	$441,000	–	5,148	–	0.07%	–
ITB	New	ISHARES US HOME CONSTRUCTION ETFequity etfs	$442,000	–	11,595	–	0.07%	–
VCIT	New	VANGUARD INT-TERM CORP BOND ETF	$429,000	–	5,140	–	0.07%	–
VHT	New	VANGUARD HEALTH CARE ETFequity etfs	$426,000	–	2,680	–	0.07%	–
SIVB	New	SVB FINANCIAL GROUP	$430,000	–	1,489	–	0.07%	–
BLK	New	BLACKROCK INC.	$424,000	–	850	–	0.07%	–
SHSP	New	SHARPSPRING, INC.	$409,000	–	46,770	–	0.07%	–
NSA	New	NATIONAL STORAGE AFFILIATES	$409,000	–	13,285	–	0.07%	–
LMT	New	LOCKHEED MARTIN CORP.	$411,000	–	1,391	–	0.07%	–
BX	New	BLACKSTONE GROUP LP	$401,000	–	12,480	–	0.06%	–
CAT	New	CATERPILLAR INC COM	$403,000	–	2,970	–	0.06%	–
VWO	New	VANGUARD FTSE EMERGING MARKET ETFequity etfs	$395,000	–	9,350	–	0.06%	–
NFLX	New	NETFLIX COM INC	$399,000	–	1,020	–	0.06%	–
MDY	New	SPDR S&P MIDCAP ETF TRSTequity etfs	$391,000	–	1,100	–	0.06%	–
	New	HYDROPOTHECARY	$394,000	–	100,000	–	0.06%	–
BKLN	New	POWERSHARES SENIOR LOAN	$380,000	–	16,585	–	0.06%	–
GD	New	GENERAL DYNAMICS CORP.	$377,000	–	2,024	–	0.06%	–
MAR	New	MARRIOTT INTERNATIONAL INC.	$367,000	–	2,900	–	0.06%	–
LQD	New	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$352,000	–	3,071	–	0.06%	–
PPSC	New	DIREXION DAILY SML CAP BUL 1equity etfs	$357,000	–	8,975	–	0.06%	–
PYPL	New	PAYPAL HOLDINGS	$348,000	–	4,175	–	0.06%	–
KNOW	New	DIREXION INSIDERequity etfs	$348,000	–	8,400	–	0.06%	–
C	New	CITIGROUP INC	$340,000	–	5,085	–	0.06%	–
AMP	New	AMERIPRISE FINL INC	$336,000	–	2,400	–	0.05%	–
TER	New	TERADYNE INC	$327,000	–	8,600	–	0.05%	–
FIDU	New	FIDELITY INDUSTRIALS ETFequity etfs	$316,000	–	8,515	–	0.05%	–
LXRP	New	LEXARIA BIOSCIENCE CORP	$302,000	–	150,000	–	0.05%	–
PANW	New	PALO ALTO NETWORKS COM	$303,000	–	1,475	–	0.05%	–
UAL	New	UNITED CONTINENTAL HOLDINGS INC.	$303,000	–	4,350	–	0.05%	–
GS	New	GOLDMAN SACHS GROUP INC	$291,000	–	1,320	–	0.05%	–
FSTA	New	FIDELITY CONS STAPLES ETFequity etfs	$284,000	–	9,100	–	0.05%	–
FCB	New	FCB FINANCIAL HOLDINGS	$284,000	–	4,829	–	0.05%	–
AMRB	New	AMERICAN RIVER BANKSHRS	$279,000	–	17,625	–	0.04%	–
ALLY	New	ALLY FINANCIAL	$274,000	–	10,445	–	0.04%	–
SBUX	New	STARBUCKS CORP	$274,000	–	5,606	–	0.04%	–
IIPR	New	INNOVATIVE INDUSTRIAL PROPERTIES INC.	$274,000	–	7,480	–	0.04%	–
MPLX	New	MPLX LP	$266,000	–	7,785	–	0.04%	–
EEM	New	ISHARES MSCI EMERGING MKTSequity etfs	$263,000	–	6,060	–	0.04%	–
STZ	New	CONSTELLATION BRANDS INC-A	$261,000	–	1,191	–	0.04%	–
DIS	New	WALT DISNEY COMPANY	$253,000	–	2,416	–	0.04%	–
HLT	New	HILTON WORLDWIDE HOLDINGS INC.	$237,000	–	3,000	–	0.04%	–
MCD	New	MCDONALDS CORP	$236,000	–	1,503	–	0.04%	–
VFF	New	VILLAGE FARMS INTL INC	$235,000	–	50,000	–	0.04%	–
GDS	New	GDS HOLDINGS LTD - ADR	$231,000	–	5,765	–	0.04%	–
MRK	New	MERCK & COMPANY	$221,000	–	3,644	–	0.04%	–
PNFP	New	PINNACLE FINANCIAL PARTNERS	$220,000	–	3,586	–	0.04%	–
GE	New	GENERAL ELEC CO	$215,000	–	15,800	–	0.04%	–
ACN	New	ACCENTURE PLC	$218,000	–	1,333	–	0.04%	–
	New	MEDRELEAF CORP	$206,000	–	10,000	–	0.03%	–
PG	New	PROCTER & GAMBLE COMPANY	$196,000	–	2,505	–	0.03%	–
ABBV	New	ABBVIE INC	$200,000	–	2,160	–	0.03%	–
NAC	New	NUVEEN CAL ABC DIV ADV MUNI INC FUND	$200,000	–	15,000	–	0.03%	–
KMI	New	KINDER MORGAN INC	$190,000	–	10,765	–	0.03%	–
EGBN	New	EAGLE BANCORP INC	$194,000	–	3,157	–	0.03%	–
BDXA	New	BECTON DICKINSON 6.125 CVT DTD 5/01/20	$186,000	–	3,010	–	0.03%	–
MSL	New	MIDSOUTH BANCORP INC	$187,000	–	14,101	–	0.03%	–
IBM	New	I B M	$179,000	–	1,278	–	0.03%	–
OZRK	New	BANK OF THE OZARKS	$180,000	–	4,007	–	0.03%	–
HYDD	New	DIREXION HIGH YIELD BEAR 2X	$179,000	–	9,300	–	0.03%	–
CVCY	New	CENTRAL VALLEY COMM BANCORP	$180,000	–	8,492	–	0.03%	–
VIG	New	VANGUARD DIVIDEND APPRECequity etfs	$176,000	–	1,735	–	0.03%	–
CMA	New	COMERICA INC	$173,000	–	1,901	–	0.03%	–
VZ	New	VERIZON COMMUNICATIONS	$166,000	–	3,305	–	0.03%	–
BABA	New	ALIBABA GROUP ADR	$167,000	–	900	–	0.03%	–
CMCSA	New	COMCAST CORP NEW CL A	$155,000	–	4,720	–	0.02%	–
BOKF	New	BOK FINANCIAL CORP NEW	$156,000	–	1,660	–	0.02%	–
ENLK	New	ENLINK MIDSTREAM PARTNERS LP	$148,000	–	9,500	–	0.02%	–
XEL	New	XCEL ENERGY INC	$150,000	–	3,290	–	0.02%	–
T	New	A T & T INC (NEW)	$147,000	–	4,582	–	0.02%	–
CWEB	New	DIREXION DAILY CSI CHINAequity etfs	$152,000	–	3,100	–	0.02%	–
NXPI	New	NXP SEMICONDUCTOR	$148,000	–	1,350	–	0.02%	–
ETP	New	ENERGY TRANSFER PARTNERS L.P.	$140,000	–	7,332	–	0.02%	–
SO	New	SOUTHERN CO	$140,000	–	3,023	–	0.02%	–
SAMG	New	SILVERCREST ASSET MGMT	$139,000	–	8,500	–	0.02%	–
SFBS	New	SERVISFIRST BANCSHARES INC	$139,000	–	3,326	–	0.02%	–
WSO	New	WATSCO INC.	$135,000	–	758	–	0.02%	–
NDAQ	New	Nasdaq Inc	$137,000	–	1,500	–	0.02%	–
ABT	New	ABBOTT LABS	$134,000	–	2,200	–	0.02%	–
	New	ABCANN GLOBAL CORP	$129,000	–	125,000	–	0.02%	–
BYDDY	New	BYD CO LTD	$129,000	–	10,650	–	0.02%	–
DNBF	New	DNB FINANCIAL C	$128,000	–	3,650	–	0.02%	–
ADM	New	ARCHER DANIELS MIDLAND	$129,000	–	2,804	–	0.02%	–
PAYX	New	PAYCHEX INC	$129,000	–	1,887	–	0.02%	–
OKE	New	ONEOK INC	$124,000	–	1,776	–	0.02%	–
CVSI	New	CV SCIENCES INC	$125,000	–	75,000	–	0.02%	–
BK	New	BANK OF NEW YORK MELLON CORP	$119,000	–	2,200	–	0.02%	–
BAC	New	BANK AMER CORP	$117,000	–	4,140	–	0.02%	–
PFE	New	PFIZER INC	$117,000	–	3,216	–	0.02%	–
CB	New	CHUBB LTD	$118,000	–	928	–	0.02%	–
GEL	New	GENESIS ENERGY LP	$110,000	–	5,000	–	0.02%	–
BCML	New	BAYCOM CORP	$104,000	–	4,201	–	0.02%	–
BFST	New	BUSINESS FIRST BANCSHARES	$104,000	–	3,950	–	0.02%	–
KR	New	KROGER CO	$104,000	–	3,648	–	0.02%	–
BRKS	New	BROOKS AUTOMATION INC	$98,000	–	3,000	–	0.02%	–
ESQ	New	ESQUIRE FINANCI	$99,000	–	3,735	–	0.02%	–
TWTR	New	TWITTER INC	$100,000	–	2,300	–	0.02%	–
FCBP	New	First Choice Bancorp	$102,000	–	3,340	–	0.02%	–
SHW	New	SHERWIN-WILLIAMS CO.	$101,000	–	248	–	0.02%	–
IBOC	New	INTERNATIONAL BANCSHARES CRP	$97,000	–	2,265	–	0.02%	–
ORCL	New	ORACLE SYS CORP	$93,000	–	2,100	–	0.02%	–
PNW	New	PINNACLE WEST CAPITAL	$95,000	–	1,183	–	0.02%	–
SBBX	New	SB ONE BANCORP	$94,000	–	3,153	–	0.02%	–
ED	New	CONSOLIDATED EDISON INC	$94,000	–	1,208	–	0.02%	–
WPP	New	WPP PLC	$94,000	–	1,200	–	0.02%	–
MYMMF	New	MYM NUTRACEUTICALS INC	$94,000	–	85,000	–	0.02%	–
HTBK	New	HERITAGE COMMERCE CORP	$85,000	–	4,977	–	0.01%	–
KN	New	KNOWLES CORP	$85,000	–	5,550	–	0.01%	–
IQ	New	IQIYI INC	$81,000	–	2,500	–	0.01%	–
ADP	New	AUTOMATIC DATA PROCESSING	$78,000	–	580	–	0.01%	–
SOXX	New	ISHARES SEMICONDUCTOR ETFequity etfs	$77,000	–	432	–	0.01%	–
LOW	New	LOWES COS INC	$72,000	–	750	–	0.01%	–
HIMX	New	HIMAX TECHNOLOGIES INC ADR	$75,000	–	10,000	–	0.01%	–
BMY	New	BRISTOL MYERS SQUIBB CO	$77,000	–	1,386	–	0.01%	–
DSL	New	DOUBLELINE INCOME SOLUTIONS FUND	$72,000	–	3,580	–	0.01%	–
PDI	New	PIMCO DYNAMIC INC FUND	$77,000	–	2,415	–	0.01%	–
YUM	New	YUM BRANDS INC COM	$75,000	–	965	–	0.01%	–
PEP	New	PEPSICO INC	$71,000	–	651	–	0.01%	–
CVX	New	CHEVRONTEXACO CORP	$71,000	–	561	–	0.01%	–
NKE	New	NIKE INC - CL B	$70,000	–	883	–	0.01%	–
OCFC	New	OCEANFIRST FIN CORP	$60,000	–	2,000	–	0.01%	–
CBS	New	CBS CORP NEW CL B	$61,000	–	1,085	–	0.01%	–
NSH	New	NUSTAR GP HOLDINGS LLC UNITS	$63,000	–	5,119	–	0.01%	–
PK	New	PARK HOTELS & R	$60,000	–	1,947	–	0.01%	–
KHC	New	KRAFT HEINZ CO/	$63,000	–	1,000	–	0.01%	–
WM	New	WASTE MGMT INC DEL	$62,000	–	762	–	0.01%	–
TPR	New	TAPESTRY INC.	$65,000	–	1,391	–	0.01%	–
IDTI	New	INTGTD DEVICE TECH CALIF	$64,000	–	2,000	–	0.01%	–
AGNC	New	AMERICAN CAPITAL AGENCY CORP	$56,000	–	3,000	–	0.01%	–
AVY	New	AVERY DENNISON CORP.	$57,000	–	555	–	0.01%	–
IGR	New	ING CLARION GLB RE EST INCM COMequity etfs	$53,000	–	7,000	–	0.01%	–
CCJ	New	CAMECO CORP	$56,000	–	5,000	–	0.01%	–
COST	New	COSTCO WHOLESALE CORP	$53,000	–	253	–	0.01%	–
ECL	New	ECOLAB INC.	$53,000	–	380	–	0.01%	–
SNH	New	SENIOR HSG PPTYS TR SH BEN INT	$55,000	–	3,050	–	0.01%	–
SWK	New	STANLEY BLACK AND DECKER INC	$53,000	–	400	–	0.01%	–
GLNG	New	GOLAR LNG LIMITED	$59,000	–	2,000	–	0.01%	–
AMLP	New	ALERIAN MLP ETFequity etfs	$51,000	–	5,000	–	0.01%	–
TMDI	New	TITAN MEDICAL INC COM	$47,000	–	8,333	–	0.01%	–
SMG	New	SCOTTS MIRACLE-GRO CO-CL A	$48,000	–	579	–	0.01%	–
NLY	New	ANNALY CAP MGMT INC	$51,000	–	5,000	–	0.01%	–
JCE	New	NUVEEN CORE EQUITY ALPHA FUNCOMequity etfs	$48,000	–	3,274	–	0.01%	–
BLOK	New	AMPLIFY BLOCKCHAIN ETFequity etfs	$47,000	–	2,400	–	0.01%	–
IVR	New	INVESCO MORTGAGE CAPITAL INCCOM	$48,000	–	3,000	–	0.01%	–
GILD	New	GILEAD Sciences	$50,000	–	700	–	0.01%	–
PCBC	New	Pacific Commerce Bancorp	$51,000	–	3,790	–	0.01%	–
APD	New	AIR PRODUCTS & CHEMICALS INC.	$41,000	–	262	–	0.01%	–
PFF	New	ISHARES S&P PREFERRED STOCK INDEX FUNDpreferred stock	$45,000	–	1,185	–	0.01%	–
NVS	New	NOVARTIS AG SPONSORED ADR	$45,000	–	600	–	0.01%	–
UBFO	New	UNITED SECURITY BANCSHARES	$42,000	–	3,717	–	0.01%	–
SLB	New	SCHLUMBERGER	$44,000	–	652	–	0.01%	–
KLAC	New	KLA-TENCOR CORPORATION	$46,000	–	445	–	0.01%	–
KSHB	New	KUSH BOTTLES INC SHS	$45,000	–	10,000	–	0.01%	–
SPRWF	New	SUPREME CANNABIS CO INC	$43,000	–	34,900	–	0.01%	–
AG	New	FIRST MAJESTIC SILVER CORP	$38,000	–	5,000	–	0.01%	–
RNP	New	COHEN & STEERS REIT & PFD INCOM	$39,000	–	2,027	–	0.01%	–
DEO	New	DIAGEO PLC ADR SPONSORED	$36,000	–	250	–	0.01%	–
YUMC	New	YUM CHINA HOLDINGS INC	$36,000	–	925	–	0.01%	–
TSBK	New	TIMBERLAND BANCORP INC	$37,000	–	978	–	0.01%	–
GATX	New	GATX CORP	$37,000	–	500	–	0.01%	–
IEF	New	ISHARES 7-10 YR TREASURY BD ETF	$39,000	–	380	–	0.01%	–
MJ	New	ETFMG ALTERNATIVE HARVEST ETFequity etfs	$35,000	–	1,200	–	0.01%	–
TWO	New	TWO HBRS INVT CORP	$40,000	–	2,500	–	0.01%	–
HGV	New	HILTON GRAND VA	$31,000	–	900	–	0.01%	–
HON	New	HONEYWELL INTL INC COM	$33,000	–	229	–	0.01%	–
EXC	New	EXELON CORP	$28,000	–	667	–	0.01%	–
VIAB	New	VIACOM INC NEW CL B	$33,000	–	1,085	–	0.01%	–
DUK	New	DUKE ENERGY CORP NEW	$34,000	–	433	–	0.01%	–
MVIS	New	MICROVISION INC	$28,000	–	25,000	–	0.01%	–
IAG	New	IAMGOLD CORP	$29,000	–	5,000	–	0.01%	–
MTR	New	MESA ROYALTY TRUST	$29,000	–	2,000	–	0.01%	–
UNP	New	UNION PAC CORP	$28,000	–	200	–	0.01%	–
XLU	New	UTILITIES SELECT SECTOR SPDRequity etfs	$30,000	–	581	–	0.01%	–
HRVOF	New	HARVEST ONE CANNABIS INC	$30,000	–	50,000	–	0.01%	–
HLYK	New	HEALTHLYNKED CORP	$31,000	–	100,000	–	0.01%	–
NRE	New	NORTHSTAR REALTY EUROPE CORP.	$33,000	–	2,295	–	0.01%	–
MCO	New	MOODYS CORP	$34,000	–	200	–	0.01%	–
TGODF	New	GREEN ORGANIC DUTCHMAN HOLDINGS	$30,000	–	6,000	–	0.01%	–
SYK	New	STRYKER CORP	$26,000	–	155	–	0.00%	–
BPL	New	BUCKEYE PARTNERS L P	$23,000	–	648	–	0.00%	–
CVLY	New	CODORUS VALLEY	$25,000	–	830	–	0.00%	–
ISTR	New	INVESTAR HOLDING CORP	$27,000	–	968	–	0.00%	–
NYCB	New	NEW YORK CMNTY BANCORP INC	$22,000	–	2,000	–	0.00%	–
CL	New	COLGATE PALMOLIVE CO	$27,000	–	420	–	0.00%	–
KEY	New	KEYCORP	$26,000	–	1,345	–	0.00%	–
NUE	New	NUCOR CORP	$27,000	–	430	–	0.00%	–
CBAN	New	COLONY BANKCORP	$23,000	–	1,386	–	0.00%	–
BOX	New	BOX INC	$25,000	–	1,000	–	0.00%	–
PEBK	New	PEOPLES BANCORP OF NC	$22,000	–	702	–	0.00%	–
SFBC	New	SOUND FINANCIAL BANCORP	$22,000	–	561	–	0.00%	–
UBOT	New	DIREXION DAILY ROBOTICS BULL 3Xequity etfs	$27,000	–	1,500	–	0.00%	–
DVMT	New	DELL TECHNOLOGIES INC	$23,000	–	267	–	0.00%	–
FGPRQ	New	FERRELLGAS PARTNERS L P UNIT LTD PRTNRS	$16,000	–	4,857	–	0.00%	–
ADBE	New	ADOBE SYSTEMS INC RSTD	$18,000	–	73	–	0.00%	–
SSBI	New	SUMMIT STATE BANK	$19,000	–	1,238	–	0.00%	–
SNES	New	SENESTECH INC	$16,000	–	10,000	–	0.00%	–
ESLT	New	ELBIT SYSTEMS LTD.	$19,000	–	160	–	0.00%	–
AUIAF	New	AURANIA RESOURCES LTD	$16,000	–	10,000	–	0.00%	–
AAU	New	ALMADEN MINERALS LTD	$18,000	–	25,000	–	0.00%	–
	New	KUTCHO COPPER CORP	$17,000	–	50,000	–	0.00%	–
	New	LEAGOLD MINING CORP	$20,000	–	10,000	–	0.00%	–
	New	ATICO MINING CORP SHS	$20,000	–	50,000	–	0.00%	–
EQXGF	New	EQUINOX GOLD CORP	$16,000	–	21,825	–	0.00%	–
IRT	New	INDEPENDENCE REALTY TRUST	$18,000	–	1,730	–	0.00%	–
RDSA	New	ROYAL DUTCH SHELL PLC SPONS	$16,000	–	238	–	0.00%	–
DE	New	DEERE & CO	$17,000	–	122	–	0.00%	–
HUBB	New	HUBBELL INC	$21,000	–	200	–	0.00%	–
PMBC	New	PACIFIC MERCANTILE BNCRP	$12,000	–	1,234	–	0.00%	–
TYG	New	TORTOISE ENERGY INFSTRCTR	$11,000	–	397	–	0.00%	–
QABA	New	FIRST TRUST ABA COMM BANK ETFequity etfs	$10,000	–	175	–	0.00%	–
ITW	New	ILLINOIS TOOL WORKS INC	$15,000	–	110	–	0.00%	–
	New	FSD PHARMA	$10,000	–	75,000	–	0.00%	–
NI	New	NISOURCE INC	$13,000	–	500	–	0.00%	–
IPWR	New	IDEAL POWER INC	$13,000	–	12,500	–	0.00%	–
AABA	New	ALTABA INC COM	$15,000	–	200	–	0.00%	–
QCOM	New	QUALCOMM INC	$13,000	–	230	–	0.00%	–
WMLLF	New	WEALTH MINERALS LTD	$12,000	–	15,000	–	0.00%	–
MS	New	MORGAN STANLEY NEW	$12,000	–	250	–	0.00%	–
D	New	DOMINION ENERGY INC	$11,000	–	162	–	0.00%	–
REGN	New	REGENERON PHARMACEUTICALS	$13,000	–	38	–	0.00%	–
DG	New	DOLLAR GENERAL CORP	$15,000	–	150	–	0.00%	–
CLMT	New	CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER	$15,000	–	2,000	–	0.00%	–
SWX	New	SOUTHWEST GAS CORP	$13,000	–	165	–	0.00%	–
CHTR	New	CHARTER COMMUNI	$12,000	–	40	–	0.00%	–
KO	New	COCA COLA CO	$12,000	–	280	–	0.00%	–
MTN	New	VAIL RESORTS INC	$12,000	–	42	–	0.00%	–
	New	MMJ PHYTOTECH LTD	$12,000	–	50,300	–	0.00%	–
KSU	New	KANSAS CITY SOUTHERN	$13,000	–	120	–	0.00%	–
CRM	New	SALESFORCE .COM	$11,000	–	80	–	0.00%	–
CVS	New	CVS CORP	$13,000	–	200	–	0.00%	–
SPLK	New	SPLUNK INC	$4,000	–	37	–	0.00%	–
WCTXF	New	LICO ENERGY METALS INC	$6,000	–	150,000	–	0.00%	–
NEM	New	NEWMONT MNG CORP	$6,000	–	164	–	0.00%	–
NEE	New	NEXTERA ENERGY, INC.	$5,000	–	29	–	0.00%	–
GPMT	New	GRANITE POINT MORTGAGE TRUST	$9,000	–	473	–	0.00%	–
GLDG	New	GOLDMINING INC	$7,000	–	10,000	–	0.00%	–
FCPT	New	FOUR CORNERS PROPERTY TRUST	$9,000	–	350	–	0.00%	–
OGS	New	ONE GAS INC	$4,000	–	50	–	0.00%	–
F	New	FORD MTR CO DEL	$4,000	–	400	–	0.00%	–
FIOGF	New	FIORE GOLD LTD	$9,000	–	25,000	–	0.00%	–
PBCT	New	PEOPLES UNITED FINANCIAL	$9,000	–	500	–	0.00%	–
PTR	New	PETROCHINA CO LTD ADR	$4,000	–	50	–	0.00%	–
EA	New	ELECTRONIC ARTS INC	$4,000	–	29	–	0.00%	–
PX	New	PRAXAIR INC COM	$9,000	–	60	–	0.00%	–
SH	New	PROSHARES TR PSHS SHRT S&P5equity etfs	$9,000	–	300	–	0.00%	–
DOV	New	DOVER CORP	$7,000	–	100	–	0.00%	–
SDRMU	New	SANDRIDGE MISSISSIPPIAN TRUST II	$7,000	–	4,000	–	0.00%	–
SFEG	New	SANTA FE GOLD CORP	$5,000	–	50,000	–	0.00%	–
DHR	New	DANAHER CORP DEL COM	$8,000	–	80	–	0.00%	–
CPPKF	New	COPPERBANK RESOURCES	$6,000	–	100,000	–	0.00%	–
XLE	New	ENERGY SELECT SECTOR SPIDERequity etfs	$9,000	–	123	–	0.00%	–
XLF	New	FINANCIAL SELECT SPIDER ETFequity etfs	$7,000	–	270	–	0.00%	–
XLRE	New	REAL ESTATE SELequity closed-end fund	$8,000	–	235	–	0.00%	–
CC	New	CHEMOURS CO	$6,000	–	124	–	0.00%	–
EWJ	New	ISHARES MSCI JAPAN INDEX FDequity etfs	$7,000	–	125	–	0.00%	–
CERN	New	CERNER CORP	$5,000	–	80	–	0.00%	–
SXC	New	SUNCOKE ENERGY INC	$7,000	–	500	–	0.00%	–
CSX	New	CSX CORP	$4,000	–	60	–	0.00%	–
MMM	New	3M CO COM	$5,000	–	26	–	0.00%	–
UTX	New	UNITED TECHNOLOGIES CORP	$4,000	–	30	–	0.00%	–
UNH	New	UNITEDHEALTH GROUP INC	$6,000	–	26	–	0.00%	–
BA	New	BOEING CO	$4,000	–	13	–	0.00%	–
BIIB	New	BIOGEN IDEAC INC	$5,000	–	18	–	0.00%	–
VNQ	New	VANGUARD REIT ETFequity etfs	$7,000	–	85	–	0.00%	–
VNCE	New	VINCE HOLDING CORP	$4,000	–	238	–	0.00%	–
WAB	New	Westinghouse Air Brake Tech Corp	$4,000	–	40	–	0.00%	–
AMT	New	AMERICAN TOWER REIT INC	$4,000	–	29	–	0.00%	–
ALMTF	New	ALMONTY INDUSTIRES INC.	$8,000	–	12,000	–	0.00%	–
AB	New	ALLIANCEBERNSTEIN HLGG LPUNIT LTD PARTN	$7,000	–	250	–	0.00%	–
ALGN	New	ALIGN TECHNOLOGIES INC	$5,000	–	16	–	0.00%	–
ALXN	New	ALEXION PHARMACEAUTICALS INC	$4,000	–	32	–	0.00%	–
IR	New	INGERSOLL-RAND PLC	$4,000	–	50	–	0.00%	–
MDT	New	MEDTRONIC INC	$8,000	–	90	–	0.00%	–
USB	New	US BANCORP DEL COM NEW	$3,000	–	60	–	0.00%	–
ELLH	New	ELAH HLDGS INC	$1,000	–	8	–	0.00%	–
EQIX	New	EQUINIX INC	$3,000	–	6	–	0.00%	–
PM	New	PHILIP MORRIS INTL INC	$2,000	–	30	–	0.00%	–
MNST	New	MONSTER BEVERAGE	$3,000	–	51	–	0.00%	–
A	New	AGILENT TECHNOLOGIES INC	$2,000	–	40	–	0.00%	–
EXAS	New	EXACT SCIENCES CORP	$2,000	–	30	–	0.00%	–
VLO	New	VALERO ENERGY CORP	$3,000	–	30	–	0.00%	–
ASIX	New	ADVANSIX INC	$0	–	8	–	0.00%	–
ETN	New	EATON CORP PLC	$2,000	–	30	–	0.00%	–
BRN	New	BARNWELL INDUSTRIES INC.	$1,000	–	500	–	0.00%	–
GOLD	New	BARRICK GOLD CORP	$3,000	–	200	–	0.00%	–
	New	PDX PARTNERS INC	$0	–	1,000,000	–	0.00%	–
ICE	New	INTERCONTINENTAL EXCHANGE INC	$2,000	–	30	–	0.00%	–
APY	New	APERGY CORPORATION COM	$2,000	–	50	–	0.00%	–
FDX	New	FEDEX CORP	$2,000	–	10	–	0.00%	–
FTV	New	FORTIVE CORP	$3,000	–	40	–	0.00%	–
IVZ	New	INVESCO LTD	$3,000	–	120	–	0.00%	–
ANDV	New	ANDEAVOR REG SHS	$3,000	–	22	–	0.00%	–
VOYA	New	VOYA FINL INC	$3,000	–	60	–	0.00%	–
FTRCQ	New	FRONTIER COMMUNICATIONS CORP	$3,000	–	533	–	0.00%	–
MRVL	New	MARVELL TECHNOLOGY GROUP	$2,000	–	110	–	0.00%	–
LRCX	New	LAM RESEARCH CORP	$3,000	–	15	–	0.00%	–
NEP	New	NEXTERA ENERGY PARTNRS LP	$1,000	–	30	–	0.00%	–
HMPQ	New	HEMPAMERICANA INC	$3,000	–	200,000	–	0.00%	–
GMVP	New	GRIDIRON BIONUTRIENTS	$3,000	–	25,000	–	0.00%	–
HAL	New	HALLIBURTON CO	$2,000	–	40	–	0.00%	–
HTGC	New	HERCULES CAPITAL INC	$0	–	25	–	0.00%	–
ARKK	New	ARK ETF TR INNOVATIONequity etfs	$3,000	–	60	–	0.00%	–
WP	New	WORLDPAY INC CL A	$3,000	–	40	–	0.00%	–
MGM	New	MGM RESORTS INTERNATIONAL	$2,000	–	80	–	0.00%	–
HIG	New	HARTFORD FINL SVCS GROUP	$2,000	–	40	–	0.00%	–
CE	New	CELANESE CORP DEL SER A	$3,000	–	31	–	0.00%	–
SRE	New	SEMPRA ENERGY	$2,000	–	14	–	0.00%	–
NRG	New	NRG ENERGY INC	$1,000	–	28	–	0.00%	–
CFMS	New	CONFORMIS INC	$3,000	–	2,000	–	0.00%	–
SYF	New	SYNCHRONY FINL	$3,000	–	80	–	0.00%	–
TMUS	New	T-MOBILE US INC	$3,000	–	50	–	0.00%	–
GLW	New	CORNING INC	$3,000	–	110	–	0.00%	–
SCHW	New	SCHWAB CHARLES CORP NEW	$3,000	–	60	–	0.00%	–
AGN	New	ALLERGAN PLC	$3,000	–	16	–	0.00%	–
RTN	New	RAYTHEON COMPANY	$1,000	–	5	–	0.00%	–
TXHD	New	TEXTMUNICATION HOLDINGS	$1,000	–	5,000,000	–	0.00%	–
TEAM	New	ATLASSIAN CORP PLC	$3,000	–	50	–	0.00%	–
RMR	New	RMR GROUP INC	$3,000	–	33	–	0.00%	–
RXMD	New	PROGRESSIVE CARE INC	$3,000	–	50,000	–	0.00%	–
EVEPQ	New	EV ENERGY PARTNERS LP	$0	–	3,500	–	0.00%	–
AVGO	New	BROADCOM LTD	$2,000	–	7	–	0.00%	–
PXD	New	PIONEER NATURAL RES CO	$3,000	–	14	–	0.00%	–

Q4 2017

			Value		Shares		↓ Weighting
EVEPQ	Exit	EV ENERGY PARTNERS LP	$0	–	-13,500	–	-0.00%	–
EMAN	Exit	EMAGIN CORPORATION	$0	–	-10,000	–	-0.00%	–
LTEA	Exit	LONG ISLAND ICED TEA CORP	$0	–	-15,000	–	-0.01%	–
RAD	Exit	RITE AID CORP	$0	–	-85,000	–	-0.03%	–
DX	Exit	DYNEX CAP INC NEW	$0	–	-25,850	–	-0.03%	–
KMI	Exit	KINDER MORGAN INC	$0	–	-10,765	–	-0.04%	–
HLT	Exit	HILTON WORLDWIDE HOLDINGS INC.	$0	–	-3,000	–	-0.04%	–
AMRB	Exit	AMERICAN RIVER BANKSHRS	$0	–	-16,355	–	-0.04%	–
NAC	Exit	NUVEEN CAL ABC DIV ADV MUNI INC FUND	$0	–	-15,000	–	-0.04%	–
PG	Exit	PROCTER & GAMBLE COMPANY	$0	–	-2,485	–	-0.04%	–
DIS	Exit	WALT DISNEY COMPANY	$0	–	-2,337	–	-0.04%	–
IWS	Exit	ISHARES Russell Midcap Valueequity etfs	$0	–	-2,725	–	-0.04%	–
GS	Exit	GOLDMAN SACHS GROUP INC	$0	–	-993	–	-0.04%	–
EDAP	Exit	EDAP TMS SA-ADR	$0	–	-83,000	–	-0.04%	–
IWF	Exit	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$0	–	-1,955	–	-0.04%	–
PPLC	Exit	DIREXION DAILY S&P BULL 1.25equity etfs	$0	–	-7,550	–	-0.04%	–
C	Exit	CITIGROUP INC	$0	–	-3,500	–	-0.04%	–
HTBK	Exit	HERITAGE COMMERCE CORP	$0	–	-18,465	–	-0.05%	–
UAL	Exit	UNITED CONTINENTAL HOLDINGS INC.	$0	–	-4,350	–	-0.05%	–
INTC	Exit	INTEL CORP	$0	–	-6,900	–	-0.05%	–
LTXB	Exit	LEGACYTEXAS FINANCIAL GROUP	$0	–	-6,595	–	-0.05%	–
OSTK	Exit	OVERSTOCK.COM	$0	–	-8,940	–	-0.05%	–
MPLX	Exit	MPLX LP	$0	–	-7,785	–	-0.05%	–
MRK	Exit	MERCK & COMPANY	$0	–	-4,355	–	-0.05%	–
HYS	Exit	PIMCO 0-5 YEAR H/Y CORP BOND	$0	–	-2,738	–	-0.05%	–
SHOP	Exit	SHOPIFY INC	$0	–	-2,500	–	-0.05%	–
FSTA	Exit	FIDELITY CONS STAPLES ETFequity etfs	$0	–	-9,100	–	-0.05%	–
HD	Exit	HOME DEPOT INC	$0	–	-1,872	–	-0.05%	–
NVG	Exit	NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND	$0	–	-20,000	–	-0.05%	–
FIDU	Exit	FIDELITY INDUSTRIALS ETFequity etfs	$0	–	-8,515	–	-0.05%	–
MAR	Exit	MARRIOTT INTERNATIONAL INC.	$0	–	-2,900	–	-0.06%	–
BANC	Exit	BANC OF CALIFORNIA	$0	–	-15,841	–	-0.06%	–
CSCO	Exit	CISCO SYS INC	$0	–	-9,708	–	-0.06%	–
ALLY	Exit	ALLY FINANCIAL	$0	–	-13,350	–	-0.06%	–
KKR	Exit	KKR & Co LP	$0	–	-16,340	–	-0.06%	–
OPB	Exit	OPUS BANK	$0	–	-14,575	–	-0.06%	–
KNOW	Exit	DIREXION INSIDERequity etfs	$0	–	-8,400	–	-0.06%	–
AMP	Exit	AMERIPRISE FINL INC	$0	–	-2,400	–	-0.06%	–
MDY	Exit	SPDR S&P MIDCAP ETF TRSTequity etfs	$0	–	-1,100	–	-0.06%	–
NSA	Exit	NATIONAL STORAGE AFFILIATES	$0	–	-15,125	–	-0.06%	–
MSL	Exit	MIDSOUTH BANCORP INC	$0	–	-30,375	–	-0.06%	–
BLK	Exit	BLACKROCK INC.	$0	–	-850	–	-0.07%	–
WB	Exit	WEIBO CORP ADR	$0	–	-3,950	–	-0.07%	–
AMD	Exit	ADVANCED MICRO DEVICES	$0	–	-31,000	–	-0.07%	–
FCB	Exit	FCB FINANCIAL HOLDINGS	$0	–	-8,230	–	-0.07%	–
VHT	Exit	VANGUARD HEALTH CARE ETFequity etfs	$0	–	-2,680	–	-0.07%	–
VWO	Exit	VANGUARD FTSE EMERGING MARKET ETFequity etfs	$0	–	-9,350	–	-0.07%	–
ONEQ	Exit	FIDELITY NASDAQCOMP INDEX ETFequity etfs	$0	–	-1,600	–	-0.07%	–
FTEC	Exit	FIDELITY INFO TECH ETFequity etfs	$0	–	-8,910	–	-0.07%	–
ABBV	Exit	ABBVIE INC	$0	–	-4,660	–	-0.07%	–
MU	Exit	MICRON TECHNOLOGY	$0	–	-10,500	–	-0.07%	–
OZRK	Exit	BANK OF THE OZARKS	$0	–	-8,603	–	-0.07%	–
BX	Exit	BLACKSTONE GROUP LP	$0	–	-12,480	–	-0.07%	–
ITB	Exit	ISHARES US HOME CONSTRUCTION ETFequity etfs	$0	–	-11,595	–	-0.07%	–
MO	Exit	ALTRIA GROUP INC COM	$0	–	-6,810	–	-0.08%	–
TER	Exit	TERADYNE INC	$0	–	-11,600	–	-0.08%	–
SFBS	Exit	SERVISFIRST BANCSHARES INC	$0	–	-11,650	–	-0.08%	–
IYG	Exit	ISHARES U.S. FINANCIAL SERVICES ETFequity etfs	$0	–	-3,825	–	-0.08%	–
GE	Exit	GENERAL ELEC CO	$0	–	-19,956	–	-0.08%	–
ET	Exit	ENERGY TRANSFER EQUITY L P UT LTD PTN	$0	–	-28,000	–	-0.08%	–
TEP	Exit	TALLGRASS ENERGY PARTNERS LP	$0	–	-10,415	–	-0.09%	–
WPZ	Exit	WILLIAMS PARTNERS LP	$0	–	-13,003	–	-0.09%	–
XLB	Exit	MATERIALS SECTOR SPDRequity etfs	$0	–	-9,240	–	-0.09%	–
BRG	Exit	BLUEROCK RESIDENTIAL GROWTH	$0	–	-50,965	–	-0.10%	–
MDLZ	Exit	MONDELEZ INTERNATIONAL INC	$0	–	-14,654	–	-0.10%	–
XLY	Exit	CONSUMER DISCRETIONARY SELTequity etfs	$0	–	-6,690	–	-0.10%	–
XLP	Exit	STAPLES SECTOR SPDRequity etfs	$0	–	-11,720	–	-0.11%	–
GOOGL	Exit	ALPHABET INC -CL A	$0	–	-662	–	-0.11%	–
DIA	Exit	SPDR DJIA TRUST	$0	–	-3,025	–	-0.12%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-8,335	–	-0.12%	–
BRKB	Exit	BERKSHIRE HATHAWAY INC DEL CL B NEW	$0	–	-4,010	–	-0.13%	–
MSFT	Exit	MICROSOFT	$0	–	-9,843	–	-0.13%	–
IWR	Exit	ISHARES RUSSELL MIDCAPequity etfs	$0	–	-3,825	–	-0.13%	–
ISD	Exit	PRUDENTIAL ST DUR HY FUND	$0	–	-50,634	–	-0.14%	–
BABA	Exit	ALIBABA GROUP ADR	$0	–	-4,500	–	-0.14%	–
XLV	Exit	HEALTH CARE SECTOR SPDRequity etfs	$0	–	-10,215	–	-0.15%	–
SIVB	Exit	SVB FINANCIAL GROUP	$0	–	-4,758	–	-0.16%	–
IWM	Exit	ISHARES TR RUSSELL 2000 ETFequity etfs	$0	–	-6,330	–	-0.16%	–
CELG	Exit	CELGENE CORP	$0	–	-6,545	–	-0.17%	–
TRGP	Exit	TARGA RESOURCES	$0	–	-21,853	–	-0.18%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$0	–	-51,997	–	-0.19%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-14,220	–	-0.22%	–
LQD	Exit	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$0	–	-11,333	–	-0.24%	–
FB	Exit	FACEBOOK INC	$0	–	-8,339	–	-0.25%	–
XLI	Exit	INDUSTRIAL SELECT SECT SPDRequity etfs	$0	–	-21,290	–	-0.26%	–
VNQ	Exit	VANGUARD REIT ETFequity etfs	$0	–	-19,335	–	-0.28%	–
SHV	Exit	ISHARES SHORT TREASURY BOND	$0	–	-15,500	–	-0.30%	–
WES	Exit	WESTERN GAS PARTNERS LP UNIT LP IN	$0	–	-33,990	–	-0.30%	–
HSBCPRA	Exit	HSBC HOLDINGS PLC SER A FC 12/21/12preferred stock	$0	–	-75,108	–	-0.35%	–
AMJ	Exit	JPMORGAN CHASE & CO ALERIAN ML ETNequity etfs	$0	–	-76,527	–	-0.38%	–
AAPL	Exit	APPLE INC.	$0	–	-18,926	–	-0.51%	–
QQQ	Exit	POWERSHARES QQQ TRUST UNIT SER 1equity etfs	$0	–	-23,350	–	-0.59%	–
	Exit	COLONY FINANCIAL CONV. SR NTconvertible bonds	$0	–	-3,465,000	–	-0.61%	–
HBMD	Exit	HOWARD BANCORP	$0	–	-192,465	–	-0.70%	–
SJT	Exit	SAN JUAN BASIN RTY TR UNIT BEN INT	$0	–	-608,344	–	-0.83%	–
GOOG	Exit	ALPHABET INC -CL C	$0	–	-5,703	–	-0.96%	–
AMZN	Exit	AMAZON COM INC	$0	–	-6,819	–	-1.14%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-61,543	–	-1.40%	–
FLOT	Exit	ISHARES FLOATING RATE BOND ETF	$0	–	-169,275	–	-1.50%	–
FCPT	Exit	FOUR CORNERS PROPERTY TRUST	$0	–	-419,824	–	-1.83%	–
CME	Exit	CME GROUP INC	$0	–	-78,364	–	-1.86%	–
LII	Exit	LENNOX INTERNATIONAL INC.	$0	–	-62,063	–	-1.94%	–
VCIT	Exit	VANGUARD INT-TERM CORP BOND ETF	$0	–	-129,148	–	-1.98%	–
MCD	Exit	MCDONALDS CORP	$0	–	-72,786	–	-1.99%	–
	Exit	HCI GROUP CONV. SR NTconvertible bonds	$0	–	-11,715,000	–	-2.02%	–
DHI	Exit	DR HORTON INC.	$0	–	-324,987	–	-2.26%	–
COST	Exit	COSTCO WHOLESALE CORP	$0	–	-82,081	–	-2.35%	–
FSC	Exit	FIFTH STREET FINANCE CORP COM	$0	–	-2,474,369	–	-2.36%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-259,016	–	-2.43%	–
JLS	Exit	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$0	–	-581,763	–	-2.58%	–
MMP	Exit	MAGELLAN MIDSTREAM PARTNERS LP	$0	–	-215,421	–	-2.67%	–
NRE	Exit	NORTHSTAR REALTY EUROPE CORP.	$0	–	-1,209,365	–	-2.70%	–
PCI	Exit	PIMCO DYNAMIC CREDIT INCOME	$0	–	-716,822	–	-2.88%	–
MSFG	Exit	MAINSOURCE FINANCIAL GROUP, INC.	$0	–	-461,211	–	-2.89%	–
AOS	Exit	A.O. SMITH CORPORATION	$0	–	-280,067	–	-2.90%	–
RWT	Exit	REDWOOD TRUST INC	$0	–	-1,023,372	–	-2.91%	–
JQC	Exit	NUVEEN CREDIT STRAT FUND	$0	–	-1,969,321	–	-2.92%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L COM UNIT	$0	–	-643,970	–	-2.93%	–
GPT	Exit	GRAMERCY PROPERTY TRUST	$0	–	-555,490	–	-2.93%	–
HRS	Exit	HARRIS CORP.	$0	–	-127,714	–	-2.94%	–
VCSH	Exit	VANGUARD S/T CORP BOND ETF	$0	–	-224,374	–	-3.14%	–
RSG	Exit	REPUBLIC SERVICES, INC.	$0	–	-272,802	–	-3.14%	–
VTA	Exit	INVESCO DYNAMIC CREDIT OPP	$0	–	-1,644,399	–	-3.42%	–
BR	Exit	BROADRIDGE FINANCIAL SOLUTIONS	$0	–	-245,203	–	-3.46%	–
JPM	Exit	J P MORGAN CHASE & CO	$0	–	-210,996	–	-3.52%	–
NTB	Exit	BANK OF NT BUTTERFIELD & SON	$0	–	-737,304	–	-4.72%	–
GVI	Exit	ISHARES INT. GOVT/CREDIT BOND ETF	$0	–	-493,685	–	-9.56%	–

Q3 2017

			Value		Shares		↓ Weighting
GVI	Buy	ISHARES INT. GOVT/CREDIT BOND ETF	$54,750,000	+7.7%	493,685	+7.5%	9.56%	+0.9%
NTB	Sell	BANK OF NT BUTTERFIELD & SON	$27,015,000	+6.5%	737,304	-0.9%	4.72%	-0.2%
JPM	Buy	J P MORGAN CHASE & CO	$20,152,000	+5.7%	210,996	+1.2%	3.52%	-0.9%
BR	Sell	BROADRIDGE FINANCIAL SOLUTIONS	$19,817,000	+4.0%	245,203	-2.8%	3.46%	-2.6%
VTA	Buy	INVESCO DYNAMIC CREDIT OPP	$19,601,000	+1.3%	1,644,399	+2.0%	3.42%	-5.1%
RSG	Buy	REPUBLIC SERVICES, INC.	$18,021,000	+3.9%	272,802	+0.3%	3.14%	-2.6%
VCSH	Sell	VANGUARD S/T CORP BOND ETF	$17,979,000	-6.3%	224,374	-6.4%	3.14%	-12.2%
HRS	Buy	HARRIS CORP.	$16,817,000	+22.0%	127,714	+1.0%	2.94%	+14.3%
GPT	Sell	GRAMERCY PROPERTY TRUST	$16,804,000	+0.4%	555,490	-1.4%	2.93%	-5.9%
EPD	Sell	ENTERPRISE PRODS PARTNERS L COM UNIT	$16,788,000	-23.8%	643,970	-20.9%	2.93%	-28.6%
JQC	Buy	NUVEEN CREDIT STRAT FUND	$16,720,000	+0.7%	1,969,321	+2.2%	2.92%	-5.6%
RWT	Sell	REDWOOD TRUST INC	$16,671,000	-4.7%	1,023,372	-0.4%	2.91%	-10.7%
AOS	Buy	A.O. SMITH CORPORATION	$16,644,000	+8.5%	280,067	+2.8%	2.90%	+1.6%
MSFG	Buy	MAINSOURCE FINANCIAL GROUP, INC.	$16,539,000	+10.7%	461,211	+3.4%	2.89%	+3.7%
PCI	Buy	PIMCO DYNAMIC CREDIT INCOME	$16,530,000	+14.6%	716,822	+10.9%	2.88%	+7.4%
NRE	Buy	NORTHSTAR REALTY EUROPE CORP.	$15,492,000	+3.1%	1,209,365	+2.0%	2.70%	-3.4%
MMP	Sell	MAGELLAN MIDSTREAM PARTNERS LP	$15,308,000	-5.1%	215,421	-4.8%	2.67%	-11.0%
JLS	Buy	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$14,754,000	-0.0%	581,763	+1.0%	2.58%	-6.3%
SBUX	Sell	STARBUCKS CORP	$13,912,000	-8.4%	259,016	-0.6%	2.43%	-14.2%
FSC	New	FIFTH STREET FINANCE CORP COM	$13,535,000	–	2,474,369	–	2.36%	–
COST	Buy	COSTCO WHOLESALE CORP	$13,485,000	+4114.1%	82,081	+4004.0%	2.35%	+3821.7%
DHI	New	DR HORTON INC.	$12,977,000	–	324,987	–	2.26%	–
	Sell	HCI GROUP CONV. SR NTconvertible bonds	$11,561,000	-11.5%	11,715,000	-9.0%	2.02%	-17.1%
MCD	New	MCDONALDS CORP	$11,404,000	–	72,786	–	1.99%	–
VCIT	Sell	VANGUARD INT-TERM CORP BOND ETF	$11,366,000	-1.4%	129,148	-2.0%	1.98%	-7.6%
LII	Buy	LENNOX INTERNATIONAL INC.	$11,107,000	+3.1%	62,063	+5.8%	1.94%	-3.4%
CME	Buy	CME GROUP INC	$10,632,000	+11.2%	78,364	+2.7%	1.86%	+4.2%
FCPT	Sell	FOUR CORNERS PROPERTY TRUST	$10,462,000	-2.7%	419,824	-1.9%	1.83%	-8.8%
FLOT	Buy	ISHARES FLOATING RATE BOND ETF	$8,623,000	+1774.6%	169,275	+1775.6%	1.50%	+1650.0%
JNJ	Buy	JOHNSON & JOHNSON	$8,001,000	+626.0%	61,543	+638.7%	1.40%	+581.0%
AMZN	Sell	AMAZON COM INC	$6,555,000	-14.5%	6,819	-13.9%	1.14%	-19.9%
GOOG	Buy	ALPHABET INC -CL C	$5,470,000	+32.5%	5,703	+25.5%	0.96%	+24.2%
SJT	Sell	SAN JUAN BASIN RTY TR UNIT BEN INT	$4,769,000	-55.1%	608,344	-61.0%	0.83%	-57.9%
HBMD	Buy	HOWARD BANCORP	$4,023,000	+18.8%	192,465	+9.4%	0.70%	+11.3%
QQQ	Buy	POWERSHARES QQQ TRUST UNIT SER 1equity etfs	$3,396,000	+6.8%	23,350	+1.1%	0.59%	+0.2%
AAPL	Buy	APPLE INC.	$2,917,000	+46.0%	18,926	+36.4%	0.51%	+36.8%
AMJ	New	JPMORGAN CHASE & CO ALERIAN ML ETNequity etfs	$2,160,000	–	76,527	–	0.38%	–
HSBCPRA	Sell	HSBC HOLDINGS PLC SER A FC 12/21/12preferred stock	$1,982,000	-20.0%	75,108	-20.0%	0.35%	-24.9%
WES	Sell	WESTERN GAS PARTNERS LP UNIT LP IN	$1,743,000	-24.0%	33,990	-17.1%	0.30%	-28.8%
VNQ	New	VANGUARD REIT ETFequity etfs	$1,607,000	–	19,335	–	0.28%	–
XLI	Buy	INDUSTRIAL SELECT SECT SPDRequity etfs	$1,512,000	+49.0%	21,290	+42.9%	0.26%	+39.7%
FB	Sell	FACEBOOK INC	$1,425,000	-15.0%	8,339	-24.9%	0.25%	-20.2%
LQD	Sell	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$1,374,000	-29.1%	11,333	-29.5%	0.24%	-33.5%
PAA	Sell	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$1,102,000	-38.5%	51,997	-23.8%	0.19%	-42.5%
IWM	Buy	ISHARES TR RUSSELL 2000 ETFequity etfs	$938,000	+22.3%	6,330	+16.4%	0.16%	+14.7%
XLV	Buy	HEALTH CARE SECTOR SPDRequity etfs	$835,000	+46.7%	10,215	+42.2%	0.15%	+37.7%
BABA	New	ALIBABA GROUP ADR	$777,000	–	4,500	–	0.14%	–
ISD	Sell	PRUDENTIAL ST DUR HY FUND	$773,000	-7.0%	50,634	-6.9%	0.14%	-12.9%
MSFT	Buy	MICROSOFT	$733,000	+166.5%	9,843	+146.4%	0.13%	+151.0%
BRKB	Buy	BERKSHIRE HATHAWAY INC DEL CL B NEW	$735,000	+70.1%	4,010	+57.3%	0.13%	+60.0%
XOM	Sell	EXXON MOBIL CORP	$683,000	-4.3%	8,335	-5.8%	0.12%	-10.5%
XLY	New	CONSUMER DISCRETIONARY SELTequity etfs	$603,000	–	6,690	–	0.10%	–
MDLZ	Sell	MONDELEZ INTERNATIONAL INC	$596,000	-15.8%	14,654	-10.6%	0.10%	-21.2%
BRG	New	BLUEROCK RESIDENTIAL GROWTH	$564,000	–	50,965	–	0.10%	–
WPZ	Sell	WILLIAMS PARTNERS LP	$506,000	-33.9%	13,003	-31.8%	0.09%	-38.0%
TEP	Sell	TALLGRASS ENERGY PARTNERS LP	$499,000	-44.1%	10,415	-41.5%	0.09%	-47.6%
GE	Sell	GENERAL ELEC CO	$483,000	-12.8%	19,956	-2.7%	0.08%	-18.4%
MO	New	ALTRIA GROUP INC COM	$432,000	–	6,810	–	0.08%	–
ITB	New	ISHARES US HOME CONSTRUCTION ETFequity etfs	$424,000	–	11,595	–	0.07%	–
BX	New	BLACKSTONE GROUP LP	$416,000	–	12,480	–	0.07%	–
FTEC	New	FIDELITY INFO TECH ETFequity etfs	$411,000	–	8,910	–	0.07%	–
MU	Buy	MICRON TECHNOLOGY	$413,000	+62.6%	10,500	+23.5%	0.07%	+53.2%
OZRK	New	BANK OF THE OZARKS	$413,000	–	8,603	–	0.07%	–
VWO	New	VANGUARD FTSE EMERGING MARKET ETFequity etfs	$407,000	–	9,350	–	0.07%	–
VHT	New	VANGUARD HEALTH CARE ETFequity etfs	$408,000	–	2,680	–	0.07%	–
ONEQ	New	FIDELITY NASDAQCOMP INDEX ETFequity etfs	$408,000	–	1,600	–	0.07%	–
MSL	Buy	MIDSOUTH BANCORP INC	$366,000	+27.1%	30,375	+23.9%	0.06%	+18.5%
OPB	Buy	OPUS BANK	$350,000	+40.0%	14,575	+40.8%	0.06%	+29.8%
KKR	New	KKR & Co LP	$332,000	–	16,340	–	0.06%	–
CSCO	Buy	CISCO SYS INC	$326,000	+10.5%	9,708	+3.1%	0.06%	+3.6%
BANC	Sell	BANC OF CALIFORNIA	$329,000	-36.4%	15,841	-34.1%	0.06%	-40.6%
FIDU	New	FIDELITY INDUSTRIALS ETFequity etfs	$311,000	–	8,515	–	0.05%	–
FSTA	New	FIDELITY CONS STAPLES ETFequity etfs	$295,000	–	9,100	–	0.05%	–
SHOP	New	SHOPIFY INC	$291,000	–	2,500	–	0.05%	–
MRK	Buy	MERCK & COMPANY	$279,000	+30.4%	4,355	+30.4%	0.05%	+22.5%
HYS	Buy	PIMCO 0-5 YEAR H/Y CORP BOND	$278,000	+3.7%	2,738	+3.7%	0.05%	-2.0%
OSTK	New	OVERSTOCK.COM	$266,000	–	8,940	–	0.05%	–
PPLC	New	DIREXION DAILY S&P BULL 1.25equity etfs	$252,000	–	7,550	–	0.04%	–
GS	Sell	GOLDMAN SACHS GROUP INC	$236,000	-98.3%	993	-98.4%	0.04%	-98.4%
DIS	Buy	WALT DISNEY COMPANY	$230,000	-2.5%	2,337	+5.2%	0.04%	-9.1%
AMRB	Buy	AMERICAN RIVER BANKSHRS	$226,000	-4.6%	16,355	+0.3%	0.04%	-11.4%
HLT	New	HILTON WORLDWIDE HOLDINGS INC.	$208,000	–	3,000	–	0.04%	–
DX	Sell	DYNEX CAP INC NEW	$188,000	-31.6%	25,850	-33.3%	0.03%	-35.3%
NSU	Exit	NEVSUN RES LTDB C	$0	–	-25,000	–	-0.01%	–
NGD	Exit	NEW GOLD INC CDA	$0	–	-30,000	–	-0.02%	–
MITK	Exit	MITEK SYS INC C	$0	–	-20,000	–	-0.03%	–
TCBI	Exit	TEXAS CAPITAL BANCSHARES INC	$0	–	-2,600	–	-0.04%	–
SBBX	Exit	SUSSEX BANCORP	$0	–	-8,410	–	-0.04%	–
MTGE	Exit	AMERICAN CAP MORTGAGE INVESTMENT CORP.	$0	–	-10,720	–	-0.04%	–
SWX	Exit	SOUTHWEST GAS CORP	$0	–	-3,527	–	-0.05%	–
LOAN	Exit	MANHATTAN BRIDGE CAPITAL INC	$0	–	-45,605	–	-0.05%	–
LOW	Exit	LOWES COS INC	$0	–	-15,283	–	-0.22%	–
AMJ	Exit	JPMORGAN CHASE & CO ALERIAN ML ETN	$0	–	-73,617	–	-0.41%	–
RESI	Exit	ALTISOURCE RESIDENTIAL CORP	$0	–	-770,958	–	-1.86%	–
KEY	Exit	KEYCORP	$0	–	-789,342	–	-2.76%	–

Q2 2017

			Value		Shares		↓ Weighting
GVI	New	ISHARES INT. GOVT/CREDIT BOND ETF	$50,833,000	–	459,275	–	9.47%	–
NTB	New	BANK OF NT BUTTERFIELD & SON	$25,376,000	–	744,162	–	4.73%	–
EPD	New	ENTERPRISE PRODS PARTNERS L COM UNIT	$22,042,000	–	813,961	–	4.10%	–
VTA	New	INVESCO DYNAMIC CREDIT OPP	$19,359,000	–	1,611,946	–	3.60%	–
VCSH	New	VANGUARD S/T CORP BOND ETF	$19,181,000	–	239,643	–	3.57%	–
JPM	New	J P MORGAN CHASE & CO	$19,060,000	–	208,535	–	3.55%	–
BR	New	BROADRIDGE FINANCIAL SOLUTIONS	$19,057,000	–	252,208	–	3.55%	–
RWT	New	REDWOOD TRUST INC	$17,501,000	–	1,027,078	–	3.26%	–
RSG	New	REPUBLIC SERVICES, INC.	$17,342,000	–	272,118	–	3.23%	–
GPT	New	GRAMERCY PROPERTY TRUST	$16,733,000	–	563,214	–	3.12%	–
JQC	New	NUVEEN CREDIT STRAT FUND	$16,596,000	–	1,927,567	–	3.09%	–
MMP	New	MAGELLAN MIDSTREAM PARTNERS LP	$16,125,000	–	226,256	–	3.00%	–
AOS	New	A.O. SMITH CORPORATION	$15,347,000	–	272,440	–	2.86%	–
SBUX	New	STARBUCKS CORP	$15,190,000	–	260,504	–	2.83%	–
NRE	New	NORTHSTAR REALTY EUROPE CORP.	$15,029,000	–	1,185,257	–	2.80%	–
MSFG	New	MAINSOURCE FINANCIAL GROUP, INC.	$14,945,000	–	445,993	–	2.78%	–
KEY	New	KEYCORP	$14,792,000	–	789,342	–	2.76%	–
JLS	New	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$14,757,000	–	576,227	–	2.75%	–
PCI	New	PIMCO DYNAMIC CREDIT INCOME	$14,430,000	–	646,491	–	2.69%	–
GS	New	GOLDMAN SACHS GROUP INC	$14,108,000	–	63,577	–	2.63%	–
HRS	New	HARRIS CORP.	$13,790,000	–	126,422	–	2.57%	–
	New	HCI GROUP CONV. SR NTconvertible bonds	$13,065,000	–	12,880,000	–	2.43%	–
VCIT	New	VANGUARD INT-TERM CORP BOND ETF	$11,531,000	–	131,736	–	2.15%	–
LII	New	LENNOX INTERNATIONAL INC.	$10,777,000	–	58,683	–	2.01%	–
FCPT	New	FOUR CORNERS PROPERTY TRUST	$10,751,000	–	428,153	–	2.00%	–
SJT	New	SAN JUAN BASIN RTY TR UNIT BEN INT	$10,614,000	–	1,558,551	–	1.98%	–
RESI	New	ALTISOURCE RESIDENTIAL CORP	$9,976,000	–	770,958	–	1.86%	–
CME	New	CME GROUP INC	$9,557,000	–	76,306	–	1.78%	–
AMZN	New	AMAZON COM INC	$7,669,000	–	7,923	–	1.43%	–
GOOG	New	ALPHABET INC -CL C	$4,128,000	–	4,543	–	0.77%	–
	New	COLONY FINANCIAL CONV. SR NTconvertible bonds	$3,517,000	–	3,465,000	–	0.66%	–
HBMD	New	HOWARD BANCORP	$3,386,000	–	175,915	–	0.63%	–
QQQ	New	POWERSHARES QQQ TRUST UNIT SER 1equity etfs	$3,179,000	–	23,100	–	0.59%	–
HSBCPRA	New	HSBC HOLDINGS PLC SER A FC 12/21/12preferred stock	$2,477,000	–	93,850	–	0.46%	–
WES	New	WESTERN GAS PARTNERS LP UNIT LP IN	$2,293,000	–	40,990	–	0.43%	–
AMJ	New	JPMORGAN CHASE & CO ALERIAN ML ETN	$2,186,000	–	73,617	–	0.41%	–
AAPL	New	APPLE INC.	$1,998,000	–	13,876	–	0.37%	–
LQD	New	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$1,937,000	–	16,077	–	0.36%	–
PAA	New	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$1,793,000	–	68,237	–	0.33%	–
SHV	New	ISHARES SHORT TREASURY BOND	$1,710,000	–	15,500	–	0.32%	–
FB	New	FACEBOOK INC	$1,677,000	–	11,106	–	0.31%	–
AXP	New	AMERICAN EXPRESS CO	$1,198,000	–	14,220	–	0.22%	–
LOW	New	LOWES COS INC	$1,185,000	–	15,283	–	0.22%	–
JNJ	New	JOHNSON & JOHNSON	$1,102,000	–	8,331	–	0.20%	–
XLI	New	INDUSTRIAL SELECT SECT SPDRequity etfs	$1,015,000	–	14,900	–	0.19%	–
TRGP	New	TARGA RESOURCES	$988,000	–	21,853	–	0.18%	–
TEP	New	TALLGRASS ENERGY PARTNERS LP	$892,000	–	17,815	–	0.17%	–
CELG	New	CELGENE CORP	$850,000	–	6,545	–	0.16%	–
SIVB	New	SVB FINANCIAL GROUP	$836,000	–	4,758	–	0.16%	–
ISD	New	PRUDENTIAL ST DUR HY FUND	$831,000	–	54,402	–	0.16%	–
IWM	New	ISHARES TR RUSSELL 2000 ETFequity etfs	$767,000	–	5,440	–	0.14%	–
WPZ	New	WILLIAMS PARTNERS LP	$765,000	–	19,070	–	0.14%	–
IWR	New	ISHARES RUSSELL MIDCAPequity etfs	$735,000	–	3,825	–	0.14%	–
XOM	New	EXXON MOBIL CORP	$714,000	–	8,844	–	0.13%	–
MDLZ	New	MONDELEZ INTERNATIONAL INC	$708,000	–	16,399	–	0.13%	–
DIA	New	SPDR DJIA TRUST	$645,000	–	3,025	–	0.12%	–
XLP	New	STAPLES SECTOR SPDRequity etfs	$644,000	–	11,720	–	0.12%	–
GOOGL	New	ALPHABET INC -CL A	$615,000	–	662	–	0.12%	–
XLV	New	HEALTH CARE SECTOR SPDRequity etfs	$569,000	–	7,185	–	0.11%	–
GE	New	GENERAL ELEC CO	$554,000	–	20,507	–	0.10%	–
BANC	New	BANC OF CALIFORNIA	$517,000	–	24,041	–	0.10%	–
ET	New	ENERGY TRANSFER EQUITY L P UT LTD PTN	$503,000	–	28,000	–	0.09%	–
XLB	New	MATERIALS SECTOR SPDRequity etfs	$497,000	–	9,240	–	0.09%	–
FLOT	New	ISHARES FLOATING RATE BOND ETF	$460,000	–	9,025	–	0.09%	–
IYG	New	ISHARES U.S. FINANCIAL SERVICES ETFequity etfs	$434,000	–	3,825	–	0.08%	–
SFBS	New	SERVISFIRST BANCSHARES INC	$430,000	–	11,650	–	0.08%	–
BRKB	New	BERKSHIRE HATHAWAY INC DEL CL B NEW	$432,000	–	2,550	–	0.08%	–
FCB	New	FCB FINANCIAL HOLDINGS	$393,000	–	8,230	–	0.07%	–
AMD	New	ADVANCED MICRO DEVICES	$387,000	–	31,000	–	0.07%	–
BLK	New	BLACKROCK INC.	$359,000	–	850	–	0.07%	–
MDY	New	SPDR S&P MIDCAP ETF TRSTequity etfs	$349,000	–	1,100	–	0.06%	–
NSA	New	NATIONAL STORAGE AFFILIATES	$350,000	–	15,125	–	0.06%	–
TER	New	TERADYNE INC	$348,000	–	11,600	–	0.06%	–
ABBV	New	ABBVIE INC	$338,000	–	4,660	–	0.06%	–
KNOW	New	DIREXION INSIDERequity etfs	$334,000	–	8,400	–	0.06%	–
UAL	New	UNITED CONTINENTAL HOLDINGS INC.	$327,000	–	4,350	–	0.06%	–
COST	New	COSTCO WHOLESALE CORP	$320,000	–	2,000	–	0.06%	–
AMP	New	AMERIPRISE FINL INC	$305,000	–	2,400	–	0.06%	–
NVG	New	NUVEEN DIVIDEND ADVANTAGE MUNICIPAL INCOME FUND	$303,000	–	20,000	–	0.06%	–
CSCO	New	CISCO SYS INC	$295,000	–	9,420	–	0.06%	–
MAR	New	MARRIOTT INTERNATIONAL INC.	$291,000	–	2,900	–	0.05%	–
MSL	New	MIDSOUTH BANCORP INC	$288,000	–	24,525	–	0.05%	–
HD	New	HOME DEPOT INC	$287,000	–	1,872	–	0.05%	–
ALLY	New	ALLY FINANCIAL	$279,000	–	13,350	–	0.05%	–
MSFT	New	MICROSOFT	$275,000	–	3,995	–	0.05%	–
DX	New	DYNEX CAP INC NEW	$275,000	–	38,783	–	0.05%	–
EDAP	New	EDAP TMS SA-ADR	$274,000	–	83,000	–	0.05%	–
HYS	New	PIMCO 0-5 YEAR H/Y CORP BOND	$268,000	–	2,641	–	0.05%	–
LOAN	New	MANHATTAN BRIDGE CAPITAL INC	$271,000	–	45,605	–	0.05%	–
WB	New	WEIBO CORP ADR	$263,000	–	3,950	–	0.05%	–
MPLX	New	MPLX LP	$260,000	–	7,785	–	0.05%	–
SWX	New	SOUTHWEST GAS CORP	$258,000	–	3,527	–	0.05%	–
LTXB	New	LEGACYTEXAS FINANCIAL GROUP	$251,000	–	6,595	–	0.05%	–
OPB	New	OPUS BANK	$250,000	–	10,350	–	0.05%	–
RAD	New	RITE AID CORP	$251,000	–	85,000	–	0.05%	–
HTBK	New	HERITAGE COMMERCE CORP	$254,000	–	18,465	–	0.05%	–
MU	New	MICRON TECHNOLOGY	$254,000	–	8,500	–	0.05%	–
DIS	New	WALT DISNEY COMPANY	$236,000	–	2,222	–	0.04%	–
C	New	CITIGROUP INC	$234,000	–	3,500	–	0.04%	–
AMRB	New	AMERICAN RIVER BANKSHRS	$237,000	–	16,305	–	0.04%	–
IWS	New	ISHARES Russell Midcap Valueequity etfs	$229,000	–	2,725	–	0.04%	–
IWF	New	ISHARES RUSSELL 1000 GROWTH ETFequity etfs	$233,000	–	1,955	–	0.04%	–
INTC	New	INTEL CORP	$233,000	–	6,900	–	0.04%	–
NAC	New	NUVEEN CAL ABC DIV ADV MUNI INC FUND	$226,000	–	15,000	–	0.04%	–
PG	New	PROCTER & GAMBLE COMPANY	$217,000	–	2,485	–	0.04%	–
MRK	New	MERCK & COMPANY	$214,000	–	3,340	–	0.04%	–
MTGE	New	AMERICAN CAP MORTGAGE INVESTMENT CORP.	$202,000	–	10,720	–	0.04%	–
SBBX	New	SUSSEX BANCORP	$205,000	–	8,410	–	0.04%	–
KMI	New	KINDER MORGAN INC	$206,000	–	10,765	–	0.04%	–
TCBI	New	TEXAS CAPITAL BANCSHARES INC	$201,000	–	2,600	–	0.04%	–
MITK	New	MITEK SYS INC C	$168,000	–	20,000	–	0.03%	–
NGD	New	NEW GOLD INC CDA	$95,000	–	30,000	–	0.02%	–
LTEA	New	LONG ISLAND ICED TEA CORP	$81,000	–	15,000	–	0.02%	–
NSU	New	NEVSUN RES LTDB C	$60,000	–	25,000	–	0.01%	–
EMAN	New	EMAGIN CORPORATION	$25,000	–	10,000	–	0.01%	–
EVEPQ	New	EV ENERGY PARTNERS LP	$9,000	–	13,500	–	0.00%	–

Q4 2016

			Value		Shares		↓ Weighting
LOV	Exit	SPARK NETWORKS INC COM	$0	–	-10,000	–	-0.00%	–
TRXC	Exit	TRANSENTERIX INC	$0	–	-12,500	–	-0.01%	–
EVEPQ	Exit	EV ENERGY PARTNERS LP	$0	–	-13,500	–	-0.01%	–
OXBR	Exit	OXBRIDGE RE HOLDINGS LTD	$0	–	-19,750	–	-0.02%	–
ELOS	Exit	SYNERON MEDICAL LTD	$0	–	-16,000	–	-0.03%	–
BVX	Exit	BOVIE MEDICAL CORP.	$0	–	-25,000	–	-0.03%	–
EDAP	Exit	EDAP TMS SA-ADR	$0	–	-55,000	–	-0.04%	–
A104PS	Exit	HILTON WORLDWIDE HOLDINGS INC.	$0	–	-9,000	–	-0.05%	–
IWF	Exit	Ishares Russell 1000 Growth ETFequity etfs	$0	–	-2,065	–	-0.05%	–
FCB	Exit	FCB FINANCIAL HOLDINGS	$0	–	-5,610	–	-0.05%	–
UAL	Exit	UNITED CONTINENTAL HOLDINGS INC.	$0	–	-4,350	–	-0.06%	–
AMP	Exit	AMERIPRISE FINL INC	$0	–	-2,400	–	-0.06%	–
AMID	Exit	AMERICAN MIDSTREAM PARTNERS LLP	$0	–	-16,350	–	-0.06%	–
HWC	Exit	HANCOCK HOLDING CO	$0	–	-7,465	–	-0.06%	–
PNFP	Exit	PINNACLE FINANCIAL PARTNERS	$0	–	-4,600	–	-0.06%	–
ETP	Exit	ENERGY TRANSFER PARTNERS L.P.	$0	–	-6,752	–	-0.06%	–
KMI	Exit	KINDER MORGAN INC	$0	–	-10,765	–	-0.06%	–
GILD	Exit	GILEAD Sciences	$0	–	-3,200	–	-0.06%	–
SBNY	Exit	SIGNATURE BANK	$0	–	-2,206	–	-0.06%	–
EFSC	Exit	ENTERPRISE FINANCIAL SERVICES CORP	$0	–	-8,705	–	-0.07%	–
HD	Exit	HOME DEPOT INC	$0	–	-2,162	–	-0.07%	–
CMCSA	Exit	COMCAST CORP NEW CL A	$0	–	-4,276	–	-0.07%	–
HTBK	Exit	HERITAGE COMMERCE CORP	$0	–	-27,540	–	-0.07%	–
SBUX	Exit	STARBUCKS CORP	$0	–	-5,520	–	-0.07%	–
SFBS	Exit	SERVISFIRST BANCSHARES INC	$0	–	-5,825	–	-0.08%	–
SPY	Exit	SPDR S&P 500 ETF TRUSTequity etfs	$0	–	-1,398	–	-0.08%	–
COST	Exit	COSTCO WHOLESALE CORP	$0	–	-2,000	–	-0.08%	–
BLK	Exit	Blackrock Inc.	$0	–	-850	–	-0.08%	–
KNOW	Exit	DIREXION INSIDERequity etfs	$0	–	-4,200	–	-0.08%	–
NVG	Exit	Nuveen Dividend Advantage Municipal Income Fund	$0	–	-20,000	–	-0.08%	–
BCE	Exit	BCE INC	$0	–	-7,200	–	-0.08%	–
IYG	Exit	ISHARES U.S. FINANCIAL SERVICES ETFequity etfs	$0	–	-3,825	–	-0.08%	–
OHI	Exit	OMEGA HEALTHCARE INVESTORS	$0	–	-9,664	–	-0.08%	–
AR	Exit	ANTERO RESOURCES CORP.	$0	–	-13,056	–	-0.09%	–
BANC	Exit	BANC OF CALIFORNIA	$0	–	-20,024	–	-0.09%	–
WMT	Exit	WAL MART STORES INC	$0	–	-6,000	–	-0.11%	–
PACW	Exit	PACWEST BANCORP	$0	–	-10,099	–	-0.11%	–
ZLTQ	Exit	ZELTIQ AESTHETICS INC	$0	–	-11,200	–	-0.11%	–
ET	Exit	ENERGY TRANSFER EQUITY L P UT LTD PTN	$0	–	-28,000	–	-0.12%	–
EWZ	Exit	ISHARES INC MSCI BRAZILequity etfs	$0	–	-14,225	–	-0.12%	–
SIVB	Exit	SVB FINANCIAL GROUP	$0	–	-4,758	–	-0.13%	–
BMO	Exit	BANK OF MONTREAL	$0	–	-8,649	–	-0.14%	–
GOOGL	Exit	ALPHABET INC -CL A	$0	–	-779	–	-0.16%	–
ANH	Exit	ANWORTH MORTGAGE ASSET CP COM	$0	–	-131,146	–	-0.16%	–
WFC	Exit	WELLS FARGO & CO NEW	$0	–	-14,496	–	-0.16%	–
RAD	Exit	RITE AID CORP	$0	–	-85,000	–	-0.16%	–
MDLZ	Exit	MONDELEZ INTERNATIONAL INC	$0	–	-15,217	–	-0.16%	–
LB	Exit	L BRANDS INC	$0	–	-9,761	–	-0.17%	–
ETN	Exit	EATON CORP PLC	$0	–	-10,824	–	-0.18%	–
UPS	Exit	UNITED PARCEL SVC INC CL B	$0	–	-6,620	–	-0.18%	–
WPZ	Exit	WILLIAMS PARTNERS LP	$0	–	-19,503	–	-0.18%	–
CELG	Exit	CELGENE CORP	$0	–	-7,005	–	-0.18%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-8,688	–	-0.19%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-12,300	–	-0.20%	–
DLTR	Exit	DOLLAR TREE INC	$0	–	-10,000	–	-0.20%	–
UFS	Exit	DOMTAR CORP	$0	–	-21,454	–	-0.20%	–
LAMR	Exit	LAMAR ADVERTISING CO-A	$0	–	-12,177	–	-0.20%	–
TD	Exit	TORONTO-DOMINION BANK	$0	–	-18,072	–	-0.20%	–
TEP	Exit	TALLGRASS ENERGY PARTNERS LP	$0	–	-17,815	–	-0.21%	–
MCHP	Exit	MICROCHIP TECHNOLOGY INC	$0	–	-14,593	–	-0.22%	–
ABT	Exit	ABBOTT LABS	$0	–	-22,165	–	-0.23%	–
WDC	Exit	WESTERN DIGITAL CORP	$0	–	-16,187	–	-0.23%	–
FB	Exit	FACEBOOK INC	$0	–	-7,420	–	-0.24%	–
LYB	Exit	LYONDELLBASELL INDU-CL A	$0	–	-12,128	–	-0.24%	–
IBM	Exit	I B M	$0	–	-6,207	–	-0.24%	–
COH	Exit	COACH INC	$0	–	-27,204	–	-0.25%	–
DLR	Exit	Digital Reality Trust Inc.	$0	–	-10,872	–	-0.26%	–
AMJ	Exit	JPMORGAN CHASE & CO ALERIAN ML ETNequity etn	$0	–	-33,737	–	-0.26%	–
TRGP	Exit	TARGA RESOURCES	$0	–	-22,043	–	-0.27%	–
NVS	Exit	NOVARTIS AG SPONSORED ADR	$0	–	-14,056	–	-0.27%	–
GSK	Exit	GLAXO SMITHKLINE PLC ADR	$0	–	-26,286	–	-0.28%	–
GEL	Exit	GENESIS ENERGY LP	$0	–	-29,982	–	-0.28%	–
VOD	Exit	VODAFONE GROUP PLC NEW SPONS ADR NEW	$0	–	-39,719	–	-0.29%	–
GE	Exit	GENERAL ELEC CO	$0	–	-39,210	–	-0.29%	–
AAPL	Exit	APPLE INC.	$0	–	-10,312	–	-0.29%	–
SE	Exit	SPECTRA ENERGY CORP	$0	–	-27,688	–	-0.29%	–
WY	Exit	WEYERHAEUSER CO	$0	–	-38,173	–	-0.30%	–
SPE	Exit	SPECIAL OPPORTUNITIES FUNDequity closed-end fund	$0	–	-81,800	–	-0.30%	–
WASH	Exit	WASHINGTON TRUST BANCORP	$0	–	-31,374	–	-0.31%	–
DIS	Exit	WALT DISNEY COMPANY	$0	–	-13,646	–	-0.31%	–
PFE	Exit	PFIZER INC	$0	–	-38,038	–	-0.32%	–
CSCO	Exit	CISCO SYS INC	$0	–	-43,016	–	-0.34%	–
MPLX	Exit	MPLX LP	$0	–	-43,470	–	-0.36%	–
MRK	Exit	MERCK & COMPANY	$0	–	-23,736	–	-0.37%	–
T	Exit	A T & T INC (NEW)	$0	–	-37,118	–	-0.37%	–
PFF	Exit	ISHARES S&P PREFERRED STOCK INDEX FUNDpreferred stock	$0	–	-39,076	–	-0.38%	–
ABBV	Exit	ABBVIE INC	$0	–	-24,962	–	-0.39%	–
QCOM	Exit	QUALCOMM INC	$0	–	-24,104	–	-0.41%	–
PG	Exit	PROCTER & GAMBLE COMPANY	$0	–	-19,650	–	-0.44%	–
JQC	Exit	NUVEEN CREDIT STRAT FUND	$0	–	-267,365	–	-0.56%	–
WES	Exit	WESTERN GAS PARTNERS LP UNIT LP IN	$0	–	-41,740	–	-0.57%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$0	–	-73,185	–	-0.57%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-22,136	–	-0.65%	–
HBMD	Exit	HOWARD BANCORP	$0	–	-198,565	–	-0.65%	–
HSBCPRA	Exit	HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12preferred stock	$0	–	-114,008	–	-0.72%	–
	Exit	COLONY FINANCIAL CONV. SR NTconvertible bonds	$0	–	-3,465,000	–	-0.84%	–
AMZN	Exit	AMAZON COM INC	$0	–	-4,513	–	-0.93%	–
SH	Exit	PROSHARES TR PSHS SHRT S&P5equity etfs	$0	–	-111,517	–	-1.05%	–
GOOG	Exit	ALPHABET INC -CL C	$0	–	-5,623	–	-1.08%	–
SHV	Exit	ISHARES SHORT TREASURY BOND	$0	–	-46,000	–	-1.26%	–
MSFG	Exit	MAINSOURCE FINANCIAL GROUP, INC.	$0	–	-229,679	–	-1.42%	–
BAH	Exit	BOOZ ALLEN HAMILTON HOLDINGS	$0	–	-189,772	–	-1.48%	–
CME	Exit	CME GROUP INC	$0	–	-66,001	–	-1.70%	–
FLIC	Exit	FIRST OF LONG ISLAND CORP	$0	–	-213,573	–	-1.75%	–
FCPT	Exit	FOUR CORNERS PROPERTY TRUST	$0	–	-348,640	–	-1.84%	–
IEF	Exit	ISHARES 7-10 YR TREASURY BD ETF	$0	–	-70,577	–	-1.95%	–
IRT	Exit	INDEPENDENCE REALTY TRUST	$0	–	-902,732	–	-2.01%	–
TR	Exit	TOOTSIE ROLL INDUSTRIES, INC.	$0	–	-230,738	–	-2.10%	–
JLS	Exit	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$0	–	-445,400	–	-2.66%	–
SO	Exit	SOUTHERN CO	$0	–	-217,870	–	-2.76%	–
KEY	Exit	KEYCORP	$0	–	-955,780	–	-2.88%	–
RWT	Exit	REDWOOD TRUST INC	$0	–	-825,430	–	-2.89%	–
RSG	Exit	REPUBLIC SERVICES, INC.	$0	–	-233,943	–	-2.92%	–
ISD	Exit	PRUDENTIAL ST DUR HY FUND	$0	–	-777,964	–	-3.08%	–
VZ	Exit	VERIZON COMMUNICATIONS	$0	–	-241,664	–	-3.10%	–
VGR	Exit	VECTOR GROUP LTD.	$0	–	-584,443	–	-3.11%	–
	Exit	HCI GROUP CONV. SR NTconvertible bonds	$0	–	-13,342,000	–	-3.16%	–
VTA	Exit	INVESCO DYNAMIC CREDIT OPP	$0	–	-1,129,109	–	-3.28%	–
BR	Exit	BROADRIDGE FINANCIAL SOLUTIONS	$0	–	-199,130	–	-3.34%	–
STZ	Exit	CONSTELLATION BRANDS INC-A	$0	–	-81,103	–	-3.34%	–
MMP	Exit	MAGELLAN MIDSTREAM PARTNERS LP	$0	–	-227,806	–	-3.98%	–
GPT	Exit	GRAMERCY PROPERTY TRUST	$0	–	-1,803,767	–	-4.30%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L COM UNIT	$0	–	-674,817	–	-4.61%	–
LQD	Exit	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$0	–	-203,258	–	-6.19%	–
GVI	Exit	iShares INT. GOVT/CREDIT BOND ETF	$0	–	-224,601	–	-6.26%	–

Q3 2016

			Value		Shares		↓ Weighting
GVI	Buy	iShares INT. GOVT/CREDIT BOND ETF	$25,344,000	+33.9%	224,601	+34.5%	6.26%	+4.7%
LQD	Buy	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$25,037,000	+9.8%	203,258	+9.4%	6.19%	-14.1%
EPD	Buy	ENTERPRISE PRODS PARTNERS L COM UNIT	$18,645,000	+5.1%	674,817	+11.3%	4.61%	-17.8%
GPT	Buy	GRAMERCY PROPERTY TRUST	$17,388,000	+17.1%	1,803,767	+12.0%	4.30%	-8.4%
MMP	Buy	MAGELLAN MIDSTREAM PARTNERS LP	$16,115,000	+2.9%	227,806	+10.5%	3.98%	-19.6%
STZ	Buy	CONSTELLATION BRANDS INC-A	$13,503,000	+9.0%	81,103	+8.2%	3.34%	-14.8%
BR	Buy	BROADRIDGE FINANCIAL SOLUTIONS	$13,499,000	+12.2%	199,130	+7.9%	3.34%	-12.2%
VTA	Buy	INVESCO DYNAMIC CREDIT OPP	$13,278,000	+2818.2%	1,129,109	+2635.2%	3.28%	+2179.2%
	Sell	HCI GROUP CONV. SR NTconvertible bonds	$12,792,000	+7.9%	13,342,000	-1.5%	3.16%	-15.6%
VGR	Buy	VECTOR GROUP LTD.	$12,583,000	+7.4%	584,443	+11.9%	3.11%	-16.0%
VZ	Buy	VERIZON COMMUNICATIONS	$12,562,000	+10.2%	241,664	+18.4%	3.10%	-13.8%
ISD	Buy	PRUDENTIAL ST DUR HY FUND	$12,440,000	+1150.3%	777,964	+1134.9%	3.08%	+879.3%
RSG	Buy	REPUBLIC SERVICES, INC.	$11,802,000	+2.6%	233,943	+4.4%	2.92%	-19.8%
RWT	Buy	REDWOOD TRUST INC	$11,688,000	+9.5%	825,430	+6.8%	2.89%	-14.3%
KEY	New	KEYCORP	$11,632,000	–	955,780	–	2.88%	–
SO	Buy	SOUTHERN CO	$11,177,000	+2.0%	217,870	+6.6%	2.76%	-20.3%
JLS	Buy	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$10,770,000	+12.4%	445,400	+7.3%	2.66%	-12.1%
TR	Buy	TOOTSIE ROLL INDUSTRIES, INC.	$8,498,000	+0.3%	230,738	+4.9%	2.10%	-21.5%
IRT	New	INDEPENDENCE REALTY TRUST	$8,125,000	–	902,732	–	2.01%	–
IEF	Sell	ISHARES 7-10 YR TREASURY BD ETF	$7,896,000	-41.9%	70,577	-41.3%	1.95%	-54.5%
FCPT	Buy	FOUR CORNERS PROPERTY TRUST	$7,436,000	+13.9%	348,640	+10.0%	1.84%	-10.9%
FLIC	Sell	FIRST OF LONG ISLAND CORP	$7,080,000	+11.4%	213,573	-3.7%	1.75%	-12.9%
CME	Buy	CME GROUP INC	$6,898,000	+22.5%	66,001	+14.1%	1.70%	-4.2%
BAH	Buy	BOOZ ALLEN HAMILTON HOLDINGS	$5,999,000	+12.8%	189,772	+5.7%	1.48%	-11.8%
MSFG	New	MAINSOURCE FINANCIAL GROUP, INC.	$5,730,000	–	229,679	–	1.42%	–
GOOG	Buy	ALPHABET INC -CL C	$4,371,000	+19.5%	5,623	+6.4%	1.08%	-6.7%
SH	New	PROSHARES TR PSHS SHRT S&P5equity etfs	$4,245,000	–	111,517	–	1.05%	–
AMZN	Sell	AMAZON COM INC	$3,779,000	-8.7%	4,513	-22.0%	0.93%	-28.6%
	Buy	COLONY FINANCIAL CONV. SR NTconvertible bonds	$3,387,000	+25.4%	3,465,000	+21.6%	0.84%	-1.9%
HSBCPRA	Buy	HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12preferred stock	$2,924,000	+7.9%	114,008	+9.1%	0.72%	-15.6%
HBMD	Sell	HOWARD BANCORP	$2,623,000	0.0%	198,565	-1.6%	0.65%	-21.8%
JNJ	Buy	JOHNSON & JOHNSON	$2,615,000	+135.0%	22,136	+141.2%	0.65%	+83.5%
JQC	Buy	NUVEEN CREDIT STRAT FUND	$2,267,000	+164.2%	267,365	+151.8%	0.56%	+106.6%
PG	Buy	PROCTER & GAMBLE COMPANY	$1,764,000	+546.2%	19,650	+510.1%	0.44%	+407.0%
QCOM	New	QUALCOMM INC	$1,651,000	–	24,104	–	0.41%	–
ABBV	New	ABBVIE INC	$1,574,000	–	24,962	–	0.39%	–
PFF	Sell	ISHARES S&P PREFERRED STOCK INDEX FUNDpreferred stock	$1,544,000	-1.7%	39,076	-0.7%	0.38%	-23.0%
T	Buy	A T & T INC (NEW)	$1,507,000	+419.7%	37,118	+453.6%	0.37%	+305.4%
MRK	New	MERCK & COMPANY	$1,481,000	–	23,736	–	0.37%	–
MPLX	Buy	MPLX LP	$1,472,000	+518.5%	43,470	+513.5%	0.36%	+385.3%
CSCO	New	CISCO SYS INC	$1,364,000	–	43,016	–	0.34%	–
PFE	New	PFIZER INC	$1,288,000	–	38,038	–	0.32%	–
DIS	Buy	WALT DISNEY COMPANY	$1,267,000	-3.7%	13,646	+1.5%	0.31%	-24.8%
WASH	Sell	WASHINGTON TRUST BANCORP	$1,262,000	-76.2%	31,374	-77.6%	0.31%	-81.4%
SPE	New	SPECIAL OPPORTUNITIES FUNDequity closed-end fund	$1,220,000	–	81,800	–	0.30%	–
WY	New	WEYERHAEUSER CO	$1,219,000	–	38,173	–	0.30%	–
SE	New	SPECTRA ENERGY CORP	$1,184,000	–	27,688	–	0.29%	–
AAPL	Sell	APPLE INC.	$1,166,000	+17.7%	10,312	-0.5%	0.29%	-8.0%
GE	New	GENERAL ELEC CO	$1,161,000	–	39,210	–	0.29%	–
VOD	New	VODAFONE GROUP PLC NEW SPONS ADR NEW	$1,158,000	–	39,719	–	0.29%	–
GEL	New	GENESIS ENERGY LP	$1,138,000	–	29,982	–	0.28%	–
GSK	New	GLAXO SMITHKLINE PLC ADR	$1,134,000	–	26,286	–	0.28%	–
NVS	Buy	NOVARTIS AG SPONSORED ADR	$1,110,000	+178.9%	14,056	+191.3%	0.27%	+117.5%
TRGP	Sell	TARGA RESOURCES	$1,083,000	-2.6%	22,043	-16.4%	0.27%	-23.6%
AMJ	Buy	JPMORGAN CHASE & CO ALERIAN ML ETNequity etn	$1,063,000	+6.4%	33,737	+7.5%	0.26%	-16.8%
DLR	New	Digital Reality Trust Inc.	$1,056,000	–	10,872	–	0.26%	–
COH	New	COACH INC	$995,000	–	27,204	–	0.25%	–
IBM	New	I B M	$986,000	–	6,207	–	0.24%	–
LYB	New	LYONDELLBASELL INDU-CL A	$978,000	–	12,128	–	0.24%	–
FB	Sell	FACEBOOK INC	$952,000	+12.0%	7,420	-0.3%	0.24%	-12.6%
WDC	New	WESTERN DIGITAL CORP	$946,000	–	16,187	–	0.23%	–
ABT	New	ABBOTT LABS	$937,000	–	22,165	–	0.23%	–
MCHP	New	MICROCHIP TECHNOLOGY INC	$907,000	–	14,593	–	0.22%	–
TEP	Sell	TALLGRASS ENERGY PARTNERS LP	$859,000	-28.2%	17,815	-31.5%	0.21%	-43.9%
TD	New	TORONTO-DOMINION BANK	$802,000	–	18,072	–	0.20%	–
UFS	New	DOMTAR CORP	$797,000	–	21,454	–	0.20%	–
LAMR	New	LAMAR ADVERTISING CO-A	$795,000	–	12,177	–	0.20%	–
XOM	Buy	EXXON MOBIL CORP	$758,000	+18.1%	8,688	+26.8%	0.19%	-7.9%
CELG	Buy	CELGENE CORP	$732,000	+7.5%	7,005	+1.4%	0.18%	-15.8%
UPS	New	UNITED PARCEL SVC INC CL B	$724,000	–	6,620	–	0.18%	–
ETN	New	EATON CORP PLC	$711,000	–	10,824	–	0.18%	–
LB	New	L BRANDS INC	$691,000	–	9,761	–	0.17%	–
WFC	New	WELLS FARGO & CO NEW	$642,000	–	14,496	–	0.16%	–
ANH	New	ANWORTH MORTGAGE ASSET CP COM	$645,000	–	131,146	–	0.16%	–
GOOGL	Buy	ALPHABET INC -CL A	$626,000	+33.5%	779	+16.8%	0.16%	+4.7%
BMO	New	BANK OF MONTREAL	$567,000	–	8,649	–	0.14%	–
EWZ	New	ISHARES INC MSCI BRAZILequity etfs	$480,000	–	14,225	–	0.12%	–
ET	Sell	ENERGY TRANSFER EQUITY L P UT LTD PTN	$470,000	-9.1%	28,000	-22.2%	0.12%	-28.8%
PACW	New	PACWEST BANCORP	$433,000	–	10,099	–	0.11%	–
WMT	Sell	WAL MART STORES INC	$433,000	-47.1%	6,000	-46.4%	0.11%	-58.7%
AR	Sell	ANTERO RESOURCES CORP.	$352,000	-47.1%	13,056	-49.1%	0.09%	-58.8%
BANC	Buy	BANC OF CALIFORNIA	$350,000	+36.2%	20,024	+40.8%	0.09%	+7.4%
OHI	New	OMEGA HEALTHCARE INVESTORS	$343,000	–	9,664	–	0.08%	–
IYG	New	ISHARES U.S. FINANCIAL SERVICES ETFequity etfs	$336,000	–	3,825	–	0.08%	–
BCE	New	BCE INC	$332,000	–	7,200	–	0.08%	–
SPY	Buy	SPDR S&P 500 ETF TRUSTequity etfs	$302,000	+47.3%	1,398	+42.7%	0.08%	+15.4%
SFBS	Sell	SERVISFIRST BANCSHARES INC	$302,000	-22.8%	5,825	-26.5%	0.08%	-39.5%
CMCSA	Buy	COMCAST CORP NEW CL A	$284,000	+22.4%	4,276	+20.1%	0.07%	-4.1%
HD	Buy	HOME DEPOT INC	$278,000	+16.3%	2,162	+15.5%	0.07%	-9.2%
SBNY	New	SIGNATURE BANK	$261,000	–	2,206	–	0.06%	–
HWC	New	HANCOCK HOLDING CO	$242,000	–	7,465	–	0.06%	–
AMID	Sell	AMERICAN MIDSTREAM PARTNERS LLP	$241,000	+8.1%	16,350	-13.3%	0.06%	-14.3%
UAL	New	UNITED CONTINENTAL HOLDINGS INC.	$228,000	–	4,350	–	0.06%	–
FCB	Sell	FCB FINANCIAL HOLDINGS	$216,000	-45.7%	5,610	-52.1%	0.05%	-57.9%
BVX	New	BOVIE MEDICAL CORP.	$130,000	–	25,000	–	0.03%	–
TRXC	New	TRANSENTERIX INC	$21,000	–	12,500	–	0.01%	–
LOV	New	SPARK NETWORKS INC COM	$16,000	–	10,000	–	0.00%	–
BBEPQ	Exit	BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN	$0	–	-25,500	–	0.00%	–
PDI	Exit	PIMCO DYNAMIC INC FUND	$0	–	-7,280	–	-0.06%	–
DOG	Exit	PROSHARES SHORT DOW 30equity etfs	$0	–	-9,500	–	-0.06%	–
CVS	Exit	CVS CORP	$0	–	-2,235	–	-0.07%	–
AMRB	Exit	AMERICAN RIVER BANKSHRS	$0	–	-22,555	–	-0.07%	–
ARGT	Exit	GLOBAL X MSCI ARGENTINA ETFequity etfs	$0	–	-13,250	–	-0.09%	–
AOD	Exit	ALPINE TOTAL DYNAMIC DIVIDEND FUNDequity closed-end fund	$0	–	-45,325	–	-0.10%	–
BKLN	Exit	POWERSHARES SENIOR LOAN	$0	–	-20,000	–	-0.14%	–
EDD	Exit	Morgan Stanley Emerging Markets Domestic Debt Fund	$0	–	-134,435	–	-0.33%	–
SH	Exit	PROSHARES TR PSHS SHRT S&P5equity etfs	$0	–	-99,690	–	-1.25%	–
STL	Exit	STERLING BANCORP	$0	–	-316,676	–	-1.57%	–
MCD	Exit	MCDONALDS CORP	$0	–	-76,703	–	-2.92%	–

Q2 2016

			Value		Shares		↓ Weighting
LQD	New	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$22,803,000	–	185,794	–	7.21%	–
GVI	New	iShares INT. GOVT/CREDIT BOND ETF	$18,923,000	–	166,947	–	5.98%	–
EPD	New	ENTERPRISE PRODS PARTNERS L COM UNIT	$17,741,000	–	606,309	–	5.61%	–
MMP	New	MAGELLAN MIDSTREAM PARTNERS LP	$15,663,000	–	206,091	–	4.95%	–
GPT	New	GRAMERCY PROPERTY TRUST	$14,851,000	–	1,610,697	–	4.69%	–
IEF	New	ISHARES 7-10 YR TRESURY BD ETF	$13,585,000	–	120,270	–	4.29%	–
STZ	New	CONSTELLATION BRANDS INC-A	$12,393,000	–	74,930	–	3.92%	–
BR	New	BROADRIDGE FINANCIAL SOLUTIONS	$12,030,000	–	184,510	–	3.80%	–
	New	HCI GROUP CONV. SR NTconvertible bonds	$11,850,000	–	13,552,000	–	3.75%	–
VGR	New	VECTOR GROUP LTD.	$11,714,000	–	522,473	–	3.70%	–
RSG	New	REPUBLIC SERVICES, INC.	$11,500,000	–	224,133	–	3.64%	–
VZ	New	VERIZON COMMUNICATIONS	$11,398,000	–	204,120	–	3.60%	–
SO	New	SOUTHERN CO	$10,962,000	–	204,394	–	3.46%	–
RWT	New	REDWOOD TRUST INC	$10,671,000	–	772,682	–	3.37%	–
JLS	New	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$9,585,000	–	414,948	–	3.03%	–
MCD	New	MCDONALDS CORP	$9,230,000	–	76,703	–	2.92%	–
TR	New	TOOTSIE ROLL INDUSTRIES, INC.	$8,473,000	–	219,900	–	2.68%	–
FCPT	New	FOUR CORNERS PROPERTY TRUST	$6,526,000	–	316,970	–	2.06%	–
FLIC	New	FIRST OF LONG ISLAND CORP	$6,355,000	–	221,675	–	2.01%	–
CME	New	CME GROUP INC	$5,633,000	–	57,834	–	1.78%	–
BAH	New	BOOZ ALLEN HAMILTON HOLDINGS	$5,320,000	–	179,503	–	1.68%	–
WASH	New	WASHINGTON TRUST BANCORP	$5,309,000	–	139,995	–	1.68%	–
SHV	New	ISHARES SHORT TREASURY BOND	$5,081,000	–	46,000	–	1.61%	–
STL	New	STERLING BANCORP	$4,972,000	–	316,676	–	1.57%	–
AMZN	New	AMAZON COM INC	$4,141,000	–	5,786	–	1.31%	–
SH	New	PROSHARES TR PSHS SHRT S&P5equity etfs	$3,953,000	–	99,690	–	1.25%	–
GOOG	New	ALPHABET INC -CL C	$3,659,000	–	5,287	–	1.16%	–
HSBCPRA	New	HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12preferred stock	$2,710,000	–	104,480	–	0.86%	–
	New	COLONY FINANCIAL CONV. SR NTconvertible bonds	$2,700,000	–	2,850,000	–	0.85%	–
HBMD	New	HOWARD BANCORP	$2,623,000	–	201,765	–	0.83%	–
WES	New	WESTERN GAS PARTNERS LP UNIT LP IN	$2,104,000	–	41,740	–	0.66%	–
PAA	New	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$2,012,000	–	73,185	–	0.64%	–
PFF	New	ISHARES S&P PREFERRED STOCK INDEX FUNDpreferred stock	$1,570,000	–	39,356	–	0.50%	–
DIS	New	WALT DISNEY COMPANY	$1,315,000	–	13,445	–	0.42%	–
TEP	New	TALLGRASS ENERGY PARTNERS LP	$1,197,000	–	26,015	–	0.38%	–
JNJ	New	JOHNSON & JOHNSON	$1,113,000	–	9,177	–	0.35%	–
TRGP	New	TARGA RESOURCES	$1,112,000	–	26,383	–	0.35%	–
EDD	New	Morgan Stanley Emerging Markets Domestic Debt Fund	$1,031,000	–	134,435	–	0.33%	–
AMJ	New	JPMORGAN CHASE & CO ALERIAN ML ETNequity etn	$999,000	–	31,396	–	0.32%	–
ISD	New	PRUDENTIAL ST DUR HY FUND	$995,000	–	63,000	–	0.31%	–
AAPL	New	APPLE INC.	$991,000	–	10,368	–	0.31%	–
DLTR	New	DOLLAR TREE INC	$942,000	–	10,000	–	0.30%	–
JQC	New	NUVEEN CREDIT STRAT FUND	$858,000	–	106,165	–	0.27%	–
FB	New	FACEBOOK INC	$850,000	–	7,440	–	0.27%	–
WMT	New	WAL MART STORES INC	$818,000	–	11,200	–	0.26%	–
AXP	New	AMERICAN EXPRESS CO	$747,000	–	12,300	–	0.24%	–
MDLZ	New	MONDELEZ INTERNATIONAL INC	$693,000	–	15,217	–	0.22%	–
CELG	New	CELGENE CORP	$681,000	–	6,905	–	0.22%	–
WPZ	New	WILLIAMS PARTNERS LP	$676,000	–	19,503	–	0.21%	–
AR	New	ANTERO RESOURCES CORP.	$666,000	–	25,641	–	0.21%	–
XOM	New	EXXON MOBIL CORP	$642,000	–	6,851	–	0.20%	–
RAD	New	RITE AID CORP	$637,000	–	85,000	–	0.20%	–
ET	New	ENERGY TRANSFER EQUITY L P UT LTD PTN	$517,000	–	36,000	–	0.16%	–
GOOGL	New	ALPHABET INC -CL A	$469,000	–	667	–	0.15%	–
BKLN	New	POWERSHARES SENIOR LOAN	$459,000	–	20,000	–	0.14%	–
VTA	New	INVESCO DYNAMIC CREDIT OPP	$455,000	–	41,280	–	0.14%	–
SIVB	New	SVB FINANCIAL GROUP	$453,000	–	4,758	–	0.14%	–
FCB	New	FCB FINANCIAL HOLDINGS	$398,000	–	11,700	–	0.13%	–
NVS	New	NOVARTIS AG SPONSORED ADR	$398,000	–	4,825	–	0.13%	–
SFBS	New	SERVISFIRST BANCSHARES INC	$391,000	–	7,920	–	0.12%	–
AOD	New	ALPINE TOTAL DYNAMIC DIVIDEND FUNDequity closed-end fund	$329,000	–	45,325	–	0.10%	–
NVG	New	Nuveen Dividend Advantage Municipal Income Fund	$325,000	–	20,000	–	0.10%	–
SBUX	New	STARBUCKS CORP	$315,000	–	5,520	–	0.10%	–
COST	New	COSTCO WHOLESALE CORP	$314,000	–	2,000	–	0.10%	–
ZLTQ	New	ZELTIQ AESTHETICS INC	$306,000	–	11,200	–	0.10%	–
KNOW	New	DIREXION INSIDERequity etfs	$306,000	–	4,200	–	0.10%	–
ARGT	New	GLOBAL X MSCI ARGENTINA ETFequity etfs	$295,000	–	13,250	–	0.09%	–
T	New	A T & T INC (NEW)	$290,000	–	6,705	–	0.09%	–
BLK	New	Blackrock Inc.	$291,000	–	850	–	0.09%	–
HTBK	New	HERITAGE COMMERCE CORP	$290,000	–	27,540	–	0.09%	–
PG	New	PROCTER & GAMBLE COMPANY	$273,000	–	3,221	–	0.09%	–
GILD	New	GILEAD Sciences	$267,000	–	3,200	–	0.08%	–
ETP	New	ENERGY TRANSFER PARTNERS L.P.	$257,000	–	6,752	–	0.08%	–
BANC	New	BANC OF CALIFORNIA	$257,000	–	14,225	–	0.08%	–
EFSC	New	ENTERPRISE FINANCIAL SERVICES CORP	$243,000	–	8,705	–	0.08%	–
HD	New	HOME DEPOT INC	$239,000	–	1,872	–	0.08%	–
MPLX	New	MPLX LP	$238,000	–	7,085	–	0.08%	–
CMCSA	New	COMCAST CORP NEW CL A	$232,000	–	3,560	–	0.07%	–
AMRB	New	AMERICAN RIVER BANKSHRS	$232,000	–	22,555	–	0.07%	–
PNFP	New	PINNACLE FINANCIAL PARTNERS	$225,000	–	4,600	–	0.07%	–
AMID	New	AMERICAN MIDSTREAM PARTNERS LLP	$223,000	–	18,850	–	0.07%	–
AMP	New	AMERIPRISE FINL INC	$216,000	–	2,400	–	0.07%	–
CVS	New	CVS CORP	$214,000	–	2,235	–	0.07%	–
SPY	New	SPDR S&P 500 ETF TRUSTequity etfs	$205,000	–	980	–	0.06%	–
IWF	New	Ishares Russell 1000 Growth ETFequity etfs	$207,000	–	2,065	–	0.06%	–
PDI	New	PIMCO DYNAMIC INC FUND	$201,000	–	7,280	–	0.06%	–
KMI	New	KINDER MORGAN INC	$202,000	–	10,765	–	0.06%	–
A104PS	New	HILTON WORLDWIDE HOLDINGS INC.	$203,000	–	9,000	–	0.06%	–
DOG	New	PROSHARES SHORT DOW 30equity etfs	$203,000	–	9,500	–	0.06%	–
EDAP	New	EDAP TMS SA-ADR	$182,000	–	55,000	–	0.06%	–
ELOS	New	SYNERON MEDICAL LTD	$123,000	–	16,000	–	0.04%	–
OXBR	New	OXBRIDGE RE HOLDINGS LTD	$99,000	–	19,750	–	0.03%	–
EVEPQ	New	EV ENERGY PARTNERS LP	$31,000	–	13,500	–	0.01%	–
BBEPQ	New	BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN	$1,000	–	25,500	–	0.00%	–

Q4 2015

			Value		Shares		↓ Weighting
	Exit	Royal Gold Inc Conv Sr Note 2.875% 06/15/19convertible bonds	$0	–	-11,000	–	-0.00%	–
BBEPQ	Exit	BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN	$0	–	-25,500	–	-0.02%	–
EVEPQ	Exit	EV ENERGY PARTNERS LP	$0	–	-13,500	–	-0.03%	–
AMRB	Exit	AMERICAN RIVER BANKSHRS	$0	–	-11,675	–	-0.04%	–
SVLC	Exit	SILVERCREST MINES INC.	$0	–	-130,000	–	-0.04%	–
	Exit	MACQUARIE INFRASTRUCTUREconvertible bonds	$0	–	-100,000	–	-0.04%	–
OXBR	Exit	OXBRIDGE RE HOLDINGS LTD	$0	–	-19,750	–	-0.04%	–
GNBC	Exit	GREEN BANCORP INC	$0	–	-11,655	–	-0.05%	–
COBZ	Exit	COBIZ FINANCIAL INC	$0	–	-12,725	–	-0.06%	–
KINS	Exit	KINGSTONE INC	$0	–	-20,000	–	-0.06%	–
FCTY	Exit	1ST CENTY BANCSHARES INC COM	$0	–	-23,920	–	-0.06%	–
CMCSA	Exit	COMCAST CORP NEW CL A	$0	–	-3,772	–	-0.07%	–
T	Exit	A T & T INC (NEW)	$0	–	-6,843	–	-0.08%	–
DOG	Exit	PROSHARES SHORT DOW 30equity etfs	$0	–	-9,000	–	-0.08%	–
LTXB	Exit	LEGACYTEXAS FINANCIAL GROUP	$0	–	-7,270	–	-0.08%	–
MRK	Exit	MERCK & COMPANY	$0	–	-4,547	–	-0.08%	–
AMID	Exit	AMERICAN MIDSTREAM PARTNERS LLP	$0	–	-20,550	–	-0.08%	–
GEL	Exit	GENESIS ENERGY LP	$0	–	-6,030	–	-0.08%	–
TWO	Exit	TWO HBRS INVT CORP	$0	–	-26,685	–	-0.08%	–
VIG	Exit	VANGUARD DIVIDEND APPRECequity etfs	$0	–	-3,295	–	-0.08%	–
MDY	Exit	SPDR S&P MIDCAP ETF TRSTequity etfs	$0	–	-1,000	–	-0.08%	–
PG	Exit	PROCTER & GAMBLE COMPANY	$0	–	-3,617	–	-0.09%	–
AMP	Exit	AMERIPRISE FINL INC	$0	–	-2,400	–	-0.09%	–
THOR	Exit	THORATEC CORP NEW	$0	–	-4,175	–	-0.09%	–
IWF	Exit	Ishares Russell 1000 Growth ETFequity etfs	$0	–	-2,835	–	-0.09%	–
PNFP	Exit	PINNACLE FINANCIAL PARTNERS	$0	–	-5,540	–	-0.09%	–
MWE	Exit	MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN	$0	–	-6,500	–	-0.10%	–
COST	Exit	COSTCO WHOLESALE CORP	$0	–	-2,000	–	-0.10%	–
ETP	Exit	ENERGY TRANSFER PARTNERS L.P.	$0	–	-7,322	–	-0.10%	–
EDAP	Exit	EDAP TMS SA-ADR	$0	–	-55,000	–	-0.10%	–
ZLTQ	Exit	ZELTIQ AESTHETICS INC	$0	–	-11,200	–	-0.12%	–
GILD	Exit	GILEAD Sciences	$0	–	-3,734	–	-0.13%	–
SFBS	Exit	SERVISFIRST BANCSHARES INC	$0	–	-9,275	–	-0.13%	–
FCB	Exit	FCB FINANCIAL HOLDINGS	$0	–	-11,920	–	-0.13%	–
FB	Exit	FACEBOOK INC	$0	–	-4,500	–	-0.14%	–
GOOGL	Exit	GOOGLE INC	$0	–	-667	–	-0.15%	–
NVG	Exit	Nuveen Dividend Advantage Municipal Income Fund	$0	–	-32,000	–	-0.15%	–
VZ	Exit	VERIZON COMMUNICATIONS	$0	–	-10,338	–	-0.15%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-6,775	–	-0.17%	–
RAD	Exit	RITE AID CORP	$0	–	-85,000	–	-0.18%	–
MAT	Exit	MATTEL INC.	$0	–	-26,625	–	-0.19%	–
HTBK	Exit	HERITAGE COMMERCE CORP	$0	–	-51,896	–	-0.20%	–
DLTR	Exit	DOLLAR TREE INC	$0	–	-10,000	–	-0.23%	–
NEE	Exit	NEXTERA ENERGY, INC.	$0	–	-6,843	–	-0.23%	–
WPZ	Exit	WILLIAMS PARTNERS LP	$0	–	-22,492	–	-0.25%	–
MDLZ	Exit	MONDELEZ INTERNATIONAL INC	$0	–	-17,264	–	-0.25%	–
CELG	Exit	CELGENE CORP	$0	–	-6,905	–	-0.26%	–
ET	Exit	ENERGY TRANSFER EQUITY L P UT LTD PTN	$0	–	-36,000	–	-0.26%	–
WMT	Exit	WAL MART STORES INC	$0	–	-11,777	–	-0.26%	–
FHI	Exit	FEDERATED INVESTORS INC-CL B	$0	–	-26,655	–	-0.26%	–
BKLN	Exit	POWERSHARES SENIOR LOAN	$0	–	-35,000	–	-0.28%	–
KMI	Exit	KINDER MORGAN INC	$0	–	-30,197	–	-0.29%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-9,683	–	-0.31%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-12,500	–	-0.32%	–
DIS	Exit	WALT DISNEY COMPANY	$0	–	-10,541	–	-0.37%	–
TEP	Exit	TALLGRASS ENERGY PARTNERS LP	$0	–	-27,715	–	-0.37%	–
AAPL	Exit	APPLE COMPUTER INC	$0	–	-9,903	–	-0.38%	–
AMJ	Exit	JPMORGAN CHASE & CO ALERIAN ML ETNequity etn	$0	–	-63,270	–	-0.66%	–
NGLS	Exit	TARGA RESOURCES PARTNERS LP COM UNIT	$0	–	-67,700	–	-0.67%	–
SH	Exit	PROSHARES TR PSHS SHRT S&P5equity etfs	$0	–	-87,575	–	-0.68%	–
HSBCPRA	Exit	HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12preferred stock	$0	–	-96,931	–	-0.84%	–
HBMD	Exit	HOWARD BANCORP	$0	–	-191,000	–	-0.93%	–
GOOG	Exit	GOOGLE INC CL C	$0	–	-4,511	–	-0.94%	–
WHLRP	Exit	WHEELER REAL ESTATE SER B. 9.00% CONV. PREFpreferred stock	$0	–	-122,905	–	-0.98%	–
PFF	Exit	ISHARES S&P PREFERRED STOCK INDEX FUNDpreferred stock	$0	–	-75,210	–	-1.00%	–
	Exit	COLONY FINANCIAL CONV. SR NTconvertible bonds	$0	–	-3,250,000	–	-1.06%	–
WES	Exit	WESTERN GAS PARTNERS LP UNIT LP IN	$0	–	-77,040	–	-1.24%	–
AMZN	Exit	AMAZON COM INC	$0	–	-7,338	–	-1.29%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$0	–	-134,683	–	-1.40%	–
WHG	Exit	WESTWOOD HOLDINGS GROUP, INC.	$0	–	-81,458	–	-1.52%	–
TR	Exit	TOOTSIE ROLL INDUSTRIES, INC.	$0	–	-146,669	–	-1.57%	–
BMTC	Exit	BRYN MAWR BANK CORP	$0	–	-192,262	–	-2.05%	–
BRG	Exit	BLUEROCK RESIDENTIAL GROWTH	$0	–	-520,007	–	-2.14%	–
HFWA	Exit	HERITAGE FINANCIAL CORP	$0	–	-343,328	–	-2.22%	–
MCC	Exit	MEDLEY CAP CORP	$0	–	-882,922	–	-2.25%	–
STON	Exit	STONEMOR PARTNERS LP	$0	–	-241,978	–	-2.26%	–
PFE	Exit	PFIZER INC	$0	–	-211,827	–	-2.28%	–
CVS	Exit	CVS CORP	$0	–	-77,227	–	-2.56%	–
AOD	Exit	ALPINE TOTAL DYNAMIC DIVIDEND FUNDequity closed-end fund	$0	–	-1,134,698	–	-2.92%	–
STZ	Exit	CONSTELLATION BRANDS INC-A	$0	–	-70,118	–	-3.01%	–
RSG	Exit	REPUBLIC SERVICES, INC.	$0	–	-217,275	–	-3.07%	–
NVS	Exit	NOVARTIS AG SPONSORED ADR	$0	–	-98,580	–	-3.11%	–
JLS	Exit	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$0	–	-405,744	–	-3.12%	–
STL	Exit	STERLING BANCORP	$0	–	-669,540	–	-3.42%	–
	Exit	HCI GROUP CONV. SR NTconvertible bonds	$0	–	-11,155,000	–	-3.48%	–
GPT	Exit	GRAMERCY PROPERTY TRUST INC	$0	–	-494,654	–	-3.52%	–
MCD	Exit	MCDONALDS CORP	$0	–	-107,361	–	-3.63%	–
VGR	Exit	VECTOR GROUP LTD.	$0	–	-482,947	–	-3.74%	–
MMP	Exit	MAGELLAN MIDSTREAM PARTNERS LP	$0	–	-236,139	–	-4.87%	–
PDI	Exit	PIMCO DYNAMIC INC FUND	$0	–	-537,878	–	-5.31%	–
LQD	Exit	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$0	–	-150,206	–	-5.98%	–
FUR	Exit	WINTHROP REALTY TRUST	$0	–	-1,223,006	–	-6.02%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L COM UNIT	$0	–	-705,519	–	-6.02%	–

Q3 2015

			Value		Shares		↓ Weighting
EPD	Buy	ENTERPRISE PRODS PARTNERS L COM UNIT	$17,567,000	-15.9%	705,519	+1.0%	6.02%	+2.2%
FUR	Buy	WINTHROP REALTY TRUST	$17,562,000	-0.6%	1,223,006	+4.9%	6.02%	+20.7%
LQD	Buy	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$17,437,000	+12.7%	150,206	+12.3%	5.98%	+36.8%
PDI	Buy	PIMCO DYNAMIC INC FUND	$15,491,000	+28.6%	537,878	+30.4%	5.31%	+56.1%
MMP	Buy	MAGELLAN MIDSTREAM PARTNERS LP	$14,194,000	-15.0%	236,139	+3.8%	4.87%	+3.2%
VGR	Buy	VECTOR GROUP LTD.	$10,919,000	+20.8%	482,947	+25.3%	3.74%	+46.6%
MCD	Sell	MCDONALDS CORP	$10,578,000	-2.5%	107,361	-5.9%	3.63%	+18.4%
GPT	Buy	GRAMERCY PROPERTY TRUST INC	$10,274,000	-3.4%	494,654	+8.7%	3.52%	+17.3%
STL	Sell	STERLING BANCORP	$9,956,000	-29.4%	669,540	-30.2%	3.42%	-14.3%
JLS	Buy	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$9,089,000	+0.8%	405,744	+2.1%	3.12%	+22.4%
NVS	Sell	NOVARTIS AG SPONSORED ADR	$9,061,000	-6.5%	98,580	-0.0%	3.11%	+13.5%
RSG	Buy	REPUBLIC SERVICES, INC.	$8,952,000	+6.1%	217,275	+0.9%	3.07%	+28.8%
STZ	Buy	CONSTELLATION BRANDS INC-A	$8,779,000	+17.3%	70,118	+8.7%	3.01%	+42.4%
AOD	Sell	ALPINE TOTAL DYNAMIC DIVIDEND FUNDequity closed-end fund	$8,510,000	-47.2%	1,134,698	-39.2%	2.92%	-35.9%
CVS	Buy	CVS CORP	$7,451,000	-1.2%	77,227	+7.4%	2.56%	+19.9%
PFE	Buy	PFIZER INC	$6,653,000	+0.4%	211,827	+7.2%	2.28%	+21.9%
STON	New	STONEMOR PARTNERS LP	$6,601,000	–	241,978	–	2.26%	–
MCC	Sell	MEDLEY CAP CORP	$6,569,000	-17.1%	882,922	-0.7%	2.25%	+0.7%
HFWA	Sell	HERITAGE FINANCIAL CORP	$6,461,000	+3.2%	343,328	-2.0%	2.22%	+25.3%
BRG	Buy	BLUEROCK RESIDENTIAL GROWTH	$6,230,000	+42.3%	520,007	+50.4%	2.14%	+72.9%
BMTC	Buy	BRYN MAWR BANK CORP	$5,974,000	+6.0%	192,262	+2.9%	2.05%	+28.7%
TR	Buy	TOOTSIE ROLL INDUSTRIES, INC.	$4,589,000	+1.4%	146,669	+4.7%	1.57%	+23.1%
WHG	Buy	WESTWOOD HOLDINGS GROUP, INC.	$4,427,000	-8.5%	81,458	+0.3%	1.52%	+11.0%
PAA	Sell	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$4,092,000	-31.1%	134,683	-1.2%	1.40%	-16.4%
AMZN	Buy	AMAZON COM INC	$3,756,000	+21.0%	7,338	+2.7%	1.29%	+46.9%
WES	Sell	WESTERN GAS PARTNERS LP UNIT LP IN	$3,607,000	-29.2%	77,040	-4.1%	1.24%	-14.0%
WHLRP	Sell	WHEELER REAL ESTATE SER B. 9.00% CONV. PREFpreferred stock	$2,858,000	-48.4%	122,905	-46.9%	0.98%	-37.4%
GOOG	Buy	GOOGLE INC CL C	$2,745,000	+28.3%	4,511	+9.8%	0.94%	+56.0%
HBMD	Buy	HOWARD BANCORP	$2,712,000	+38.2%	191,000	+36.1%	0.93%	+67.6%
HSBCPRA	Buy	HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12preferred stock	$2,452,000	+5.2%	96,931	+5.0%	0.84%	+27.8%
SH	Sell	PROSHARES TR PSHS SHRT S&P5equity etfs	$1,971,000	-50.5%	87,575	-53.0%	0.68%	-39.9%
NGLS	Sell	TARGA RESOURCES PARTNERS LP COM UNIT	$1,966,000	-68.0%	67,700	-57.5%	0.67%	-61.2%
AMJ	Buy	JPMORGAN CHASE & CO ALERIAN ML ETNequity etn	$1,923,000	-20.5%	63,270	+3.5%	0.66%	-3.5%
AAPL	Sell	APPLE COMPUTER INC	$1,092,000	-40.0%	9,903	-31.8%	0.38%	-27.0%
DIS	Buy	WALT DISNEY COMPANY	$1,077,000	-5.2%	10,541	+5.9%	0.37%	+15.0%
JNJ	Buy	JOHNSON & JOHNSON	$904,000	-0.1%	9,683	+4.3%	0.31%	+21.1%
FHI	Sell	FEDERATED INVESTORS INC-CL B	$770,000	-91.1%	26,655	-89.7%	0.26%	-89.2%
WMT	Sell	WAL MART STORES INC	$764,000	-94.4%	11,777	-93.9%	0.26%	-93.2%
ET	Buy	ENERGY TRANSFER EQUITY L P UT LTD PTN	$749,000	-16.6%	36,000	+157.1%	0.26%	+1.2%
MDLZ	Sell	MONDELEZ INTERNATIONAL INC	$723,000	+1.1%	17,264	-0.6%	0.25%	+22.8%
NEE	New	NEXTERA ENERGY, INC.	$668,000	–	6,843	–	0.23%	–
HTBK	Buy	HERITAGE COMMERCE CORP	$589,000	+311.9%	51,896	+249.4%	0.20%	+405.0%
MAT	New	MATTEL INC.	$561,000	–	26,625	–	0.19%	–
VZ	Buy	VERIZON COMMUNICATIONS	$450,000	-4.3%	10,338	+2.5%	0.15%	+15.8%
NVG	Buy	Nuveen Dividend Advantage Municipal Income Fund	$446,000	+64.6%	32,000	+60.0%	0.15%	+98.7%
GOOGL	Sell	GOOGLE INC	$426,000	-68.0%	667	-72.9%	0.15%	-61.2%
FCB	Buy	FCB FINANCIAL HOLDINGS	$389,000	+90.7%	11,920	+85.8%	0.13%	+129.3%
SFBS	Buy	SERVISFIRST BANCSHARES INC	$385,000	+15.3%	9,275	+4.2%	0.13%	+40.4%
GILD	New	GILEAD Sciences	$367,000	–	3,734	–	0.13%	–
ZLTQ	New	ZELTIQ AESTHETICS INC	$359,000	–	11,200	–	0.12%	–
EDAP	New	EDAP TMS SA-ADR	$307,000	–	55,000	–	0.10%	–
ETP	Sell	ENERGY TRANSFER PARTNERS L.P.	$301,000	-21.8%	7,322	-0.8%	0.10%	-5.5%
PNFP	Buy	PINNACLE FINANCIAL PARTNERS	$274,000	-4.2%	5,540	+5.2%	0.09%	+16.0%
IWF	Buy	Ishares Russell 1000 Growth ETFequity etfs	$264,000	+29.4%	2,835	+37.6%	0.09%	+56.9%
THOR	New	THORATEC CORP NEW	$264,000	–	4,175	–	0.09%	–
VIG	New	VANGUARD DIVIDEND APPRECequity etfs	$243,000	–	3,295	–	0.08%	–
TWO	Sell	TWO HBRS INVT CORP	$235,000	-97.2%	26,685	-96.9%	0.08%	-96.6%
AMID	Buy	AMERICAN MIDSTREAM PARTNERS LLP	$228,000	-20.0%	20,550	+15.8%	0.08%	-3.7%
MRK	Sell	MERCK & COMPANY	$225,000	-15.7%	4,547	-3.2%	0.08%	+2.7%
LTXB	Buy	LEGACYTEXAS FINANCIAL GROUP	$222,000	+8.8%	7,270	+7.4%	0.08%	+31.0%
CMCSA	New	COMCAST CORP NEW CL A	$215,000	–	3,772	–	0.07%	–
FCTY	Sell	1ST CENTY BANCSHARES INC COM	$189,000	+8.6%	23,920	-4.0%	0.06%	+32.7%
KINS	New	KINGSTONE INC	$173,000	–	20,000	–	0.06%	–
COBZ	Buy	COBIZ FINANCIAL INC	$166,000	+3.1%	12,725	+3.5%	0.06%	+26.7%
GNBC	Buy	GREEN BANCORP INC	$134,000	-22.1%	11,655	+4.2%	0.05%	-6.1%
SVLC	New	SILVERCREST MINES INC.	$114,000	–	130,000	–	0.04%	–
AMRB	Sell	AMERICAN RIVER BANKSHRS	$112,000	-57.6%	11,675	-58.8%	0.04%	-49.3%
IDN	Exit	INTELLICHECK MOBILISA INC COM SHS	$0	–	-20,000	–	-0.01%	–
RNF	Exit	RENTECH NITROGEN PARTNERS L P COM UNIT	$0	–	-10,000	–	-0.04%	–
UIHC	Exit	UNITED INSURANCE HOLDINGS CO.	$0	–	-10,000	–	-0.04%	–
OKSB	Exit	SOUTHWEST BANCORP INC	$0	–	-10,015	–	-0.05%	–
RTK	Exit	RENTECH INC	$0	–	-200,000	–	-0.05%	–
PLUG	Exit	PLUG POWER INC	$0	–	-75,000	–	-0.06%	–
ENLK	Exit	ENLINK MIDSTREAM PARTNERS LP	$0	–	-9,500	–	-0.06%	–
IBM	Exit	I B M	$0	–	-1,285	–	-0.06%	–
NSH	Exit	NUSTAR GP HOLDINGS LLC UNITS	$0	–	-5,869	–	-0.06%	–
BGS	Exit	B & G FOODS INC NEW CL A	$0	–	-8,100	–	-0.06%	–
COSIQ	Exit	COSI INC COM NEW	$0	–	-128,664	–	-0.07%	–
REED	Exit	REEDS INC COM	$0	–	-52,676	–	-0.08%	–
RASF	Exit	RAIT FINANCIAL TRUST	$0	–	-47,000	–	-0.08%	–
HOT	Exit	STARWOOD HOTELS & RESORTS INC.	$0	–	-4,173	–	-0.10%	–
KR	Exit	KROGER CO	$0	–	-5,824	–	-0.12%	–
RLD	Exit	REALD INC COM	$0	–	-35,685	–	-0.13%	–
LMNR	Exit	LIMONEIRA CO	$0	–	-21,530	–	-0.14%	–
UNFI	Exit	UNITED NATURAL FOODS INC	$0	–	-8,600	–	-0.16%	–
LGF	Exit	LIONS GATE ENTMT CP NEWF	$0	–	-15,966	–	-0.17%	–
REMY	Exit	REMY INTERNATIO	$0	–	-31,000	–	-0.19%	–
HEWG	Exit	ISHARES HEDGED MSCI GERMANYequity etfs	$0	–	-27,051	–	-0.20%	–
CBS	Exit	CBS CORP NEW CL B	$0	–	-13,221	–	-0.21%	–
PCYO	Exit	Pure Cycle Corp	$0	–	-147,216	–	-0.22%	–
MON	Exit	MONSANTO CO NEW	$0	–	-7,294	–	-0.22%	–
IRT	Exit	INDEPENDENCE REALTY TRUST	$0	–	-117,950	–	-0.25%	–
NEEPRO	Exit	NEXTERA ENEGY INCconvertible preferred stocks	$0	–	-18,250	–	-0.32%	–
DXGE	Exit	WISDOMTREE GERMANY HEDGED EQUITYequity etfs	$0	–	-291,712	–	-2.34%	–

Q2 2015

			Value		Shares		↓ Weighting
EPD	New	ENTERPRISE PRODS PARTNERS L COM UNIT	$20,879,000	–	698,521	–	5.90%	–
FUR	New	WINTHROP REALTY TRUST	$17,662,000	–	1,165,824	–	4.99%	–
MMP	New	MAGELLAN MIDSTREAM PARTNERS LP	$16,699,000	–	227,574	–	4.72%	–
AOD	New	ALPINE TOTAL DYNAMIC DIVIDEND FUNDequity closed-end fund	$16,117,000	–	1,865,376	–	4.55%	–
LQD	New	ISHARES IBOXX INVESTMENT GRADE CORP BOND	$15,472,000	–	133,700	–	4.37%	–
STL	New	STERLING BANCORP	$14,101,000	–	959,253	–	3.98%	–
WMT	New	WAL MART STORES INC	$13,718,000	–	193,399	–	3.88%	–
PDI	New	PIMCO DYNAMIC INC FUND	$12,049,000	–	412,487	–	3.40%	–
	New	HCI GROUP CONV. SR NTconvertible bonds	$11,023,000	–	11,155,000	–	3.11%	–
MCD	New	MCDONALDS CORP	$10,844,000	–	114,066	–	3.06%	–
GPT	New	GRAMERCY PROPERTY TRUST INC	$10,633,000	–	455,005	–	3.00%	–
NVS	New	NOVARTIS AG SPONSORED ADR	$9,696,000	–	98,593	–	2.74%	–
VGR	New	VECTOR GROUP LTD.	$9,042,000	–	385,419	–	2.55%	–
JLS	New	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUND	$9,017,000	–	397,390	–	2.55%	–
FHI	New	FEDERATED INVESTORS INC-CL B	$8,679,000	–	259,138	–	2.45%	–
RSG	New	REPUBLIC SERVICES, INC.	$8,439,000	–	215,441	–	2.38%	–
TWO	New	TWO HBRS INVT CORP	$8,431,000	–	865,657	–	2.38%	–
DXGE	New	WISDOMTREE GERMANY HEDGED EQUITYequity etfs	$8,299,000	–	291,712	–	2.34%	–
MCC	New	MEDLEY CAP CORP	$7,922,000	–	889,102	–	2.24%	–
CVS	New	CVS CORP	$7,543,000	–	71,922	–	2.13%	–
STZ	New	CONSTELLATION BRANDS INC-A	$7,485,000	–	64,516	–	2.11%	–
PFE	New	PFIZER INC	$6,627,000	–	197,651	–	1.87%	–
HFWA	New	HERITAGE FINANCIAL CORP	$6,262,000	–	350,416	–	1.77%	–
NGLS	New	TARGA RESOURCES PARTNERS LP COM UNIT	$6,148,000	–	159,286	–	1.74%	–
PAA	New	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$5,942,000	–	136,371	–	1.68%	–
BMTC	New	BRYN MAWR BANK CORP	$5,634,000	–	186,810	–	1.59%	–
WHLRP	New	WHEELER REAL ESTATE SER B. 9.00% CONV. PREFpreferred stock	$5,539,000	–	231,466	–	1.56%	–
WES	New	WESTERN GAS PARTNERS LP UNIT LP IN	$5,093,000	–	80,375	–	1.44%	–
WHG	New	WESTWOOD HOLDINGS GROUP, INC.	$4,838,000	–	81,213	–	1.37%	–
TR	New	TOOTSIE ROLL INDUSTRIES, INC.	$4,526,000	–	140,066	–	1.28%	–
BRG	New	BLUEROCK RESIDENTIAL GROWTH	$4,377,000	–	345,709	–	1.24%	–
SH	New	PROSHARES TR PSHS SHRT S&P5equity etfs	$3,980,000	–	186,525	–	1.12%	–
	New	COLONY FINANCIAL CONV. SR NTconvertible bonds	$3,278,000	–	3,250,000	–	0.93%	–
AMZN	New	AMAZON COM INC	$3,103,000	–	7,148	–	0.88%	–
PFF	New	ISHARES S&P PREFERRED STOCK INDEX FUNDpreferred stock	$2,946,000	–	75,210	–	0.83%	–
AMJ	New	JPMORGAN CHASE & CO ALERIAN ML ETNequity etn	$2,420,000	–	61,107	–	0.68%	–
HSBCPRA	New	HSBC HOLDINGS PLC 6.2% SER A FC 12/21/12preferred stock	$2,330,000	–	92,344	–	0.66%	–
GOOG	New	GOOGLE INC CL C	$2,139,000	–	4,110	–	0.60%	–
HBMD	New	HOWARD BANCORP	$1,963,000	–	140,300	–	0.56%	–
AAPL	New	APPLE COMPUTER INC	$1,820,000	–	14,514	–	0.51%	–
TEP	New	TALLGRASS ENERGY PARTNERS LP	$1,333,000	–	27,715	–	0.38%	–
GOOGL	New	GOOGLE INC	$1,330,000	–	2,463	–	0.38%	–
KMI	New	KINDER MORGAN INC	$1,159,000	–	30,197	–	0.33%	–
DIS	New	DISNEY WALT PRODTNS	$1,136,000	–	9,955	–	0.32%	–
NEEPRO	New	NEXTERA ENEGY INCconvertible preferred stocks	$1,131,000	–	18,250	–	0.32%	–
WPZ	New	WILLIAMS PARTNERS LP	$1,089,000	–	22,492	–	0.31%	–
AXP	New	AMERICAN EXPRESS CO	$972,000	–	12,500	–	0.28%	–
JNJ	New	JOHNSON & JOHNSON	$905,000	–	9,283	–	0.26%	–
ET	New	ENERGY TRANSFER EQUITY L P UT LTD PTN	$898,000	–	14,000	–	0.25%	–
IRT	New	INDEPENDENCE REALTY TRUST	$888,000	–	117,950	–	0.25%	–
BKLN	New	POWERSHARES SENIOR LOAN	$833,000	–	35,000	–	0.24%	–
CELG	New	CELGENE CORP	$799,000	–	6,905	–	0.23%	–
DLTR	New	DOLLAR TREE INC	$790,000	–	10,000	–	0.22%	–
MON	New	MONSANTO CO NEW	$777,000	–	7,294	–	0.22%	–
PCYO	New	Pure Cycle Corp	$764,000	–	147,216	–	0.22%	–
CBS	New	CBS CORP NEW CL B	$734,000	–	13,221	–	0.21%	–
MDLZ	New	MONDELEZ INTERNATIONAL INC	$715,000	–	17,374	–	0.20%	–
RAD	New	RITE AID CORP	$710,000	–	85,000	–	0.20%	–
HEWG	New	ISHARES HEDGED MSCI GERMANYequity etfs	$706,000	–	27,051	–	0.20%	–
REMY	New	REMY INTERNATIO	$685,000	–	31,000	–	0.19%	–
LGF	New	LIONS GATE ENTMT CP NEWF	$592,000	–	15,966	–	0.17%	–
UNFI	New	UNITED NATURAL FOODS INC	$567,000	–	8,600	–	0.16%	–
XOM	New	EXXON MOBIL CORP	$564,000	–	6,775	–	0.16%	–
LMNR	New	LIMONEIRA CO	$494,000	–	21,530	–	0.14%	–
VZ	New	VERIZON COMMUNICATIONS	$470,000	–	10,088	–	0.13%	–
RLD	New	REALD INC COM	$445,000	–	35,685	–	0.13%	–
KR	New	KROGER CO	$422,000	–	5,824	–	0.12%	–
ETP	New	ENERGY TRANSFER PARTNERS L.P.	$385,000	–	7,384	–	0.11%	–
FB	New	FACEBOOK INC	$386,000	–	4,500	–	0.11%	–
MWE	New	MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN	$366,000	–	6,500	–	0.10%	–
HOT	New	STARWOOD HOTELS & RESORTS INC.	$338,000	–	4,173	–	0.10%	–
SFBS	New	SERVISFIRST BANCSHARES INC	$334,000	–	8,900	–	0.09%	–
AMP	New	AMERIPRISE FINL INC	$300,000	–	2,400	–	0.08%	–
RASF	New	RAIT FINANCIAL TRUST	$287,000	–	47,000	–	0.08%	–
PNFP	New	PINNACLE FINANCIAL PARTNERS	$286,000	–	5,265	–	0.08%	–
AMID	New	AMERICAN MIDSTREAM PARTNERS LLP	$285,000	–	17,750	–	0.08%	–
PG	New	PROCTER & GAMBLE COMPANY	$283,000	–	3,617	–	0.08%	–
MDY	New	SPDR S&P MIDCAP ETF TRSTequity etfs	$272,000	–	1,000	–	0.08%	–
NVG	New	Nuveen Dividend Advantage Municipal Income Fund	$271,000	–	20,000	–	0.08%	–
REED	New	REEDS INC COM	$274,000	–	52,676	–	0.08%	–
COST	New	COSTCO WHOLESALE CORP	$270,000	–	2,000	–	0.08%	–
AMRB	New	AMERICAN RIVER BANKSHRS	$264,000	–	28,342	–	0.08%	–
GEL	New	GENESIS ENERGY LP	$265,000	–	6,030	–	0.08%	–
MRK	New	MERCK & COMPANY	$267,000	–	4,697	–	0.08%	–
COSIQ	New	COSI INC COM NEW	$259,000	–	128,664	–	0.07%	–
T	New	A T & T INC (NEW)	$243,000	–	6,843	–	0.07%	–
BGS	New	B & G FOODS INC NEW CL A	$231,000	–	8,100	–	0.06%	–
NSH	New	NUSTAR GP HOLDINGS LLC UNITS	$223,000	–	5,869	–	0.06%	–
ENLK	New	ENLINK MIDSTREAM PARTNERS LP	$209,000	–	9,500	–	0.06%	–
IBM	New	I B M	$209,000	–	1,285	–	0.06%	–
DOG	New	PROSHARES SHORT DOW 30equity etfs	$207,000	–	9,000	–	0.06%	–
FCB	New	FCB FINANCIAL HOLDINGS	$204,000	–	6,415	–	0.06%	–
IWF	New	Ishares Russell 1000 Growth ETFequity etfs	$204,000	–	2,060	–	0.06%	–
LTXB	New	LEGACYTEXAS FINANCIAL GROUP	$204,000	–	6,770	–	0.06%	–
PLUG	New	PLUG POWER INC	$202,000	–	75,000	–	0.06%	–
OKSB	New	SOUTHWEST BANCORP INC	$186,000	–	10,015	–	0.05%	–
RTK	New	RENTECH INC	$186,000	–	200,000	–	0.05%	–
FCTY	New	1ST CENTY BANCSHARES INC COM	$174,000	–	24,920	–	0.05%	–
GNBC	New	GREEN BANCORP INC	$172,000	–	11,190	–	0.05%	–
COBZ	New	COBIZ FINANCIAL INC	$161,000	–	12,295	–	0.04%	–
UIHC	New	UNITED INSURANCE HOLDINGS CO.	$155,000	–	10,000	–	0.04%	–
EVEPQ	New	EV ENERGY PARTNERS LP	$154,000	–	13,500	–	0.04%	–
HTBK	New	HERITAGE COMMERCE CORP	$143,000	–	14,855	–	0.04%	–
RNF	New	RENTECH NITROGEN PARTNERS L P COM UNIT	$123,000	–	10,000	–	0.04%	–
OXBR	New	OXBRIDGE RE HOLDINGS LTD	$119,000	–	19,750	–	0.03%	–
BBEPQ	New	BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN	$121,000	–	25,500	–	0.03%	–
	New	MACQUARIE INFRASTRUCTUREconvertible bonds	$118,000	–	100,000	–	0.03%	–
IDN	New	INTELLICHECK MOBILISA INC COM SHS	$28,000	–	20,000	–	0.01%	–
	New	Royal Gold Inc Conv Sr Note 2.875% 06/15/19convertible bonds	$11,000	–	11,000	–	0.00%	–

Q4 2014

			Value		Shares		↓ Weighting
THMRQ	Exit	THORNBURG MTG INC NEW	$0	–	-100,000	–	0.00%	–
MOBQ	Exit	MOBIQUITY TECHNOLOGIES INC.	$0	–	-21,000	–	-0.00%	–
KRED	Exit	Konared Corp	$0	–	-35,000	–	-0.00%	–
ESPH	Exit	ECOSPHERE TECH INC	$0	–	-173,012	–	-0.01%	–
SMDM	Exit	SINGING MACH INC	$0	–	-358,500	–	-0.02%	–
RAD	Exit	RITE AID CORP	$0	–	-15,000	–	-0.02%	–
WHLR	Exit	WHEELER REAL ESTATE INV. TRU T	$0	–	-20,000	–	-0.03%	–
ENT	Exit	GLOBAL EAGLE ENTERTAINMENT I C	$0	–	-10,000	–	-0.04%	–
	Exit	MACQUARIE INFRASTRUCTUREconv bonds	$0	–	-100,000	–	-0.04%	–
FNMA	Exit	FEDERAL NAT MORTGAGE ASSN	$0	–	-60,000	–	-0.05%	–
BPL	Exit	BUCKEYE PARTNERS L P	$0	–	-2,648	–	-0.07%	–
OXBR	Exit	OXBRIDGE RE HOLDINGS LTD	$0	–	-32,966	–	-0.07%	–
DVY	Exit	ISHARES DJ SELECT DIVIDEND I Dconv bonds	$0	–	-2,910	–	-0.07%	–
SNH	Exit	SENIOR HSG PPTYS TR SH BEN I T	$0	–	-10,500	–	-0.07%	–
ENLK	Exit	ENLINK MIDSTREAM PARTNERS LP	$0	–	-7,500	–	-0.07%	–
T	Exit	A T & T INC (NEW)	$0	–	-6,843	–	-0.08%	–
BBEPQ	Exit	BREITBURN ENERGY PARTNERS LP O	$0	–	-12,000	–	-0.08%	–
COST	Exit	COSTCO WHOLESALE CORP	$0	–	-2,000	–	-0.08%	–
NSH	Exit	NUSTAR GP HOLDINGS LLC UNITS	$0	–	-5,869	–	-0.08%	–
EMC	Exit	E M C CORP MASS	$0	–	-8,800	–	-0.08%	–
GEL	Exit	GENESIS ENERGY LP	$0	–	-5,000	–	-0.08%	–
TOO	Exit	TEEKAY OFFSHORE PARTNERS LP A	$0	–	-8,000	–	-0.08%	–
MRK	Exit	MERCK & COMPANY	$0	–	-4,546	–	-0.08%	–
TWX	Exit	TIME WARNER INC COM	$0	–	-3,699	–	-0.09%	–
NVG	Exit	Nuveen Dividend Advantage Mu iconv bonds	$0	–	-20,000	–	-0.09%	–
AMP	Exit	AMERIPRISE FINL INC	$0	–	-2,400	–	-0.09%	–
CAT	Exit	CATERPILLAR INC	$0	–	-3,114	–	-0.10%	–
MWE	Exit	MARKWEST ENERGY PARTNERS L P N	$0	–	-4,500	–	-0.11%	–
FB	Exit	FACEBOOK INC	$0	–	-4,500	–	-0.11%	–
EVEPQ	Exit	EV ENERGY PARTNERS LP	$0	–	-10,000	–	-0.11%	–
IBM	Exit	I B M	$0	–	-1,909	–	-0.11%	–
GOOGL	Exit	GOOGLE INC	$0	–	-663	–	-0.12%	–
PG	Exit	PROCTER & GAMBLE COMPANY	$0	–	-4,777	–	-0.13%	–
KMR	Exit	KINDER MORGAN MANAGEMENT LLC H	$0	–	-4,326	–	-0.13%	–
HBMD	Exit	HOWARD BANCORP	$0	–	-42,000	–	-0.14%	–
GOOG	Exit	GOOGLE INC CL C	$0	–	-753	–	-0.14%	–
DIS	Exit	DISNEY WALT PRODTNS	$0	–	-5,455	–	-0.15%	–
DCP	Exit	DCP MIDSTREAM PARTNERS LP U	$0	–	-9,000	–	-0.15%	–
	Exit	PLAYMATES HOLDINGS	$0	–	-410,000	–	-0.16%	–
VZ	Exit	VERIZON COMMUNICATIONS	$0	–	-10,265	–	-0.16%	–
RGP	Exit	REGENCY ENERGY PARTNERS LP	$0	–	-15,911	–	-0.16%	–
CELG	Exit	CELGENE CORP	$0	–	-6,020	–	-0.18%	–
2108SC	Exit	EL PASO PIPELINE PARTNERS	$0	–	-15,432	–	-0.20%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-6,775	–	-0.20%	–
	Exit	APPLE COMPUTER INC	$0	–	-7,224	–	-0.23%	–
ET	Exit	ENERGY TRANSFER EQUITY L P U	$0	–	-12,000	–	-0.23%	–
4945SC	Exit	KINDER MORGAN EGY PTNS L P T	$0	–	-8,780	–	-0.26%	–
MDLZ	Exit	MONDELEZ INTERNATIONAL INC	$0	–	-26,125	–	-0.28%	–
DLTR	Exit	DOLLAR TREE INC	$0	–	-16,200	–	-0.29%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-9,119	–	-0.31%	–
	Exit	AMERICAN EXPRESS CO	$0	–	-12,500	–	-0.34%	–
WPZ	Exit	WILLIAMS PARTNERS LP	$0	–	-26,619	–	-0.44%	–
WMT	Exit	WAL MART STORES INC	$0	–	-27,614	–	-0.67%	–
OXY	Exit	OCCIDENTAL PETE CORP	$0	–	-27,412	–	-0.83%	–
TR	Exit	TOOTSIE ROLL INDUSTRIES, INC	$0	–	-123,788	–	-1.09%	–
WHG	Exit	WESTWOOD HOLDINGS GROUP, INC	$0	–	-71,535	–	-1.28%	–
PFE	Exit	PFIZER INC	$0	–	-140,567	–	-1.31%	–
SH	Exit	PROSHARES TR Sconv bonds	$0	–	-185,765	–	-1.35%	–
PDI	Exit	PIMCO DYNAMIC INC FUNDconv bonds	$0	–	-147,035	–	-1.46%	–
BMTC	Exit	BRYN MAWR BANK CORP	$0	–	-177,324	–	-1.58%	–
DOW	Exit	DOW CHEMICAL CORP	$0	–	-98,797	–	-1.63%	–
CHMI	Exit	CHERRY HILL MORTGAGE INVESTM N	$0	–	-294,957	–	-1.74%	–
IRT	Exit	INDEPENDENCE REALTY TRUST	$0	–	-588,450	–	-1.80%	–
KRFT	Exit	KRAFT FOOD GROUP	$0	–	-103,479	–	-1.84%	–
KO	Exit	COCA COLA CO	$0	–	-139,857	–	-1.88%	–
PAGP	Exit	PLAINS GP HOLDINGS LP-CL A	$0	–	-203,316	–	-1.96%	–
BGS	Exit	B & G FOODS INC NEW CL A	$0	–	-228,743	–	-1.99%	–
WES	Exit	WESTERN GAS PARTNERS LP U I	$0	–	-84,653	–	-2.00%	–
ENBL	Exit	ENABLE MIDSTREAM PARTNERS LP	$0	–	-265,110	–	-2.06%	–
JLS	Exit	NUVEEN MORTGAGE OPPORTUNITY Pconv bonds	$0	–	-298,895	–	-2.24%	–
CBU	Exit	COMMUNITY BANK SYSTEM INC.	$0	–	-218,566	–	-2.31%	–
TWO	Exit	TWO HBRS INVT CORP	$0	–	-760,785	–	-2.32%	–
OAK	Exit	OAKTREE CAPITAL GROUP LLC	$0	–	-144,805	–	-2.33%	–
FSFR	Exit	FIFTH STREET SENIOR FLOATING	$0	–	-644,050	–	-2.40%	–
MCC	Exit	MEDLEY CAP CORP	$0	–	-644,665	–	-2.40%	–
RASF	Exit	RAIT FINANCIAL TRUST	$0	–	-1,053,753	–	-2.47%	–
HFWA	Exit	HERITAGE FINANCIAL CORP	$0	–	-525,602	–	-2.62%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE L N	$0	–	-145,566	–	-2.70%	–
MDLY	Exit	MEDLEY MANAGEMENT INC	$0	–	-517,245	–	-2.75%	–
AMID	Exit	AMERICAN MIDSTREAM PARTNERS L	$0	–	-320,362	–	-2.94%	–
STL	Exit	STERLING BANCORP	$0	–	-754,030	–	-3.04%	–
TEP	Exit	TALLGRASS ENERGY PARTNERS LP	$0	–	-216,345	–	-3.09%	–
NGLS	Exit	TARGA RESOURCES PARTNERS LP O	$0	–	-169,436	–	-3.86%	–
AMJ	Exit	JPMORGAN CHASE & CO ALERIAN Lconv bonds	$0	–	-234,448	–	-3.92%	–
	Exit	ALPINE TOTAL DYNAMIC DIVIDENconv bonds	$0	–	-1,556,974	–	-4.18%	–
MMP	Exit	MAGELLAN MIDSTREAM PARTNERS P	$0	–	-189,551	–	-5.03%	–
BKLN	Exit	POWERSHARES SENIOR LOANconv bonds	$0	–	-1,066,998	–	-8.16%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L O	$0	–	-658,844	–	-8.37%	–

Q3 2014

			Value		Shares		↓ Weighting
EPD	Buy	ENTERPRISE PRODS PARTNERS L O	$26,551,000	+6.3%	658,844	+106.6%	8.37%	+2.8%
BKLN	Sell	POWERSHARES SENIOR LOANconv bonds	$25,907,000	-21.3%	1,066,998	-19.4%	8.16%	-23.9%
MMP	Buy	MAGELLAN MIDSTREAM PARTNERS P	$15,956,000	+5.0%	189,551	+4.8%	5.03%	+1.6%
	New	ALPINE TOTAL DYNAMIC DIVIDENconv bonds	$13,250,000	–	1,556,974	–	4.18%	–
AMJ	Sell	JPMORGAN CHASE & CO ALERIAN Lconv bonds	$12,444,000	-8.2%	234,448	-9.4%	3.92%	-11.2%
NGLS	Sell	TARGA RESOURCES PARTNERS LP O	$12,259,000	-1.9%	169,436	-2.5%	3.86%	-5.1%
TEP	Buy	TALLGRASS ENERGY PARTNERS LP	$9,803,000	+30.3%	216,345	+11.6%	3.09%	+26.0%
STL	Buy	STERLING BANCORP	$9,644,000	+7.7%	754,030	+1.1%	3.04%	+4.2%
AMID	Buy	AMERICAN MIDSTREAM PARTNERS L	$9,313,000	+4.8%	320,362	+3.9%	2.94%	+1.3%
MDLY	New	MEDLEY MANAGEMENT INC	$8,726,000	–	517,245	–	2.75%	–
PAA	Sell	PLAINS ALL AMERN PIPELINE L N	$8,568,000	-2.4%	145,566	-0.4%	2.70%	-5.6%
HFWA	Buy	HERITAGE FINANCIAL CORP	$8,326,000	+25.6%	525,602	+27.6%	2.62%	+21.5%
RASF	Buy	RAIT FINANCIAL TRUST	$7,829,000	-4.9%	1,053,753	+5.8%	2.47%	-8.1%
MCC	Buy	MEDLEY CAP CORP	$7,613,000	-5.2%	644,665	+4.8%	2.40%	-8.3%
FSFR	New	FIFTH STREET SENIOR FLOATING	$7,613,000	–	644,050	–	2.40%	–
OAK	Buy	OAKTREE CAPITAL GROUP LLC	$7,400,000	+15.2%	144,805	+12.7%	2.33%	+11.5%
TWO	Buy	TWO HBRS INVT CORP	$7,357,000	-3.1%	760,785	+5.0%	2.32%	-6.3%
CBU	Buy	COMMUNITY BANK SYSTEM INC.	$7,342,000	+42.5%	218,566	+53.6%	2.31%	+37.8%
JLS	Buy	NUVEEN MORTGAGE OPPORTUNITY Pconv bonds	$7,099,000	+19.4%	298,895	+23.6%	2.24%	+15.4%
ENBL	Buy	ENABLE MIDSTREAM PARTNERS LP	$6,532,000	+2.4%	265,110	+8.8%	2.06%	-1.0%
WES	Sell	WESTERN GAS PARTNERS LP U I	$6,349,000	-9.4%	84,653	-7.6%	2.00%	-12.4%
BGS	Buy	B & G FOODS INC NEW CL A	$6,302,000	+1267.0%	228,743	+1520.6%	1.99%	+1224.0%
PAGP	Sell	PLAINS GP HOLDINGS LP-CL A	$6,232,000	-25.7%	203,316	-22.4%	1.96%	-28.1%
KO	New	COCA COLA CO	$5,966,000	–	139,857	–	1.88%	–
KRFT	Buy	KRAFT FOOD GROUP	$5,836,000	+39.6%	103,479	+48.4%	1.84%	+35.0%
IRT	New	INDEPENDENCE REALTY TRUST	$5,696,000	–	588,450	–	1.80%	–
CHMI	Buy	CHERRY HILL MORTGAGE INVESTM N	$5,516,000	+31.2%	294,957	+40.7%	1.74%	+27.0%
DOW	Buy	DOW CHEMICAL CORP	$5,181,000	+14.2%	98,797	+12.1%	1.63%	+10.5%
BMTC	Buy	BRYN MAWR BANK CORP	$5,024,000	+1.3%	177,324	+4.1%	1.58%	-2.0%
PDI	Buy	PIMCO DYNAMIC INC FUNDconv bonds	$4,640,000	+3.1%	147,035	+11.4%	1.46%	-0.3%
SH	Sell	PROSHARES TR Sconv bonds	$4,274,000	-7.4%	185,765	-6.0%	1.35%	-10.4%
PFE	Buy	PFIZER INC	$4,157,000	+10.0%	140,567	+10.4%	1.31%	+6.3%
WHG	Buy	WESTWOOD HOLDINGS GROUP, INC	$4,055,000	+1.2%	71,535	+7.2%	1.28%	-2.1%
TR	Buy	TOOTSIE ROLL INDUSTRIES, INC	$3,465,000	+6.6%	123,788	+12.1%	1.09%	+3.1%
OXY	Sell	OCCIDENTAL PETE CORP	$2,636,000	-11.9%	27,412	-5.9%	0.83%	-14.7%
WPZ	Sell	WILLIAMS PARTNERS LP	$1,412,000	-3.2%	26,619	-0.9%	0.44%	-6.3%
	New	AMERICAN EXPRESS CO	$1,094,000	–	12,500	–	0.34%	–
DLTR	Sell	DOLLAR TREE INC	$908,000	-0.1%	16,200	-3.0%	0.29%	-3.4%
MDLZ	Sell	MONDELEZ INTERNATIONAL INC	$895,000	-20.2%	26,125	-12.4%	0.28%	-23.0%
	New	APPLE COMPUTER INC	$728,000	–	7,224	–	0.23%	–
2108SC	Sell	EL PASO PIPELINE PARTNERS	$620,000	-5.9%	15,432	-15.2%	0.20%	-9.3%
RGP	Sell	REGENCY ENERGY PARTNERS LP	$519,000	-7.5%	15,911	-8.6%	0.16%	-10.4%
VZ	Sell	VERIZON COMMUNICATIONS	$513,000	0.0%	10,265	-2.0%	0.16%	-3.0%
	New	PLAYMATES HOLDINGS	$504,000	–	410,000	–	0.16%	–
DIS	New	DISNEY WALT PRODTNS	$486,000	–	5,455	–	0.15%	–
GOOG	Sell	GOOGLE INC CL C	$435,000	-3.3%	753	-3.8%	0.14%	-6.8%
HBMD	Sell	HOWARD BANCORP	$435,000	-6.2%	42,000	-12.9%	0.14%	-9.3%
KMR	Sell	KINDER MORGAN MANAGEMENT LLC H	$407,000	+0.5%	4,326	-15.7%	0.13%	-3.0%
PG	Sell	PROCTER & GAMBLE COMPANY	$400,000	-0.5%	4,777	-6.6%	0.13%	-3.8%
GOOGL	Sell	GOOGLE INC	$390,000	-3.7%	663	-4.3%	0.12%	-6.8%
IBM	Sell	I B M	$362,000	-5.2%	1,909	-9.5%	0.11%	-8.1%
TOO	Sell	TEEKAY OFFSHORE PARTNERS LP A	$269,000	-77.0%	8,000	-75.3%	0.08%	-77.7%
DVY	Sell	ISHARES DJ SELECT DIVIDEND I Dconv bonds	$215,000	-7.3%	2,910	-3.5%	0.07%	-10.5%
OXBR	Sell	OXBRIDGE RE HOLDINGS LTD	$216,000	-51.8%	32,966	-60.4%	0.07%	-53.4%
	New	MACQUARIE INFRASTRUCTUREconv bonds	$111,000	–	100,000	–	0.04%	–
PIH	Exit	1347 PROPERTY INSURANCE HOLDINGS, INC.	$0	–	-12,300	–	-0.04%	–
PCYO	Exit	Pure Cycle Corp	$0	–	-38,900	–	-0.09%	–
CMLP	Exit	CRESTWOOD MIDSTREAM PARTNERS LP	$0	–	-17,572	–	-0.13%	–
PM	Exit	PHILIP MORRIS INTL INC	$0	–	-4,680	–	-0.13%	–
	Exit	PLAYMATES HOLDINGS	$0	–	-410,000	–	-0.16%	–
FGPRQ	Exit	FERRELLGAS PARTNERS L P UNIT LTD PRTNRS	$0	–	-20,659	–	-0.18%	–
CEQP	Exit	CRESTWOOD EQUITY PARTNERS LP	$0	–	-42,490	–	-0.21%	–
AAPL	Exit	APPLE COMPUTER INC	$0	–	-7,609	–	-0.23%	–
OKS	Exit	ONEOK PARTNERS L P	$0	–	-14,600	–	-0.28%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-12,500	–	-0.39%	–
NEWM	Exit	NEW MEDIA INVESTMENT GROUP	$0	–	-296,518	–	-1.36%	–
ESV	Exit	ENSCO PLC SPONSORED ADR	$0	–	-89,229	–	-1.62%	–
JSAIY	Exit	J. SAINSBURY PLC-SPONS ADR	$0	–	-249,800	–	-1.76%	–
WMB	Exit	WILLIAMS COS INC	$0	–	-138,745	–	-2.63%	–
AOD	Exit	ALPINE TOTAL DYNAMIC DIVIDEND FUNDconv bonds	$0	–	-1,468,515	–	-4.27%	–

Q2 2014

			Value		Shares		↓ Weighting
BKLN	New	POWERSHARES SENIOR LOANconv bonds	$32,923,000	–	1,323,818	–	10.73%	–
EPD	New	ENTERPRISE PRODS PARTNERS L COM UNIT	$24,971,000	–	318,957	–	8.14%	–
MMP	New	MAGELLAN MIDSTREAM PARTNERS LP	$15,196,000	–	180,821	–	4.95%	–
AMJ	New	JPMORGAN CHASE & CO ALERIAN ML ETNconv bonds	$13,554,000	–	258,771	–	4.42%	–
AOD	New	ALPINE TOTAL DYNAMIC DIVIDEND FUNDconv bonds	$13,099,000	–	1,468,515	–	4.27%	–
NGLS	New	TARGA RESOURCES PARTNERS LP COM UNIT	$12,500,000	–	173,801	–	4.07%	–
STL	New	STERLING BANCORP	$8,952,000	–	746,030	–	2.92%	–
AMID	New	AMERICAN MIDSTREAM PARTNERS LLP	$8,890,000	–	308,267	–	2.90%	–
PAA	New	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$8,775,000	–	146,136	–	2.86%	–
PAGP	New	PLAINS GP HOLDINGS LP-CL A	$8,384,000	–	262,071	–	2.73%	–
RASF	New	RAIT FINANCIAL TRUST	$8,234,000	–	995,598	–	2.68%	–
WMB	New	WILLIAMS COS INC	$8,076,000	–	138,745	–	2.63%	–
MCC	New	MEDLEY CAP CORP	$8,033,000	–	615,100	–	2.62%	–
TWO	New	TWO HBRS INVT CORP	$7,596,000	–	724,810	–	2.48%	–
TEP	New	TALLGRASS ENERGY PARTNERS LP	$7,522,000	–	193,870	–	2.45%	–
WES	New	WESTERN GAS PARTNERS LP UNIT LP IN	$7,009,000	–	91,643	–	2.28%	–
HFWA	New	HERITAGE FINANCIAL CORP	$6,627,000	–	411,866	–	2.16%	–
OAK	New	OAKTREE CAPITAL GROUP LLC	$6,421,000	–	128,440	–	2.09%	–
ENBL	New	ENABLE MIDSTREAM PARTNERS LP	$6,381,000	–	243,645	–	2.08%	–
JLS	New	NUVEEN MORTGAGE OPPORTUNITY OPPORTUNITY FUNDconv bonds	$5,948,000	–	241,770	–	1.94%	–
JSAIY	New	J. SAINSBURY PLC-SPONS ADR	$5,390,000	–	249,800	–	1.76%	–
CBU	New	COMMUNITY BANK SYSTEM INC.	$5,153,000	–	142,341	–	1.68%	–
BMTC	New	BRYN MAWR BANK CORP	$4,960,000	–	170,334	–	1.62%	–
ESV	New	ENSCO PLC SPONSORED ADR	$4,958,000	–	89,229	–	1.62%	–
SH	New	PROSHARES TR PSHS SHRT S&P5conv bonds	$4,616,000	–	197,620	–	1.50%	–
DOW	New	DOW CHEMICAL CORP	$4,535,000	–	88,117	–	1.48%	–
PDI	New	PIMCO DYNAMIC INC FUNDconv bonds	$4,499,000	–	131,960	–	1.47%	–
CHMI	New	CHERRY HILL MORTGAGE INVESTMENT	$4,203,000	–	209,627	–	1.37%	–
NEWM	New	NEW MEDIA INVESTMENT GROUP	$4,184,000	–	296,518	–	1.36%	–
KRFT	New	KRAFT FOOD GROUP	$4,180,000	–	69,727	–	1.36%	–
WHG	New	WESTWOOD HOLDINGS GROUP, INC.	$4,008,000	–	66,748	–	1.31%	–
PFE	New	PFIZER INC	$3,780,000	–	127,368	–	1.23%	–
TR	New	TOOTSIE ROLL INDUSTRIES, INC.	$3,250,000	–	110,397	–	1.06%	–
OXY	New	OCCIDENTAL PETE CORP	$2,991,000	–	29,142	–	0.97%	–
WMT	New	WAL MART STORES INC	$2,073,000	–	27,614	–	0.68%	–
WPZ	New	WILLIAMS PARTNERS LP	$1,459,000	–	26,869	–	0.48%	–
AXP	New	AMERICAN EXPRESS CO	$1,186,000	–	12,500	–	0.39%	–
TOO	New	TEEKAY OFFSHORE PARTNERS LP PARTNERSHIP UN	$1,168,000	–	32,352	–	0.38%	–
MDLZ	New	MONDELEZ INTERNATIONAL INC	$1,122,000	–	29,820	–	0.37%	–
JNJ	New	JOHNSON & JOHNSON	$954,000	–	9,119	–	0.31%	–
DLTR	New	DOLLAR TREE INC	$909,000	–	16,700	–	0.30%	–
OKS	New	ONEOK PARTNERS L P	$856,000	–	14,600	–	0.28%	–
4945SC	New	KINDER MORGAN EGY PTNS L P UT LTD PT INT	$722,000	–	8,780	–	0.24%	–
AAPL	New	APPLE COMPUTER INC	$707,000	–	7,609	–	0.23%	–
ET	New	ENERGY TRANSFER EQUITY L P UT LTD PTN	$707,000	–	12,000	–	0.23%	–
XOM	New	EXXON MOBIL CORP	$682,000	–	6,775	–	0.22%	–
2108SC	New	EL PASO PIPELINE PARTNERS	$659,000	–	18,195	–	0.22%	–
CEQP	New	CRESTWOOD EQUITY PARTNERS LP	$632,000	–	42,490	–	0.21%	–
FGPRQ	New	FERRELLGAS PARTNERS L P UNIT LTD PRTNRS	$565,000	–	20,659	–	0.18%	–
RGP	New	REGENCY ENERGY PARTNERS LP	$561,000	–	17,410	–	0.18%	–
CELG	New	CELGENE CORP	$517,000	–	6,020	–	0.17%	–
DCP	New	DCP MIDSTREAM PARTNERS LP UT LTD PTN	$513,000	–	9,000	–	0.17%	–
VZ	New	VERIZON COMMUNICATIONS	$513,000	–	10,475	–	0.17%	–
	New	PLAYMATES HOLDINGS	$504,000	–	410,000	–	0.16%	–
HBMD	New	HOWARD BANCORP	$464,000	–	48,200	–	0.15%	–
BGS	New	B & G FOODS INC NEW CL A	$461,000	–	14,115	–	0.15%	–
GOOG	New	GOOGLE INC CL C	$450,000	–	783	–	0.15%	–
OXBR	New	OXBRIDGE RE HOLDINGS LTD	$448,000	–	83,341	–	0.15%	–
GOOGL	New	GOOGLE INC	$405,000	–	693	–	0.13%	–
KMR	New	KINDER MORGAN MANAGEMENT LLCSHS	$405,000	–	5,129	–	0.13%	–
PG	New	PROCTER & GAMBLE COMPANY	$402,000	–	5,112	–	0.13%	–
EVEPQ	New	EV ENERGY PARTNERS LP	$396,000	–	10,000	–	0.13%	–
PM	New	PHILIP MORRIS INTL INC	$395,000	–	4,680	–	0.13%	–
CMLP	New	CRESTWOOD MIDSTREAM PARTNERS LP	$388,000	–	17,572	–	0.13%	–
IBM	New	I B M	$382,000	–	2,109	–	0.12%	–
CAT	New	CATERPILLAR INC	$338,000	–	3,114	–	0.11%	–
MWE	New	MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN	$322,000	–	4,500	–	0.10%	–
FB	New	FACEBOOK INC	$303,000	–	4,500	–	0.10%	–
AMP	New	AMERIPRISE FINL INC	$288,000	–	2,400	–	0.09%	–
NVG	New	Nuveen Dividend Advantage Municipal Income Fundconv bonds	$283,000	–	20,000	–	0.09%	–
GEL	New	GENESIS ENERGY LP	$280,000	–	5,000	–	0.09%	–
MRK	New	MERCK & COMPANY	$263,000	–	4,546	–	0.09%	–
BBEPQ	New	BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN	$265,000	–	12,000	–	0.09%	–
PCYO	New	Pure Cycle Corp	$263,000	–	38,900	–	0.09%	–
TWX	New	TIME WARNER INC COM	$260,000	–	3,699	–	0.08%	–
SNH	New	SENIOR HSG PPTYS TR SH BEN INT	$255,000	–	10,500	–	0.08%	–
T	New	A T & T INC (NEW)	$242,000	–	6,843	–	0.08%	–
ENLK	New	ENLINK MIDSTREAM PARTNERS LP	$236,000	–	7,500	–	0.08%	–
FNMA	New	FEDERAL NAT MORTGAGE ASSN	$235,000	–	60,000	–	0.08%	–
DVY	New	ISHARES DJ SELECT DIVIDEND INDEX FUNDconv bonds	$232,000	–	3,015	–	0.08%	–
EMC	New	E M C CORP MASS	$232,000	–	8,800	–	0.08%	–
NSH	New	NUSTAR GP HOLDINGS LLC UNITS	$230,000	–	5,869	–	0.08%	–
COST	New	COSTCO WHOLESALE CORP	$230,000	–	2,000	–	0.08%	–
BPL	New	BUCKEYE PARTNERS L P	$220,000	–	2,648	–	0.07%	–
ENT	New	GLOBAL EAGLE ENTERTAINMENT INC	$124,000	–	10,000	–	0.04%	–
PIH	New	1347 PROPERTY INSURANCE HOLDINGS, INC.	$110,000	–	12,300	–	0.04%	–
RAD	New	RITE AID CORP	$108,000	–	15,000	–	0.04%	–
WHLR	New	WHEELER REAL ESTATE INV. TRUST INC.	$95,000	–	20,000	–	0.03%	–
SMDM	New	SINGING MACH INC	$61,000	–	358,500	–	0.02%	–
ESPH	New	ECOSPHERE TECH INC	$31,000	–	173,012	–	0.01%	–
KRED	New	Konared Corp	$19,000	–	35,000	–	0.01%	–
MOBQ	New	MOBIQUITY TECHNOLOGIES INC.	$9,000	–	21,000	–	0.00%	–
THMRQ	New	THORNBURG MTG INC NEW	$0	–	100,000	–	0.00%	–

Q4 2013

			Value		Shares		↓ Weighting
THMRQ	Exit	THORNBURG MTG INC NEW	$0	–	-100,000	–	0.00%	–
AMKT	Exit	ACE MARKETING & PROMOTIONS	$0	–	-21,000	–	-0.00%	–
SGGH	Exit	SIGNATURE GROUP HOLDINGS	$0	–	-27,050	–	-0.02%	–
ESPH	Exit	ECOSPHERE TECH INC	$0	–	-173,012	–	-0.02%	–
SMDM	Exit	SINGING MACH INC	$0	–	-375,500	–	-0.04%	–
JGT	Exit	NUVEEN MULT CURR ST GV INCM COMconv bonds	$0	–	-10,440	–	-0.05%	–
CYS	Exit	CYPRESS SHARPRIDGE INVTS INCCOM	$0	–	-14,700	–	-0.06%	–
KMI	Exit	KINDER MORGAN INC/DELAWARE	$0	–	-5,850	–	-0.10%	–
AMP	Exit	AMERIPRISE FINL INC	$0	–	-2,400	–	-0.10%	–
MRK	Exit	MERCK & COMPANY	$0	–	-4,634	–	-0.10%	–
EMC	Exit	E M C CORP MASS	$0	–	-8,600	–	-0.10%	–
BBEPQ	Exit	BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN	$0	–	-12,000	–	-0.10%	–
FB	Exit	FACEBOOK INC	$0	–	-4,500	–	-0.11%	–
T	Exit	A T & T INC (NEW)	$0	–	-6,743	–	-0.11%	–
HBMD	Exit	HOWARD BANCORP	$0	–	-27,400	–	-0.11%	–
TWX	Exit	TIME WARNER INC COM	$0	–	-3,666	–	-0.12%	–
GEL	Exit	GENESIS ENERGY LP	$0	–	-5,000	–	-0.12%	–
CAT	Exit	CATERPILLAR INC	$0	–	-3,114	–	-0.12%	–
GOV	Exit	GOVERNMENT PROPERTIES INCO	$0	–	-12,000	–	-0.14%	–
NXZ	Exit	Nuveen Dividend Advantage Municipal Fund 2conv bonds	$0	–	-23,150	–	-0.14%	–
SPH	Exit	SUBURBAN PROPANE PARTNERS LPUT LTD PT INT	$0	–	-6,494	–	-0.14%	–
MWE	Exit	MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN	$0	–	-4,500	–	-0.15%	–
XEL	Exit	XCEL ENERGY INC	$0	–	-12,514	–	-0.16%	–
PSEC	Exit	PROSPECT CAPITAL CORPORATIONCOM	$0	–	-32,000	–	-0.17%	–
NSRGY	Exit	NESTLE S A ADR SPON REG SH	$0	–	-5,250	–	-0.17%	–
EVEPQ	Exit	EV ENERGY PARTNERS LP	$0	–	-10,000	–	-0.18%	–
NVG	Exit	Nuveen Dividend Advantage Municipal Income Fundconv bonds	$0	–	-30,650	–	-0.18%	–
ET	Exit	ENERGY TRANSFER EQUITY L P UT LTD PTN	$0	–	-6,000	–	-0.19%	–
PG	Exit	PROCTER & GAMBLE COMPANY	$0	–	-5,292	–	-0.19%	–
IBM	Exit	I B M	$0	–	-2,236	–	-0.20%	–
GOOGL	Exit	GOOGLE INC	$0	–	-496	–	-0.21%	–
	Exit	PLAYMATES HOLDINGS	$0	–	-410,000	–	-0.21%	–
COST	Exit	COSTCO WHOLESALE CORP	$0	–	-4,000	–	-0.22%	–
CELG	Exit	CELGENE CORP	$0	–	-3,000	–	-0.22%	–
VZ	Exit	VERIZON COMMUNICATIONS	$0	–	-10,575	–	-0.24%	–
FGPRQ	Exit	FERRELLGAS PARTNERS L P UNIT LTD PRTNRS	$0	–	-22,872	–	-0.24%	–
PFE	Exit	PFIZER INC	$0	–	-17,775	–	-0.24%	–
DCP	Exit	DCP MIDSTREAM PARTNERS LP UT LTD PTN	$0	–	-11,000	–	-0.26%	–
BGS	Exit	B & G FOODS INC NEW CL A	$0	–	-15,990	–	-0.26%	–
NRGM	Exit	INERGY MIDSTREAM LP	$0	–	-25,561	–	-0.27%	–
DSL	Exit	DOUBLELINE INCOME SOLUTIONS FUNDconv bonds	$0	–	-26,900	–	-0.28%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-7,606	–	-0.31%	–
FIVE	Exit	FIVE BELOW	$0	–	-15,000	–	-0.31%	–
AAPL	Exit	APPLE COMPUTER INC	$0	–	-1,478	–	-0.34%	–
OKS	Exit	ONEOK PARTNERS L P	$0	–	-14,600	–	-0.37%	–
NRGY	Exit	INERGY L P UNIT LTD PAR	$0	–	-60,586	–	-0.40%	–
2108SC	Exit	EL PASO PIPELINE PARTNERS	$0	–	-19,875	–	-0.40%	–
JNJ	Exit	JOHNSON & JOHNSON	$0	–	-9,872	–	-0.41%	–
AXP	Exit	AMERICAN EXPRESS CO	$0	–	-12,800	–	-0.46%	–
TOO	Exit	TEEKAY OFFSHORE PARTNERS LP PARTNERSHIP UN	$0	–	-33,207	–	-0.53%	–
4945SC	Exit	KINDER MORGAN EGY PTNS L P UT LTD PT INT	$0	–	-14,139	–	-0.54%	–
KMR	Exit	KINDER MORGAN MANAGEMENT LLCSHS	$0	–	-18,596	–	-0.66%	–
KRFT	Exit	KRAFT FOOD GROUP	$0	–	-29,674	–	-0.74%	–
BPL	Exit	BUCKEYE PARTNERS L P	$0	–	-27,157	–	-0.85%	–
PVR	Exit	PVR PARTNERS LP	$0	–	-104,998	–	-1.15%	–
AMJ	Exit	JPMORGAN CHASE & CO ALERIAN ML ETNconv bonds	$0	–	-55,947	–	-1.18%	–
SNH	Exit	SENIOR HSG PPTYS TR SH BEN INT	$0	–	-108,305	–	-1.20%	–
GIS	Exit	GENERAL MILLS INC	$0	–	-54,705	–	-1.24%	–
MBB	Exit	ISHARES BARCLAYS MBS BONDconv bonds	$0	–	-25,585	–	-1.29%	–
NCT	Exit	NEWCASTLE INVESTMENT	$0	–	-525,410	–	-1.40%	–
MDLZ	Exit	MONDELEZ INTERNATIONAL INC	$0	–	-94,674	–	-1.41%	–
TEP	Exit	TALLGRASS ENERGY PARTNERS LP	$0	–	-130,770	–	-1.45%	–
CBU	Exit	COMMUNITY BANK SYSTEM INC.	$0	–	-91,360	–	-1.48%	–
DPS	Exit	DR PEPPER SNAPPLE GROUP INC.	$0	–	-72,475	–	-1.54%	–
FHI	Exit	FEDERATED INVESTORS INC-CL B	$0	–	-131,615	–	-1.70%	–
LXP	Exit	LEXINGTON REALTY TRUST	$0	–	-344,205	–	-1.84%	–
SYY	Exit	SYSCO CORP	$0	–	-124,015	–	-1.88%	–
DLTR	Exit	DOLLAR TREE INC	$0	–	-79,245	–	-2.15%	–
SH	Exit	PROSHARES TR PSHS SHRT S&P5conv bonds	$0	–	-187,491	–	-2.50%	–
WPZ	Exit	WILLIAMS PARTNERS LP	$0	–	-99,522	–	-2.50%	–
WMB	Exit	WILLIAMS COS INC	$0	–	-148,635	–	-2.57%	–
PBNY	Exit	PROVIDENT NEW YORK BANCORP	$0	–	-497,030	–	-2.57%	–
RASF	Exit	RAIT FINANCIAL TRUST	$0	–	-815,690	–	-2.74%	–
NRZ	Exit	NEW RESIDENTIAL INVESTMENT CORP.	$0	–	-903,150	–	-2.84%	–
WES	Exit	WESTERN GAS PARTNERS LP UNIT LP IN	$0	–	-106,753	–	-3.05%	–
MCC	Exit	MEDLEY CAP CORP	$0	–	-557,552	–	-3.65%	–
WMT	Exit	WAL MART STORES INC	$0	–	-106,243	–	-3.73%	–
HLSSF	Exit	HOME LOAN SERVICING SOLUTION LTD	$0	–	-395,935	–	-4.14%	–
MMP	Exit	MAGELLAN MIDSTGREAM PARTNERS L	$0	–	-160,730	–	-4.31%	–
NGLS	Exit	TARGA RESOURCES PARTNERS LP COM UNIT	$0	–	-181,445	–	-4.44%	–
AOD	Exit	ALPINE TOTAL DYNAMIC DIVIDEND FUNDconv bonds	$0	–	-2,454,680	–	-4.69%	–
PAA	Exit	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$0	–	-215,613	–	-5.39%	–
BKLN	Exit	POWERSHARES SENIOR LOANconv bonds	$0	–	-721,056	–	-8.46%	–
EPD	Exit	ENTERPRISE PRODS PARTNERS L COM UNIT	$0	–	-314,961	–	-9.13%	–

Q3 2013

			Value		Shares		↓ Weighting
EPD	Sell	ENTERPRISE PRODS PARTNERS L COM UNIT	$19,225,000	-3.1%	314,961	-1.3%	9.13%	-4.8%
BKLN	Buy	POWERSHARES SENIOR LOANconv bonds	$17,796,000	+57.3%	721,056	+57.8%	8.46%	+54.5%
PAA	Buy	PLAINS ALL AMERN PIPELINE L UNIT L P INT	$11,354,000	-5.5%	215,613	+0.2%	5.39%	-7.2%
AOD	New	ALPINE TOTAL DYNAMIC DIVIDEND FUNDconv bonds	$9,868,000	–	2,454,680	–	4.69%	–
NGLS	Sell	TARGA RESOURCES PARTNERS LP COM UNIT	$9,339,000	+1.2%	181,445	-0.8%	4.44%	-0.6%
MMP	Sell	MAGELLAN MIDSTGREAM PARTNERS L	$9,070,000	+1.6%	160,730	-1.9%	4.31%	-0.3%
HLSSF	Buy	HOME LOAN SERVICING SOLUTION LTD	$8,715,000	-4.2%	395,935	+4.3%	4.14%	-5.9%
WMT	Sell	WAL MART STORES INC	$7,858,000	-0.8%	106,243	-0.1%	3.73%	-2.5%
MCC	Buy	MEDLEY CAP CORP	$7,689,000	+5.0%	557,552	+3.4%	3.65%	+3.1%
WES	Sell	WESTERN GAS PARTNERS LP UNIT LP IN	$6,419,000	-10.7%	106,753	-3.7%	3.05%	-12.3%
NRZ	Buy	NEW RESIDENTIAL INVESTMENT CORP.	$5,979,000	+99.8%	903,150	+103.4%	2.84%	+96.2%
RASF	Buy	RAIT FINANCIAL TRUST	$5,775,000	-2.1%	815,690	+4.0%	2.74%	-3.9%
PBNY	New	PROVIDENT NEW YORK BANCORP	$5,413,000	–	497,030	–	2.57%	–
WMB	Buy	WILLIAMS COS INC	$5,404,000	+23.2%	148,635	+10.0%	2.57%	+21.0%
WPZ	Sell	WILLIAMS PARTNERS LP	$5,263,000	-0.5%	99,522	-3.0%	2.50%	-2.3%
SH	Sell	PROSHARES TR PSHS SHRT S&P5conv bonds	$5,252,000	-6.1%	187,491	-0.5%	2.50%	-7.8%
DLTR	Buy	DOLLAR TREE INC	$4,530,000	+12.7%	79,245	+0.3%	2.15%	+10.7%
SYY	New	SYSCO CORP	$3,947,000	–	124,015	–	1.88%	–
LXP	Buy	LEXINGTON REALTY TRUST	$3,865,000	+100.5%	344,205	+108.6%	1.84%	+96.8%
FHI	New	FEDERATED INVESTORS INC-CL B	$3,575,000	–	131,615	–	1.70%	–
DPS	Buy	DR PEPPER SNAPPLE GROUP INC.	$3,248,000	-0.2%	72,475	+2.3%	1.54%	-1.9%
CBU	New	COMMUNITY BANK SYSTEM INC.	$3,117,000	–	91,360	–	1.48%	–
TEP	Buy	TALLGRASS ENERGY PARTNERS LP	$3,047,000	+19.7%	130,770	+7.8%	1.45%	+17.6%
MDLZ	Buy	MONDELEZ INTERNATIONAL INC	$2,975,000	+10.2%	94,674	+0.1%	1.41%	+8.3%
NCT	Buy	NEWCASTLE INVESTMENT	$2,953,000	+24.5%	525,410	+15.8%	1.40%	+22.3%
MBB	Sell	ISHARES BARCLAYS MBS BONDconv bonds	$2,710,000	-71.4%	25,585	-71.6%	1.29%	-71.9%
GIS	Buy	GENERAL MILLS INC	$2,621,000	+16.1%	54,705	+17.6%	1.24%	+14.0%
AMJ	New	JPMORGAN CHASE & CO ALERIAN ML ETNconv bonds	$2,495,000	–	55,947	–	1.18%	–
PVR	Buy	PVR PARTNERS LP	$2,428,000	+0.9%	104,998	+19.1%	1.15%	-0.9%
BPL	Sell	BUCKEYE PARTNERS L P	$1,780,000	-9.9%	27,157	-3.6%	0.85%	-11.4%
KRFT	Buy	KRAFT FOOD GROUP	$1,557,000	+7.3%	29,674	+14.3%	0.74%	+5.4%
KMR	Buy	KINDER MORGAN MANAGEMENT LLCSHS	$1,394,000	-8.9%	18,596	+1.5%	0.66%	-10.7%
AXP	New	AMERICAN EXPRESS CO	$967,000	–	12,800	–	0.46%	–
JNJ	Buy	JOHNSON & JOHNSON	$856,000	+2.0%	9,872	+1.0%	0.41%	+0.2%
2108SC	Sell	EL PASO PIPELINE PARTNERS	$839,000	-5.2%	19,875	-2.0%	0.40%	-6.8%
OKS	Buy	ONEOK PARTNERS L P	$774,000	+179.4%	14,600	+160.7%	0.37%	+174.6%
AAPL	New	APPLE COMPUTER INC	$705,000	–	1,478	–	0.34%	–
DSL	Sell	DOUBLELINE INCOME SOLUTIONS FUNDconv bonds	$590,000	-49.2%	26,900	-46.2%	0.28%	-50.2%
NRGM	Sell	INERGY MIDSTREAM LP	$564,000	-3.1%	25,561	-2.3%	0.27%	-5.0%
BGS	Buy	B & G FOODS INC NEW CL A	$552,000	+68.8%	15,990	+66.6%	0.26%	+65.8%
DCP	Buy	DCP MIDSTREAM PARTNERS LP UT LTD PTN	$546,000	+101.5%	11,000	+120.0%	0.26%	+97.7%
PFE	Sell	PFIZER INC	$511,000	-24.6%	17,775	-26.6%	0.24%	-25.9%
VZ	Sell	VERIZON COMMUNICATIONS	$494,000	-13.3%	10,575	-6.7%	0.24%	-14.9%
	New	PLAYMATES HOLDINGS	$443,000	–	410,000	–	0.21%	–
IBM	Sell	I B M	$414,000	-11.2%	2,236	-8.2%	0.20%	-12.4%
SPH	Sell	SUBURBAN PROPANE PARTNERS LPUT LTD PT INT	$304,000	-14.8%	6,494	-15.6%	0.14%	-16.8%
GOV	Sell	GOVERNMENT PROPERTIES INCO	$287,000	-24.1%	12,000	-20.0%	0.14%	-25.7%
HBMD	Buy	HOWARD BANCORP	$237,000	+119.4%	27,400	+100.0%	0.11%	+117.3%
FB	New	FACEBOOK INC	$226,000	–	4,500	–	0.11%	–
AMP	New	AMERIPRISE FINL INC	$219,000	–	2,400	–	0.10%	–
KMI	Sell	KINDER MORGAN INC/DELAWARE	$208,000	-55.5%	5,850	-52.2%	0.10%	-56.2%
CYS	Sell	CYPRESS SHARPRIDGE INVTS INCCOM	$120,000	-98.0%	14,700	-97.8%	0.06%	-98.0%
AMKT	New	ACE MARKETING & PROMOTIONS	$8,000	–	21,000	–	0.00%	–
	Exit	ACE MARKETING & PROMOTIONS	$0	–	-21,000	–	-0.00%	–
PNBK	Exit	PATRIOT NATL BANCORP INC	$0	–	-10,200	–	-0.01%	–
COP	Exit	CONOCOPHILLIPS	$0	–	-3,417	–	-0.10%	–
HD	Exit	HOME DEPOT INC	$0	–	-3,820	–	-0.14%	–
SDRMU	Exit	SANDRIDGE MISSISSIPPIAN TRUS	$0	–	-23,700	–	-0.14%	–
PEP	Exit	PEPSICO INC	$0	–	-4,155	–	-0.16%	–
	Exit	PLAYMATES HOLDINGS	$0	–	-410,000	–	-0.17%	–
VNRSQ	Exit	VANGUARD NATURAL RESOURCES	$0	–	-18,000	–	-0.24%	–
LINEQ	Exit	LINN ENERGY LLC	$0	–	-17,970	–	-0.29%	–
	Exit	APPLE COMPUTER INC	$0	–	-1,678	–	-0.32%	–
	Exit	AMERICAN EXPRESS CO	$0	–	-12,800	–	-0.46%	–
AMJ	Exit	JPMORGAN CHASE & CO ALERIAN	$0	–	-46,192	–	-1.04%	–
	Exit	ALPINE TOTAL DYNAMIC DIVIDENconv bonds	$0	–	-2,282,215	–	-4.32%	–
PDI	Exit	PIMCO DYNAMIC INC FUNDconv bonds	$0	–	-374,455	–	-5.30%	–

Q2 2013

			Value		Shares		↓ Weighting
EPD	New	ENTERPRISE PRODS PARTNERS L	$19,839,000	–	319,216	–	9.60%	–
PAA	New	PLAINS ALL AMERN PIPELINE L	$12,014,000	–	215,273	–	5.81%	–
BKLN	New	POWERSHARES SENIOR LOANconv bonds	$11,310,000	–	456,975	–	5.47%	–
PDI	New	PIMCO DYNAMIC INC FUNDconv bonds	$10,953,000	–	374,455	–	5.30%	–
MBB	New	ISHARES BARCLAYS MBS BONDconv bonds	$9,484,000	–	90,125	–	4.59%	–
NGLS	New	TARGA RESOURCES PARTNERS LP	$9,232,000	–	182,995	–	4.46%	–
HLSSF	New	HOME LOAN SERVICING SOLUTION	$9,095,000	–	379,445	–	4.40%	–
MMP	New	MAGELLAN MIDSTGREAM PARTNERS	$8,931,000	–	163,880	–	4.32%	–
	New	ALPINE TOTAL DYNAMIC DIVIDENconv bonds	$8,923,000	–	2,282,215	–	4.32%	–
WMT	New	WAL MART STORES INC	$7,919,000	–	106,310	–	3.83%	–
MCC	New	MEDLEY CAP CORP	$7,324,000	–	539,307	–	3.54%	–
WES	New	WESTERN GAS PARTNERS LP U	$7,190,000	–	110,803	–	3.48%	–
CYS	New	CYPRESS SHARPRIDGE INVTS INC	$6,040,000	–	655,855	–	2.92%	–
RASF	New	RAIT FINANCIAL TRUST	$5,900,000	–	784,520	–	2.85%	–
SH	New	PROSHARES TRconv bonds	$5,592,000	–	188,357	–	2.70%	–
WPZ	New	WILLIAMS PARTNERS LP	$5,292,000	–	102,552	–	2.56%	–
WMB	New	WILLIAMS COS INC	$4,387,000	–	135,095	–	2.12%	–
DLTR	New	DOLLAR TREE INC	$4,019,000	–	79,045	–	1.94%	–
DPS	New	DR PEPPER SNAPPLE GROUP INC.	$3,253,000	–	70,825	–	1.57%	–
NRZ	New	NEW RESIDENTIAL INVESTMENT C	$2,993,000	–	444,090	–	1.45%	–
SNH	New	SENIOR HSG PPTYS TR SH BEN I	$2,808,000	–	108,305	–	1.36%	–
MDLZ	New	MONDELEZ INTERNATIONAL INC	$2,699,000	–	94,589	–	1.30%	–
TEP	New	TALLGRASS ENERGY PARTNERS LP	$2,546,000	–	121,260	–	1.23%	–
PVR	New	PVR PARTNERS LP	$2,406,000	–	88,148	–	1.16%	–
NCT	New	NEWCASTLE INVESTMENT	$2,372,000	–	453,590	–	1.15%	–
GIS	New	GENERAL MILLS INC	$2,257,000	–	46,510	–	1.09%	–
AMJ	New	JPMORGAN CHASE & CO ALERIAN	$2,154,000	–	46,192	–	1.04%	–
BPL	New	BUCKEYE PARTNERS L P	$1,975,000	–	28,157	–	0.96%	–
LXP	New	LEXINGTON REALTY TRUST	$1,928,000	–	165,045	–	0.93%	–
KMR	New	KINDER MORGAN MANAGEMENT LLC	$1,531,000	–	18,314	–	0.74%	–
KRFT	New	KRAFT FOOD GROUP	$1,451,000	–	25,964	–	0.70%	–
4945SC	New	KINDER MORGAN EGY PTNS L P	$1,207,000	–	14,139	–	0.58%	–
DSL	New	DOUBLELINE INCOME SOLUTIONSconv bonds	$1,161,000	–	50,000	–	0.56%	–
TOO	New	TEEKAY OFFSHORE PARTNERS LP	$1,078,000	–	33,207	–	0.52%	–
NRGY	New	INERGY L P	$971,000	–	60,586	–	0.47%	–
	New	AMERICAN EXPRESS CO	$957,000	–	12,800	–	0.46%	–
2108SC	New	EL PASO PIPELINE PARTNERS	$885,000	–	20,275	–	0.43%	–
JNJ	New	JOHNSON & JOHNSON	$839,000	–	9,772	–	0.41%	–
XOM	New	EXXON MOBIL CORP	$687,000	–	7,606	–	0.33%	–
PFE	New	PFIZER INC	$678,000	–	24,210	–	0.33%	–
	New	APPLE COMPUTER INC	$665,000	–	1,678	–	0.32%	–
LINEQ	New	LINN ENERGY LLC	$596,000	–	17,970	–	0.29%	–
NRGM	New	INERGY MIDSTREAM LP	$582,000	–	26,176	–	0.28%	–
VZ	New	VERIZON COMMUNICATIONS	$570,000	–	11,330	–	0.28%	–
FIVE	New	FIVE BELOW	$553,000	–	15,000	–	0.27%	–
VNRSQ	New	VANGUARD NATURAL RESOURCES	$502,000	–	18,000	–	0.24%	–
FGPRQ	New	FERRELLGAS PARTNERS L P UNIT	$495,000	–	22,872	–	0.24%	–
KMI	New	KINDER MORGAN INC/DELAWARE	$467,000	–	12,245	–	0.23%	–
IBM	New	I B M	$466,000	–	2,436	–	0.22%	–
COST	New	COSTCO WHOLESALE CORP	$442,000	–	4,000	–	0.21%	–
GOOGL	New	GOOGLE INC	$437,000	–	496	–	0.21%	–
NVG	New	Nuveen Dividend Advantage Muconv bonds	$409,000	–	30,650	–	0.20%	–
PG	New	PROCTER & GAMBLE COMPANY	$407,000	–	5,292	–	0.20%	–
GOV	New	GOVERNMENT PROPERTIES INCO	$378,000	–	15,000	–	0.18%	–
EVEPQ	New	EV ENERGY PARTNERS LP	$374,000	–	10,000	–	0.18%	–
ET	New	ENERGY TRANSFER EQUITY L P U	$359,000	–	6,000	–	0.17%	–
SPH	New	SUBURBAN PROPANE PARTNERS LP	$357,000	–	7,696	–	0.17%	–
XEL	New	XCEL ENERGY INC	$355,000	–	12,514	–	0.17%	–
	New	PLAYMATES HOLDINGS	$353,000	–	410,000	–	0.17%	–
CELG	New	CELGENE CORP	$351,000	–	3,000	–	0.17%	–
PSEC	New	PROSPECT CAPITAL CORPORATION	$346,000	–	32,000	–	0.17%	–
NSRGY	New	NESTLE S A ADR SPON REG SH	$344,000	–	5,250	–	0.17%	–
PEP	New	PEPSICO INC	$340,000	–	4,155	–	0.16%	–
BGS	New	B & G FOODS INC NEW CL A	$327,000	–	9,600	–	0.16%	–
NXZ	New	Nuveen Dividend Advantage Muconv bonds	$323,000	–	23,150	–	0.16%	–
MWE	New	MARKWEST ENERGY PARTNERS L P	$301,000	–	4,500	–	0.15%	–
SDRMU	New	SANDRIDGE MISSISSIPPIAN TRUS	$296,000	–	23,700	–	0.14%	–
HD	New	HOME DEPOT INC	$296,000	–	3,820	–	0.14%	–
OKS	New	ONEOK PARTNERS L P	$277,000	–	5,600	–	0.13%	–
DCP	New	DCP MIDSTREAM PARTNERS LP U	$271,000	–	5,000	–	0.13%	–
GEL	New	GENESIS ENERGY LP	$259,000	–	5,000	–	0.12%	–
CAT	New	CATERPILLAR INC	$257,000	–	3,114	–	0.12%	–
T	New	A T & T INC (NEW)	$239,000	–	6,743	–	0.12%	–
BBEPQ	New	BREITBURN ENERGY PARTNERS LP	$219,000	–	12,000	–	0.11%	–
MRK	New	MERCK & COMPANY	$215,000	–	4,634	–	0.10%	–
TWX	New	TIME WARNER INC COM	$212,000	–	3,666	–	0.10%	–
COP	New	CONOCOPHILLIPS	$207,000	–	3,417	–	0.10%	–
EMC	New	E M C CORP MASS	$203,000	–	8,600	–	0.10%	–
JGT	New	NUVEEN MULT CURR ST GV INCMconv bonds	$117,000	–	10,440	–	0.06%	–
HBMD	New	HOWARD BANCORP	$108,000	–	13,700	–	0.05%	–
SMDM	New	SINGING MACH INC	$83,000	–	375,500	–	0.04%	–
ESPH	New	ECOSPHERE TECH INC	$60,000	–	173,012	–	0.03%	–
SGGH	New	SIGNATURE GROUP HOLDINGS	$25,000	–	27,050	–	0.01%	–
PNBK	New	PATRIOT NATL BANCORP INC	$13,000	–	10,200	–	0.01%	–
	New	ACE MARKETING & PROMOTIONS	$9,000	–	21,000	–	0.00%	–
THMRQ	New	THORNBURG MTG INC NEW	$0	–	100,000	–	0.00%	–

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Export Hilton Capital Management, LLC's holdings