MANGROVE PARTNERS IM, LLC - Q4 2019 holdings

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$683 Million is the total value of MANGROVE PARTNERS IM, LLC's 73 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 73.0% .

All

			Value		Shares		↓ Weighting
SATS		ECHOSTAR CORPcl a	$66,074,000	+9.3%	1,525,609	0.0%	9.67%	+32.1%
GPRE	Sell	GREEN PLAINS INC	$55,478,000	+37.1%	3,595,457	-5.8%	8.12%	+65.7%
PVAC		PENN VA CORP NEW	$52,487,000	+4.4%	1,729,382	0.0%	7.68%	+26.1%
PDCE	New	PDC ENERGY INC	$49,148,000	–	1,878,020	+100.0%	7.19%	–
BCEI	Buy	BONANZA CREEK ENERGY INC	$48,097,000	+6.3%	2,060,700	+1.9%	7.04%	+28.4%
BSIG	Buy	BRIGHTSPHERE INVT GROUP INC	$42,726,000	+64.0%	4,180,673	+59.1%	6.25%	+98.2%
IOVA	Sell	IOVANCE BIOTHERAPEUTICS INC	$32,070,000	+47.7%	1,158,616	-2.9%	4.69%	+78.5%
CAI	Sell	CAI INTERNATIONAL INC	$31,912,000	+32.2%	1,101,173	-0.7%	4.67%	+59.7%
SXC	Buy	SUNCOKE ENERGY INC	$31,830,000	+14.9%	5,109,092	+4.0%	4.66%	+38.9%
INSW	Sell	INTERNATIONAL SEAWAYS INC	$25,146,000	+50.4%	844,975	-2.7%	3.68%	+81.7%
ANIP	Sell	ANI PHARMACEUTICALS INC	$20,152,000	-45.8%	326,778	-35.9%	2.95%	-34.5%
PDCE	New	PDC ENERGY INCcall	$18,319,000	–	700,000	+100.0%	2.68%	–
AT	Buy	ATLANTIC PWR CORP	$18,069,000	+2.0%	7,754,978	+2.4%	2.64%	+23.2%
NIHD	Buy	NII HLDGS INC	$17,794,000	+15.3%	8,200,064	+4.1%	2.60%	+39.3%
GNK	Buy	GENCO SHIPPING & TRADING LTD	$17,702,000	+17.7%	1,666,822	+1.9%	2.59%	+42.1%
STON	New	STONEMOR PARTNERS L P	$14,928,000	–	10,294,832	+100.0%	2.18%	–
FLY	Sell	FLY LEASING LTDsponsored adr	$14,718,000	-44.4%	750,938	-41.8%	2.15%	-32.9%
EIGR		EIGER BIOPHARMACEUTICALS INC	$12,625,000	+45.4%	847,284	0.0%	1.85%	+75.7%
SELB	New	SELECTA BIOSCIENCES INC	$12,506,000	–	5,254,516	+100.0%	1.83%	–
DSSI	Buy	DIAMOND S SHIPPING INC	$9,579,000	+71.1%	572,236	+12.7%	1.40%	+106.8%
CUE	New	CUE BIOPHARMA INC	$9,547,000	–	601,398	+100.0%	1.40%	–
BTU	Sell	PEABODY ENERGY CORP NEW	$8,437,000	-58.6%	925,085	-33.2%	1.24%	-50.0%
NMCI	Sell	NAVIOS MARITIME CONTAINERS L	$7,112,000	+7.7%	3,307,850	-0.3%	1.04%	+30.1%
GLRE	Buy	GREENLIGHT CAPITAL RE LTDclass a	$6,913,000	-2.0%	683,748	+1.8%	1.01%	+18.5%
CTRA	Buy	CONTURA ENERGY INC	$6,391,000	-60.2%	706,178	+22.8%	0.94%	-52.0%
FOMX	New	FOAMIX PHARMACEUTICALS LTD	$5,926,000	–	1,779,448	+100.0%	0.87%	–
CPRX	Sell	CATALYST PHARMACEUTICALS INC	$5,806,000	-56.4%	1,548,316	-38.3%	0.85%	-47.3%
CBIO	Sell	CATALYST BIOSCIENCES INC	$4,649,000	+33.0%	682,625	-4.1%	0.68%	+60.8%
PCG	New	PG&E CORP	$4,391,000	–	403,964	+100.0%	0.64%	–
DERM	New	DERMIRA INC	$3,360,000	–	221,640	+100.0%	0.49%	–
BLU	Buy	BELLUS HEALTH INC NEW	$3,315,000	+65.3%	436,185	+39.0%	0.48%	+99.6%
MNLO	Sell	MENLO THERAPEUTICS INC	$3,151,000	-17.6%	679,122	-20.4%	0.46%	-0.4%
HCCOU	New	HEALTHCARE MERGER CORPunit 12/17/2021	$3,105,000	–	300,000	+100.0%	0.45%	–
METC	Sell	RAMACO RES INC	$2,748,000	-4.9%	767,521	-0.8%	0.40%	+14.9%
	New	NIO INCdebt 4.500% 2/0	$2,725,000	–	5,000,000	+100.0%	0.40%	–
	New	SUNDANCE ENERGY INC	$2,321,000	–	121,198	+100.0%	0.34%	–
ZFGN		ZAFGEN INC	$1,972,000	+50.2%	1,776,644	0.0%	0.29%	+81.8%
IMVT	New	IMMUNOVANT INC	$1,587,000	–	100,000	+100.0%	0.23%	–
EGLE	New	EAGLE BULK SHIPPING INC	$1,445,000	–	314,118	+100.0%	0.21%	–
TPRE	New	THIRD PT REINS LTD	$1,054,000	–	100,201	+100.0%	0.15%	–
CTACW		CHASERG TECHNLGY ACQUISITN C*w exp 04/10/202	$605,000	+146.9%	275,000	0.0%	0.09%	+196.7%
CFFAW		CF FIN ACQUISITION CORP*w exp 04/30/202	$473,000	+38.7%	525,000	0.0%	0.07%	+68.3%
CCXWS		CHURCHILL CAP CORP II*w exp 07/02/202	$403,000	-5.2%	283,333	0.0%	0.06%	+15.7%
GRAFWS		GRAF INDL CORP*w exp 12/31/202	$372,000	+12.0%	850,000	0.0%	0.05%	+35.0%
FTACW		FINTECH ACQUISITION CORP III*w exp 12/01/202	$343,000	+12.5%	250,000	0.0%	0.05%	+35.1%
HYACW	New	HAYMAKER ACQUISITION CORP II*w exp 10/31/202	$329,000	–	233,333	+100.0%	0.05%	–
MNCLW		MONOCLE ACQUISITION CORP*w exp 12/06/202	$300,000	+66.7%	400,000	0.0%	0.04%	+100.0%
GXGXW		GX ACQUISITION CORP*w exp 05/24/202	$280,000	+33.3%	350,000	0.0%	0.04%	+64.0%
SMMCW	New	SOUTH MTN MERGER CORP*w exp 06/20/202	$225,000	–	250,000	+100.0%	0.03%	–
AMCIW		AMCI ACQUISITION CORP*w exp 05/20/202	$217,000	-11.4%	700,000	0.0%	0.03%	+6.7%
IMVTW	New	IMMUNOVANT INC*w exp 12/18/202	$200,000	–	100,000	+100.0%	0.03%	–
SAMAW		SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202	$190,000	+8.6%	500,000	0.0%	0.03%	+33.3%
SPAQWS		SPARTAN ENERGY ACQUISITON CO*w exp 08/27/202	$165,000	-8.3%	300,000	0.0%	0.02%	+9.1%
TRNEWS		TRINE ACQUISITION CORP*w exp 03/31/202	$166,000	+20.3%	175,000	0.0%	0.02%	+41.2%
GIXWS		GIGCAPITAL2 INC*w exp 02/28/202	$160,000	+14.3%	500,000	0.0%	0.02%	+35.3%
SCPEWS	New	SC HEALTH CORP*w exp 99/99/999	$134,000	–	139,367	+100.0%	0.02%	–
PICWS	New	PIVOTAL INVT CORP II*w exp 06/01/202	$132,000	–	166,666	+100.0%	0.02%	–
LCAHW		LANDCADIA HLDGS II INC*w exp 05/09/202	$120,000	-9.1%	166,666	0.0%	0.02%	+12.5%
GIXRT		GIGCAPITAL2 INCright 02/28/2026	$125,000	-15.5%	500,000	0.0%	0.02%	0.0%
SBEWS	New	SWITCHBACK ENERGY ACQUISITIO*w exp 07/25/202	$120,000	–	200,000	+100.0%	0.02%	–
ACTTW		ACT II GLOBAL ACQUISITION CO*w exp 04/30/202	$100,000	+7.5%	100,000	0.0%	0.02%	+36.4%
CCHWS		COLLIER CREEK HOLDINGS*w exp 99/99/999	$93,000	+6.9%	66,666	0.0%	0.01%	+27.3%
NFINW		NETFIN ACQUISITION CORP*w exp 08/01/202	$90,000	0.0%	300,000	0.0%	0.01%	+18.2%
TKKSR		TKK SYMPHONY ACQUISITION CORright 02/20/2020	$88,000	+4.8%	350,000	0.0%	0.01%	+30.0%
DEACW		DIAMOND EAGLE ACQUISITION CO*w exp 06/30/202	$80,000	+196.3%	33,333	0.0%	0.01%	+300.0%
SSPKW	New	SILVER SPIKE ACQUISITION COR*w exp 08/02/202	$80,000	–	200,000	+100.0%	0.01%	–
MFACWS		MEGALITH FINL ACQUISITION CO*w exp 08/26/202	$64,000	-15.8%	200,000	0.0%	0.01%	0.0%
DPHCW		DIAMONDPEAK HLDGS COR*w exp 02/22/202	$51,000	-10.5%	66,666	0.0%	0.01%	0.0%
RMGWS		RMG ACQUISITION CORP*w exp 02/21/202	$48,000	-22.6%	83,333	0.0%	0.01%	-12.5%
THCAW	New	TUSCAN HLDGS CORP II*w exp 99/99/999	$45,000	–	100,000	+100.0%	0.01%	–
ACAMW		ACAMAR PARTNERS ACQSITION CO*w exp 02/26/202	$50,000	+2.0%	66,666	0.0%	0.01%	+16.7%
OACWS	New	OAKTREE ACQUISITION CORP*w exp 99/99/999	$32,000	–	33,333	+100.0%	0.01%	–
TKKSW		TKK SYMPHONY ACQUISITION COR*w exp 02/20/202	$21,000	-34.4%	350,000	0.0%	0.00%	-25.0%
TOCA	Exit	TOCAGEN INCcall	$0	–	-60,000	-100.0%	-0.01%	–
HSACW	Exit	HEALTH SCIENCES ACQUSTN CORP*w exp 04/01/202	$0	–	-100,000	-100.0%	-0.01%	–
CPAAU	Exit	CONYERS PK II ACQUISITION COunit 99/99/9999	$0	–	-25,000	-100.0%	-0.03%	–
DEAC	Exit	DIAMOND EAGLE ACQUISITION CO	$0	–	-100,000	-100.0%	-0.12%	–
HSAC	Exit	HEALTH SCIENCES ACQUSTN CORP	$0	–	-100,000	-100.0%	-0.12%	–
PVT	Exit	PIVOTAL ACQUISITION CORP	$0	–	-100,000	-100.0%	-0.12%	–
OACU	Exit	OAKTREE ACQUISITION CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.12%	–
WRLS	Exit	PENSARE ACQUISITION CORP	$0	–	-100,000	-100.0%	-0.12%	–
SRRA	Exit	SIERRA ONCOLOGY INC	$0	–	-3,688,609	-100.0%	-0.17%	–
DPHC	Exit	DIAMONDPEAK HLDGS COR	$0	–	-199,998	-100.0%	-0.24%	–
THCAU	Exit	TUSCAN HLDGS CORP IIunit 04/01/2026	$0	–	-200,000	-100.0%	-0.24%	–
MFAC	Exit	MEGALITH FINL ACQUISITION CO	$0	–	-200,000	-100.0%	-0.25%	–
RMG	Exit	RMG ACQUISITION CORPcl a	$0	–	-250,000	-100.0%	-0.30%	–
NPAUU	Exit	NEW PROVIDENCE ACQUISITIN COunit 09/01/2024	$0	–	-250,000	-100.0%	-0.31%	–
GMHI	Exit	GORES METROPOULOS INC	$0	–	-250,000	-100.0%	-0.31%	–
SCPEU	Exit	SC HEALTH CORPunit 99/99/9999	$0	–	-278,734	-100.0%	-0.35%	–
NFIN	Exit	NETFIN ACQUISITION CORP	$0	–	-300,000	-100.0%	-0.36%	–
TRNE	Exit	TRINE ACQUISITION CORP	$0	–	-350,000	-100.0%	-0.42%	–
TKKS	Exit	TKK SYMPHONY ACQUISITION COR	$0	–	-350,000	-100.0%	-0.43%	–
CCH	Exit	COLLIER CREEK HOLDINGS	$0	–	-350,000	-100.0%	-0.43%	–
MNCL	Exit	MONOCLE ACQUISITION CORP	$0	–	-400,000	-100.0%	-0.48%	–
	Exit	AK STL CORPnote 5.000%11/1	$0	–	-4,000,000	-100.0%	-0.49%	–
SSPKU	Exit	SILVER SPIKE ACQUISITION CORunit 99/99/9999	$0	–	-400,000	-100.0%	-0.49%	–
AXAS	Exit	ABRAXAS PETE CORP	$0	–	-8,868,649	-100.0%	-0.54%	–
TNK	Exit	TEEKAY TANKERS LTDcl a	$0	–	-3,754,115	-100.0%	-0.59%	–
LCA	Exit	LANDCADIA HLDGS II INCcl a	$0	–	-499,998	-100.0%	-0.59%	–
THCB	Exit	TUSCAN HOLDINGS CORP	$0	–	-500,000	-100.0%	-0.59%	–
GIX	Exit	GIGCAPITAL2 INC	$0	–	-500,000	-100.0%	-0.60%	–
ACTT	Exit	ACT II GLOBAL ACQUISITION CO	$0	–	-500,000	-100.0%	-0.60%	–
CRSA	Exit	CRESCENT ACQUISITION CORP	$0	–	-500,000	-100.0%	-0.60%	–
ACAM	Exit	ACAMAR PARTNERS ACQSITION COcl a	$0	–	-500,000	-100.0%	-0.60%	–
EXPCU	Exit	EXPERIENCE INVESTMENT CORPunit 09/01/2026	$0	–	-500,000	-100.0%	-0.61%	–
SAMA	Exit	SCHULTZE SPL PURP ACQUSTN CO	$0	–	-500,000	-100.0%	-0.61%	–
FTAC	Exit	FINTECH ACQUISITION CORP III	$0	–	-500,000	-100.0%	-0.61%	–
PICU	Exit	PIVOTAL INVT CORP IIunit 06/01/2025	$0	–	-500,000	-100.0%	-0.62%	–
APXTU	Exit	APEX TECHNOLOGY ACQUISITN COunit 06/11/2026	$0	–	-500,000	-100.0%	-0.62%	–
SMMCU	Exit	SOUTH MTN MERGER CORPunit 99/99/9999	$0	–	-500,000	-100.0%	-0.64%	–
CTAC	Exit	CHASERG TECHNLGY ACQUISITN Cclass a	$0	–	-550,000	-100.0%	-0.67%	–
SBEU	Exit	SWITCHBACK ENERGY ACQUISITIOunit 99/99/9999	$0	–	-600,000	-100.0%	-0.73%	–
GXGX	Exit	GX ACQUISITION CORP	$0	–	-700,000	-100.0%	-0.84%	–
AMCI	Exit	AMCI ACQUISITION CORPclass a	$0	–	-700,000	-100.0%	-0.85%	–
CFFA	Exit	CF FIN ACQUISITION CORP	$0	–	-700,000	-100.0%	-0.86%	–
HYACU	Exit	HAYMAKER ACQUISITION CORP IIunit 10/31/2026	$0	–	-700,000	-100.0%	-0.88%	–
CCX	Exit	CHURCHILL CAP CORP IIcl a	$0	–	-849,999	-100.0%	-1.03%	–
GRAF	Exit	GRAF INDL CORP	$0	–	-850,000	-100.0%	-1.04%	–
SPAQ	Exit	SPARTAN ENERGY ACQUISITON CO	$0	–	-900,000	-100.0%	-1.10%	–
	Exit	ANI PHARMACEUTICALS INCnote 3.000%12/0	$0	–	-18,779,000	-100.0%	-2.44%	–
SMTA	Exit	SPIRIT MTA REIT	$0	–	-2,594,157	-100.0%	-2.65%	–
VRTS	Exit	VIRTUS INVT PARTNERS INC	$0	–	-207,687	-100.0%	-2.78%	–
SRCI	Exit	SRC ENERGY INC	$0	–	-12,105,522	-100.0%	-6.83%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-02-14

Signatures

The EDGAR filing(s) were signed by:

Ward T. Dietrich — Chief Operating Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
ATLANTIC PWR CORP	25	Q1 2021	7.2%
ECHOSTAR CORP	23	Q3 2020	19.3%
STEEL PARTNERS HLDGS L P	20	Q1 2018	3.2%
SUNCOKE ENERGY INC	19	Q4 2020	16.6%
INTERNATIONAL SEAWAYS INC	19	Q3 2022	3.7%
PENN VA CORP NEW	16	Q3 2020	12.6%
EQUITY COMWLTH	16	Q2 2018	9.9%
INVESCO MORTGAGE CAPITAL INC	16	Q1 2017	7.8%
BONANZA CREEK ENERGY INC	15	Q4 2020	9.6%
ASTA FDG INC	15	Q4 2016	10.5%

View MANGROVE PARTNERS IM, LLC's complete holdings history.

Latest significant ownerships (13-D/G)

MANGROVE PARTNERS IM, LLC Q4 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Alset Capital Acquisition Corp.^{Sold out}	February 14, 2023	0	0.0%
DUET Acquisition Corp.	February 14, 2023	450,000	4.9%
EF Hutton Acquisition Corp I	February 14, 2023	990,000	6.8%
FAT PROJECTS ACQUISITION CORP^{Sold out}	February 14, 2023	0	0.0%
Sagaliam Acquisition Corp^{Sold out}	February 14, 2023	0	0.0%
EF Hutton Acquisition Corp I	September 19, 2022	990,000	9.9%
Monterey Capital Acquisition Corp	May 20, 2022	792,000	8.6%
DUET Acquisition Corp.	February 18, 2022	450,000	5.2%
Navios Maritime Containers L.P.^{Sold out}	February 14, 2022	0	0.0%
PHP Ventures Acquisition Corp.^{Sold out}	February 14, 2022	0	0.0%

View MANGROVE PARTNERS IM, LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G/A	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-02-14
SC 13G	2024-01-10
SC 13G	2024-01-10
3	2023-12-20

View MANGROVE PARTNERS IM, LLC's complete filings history.

All filings

View complete filings history.

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