Q1 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | HORIZON ACTIVE RISK ASSIST FUND CLASS Nm | $14,795,000 | -4.2% | 629,557 | +2.5% | 4.23% | -4.0% | |
| Sell | HORIZON ACTIVE ASSET ALLOCATION FUND CLASS Nm | $11,815,000 | -18.9% | 858,671 | -13.9% | 3.38% | -18.7% | |
| CVX | Sell | CHEVRON CORP NEW | $11,382,000 | +22.1% | 69,903 | -12.0% | 3.26% | +22.3% |
| CSCO | Buy | CISCO SYS INC | $11,002,000 | -8.2% | 197,302 | +4.3% | 3.15% | -8.0% |
| LMT | Buy | LOCKHEED MARTIN CORP | $10,753,000 | +42.9% | 24,362 | +15.1% | 3.08% | +43.2% |
| WMT | Buy | WALMART INC | $10,391,000 | +24.4% | 69,776 | +20.9% | 2.97% | +24.7% |
| FTSM | Buy | FIRST TR EXCHANGE-TRADED FDfirst tr enh new | $10,163,000 | +368.8% | 170,725 | +371.0% | 2.91% | +369.6% |
| MO | Buy | ALTRIA GROUP INC | $9,777,000 | +33.4% | 187,121 | +21.0% | 2.80% | +33.7% |
| BLK | Sell | BLACKROCK INC | $9,077,000 | -23.4% | 11,878 | -8.2% | 2.60% | -23.2% |
| AAPL | Sell | APPLE INC | $8,994,000 | -14.2% | 51,508 | -12.7% | 2.57% | -14.0% |
| UL | Buy | UNILEVER PLCspon adr new | $8,449,000 | +2.0% | 185,409 | +20.4% | 2.42% | +2.2% |
| PEP | Sell | PEPSICO INC | $8,285,000 | -4.1% | 49,501 | -0.4% | 2.37% | -3.9% |
| TSM | Buy | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $8,271,000 | -5.4% | 79,332 | +9.2% | 2.37% | -5.2% |
| GD | Sell | GENERAL DYNAMICS CORP | $8,148,000 | +4.7% | 33,784 | -9.5% | 2.33% | +4.9% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $7,948,000 | +24.9% | 108,834 | +6.6% | 2.27% | +25.2% |
| KMI | Buy | KINDER MORGAN INC DEL | $7,800,000 | +54.7% | 412,461 | +29.7% | 2.23% | +55.0% |
| HON | Buy | HONEYWELL INTL INC | $7,393,000 | +8.9% | 37,993 | +16.7% | 2.11% | +9.1% |
| GM | Buy | GENERAL MTRS CO | $7,317,000 | +0.4% | 167,280 | +34.6% | 2.09% | +0.7% |
| PFE | Sell | PFIZER INC | $7,089,000 | -26.5% | 136,936 | -16.2% | 2.03% | -26.3% |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $7,036,000 | -3.1% | 161,522 | -1.9% | 2.01% | -2.9% |
| SNY | Buy | SANOFIsponsored adr | $7,006,000 | +21.0% | 136,459 | +18.0% | 2.00% | +21.2% |
| PG | Sell | PROCTER AND GAMBLE CO | $6,970,000 | -14.0% | 45,613 | -7.9% | 1.99% | -13.8% |
| RDVY | Sell | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $6,692,000 | -15.6% | 136,574 | -10.8% | 1.91% | -15.4% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $6,476,000 | +4.3% | 19,618 | +20.9% | 1.85% | +4.5% |
| JNJ | Buy | JOHNSON & JOHNSON | $6,371,000 | +15.2% | 35,947 | +11.2% | 1.82% | +15.5% |
| BAC | Sell | BK OF AMERICA CORP | $6,228,000 | -21.5% | 151,088 | -15.3% | 1.78% | -21.3% |
| FYX | Sell | FIRST TR SML CP CORE ALPHA F | $6,122,000 | -14.3% | 66,861 | -9.2% | 1.75% | -14.1% |
| C | Buy | CITIGROUP INC | $5,883,000 | +5.1% | 110,170 | +18.8% | 1.68% | +5.3% |
| LOW | Buy | LOWES COS INC | $5,588,000 | -21.2% | 27,639 | +0.8% | 1.60% | -21.0% |
| CAT | Buy | CATERPILLAR INC | $5,505,000 | +19.3% | 24,708 | +10.7% | 1.57% | +19.5% |
| SO | Buy | SOUTHERN CO | $5,338,000 | +11.3% | 73,611 | +5.2% | 1.53% | +11.5% |
| AMGN | Buy | AMGEN INC | $5,249,000 | +31.9% | 21,708 | +22.7% | 1.50% | +32.1% |
| New | SHELL PLCspon ads | $4,755,000 | – | 86,567 | – | 1.36% | – | |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $4,616,000 | -11.5% | 21,523 | -11.5% | 1.32% | -11.3% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $4,595,000 | +23.6% | 35,338 | +27.0% | 1.31% | +23.8% |
| TSN | New | TYSON FOODS INCcl a | $4,438,000 | – | 49,513 | – | 1.27% | – |
| QCOM | Buy | QUALCOMM INC | $4,220,000 | -6.3% | 27,611 | +12.1% | 1.21% | -6.1% |
| Buy | HORIZON ACTIVE INCOME FUND CLASS Nm | $3,932,000 | -2.8% | 435,407 | +4.2% | 1.12% | -2.5% | |
| MDT | Buy | MEDTRONIC PLC | $3,894,000 | +22.8% | 35,100 | +14.5% | 1.11% | +23.1% |
| GILD | Buy | GILEAD SCIENCES INC | $3,379,000 | +1.1% | 56,840 | +23.5% | 0.97% | +1.3% |
| FNX | Sell | FIRST TR MID CAP CORE ALPHAD | $3,283,000 | -15.6% | 33,460 | -11.5% | 0.94% | -15.4% |
| FTGC | New | FIRST TR EXCHANGE TRAD FD VIfst tr glb fd | $2,911,000 | – | 102,407 | – | 0.83% | – |
| TCHP | Sell | T ROWE PRICE ETF INCprice blue chip | $2,362,000 | -21.0% | 80,491 | -10.7% | 0.68% | -20.8% |
| Sell | ARTISAN GLOBAL OPPORTUNITIES INVESTOR CLASSm | $2,268,000 | -26.4% | 70,985 | -14.9% | 0.65% | -26.2% | |
| Sell | VANGUARD SHORT-TERM TAX-EXEMPT FUND INVESTOR CLASSm | $2,076,000 | -7.9% | 132,750 | -6.5% | 0.59% | -7.8% | |
| Buy | VANGUARD TOTAL STOCK MARKET INDEX FUND ADMIRAL CLASSm | $2,061,000 | -5.5% | 18,603 | +0.3% | 0.59% | -5.3% | |
| Buy | HORIZON DEFINED RISK FUND ADVISOR CLASSm | $1,598,000 | -0.9% | 25,694 | +4.2% | 0.46% | -0.7% | |
| FIXD | Sell | FIRST TR EXCHNG TRADED FD VItcw opportunis | $1,583,000 | -47.4% | 31,924 | -43.5% | 0.45% | -47.3% |
| FTCS | Sell | FIRST TR EXCHANGE-TRADED FDcap strength etf | $1,552,000 | -10.0% | 19,845 | -2.6% | 0.44% | -9.8% |
| Buy | HORIZON ESG CORE DEFENSIVE FUND ADVISOR CLASSm | $1,458,000 | +10.8% | 41,638 | +15.8% | 0.42% | +10.9% | |
| FNY | Sell | FIRST TR EXCHANGE-TRADED ALPmid cp gr alph | $1,345,000 | -16.4% | 20,173 | -7.0% | 0.38% | -16.1% |
| FNK | Sell | FIRST TR EXCHANGE-TRADED ALPmid cap val fd | $1,313,000 | -1.4% | 28,168 | -0.4% | 0.38% | -1.1% |
| Sell | HORIZON ACTIVE DIVIDEND FUND ADVISOR CLASSm | $1,073,000 | -6.9% | 16,633 | -6.0% | 0.31% | -6.7% | |
| Sell | HORIZON U.S. DEFENSIVE EQUITY FUND INVESTOR CLASSm | $1,042,000 | -15.4% | 38,244 | -12.5% | 0.30% | -15.1% | |
| HUSV | Sell | FIRST TR EXCH TRADED FD IIIhorizon dmst etf | $983,000 | -6.8% | 28,276 | -3.8% | 0.28% | -6.6% |
| Sell | ARTISAN DEVELOPING WORLD FUND INVESTOR CLASSm | $949,000 | -28.4% | 53,840 | -11.2% | 0.27% | -28.3% | |
| Sell | WILSHIRE 5000 INDEX FUND INST'L CLASSm | $922,000 | -5.8% | 32,937 | -1.0% | 0.26% | -5.4% | |
| TSLA | Buy | TESLA INC | $791,000 | +2.6% | 734 | +0.5% | 0.23% | +2.7% |
| Buy | VANGUARD 500 INDEX FUND ADMIRAL CLASSm | $737,000 | -4.5% | 1,763 | +0.5% | 0.21% | -4.1% | |
| MSFT | Buy | MICROSOFT CORP | $721,000 | +2.6% | 2,339 | +12.0% | 0.21% | +2.5% |
| FPE | Sell | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $693,000 | -60.7% | 36,435 | -58.0% | 0.20% | -60.6% |
| LMBS | Sell | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $666,000 | -79.6% | 13,608 | -79.1% | 0.19% | -79.6% |
| HDMV | Buy | FIRST TR EXCH TRADED FD IIIhorizon mngd etf | $629,000 | +5.9% | 20,547 | +9.9% | 0.18% | +5.9% |
| Sell | FPA NEW INCOME FUNDm | $613,000 | -3.0% | 62,721 | -1.1% | 0.18% | -2.8% | |
| Buy | VANGUARD DIVIDEND GROWTH FUND INVESTOR CLASSm | $537,000 | -2.0% | 14,316 | +2.6% | 0.15% | -1.3% | |
| FTA | Sell | FIRST TR LRG CP VL ALPHADEX | $533,000 | -90.1% | 7,563 | -90.2% | 0.15% | -90.1% |
| Sell | PRINCIPAL DIVERSIFIED INCOME FUND INST'L CLASSm | $414,000 | -42.7% | 31,613 | -39.4% | 0.12% | -42.7% | |
| Sell | ORINDA INCOME OPPORTUNITIES FUND CLASS Im | $401,000 | -31.2% | 21,986 | -28.5% | 0.12% | -30.7% | |
| FEP | Sell | FIRST TR EXCH TRD ALPHDX FDeurope alphadex | $379,000 | -19.4% | 9,800 | -10.2% | 0.11% | -19.4% |
| FDT | Sell | FIRST TR EXCH TRD ALPHDX FDdev mrk ex us | $370,000 | -12.7% | 6,397 | -8.5% | 0.11% | -12.4% |
| NEE | Buy | NEXTERA ENERGY INC | $368,000 | -2.9% | 4,344 | +7.1% | 0.10% | -2.8% |
| FAAR | Sell | FIRST TR EXCHANGE TRAD FD VIalt abslt strg | $349,000 | +13.3% | 10,313 | -3.7% | 0.10% | +13.6% |
| FTC | Sell | FIRST TRUST LRGCP GWT ALPHAD | $329,000 | -20.7% | 3,083 | -10.6% | 0.09% | -20.3% |
| New | FEDERAL RLTY INVT TR NEWsh ben int new | $316,000 | – | 2,590 | – | 0.09% | – | |
| FMF | Sell | FIRST TR EXCHANGE-TRADED FDmngd futrs strgy | $250,000 | +2.5% | 5,123 | -4.5% | 0.07% | +2.9% |
| FVD | Sell | FIRST TR VALUE LINE DIVID IN | $245,000 | -8.2% | 5,786 | -6.8% | 0.07% | -7.9% |
| AMZN | Buy | AMAZON COM INC | $228,000 | +21.9% | 70 | +25.0% | 0.06% | +22.6% |
| FXD | Sell | FIRST TR EXCHANGE TRADED FDconsumr discre | $219,000 | -21.2% | 4,012 | -10.5% | 0.06% | -20.3% |
| QTEC | Sell | FIRST TR NASDAQ 100 TECH IND | $205,000 | -22.3% | 1,345 | -10.6% | 0.06% | -21.3% |
| Sell | HORIZON DEFINED RISK FUND INVESTOR CLASSm | $184,000 | -47.4% | 2,951 | -44.9% | 0.05% | -47.0% | |
| JPM | Buy | JPMORGAN CHASE & CO | $184,000 | +5.7% | 1,350 | +22.7% | 0.05% | +6.0% |
| Buy | DWS INTERMEDIATE TAX/AMT FREE FUND CLASS Sm | $178,000 | -5.8% | 15,880 | +0.2% | 0.05% | -5.6% | |
| AMAT | Buy | APPLIED MATLS INC | $178,000 | -5.8% | 1,350 | +12.5% | 0.05% | -5.6% |
| FTSL | Sell | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $169,000 | -87.6% | 3,587 | -87.4% | 0.05% | -87.7% |
| Sell | BLACKROCK MULTI-ASSET INCOME PORTFOLIO INST'L CLASSm | $169,000 | -39.2% | 15,673 | -36.0% | 0.05% | -39.2% | |
| Buy | VANGUARD TAX-MANAGED BALANCED FUND ADMIRAL CLASSm | $165,000 | -5.2% | 4,121 | +0.4% | 0.05% | -6.0% | |
| EXC | Sell | EXELON CORP | $166,000 | -25.2% | 3,477 | -9.5% | 0.05% | -25.4% |
| New | FIRST TRUST DOW JONES INTERNET INDEX FUNDetf | $166,000 | – | 885 | – | 0.05% | – | |
| FXR | Sell | FIRST TR EXCHANGE TRADED FDindls prod dur | $157,000 | -18.7% | 2,776 | -10.4% | 0.04% | -18.2% |
| FXN | Sell | FIRST TR EXCHANGE TRADED FDenergy alphadx | $149,000 | +20.2% | 9,364 | -10.0% | 0.04% | +22.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $146,000 | +29.2% | 415 | +9.5% | 0.04% | +31.2% |
| FEM | Sell | FIRST TR EXCH TRD ALPHDX FDemerg mkt alph | $140,000 | -14.6% | 5,566 | -11.3% | 0.04% | -14.9% |
| Buy | AMERICAN CENTURY INTERMEDIATE-TERM TAX FREE BOND FD CLASS Im | $133,000 | -5.7% | 11,916 | +0.2% | 0.04% | -5.0% | |
| MCD | Buy | MCDONALDS CORP | $130,000 | +21.5% | 525 | +31.2% | 0.04% | +19.4% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $127,000 | +69.3% | 249 | +67.1% | 0.04% | +71.4% |
| FTXO | Sell | FIRST TR EXCHANGE-TRADED FDnasdaq bk etf | $118,000 | -13.2% | 3,720 | -10.5% | 0.03% | -12.8% |
| FPXI | Sell | FIRST TR EXCHANGE TRADED FDintl equity opp | $114,000 | -21.9% | 2,333 | -8.2% | 0.03% | -21.4% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $105,000 | -7.1% | 390 | -2.0% | 0.03% | -6.2% |
| TFC | Sell | TRUIST FINL CORP | $97,000 | -21.1% | 1,705 | -18.9% | 0.03% | -20.0% |
| NKE | Buy | NIKE INCcl b | $98,000 | +22.5% | 730 | +52.1% | 0.03% | +21.7% |
| Sell | HORIZON ACTIVE DIVIDEND FUND INVESTOR CLASSm | $96,000 | -53.8% | 1,494 | -53.3% | 0.03% | -54.2% | |
| XOM | Sell | EXXON MOBIL CORP | $92,000 | +22.7% | 1,118 | -8.7% | 0.03% | +23.8% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $92,000 | -33.8% | 33 | -31.2% | 0.03% | -35.0% |
| Buy | VANGUARD HEALTH CARE FUND INVESTOR CLASSm | $85,000 | -2.3% | 398 | +3.6% | 0.02% | -4.0% | |
| New | VANGUARD TOTAL INT'L STOCK INDEX FUND ADMIRAL CLASSm | $77,000 | – | 2,407 | – | 0.02% | – | |
| Buy | ROYCE TOTAL RETURN FUND INVESTMENT CLASSm | $72,000 | -2.7% | 8,468 | +0.2% | 0.02% | 0.0% | |
| Buy | NUVEEN ALL-AMERICAN MUNI BOND FUND CLASS Im | $73,000 | -9.9% | 6,562 | +0.3% | 0.02% | -8.7% | |
| HYLS | Sell | FIRST TR EXCHANGE-TRADED FDfirst tr ta hiyl | $70,000 | -92.5% | 1,538 | -92.2% | 0.02% | -92.5% |
| PAYX | Buy | PAYCHEX INC | $68,000 | +65.9% | 500 | +66.7% | 0.02% | +58.3% |
| New | CONSTELLATION ENERGY CORP | $65,000 | – | 1,156 | – | 0.02% | – | |
| Sell | FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUNDm | $64,000 | -56.2% | 1,833 | -52.9% | 0.02% | -57.1% | |
| Sell | T ROWE PRICE BLUE CHIP GROWTH FUND INVESTOR CLASSm | $63,000 | -67.4% | 405 | -62.7% | 0.02% | -67.3% | |
| BAM | Buy | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $55,000 | +120.0% | 974 | +136.4% | 0.02% | +128.6% |
| Sell | SEI LARGE CAP VALUE FUND CLASS Fm | $54,000 | 0.0% | 1,921 | -0.4% | 0.02% | 0.0% | |
| INTC | Buy | INTEL CORP | $51,000 | +27.5% | 1,031 | +32.0% | 0.02% | +36.4% |
| ADM | Sell | ARCHER DANIELS MIDLAND CO | $54,000 | +8.0% | 600 | -19.1% | 0.02% | +7.1% |
| SHW | Sell | SHERWIN WILLIAMS CO | $45,000 | -37.5% | 180 | -11.8% | 0.01% | -38.1% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $42,000 | +16.7% | 500 | +19.9% | 0.01% | +20.0% |
| DIS | Buy | DISNEY WALT CO | $38,000 | -5.0% | 278 | +7.8% | 0.01% | 0.0% |
| Sell | HEARTLAND VALUE FUND INV CLASSm | $39,000 | -13.3% | 858 | -11.9% | 0.01% | -15.4% | |
| Buy | VANGUARD MID CAP VALUE INDEX FUND ADMIRAL CLASSm | $34,000 | 0.0% | 434 | +0.5% | 0.01% | 0.0% | |
| ABT | Buy | ABBOTT LABS | $33,000 | +135.7% | 275 | +175.0% | 0.01% | +125.0% |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $31,000 | +93.8% | 230 | +119.0% | 0.01% | +80.0% |
| FB | Sell | META PLATFORMS INCcl a | $33,000 | -83.6% | 150 | -74.9% | 0.01% | -84.2% |
| SYK | New | STRYKER CORPORATION | $33,000 | – | 125 | – | 0.01% | – |
| CNI | Buy | CANADIAN NATL RY CO | $31,000 | +210.0% | 230 | +187.5% | 0.01% | +200.0% |
| Buy | VANGUARD SHORT-TERM INVESTMENT-GRADE FUND ADMIRAL CLASSm | $33,000 | -5.7% | 3,237 | +0.1% | 0.01% | -10.0% | |
| CFR | New | CULLEN FROST BANKERS INC | $28,000 | – | 200 | – | 0.01% | – |
| FDX | New | FEDEX CORP | $29,000 | – | 125 | – | 0.01% | – |
| BHP | New | BHP GROUP LTDsponsored ads | $29,000 | – | 375 | – | 0.01% | – |
| WELL | New | WELLTOWER INC | $24,000 | – | 250 | – | 0.01% | – |
| Sell | SEI INTL EQUITY FUND CLASS Fm | $26,000 | -7.1% | 2,295 | -2.1% | 0.01% | -12.5% | |
| SBUX | Sell | STARBUCKS CORP | $25,000 | -32.4% | 278 | -12.9% | 0.01% | -36.4% |
| DEO | New | DIAGEO PLCspon adr new | $20,000 | – | 100 | – | 0.01% | – |
| CTAS | New | CINTAS CORP | $21,000 | – | 50 | – | 0.01% | – |
| CB | New | CHUBB LIMITED | $21,000 | – | 100 | – | 0.01% | – |
| ZTS | New | ZOETIS INCcl a | $21,000 | – | 112 | – | 0.01% | – |
| ENB | Buy | ENBRIDGE INC | $16,000 | +100.0% | 342 | +78.1% | 0.01% | +150.0% |
| NFLX | Sell | NETFLIX INC | $15,000 | -91.7% | 41 | -86.3% | 0.00% | -92.2% |
| D | Buy | DOMINION ENERGY INC | $13,000 | +85.7% | 150 | +80.7% | 0.00% | +100.0% |
| New | BRAZORIA CNTY TEX MUN UTIL DIS ULTD TAX REF BDS 3.000 percent 09/01/24 DTD 04/01/15mb | $15,000 | – | 15,000 | – | 0.00% | – | |
| FISV | New | FISERV INC | $15,000 | – | 150 | – | 0.00% | – |
| New | TRAVIS CNTY TEX MUN UTIL DIST ULTD TAX BDS 3.125 percent 09/01/29 DTD 06/01/16mb | $10,000 | – | 10,000 | – | 0.00% | – | |
| Sell | SEI INTL TRUST EMERGING MKTS EQ FUND CLASS Fm | $10,000 | -9.1% | 812 | -1.2% | 0.00% | 0.0% | |
| New | TARGET CORP COMc | $11,000 | – | 50 | – | 0.00% | – | |
| EOG | New | EOG RES INC | $12,000 | – | 100 | – | 0.00% | – |
| BSY | New | BENTLEY SYS INC | $12,000 | – | 261 | – | 0.00% | – |
| VRSK | New | VERISK ANALYTICS INC | $11,000 | – | 50 | – | 0.00% | – |
| PYPL | Buy | PAYPAL HLDGS INC | $8,000 | -38.5% | 72 | +1.4% | 0.00% | -50.0% |
| F | New | FORD MTR CO DEL | $7,000 | – | 397 | – | 0.00% | – |
| DHR | New | DANAHER CORPORATION | $7,000 | – | 25 | – | 0.00% | – |
| IDXX | Buy | IDEXX LABS INC | $8,000 | -11.1% | 15 | +7.1% | 0.00% | -33.3% |
| Sell | ZION DOMINION CHURCH OF GOD INCHRIST WILLIAMSVILLE 7.0 Percent 09/01/2030b | $7,000 | -12.5% | 7,000 | -12.5% | 0.00% | 0.0% | |
| FSLY | Sell | FASTLY INCcl a | $2,000 | -85.7% | 123 | -68.2% | 0.00% | -75.0% |
| Sell | SEI MGD TRUST SMALL CAP VALUE FUND CLASS Fm | $4,000 | 0.0% | 158 | -0.6% | 0.00% | 0.0% | |
| Sell | WEST ORLANDO BAPTIST CHURCH INC FLA 5.0 Percent 07/01/2030b | $4,000 | -78.9% | 4,000 | -80.0% | 0.00% | -80.0% | |
| BNDX | Exit | VANGUARD CHARLOTTE FDStotal int bd etf | $0 | – | -9 | – | 0.00% | – |
| New | VANGUARD TOTAL BOND MARKET INDEX FUND ADMIRAL CLASSm | $0 | – | 3 | – | 0.00% | – | |
| BB | New | BLACKBERRY LTD | $0 | – | 3 | – | 0.00% | – |
| SFIX | New | STITCH FIX INC | $0 | – | 3 | – | 0.00% | – |
| LUMN | Exit | LUMEN TECHNOLOGIES INC | $0 | – | -32 | – | 0.00% | – |
| VTIP | Exit | VANGUARD MALVERN FDSstrm infproidx | $0 | – | -2 | – | 0.00% | – |
| EMB | Exit | ISHARES TRjpmorgan usd emg | $0 | – | -2 | – | 0.00% | – |
| ARKF | New | ARK ETF TRfintech innova | $0 | – | 2 | – | 0.00% | – |
| ARKG | New | ARK ETF TRgenomic rev etf | $0 | – | 2 | – | 0.00% | – |
| LMND | New | LEMONADE INC | $0 | – | 1 | – | 0.00% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL | $0 | – | -4 | – | 0.00% | – |
| ARKK | New | ARK ETF TRinnovation etf | $0 | – | 2 | – | 0.00% | – |
| GH | Exit | GUARDANT HEALTH INC | $0 | – | -10 | – | 0.00% | – |
| Exit | FIDELITY US BOND INDEX FUNDm | $0 | – | -24 | – | 0.00% | – | |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -1 | – | 0.00% | – |
| TFI | Exit | SPDR SER TRnuveen blmbrg mu | $0 | – | -1 | – | 0.00% | – |
| MUB | Exit | ISHARES TRnational mun etf | $0 | – | -5 | – | 0.00% | – |
| VBR | Exit | VANGUARD INDEX FDSsm cp val etf | $0 | – | -4 | – | 0.00% | – |
| IVW | Exit | ISHARES TRs&p 500 grwt etf | $0 | – | -64 | – | -0.00% | – |
| Exit | USAA MANAGED ALLOCATION FUND RETAIL CLASSm | $0 | – | -359 | – | -0.00% | – | |
| IJR | Exit | ISHARES TRcore s&p scp etf | $0 | – | -19 | – | -0.00% | – |
| FVRR | Exit | FIVERR INTL LTD | $0 | – | -20 | – | -0.00% | – |
| Exit | VICTORY SYCAMORE ESTABLISHED VALUE FUND CLASS R6m | $0 | – | -53 | – | -0.00% | – | |
| DOCU | Exit | DOCUSIGN INC | $0 | – | -33 | – | -0.00% | – |
| CYDY | Exit | CYTODYN, INC. COMMON STOCKc | $0 | – | -3,500 | – | -0.00% | – |
| Exit | FIDELITY CONTRAFUND RETAIL CLASSm | $0 | – | -163 | – | -0.00% | – | |
| Exit | AMERICAN FUNDS NEW PERSPECTIVE FUND CLASS Am | $0 | – | -30 | – | -0.00% | – | |
| DE | Exit | DEERE & CO | $0 | – | -10 | – | -0.00% | – |
| V | Exit | VISA INC | $0 | – | -26 | – | -0.00% | – |
| Exit | AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS Am | $0 | – | -114 | – | -0.00% | – | |
| HMC | Exit | HONDA MOTOR LTD | $0 | – | -258 | – | -0.00% | – |
| OGE | Exit | OGE ENERGY CORP | $0 | – | -220 | – | -0.00% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES CORP | $0 | – | -65 | – | -0.00% | – |
| BWA | Exit | BORGWARNER INC | $0 | – | -138 | – | -0.00% | – |
| LHX | Exit | L3HARRIS TECHNOLOGIES INC | $0 | – | -28 | – | -0.00% | – |
| Exit | AMERICAN FUNDS NEW ECONOMY FUND CLASS Am | $0 | – | -90 | – | -0.00% | – | |
| GOLD | Exit | BARRICK GOLD CORP | $0 | – | -380 | – | -0.00% | – |
| SHOP | Exit | SHOPIFY INCcl a | $0 | – | -6 | – | -0.00% | – |
| Exit | INVESCO EQUITY & INCOME FUND CLASS Am | $0 | – | -565 | – | -0.00% | – | |
| CHWY | Exit | CHEWY INCcl a | $0 | – | -100 | – | -0.00% | – |
| ONEW | Exit | ONEWATER MARINE INC | $0 | – | -100 | – | -0.00% | – |
| Exit | VANGUARD GROWTH AND INCOME FUND ADMIRAL CLASSm | $0 | – | -59 | – | -0.00% | – | |
| WY | Exit | WEYERHAEUSER CO MTN BE | $0 | – | -198 | – | -0.00% | – |
| NGG | Exit | NATIONAL GRID PLCsponsored adr ne | $0 | – | -117 | – | -0.00% | – |
| Exit | T ROWE PRICE CAPITAL OPPORTUNITY FUND CLASS Im | $0 | – | -189 | – | -0.00% | – | |
| NFG | Exit | NATIONAL FUEL GAS CO | $0 | – | -150 | – | -0.00% | – |
| MCK | Exit | MCKESSON CORP | $0 | – | -59 | – | -0.00% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -137 | – | -0.00% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -270 | – | -0.00% | – |
| KR | Exit | KROGER CO | $0 | – | -286 | – | -0.00% | – |
| COG | Exit | COTERRA ENERGY INC | $0 | – | -762 | – | -0.00% | – |
| KO | Exit | COCA COLA CO | $0 | – | -277 | – | -0.01% | – |
| WMB | Exit | WILLIAMS COS INC | $0 | – | -635 | – | -0.01% | – |
| Exit | ALACHUA CNTY FLA HEALTH FACS A 8.25 11/15/2046mb | $0 | – | -20,000 | – | -0.01% | – | |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -75 | – | -0.01% | – |
| Exit | FIVE 14 CHURCH NEW ALBANY COLU 6.35 12/7/2033b | $0 | – | -20,000 | – | -0.01% | – | |
| Exit | COMMUNITY BIBLE CHURCH 6.15 6/14/2034b | $0 | – | -20,000 | – | -0.01% | – | |
| TGT | Exit | TARGET CORP | $0 | – | -133 | – | -0.01% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -647 | – | -0.01% | – |
| Exit | FT UNIT 8898 INTL CAP STRENGTHuit | $0 | – | -4,081 | – | -0.02% | – | |
| Exit | FT UNIT 9270 S&P DVD ARISTOCRATSuit | $0 | – | -5,075 | – | -0.02% | – | |
| Exit | FT UNIT 8751 DIVID STRENGTHuit | $0 | – | -5,337 | – | -0.02% | – | |
| Exit | FT UNIT 8772 INTL CAP STRENGTHuit | $0 | – | -5,322 | – | -0.02% | – | |
| Exit | FIDELITY MAGELLAN FUND RETAIL CLASSm | $0 | – | -10,782 | – | -0.05% | – | |
| Exit | VANGUARD TARGET RETIREMENT FUND INCOME INVESTOR CLASSm | $0 | – | -13,933 | – | -0.06% | – | |
| FDN | Exit | FIRST TR EXCHANGE-TRADED FDdj internt idx | $0 | – | -991 | – | -0.06% | – |
| FRT | Exit | FEDERAL RLTY INVT TRsh ben int new | $0 | – | -2,590 | – | -0.10% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLCspon adr b | $0 | – | -100,123 | – | -1.24% | – |
Q4 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | HORIZON ACTIVE RISK ASSIST FUND CLASS Nm | $15,446,000 | +3.3% | 614,389 | +3.8% | 4.41% | -3.2% | |
| Buy | HORIZON ACTIVE ASSET ALLOCATION FUND CLASS Nm | $14,563,000 | -4.1% | 996,797 | +1.8% | 4.16% | -10.1% | |
| CSCO | Buy | CISCO SYS INC | $11,991,000 | +16.5% | 189,225 | +0.1% | 3.42% | +9.2% |
| BLK | Sell | BLACKROCK INC | $11,845,000 | -11.6% | 12,937 | -19.0% | 3.38% | -17.1% |
| AAPL | Sell | APPLE INC | $10,482,000 | +22.1% | 59,033 | -2.7% | 2.99% | +14.5% |
| PFE | Sell | PFIZER INC | $9,646,000 | +35.0% | 163,359 | -1.7% | 2.75% | +26.5% |
| CVX | Buy | CHEVRON CORP NEW | $9,323,000 | +16.9% | 79,446 | +1.1% | 2.66% | +9.6% |
| TSM | Buy | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $8,744,000 | +8.2% | 72,676 | +0.4% | 2.50% | +1.4% |
| PEP | Buy | PEPSICO INC | $8,637,000 | +101.9% | 49,720 | +74.8% | 2.46% | +89.2% |
| WMT | Buy | WALMART INC | $8,352,000 | +5.6% | 57,725 | +1.7% | 2.38% | -1.0% |
| UL | Sell | UNILEVER PLCspon adr new | $8,282,000 | -9.9% | 153,960 | -9.2% | 2.36% | -15.5% |
| PG | Buy | PROCTER AND GAMBLE CO | $8,103,000 | +17.3% | 49,535 | +0.3% | 2.31% | +10.0% |
| BAC | Sell | BK OF AMERICA CORP | $7,931,000 | +3.6% | 178,276 | -1.1% | 2.26% | -2.8% |
| RDVY | Buy | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $7,930,000 | +11.4% | 153,114 | +2.1% | 2.26% | +4.3% |
| GD | Sell | GENERAL DYNAMICS CORP | $7,785,000 | +6.0% | 37,343 | -0.3% | 2.22% | -0.6% |
| LMT | Sell | LOCKHEED MARTIN CORP | $7,525,000 | -6.5% | 21,173 | -9.2% | 2.15% | -12.4% |
| MO | Sell | ALTRIA GROUP INC | $7,330,000 | -1.4% | 154,681 | -5.3% | 2.09% | -7.6% |
| GM | Buy | GENERAL MTRS CO | $7,285,000 | +12.6% | 124,249 | +1.3% | 2.08% | +5.6% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $7,262,000 | +16.5% | 164,677 | +1.0% | 2.07% | +9.2% |
| FYX | Sell | FIRST TR SML CP CORE ALPHA F | $7,144,000 | +5.4% | 73,598 | -0.6% | 2.04% | -1.2% |
| LOW | Sell | LOWES COS INC | $7,091,000 | -6.0% | 27,432 | -26.2% | 2.02% | -11.9% |
| HON | Sell | HONEYWELL INTL INC | $6,788,000 | -18.8% | 32,554 | -17.3% | 1.94% | -23.9% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $6,364,000 | +7.2% | 102,061 | +1.7% | 1.82% | +0.4% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $6,208,000 | +62.8% | 16,229 | +60.9% | 1.77% | +52.6% |
| SNY | Buy | SANOFIsponsored adr | $5,792,000 | +6.2% | 115,607 | +2.2% | 1.65% | -0.5% |
| C | Sell | CITIGROUP INC | $5,600,000 | -16.5% | 92,736 | -2.9% | 1.60% | -21.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $5,528,000 | +7.9% | 32,314 | +1.9% | 1.58% | +1.2% |
| FTA | Buy | FIRST TR LRG CP VL ALPHADEX | $5,383,000 | +1120.6% | 77,032 | +1026.4% | 1.54% | +1046.3% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $5,214,000 | +18.5% | 24,324 | +0.7% | 1.49% | +11.0% |
| KMI | Sell | KINDER MORGAN INC DEL | $5,043,000 | -12.8% | 317,993 | -8.0% | 1.44% | -18.3% |
| SO | Buy | SOUTHERN CO | $4,797,000 | +12.3% | 69,941 | +1.5% | 1.37% | +5.3% |
| CAT | Buy | CATERPILLAR INC | $4,613,000 | +3476.0% | 22,312 | +3210.4% | 1.32% | +3276.9% |
| QCOM | Buy | QUALCOMM INC | $4,505,000 | +49.4% | 24,637 | +5.4% | 1.29% | +40.1% |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $4,340,000 | -11.8% | 100,123 | -9.9% | 1.24% | -17.3% |
| Buy | HORIZON ACTIVE INCOME FUND CLASS Nm | $4,044,000 | +3.5% | 417,768 | +4.3% | 1.15% | -2.9% | |
| AMGN | Buy | AMGEN INC | $3,979,000 | +8.7% | 17,688 | +2.8% | 1.14% | +2.0% |
| FNX | Buy | FIRST TR MID CAP CORE ALPHAD | $3,890,000 | +7.6% | 37,824 | +2.2% | 1.11% | +0.8% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $3,718,000 | -16.6% | 27,820 | -13.3% | 1.06% | -21.8% |
| GILD | Buy | GILEAD SCIENCES INC | $3,341,000 | +5.6% | 46,007 | +1.6% | 0.95% | -1.0% |
| LMBS | Buy | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $3,261,000 | +0.9% | 65,226 | +2.1% | 0.93% | -5.5% |
| MDT | Sell | MEDTRONIC PLC | $3,172,000 | -27.0% | 30,666 | -11.6% | 0.90% | -31.6% |
| Sell | ARTISAN GLOBAL OPPORTUNITIES INVESTOR CLASSm | $3,083,000 | -7.4% | 83,393 | -2.1% | 0.88% | -13.2% | |
| FIXD | Buy | FIRST TR EXCHNG TRADED FD VItcw opportunis | $3,009,000 | +11.9% | 56,551 | +12.7% | 0.86% | +4.9% |
| TCHP | Buy | T ROWE PRICE ETF INCprice blue chip | $2,989,000 | +7.3% | 90,144 | +3.2% | 0.85% | +0.6% |
| Sell | VANGUARD SHORT-TERM TAX-EXEMPT FUND INVESTOR CLASSm | $2,255,000 | -1.9% | 142,010 | -1.7% | 0.64% | -8.0% | |
| Sell | VANGUARD TOTAL STOCK MARKET INDEX FUND ADMIRAL CLASSm | $2,180,000 | +8.4% | 18,545 | -0.3% | 0.62% | +1.6% | |
| FTSM | Buy | FIRST TR EXCHANGE-TRADED FDfirst tr enh new | $2,168,000 | +3.4% | 36,247 | +3.7% | 0.62% | -3.0% |
| FPE | Sell | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $1,762,000 | -2.0% | 86,734 | -0.9% | 0.50% | -8.2% |
| FTCS | Sell | FIRST TR EXCHANGE-TRADED FDcap strength etf | $1,724,000 | +11.5% | 20,385 | -1.4% | 0.49% | +4.5% |
| Buy | HORIZON DEFINED RISK FUND ADVISOR CLASSm | $1,613,000 | +10.8% | 24,662 | +4.0% | 0.46% | +3.8% | |
| FNY | Sell | FIRST TR EXCHANGE-TRADED ALPmid cp gr alph | $1,609,000 | -0.6% | 21,690 | -3.6% | 0.46% | -6.9% |
| FTSL | Buy | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $1,363,000 | +3.5% | 28,439 | +3.3% | 0.39% | -3.0% |
| FNK | Sell | FIRST TR EXCHANGE-TRADED ALPmid cap val fd | $1,332,000 | +4.5% | 28,278 | -1.8% | 0.38% | -2.1% |
| Sell | ARTISAN DEVELOPING WORLD FUND INVESTOR CLASSm | $1,326,000 | -15.2% | 60,641 | -0.9% | 0.38% | -20.6% | |
| Buy | HORIZON ESG CORE DEFENSIVE FUND ADVISOR CLASSm | $1,316,000 | +11.8% | 35,948 | +4.7% | 0.38% | +5.0% | |
| Buy | HORIZON U.S. DEFENSIVE EQUITY FUND INVESTOR CLASSm | $1,231,000 | -8.1% | 43,714 | +3.4% | 0.35% | -14.0% | |
| Buy | HORIZON ACTIVE DIVIDEND FUND ADVISOR CLASSm | $1,152,000 | +10.7% | 17,690 | +3.7% | 0.33% | +3.8% | |
| HUSV | Buy | FIRST TR EXCH TRADED FD IIIhorizon dmst etf | $1,055,000 | +15.7% | 29,398 | +3.0% | 0.30% | +8.3% |
| Buy | WILSHIRE 5000 INDEX FUND INST'L CLASSm | $979,000 | +2.8% | 33,273 | +1.0% | 0.28% | -3.8% | |
| HYLS | Buy | FIRST TR EXCHANGE-TRADED FDfirst tr ta hiyl | $938,000 | -0.2% | 19,596 | +0.4% | 0.27% | -6.3% |
| Sell | VANGUARD 500 INDEX FUND ADMIRAL CLASSm | $772,000 | +10.4% | 1,755 | -0.2% | 0.22% | +3.3% | |
| Sell | PRINCIPAL GLOBAL DIVERSIFIED INCOME INST'L CLASSm | $723,000 | -4.0% | 52,195 | -5.2% | 0.21% | -10.0% | |
| MSFT | Sell | MICROSOFT CORP | $703,000 | +18.5% | 2,089 | -0.7% | 0.20% | +11.0% |
| Sell | FPA NEW INCOME FUNDm | $632,000 | -4.7% | 63,393 | -4.2% | 0.18% | -10.9% | |
| HDMV | Sell | FIRST TR EXCH TRADED FD IIIhorizon mngd etf | $594,000 | -2.6% | 18,700 | -5.5% | 0.17% | -8.6% |
| Sell | ORINDA INCOME OPPORTUNITIES FUND CLASS Im | $583,000 | -3.2% | 30,746 | -5.1% | 0.17% | -9.3% | |
| FDT | Buy | FIRST TR EXCH TRD ALPHDX FDdev mrk ex us | $424,000 | +32.5% | 6,988 | +33.1% | 0.12% | +24.7% |
| FTC | Sell | FIRST TRUST LRGCP GWT ALPHAD | $415,000 | -16.3% | 3,448 | -22.8% | 0.12% | -21.9% |
| Sell | HORIZON DEFINED RISK FUND INVESTOR CLASSm | $350,000 | +3.2% | 5,352 | -3.1% | 0.10% | -2.9% | |
| FAAR | Buy | FIRST TR EXCHANGE TRAD FD VIalt abslt strg | $308,000 | +4.8% | 10,708 | +11.5% | 0.09% | -2.2% |
| Sell | BLACKROCK MULTI-ASSET INCOME PORTFOLIO INST'L CLASSm | $278,000 | -5.1% | 24,506 | -4.8% | 0.08% | -11.2% | |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $267,000 | +22.5% | 6,208 | +11.5% | 0.08% | +15.2% |
| FEX | Buy | FIRST TR LRGE CP CORE ALPHA | $258,000 | +44.1% | 2,798 | +33.4% | 0.07% | +34.5% |
| FMF | Buy | FIRST TR EXCHANGE-TRADED FDmngd futrs strgy | $244,000 | +5.6% | 5,365 | +10.4% | 0.07% | 0.0% |
| EXC | Sell | EXELON CORP | $222,000 | +15.0% | 3,840 | -3.8% | 0.06% | +6.8% |
| CIBR | Buy | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $218,000 | +84.7% | 4,121 | +69.7% | 0.06% | +72.2% |
| Sell | HORIZON ACTIVE DIVIDEND FUND INVESTOR CLASSm | $208,000 | -28.8% | 3,199 | -33.3% | 0.06% | -33.7% | |
| New | VANGUARD TARGET RETIREMENT FUND INCOME INVESTOR CLASSm | $201,000 | – | 13,933 | – | 0.06% | – | |
| Sell | T ROWE PRICE BLUE CHIP GROWTH FUND INVESTOR CLASSm | $193,000 | -36.7% | 1,086 | -33.3% | 0.06% | -40.9% | |
| Sell | DWS INTERMEDIATE TAX/AMT FREE FUND CLASS Sm | $189,000 | -0.5% | 15,849 | -0.2% | 0.05% | -6.9% | |
| AMZN | Sell | AMAZON COM INC | $187,000 | -6.5% | 56 | -8.2% | 0.05% | -13.1% |
| Sell | VANGUARD TAX-MANAGED BALANCED FUND ADMIRAL CLASSm | $174,000 | +4.2% | 4,105 | -0.4% | 0.05% | -2.0% | |
| FEM | Sell | FIRST TR EXCH TRD ALPHDX FDemerg mkt alph | $164,000 | -36.2% | 6,276 | -34.2% | 0.05% | -39.7% |
| Sell | FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUNDm | $146,000 | -31.1% | 3,893 | -33.3% | 0.04% | -35.4% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $146,000 | -18.0% | 2,818 | -14.4% | 0.04% | -22.2% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $139,000 | -3.5% | 48 | -11.1% | 0.04% | -9.1% |
| FXN | New | FIRST TR EXCHANGE TRADED FDenergy alphadx | $124,000 | – | 10,404 | – | 0.04% | – |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $113,000 | +9.7% | 398 | +2.1% | 0.03% | +3.2% |
| FEMS | Sell | FIRST TR EXCH TRD ALPHDX FDem sml cp alph | $110,000 | -61.5% | 2,742 | -59.4% | 0.03% | -64.4% |
| Sell | ROYCE TOTAL RETURN FUND INVESTMENT CLASSm | $74,000 | -19.6% | 8,448 | -0.3% | 0.02% | -25.0% | |
| Buy | FT UNIT 8772 INTL CAP STRENGTHuit | $74,000 | +8.8% | 5,322 | +0.9% | 0.02% | 0.0% | |
| PPL | Sell | PPL CORP | $60,000 | -9.1% | 2,000 | -16.0% | 0.02% | -15.0% |
| Buy | FT UNIT 9270 S&P DVD ARISTOCRATSuit | $56,000 | +9.8% | 5,075 | +0.4% | 0.02% | 0.0% | |
| Buy | FT UNIT 8898 INTL CAP STRENGTHuit | $51,000 | +8.5% | 4,081 | +0.8% | 0.02% | +7.1% | |
| Buy | SEI LARGE CAP VALUE FUND CLASS Fm | $54,000 | +3.8% | 1,929 | +0.4% | 0.02% | -6.2% | |
| Buy | HEARTLAND VALUE FUND INV CLASSm | $45,000 | +7.1% | 974 | +13.5% | 0.01% | 0.0% | |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $40,000 | -14.9% | 600 | -25.6% | 0.01% | -21.4% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $36,000 | -7.7% | 417 | -8.1% | 0.01% | -16.7% |
| Sell | VANGUARD MID CAP VALUE INDEX FUND ADMIRAL CLASSm | $34,000 | +9.7% | 432 | -0.5% | 0.01% | +11.1% | |
| Sell | VANGUARD SHORT-TERM INVESTMENT-GRADE FUND ADMIRAL CLASSm | $35,000 | 0.0% | 3,233 | -0.1% | 0.01% | -9.1% | |
| Buy | SEI INTL EQUITY FUND CLASS Fm | $28,000 | -9.7% | 2,344 | +2.1% | 0.01% | -11.1% | |
| ABBV | Sell | ABBVIE INC | $28,000 | 0.0% | 206 | -19.8% | 0.01% | -11.1% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $25,000 | -32.4% | 502 | -23.4% | 0.01% | -36.4% |
| Sell | SONRISE CHRISTIAN CTR EVERETT WASH 5.0 10/01/2024b | $16,000 | -11.1% | 16,000 | -11.1% | 0.01% | 0.0% | |
| KO | Buy | COCA COLA CO | $16,000 | +100.0% | 277 | +74.2% | 0.01% | +150.0% |
| Buy | ON HLDG AGnamen akt a | $17,000 | +325.0% | 453 | +251.2% | 0.01% | +400.0% | |
| TXN | Sell | TEXAS INSTRS INC | $14,000 | -30.0% | 75 | -26.5% | 0.00% | -33.3% |
| COG | New | COTERRA ENERGY INC | $14,000 | – | 762 | – | 0.00% | – |
| ABT | Sell | ABBOTT LABS | $14,000 | -53.3% | 100 | -60.0% | 0.00% | -55.6% |
| Sell | ROLLINGS CMNTY CHURCH TUALATIN ORE 6.0 10/01/2040b | $15,000 | -16.7% | 15,000 | -21.1% | 0.00% | -20.0% | |
| HSMV | Sell | FIRST TR EXCH TRADED FD IIIhorizon vol smcp | $10,000 | -9.1% | 286 | -14.6% | 0.00% | 0.0% |
| CARR | Sell | CARRIER GLOBAL CORPORATION | $12,000 | -40.0% | 230 | -40.3% | 0.00% | -50.0% |
| T | Sell | AT&T INC | $10,000 | -99.7% | 390 | -99.7% | 0.00% | -99.7% |
| Buy | SEI INTL TRUST EMERGING MKTS EQ FUND CLASS Fm | $11,000 | -8.3% | 822 | +1.2% | 0.00% | -25.0% | |
| PNC | Sell | PNC FINL SVCS GROUP INC | $6,000 | -73.9% | 31 | -73.9% | 0.00% | -71.4% |
| New | AMERICAN FUNDS NEW ECONOMY FUND CLASS Am | $6,000 | – | 90 | – | 0.00% | – | |
| New | INVESCO EQUITY & INCOME FUND CLASS Am | $6,000 | – | 565 | – | 0.00% | – | |
| UPWK | Sell | UPWORK INC | $6,000 | -81.8% | 175 | -76.2% | 0.00% | -80.0% |
| Sell | FIRST BAPTIST CHURCH OF PINE BD 7.75 5/1/2023b | $8,000 | -27.3% | 8,000 | -27.3% | 0.00% | -33.3% | |
| New | AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME FUND CLASS Am | $7,000 | – | 114 | – | 0.00% | – | |
| New | AMERICAN FUNDS NEW PERSPECTIVE FUND CLASS Am | $2,000 | – | 30 | – | 0.00% | – | |
| New | NEW HOPE CULTURAL ED FACS FIN CORP TEX RETIREMENT FAC REV BDS 2.0 11/15/2061mb | $3,000 | – | 5,000 | – | 0.00% | – | |
| IJR | New | ISHARES TRcore s&p scp etf | $2,000 | – | 19 | – | 0.00% | – |
| IVW | New | ISHARES TRs&p 500 grwt etf | $5,000 | – | 64 | – | 0.00% | – |
| Buy | SEI MGD TRUST SMALL CAP VALUE FUND CLASS Fm | $4,000 | 0.0% | 159 | +0.6% | 0.00% | 0.0% | |
| New | FIDELITY CONTRAFUND RETAIL CLASSm | $3,000 | – | 163 | – | 0.00% | – | |
| Exit | BLACKROCK ADVANTAGE SMALL CAP CORE FUND INST'L CLASSm | $0 | – | -46 | – | 0.00% | – | |
| GH | New | GUARDANT HEALTH INC | $1,000 | – | 10 | – | 0.00% | – |
| Exit | DFA INTERNATIONAL SMALL COMPANY FUND INST'L CLASSm | $0 | – | 0 | – | 0.00% | – | |
| TDOC | Sell | TELADOC HEALTH INC | $1,000 | -87.5% | 14 | -79.1% | 0.00% | -100.0% |
| Exit | DODGE & COX INCOME FUNDm | $0 | – | 0 | – | 0.00% | – | |
| Exit | HARTFORD SCHRODERS EMERGING MKT EQUITY FUND CLASS Fm | $0 | – | -61 | – | 0.00% | – | |
| Exit | BLACKROCK HIGH YIELD BOND FUND CLASS Am | $0 | – | 0 | – | 0.00% | – | |
| Exit | ARTISAN INTERNATIONAL SMALL MID FUND INST'L CLASSm | $0 | – | -131 | – | -0.00% | – | |
| OMFS | Exit | INVESCO EXCH TRD SLF IDX FDrusl 2000 dynm | $0 | – | -95 | – | -0.00% | – |
| ZNGA | Exit | ZYNGA INCcl a | $0 | – | -368 | – | -0.00% | – |
| SPYV | Exit | SPDR SER TRprtflo s&p500 vl | $0 | – | -74 | – | -0.00% | – |
| Exit | USAA INTERMEDIATE TERM BOND FUND INST'L CLASSm | $0 | – | -316 | – | -0.00% | – | |
| SBAC | Exit | SBA COMMUNICATIONS CORP NEWcl a | $0 | – | -10 | – | -0.00% | – |
| Exit | USAA HIGH INCOME FUND INST'L CLASSm | $0 | – | -266 | – | -0.00% | – | |
| Exit | TARRANT CNTY TEX CULTURAL ED F 4.5percent 11/15/2021mb | $0 | – | -5,000 | – | -0.00% | – | |
| Exit | COHEN & STEERS REALTY INCOME FUND CLASS Im | $0 | – | -131 | – | -0.00% | – | |
| HBI | Exit | HANESBRANDS INC | $0 | – | -315 | – | -0.00% | – |
| FIS | Exit | FIDELITY NATL INFORMATION SV | $0 | – | -53 | – | -0.00% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -58 | – | -0.00% | – |
| MET | Exit | METLIFE INC | $0 | – | -114 | – | -0.00% | – |
| CRSP | Exit | CRISPR THERAPEUTICS AGnamen akt | $0 | – | -63 | – | -0.00% | – |
| PSA | Exit | PUBLIC STORAGE | $0 | – | -23 | – | -0.00% | – |
| BYND | Exit | BEYOND MEAT INC | $0 | – | -69 | – | -0.00% | – |
| QS | Exit | QUANTUMSCAPE CORP | $0 | – | -200 | – | -0.00% | – |
| MMC | Exit | MARSH & MCLENNAN COS INC | $0 | – | -51 | – | -0.00% | – |
| KMB | Exit | KIMBERLY-CLARK CORP | $0 | – | -56 | – | -0.00% | – |
| VFC | Exit | V F CORP | $0 | – | -123 | – | -0.00% | – |
| JNK | Exit | SPDR SER TRbloomberg brclys | $0 | – | -44 | – | -0.00% | – |
| SPMD | Exit | SPDR SER TRportfolio s&p400 | $0 | – | -104 | – | -0.00% | – |
| Exit | USAA SHORT TERM BOND FUND INST'L CLASSm | $0 | – | -569 | – | -0.00% | – | |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTIOcl a | $0 | – | -114 | – | -0.00% | – |
| DISCK | Exit | DISCOVERY INC | $0 | – | -225 | – | -0.00% | – |
| LIN | Exit | LINDE PLC | $0 | – | -26 | – | -0.00% | – |
| Exit | AMERICAN BEACON INTERNATIONAL EQUITY FUND CLASS Ym | $0 | – | -245 | – | -0.00% | – | |
| Exit | FT UNIT 8401 RICHARD BERNSTEINuit | $0 | – | -1,012 | – | -0.00% | – | |
| HUM | Exit | HUMANA INC | $0 | – | -28 | – | -0.00% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC Ncl a | $0 | – | -12 | – | -0.00% | – |
| XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -156 | – | -0.00% | – |
| AGNC | Exit | AGNC INVT CORP | $0 | – | -565 | – | -0.00% | – |
| EVBG | Exit | EVERBRIDGE INC | $0 | – | -71 | – | -0.00% | – |
| XLRE | Exit | SELECT SECTOR SPDR TRrl est sel sec | $0 | – | -240 | – | -0.00% | – |
| SPYG | Exit | SPDR SER TRprtflo s&p500 gw | $0 | – | -143 | – | -0.00% | – |
| BKNG | Exit | BOOKING HOLDINGS INC | $0 | – | -4 | – | -0.00% | – |
| PH | Exit | PARKER-HANNIFIN CORP | $0 | – | -37 | – | -0.00% | – |
| FRC | Exit | FIRST REP BK SAN FRANCISCO C | $0 | – | -45 | – | -0.00% | – |
| SPHY | Exit | SPDR SER TRportfli high yld | $0 | – | -390 | – | -0.00% | – |
| Exit | FIRST BAPTIST CHURCH CLOVIS CA 5.5percent 10/1/2027b | $0 | – | -10,000 | – | -0.00% | – | |
| ESRT | Exit | EMPIRE ST RLTY TR INCcl a | $0 | – | -980 | – | -0.00% | – |
| TRV | Exit | TRAVELERS COMPANIES INC | $0 | – | -95 | – | -0.00% | – |
| Exit | TOTALENERGIES SEc | $0 | – | -294 | – | -0.00% | – | |
| ABC | Exit | AMERISOURCEBERGEN CORP | $0 | – | -100 | – | -0.00% | – |
| NVR | Exit | NVR INC | $0 | – | -3 | – | -0.00% | – |
| GL | Exit | GLOBE LIFE INC | $0 | – | -135 | – | -0.00% | – |
| XLV | Exit | SELECT SECTOR SPDR TRsbi healthcare | $0 | – | -120 | – | -0.01% | – |
| Exit | BAIRD CORE PLUS BOND FUND INST'L CLASSm | $0 | – | -1,390 | – | -0.01% | – | |
| Exit | USAA INCOME FUND INST'L CLASSm | $0 | – | -1,185 | – | -0.01% | – | |
| XLP | Exit | SELECT SECTOR SPDR TRsbi cons stpls | $0 | – | -219 | – | -0.01% | – |
| XEC | Exit | CIMAREX ENERGY CO | $0 | – | -190 | – | -0.01% | – |
| INGR | Exit | INGREDION INC | $0 | – | -170 | – | -0.01% | – |
| KKR | Exit | KKR & CO INC | $0 | – | -297 | – | -0.01% | – |
| Exit | TEMPE ARIZ INDL DEV AUTH REV REF SER A 6.250percent 12/01/42 DTD 03/22/12mb | $0 | – | -15,000 | – | -0.01% | – | |
| Exit | CALVARY CHAPEL NEWPORT NEWS 6.3percent 1/24/2034b | $0 | – | -20,000 | – | -0.01% | – | |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -119 | – | -0.01% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -139 | – | -0.01% | – |
| PBTP | Exit | INVESCO EXCH TRADED FD TR IIpurbta 0 5 yr | $0 | – | -792 | – | -0.01% | – |
| Exit | CASCADE CHRISTIAN SCHS PUYALLU 6percent 12/1/2032mb | $0 | – | -20,000 | – | -0.01% | – | |
| SRLN | Exit | SSGA ACTIVE ETF TRblackstone senr | $0 | – | -455 | – | -0.01% | – |
| Exit | MARTIN CNTY FLA HEALTH FACS AU 5.125percent 11/15/2032mb | $0 | – | -20,000 | – | -0.01% | – | |
| USB | Exit | US BANCORP DEL | $0 | – | -324 | – | -0.01% | – |
| SQ | Exit | SQUARE INCcl a | $0 | – | -90 | – | -0.01% | – |
| Exit | FT UNIT 8301 HIGH DIVID EQUITYuit | $0 | – | -2,108 | – | -0.01% | – | |
| PBND | Exit | INVESCO EXCH TRADED FD TR IIpurbeta us agg | $0 | – | -888 | – | -0.01% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -483 | – | -0.01% | – |
| SCHW | Exit | SCHWAB CHARLES CORP | $0 | – | -348 | – | -0.01% | – |
| PFFD | Exit | GLOBAL X FDSus pfd etf | $0 | – | -1,059 | – | -0.01% | – |
| HIG | Exit | HARTFORD FINL SVCS GROUP INC | $0 | – | -407 | – | -0.01% | – |
| Exit | INVESCO UNIT TRS UNIT 2024 DIVID INCOME AND VALUEuit | $0 | – | -3,098 | – | -0.01% | – | |
| Exit | INVESCO UNIT TRS UNIT 2126 POWERPICKS PORTuit | $0 | – | -3,979 | – | -0.01% | – | |
| Exit | FT UNIT 8572 RICHARD BERNSTEINuit | $0 | – | -3,501 | – | -0.01% | – | |
| SPBO | Exit | SPDR SER TRportfolio crport | $0 | – | -1,328 | – | -0.01% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INC | $0 | – | -600 | – | -0.01% | – |
| PBUS | Exit | INVESCO EXCH TRADED FD TR IIpurbta msci us | $0 | – | -1,132 | – | -0.02% | – |
| Exit | INVESCO UNIT TRS UNIT 2088 INTLuit | $0 | – | -4,394 | – | -0.02% | – | |
| MRNA | Exit | MODERNA INC | $0 | – | -150 | – | -0.02% | – |
| Exit | FT UNIT 8344 SMID HIGH DIVID PORTuit | $0 | – | -6,190 | – | -0.02% | – | |
| Exit | GUGGENHEIM DEFINED PORTFOLIOS UNIT 2057 DOW JONES VALUEuit | $0 | – | -4,932 | – | -0.02% | – | |
| FBT | Exit | FIRST TR EXCHANGE-TRADED FDny arca biotech | $0 | – | -682 | – | -0.03% | – |
| Exit | VANGUARD TARGET RETIREMENT FUND INCOME INVESTOR CLASSm | $0 | – | -13,996 | – | -0.06% | – |
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | HORIZON ACTIVE ASSET ALLOCATION FUND CLASS Nm | $15,184,000 | +92.8% | 979,011 | +94.9% | 4.62% | +92.6% | |
| Buy | HORIZON ACTIVE RISK ASSIST FUND CLASS Nm | $14,957,000 | -0.8% | 592,121 | +0.2% | 4.56% | -0.9% | |
| BLK | Sell | BLACKROCK INC | $13,398,000 | -4.4% | 15,976 | -0.3% | 4.08% | -4.5% |
| CSCO | Sell | CISCO SYS INC | $10,290,000 | +2.4% | 189,058 | -0.3% | 3.13% | +2.3% |
| UL | Buy | UNILEVER PLCspon adr new | $9,189,000 | -6.2% | 169,472 | +1.2% | 2.80% | -6.4% |
| AAPL | Sell | APPLE INC | $8,584,000 | +2.8% | 60,662 | -0.5% | 2.61% | +2.7% |
| HON | Buy | HONEYWELL INTL INC | $8,359,000 | -2.8% | 39,379 | +0.4% | 2.55% | -2.9% |
| TSM | Buy | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $8,084,000 | -6.6% | 72,409 | +0.5% | 2.46% | -6.7% |
| LMT | Buy | LOCKHEED MARTIN CORP | $8,049,000 | -8.2% | 23,323 | +0.6% | 2.45% | -8.3% |
| CVX | Buy | CHEVRON CORP NEW | $7,975,000 | -1.9% | 78,606 | +1.3% | 2.43% | -2.0% |
| WMT | Buy | WALMART INC | $7,910,000 | -0.2% | 56,748 | +0.9% | 2.41% | -0.4% |
| BAC | Sell | BK OF AMERICA CORP | $7,652,000 | +2.8% | 180,257 | -0.1% | 2.33% | +2.6% |
| LOW | Sell | LOWES COS INC | $7,542,000 | +4.0% | 37,178 | -0.6% | 2.30% | +3.9% |
| MO | Buy | ALTRIA GROUP INC | $7,437,000 | -3.6% | 163,375 | +1.0% | 2.26% | -3.7% |
| GD | Sell | GENERAL DYNAMICS CORP | $7,341,000 | +3.8% | 37,448 | -0.4% | 2.24% | +3.7% |
| PFE | Sell | PFIZER INC | $7,146,000 | +8.9% | 166,149 | -0.8% | 2.18% | +8.8% |
| RDVY | Buy | FIRST TR EXCHANGE-TRADED FDrisng divd achiv | $7,121,000 | +3.5% | 150,020 | +4.8% | 2.17% | +3.4% |
| PG | Buy | PROCTER AND GAMBLE CO | $6,906,000 | +3.6% | 49,396 | +0.0% | 2.10% | +3.5% |
| FYX | Sell | FIRST TR SML CP CORE ALPHA F | $6,777,000 | -24.2% | 74,021 | -22.8% | 2.06% | -24.3% |
| C | Sell | CITIGROUP INC | $6,705,000 | -17.1% | 95,538 | -16.4% | 2.04% | -17.2% |
| GM | Buy | GENERAL MTRS CO | $6,467,000 | -9.7% | 122,696 | +1.4% | 1.97% | -9.8% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $6,231,000 | -3.5% | 163,071 | +0.6% | 1.90% | -3.6% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $5,936,000 | -11.0% | 100,313 | +0.5% | 1.81% | -11.1% |
| KMI | Buy | KINDER MORGAN INC DEL | $5,785,000 | -7.2% | 345,780 | +1.1% | 1.76% | -7.4% |
| SNY | Buy | SANOFIsponsored adr | $5,455,000 | -7.3% | 113,155 | +1.3% | 1.66% | -7.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $5,123,000 | -1.2% | 31,722 | +0.8% | 1.56% | -1.3% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $4,918,000 | +14.7% | 111,098 | +0.6% | 1.50% | +14.5% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $4,457,000 | -4.8% | 32,078 | +0.5% | 1.36% | -4.9% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $4,401,000 | -12.3% | 24,166 | +0.1% | 1.34% | -12.4% |
| MDT | Buy | MEDTRONIC PLC | $4,348,000 | +1.4% | 34,684 | +0.4% | 1.32% | +1.2% |
| PEP | Buy | PEPSICO INC | $4,278,000 | +2.0% | 28,442 | +0.4% | 1.30% | +1.9% |
| SO | Buy | SOUTHERN CO | $4,270,000 | +3.2% | 68,900 | +0.8% | 1.30% | +3.0% |
| Buy | HORIZON ACTIVE INCOME FUND CLASS Nm | $3,906,000 | +1.2% | 400,612 | +1.8% | 1.19% | +1.0% | |
| GS | New | GOLDMAN SACHS GROUP INC | $3,814,000 | – | 10,088 | – | 1.16% | – |
| T | Buy | AT&T INC | $3,713,000 | -4.8% | 137,453 | +1.4% | 1.13% | -5.0% |
| AMGN | Buy | AMGEN INC | $3,659,000 | -11.9% | 17,208 | +1.0% | 1.11% | -12.0% |
| FNX | Sell | FIRST TR MID CAP CORE ALPHAD | $3,616,000 | -46.9% | 37,016 | -45.6% | 1.10% | -47.0% |
| Buy | ARTISAN GLOBAL OPPORTUNITIES INVESTOR CLASSm | $3,330,000 | +100.2% | 85,185 | +96.8% | 1.01% | +100.0% | |
| LMBS | Buy | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $3,233,000 | +49.5% | 63,914 | +50.5% | 0.98% | +49.5% |
| GILD | Buy | GILEAD SCIENCES INC | $3,164,000 | +2.2% | 45,297 | +0.8% | 0.96% | +2.1% |
| QCOM | Sell | QUALCOMM INC | $3,015,000 | -45.5% | 23,375 | -39.6% | 0.92% | -45.6% |
| TCHP | New | T ROWE PRICE ETF INCprice blue chip | $2,786,000 | – | 87,335 | – | 0.85% | – |
| FIXD | Buy | FIRST TR EXCHNG TRADED FD VItcw opportunis | $2,688,000 | +48.7% | 50,193 | +48.9% | 0.82% | +48.6% |
| Sell | VANGUARD SHORT-TERM TAX-EXEMPT FUND INVESTOR CLASSm | $2,298,000 | -2.0% | 144,500 | -1.9% | 0.70% | -2.1% | |
| FTSM | Buy | FIRST TR EXCHANGE-TRADED FDfirst tr enh new | $2,096,000 | +28.9% | 34,966 | +28.9% | 0.64% | +28.6% |
| Buy | VANGUARD TOTAL STOCK MARKET INDEX FUND ADMIRAL CLASSm | $2,011,000 | -0.3% | 18,603 | +0.0% | 0.61% | -0.5% | |
| FPE | Buy | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $1,798,000 | +12.2% | 87,547 | +12.6% | 0.55% | +12.3% |
| FNY | Sell | FIRST TR EXCHANGE-TRADED ALPmid cp gr alph | $1,618,000 | -31.8% | 22,498 | -28.5% | 0.49% | -31.8% |
| Buy | ARTISAN DEVELOPING WORLD FUND INVESTOR CLASSm | $1,563,000 | +145.8% | 61,172 | +170.9% | 0.48% | +145.4% | |
| FTCS | New | FIRST TR EXCHANGE-TRADED FDcap strength etf | $1,546,000 | – | 20,669 | – | 0.47% | – |
| Buy | HORIZON DEFINED RISK FUND ADVISOR CLASSm | $1,456,000 | +2.1% | 23,718 | +1.3% | 0.44% | +1.8% | |
| Buy | HORIZON U.S. DEFENSIVE EQUITY FUND INVESTOR CLASSm | $1,340,000 | +5.8% | 42,273 | +5.8% | 0.41% | +5.7% | |
| FTSL | Buy | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $1,317,000 | +51.2% | 27,530 | +51.8% | 0.40% | +50.8% |
| FNK | Sell | FIRST TR EXCHANGE-TRADED ALPmid cap val fd | $1,275,000 | -24.7% | 28,805 | -24.4% | 0.39% | -25.0% |
| Sell | HORIZON ESG CORE DEFENSIVE FUND ADVISOR CLASSm | $1,177,000 | +0.5% | 34,349 | -0.2% | 0.36% | +0.3% | |
| HD | Buy | HOME DEPOT INC | $1,113,000 | +3.2% | 3,390 | +0.2% | 0.34% | +3.0% |
| Buy | HORIZON ACTIVE DIVIDEND FUND ADVISOR CLASSm | $1,041,000 | +1.4% | 17,066 | +5.2% | 0.32% | +1.3% | |
| HYLS | Buy | FIRST TR EXCHANGE-TRADED FDfirst tr ta hiyl | $940,000 | +23.0% | 19,514 | +23.9% | 0.29% | +22.7% |
| HUSV | Sell | FIRST TR EXCH TRADED FD IIIhorizon dmst etf | $912,000 | 0.0% | 28,543 | -0.6% | 0.28% | 0.0% |
| Sell | PRINCIPAL GLOBAL DIVERSIFIED INCOME INST'L CLASSm | $753,000 | -7.3% | 55,058 | -6.5% | 0.23% | -7.7% | |
| Buy | VANGUARD 500 INDEX FUND ADMIRAL CLASSm | $699,000 | +0.3% | 1,758 | +0.1% | 0.21% | 0.0% | |
| Buy | FPA NEW INCOME FUNDm | $663,000 | +50.7% | 66,160 | +50.6% | 0.20% | +50.7% | |
| HDMV | Buy | FIRST TR EXCH TRADED FD IIIhorizon mngd etf | $610,000 | -1.9% | 19,790 | +0.2% | 0.19% | -2.1% |
| Sell | ORINDA INCOME OPPORTUNITIES FUND CLASS Im | $602,000 | -7.4% | 32,410 | -5.3% | 0.18% | -7.6% | |
| Sell | VANGUARD DIVIDEND GROWTH FUND INVESTOR CLASSm | $512,000 | 0.0% | 13,948 | -0.6% | 0.16% | 0.0% | |
| FTC | Buy | FIRST TRUST LRGCP GWT ALPHAD | $496,000 | +1.4% | 4,469 | +0.4% | 0.15% | +1.3% |
| FEP | Buy | FIRST TR EXCH TRD ALPHDX FDeurope alphadex | $457,000 | +35.6% | 10,908 | +38.0% | 0.14% | +35.0% |
| FTA | Buy | FIRST TR LRG CP VL ALPHADEX | $441,000 | -1.1% | 6,839 | +0.7% | 0.13% | -1.5% |
| Sell | HORIZON DEFINED RISK FUND INVESTOR CLASSm | $339,000 | -3.7% | 5,521 | -4.4% | 0.10% | -3.7% | |
| FDT | Buy | FIRST TR EXCH TRD ALPHDX FDdev mrk ex us | $320,000 | +127.0% | 5,249 | +133.4% | 0.10% | +125.6% |
| Sell | T ROWE PRICE BLUE CHIP GROWTH FUND INVESTOR CLASSm | $305,000 | -70.8% | 1,629 | -70.9% | 0.09% | -70.8% | |
| FAAR | Buy | FIRST TR EXCHANGE TRAD FD VIalt abslt strg | $294,000 | +40.0% | 9,607 | +39.1% | 0.09% | +40.6% |
| Sell | HORIZON ACTIVE DIVIDEND FUND INVESTOR CLASSm | $292,000 | -72.0% | 4,799 | -70.8% | 0.09% | -71.9% | |
| Sell | BLACKROCK MULTI-ASSET INCOME PORTFOLIO INST'L CLASSm | $293,000 | -38.6% | 25,739 | -37.6% | 0.09% | -38.6% | |
| FEMS | Sell | FIRST TR EXCH TRD ALPHDX FDem sml cp alph | $286,000 | -87.5% | 6,761 | -86.2% | 0.09% | -87.5% |
| NVDA | Buy | NVIDIA CORPORATION | $281,000 | +3.7% | 1,356 | +300.0% | 0.09% | +3.6% |
| FXD | Buy | FIRST TR EXCHANGE TRADED FDconsumr discre | $265,000 | -1.5% | 4,481 | +1.2% | 0.08% | -1.2% |
| FEM | Sell | FIRST TR EXCH TRD ALPHDX FDemerg mkt alph | $257,000 | -35.8% | 9,537 | -33.3% | 0.08% | -36.1% |
| QTEC | Buy | FIRST TR NASDAQ 100 TECH IND | $237,000 | -0.4% | 1,505 | +0.6% | 0.07% | -1.4% |
| FDN | Buy | FIRST TR EXCHANGE-TRADED FDdj internt idx | $234,000 | -2.9% | 991 | +0.7% | 0.07% | -2.7% |
| FMF | Buy | FIRST TR EXCHANGE-TRADED FDmngd futrs strgy | $231,000 | +23.5% | 4,861 | +26.9% | 0.07% | +22.8% |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $218,000 | +23.9% | 5,568 | +25.7% | 0.07% | +22.2% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $216,000 | -0.5% | 376 | +1.6% | 0.07% | 0.0% |
| Sell | FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUNDm | $212,000 | -70.6% | 5,835 | -70.4% | 0.06% | -70.5% | |
| New | VANGUARD TARGET RETIREMENT FUND INCOME INVESTOR CLASSm | $213,000 | – | 13,996 | – | 0.06% | – | |
| Sell | DWS INTERMEDIATE TAX/AMT FREE FUND CLASS Sm | $190,000 | -0.5% | 15,878 | -0.0% | 0.06% | 0.0% | |
| FEX | Buy | FIRST TR LRGE CP CORE ALPHA | $179,000 | +108.1% | 2,097 | +109.9% | 0.06% | +111.5% |
| FXR | Buy | FIRST TR EXCHANGE TRADED FDindls prod dur | $178,000 | -1.1% | 3,097 | +1.3% | 0.05% | -1.8% |
| Buy | VANGUARD TAX-MANAGED BALANCED FUND ADMIRAL CLASSm | $167,000 | 0.0% | 4,120 | +0.0% | 0.05% | 0.0% | |
| FPXI | Sell | FIRST TR EXCHANGE TRADED FDintl equity opp | $163,000 | -6.3% | 2,542 | -0.1% | 0.05% | -5.7% |
| Sell | AMERICAN CENTURY INTERMEDIATE-TERM TAX FREE BOND FD CLASS Im | $141,000 | -0.7% | 11,892 | -0.2% | 0.04% | 0.0% | |
| Sell | SELECTED FUNDS AMERICAN SHARES CLASS Dm | $138,000 | -11.0% | 3,121 | -5.9% | 0.04% | -10.6% | |
| FTXO | Buy | FIRST TR EXCHANGE-TRADED FDnasdaq bk etf | $136,000 | +7.1% | 4,156 | +1.5% | 0.04% | +5.1% |
| FBT | Buy | FIRST TR EXCHANGE-TRADED FDny arca biotech | $113,000 | -3.4% | 682 | +0.9% | 0.03% | -5.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $103,000 | -11.2% | 379 | -8.9% | 0.03% | -11.4% |
| Buy | ROYCE TOTAL RETURN FUND INVESTMENT CLASSm | $92,000 | -2.1% | 8,475 | +0.1% | 0.03% | -3.4% | |
| Sell | MAIRS AND POWERS GROWTH FUNDm | $91,000 | -1.1% | 576 | -0.3% | 0.03% | 0.0% | |
| New | SEI LARGE CAP GROWTH FUND CLASS Fm | $82,000 | – | 1,582 | – | 0.02% | – | |
| Sell | NUVEEN ALL-AMERICAN MUNI BOND FUND CLASS Im | $80,000 | -2.4% | 6,545 | -0.2% | 0.02% | -4.0% | |
| Buy | FT UNIT 8751 DIVID STRENGTHuit | $68,000 | 0.0% | 5,337 | +0.5% | 0.02% | 0.0% | |
| Buy | GUGGENHEIM DEFINED PORTFOLIOS UNIT 2057 DOW JONES VALUEuit | $67,000 | 0.0% | 4,932 | +0.8% | 0.02% | 0.0% | |
| Buy | FT UNIT 8344 SMID HIGH DIVID PORTuit | $63,000 | -3.1% | 6,190 | +1.8% | 0.02% | -5.0% | |
| Buy | INVESCO UNIT TRS UNIT 2088 INTLuit | $51,000 | -1.9% | 4,394 | +0.4% | 0.02% | 0.0% | |
| Buy | FT UNIT 9270 S&P DVD ARISTOCRATSuit | $51,000 | -1.9% | 5,055 | +0.5% | 0.02% | 0.0% | |
| New | SEI LARGE CAP VALUE FUND CLASS Fm | $52,000 | – | 1,921 | – | 0.02% | – | |
| PBUS | New | INVESCO EXCH TRADED FD TR IIpurbta msci us | $50,000 | – | 1,132 | – | 0.02% | – |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $50,000 | -7.4% | 368 | -6.1% | 0.02% | -6.2% |
| SPBO | New | SPDR SER TRportfolio crport | $47,000 | – | 1,328 | – | 0.01% | – |
| Buy | FT UNIT 8572 RICHARD BERNSTEINuit | $45,000 | -4.3% | 3,501 | +1.0% | 0.01% | 0.0% | |
| Buy | INVESCO UNIT TRS UNIT 2126 POWERPICKS PORTuit | $39,000 | -2.5% | 3,979 | +0.1% | 0.01% | 0.0% | |
| Buy | INVESCO UNIT TRS UNIT 2024 DIVID INCOME AND VALUEuit | $33,000 | 0.0% | 3,098 | +0.7% | 0.01% | 0.0% | |
| VHT | Buy | VANGUARD WORLD FDShealth car etf | $34,000 | +3.0% | 136 | +2.3% | 0.01% | 0.0% |
| New | SEI INTL EQUITY FUND CLASS Fm | $31,000 | – | 2,295 | – | 0.01% | – | |
| ABBV | Sell | ABBVIE INC | $28,000 | -15.2% | 257 | -11.1% | 0.01% | -10.0% |
| PFFD | Buy | GLOBAL X FDSus pfd etf | $27,000 | +125.0% | 1,059 | +124.8% | 0.01% | +100.0% |
| UPST | New | UPSTART HLDGS INC | $26,000 | – | 82 | – | 0.01% | – |
| TTD | Buy | THE TRADE DESK INC | $27,000 | +68.8% | 387 | +84.3% | 0.01% | +60.0% |
| TWLO | Sell | TWILIO INCcl a | $24,000 | -25.0% | 75 | -6.2% | 0.01% | -30.0% |
| Buy | FT UNIT 8301 HIGH DIVID EQUITYuit | $23,000 | -4.2% | 2,108 | +0.7% | 0.01% | 0.0% | |
| PBND | New | INVESCO EXCH TRADED FD TR IIpurbeta us agg | $23,000 | – | 888 | – | 0.01% | – |
| Sell | GRACE CHRISTIAN CHURCH MTG BD 6.25percent 12/1/2039b | $19,000 | -20.8% | 20,000 | -20.0% | 0.01% | -14.3% | |
| PBTP | New | INVESCO EXCH TRADED FD TR IIpurbta 0 5 yr | $21,000 | – | 792 | – | 0.01% | – |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $21,000 | – | 139 | – | 0.01% | – |
| SRLN | Buy | SSGA ACTIVE ETF TRblackstone senr | $21,000 | +162.5% | 455 | +161.5% | 0.01% | +200.0% |
| Buy | USAA INCOME FUND INST'L CLASSm | $16,000 | 0.0% | 1,185 | +0.3% | 0.01% | 0.0% | |
| ORCL | Sell | ORACLE CORP | $17,000 | 0.0% | 200 | -7.0% | 0.01% | 0.0% |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $15,000 | – | 120 | – | 0.01% | – |
| XLP | New | SELECT SECTOR SPDR TRsbi cons stpls | $15,000 | – | 219 | – | 0.01% | – |
| New | TOTALENERGIES SEc | $14,000 | – | 294 | – | 0.00% | – | |
| ABC | New | AMERISOURCEBERGEN CORP | $12,000 | – | 100 | – | 0.00% | – |
| Sell | FIRST EAGLE OVERSEAS FUND CLASS Am | $12,000 | -20.0% | 463 | -18.2% | 0.00% | -20.0% | |
| New | SEI INTL TRUST EMERGING MKTS EQ FUND CLASS Fm | $12,000 | – | 812 | – | 0.00% | – | |
| XLRE | New | SELECT SECTOR SPDR TRrl est sel sec | $11,000 | – | 240 | – | 0.00% | – |
| SPYG | Buy | SPDR SER TRprtflo s&p500 gw | $9,000 | +200.0% | 143 | +175.0% | 0.00% | +200.0% |
| Buy | FT UNIT 8401 RICHARD BERNSTEINuit | $9,000 | 0.0% | 1,012 | +0.9% | 0.00% | 0.0% | |
| Sell | ONLY BELIEVE MINISTRIES INC 1M 6.5percent 11/1/2034b | $11,000 | -21.4% | 11,000 | -21.4% | 0.00% | -25.0% | |
| SPHY | New | SPDR SER TRportfli high yld | $10,000 | – | 390 | – | 0.00% | – |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $10,000 | +400.0% | 156 | +333.3% | 0.00% | +200.0% |
| JNK | New | SPDR SER TRbloomberg brclys | $5,000 | – | 44 | – | 0.00% | – |
| SPMD | New | SPDR SER TRportfolio s&p400 | $5,000 | – | 104 | – | 0.00% | – |
| DOCU | New | DOCUSIGN INC | $8,000 | – | 33 | – | 0.00% | – |
| TDOC | Buy | TELADOC HEALTH INC | $8,000 | -11.1% | 67 | +26.4% | 0.00% | -33.3% |
| New | ARCHER AVIATION INC | $7,000 | – | 817 | – | 0.00% | – | |
| New | SEI SMALL CAP GROWTH FUND CLASS Fm | $6,000 | – | 140 | – | 0.00% | – | |
| SHOP | New | SHOPIFY INCcl a | $8,000 | – | 6 | – | 0.00% | – |
| OMFS | Buy | INVESCO EXCH TRD SLF IDX FDrusl 2000 dynm | $4,000 | +100.0% | 95 | +82.7% | 0.00% | 0.0% |
| SPYV | Buy | SPDR SER TRprtflo s&p500 vl | $3,000 | +50.0% | 74 | +37.0% | 0.00% | 0.0% |
| VEA | New | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $2,000 | – | 39 | – | 0.00% | – |
| Buy | USAA HIGH INCOME FUND INST'L CLASSm | $2,000 | 0.0% | 266 | +0.4% | 0.00% | 0.0% | |
| FVRR | New | FIVERR INTL LTD | $4,000 | – | 20 | – | 0.00% | – |
| New | ON HLDG AGnamen akt a | $4,000 | – | 129 | – | 0.00% | – | |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $2,000 | – | 11 | – | 0.00% | – |
| Sell | CONNECTICUT ST HIGHER ED SUPPL AMT BDS SER A 3.500percent 11/15/26 DTD 09/17/18mb | $2,000 | -84.6% | 2,000 | -83.3% | 0.00% | -75.0% | |
| Sell | COHEN & STEERS REALTY INCOME FUND CLASS Im | $3,000 | 0.0% | 131 | -0.8% | 0.00% | 0.0% | |
| New | SEI MGD TRUST SMALL CAP VALUE FUND CLASS Fm | $4,000 | – | 158 | – | 0.00% | – | |
| VBR | New | VANGUARD INDEX FDSsm cp val etf | $1,000 | – | 4 | – | 0.00% | – |
| New | BLACKROCK HIGH YIELD BOND FUND CLASS Am | $0 | – | 0 | – | 0.00% | – | |
| New | DFA INTERNATIONAL SMALL COMPANY FUND INST'L CLASSm | $0 | – | 0 | – | 0.00% | – | |
| DAL | New | DELTA AIR LINES INC DEL | $0 | – | 4 | – | 0.00% | – |
| DLR | New | DIGITAL RLTY TR INC | $0 | – | 3 | – | 0.00% | – |
| New | DODGE & COX INCOME FUNDm | $0 | – | 0 | – | 0.00% | – | |
| EQIX | New | EQUINIX INC | $1,000 | – | 1 | – | 0.00% | – |
| New | FIDELITY 500 INDEX FUND INSTITUTIONAL PREMIUM CLASSm | $1,000 | – | 5 | – | 0.00% | – | |
| New | FIDELITY US BOND INDEX FUNDm | $0 | – | 24 | – | 0.00% | – | |
| New | OAKMARK INTERNATIONAL FUND INVESTOR CLASSm | $1,000 | – | 33 | – | 0.00% | – | |
| PEAK | New | HEALTHPEAK PROPERTIES INC | $0 | – | 10 | – | 0.00% | – |
| AGG | New | ISHARES TRcore us aggbd et | $0 | – | 1 | – | 0.00% | – |
| EMB | New | ISHARES TRjpmorgan usd emg | $0 | – | 2 | – | 0.00% | – |
| MUB | New | ISHARES TRnational mun etf | $1,000 | – | 5 | – | 0.00% | – |
| LUMN | New | LUMEN TECHNOLOGIES INC | $0 | – | 32 | – | 0.00% | – |
| MGM | New | MGM RESORTS INTERNATIONAL | $0 | – | 4 | – | 0.00% | – |
| New | MFS VALUE FUND CLASS Am | $1,000 | – | 28 | – | 0.00% | – | |
| New | PARNASSUS CORE EQUITY FUND INVESTOR CLASSm | $0 | – | 7 | – | 0.00% | – | |
| TFI | New | SPDR SER TRnuveen brc munic | $0 | – | 1 | – | 0.00% | – |
| VTIP | New | VANGUARD MALVERN FDSstrm infproidx | $0 | – | 2 | – | 0.00% | – |
| BNDX | New | VANGUARD CHARLOTTE FDStotal int bd etf | $1,000 | – | 9 | – | 0.00% | – |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,000 | -83.3% | 24 | -78.0% | 0.00% | -100.0% |
| VTR | New | VENTAS INC | $0 | – | 4 | – | 0.00% | – |
| VOE | New | VANGUARD INDEX FDSmcap vl idxvip | $1,000 | – | 4 | – | 0.00% | – |
| New | WASATCH CORE GROWTH FUND INVESTOR CLASSm | $1,000 | – | 8 | – | 0.00% | – | |
| BAMR | Exit | BROOKFIELD ASSET MGMT REINScl a exch lt vtg | $0 | – | -3 | – | 0.00% | – |
| PBW | Exit | INVESCO EXCHANGE TRADED FD Twilderhil clan | $0 | – | -15 | – | 0.00% | – |
| USAU | Exit | U S GOLD CORP | $0 | – | -100 | – | 0.00% | – |
| EWRE | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 eql rel | $0 | – | -35 | – | 0.00% | – |
| VTRS | Exit | VIATRIS INC | $0 | – | -2 | – | 0.00% | – |
| MDYV | Exit | SPDR SER TRs&p 400 mdcp val | $0 | – | -12 | – | 0.00% | – |
| FIVN | Exit | FIVE9 INC | $0 | – | -5 | – | 0.00% | – |
| APPN | Exit | APPIAN CORPcl a | $0 | – | -5 | – | 0.00% | – |
| ONEY | Exit | SPDR SER TRrussell yield | $0 | – | -12 | – | 0.00% | – |
| RCAT | Exit | RED CAT HLDGS INC | $0 | – | -450 | – | 0.00% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -5 | – | 0.00% | – |
| SYK | Exit | STRYKER CORPORATION | $0 | – | -4 | – | 0.00% | – |
| DGRS | Exit | WISDOMTREE TRus s cap qty div | $0 | – | -27 | – | 0.00% | – |
| Exit | LEGG MASON WESTERN ASSET CORE PLUS BOND PORTFOLIO CLASS Im | $0 | – | 0 | – | 0.00% | – | |
| MDYG | Exit | SPDR SER TRs&p 400 mdcp grw | $0 | – | -15 | – | 0.00% | – |
| Exit | DELAWARE EMERGING MARKETS FUND INST'L CLASSm | $0 | – | -48 | – | 0.00% | – | |
| Exit | MORGAN STANLEY ADVISORS INSTL GROWTH FUND CLASS Am | $0 | – | -22 | – | -0.00% | – | |
| BFB | Exit | BROWN FORMAN CORPcl b | $0 | – | -50 | – | -0.00% | – |
| PDP | Exit | INVESCO EXCHANGE TRADED FD Tdwa momentum | $0 | – | -21 | – | -0.00% | – |
| CWI | Exit | SPDR INDEX SHS FDSmsci acwi exus | $0 | – | -85 | – | -0.00% | – |
| Exit | FIDELITY ADVISOR OVERSEAS FUND CLASS Am | $0 | – | -118 | – | -0.00% | – | |
| Exit | FIDELITY ADVISOR OVERSEAS FUND CLASS Mm | $0 | – | -111 | – | -0.00% | – | |
| SPDW | Exit | SPDR INDEX SHS FDSportfolio devlpd | $0 | – | -51 | – | -0.00% | – |
| RNDV | Exit | FIRST TR EXCHANGE-TRADED FDus eqty divi | $0 | – | -88 | – | -0.00% | – |
| FTGC | Exit | FIRST TR EXCHANGE TRAD FD VIfst tr glb fd | $0 | – | -80 | – | -0.00% | – |
| DWAS | Exit | INVESCO EXCH TRADED FD TR IIdwa smlcp ment | $0 | – | -23 | – | -0.00% | – |
| Exit | TCW EMERGING MKTS INCOME FUND CLASS Im | $0 | – | -292 | – | -0.00% | – | |
| FDL | Exit | FIRST TR MORNINGSTAR DIVID L | $0 | – | -56 | – | -0.00% | – |
| AZEK | Exit | AZEK CO INCcl a | $0 | – | -100 | – | -0.00% | – |
| Exit | NEUBERGER BERMAN SOCIALLY RESPONSIVE FUND CLASS Am | $0 | – | -43 | – | -0.00% | – | |
| PTF | Exit | INVESCO EXCHANGE TRADED FD Tdwa technology | $0 | – | -12 | – | -0.00% | – |
| SPLG | Exit | SPDR SER TRportfolio s&p500 | $0 | – | -43 | – | -0.00% | – |
| PTH | Exit | INVESCO EXCHANGE TRADED FD Tdwa healthcare | $0 | – | -10 | – | -0.00% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORP | $0 | – | -50 | – | -0.00% | – |
| DIA | Exit | SPDR DOW JONES INDL AVERAGEut ser 1 | $0 | – | -8 | – | -0.00% | – |
| SPEM | Exit | SPDR INDEX SHS FDSportfolio emg mk | $0 | – | -47 | – | -0.00% | – |
| FBHS | Exit | FORTUNE BRANDS HOME & SEC IN | $0 | – | -51 | – | -0.00% | – |
| Exit | INVESCO MAIN STREET FUND CLASS Am | $0 | – | -127 | – | -0.00% | – | |
| QQQM | Exit | INVESCO EXCH TRADED FD TR IInasdaq 100 etf | $0 | – | -44 | – | -0.00% | – |
| ACIC | Exit | ATLAS CREST INVT CORP | $0 | – | -817 | – | -0.00% | – |
| SPLB | Exit | SPDR SER TRportfolio ln cor | $0 | – | -248 | – | -0.00% | – |
| PWB | Exit | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $0 | – | -71 | – | -0.00% | – |
| Exit | AMERISOURCE BERGEN CORP COMc | $0 | – | -100 | – | -0.00% | – | |
| SPIP | Exit | SPDR SER TRportfli tips etf | $0 | – | -363 | – | -0.00% | – |
| Exit | FIDELITY ADVISOR NEW INSIGHTS FUND CLASS Mm | $0 | – | -223 | – | -0.00% | – | |
| IJR | Exit | ISHARES TRcore s&p scp etf | $0 | – | -88 | – | -0.00% | – |
| Exit | FIDELITY ADVISOR UTILITIES FUND CLASS Am | $0 | – | -298 | – | -0.00% | – | |
| HYMB | Exit | SPDR SER TRnuveen bbg brcly | $0 | – | -202 | – | -0.00% | – |
| EMCB | Exit | WISDOMTREE TRwsdm emktbd fd | $0 | – | -157 | – | -0.00% | – |
| TTE | Exit | TOTALENERGIES SEsponsored ads | $0 | – | -294 | – | -0.00% | – |
| Exit | FIDELITY ADVISOR DIVIDEND GROWTH FUND CLASS Mm | $0 | – | -694 | – | -0.00% | – | |
| Exit | MORGAN STANLEY GLOBAL OPP PORTFOLIO FUND CLASS Im | $0 | – | -247 | – | -0.00% | – | |
| Exit | FIDELITY BLUE CHIP GROWTH FUND RETAIL CLASSm | $0 | – | -67 | – | -0.00% | – | |
| Exit | FIDELITY ADVISOR STOCK SELECTOR MID CAP FUND CLASS Am | $0 | – | -253 | – | -0.00% | – | |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -272 | – | -0.01% | – |
| VTEB | Exit | VANGUARD MUN BD FDStax exempt bd | $0 | – | -286 | – | -0.01% | – |
| Exit | COHEN & STEERS PREFERRED SECURITIES AND INCOME FD CLASS Im | $0 | – | -1,056 | – | -0.01% | – | |
| Exit | CROSSROADS CMNTY CHURCH 5percent 8/1/2026b | $0 | – | -15,000 | – | -0.01% | – | |
| Exit | DAYSTAR CHRISTIAN FELLOWSHIP 1M SINK BK 5.250percent 03/01/31 DTD 03/01/16mb | $0 | – | -15,000 | – | -0.01% | – | |
| Exit | JANUS HENDERSON STRATEGIC INCOME FUND CLASS Im | $0 | – | -1,696 | – | -0.01% | – | |
| WFHY | Exit | WISDOMTREE TRus hgh yld corp | $0 | – | -292 | – | -0.01% | – |
| Exit | FIDELITY ADVISOR STRATEGIC INCOME FUND CLASS Zm | $0 | – | -1,297 | – | -0.01% | – | |
| Exit | ARTISAN GLOBAL OPPORTUNITIES FUND ADVISOR CLASSm | $0 | – | -466 | – | -0.01% | – | |
| Exit | BLACKROCK TOTAL RETURN FUND INST'L CLASSm | $0 | – | -1,259 | – | -0.01% | – | |
| Exit | GRACELIFE CHURCH COLUMBIA 1M 5.500percent 11/01/33 DTD 11/01/17mb | $0 | – | -20,000 | – | -0.01% | – | |
| Exit | SANDALS CHURCH RIVERSIDE CALIF 6.0percent 2/01/2033b | $0 | – | -20,000 | – | -0.01% | – | |
| Exit | SANDALS CHURCH RIVERSIDE CA 5.250percent 02/01/31 DTD 02/01/18mb | $0 | – | -20,000 | – | -0.01% | – | |
| IWR | Exit | ISHARES TRrus mid cap etf | $0 | – | -240 | – | -0.01% | – |
| Exit | VANGUARD EMERGING MARKETS BOND FUND ADMIRAL CLASSm | $0 | – | -678 | – | -0.01% | – | |
| MINT | Exit | PIMCO ETF TRenhan shrt ma ac | $0 | – | -222 | – | -0.01% | – |
| IUSV | Exit | ISHARES TRcore s&p us vlu | $0 | – | -332 | – | -0.01% | – |
| VCSH | Exit | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $0 | – | -311 | – | -0.01% | – |
| ITOT | Exit | ISHARES TRcore s&p ttl stk | $0 | – | -299 | – | -0.01% | – |
| Exit | FIDELITY ADVISOR TOTAL BOND FUND CLASS Zm | $0 | – | -2,646 | – | -0.01% | – | |
| Exit | JP MORGAN GOVERNMENT BOND FUND CLASS Im | $0 | – | -2,674 | – | -0.01% | – | |
| Exit | VANGUARD INTL VALUE FUND INVESTOR CLASSm | $0 | – | -692 | – | -0.01% | – | |
| Exit | VANGUARD EQUITY INCOME FUND ADMIRAL CLASSm | $0 | – | -337 | – | -0.01% | – | |
| Exit | VICTORY RS FLOATING RATE FUND CLASS Ym | $0 | – | -3,092 | – | -0.01% | – | |
| Exit | THORNBURG LIMITED TERM INCOME FUND CLASS Im | $0 | – | -2,173 | – | -0.01% | – | |
| Exit | FIDELITY ADVISOR LIMITED TERM BOND FUND CLASS Zm | $0 | – | -2,539 | – | -0.01% | – | |
| Exit | LORD ABBETT ULTRA SHORT BOND FUND CLASS Im | $0 | – | -2,782 | – | -0.01% | – | |
| Exit | FIDELITY ADVISOR INVESTMENT GRADE BOND FUND CLASS Zm | $0 | – | -3,510 | – | -0.01% | – | |
| Exit | PRUDENTIAL SHORT-TERM CORPORATE BOND FUND CLASS Zm | $0 | – | -2,656 | – | -0.01% | – | |
| Exit | FIDELITY ADVISOR INTERNATIONAL CAP APPRECIATION FND CLASS Zm | $0 | – | -903 | – | -0.01% | – | |
| Exit | PRUDENTIAL GLOBAL TOTAL RETURN FUND CLASS Zm | $0 | – | -5,061 | – | -0.01% | – | |
| Exit | VANGUARD INTERM-TERM BOND INDEX FUND ADMIRAL CLASSm | $0 | – | -3,476 | – | -0.01% | – | |
| Exit | PIMCO INCOME FUND INST'L CLASSm | $0 | – | -3,363 | – | -0.01% | – | |
| Exit | AMG MONTRUSCO BOLTON LARGE CAP GROWTH CLASS Im | $0 | – | -3,895 | – | -0.02% | – | |
| Exit | MAINSTAY CBRE REAL ESTATE FUND CLASS Im | $0 | – | -4,952 | – | -0.02% | – | |
| Exit | INVESCO UNIT TRS UNIT 2047 POWER PICKS PORTuit | $0 | – | -6,622 | – | -0.03% | – | |
| Exit | FIDELITY ADVISOR NEW INSIGHTS FUND CLASS Am | $0 | – | -2,386 | – | -0.03% | – | |
| Exit | VANGUARD TARGET RETIREMENT FUND INCOME INVESTOR CLASSm | $0 | – | -13,979 | – | -0.06% | – | |
| FICS | Exit | FIRST TR EXCHANGE-TRADED FDintl dev strngth | $0 | – | -24,669 | – | -0.57% | – |
Q2 2021
Q4 2020
Q3 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BLK | Sell | BLACKROCK INC | $10,912,000 | +1.2% | 19,363 | -2.3% | 4.74% | -5.1% |
| Buy | HORIZON ACTIVE RISK ASSIST FUND CLASS Nm | $9,286,000 | +14.3% | 464,083 | +6.0% | 4.03% | +7.1% | |
| CSCO | Sell | CISCO SYS INC | $8,731,000 | -15.7% | 221,650 | -0.2% | 3.79% | -21.0% |
| PG | Buy | PROCTER AND GAMBLE CO | $8,572,000 | +25.0% | 61,670 | +7.5% | 3.72% | +17.1% |
| LOW | Buy | LOWES COS INC | $7,023,000 | +91.5% | 42,344 | +56.0% | 3.05% | +79.5% |
| C | Buy | CITIGROUP INC | $6,983,000 | +48.9% | 161,974 | +76.5% | 3.03% | +39.6% |
| WMT | Sell | WALMART INC | $6,743,000 | +15.3% | 48,192 | -1.3% | 2.93% | +8.1% |
| New | APPLE INCc | $6,705,000 | – | 57,897 | – | 2.91% | – | |
| GM | Buy | GENERAL MTRS CO | $6,064,000 | +42.6% | 204,947 | +22.0% | 2.63% | +33.7% |
| T | Sell | AT&T INC | $5,970,000 | -11.0% | 209,407 | -5.6% | 2.59% | -16.5% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $5,932,000 | -20.7% | 73,169 | -44.5% | 2.58% | -25.6% |
| UL | Buy | UNILEVER PLCspon adr new | $5,863,000 | +13.7% | 95,056 | +1.2% | 2.55% | +6.6% |
| LMT | Sell | LOCKHEED MARTIN CORP | $5,831,000 | +4.4% | 15,213 | -0.6% | 2.53% | -2.2% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $5,584,000 | +45.4% | 33,512 | -3.0% | 2.42% | +36.3% |
| Buy | PRINCIPAL GLOBAL DIVERSIFIED INCOME INST'L CLASSm | $5,480,000 | +20.5% | 439,804 | +15.9% | 2.38% | +13.0% | |
| QCOM | Sell | QUALCOMM INC | $5,144,000 | -6.9% | 43,708 | -27.9% | 2.23% | -12.8% |
| PFE | Sell | PFIZER INC | $5,034,000 | +10.3% | 137,165 | -1.7% | 2.19% | +3.4% |
| HON | Sell | HONEYWELL INTL INC | $4,954,000 | +12.6% | 30,098 | -1.1% | 2.15% | +5.6% |
| CVX | Buy | CHEVRON CORP NEW | $4,620,000 | -18.4% | 64,167 | +1.2% | 2.01% | -23.5% |
| Buy | HORIZON ACTIVE INCOME FUND CLASS Nm | $4,532,000 | +20.7% | 466,236 | +18.2% | 1.97% | +13.1% | |
| MO | Sell | ALTRIA GROUP INC | $4,389,000 | -2.9% | 113,599 | -1.4% | 1.91% | -9.0% |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $4,310,000 | -8.6% | 114,505 | -0.9% | 1.87% | -14.3% |
| GD | Sell | GENERAL DYNAMICS CORP | $4,178,000 | -8.1% | 30,183 | -0.8% | 1.82% | -13.9% |
| BAC | Sell | BK OF AMERICA CORP | $4,091,000 | +0.9% | 169,831 | -0.5% | 1.78% | -5.4% |
| AMGN | Sell | AMGEN INC | $3,873,000 | +5.3% | 15,237 | -2.3% | 1.68% | -1.3% |
| FTSM | Buy | FIRST TR EXCHANGE-TRADED FDfirst tr enh new | $3,725,000 | +30.8% | 62,056 | +30.8% | 1.62% | +22.7% |
| Sell | VANGUARD SHORT-TERM TAX-EXEMPT FUND INVESTOR CLASSm | $3,644,000 | +0.0% | 228,601 | -0.1% | 1.58% | -6.2% | |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $3,391,000 | +1.3% | 56,250 | -1.1% | 1.47% | -5.0% |
| SNY | Sell | SANOFIsponsored adr | $3,315,000 | -3.5% | 66,073 | -1.8% | 1.44% | -9.5% |
| PEP | Sell | PEPSICO INC | $3,279,000 | +3.5% | 23,660 | -1.2% | 1.42% | -3.0% |
| MDT | Sell | MEDTRONIC PLC | $3,264,000 | +12.0% | 31,405 | -1.2% | 1.42% | +5.0% |
| FNY | Buy | FIRST TR EXCH TRD ALPHDX FDmid cp gr alph | $3,006,000 | +24.5% | 56,178 | +11.2% | 1.31% | +16.7% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $2,955,000 | -0.2% | 24,287 | -0.9% | 1.28% | -6.5% |
| FTCS | Buy | FIRST TR EXCHANGE-TRADED FDcap strength etf | $2,911,000 | +16.9% | 46,005 | +7.9% | 1.26% | +9.5% |
| FYX | Buy | FIRST TR SML CP CORE ALPHA F | $2,859,000 | +16.2% | 49,396 | +9.0% | 1.24% | +8.9% |
| KMI | Sell | KINDER MORGAN INC DEL | $2,804,000 | -19.6% | 227,424 | -1.0% | 1.22% | -24.6% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,693,000 | +6.6% | 18,091 | +0.7% | 1.17% | -0.1% |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $2,677,000 | -29.5% | 110,532 | -11.3% | 1.16% | -33.9% |
| FPE | Buy | FIRST TR EXCHANGE TRADED FD III FIRST TR PFD SECS & INCOMEetf | $2,497,000 | +18.0% | 130,268 | +13.4% | 1.08% | +10.6% |
| Buy | ORINDA INCOME OPPORTUNITIES FUND CLASS Im | $2,487,000 | +23.0% | 163,839 | +18.2% | 1.08% | +15.3% | |
| Buy | HORIZON US RISK ASSIST FUND INVESTOR CLASSm | $2,392,000 | +16.9% | 93,439 | +8.2% | 1.04% | +9.5% | |
| GILD | Sell | GILEAD SCIENCES INC | $2,013,000 | -18.3% | 31,861 | -0.5% | 0.87% | -23.5% |
| Buy | BLACKROCK MULTI-ASSET INCOME PORTFOLIO INST'L CLASSm | $1,858,000 | +23.9% | 175,129 | +21.2% | 0.81% | +16.1% | |
| Buy | HORIZON MULTI ASSET INCOME FUND INVESTOR CLASSm | $1,814,000 | +18.6% | 82,848 | +15.7% | 0.79% | +11.1% | |
| Buy | HORIZON DEFINED RISK FUND ADVISOR CLASSm | $1,638,000 | +16.4% | 29,881 | +10.0% | 0.71% | +9.0% | |
| Buy | HORIZON ACTIVE ASSET ALLOCATION FUND CLASS Nm | $1,592,000 | +48.5% | 124,595 | +37.6% | 0.69% | +39.0% | |
| Sell | VANGUARD TOTAL STOCK MARKET INDEX FUND ADMIRAL CLASSm | $1,544,000 | +8.7% | 18,621 | -0.0% | 0.67% | +2.0% | |
| HUSV | Sell | FIRST TR EXCH TRADED FD IIIhorizon dmst etf | $1,516,000 | +7.1% | 55,444 | -0.4% | 0.66% | +0.3% |
| Sell | VANGUARD 500 INDEX FUND ADMIRAL CLASSm | $1,431,000 | -37.5% | 4,611 | -42.4% | 0.62% | -41.4% | |
| Buy | HORIZON ACTIVE DIVIDEND FUND ADVISOR CLASSm | $970,000 | +14.1% | 19,021 | +8.7% | 0.42% | +6.9% | |
| HD | Buy | HOME DEPOT INC | $939,000 | +26.5% | 3,383 | +14.2% | 0.41% | +18.6% |
| HDMV | Buy | FIRST TR EXCH TRADED FD IIIhorizon mngd etf | $656,000 | +7.2% | 22,884 | +4.6% | 0.28% | +0.4% |
| LMBS | Buy | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $482,000 | +460.5% | 9,327 | +458.8% | 0.21% | +422.5% |
| NEE | Buy | NEXTERA ENERGY INC | $472,000 | +103.4% | 1,702 | +76.6% | 0.20% | +89.8% |
| New | ARTISAN GLOBAL OPPORTUNITIES INVESTOR CLASSm | $467,000 | – | 13,377 | – | 0.20% | – | |
| MSFT | Buy | MICROSOFT CORP | $451,000 | +42.7% | 2,146 | +38.2% | 0.20% | +34.2% |
| Sell | VANGUARD DIVIDEND GROWTH FUND INVESTOR CLASSm | $434,000 | +9.0% | 13,948 | -0.8% | 0.19% | +2.7% | |
| IWY | New | ISHARES TRrus tp200 gr etf | $368,000 | – | 3,028 | – | 0.16% | – |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $309,000 | +8.0% | 211 | +4.5% | 0.13% | +0.8% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $299,000 | +98.0% | 5,032 | +84.3% | 0.13% | +85.7% |
| New | T ROWE PRICE BLUE CHIP GROWTH FUND INVESTOR CLASSm | $279,000 | – | 1,804 | – | 0.12% | – | |
| New | HORIZON ACTIVE DIVIDEND FUND INVESTOR CLASSm | $279,000 | – | 5,480 | – | 0.12% | – | |
| TSLA | Buy | TESLA INC | $275,000 | +99.3% | 642 | +401.6% | 0.12% | +85.9% |
| AMZN | Buy | AMAZON COM INC | $239,000 | +231.9% | 76 | +192.3% | 0.10% | +215.2% |
| FIXD | Buy | FIRST TR EXCHNG TRADED FD VItcw opportunis | $209,000 | +335.4% | 3,802 | +333.0% | 0.09% | +313.6% |
| Sell | VANGUARD TARGET RETIREMENT FUND INCOME INVESTOR CLASSm | $203,000 | +2.5% | 13,982 | -0.0% | 0.09% | -4.3% | |
| COST | New | COSTCO WHSL CORP NEW | $182,000 | – | 513 | – | 0.08% | – |
| NVDA | New | NVIDIA CORPORATION | $179,000 | – | 330 | – | 0.08% | – |
| CRM | New | SALESFORCE COM INC | $161,000 | – | 639 | – | 0.07% | – |
| NFLX | New | NETFLIX INC | $150,000 | – | 299 | – | 0.06% | – |
| TMO | New | THERMO FISHER SCIENTIFIC INC | $148,000 | – | 336 | – | 0.06% | – |
| FEX | Buy | FIRST TR LRGE CP CORE ALPHA | $142,000 | +12.7% | 2,239 | +5.5% | 0.06% | +6.9% |
| New | BNY MELLON SUSTAINABLE U.S. EQUITY FUND CLASS Zm | $140,000 | – | 9,254 | – | 0.06% | – | |
| FB | New | FACEBOOK INCcl a | $141,000 | – | 540 | – | 0.06% | – |
| KMB | New | KIMBERLY CLARK CORP | $127,000 | – | 858 | – | 0.06% | – |
| DLR | New | DIGITAL RLTY TR INC | $122,000 | – | 828 | – | 0.05% | – |
| MCD | Buy | MCDONALDS CORP | $114,000 | +54.1% | 520 | +30.0% | 0.05% | +47.1% |
| PWB | Buy | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $108,000 | +18.7% | 1,750 | +4.9% | 0.05% | +11.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $106,000 | +7.1% | 1,100 | +4.9% | 0.05% | 0.0% |
| CAT | Buy | CATERPILLAR INC DEL | $96,000 | +500.0% | 641 | +416.9% | 0.04% | +500.0% |
| YUM | Buy | YUM BRANDS INC | $91,000 | +49.2% | 1,000 | +42.9% | 0.04% | +42.9% |
| New | FULLER & THALER BEHAVIORAL SMALL-CAP EQUITY FUNDm | $93,000 | – | 3,798 | – | 0.04% | – | |
| FEMS | New | FIRST TR EXCH TRD ALPHDX FDem sml cp alph | $92,000 | – | 2,742 | – | 0.04% | – |
| TDOC | Buy | TELADOC HEALTH INC | $87,000 | +1350.0% | 395 | +1262.1% | 0.04% | +1166.7% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $85,000 | +26.9% | 986 | +28.1% | 0.04% | +19.4% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $82,000 | +24.2% | 56 | +19.1% | 0.04% | +16.1% |
| New | AMERICAN FUNDS NEW ECONOMY FUND CLASS Am | $81,000 | – | 1,544 | – | 0.04% | – | |
| Sell | MAIRS AND POWERS GROWTH FUNDm | $75,000 | +7.1% | 576 | -0.7% | 0.03% | +3.1% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $75,000 | +141.9% | 352 | +104.7% | 0.03% | +135.7% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $74,000 | +7300.0% | 1,282 | +6647.4% | 0.03% | – |
| AMAT | New | APPLIED MATLS INC | $71,000 | – | 1,200 | – | 0.03% | – |
| NKE | New | NIKE INCcl b | $60,000 | – | 480 | – | 0.03% | – |
| MRK | Buy | MERCK & CO. INC | $56,000 | +64.7% | 680 | +54.5% | 0.02% | +50.0% |
| New | AMERICAN FUNDS AMCAP FUND CLASS Am | $56,000 | – | 1,571 | – | 0.02% | – | |
| HYLS | Buy | FIRST TR EXCHANGE-TRADED FDfirst tr ta hiyl | $48,000 | +336.4% | 1,027 | +338.9% | 0.02% | +320.0% |
| ATVI | Buy | ACTIVISION BLIZZARD INC | $49,000 | – | 600 | +29900.0% | 0.02% | – |
| New | AMERICAN FUNDS NEW WORLD FUND CLASS Am | $47,000 | – | 639 | – | 0.02% | – | |
| UNH | Buy | UNITEDHEALTH GROUP INC | $46,000 | +76.9% | 149 | +67.4% | 0.02% | +66.7% |
| FTSL | Buy | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $46,000 | +360.0% | 993 | +339.4% | 0.02% | +300.0% |
| CWI | Buy | SPDR INDEX SHS FDSmsci acwi exus | $45,000 | +12.5% | 1,865 | +5.8% | 0.02% | +5.3% |
| VAR | New | VARIAN MED SYS INC | $41,000 | – | 240 | – | 0.02% | – |
| INTC | Buy | INTEL CORP | $41,000 | 0.0% | 788 | +14.9% | 0.02% | -5.3% |
| FTA | Buy | FIRST TR LRG CP VL ALPHADEX | $42,000 | +13.5% | 895 | +8.7% | 0.02% | +5.9% |
| SHW | New | SHERWIN WILLIAMS CO | $42,000 | – | 60 | – | 0.02% | – |
| KO | Buy | COCA COLA CO | $37,000 | +428.6% | 759 | +377.4% | 0.02% | +433.3% |
| Buy | VANGUARD SHORT-TERM INVESTMENT-GRADE FUND ADMIRAL CLASSm | $36,000 | +2.9% | 3,245 | +0.2% | 0.02% | 0.0% | |
| WM | New | WASTE MGMT INC DEL | $34,000 | – | 300 | – | 0.02% | – |
| MDLZ | New | MONDELEZ INTL INCcl a | $34,000 | – | 600 | – | 0.02% | – |
| HSMV | Sell | FIRST TR EXCH TRADED FD IIIhorizon vol smcp | $34,000 | -19.0% | 1,420 | -17.5% | 0.02% | -21.1% |
| BBY | Sell | BEST BUY INC | $33,000 | +26.9% | 300 | -0.3% | 0.01% | +16.7% |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $32,000 | – | 900 | – | 0.01% | – |
| VOOG | New | VANGUARD ADMIRAL FDS INC500 grth idx f | $28,000 | – | 135 | – | 0.01% | – |
| VOOV | New | VANGUARD ADMIRAL FDS INC500 val idx fd | $27,000 | – | 249 | – | 0.01% | – |
| ADM | New | ARCHER DANIELS MIDLAND CO | $28,000 | – | 600 | – | 0.01% | – |
| New | FIDELITY DIVIDEND GROWTH FUND RETAIL CLASSm | $25,000 | – | 960 | – | 0.01% | – | |
| AFL | New | AFLAC INC | $22,000 | – | 600 | – | 0.01% | – |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $22,000 | -89.6% | 1,400 | -88.0% | 0.01% | -89.8% |
| PAYX | New | PAYCHEX INC | $24,000 | – | 300 | – | 0.01% | – |
| SBUX | Buy | STARBUCKS CORP | $24,000 | +50.0% | 278 | +30.5% | 0.01% | +42.9% |
| COF | Sell | CAPITAL ONE FINL CORP | $20,000 | +5.3% | 281 | -5.7% | 0.01% | 0.0% |
| ABBV | Buy | ABBVIE INC | $18,000 | +20.0% | 206 | +34.6% | 0.01% | +14.3% |
| TRV | New | TRAVELERS COMPANIES INC | $19,000 | – | 180 | – | 0.01% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $18,000 | – | 38 | – | 0.01% | – |
| New | DODGE & COX INCOME FUNDm | $17,000 | – | 1,185 | – | 0.01% | – | |
| SQ | Buy | SQUARE INCcl a | $15,000 | +150.0% | 90 | +60.7% | 0.01% | +133.3% |
| YUMC | New | YUM CHINA HLDGS INC | $16,000 | – | 300 | – | 0.01% | – |
| REGN | New | REGENERON PHARMACEUTICALS | $17,000 | – | 31 | – | 0.01% | – |
| New | PIMCO INCOME FUND CLASS Am | $15,000 | – | 1,243 | – | 0.01% | – | |
| STE | Sell | STERIS PLC | $13,000 | -58.1% | 72 | -64.0% | 0.01% | -57.1% |
| CRWD | New | CROWDSTRIKE HLDGS INCcl a | $13,000 | – | 96 | – | 0.01% | – |
| New | LEGG MASON WESTERN ASSET CORE PLUS BOND PORTFOLIO CLASS Im | $14,000 | – | 1,161 | – | 0.01% | – | |
| GMED | New | GLOBUS MED INCcl a | $13,000 | – | 272 | – | 0.01% | – |
| UPWK | Buy | UPWORK INC | $13,000 | +116.7% | 734 | +79.5% | 0.01% | +100.0% |
| New | CONNECTICUT ST HIGHER ED SUPPL AMT BDS SER A 3.500Percentage 11/15/26 DTD 09/17/18mb | $13,000 | – | 12,000 | – | 0.01% | – | |
| TXN | Buy | TEXAS INSTRS INC | $11,000 | +120.0% | 75 | +102.7% | 0.01% | +150.0% |
| MASI | Buy | MASIMO CORP | $11,000 | +120.0% | 45 | +95.7% | 0.01% | +150.0% |
| MRNA | Buy | MODERNA INC | $11,000 | +120.0% | 150 | +78.6% | 0.01% | +150.0% |
| New | FEDERATED HERMES TOTAL RETURN GOV'T BOND FUND INST'L SHARESm | $12,000 | – | 987 | – | 0.01% | – | |
| ORLY | Buy | OREILLY AUTOMOTIVE INC | $11,000 | +120.0% | 23 | +91.7% | 0.01% | +150.0% |
| DOW | Buy | DOW INC | $11,000 | +175.0% | 228 | +107.3% | 0.01% | +150.0% |
| SWK | Buy | STANLEY BLACK & DECKER INC | $11,000 | +120.0% | 65 | +97.0% | 0.01% | +150.0% |
| TTD | New | THE TRADE DESK INC | $11,000 | – | 21 | – | 0.01% | – |
| CSX | Buy | CSX CORP | $11,000 | +120.0% | 137 | +104.5% | 0.01% | +150.0% |
| BYND | Buy | BEYOND MEAT INC | $11,000 | +175.0% | 69 | +122.6% | 0.01% | +150.0% |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $9,000 | +80.0% | 493 | +104.6% | 0.00% | +100.0% |
| EVBG | Buy | EVERBRIDGE INC | $9,000 | +80.0% | 71 | +86.8% | 0.00% | +100.0% |
| Sell | VANGUARD WINDSOR II FUND ADMIRAL CLASSm | $6,000 | +20.0% | 91 | -1.1% | 0.00% | +50.0% | |
| Sell | KL ALLOCATION FUND INST'L CLASSm | $7,000 | 0.0% | 483 | -0.4% | 0.00% | 0.0% | |
| TGT | Sell | TARGET CORP | $8,000 | +33.3% | 50 | -2.0% | 0.00% | 0.0% |
| New | AMERICAN FUNDS TARGET DATE 2040 FUND CLASS Am | $7,000 | – | 383 | – | 0.00% | – | |
| WEX | New | WEX INC | $8,000 | – | 60 | – | 0.00% | – |
| F | Sell | FORD MTR CO DEL | $6,000 | 0.0% | 932 | -0.2% | 0.00% | 0.0% |
| Buy | COLUMBIA TAX-EXEMPT FUND CLASS Am | $6,000 | +20.0% | 415 | +0.2% | 0.00% | +50.0% | |
| NKLA | New | NIKOLA CORP | $6,000 | – | 280 | – | 0.00% | – |
| IDXX | New | IDEXX LABS INC | $6,000 | – | 14 | – | 0.00% | – |
| BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $7,000 | 0.0% | 83 | +2.5% | 0.00% | 0.0% |
| ASML | New | ASML HOLDING N V | $5,000 | – | 13 | – | 0.00% | – |
| TS | New | TENARIS S Asponsored ads | $3,000 | – | 300 | – | 0.00% | – |
| LUMN | Sell | LUMEN TECHNOLOGIES INC | $2,000 | 0.0% | 212 | -0.9% | 0.00% | 0.0% |
| CWBHF | New | CHARLOTTES WEB HOLDINGS INCc | $0 | – | 120 | – | 0.00% | – |
| VREX | New | VAREX IMAGING CORP | $1,000 | – | 96 | – | 0.00% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -1 | – | 0.00% | – |
| NLS | Exit | NAUTILUS INC | $0 | – | -3 | – | 0.00% | – |
| SONY | Exit | SONY CORPsponsored adr | $0 | – | -2 | – | 0.00% | – |
| CVS | Exit | CVS HEALTH CORP | $0 | – | -4 | – | 0.00% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -2 | – | 0.00% | – |
| CCL | Exit | CARNIVAL CORPunit 99/99/9999 | $0 | – | -2 | – | 0.00% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -1 | – | 0.00% | – |
| CIM | Sell | CHIMERA INVT CORP | $0 | -100.0% | 26 | -51.9% | 0.00% | – |
| CLUBQ | Exit | TOWN SPORTS INTL HLDGS INC | $0 | – | -1 | – | 0.00% | – |
| PLNT | Exit | PLANET FITNESS INCcl a | $0 | – | -3 | – | 0.00% | – |
| PSTI | Buy | PLURISTEM THERAPEUTICS INC | $1,000 | 0.0% | 125 | +66.7% | 0.00% | – |
| DNKN | Exit | DUNKIN BRANDS GROUP INC | $0 | – | -1 | – | 0.00% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -1 | – | 0.00% | – |
| RCL | Exit | ROYAL CARIBBEAN CRUISES LTD | $0 | – | -1 | – | 0.00% | – |
| GTX | Exit | GARRETT MOTION INC | $0 | – | -42 | – | 0.00% | – |
| EA | Exit | ELECTRONIC ARTS INC | $0 | – | -2 | – | 0.00% | – |
| CXP | Exit | COLUMBIA PPTY TR INC | $0 | – | -1,000 | – | -0.01% | – |
| OKE | Exit | ONEOK INC NEW | $0 | – | -4,629 | – | -0.07% | – |
| AAPL | Exit | APPLE INC | $0 | – | -32,158 | – | -5.44% | – |
Q2 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | New | APPLE INC | $11,731,000 | – | 32,158 | – | 5.44% | – |
| BLK | New | BLACKROCK INC | $10,782,000 | – | 19,816 | – | 5.00% | – |
| CSCO | New | CISCO SYS INC | $10,359,000 | – | 222,110 | – | 4.80% | – |
| New | HORIZON ACTIVE RISK ASSIST FUND CLASS Nm | $8,127,000 | – | 437,889 | – | 3.77% | – | |
| TSM | New | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $7,478,000 | – | 131,732 | – | 3.46% | – |
| PG | New | PROCTER AND GAMBLE CO | $6,858,000 | – | 57,357 | – | 3.18% | – |
| T | New | AT&T INC | $6,706,000 | – | 221,836 | – | 3.11% | – |
| WMT | New | WALMART INC | $5,849,000 | – | 48,828 | – | 2.71% | – |
| CVX | New | CHEVRON CORP NEW | $5,660,000 | – | 63,428 | – | 2.62% | – |
| LMT | New | LOCKHEED MARTIN CORP | $5,587,000 | – | 15,311 | – | 2.59% | – |
| QCOM | New | QUALCOMM INC | $5,527,000 | – | 60,596 | – | 2.56% | – |
| UL | New | UNILEVER PLCspon adr new | $5,156,000 | – | 93,947 | – | 2.39% | – |
| GSK | New | GLAXOSMITHKLINE PLCsponsored adr | $4,715,000 | – | 115,595 | – | 2.18% | – |
| C | New | CITIGROUP INC | $4,689,000 | – | 91,762 | – | 2.17% | – |
| PFE | New | PFIZER INC | $4,563,000 | – | 139,554 | – | 2.11% | – |
| New | PRINCIPAL GLOBAL DIVERSIFIED INCOME INST'L CLASSm | $4,547,000 | – | 379,512 | – | 2.11% | – | |
| GD | New | GENERAL DYNAMICS CORP | $4,546,000 | – | 30,418 | – | 2.11% | – |
| MO | New | ALTRIA GROUP INC | $4,521,000 | – | 115,194 | – | 2.10% | – |
| HON | New | HONEYWELL INTL INC | $4,398,000 | – | 30,418 | – | 2.04% | – |
| GM | New | GENERAL MTRS CO | $4,252,000 | – | 168,053 | – | 1.97% | – |
| BAC | New | BK OF AMERICA CORP | $4,054,000 | – | 170,688 | – | 1.88% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $3,840,000 | – | 34,541 | – | 1.78% | – |
| RDSB | New | ROYAL DUTCH SHELL PLCspon adr b | $3,796,000 | – | 124,677 | – | 1.76% | – |
| New | HORIZON ACTIVE INCOME FUND CLASS Nm | $3,756,000 | – | 394,524 | – | 1.74% | – | |
| AMGN | New | AMGEN INC | $3,678,000 | – | 15,595 | – | 1.70% | – |
| LOW | New | LOWES COS INC | $3,667,000 | – | 27,137 | – | 1.70% | – |
| New | VANGUARD SHORT-TERM TAX-EXEMPT FUND INVESTOR CLASSm | $3,643,000 | – | 228,821 | – | 1.69% | – | |
| KMI | New | KINDER MORGAN INC DEL | $3,487,000 | – | 229,829 | – | 1.62% | – |
| SNY | New | SANOFIsponsored adr | $3,435,000 | – | 67,279 | – | 1.59% | – |
| BMY | New | BRISTOL-MYERS SQUIBB CO | $3,346,000 | – | 56,901 | – | 1.55% | – |
| PEP | New | PEPSICO INC | $3,169,000 | – | 23,957 | – | 1.47% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $2,960,000 | – | 24,512 | – | 1.37% | – |
| MDT | New | MEDTRONIC PLC | $2,915,000 | – | 31,783 | – | 1.35% | – |
| FTSM | New | FIRST TR EXCHANGE-TRADED FDfirst tr enh new | $2,847,000 | – | 47,459 | – | 1.32% | – |
| JNJ | New | JOHNSON & JOHNSON | $2,527,000 | – | 17,968 | – | 1.17% | – |
| FTCS | New | FIRST TR NASDAQ-100 TECH INDcap strength etf | $2,491,000 | – | 42,637 | – | 1.15% | – |
| GILD | New | GILEAD SCIENCES INC | $2,465,000 | – | 32,035 | – | 1.14% | – |
| FYX | New | FIRST TR SML CP CORE ALPHA F | $2,461,000 | – | 45,336 | – | 1.14% | – |
| FNY | New | FIRST TR EXCHANGE-TRADED ALPmid cp gr alph | $2,415,000 | – | 50,516 | – | 1.12% | – |
| New | VANGUARD 500 INDEX FUND ADMIRAL CLASSm | $2,291,000 | – | 8,009 | – | 1.06% | – | |
| FPE | New | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $2,116,000 | – | 114,885 | – | 0.98% | – |
| New | HORIZON US RISK ASSIST FUND INVESTOR CLASSm | $2,047,000 | – | 86,355 | – | 0.95% | – | |
| New | ORINDA INCOME OPPORTUNITIES FUND CLASS Im | $2,022,000 | – | 138,606 | – | 0.94% | – | |
| New | HORIZON MULTI ASSET INCOME FUND INVESTOR CLASSm | $1,529,000 | – | 71,605 | – | 0.71% | – | |
| New | BLACKROCK MULTI-ASSET INCOME PORTFOLIO INST'L CLASSm | $1,499,000 | – | 144,513 | – | 0.70% | – | |
| New | VANGUARD TOTAL STOCK MARKET INDEX FUND ADMIRAL CLASSm | $1,421,000 | – | 18,629 | – | 0.66% | – | |
| HUSV | New | FIRST TR EXCH TRADED FD IIIhorizon dmst etf | $1,416,000 | – | 55,692 | – | 0.66% | – |
| New | HORIZON DEFINED RISK FUND ADVISOR CLASSm | $1,407,000 | – | 27,159 | – | 0.65% | – | |
| New | HORIZON ACTIVE ASSET ALLOCATION FUND CLASS Nm | $1,072,000 | – | 90,563 | – | 0.50% | – | |
| New | HORIZON ACTIVE DIVIDEND FUND ADVISOR CLASSm | $850,000 | – | 17,496 | – | 0.39% | – | |
| New | FPA NEW INCOME FUND CLASS Am | $831,000 | – | 83,237 | – | 0.38% | – | |
| HD | New | HOME DEPOT INC | $742,000 | – | 2,963 | – | 0.34% | – |
| New | WILSHIRE 5000 INDEX FUND INST'L CLASSm | $731,000 | – | 32,937 | – | 0.34% | – | |
| New | AKRE FOCUS FUND INSTL CLASSm | $666,000 | – | 13,512 | – | 0.31% | – | |
| HDMV | New | FIRST TR EXCH TRADED FD IIIhorizon mngd etf | $612,000 | – | 21,873 | – | 0.28% | – |
| New | VANGUARD DIVIDEND GROWTH FUND INVESTOR CLASSm | $398,000 | – | 14,060 | – | 0.18% | – | |
| DUK | New | DUKE ENERGY CORP NEW | $364,000 | – | 4,554 | – | 0.17% | – |
| MSFT | New | MICROSOFT CORP | $316,000 | – | 1,553 | – | 0.15% | – |
| GOOGL | New | ALPHABET INCcap stk cl a | $286,000 | – | 202 | – | 0.13% | – |
| NEE | New | NEXTERA ENERGY INC | $232,000 | – | 964 | – | 0.11% | – |
| FRT | New | FEDERAL REALTY INVT TRsh ben int new | $221,000 | – | 2,590 | – | 0.10% | – |
| EIX | New | EDISON INTL | $217,000 | – | 4,000 | – | 0.10% | – |
| EPD | New | ENTERPRISE PRODS PARTNERS L | $212,000 | – | 11,665 | – | 0.10% | – |
| New | VANGUARD TARGET RETIREMENT FUND INCOME INVESTOR CLASSm | $198,000 | – | 13,985 | – | 0.09% | – | |
| New | SHADOW HEALTH, INCpp | $170,000 | – | 20,000 | – | 0.08% | – | |
| ADBE | New | ADOBE INC | $157,000 | – | 360 | – | 0.07% | – |
| OKE | New | ONEOK INC NEW | $154,000 | – | 4,629 | – | 0.07% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $151,000 | – | 2,731 | – | 0.07% | – |
| SO | New | SOUTHERN CO | $147,000 | – | 2,835 | – | 0.07% | – |
| New | FIRST EAGLE GLOBAL FUND CLASS Im | $145,000 | – | 2,699 | – | 0.07% | – | |
| ES | New | EVERSOURCE ENERGY | $141,000 | – | 1,697 | – | 0.06% | – |
| TSLA | New | TESLA INC | $138,000 | – | 128 | – | 0.06% | – |
| EXC | New | EXELON CORP | $132,000 | – | 3,627 | – | 0.06% | – |
| WFCPRL | New | WELLS FARGO CO NEWperp pfd cnv a | $130,000 | – | 100 | – | 0.06% | – |
| FEX | New | FIRST TR LRGE CP CORE ALPHA | $126,000 | – | 2,122 | – | 0.06% | – |
| TFX | New | TELEFLEX INCORPORATED | $122,000 | – | 336 | – | 0.06% | – |
| New | LAMAR TEX CONS INDPT SCH DIST ULTD TAX REF BDS 2016 A 4.000percentage 02/15/31 DTD 02/15/16mb | $119,000 | – | 105,000 | – | 0.06% | – | |
| USMV | New | ISHARES TRmsci min vol etf | $108,000 | – | 1,776 | – | 0.05% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $105,000 | – | 342 | – | 0.05% | – |
| New | LOUISIANA PUB FACS AUTH LEASE REV BDS 2016 A CALLABLE BOOK ENTRY ONLYmb | $105,000 | – | 100,000 | – | 0.05% | – | |
| New | METROPOLITAN PIER EXPOSITION PROJ BDS 2012Bmb | $101,000 | – | 100,000 | – | 0.05% | – | |
| JPM | New | JPMORGAN CHASE & CO | $99,000 | – | 1,049 | – | 0.05% | – |
| New | COLLEGE STATION TEX INDPT SCH ULTD TAX SCH BLDG BDS 2016 4.000percentage 08/15/26 DTD 02/15/16mb | $99,000 | – | 85,000 | – | 0.05% | – | |
| MGK | New | VANGUARD WORLD FDmega grwth ind | $95,000 | – | 578 | – | 0.04% | – |
| PWB | New | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $91,000 | – | 1,669 | – | 0.04% | – |
| LMBS | New | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $86,000 | – | 1,669 | – | 0.04% | – |
| New | VANGUARD HEALTH CARE FUND INVESTOR CLASSm | $80,000 | – | 384 | – | 0.04% | – | |
| JPS | New | NUVEEN PFD & INCM SECURTIES | $76,000 | – | 9,000 | – | 0.04% | – |
| MCD | New | MCDONALDS CORP | $74,000 | – | 400 | – | 0.03% | – |
| MGV | New | VANGUARD WORLD FDmega cap val etf | $72,000 | – | 978 | – | 0.03% | – |
| AMZN | New | AMAZON COM INC | $72,000 | – | 26 | – | 0.03% | – |
| IJH | New | ISHARES TRcore s&p mcp etf | $69,000 | – | 390 | – | 0.03% | – |
| New | MAIRS AND POWERS GROWTH FUNDm | $70,000 | – | 580 | – | 0.03% | – | |
| GOOG | New | ALPHABET INCcap stk cl c | $66,000 | – | 47 | – | 0.03% | – |
| SHY | New | ISHARES TR1 3 yr treas bd | $67,000 | – | 770 | – | 0.03% | – |
| TFC | New | TRUIST FINL CORP | $64,000 | – | 1,705 | – | 0.03% | – |
| DVY | New | ISHARES TRselect divid etf | $62,000 | – | 771 | – | 0.03% | – |
| AEP | New | AMERICAN ELEC PWR CO INC | $60,000 | – | 750 | – | 0.03% | – |
| YUM | New | YUM BRANDS INC | $61,000 | – | 700 | – | 0.03% | – |
| New | BERNALILLO CNTY NEW MEX GO BDS 2016 3.000percentage 08/15/29 DTD 03/22/16mb | $54,000 | – | 50,000 | – | 0.02% | – | |
| PPL | New | PPL CORP | $52,000 | – | 2,000 | – | 0.02% | – |
| XOM | New | EXXON MOBIL CORP | $50,000 | – | 1,118 | – | 0.02% | – |
| FIXD | New | FIRST TR EXCHNG TRADED FD VItcw opportunis | $48,000 | – | 878 | – | 0.02% | – |
| New | VANGUARD PRIMECAP FUND INVESTOR CLASSm | $48,000 | – | 367 | – | 0.02% | – | |
| New | BRIGHTWATER MEDICAL, INC SERIES A PREFERRED STOCKpp | $43,000 | – | 226,269 | – | 0.02% | – | |
| CWI | New | SPDR INDEX SHS FDSmsci acwi exus | $40,000 | – | 1,763 | – | 0.02% | – |
| HSMV | New | FIRST TR EXCH TRADED FD IIIhorizon vol smcp | $42,000 | – | 1,722 | – | 0.02% | – |
| VUG | New | VANGUARD INDEX FDSgrowth etf | $42,000 | – | 209 | – | 0.02% | – |
| INTC | New | INTEL CORP | $41,000 | – | 686 | – | 0.02% | – |
| VTV | New | VANGUARD INDEX FDSvalue etf | $36,000 | – | 363 | – | 0.02% | – |
| BTI | New | BRITISH AMERN TOB PLCsponsored adr | $37,000 | – | 962 | – | 0.02% | – |
| FTA | New | FIRST TR LRG CP VL ALPHADEX | $37,000 | – | 823 | – | 0.02% | – |
| New | VANGUARD SHORT-TERM INVESTMENT-GRADE FUND ADMIRAL CLASSm | $35,000 | – | 3,239 | – | 0.02% | – | |
| MRK | New | MERCK & CO. INC | $34,000 | – | 440 | – | 0.02% | – |
| LLY | New | LILLY ELI & CO | $33,000 | – | 200 | – | 0.02% | – |
| New | JP MORGAN GROWTH ADVANTAGE FUND CLASS Am | $31,000 | – | 1,210 | – | 0.01% | – | |
| STE | New | STERIS PLC | $31,000 | – | 200 | – | 0.01% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $31,000 | – | 172 | – | 0.01% | – |
| New | HEARTLAND VALUE FUND INV CLASSm | $28,000 | – | 852 | – | 0.01% | – | |
| New | BELLAIRE TEX GO BDS 2014 3.000percentage 02/15/27 DTD 09/01/14mb | $26,000 | – | 25,000 | – | 0.01% | – | |
| UNP | New | UNION PAC CORP | $25,000 | – | 150 | – | 0.01% | – |
| BBY | New | BEST BUY INC | $26,000 | – | 301 | – | 0.01% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $26,000 | – | 89 | – | 0.01% | – |
| New | BARNSTABLE MASS GO MUN PURP LN BDS 2016 3.000percentage 02/15/31 DTD 02/25/16mb | $22,000 | – | 20,000 | – | 0.01% | – | |
| SSB | New | SOUTH ST CORP | $22,000 | – | 466 | – | 0.01% | – |
| CMCSA | New | COMCAST CORP NEWcl a | $20,000 | – | 502 | – | 0.01% | – |
| New | OAKMARK OAKMARK FUND INVESTOR CLASSm | $19,000 | – | 277 | – | 0.01% | – | |
| VOT | New | VANGUARD INDEX FDSmcap gr idxvip | $19,000 | – | 114 | – | 0.01% | – |
| COF | New | CAPITAL ONE FINL CORP | $19,000 | – | 298 | – | 0.01% | – |
| New | RESOURCE REAL ESTATE OPPORTUNITY REIT INC COMre | $18,000 | – | 1,599 | – | 0.01% | – | |
| J | New | JACOBS ENGR GROUP INC | $17,000 | – | 205 | – | 0.01% | – |
| ABBV | New | ABBVIE INC | $15,000 | – | 153 | – | 0.01% | – |
| CAT | New | CATERPILLAR INC DEL | $16,000 | – | 124 | – | 0.01% | – |
| PANW | New | PALO ALTO NETWORKS INC | $16,000 | – | 70 | – | 0.01% | – |
| CNP | New | CENTERPOINT ENERGY INC | $15,000 | – | 800 | – | 0.01% | – |
| RY | New | ROYAL BK CDA | $16,000 | – | 234 | – | 0.01% | – |
| SBUX | New | STARBUCKS CORP | $16,000 | – | 213 | – | 0.01% | – |
| New | FIRST EAGLE OVERSEAS FUND CLASS Am | $13,000 | – | 565 | – | 0.01% | – | |
| New | FPA CRESCENT FUNDm | $13,000 | – | 440 | – | 0.01% | – | |
| CXP | New | COLUMBIA PPTY TR INC | $13,000 | – | 1,000 | – | 0.01% | – |
| SWKS | New | SKYWORKS SOLUTIONS INC | $13,000 | – | 105 | – | 0.01% | – |
| BAM | New | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $14,000 | – | 412 | – | 0.01% | – |
| BSX | New | BOSTON SCIENTIFIC CORP | $12,000 | – | 337 | – | 0.01% | – |
| CLB | New | CORE LABORATORIES N V | $14,000 | – | 700 | – | 0.01% | – |
| New | CELEBRATION CMNTY DEV DIST FLA SPL ASSMT SER A 5.000percentage 05/01/2022 B/E DTD 04/01/2002 CLBmb | $10,000 | – | 10,000 | – | 0.01% | – | |
| SNV | New | SYNOVUS FINL CORP | $10,000 | – | 473 | – | 0.01% | – |
| HYLS | New | FIRST TR EXCHANGE-TRADED FDfirst tr ta hiyl | $11,000 | – | 234 | – | 0.01% | – |
| ORCL | New | ORACLE CORP | $11,000 | – | 200 | – | 0.01% | – |
| FTSL | New | FIRST TR EXCHANGE-TRADED FDsenior ln fd | $10,000 | – | 226 | – | 0.01% | – |
| NI | New | NISOURCE INC | $8,000 | – | 340 | – | 0.00% | – |
| BA | New | BOEING CO | $9,000 | – | 50 | – | 0.00% | – |
| ABT | New | ABBOTT LABS | $9,000 | – | 100 | – | 0.00% | – |
| UPWK | New | UPWORK INC | $6,000 | – | 409 | – | 0.00% | – |
| AEE | New | AMEREN CORP | $7,000 | – | 103 | – | 0.00% | – |
| KO | New | COCA COLA CO | $7,000 | – | 159 | – | 0.00% | – |
| F | New | FORD MTR CO DEL | $6,000 | – | 934 | – | 0.00% | – |
| BKH | New | BLACK HILLS CORP | $7,000 | – | 116 | – | 0.00% | – |
| ENB | New | ENBRIDGE INC | $6,000 | – | 192 | – | 0.00% | – |
| SQ | New | SQUARE INCcl a | $6,000 | – | 56 | – | 0.00% | – |
| TGT | New | TARGET CORP | $6,000 | – | 51 | – | 0.00% | – |
| TDOC | New | TELADOC HEALTH INC | $6,000 | – | 29 | – | 0.00% | – |
| BND | New | VANGUARD BD INDEX FDStotal bnd mrkt | $7,000 | – | 81 | – | 0.00% | – |
| CNI | New | CANADIAN NATL RY CO | $7,000 | – | 80 | – | 0.00% | – |
| New | KL ALLOCATION FUND INST'L CLASSm | $7,000 | – | 485 | – | 0.00% | – | |
| MRNA | New | MODERNA INC | $5,000 | – | 84 | – | 0.00% | – |
| TXN | New | TEXAS INSTRS INC | $5,000 | – | 37 | – | 0.00% | – |
| SWK | New | STANLEY BLACK & DECKER INC | $5,000 | – | 33 | – | 0.00% | – |
| SHV | New | ISHARES TRshort treas bd | $5,000 | – | 48 | – | 0.00% | – |
| SFIX | New | STITCH FIX INC | $4,000 | – | 172 | – | 0.00% | – |
| CI | New | CIGNA CORP NEW | $4,000 | – | 20 | – | 0.00% | – |
| CSX | New | CSX CORP | $5,000 | – | 67 | – | 0.00% | – |
| EVBG | New | EVERBRIDGE INC | $5,000 | – | 38 | – | 0.00% | – |
| MASI | New | MASIMO CORP | $5,000 | – | 23 | – | 0.00% | – |
| DOW | New | DOW INC | $4,000 | – | 110 | – | 0.00% | – |
| ORLY | New | OREILLY AUTOMOTIVE INC | $5,000 | – | 12 | – | 0.00% | – |
| New | COLUMBIA TAX-EXEMPT FUND CLASS Am | $5,000 | – | 414 | – | 0.00% | – | |
| MPW | New | MEDICAL PPTYS TRUST INC | $5,000 | – | 241 | – | 0.00% | – |
| BYND | New | BEYOND MEAT INC | $4,000 | – | 31 | – | 0.00% | – |
| New | VANGUARD WINDSOR II FUND ADMIRAL CLASSm | $5,000 | – | 92 | – | 0.00% | – | |
| SYY | New | SYSCO CORP | $3,000 | – | 50 | – | 0.00% | – |
| CHE | New | CHEMED CORP NEW | $2,000 | – | 5 | – | 0.00% | – |
| LUMN | New | CENTURYLINK INC | $2,000 | – | 214 | – | 0.00% | – |
| NRG | New | NRG ENERGY INC | $2,000 | – | 76 | – | 0.00% | – |
| MYL | New | MYLAN NV | $3,000 | – | 200 | – | 0.00% | – |
| PNC | New | PNC FINL SVCS GROUP INC | $3,000 | – | 31 | – | 0.00% | – |
| PDM | New | PIEDMONT OFFICE REALTY TR IN | $3,000 | – | 210 | – | 0.00% | – |
| CLUBQ | New | TOWN SPORTS INTL HLDGS INC | $0 | – | 1 | – | 0.00% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $1,000 | – | 100 | – | 0.00% | – |
| CIM | New | CHIMERA INVT CORP | $1,000 | – | 54 | – | 0.00% | – |
| RCL | New | ROYAL CARIBBEAN CRUISES LTD | $0 | – | 1 | – | 0.00% | – |
| EA | New | ELECTRONIC ARTS INC | $0 | – | 2 | – | 0.00% | – |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $0 | – | 2 | – | 0.00% | – |
| PSTI | New | PLURISTEM THERAPEUTICS INC | $1,000 | – | 75 | – | 0.00% | – |
| CARR | New | CARRIER GLOBAL CORPORATION | $0 | – | 19 | – | 0.00% | – |
| DNKN | New | DUNKIN BRANDS GROUP INC | $0 | – | 1 | – | 0.00% | – |
| WTRG | New | ESSENTIAL UTILS INC | $0 | – | 5 | – | 0.00% | – |
| SONY | New | SONY CORPsponsored adr | $0 | – | 2 | – | 0.00% | – |
| SNAP | New | SNAP INCcl a | $1,000 | – | 50 | – | 0.00% | – |
| OGEN | New | ORAGENICS INC | $1,000 | – | 1,330 | – | 0.00% | – |
| QSR | New | RESTAURANT BRANDS INTL INC | $1,000 | – | 16 | – | 0.00% | – |
| OTIS | New | OTIS WORLDWIDE CORP | $1,000 | – | 9 | – | 0.00% | – |
| REZI | New | RESIDEO TECHNOLOGIES INC | $1,000 | – | 71 | – | 0.00% | – |
| WFC | New | WELLS FARGO CO NEW | $0 | – | 1 | – | 0.00% | – |
| RTX | New | RAYTHEON TECHNOLOGIES CORP | $1,000 | – | 19 | – | 0.00% | – |
| PRU | New | PRUDENTIAL FINL INC | $0 | – | 5 | – | 0.00% | – |
| ATVI | New | ACTIVISION BLIZZARD INC | $0 | – | 2 | – | 0.00% | – |
| GTX | New | GARRETT MOTION INC | $0 | – | 42 | – | 0.00% | – |
| GIS | New | GENERAL MLS INC | $0 | – | 1 | – | 0.00% | – |
| DAL | New | DELTA AIR LINES INC DEL | $0 | – | 2 | – | 0.00% | – |
| NLS | New | NAUTILUS INC | $0 | – | 3 | – | 0.00% | – |
| PLNT | New | PLANET FITNESS INCcl a | $0 | – | 3 | – | 0.00% | – |
| CVS | New | CVS HEALTH CORP | $0 | – | 4 | – | 0.00% | – |
| BC | New | BRUNSWICK CORP | $0 | – | 1 | – | 0.00% | – |
Q4 2019
Q3 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| T | Sell | AT&T INC | $13,832,000 | +11.6% | 365,526 | -1.2% | 6.46% | +9.6% |
| AAPL | Sell | APPLE INC | $11,563,000 | +12.0% | 51,627 | -1.0% | 5.40% | +10.1% |
| Buy | PRINCIPAL GLOBAL DIVERSIFIED INCOME INST'L CLASSm | $9,835,000 | +5.8% | 722,125 | +5.7% | 4.59% | +4.0% | |
| CSCO | Sell | CISCO SYS INC | $8,564,000 | -9.9% | 173,332 | -0.2% | 4.00% | -11.5% |
| BLK | Buy | BLACKROCK INC | $8,291,000 | +73.3% | 18,604 | +82.4% | 3.87% | +70.3% |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $8,126,000 | +17.9% | 174,829 | -0.7% | 3.79% | +15.8% |
| Buy | HORIZON ACTIVE RISK ASSIST FUND CLASS Nm | $7,605,000 | +56.8% | 370,275 | +58.9% | 3.55% | +54.1% | |
| PG | Buy | PROCTER & GAMBLE CO | $7,382,000 | +14664.0% | 59,353 | +13002.2% | 3.45% | +14258.3% |
| KMI | Sell | KINDER MORGAN INC DEL | $7,081,000 | -2.2% | 343,558 | -0.9% | 3.30% | -3.9% |
| DRI | Sell | DARDEN RESTAURANTS INC | $6,642,000 | -3.7% | 56,187 | -0.8% | 3.10% | -5.3% |
| GILD | Sell | GILEAD SCIENCES INC | $6,345,000 | -6.8% | 100,111 | -0.6% | 2.96% | -8.4% |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $6,134,000 | -48.9% | 102,402 | -43.9% | 2.86% | -49.8% |
| Buy | ORINDA INCOME OPPORTUNITIES FUND CLASS Im | $5,335,000 | +7.8% | 243,828 | +5.9% | 2.49% | +5.9% | |
| C | Sell | CITIGROUP INC | $5,245,000 | -2.1% | 75,932 | -0.7% | 2.45% | -3.8% |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $5,146,000 | +5.8% | 120,574 | -0.8% | 2.40% | +3.9% |
| BAC | Sell | BANK AMER CORP | $5,028,000 | -0.1% | 172,371 | -0.7% | 2.35% | -1.8% |
| LMT | New | LOCKHEED MARTIN CORP | $4,940,000 | – | 12,666 | – | 2.31% | – |
| QCOM | Sell | QUALCOMM INC | $4,314,000 | -1.2% | 56,558 | -1.5% | 2.01% | -2.9% |
| PFE | Sell | PFIZER INC | $4,312,000 | -18.6% | 120,017 | -1.9% | 2.01% | -20.0% |
| Buy | VANGUARD SHORT-TERM TAX-EXEMPT FUND INVESTOR CLASSm | $4,244,000 | +46.0% | 268,117 | +46.1% | 1.98% | +43.6% | |
| CVX | Sell | CHEVRON CORP NEW | $4,109,000 | -5.4% | 34,644 | -0.8% | 1.92% | -7.1% |
| MDT | Sell | MEDTRONIC PLC | $4,052,000 | +10.0% | 37,303 | -1.4% | 1.89% | +8.1% |
| WMT | Sell | WALMART INC | $4,051,000 | +6.1% | 34,136 | -1.2% | 1.89% | +4.3% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $3,816,000 | +6.1% | 75,251 | -5.1% | 1.78% | +4.2% |
| MO | Sell | ALTRIA GROUP INC | $3,813,000 | -15.4% | 93,231 | -2.1% | 1.78% | -16.9% |
| GD | Sell | GENERAL DYNAMICS CORP | $3,590,000 | -0.6% | 19,645 | -1.1% | 1.68% | -2.3% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $3,537,000 | +15.1% | 29,523 | -0.8% | 1.65% | +13.1% |
| SNY | Sell | SANOFIsponsored adr | $3,522,000 | +6.3% | 76,021 | -0.7% | 1.64% | +4.5% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $3,429,000 | +4.7% | 23,583 | -0.7% | 1.60% | +2.9% |
| AMGN | Sell | AMGEN INC | $3,423,000 | +3.9% | 17,691 | -1.0% | 1.60% | +2.1% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $3,420,000 | +14.2% | 9,124 | -1.6% | 1.60% | +12.2% |
| GM | Sell | GENERAL MTRS CO | $3,400,000 | -6.6% | 90,721 | -3.9% | 1.59% | -8.2% |
| RCL | Sell | ROYAL CARIBBEAN CRUISES LTD | $3,205,000 | -13.3% | 29,582 | -3.0% | 1.50% | -14.8% |
| JNJ | Sell | JOHNSON & JOHNSON | $2,484,000 | -7.6% | 19,202 | -0.5% | 1.16% | -9.2% |
| Buy | HORIZON DEFINED RISK FUND ADVISOR CLASSm | $1,694,000 | +56.4% | 32,267 | +55.1% | 0.79% | +53.9% | |
| Buy | HORIZON ACTIVE INCOME FUND CLASS Nm | $1,658,000 | +50.6% | 175,810 | +49.8% | 0.77% | +48.0% | |
| Sell | VANGUARD TOTAL STOCK MARKET INDEX FUND ADMIRAL CLASSm | $1,541,000 | +0.6% | 20,961 | -0.0% | 0.72% | -1.2% | |
| FTSM | New | FIRST TR EXCHANGE TRADED FDfirst tr enh new | $1,422,000 | – | 23,667 | – | 0.66% | – |
| Sell | FPA NEW INCOME FUND CLASS Am | $1,373,000 | -0.3% | 137,305 | -0.5% | 0.64% | -2.0% | |
| Buy | HORIZON ACTIVE DIVIDEND FUND ADVISOR CLASSm | $1,317,000 | +46.2% | 23,231 | +49.0% | 0.62% | +43.7% | |
| Buy | VANGUARD 500 INDEX FUND ADMIRAL CLASSm | $1,258,000 | +2825.6% | 4,579 | +2779.9% | 0.59% | +2835.0% | |
| Buy | HORIZON ACTIVE ASSET ALLOCATION FUND CLASS Nm | $1,085,000 | +31.5% | 89,815 | +32.4% | 0.51% | +29.1% | |
| DOW | Buy | DOW INC | $833,000 | +6.8% | 17,486 | +10.5% | 0.39% | +4.9% |
| HUSV | Buy | FIRST TR EXCH TRADED FD IIIhorizon dmst etf | $792,000 | +56.8% | 28,746 | +50.7% | 0.37% | +54.2% |
| HDMV | Buy | FIRST TR EXCH TRADED FD IIIhorizon mngd etf | $302,000 | +54.1% | 9,087 | +56.8% | 0.14% | +51.6% |
| New | VANGUARD TARGET RETIREMENT FUND INCOME INVESTOR CLASSm | $278,000 | – | 20,103 | – | 0.13% | – | |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $220,000 | +51.7% | 2,603 | +49.3% | 0.10% | +49.3% |
| SO | Sell | SOUTHERN CO | $215,000 | -57.9% | 3,485 | -62.3% | 0.10% | -58.8% |
| ES | Sell | EVERSOURCE ENERGY | $161,000 | +7.3% | 1,879 | -5.3% | 0.08% | +5.6% |
| SHV | Buy | ISHARES TRshort treas bd | $129,000 | +50.0% | 1,164 | +49.6% | 0.06% | +46.3% |
| PEP | Sell | PEPSICO INC | $116,000 | -32.6% | 847 | -35.5% | 0.05% | -34.1% |
| FEX | Buy | FIRST TR LRGE CP CORE ALPHA | $112,000 | +25.8% | 1,843 | +26.6% | 0.05% | +23.8% |
| Sell | BRIGHTWATER MEDICAL, INC SERIES A PREFERRED STOCKpp | $97,000 | -58.7% | 226,269 | -58.8% | 0.04% | -59.8% | |
| XOM | Sell | EXXON MOBIL CORP | $79,000 | -25.5% | 1,118 | -19.3% | 0.04% | -26.0% |
| MGV | Sell | VANGUARD WORLD FDmega cap val etf | $80,000 | -32.2% | 978 | -33.2% | 0.04% | -33.9% |
| MGK | Sell | VANGUARD WORLD FDmega grwth ind | $77,000 | -31.9% | 578 | -33.8% | 0.04% | -33.3% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $75,000 | -9.6% | 390 | -8.7% | 0.04% | -10.3% |
| PWB | Buy | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $76,000 | +26.7% | 1,566 | +26.7% | 0.04% | +20.7% |
| Sell | MAIRS AND POWERS GROWTH FUNDm | $72,000 | +1.4% | 576 | -0.7% | 0.03% | 0.0% | |
| ABBV | Sell | ABBVIE INC | $56,000 | -1.8% | 746 | -5.1% | 0.03% | -3.7% |
| INTC | Sell | INTEL CORP | $47,000 | -11.3% | 921 | -16.8% | 0.02% | -12.0% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $48,000 | +65.5% | 570 | +66.7% | 0.02% | +57.1% |
| Sell | VANGUARD SHORT-TERM INVESTMENT-GRADE FUND ADMIRAL CLASSm | $43,000 | -55.7% | 3,993 | -55.7% | 0.02% | -56.5% | |
| UNP | Sell | UNION PACIFIC CORP | $42,000 | -32.3% | 257 | -29.4% | 0.02% | -31.0% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $41,000 | -24.1% | 363 | -25.5% | 0.02% | -26.9% |
| FTA | Buy | FIRST TR LRG CP VL ALPHADEX | $38,000 | +26.7% | 730 | +28.5% | 0.02% | +28.6% |
| VBK | Sell | VANGUARD INDEX FDSsml cp grw etf | $36,000 | -30.8% | 200 | -28.8% | 0.02% | -32.0% |
| CWI | Buy | SPDR INDEX SHS FDSmsci acwi exus | $36,000 | +20.0% | 1,479 | +83.0% | 0.02% | +21.4% |
| AMZN | Buy | AMAZON COM INC | $36,000 | 0.0% | 21 | +10.5% | 0.02% | 0.0% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $35,000 | -27.1% | 209 | -29.2% | 0.02% | -30.4% |
| KMB | Sell | KIMBERLY CLARK CORP | $30,000 | -47.4% | 213 | -50.0% | 0.01% | -48.1% |
| Sell | JP MORGAN GROWTH ADVANTAGE FUND CLASS Am | $26,000 | -33.3% | 1,210 | -33.2% | 0.01% | -36.8% | |
| Buy | RESOURCE REAL ESTATE OPPORTUNITY REIT INC COMre | $17,000 | 0.0% | 1,553 | +1.4% | 0.01% | 0.0% | |
| DD | Sell | DUPONT DE NEMOURS INC | $17,000 | -99.0% | 234 | -99.0% | 0.01% | -99.0% |
| VOT | Sell | VANGUARD INDEX FDSmcap gr idxvip | $17,000 | -34.6% | 114 | -33.7% | 0.01% | -33.3% |
| SPAB | Buy | SPDR SERIES TRUSTportfolio agrgte | $14,000 | +75.0% | 481 | +67.0% | 0.01% | +75.0% |
| BKH | Sell | BLACK HILLS CORP | $12,000 | -14.3% | 151 | -17.5% | 0.01% | -14.3% |
| BP | Sell | BP PLCsponsored adr | $13,000 | -27.8% | 338 | -23.0% | 0.01% | -33.3% |
| M | Sell | MACYS INC | $11,000 | -99.7% | 709 | -99.6% | 0.01% | -99.8% |
| ABT | Sell | ABBOTT LABS | $8,000 | -33.3% | 100 | -28.6% | 0.00% | -33.3% |
| CTVA | Sell | CORTEVA INC | $7,000 | -98.9% | 234 | -99.0% | 0.00% | -99.1% |
| ENB | Sell | ENBRIDGE INC | $7,000 | -97.1% | 192 | -97.1% | 0.00% | -97.3% |
| CIM | Sell | CHIMERA INVT CORP | $6,000 | -72.7% | 326 | -72.6% | 0.00% | -70.0% |
| SYY | New | SYSCO CORP | $4,000 | – | 50 | – | 0.00% | – |
| LUMN | Sell | CENTURYLINK INC | $4,000 | -50.0% | 347 | -50.9% | 0.00% | -50.0% |
| WHR | Sell | WHIRLPOOL CORP | $4,000 | -71.4% | 27 | -71.9% | 0.00% | -71.4% |
| OXY | Sell | OCCIDENTAL PETE CORP | $3,000 | -99.9% | 58 | -99.9% | 0.00% | -99.9% |
| GTX | Sell | GARRETT MOTION INC | $0 | -100.0% | 42 | -27.6% | 0.00% | – |
| PRU | Sell | PRUDENTIAL FINL INC | $0 | -100.0% | 5 | -91.7% | 0.00% | -100.0% |
| VNQI | Exit | VANGUARD INTL EQUITY INDEX Fglb ex us etf | $0 | – | -23 | – | 0.00% | – |
| Exit | VANGUARD VALUE INDEX FUND ADMIRAL CLASSm | $0 | – | -32 | – | 0.00% | – | |
| GE | Sell | GENERAL ELECTRIC CO | $0 | -100.0% | 40 | -90.9% | 0.00% | -100.0% |
| Exit | AMERICAN FUNDS GROWTH FUND OF AMERICA CLASS F-3m | $0 | – | -68 | – | -0.00% | – | |
| Exit | AMERICAN FUNDS NEW PERSPECTIVE FUND CLASS F-3m | $0 | – | -76 | – | -0.00% | – | |
| Exit | GOLDMAN SACHS ABSOLUTE RETURN TRACKER FUND CLASS Am | $0 | – | -345 | – | -0.00% | – | |
| Exit | VANGUARD WINDSOR FUND INVESTOR CLASSm | $0 | – | -77 | – | -0.00% | – | |
| Exit | BLACKROCK TOTAL FACTOR FUND CLASS Am | $0 | – | -224 | – | -0.00% | – | |
| HDV | Exit | ISHARES TRcore high dv etf | $0 | – | -25 | – | -0.00% | – |
| EWL | Exit | ISHARES INCmsci switzerland | $0 | – | -136 | – | -0.00% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -700 | – | -0.00% | – |
| Exit | CREDIT SUISSE MULTIALTERNATIVE STRATEGY FUND CLASS Am | $0 | – | -540 | – | -0.00% | – | |
| Exit | LOWES COS INC NT 3.800percentage 11/15/21 B/E DTD 11/23/11 CLBb | $0 | – | -5,000 | – | -0.00% | – | |
| Exit | FIDELITY CONTRAFUND RETAIL CLASSm | $0 | – | -311 | – | -0.00% | – | |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -66 | – | -0.00% | – |
| Exit | JP MORGAN SMALL CAP EQUITY FUND CLASS Am | $0 | – | -141 | – | -0.00% | – | |
| Exit | AMGEN INC FIXED RT SR NT 4.500percentage 03/15/20 B/E DTD 03/12/10b | $0 | – | -7,000 | – | -0.00% | – | |
| VNQ | Exit | VANGUARD INDEX FDSreal estate etf | $0 | – | -75 | – | -0.00% | – |
| DRE | Exit | DUKE REALTY CORP | $0 | – | -180 | – | -0.00% | – |
| Exit | GOLDMAN SACHS GROUP INC SR NT 3.625percentage 01/22/23b | $0 | – | -7,000 | – | -0.00% | – | |
| IEF | Exit | ISHARES TRbarclays 7 10 yr | $0 | – | -70 | – | -0.00% | – |
| Exit | PRAXAIR INC FIXED RT NT 2.450percentage 02/15/22 B/E DTD 02/06/12 CLBb | $0 | – | -8,000 | – | -0.00% | – | |
| IOO | Exit | ISHARES TRglobal 100 etf | $0 | – | -157 | – | -0.00% | – |
| Exit | BOEING CAP CORP SR NT FIXED RT 4.700percentage 10/27/19 B/E DTD 10/27/09b | $0 | – | -8,000 | – | -0.00% | – | |
| SPTL | Exit | SPDR SERIES TRUSTportfolio ln tsr | $0 | – | -207 | – | -0.00% | – |
| GBF | Exit | ISHARES TRgov/cred bd etf | $0 | – | -66 | – | -0.00% | – |
| XLK | Exit | SELECT SECTOR SPDR TRtechnology | $0 | – | -100 | – | -0.00% | – |
| TLH | Exit | ISHARES TR10-20 yr trs etf | $0 | – | -55 | – | -0.00% | – |
| Exit | BLACKROCK INC FIXED RT NT 4.250percentage 05/24/21 B/E DTD 05/24/11b | $0 | – | -8,000 | – | -0.00% | – | |
| IXN | Exit | ISHARES TRglobal tech etf | $0 | – | -43 | – | -0.00% | – |
| RTN | Exit | RAYTHEON CO | $0 | – | -54 | – | -0.00% | – |
| SOXX | Exit | ISHARES TRphlx semicnd etf | $0 | – | -38 | – | -0.00% | – |
| Exit | NIKE INC FXD RT 2.250percentage 05/01/23 B/E DTD 04/26/13 CLBb | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | ESTEE LAUDER COS INC FIXED RT NT 2.350percentage 08/15/22 B/E DTD 08/02/12b | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | COMCAST CORP GTD FXD RT 3.600percentage 03/01/2024 B/E DTD 02/26/2014b | $0 | – | -9,000 | – | -0.00% | – | |
| INDY | Exit | ISHARES TRindia 50 etf | $0 | – | -209 | – | -0.00% | – |
| EWC | Exit | ISHARES INCmsci cda etf | $0 | – | -290 | – | -0.00% | – |
| NUAG | Exit | NUSHARES ETF TRnuveen enhnc yld | $0 | – | -313 | – | -0.00% | – |
| Exit | PEPSICO INC FIXED RT SR NT 4.500percentage 01/15/20 B/E DTD 01/14/10b | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | PNC FDG CORP GTD FIXED RT NT 4.375percentage 08/11/20b | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | DFA EMERG MKTS CORE EQUITY FUND INST'L CLASSm | $0 | – | -504 | – | -0.01% | – | |
| IP | Exit | INTL PAPER CO | $0 | – | -253 | – | -0.01% | – |
| Exit | BANK AMER CORP SR NT SER L 3.300percentage 01/11/23 B/E DTD 01/11/13b | $0 | – | -10,000 | – | -0.01% | – | |
| GXC | Exit | SPDR INDEX SHS FDSs&p china etf | $0 | – | -110 | – | -0.01% | – |
| Exit | DFA U.S. CORE EQUITY 1 FUND INST'L CLASSm | $0 | – | -418 | – | -0.01% | – | |
| Exit | GOLDMAN SACHS ABSOLUTE RETURN TRACKER FUND INST'L CLASSm | $0 | – | -1,299 | – | -0.01% | – | |
| Exit | CISCO SYS INC FXD RT SR NT 3.625percentage 03/04/24 B/E DTD 03/03/14b | $0 | – | -12,000 | – | -0.01% | – | |
| Exit | BLACKROCK TOTAL FACTOR FUND INST'L CLASSm | $0 | – | -1,244 | – | -0.01% | – | |
| GIS | Exit | GENERAL MLS INC | $0 | – | -226 | – | -0.01% | – |
| Exit | VANGUARD EXTENDED MARKET INDEX FUND ADMIRAL CLASSm | $0 | – | -166 | – | -0.01% | – | |
| Exit | DFA TWO YEAR GLOBAL FIXED INCOME FUND INST'L CLASSm | $0 | – | -1,391 | – | -0.01% | – | |
| Exit | JP MORGAN MID CAP EQUITY FUND CLASS Am | $0 | – | -277 | – | -0.01% | – | |
| Exit | DFA FIVE-YEAR GLOBAL FIXED INCOME FUND INST'L CLASSm | $0 | – | -1,540 | – | -0.01% | – | |
| HOG | Exit | HARLEY DAVIDSON INC | $0 | – | -460 | – | -0.01% | – |
| Exit | DFA T.A. WORLD EX U.S CORE EQUITY FUND INST'L CLASSm | $0 | – | -1,616 | – | -0.01% | – | |
| VSS | Exit | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $0 | – | -178 | – | -0.01% | – |
| Exit | JP MORGAN REALTY INCOME FUND CLASS Am | $0 | – | -1,307 | – | -0.01% | – | |
| MTUM | Exit | ISHARES TRusa momentum fct | $0 | – | -163 | – | -0.01% | – |
| Exit | DFA GLOBAL REAL ESTATE SECURITIES FUND INST'L CLASSm | $0 | – | -1,630 | – | -0.01% | – | |
| Exit | DFA US SMALL CAP GROWTH PORTFOLIO INST'L CLASSm | $0 | – | -1,144 | – | -0.01% | – | |
| IPAC | Exit | ISHARES TRcore msci pac | $0 | – | -377 | – | -0.01% | – |
| MMM | Exit | 3M CO | $0 | – | -134 | – | -0.01% | – |
| Exit | JP MORGAN INT'L RESEARCH ENHANCED EQUITY FD CLASS Am | $0 | – | -1,487 | – | -0.01% | – | |
| IEMG | Exit | ISHARES INCcore msci emkt | $0 | – | -483 | – | -0.01% | – |
| Exit | CREDIT SUISSE MULTIALTERNATIVE STRATEGY FUND CLASS Im | $0 | – | -2,522 | – | -0.01% | – | |
| Exit | JP MORGAN INTERNATIONAL EQUITY FUND CLASS Am | $0 | – | -1,610 | – | -0.01% | – | |
| Exit | DFA SHORT-TERM GOVERNMENT FUND INST'L CLASSm | $0 | – | -2,573 | – | -0.01% | – | |
| Exit | DFA SHORT-TERM EXTENDED QUALITY FUND INST'L CLASSm | $0 | – | -2,522 | – | -0.01% | – | |
| Exit | JP MORGAN INTERNATIONAL ADVANTAGE FUND CLASS Am | $0 | – | -1,360 | – | -0.01% | – | |
| Exit | THIRD AVENUE VALUE FUND INST'L CLASSm | $0 | – | -741 | – | -0.02% | – | |
| Exit | JP MORGAN EMERGING MKTS EQUITY FUND CLASS Am | $0 | – | -1,056 | – | -0.02% | – | |
| Exit | DFA U.S. SMALL CAP VALUE FUND INST'L CLASSm | $0 | – | -931 | – | -0.02% | – | |
| VOE | Exit | VANGUARD INDEX FDSmcap vl idxvip | $0 | – | -305 | – | -0.02% | – |
| IEUR | Exit | ISHARES TRcore msci euro | $0 | – | -728 | – | -0.02% | – |
| Exit | JP MORGAN VALUE ADVANTAGE FUND CLASS Am | $0 | – | -1,105 | – | -0.02% | – | |
| Exit | JP MORGAN INTREPID AMERICA FUND CLASS Am | $0 | – | -1,156 | – | -0.02% | – | |
| Exit | DFA US LARGE CAP GROWTH PORTFOLIO INST'L CLASSm | $0 | – | -2,326 | – | -0.02% | – | |
| VBR | Exit | VANGUARD INDEX FDSsm cp val etf | $0 | – | -381 | – | -0.02% | – |
| CEM | Exit | CLEARBRIDGE MLP AND MIDSTRM | $0 | – | -5,170 | – | -0.03% | – |
| Exit | VANGUARD INTERM-TERM INVESTMENT GRADE FUND ADMIRAL CLASSm | $0 | – | -6,033 | – | -0.03% | – | |
| Exit | JP MORGAN US LARGE CAP CORE PLUS FUND CLASS Am | $0 | – | -2,281 | – | -0.03% | – | |
| Exit | DFA U.S. LARGE CAP VALUE FUND INST'L CLASSm | $0 | – | -2,059 | – | -0.04% | – | |
| Exit | DFA INTERNATIONAL CORE EQUITY FUND INST'L CLASSm | $0 | – | -5,949 | – | -0.04% | – | |
| Exit | VANGUARD TOTAL INT'L STOCK INDEX FUND ADMIRAL CLASSm | $0 | – | -3,381 | – | -0.05% | – | |
| Exit | VANGUARD TOTAL INT'L BOND INDEX FUND ADMIRAL CLASSm | $0 | – | -4,816 | – | -0.05% | – | |
| WRK | Exit | WESTROCK CO | $0 | – | -3,900 | – | -0.07% | – |
| Exit | VANGUARD TOTAL BOND MARKET INDEX FUND ADMIRAL CLASSm | $0 | – | -16,304 | – | -0.08% | – | |
| Exit | VANGUARD STAR FUND INVESTOR CLASSm | $0 | – | -7,930 | – | -0.10% | – | |
| Exit | VANGUARD TARGET RETIREMENT FUND INCOME INVESTOR CLASSm | $0 | – | -20,102 | – | -0.13% | – | |
| Exit | VANGUARD 500 INDEX FUND INVESTOR CLASSm | $0 | – | -4,416 | – | -0.57% | – | |
| NVS | Exit | NOVARTIS A Gsponsored adr | $0 | – | -35,620 | – | -1.54% | – |
Q2 2019
Q4 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GFI | Exit | GOLD FIELDS LTD NEWsponsored adr | $0 | – | -100 | – | 0.00% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INC | $0 | – | -16 | – | 0.00% | – |
| SBGL | Exit | SIBANYE STILLWATERsponsored adr | $0 | – | -26 | – | 0.00% | – |
| KGC | Exit | KINROSS GOLD CORP | $0 | – | -300 | – | 0.00% | – |
| DRD | Exit | DRDGOLD LIMITEDspon adr repstg | $0 | – | -50 | – | 0.00% | – |
| IAG | Exit | IAMGOLD CORP | $0 | – | -326 | – | 0.00% | – |
| EGO | Exit | ELDORADO GOLD CORP NEW | $0 | – | -300 | – | 0.00% | – |
| WTR | Exit | AQUA AMERICA INC | $0 | – | -5 | – | 0.00% | – |
| FTRCQ | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -6,278 | – | 0.00% | – |
| OGEN | Exit | ORAGENICS INC | $0 | – | -1,330 | – | -0.00% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWsponsored adr | $0 | – | -103 | – | -0.00% | – |
| NRG | Exit | NRG ENERGY INC | $0 | – | -76 | – | -0.00% | – |
| CC | Exit | CHEMOURS CO | $0 | – | -82 | – | -0.00% | – |
| XRAY | Exit | DENTSPLY SIRONA INC | $0 | – | -100 | – | -0.00% | – |
| PNC | Exit | PNC FINL SVCS GROUP INC | $0 | – | -31 | – | -0.00% | – |
| AGI | Exit | ALAMOS GOLD INC NEW | $0 | – | -436 | – | -0.00% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -61 | – | -0.00% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -532 | – | -0.00% | – |
| OMC | Exit | OMNICOM GROUP INC | $0 | – | -72 | – | -0.00% | – |
| BEN | Exit | FRANKLIN RES INC | $0 | – | -152 | – | -0.00% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -440 | – | -0.00% | – |
| CMI | Exit | CUMMINS INC | $0 | – | -35 | – | -0.00% | – |
| TGT | Exit | TARGET CORP | $0 | – | -50 | – | -0.00% | – |
| CVS | Exit | CVS HEALTH CORP | $0 | – | -50 | – | -0.00% | – |
| KO | Exit | COCA COLA CO | $0 | – | -159 | – | -0.00% | – |
| CSX | Exit | CSX CORP | $0 | – | -81 | – | -0.00% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -57 | – | -0.00% | – |
| PRU | Exit | PRUDENTIAL FINL INC | $0 | – | -60 | – | -0.00% | – |
| AEE | Exit | AMEREN CORP | $0 | – | -103 | – | -0.00% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -152 | – | -0.00% | – |
| SFIX | Exit | STITCH FIX INC | $0 | – | -172 | – | -0.00% | – |
| DRE | Exit | DUKE REALTY CORP | $0 | – | -5,180 | – | -0.01% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -127 | – | -0.01% | – |
| UNM | Exit | UNUM GROUP | $0 | – | -555 | – | -0.01% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -100 | – | -0.01% | – |
| GIS | Exit | GENERAL MLS INC | $0 | – | -226 | – | -0.01% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORP | $0 | – | -337 | – | -0.01% | – |
| IP | Exit | INTL PAPER CO | $0 | – | -253 | – | -0.01% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -219 | – | -0.01% | – |
| RY | Exit | ROYAL BK CDA MONTREAL QUE | $0 | – | -506 | – | -0.01% | – |
| BEST | Exit | BEST INCsponsored ads | $0 | – | -2,136 | – | -0.01% | – |
| CAT | Exit | CATERPILLAR INC DEL | $0 | – | -88 | – | -0.01% | – |
| YUMC | Exit | YUM CHINA HLDGS INC | $0 | – | -431 | – | -0.01% | – |
| CBRL | Exit | CRACKER BARREL OLD CTRY STOR | $0 | – | -100 | – | -0.01% | – |
| NKE | Exit | NIKE INCcl b | $0 | – | -200 | – | -0.01% | – |
| BKH | Exit | BLACK HILLS CORP | $0 | – | -287 | – | -0.01% | – |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -8,142 | – | -0.01% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -8,085 | – | -0.01% | – |
| ACN | Exit | ACCENTURE PLC IRELAND | $0 | – | -100 | – | -0.01% | – |
| RGLD | Exit | ROYAL GOLD INC | $0 | – | -8,100 | – | -0.01% | – |
| BA | Exit | BOEING CO | $0 | – | -45 | – | -0.01% | – |
| J | Exit | JACOBS ENGR GROUP INC DEL | $0 | – | -205 | – | -0.01% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS INC | $0 | – | -9,105 | – | -0.01% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -340 | – | -0.01% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -439 | – | -0.01% | – |
| HOG | Exit | HARLEY DAVIDSON INC | $0 | – | -460 | – | -0.01% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -200 | – | -0.01% | – |
| WDAY | Exit | WORKDAY INCcl a | $0 | – | -147 | – | -0.01% | – |
| CNI | Exit | CANADIAN NATL RY CO | $0 | – | -14,080 | – | -0.01% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -136 | – | -0.01% | – |
| STE | Exit | STERIS PLC | $0 | – | -200 | – | -0.01% | – |
| CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -800 | – | -0.01% | – |
| SNV | Exit | SYNOVUS FINL CORP | $0 | – | -473 | – | -0.01% | – |
| WMB | Exit | WILLIAMS COS INC DEL | $0 | – | -800 | – | -0.01% | – |
| RTN | Exit | RAYTHEON CO | $0 | – | -451 | – | -0.01% | – |
| AAIC | Exit | ARLINGTON ASSET INVT CORPcl a new | $0 | – | -2,639 | – | -0.01% | – |
| PTLA | Exit | PORTOLA PHARMACEUTICALS INC | $0 | – | -945 | – | -0.01% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -417 | – | -0.01% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -12,275 | – | -0.01% | – |
| ENB | Exit | ENBRIDGE INC | $0 | – | -16,241 | – | -0.01% | – |
| BBY | Exit | BEST BUY INC | $0 | – | -300 | – | -0.01% | – |
| MMM | Exit | 3M CO | $0 | – | -134 | – | -0.01% | – |
| PFF | Exit | ISHARES TRs&p us pfd stk | $0 | – | -747 | – | -0.01% | – |
| FISV | Exit | FISERV INC | $0 | – | -20,124 | – | -0.01% | – |
| BIV | Exit | VANGUARD BD INDEX FD INCintermed term | $0 | – | -355 | – | -0.01% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -183 | – | -0.01% | – |
| SBRA | Exit | SABRA HEALTH CARE REIT INC | $0 | – | -1,346 | – | -0.02% | – |
| RWX | Exit | SPDR INDEX SHS FDSdj intl rl etf | $0 | – | -811 | – | -0.02% | – |
| MRK | Exit | MERCK & CO INC | $0 | – | -440 | – | -0.02% | – |
| MPW | Exit | MEDICAL PPTYS TRUST INC | $0 | – | -1,560 | – | -0.02% | – |
| TIP | Exit | ISHARES TRtips bd etf | $0 | – | -472 | – | -0.02% | – |
| IYR | Exit | ISHARES TRu.s. real es etf | $0 | – | -433 | – | -0.02% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -169 | – | -0.02% | – |
| BNS | Exit | BANK N S HALIFAX | $0 | – | -616 | – | -0.02% | – |
| PG | Exit | PROCTER AND GAMBLE CO | $0 | – | -453 | – | -0.02% | – |
| CMS | Exit | CMS ENERGY CORP | $0 | – | -800 | – | -0.02% | – |
| NI | Exit | NISOURCE INC | $0 | – | -32,340 | – | -0.02% | – |
| CB | Exit | CHUBB LIMITED | $0 | – | -20,150 | – | -0.02% | – |
| CXP | Exit | COLUMBIA PPTY TR INC | $0 | – | -1,684 | – | -0.02% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS L P | $0 | – | -4,000 | – | -0.02% | – |
| BTI | Exit | BRITISH AMERN TOB PLCsponsored adr | $0 | – | -962 | – | -0.02% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -355 | – | -0.02% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -426 | – | -0.02% | – |
| WDC | Exit | WESTERN DIGITAL CORP | $0 | – | -25,435 | – | -0.02% | – |
| SHY | Exit | ISHARES TR1 3 yr treas bd | $0 | – | -595 | – | -0.02% | – |
| PPL | Exit | PPL CORP | $0 | – | -2,000 | – | -0.03% | – |
| MIN | Exit | MFS INTER INCOME TRsh ben int | $0 | – | -9,148 | – | -0.03% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -364 | – | -0.03% | – |
| IJR | Exit | ISHARES TRcore s&p scp etf | $0 | – | -717 | – | -0.03% | – |
| YUM | Exit | YUM BRANDS INC | $0 | – | -700 | – | -0.03% | – |
| TSLA | Exit | TESLA INC | $0 | – | -897 | – | -0.03% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -580 | – | -0.03% | – |
| MCD | Exit | MCDONALDS CORP | $0 | – | -409 | – | -0.03% | – |
| ACWV | Exit | ISHARES INCmin vol gbl etf | $0 | – | -783 | – | -0.03% | – |
| GOLD | Exit | BARRICK GOLD CORP | $0 | – | -6,500 | – | -0.04% | – |
| SCHB | Exit | SCHWAB STRATEGIC TRus brd mkt etf | $0 | – | -1,070 | – | -0.04% | – |
| HYG | Exit | ISHARES TRiboxx hi yd etf | $0 | – | -1,581 | – | -0.04% | – |
| ABBV | Exit | ABBVIE INC | $0 | – | -786 | – | -0.04% | – |
| CEM | Exit | CLEARBRIDGE ENERGY MLP FD IN | $0 | – | -5,170 | – | -0.04% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -1,192 | – | -0.04% | – |
| JPS | Exit | NUVEEN PFD & INCM SECURTIES | $0 | – | -9,000 | – | -0.04% | – |
| RSP | Exit | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $0 | – | -917 | – | -0.05% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -342 | – | -0.05% | – |
| AEP | Exit | AMERICAN ELEC PWR INC | $0 | – | -50,750 | – | -0.05% | – |
| FLOT | Exit | ISHARES TRfltg rate nt etf | $0 | – | -1,463 | – | -0.05% | – |
| IVV | Exit | ISHARES TRcore s&p500 etf | $0 | – | -402 | – | -0.06% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -1,385 | – | -0.06% | – |
| RCS | Exit | PIMCO STRATEGIC INCOME FD IN | $0 | – | -12,384 | – | -0.06% | – |
| IEFA | Exit | ISHARES TRcore msci eafe | $0 | – | -1,976 | – | -0.06% | – |
| WFCPRL | Exit | WELLS FARGO CO NEWperp pfd cnv a | $0 | – | -100 | – | -0.06% | – |
| PDM | Exit | PIEDMONT OFFICE REALTY TR IN | $0 | – | -6,859 | – | -0.06% | – |
| ES | Exit | EVERSOURCE ENERGY | $0 | – | -2,202 | – | -0.06% | – |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -125 | – | -0.07% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -1,359 | – | -0.07% | – |
| DVY | Exit | ISHARES TRselect divid etf | $0 | – | -4,511 | – | -0.07% | – |
| EXC | Exit | EXELON CORP | $0 | – | -3,627 | – | -0.08% | – |
| MGA | Exit | MAGNA INTL INC | $0 | – | -3,000 | – | -0.08% | – |
| EEQ | Exit | ENBRIDGE ENERGY MANAGEMENT L | $0 | – | -14,608 | – | -0.08% | – |
| NEE | Exit | NEXTERA ENERGY INC | $0 | – | -993 | – | -0.08% | – |
| TFX | Exit | TELEFLEX INC | $0 | – | -720 | – | -0.08% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -91,272 | – | -0.09% | – |
| APA | Exit | APACHE CORP | $0 | – | -4,000 | – | -0.09% | – |
| HON | Exit | HONEYWELL INTL INC | $0 | – | -85,587 | – | -0.09% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -161,237 | – | -0.10% | – |
| WRK | Exit | WESTROCK CO | $0 | – | -3,900 | – | -0.10% | – |
| BND | Exit | VANGUARD BD INDEX FD INCtotal bnd mrkt | $0 | – | -106,454 | – | -0.11% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -2,022 | – | -0.11% | – |
| IJH | Exit | ISHARES TRcore s&p mcp etf | $0 | – | -7,952 | – | -0.11% | – |
| CLB | Exit | CORE LABORATORIES N V | $0 | – | -10,486 | – | -0.12% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -210 | – | -0.12% | – |
| AXGN | Exit | AXOGEN INC | $0 | – | -7,767 | – | -0.14% | – |
| OKE | Exit | ONEOK INC NEW | $0 | – | -4,629 | – | -0.15% | – |
| FRT | Exit | FEDERAL REALTY INVT TRsh ben int new | $0 | – | -2,590 | – | -0.16% | – |
| ZBH | Exit | ZIMMER BIOMET HLDGS INC | $0 | – | -2,500 | – | -0.16% | – |
| DUK | Exit | DUKE ENERGY CORP NEW | $0 | – | -4,666 | – | -0.18% | – |
| USMV | Exit | ISHARES TRmin vol usa etf | $0 | – | -221,776 | – | -0.19% | – |
| SO | Exit | SOUTHERN CO | $0 | – | -9,433 | – | -0.20% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INC | $0 | – | -7,844 | – | -0.21% | – |
| SU | Exit | SUNCOR ENERGY INC NEW | $0 | – | -556,122 | – | -0.23% | – |
| EIX | Exit | EDISON INTL | $0 | – | -23,692 | – | -0.26% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -28,038 | – | -0.39% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -16,818 | – | -0.58% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -13,538 | – | -1.24% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -19,289 | – | -1.28% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -13,625 | – | -1.34% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -9,021 | – | -1.38% | – |
| VIAB | Exit | VIACOM INC NEWcl b | $0 | – | -87,319 | – | -1.42% | – |
| DWDP | Exit | DOWDUPONT INC | $0 | – | -46,073 | – | -1.42% | – |
| SNY | Exit | SANOFIsponsored adr | $0 | – | -67,211 | – | -1.44% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -26,650 | – | -1.50% | – |
| NVS | Exit | NOVARTIS A Gsponsored adr | $0 | – | -38,719 | – | -1.60% | – |
| GM | Exit | GENERAL MTRS CO | $0 | – | -101,547 | – | -1.64% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -166,762 | – | -1.70% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -18,269 | – | -1.82% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -38,818 | – | -1.84% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -61,793 | – | -1.84% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -186,444 | – | -1.87% | – |
| RCL | Exit | ROYAL CARIBBEAN CRUISES LTD | $0 | – | -30,078 | – | -1.88% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -54,243 | – | -1.88% | – |
| WMT | Exit | WALMART INC | $0 | – | -42,523 | – | -1.92% | – |
| TUP | Exit | TUPPERWARE BRANDS CORP | $0 | – | -92,860 | – | -2.15% | – |
| PFE | Exit | PFIZER INC | $0 | – | -108,863 | – | -2.31% | – |
| MO | Exit | ALTRIA GROUP INC | $0 | – | -79,595 | – | -2.31% | – |
| INTC | Exit | INTEL CORP | $0 | – | -111,833 | – | -2.54% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -134,204 | – | -2.59% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -72,458 | – | -2.69% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DEL | $0 | – | -73,356 | – | -2.90% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -221,674 | – | -3.05% | – |
| CIM | Exit | CHIMERA INVT CORP | $0 | – | -353,524 | – | -3.08% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -363,518 | – | -3.10% | – |
| C | Exit | CITIGROUP INC | $0 | – | -91,819 | – | -3.17% | – |
| M | Exit | MACYS INC | $0 | – | -190,798 | – | -3.19% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -142,113 | – | -3.33% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -244,456 | – | -3.46% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -231,861 | – | -4.30% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLCspon adr b | $0 | – | -168,766 | – | -5.76% | – |
| AAPL | Exit | APPLE INC | $0 | – | -59,631 | – | -6.48% | – |
| T | Exit | AT&T INC | $0 | – | -850,986 | – | -8.09% | – |
Q3 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| T | Buy | AT&T INC | $16,820,000 | +100.4% | 850,986 | +225.6% | 8.09% | +88.8% |
| AAPL | Sell | APPLE INC | $13,461,000 | +20.8% | 59,631 | -0.9% | 6.48% | +13.8% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $11,971,000 | -2.0% | 168,766 | +0.3% | 5.76% | -7.7% |
| CVX | Buy | CHEVRON CORP NEW | $8,931,000 | +83.9% | 231,861 | +503.6% | 4.30% | +73.2% |
| BAC | Sell | BANK AMER CORP | $7,202,000 | +3.9% | 244,456 | -0.6% | 3.46% | -2.1% |
| CSCO | Sell | CISCO SYS INC | $6,914,000 | +12.4% | 142,113 | -0.6% | 3.33% | +5.9% |
| M | Sell | MACYS INC | $6,626,000 | -8.0% | 190,798 | -0.8% | 3.19% | -13.3% |
| C | Sell | CITIGROUP INC | $6,587,000 | +6.7% | 91,819 | -0.5% | 3.17% | +0.5% |
| KMI | Buy | KINDER MORGAN INC DEL | $6,445,000 | +0.4% | 363,518 | +0.1% | 3.10% | -5.4% |
| CIM | Buy | CHIMERA INVT CORP | $6,409,000 | -0.5% | 353,524 | +0.3% | 3.08% | -6.3% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $6,342,000 | +117.9% | 221,674 | +964.2% | 3.05% | +105.3% |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $6,028,000 | -2.1% | 73,356 | -0.3% | 2.90% | -7.8% |
| GILD | Buy | GILEAD SCIENCES INC | $5,594,000 | +9.1% | 72,458 | +0.1% | 2.69% | +2.7% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $5,391,000 | -0.2% | 134,204 | +0.2% | 2.59% | -6.0% |
| INTC | Sell | INTEL CORP | $5,289,000 | -5.4% | 111,833 | -0.6% | 2.54% | -10.9% |
| MO | Buy | ALTRIA GROUP INC | $4,800,000 | +6.8% | 79,595 | +0.6% | 2.31% | +0.6% |
| PFE | Buy | PFIZER INC | $4,798,000 | +21.8% | 108,863 | +0.3% | 2.31% | +14.8% |
| TUP | Buy | TUPPERWARE BRANDS CORP | $4,465,000 | +192.4% | 92,860 | +150.7% | 2.15% | +175.4% |
| WMT | Sell | WALMART INC | $3,993,000 | +9.0% | 42,523 | -0.6% | 1.92% | +2.7% |
| RCL | Buy | ROYAL CARIBBEAN CRUISES LTD | $3,908,000 | +25.7% | 30,078 | +0.2% | 1.88% | +18.5% |
| QCOM | Sell | QUALCOMM INC | $3,907,000 | +27.8% | 54,243 | -0.4% | 1.88% | +20.4% |
| WHR | Buy | WHIRLPOOL CORP | $3,886,000 | +44.3% | 186,444 | +912.2% | 1.87% | +35.9% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $3,836,000 | +12.3% | 61,793 | +0.1% | 1.84% | +5.8% |
| MDT | Buy | MEDTRONIC PLC | $3,819,000 | +15.7% | 38,818 | +0.7% | 1.84% | +9.0% |
| AMGN | Sell | AMGEN INC | $3,787,000 | +12.1% | 18,269 | -0.2% | 1.82% | +5.6% |
| LUMN | Sell | CENTURYLINK INC | $3,535,000 | +13.3% | 166,762 | -0.4% | 1.70% | +6.7% |
| GM | Buy | GENERAL MTRS CO | $3,419,000 | -14.3% | 101,547 | +0.3% | 1.64% | -19.2% |
| NVS | Buy | NOVARTIS A Gsponsored adr | $3,336,000 | +14.2% | 38,719 | +0.1% | 1.60% | +7.6% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $3,111,000 | +11.0% | 26,650 | +1.0% | 1.50% | +4.6% |
| SNY | Buy | SANOFIsponsored adr | $3,002,000 | +12.3% | 67,211 | +0.6% | 1.44% | +5.8% |
| DWDP | Sell | DOWDUPONT INC | $2,963,000 | -3.0% | 46,073 | -0.6% | 1.42% | -8.7% |
| VIAB | Buy | VIACOM INC NEWcl b | $2,948,000 | +13.3% | 87,319 | +1.2% | 1.42% | +6.7% |
| NOC | Buy | NORTHROP GRUMMAN CORP | $2,863,000 | +3.4% | 9,021 | +0.3% | 1.38% | -2.6% |
| GD | Buy | GENERAL DYNAMICS CORP | $2,789,000 | +12.3% | 13,625 | +2.3% | 1.34% | +5.8% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,665,000 | +13.9% | 19,289 | +0.1% | 1.28% | +7.4% |
| AGN | Buy | ALLERGAN PLC | $2,579,000 | +15.5% | 13,538 | +1.1% | 1.24% | +8.9% |
| HD | Buy | HOME DEPOT INC | $1,199,000 | +85.9% | 16,818 | +408.7% | 0.58% | +75.4% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $805,000 | +106.4% | 28,038 | +99.0% | 0.39% | +94.5% |
| EIX | Buy | EDISON INTL | $537,000 | +112.3% | 23,692 | +492.3% | 0.26% | +100.0% |
| SU | Buy | SUNCOR ENERGY INC NEW | $483,000 | +85.8% | 556,122 | +8589.4% | 0.23% | +74.4% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $432,000 | +213.0% | 7,844 | +186.1% | 0.21% | +197.1% |
| USMV | New | ISHARES TRmin vol usa etf | $403,000 | – | 221,776 | – | 0.19% | – |
| DUK | Buy | DUKE ENERGY CORP NEW | $373,000 | +1.9% | 4,666 | +0.7% | 0.18% | -4.3% |
| AXGN | New | AXOGEN INC | $286,000 | – | 7,767 | – | 0.14% | – |
| CLB | Buy | CORE LABORATORIES N V | $243,000 | +176.1% | 10,486 | +1398.0% | 0.12% | +160.0% |
| IJH | New | ISHARES TRcore s&p mcp etf | $234,000 | – | 7,952 | – | 0.11% | – |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $225,000 | – | 106,454 | – | 0.11% | – |
| CMCSA | Buy | COMCAST CORP NEWcl a | $207,000 | +1193.8% | 161,237 | +32018.9% | 0.10% | +1150.0% |
| HON | Buy | HONEYWELL INTL INC | $191,000 | +124.7% | 85,587 | +14480.4% | 0.09% | +114.0% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $183,000 | +154.2% | 91,272 | +7506.0% | 0.09% | +137.8% |
| TFX | Buy | TELEFLEX INC | $177,000 | +96.7% | 720 | +114.3% | 0.08% | +84.8% |
| EEQ | Buy | ENBRIDGE ENERGY MANAGEMENT L | $160,000 | +10.3% | 14,608 | +3.3% | 0.08% | +4.1% |
| DVY | New | ISHARES TRselect divid etf | $154,000 | – | 4,511 | – | 0.07% | – |
| PEP | Buy | PEPSICO INC | $152,000 | +6.3% | 1,359 | +3.4% | 0.07% | 0.0% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $149,000 | -5.7% | 125 | -12.0% | 0.07% | -11.1% |
| IEFA | New | ISHARES TRcore msci eafe | $127,000 | – | 1,976 | – | 0.06% | – |
| IVV | New | ISHARES TRcore s&p500 etf | $118,000 | – | 402 | – | 0.06% | – |
| FLOT | New | ISHARES TRfltg rate nt etf | $110,000 | – | 1,463 | – | 0.05% | – |
| AEP | Buy | AMERICAN ELEC PWR INC | $103,000 | +49.3% | 50,750 | +4975.0% | 0.05% | +42.9% |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $99,000 | – | 342 | – | 0.05% | – |
| RSP | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $98,000 | – | 917 | – | 0.05% | – |
| AMZN | Buy | AMAZON COM INC | $76,000 | +181.5% | 1,192 | +7350.0% | 0.04% | +164.3% |
| HYG | New | ISHARES TRiboxx hi yd etf | $75,000 | – | 1,581 | – | 0.04% | – |
| SCHB | New | SCHWAB STRATEGIC TRus brd mkt etf | $75,000 | – | 1,070 | – | 0.04% | – |
| ACWV | New | ISHARES INCmin vol gbl etf | $69,000 | – | 783 | – | 0.03% | – |
| TSLA | Buy | TESLA INC | $67,000 | +52.3% | 897 | +600.8% | 0.03% | +45.5% |
| IJR | New | ISHARES TRcore s&p scp etf | $63,000 | – | 717 | – | 0.03% | – |
| MIN | Buy | MFS INTER INCOME TRsh ben int | $59,000 | +90.3% | 9,148 | +14.4% | 0.03% | +75.0% |
| WDC | New | WESTERN DIGITAL CORP | $50,000 | – | 25,435 | – | 0.02% | – |
| SHY | New | ISHARES TR1 3 yr treas bd | $49,000 | – | 595 | – | 0.02% | – |
| UNH | Buy | UNITEDHEALTH GROUP INC | $48,000 | +118.2% | 355 | +298.9% | 0.02% | +109.1% |
| NI | Buy | NISOURCE INC | $40,000 | +344.4% | 32,340 | +9411.8% | 0.02% | +280.0% |
| CB | Buy | CHUBB LIMITED | $39,000 | +105.3% | 20,150 | +13333.3% | 0.02% | +90.0% |
| CMS | New | CMS ENERGY CORP | $39,000 | – | 800 | – | 0.02% | – |
| IYR | New | ISHARES TRu.s. real es etf | $35,000 | – | 433 | – | 0.02% | – |
| TIP | New | ISHARES TRtips bd etf | $36,000 | – | 472 | – | 0.02% | – |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $33,000 | +106.2% | 1,560 | +40.9% | 0.02% | +100.0% |
| RWX | New | SPDR INDEX SHS FDSdj intl rl etf | $31,000 | – | 811 | – | 0.02% | – |
| FB | New | FACEBOOK INCcl a | $30,000 | – | 183 | – | 0.01% | – |
| BIV | New | VANGUARD BD INDEX FD INCintermed term | $29,000 | – | 355 | – | 0.01% | – |
| FISV | Buy | FISERV INC | $30,000 | +233.3% | 20,124 | +16129.0% | 0.01% | +180.0% |
| PFF | New | ISHARES TRs&p us pfd stk | $28,000 | – | 747 | – | 0.01% | – |
| LVS | New | LAS VEGAS SANDS CORP | $25,000 | – | 417 | – | 0.01% | – |
| BAM | Buy | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $24,000 | +118.2% | 12,275 | +4363.6% | 0.01% | +100.0% |
| ENB | Buy | ENBRIDGE INC | $24,000 | +242.9% | 16,241 | +8358.9% | 0.01% | +200.0% |
| RTN | Buy | RAYTHEON CO | $22,000 | +120.0% | 451 | +735.2% | 0.01% | +120.0% |
| ORCL | Buy | ORACLE CORP | $20,000 | +122.2% | 340 | +70.0% | 0.01% | +100.0% |
| CNI | Buy | CANADIAN NATL RY CO | $21,000 | +200.0% | 14,080 | +17500.0% | 0.01% | +150.0% |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $19,000 | +90.0% | 9,105 | +8571.4% | 0.01% | +80.0% |
| KHC | Buy | KRAFT HEINZ CO | $16,000 | +77.8% | 8,142 | +5633.8% | 0.01% | +60.0% |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $16,000 | +128.6% | 8,085 | +9411.8% | 0.01% | +100.0% |
| J | Buy | JACOBS ENGR GROUP INC DEL | $16,000 | – | 205 | +4000.0% | 0.01% | – |
| RGLD | New | ROYAL GOLD INC | $16,000 | – | 8,100 | – | 0.01% | – |
| RY | New | ROYAL BK CDA MONTREAL QUE | $12,000 | – | 506 | – | 0.01% | – |
| DRE | Buy | DUKE REALTY CORP | $10,000 | +100.0% | 5,180 | +2777.8% | 0.01% | +66.7% |
| UNM | New | UNUM GROUP | $11,000 | – | 555 | – | 0.01% | – |
| PM | Buy | PHILIP MORRIS INTL INC | $10,000 | +100.0% | 127 | +92.4% | 0.01% | +66.7% |
| SFIX | New | STITCH FIX INC | $8,000 | – | 172 | – | 0.00% | – |
| DIS | Buy | DISNEY WALT CO | $7,000 | +600.0% | 57 | +375.0% | 0.00% | +200.0% |
| PNC | New | PNC FINL SVCS GROUP INC | $4,000 | – | 31 | – | 0.00% | – |
| BEN | New | FRANKLIN RES INC | $5,000 | – | 152 | – | 0.00% | – |
| OMC | New | OMNICOM GROUP INC | $5,000 | – | 72 | – | 0.00% | – |
| ETN | New | EATON CORP PLC | $5,000 | – | 61 | – | 0.00% | – |
| AGI | New | ALAMOS GOLD INC NEW | $4,000 | – | 436 | – | 0.00% | – |
| CMI | New | CUMMINS INC | $5,000 | – | 35 | – | 0.00% | – |
| GFI | New | GOLD FIELDS LTD NEWsponsored adr | $0 | – | 100 | – | 0.00% | – |
| Exit | ESCROW MIRANT CORP COM NEWc | $0 | – | -211 | – | 0.00% | – | |
| SBGL | New | SIBANYE STILLWATERsponsored adr | $0 | – | 26 | – | 0.00% | – |
| KGC | New | KINROSS GOLD CORP | $1,000 | – | 300 | – | 0.00% | – |
| IAG | New | IAMGOLD CORP | $1,000 | – | 326 | – | 0.00% | – |
| RNBI | Exit | RAINBOW INTL CORP NEV COMc | $0 | – | -6,060 | – | 0.00% | – |
| FTRCQ | Buy | FRONTIER COMMUNICATIONS CORP | $0 | – | 6,278 | +89585.7% | 0.00% | – |
| EGO | New | ELDORADO GOLD CORP NEW | $0 | – | 300 | – | 0.00% | – |
| DRD | New | DRDGOLD LIMITEDspon adr repstg | $0 | – | 50 | – | 0.00% | – |
| Exit | SEI TAX-EXEMPT INTERMEDIATE MUNI FUND CLASS Fm | $0 | – | 0 | – | 0.00% | – | |
| Exit | VANGUARD WINDSOR FUND INVESTOR CLASSm | $0 | – | -68 | – | -0.00% | – | |
| Exit | COLUMBIA TAX-EXEMPT FUND CLASS Am | $0 | – | -414 | – | -0.00% | – | |
| Exit | KL ALLOCATION FUND INST'L CLASSm | $0 | – | -426 | – | -0.00% | – | |
| Exit | LOWES COS INC NT 3.800 percentage 11/15/21 B/E DTD 11/23/11 CLBb | $0 | – | -5,000 | – | -0.00% | – | |
| Exit | NIKE INC FXD RT 2.250 percentage 05/01/23 B/E DTD 04/26/13 CLBb | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | AMGEN INC FIXED RT SR NT 4.500 percentage 03/15/20 B/E DTD 03/12/10b | $0 | – | -7,000 | – | -0.00% | – | |
| Exit | NOVARTIS SECS INVEST LTD SERIES ISIN#US66989GAA85 5.125 percentage 02/10/19 B/E DTD 02/10/09 CLBbcm | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | PRAXAIR INC FIXED RT NT 2.450 percentage 02/15/22 B/E DTD 02/06/12 CLBb | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | ESTEE LAUDER COS INC FIXED RT NT 2.350 percentage 08/15/22 B/E DTD 08/02/12b | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | BOEING CAP CORP SR NT FIXED RT 4.700 percentage 10/27/19 B/E DTD 10/27/09b | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | PNC FDG CORP GTD FIXED RT NT 4.375 percentage 08/11/20b | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | GENERAL ELEC CO NT 2.700 percentage 10/09/22 B/E DTD 10/09/12b | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | PEPSICO INC FIXED RT SR NT 4.500 percentage 01/15/20 B/E DTD 01/14/10b | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | GOLDMAN SACHS GROUP INC SR NT 3.625 percentage 01/22/23b | $0 | – | -7,000 | – | -0.00% | – | |
| Exit | BLACKROCK INC FIXED RT NT 4.250 percentage 05/24/21 B/E DTD 05/24/11b | $0 | – | -8,000 | – | -0.00% | – | |
| Exit | COMCAST CORP GTD FXD RT 3.600 percentage 03/01/2024 B/E DTD 02/26/2014b | $0 | – | -9,000 | – | -0.01% | – | |
| ABT | Exit | ABBOTT LABS | $0 | – | -140 | – | -0.01% | – |
| Exit | CELEBRATION CMNTY DEV DIST FLA SPL ASSMT SER A 5.000 percentage 05/01/2022 B/E DTD 04/01/2002 CLBmb | $0 | – | -10,000 | – | -0.01% | – | |
| Exit | BANK AMER CORP SR NT SER L 3.300 percentage 01/11/23 B/E DTD 01/11/13b | $0 | – | -10,000 | – | -0.01% | – | |
| Exit | LONGLEAF PARTNERS PARTNERS FUND NO-LOADm | $0 | – | -397 | – | -0.01% | – | |
| Exit | CISCO SYS INC FXD RT SR NT 3.625 percentage 03/04/24 B/E DTD 03/03/14b | $0 | – | -12,000 | – | -0.01% | – | |
| Exit | FPA CRESCENT FUNDm | $0 | – | -432 | – | -0.01% | – | |
| Exit | FIRST EAGLE GLOBAL FUND CLASS Am | $0 | – | -305 | – | -0.01% | – | |
| Exit | BARNSTABLE MASS GO MUN PURP LN BDS 2016 3.000 percentage 02/15/31 DTD 02/25/16mb | $0 | – | -20,000 | – | -0.01% | – | |
| Exit | OAKMARK OAKMARK FUND INVESTOR CLASSm | $0 | – | -266 | – | -0.01% | – | |
| Exit | BELLAIRE TEX GO BDS 2014 3.000 percentage 02/15/27 DTD 09/01/14mb | $0 | – | -25,000 | – | -0.01% | – | |
| Exit | FIDELITY BALANCED FUND RETAIL CLASSm | $0 | – | -1,148 | – | -0.01% | – | |
| Exit | HEARTLAND VALUE FUND INV CLASSm | $0 | – | -769 | – | -0.02% | – | |
| Exit | OAKMARK EQUITY & INCOME FUND INVESTOR CLASSm | $0 | – | -1,146 | – | -0.02% | – | |
| Exit | OAKMARK GLOBAL FUND INVESTOR CLASSm | $0 | – | -1,173 | – | -0.02% | – | |
| Exit | STATE PUB SCH BLDG AUTH PA SCH REV HARRISBURG SCH DIST PROJ SER A 4.750 percentage 11/15/29 B/E DTD 05/01/09mb | $0 | – | -40,000 | – | -0.02% | – | |
| Exit | MIAMI DADE CNTY FLA AVIATION REV MIAMI INTL ARPT SER A 5.000 percentage 10/01/28 B/E DTD 05/07/09mb | $0 | – | -40,000 | – | -0.02% | – | |
| Exit | ARIZONA ST UNIV NANOTECHNOLOGY LLC LEASE ARIZ ST UNIV PROJ SER A 4.500 percentage 03/01/26 B/E DTD 04/29/09mb | $0 | – | -40,000 | – | -0.02% | – | |
| Exit | DODGE CITY KANS SALES TAX REV 4.500 percentage 06/01/28 B/E DTD 05/06/09mb | $0 | – | -40,000 | – | -0.02% | – | |
| Exit | BERNALILLO CNTY NEW MEX GO BDS 2016 3.000 percentage 08/15/29 DTD 03/22/16mb | $0 | – | -50,000 | – | -0.03% | – | |
| Exit | VANGUARD PRIMECAP FUND INVESTOR CLASSm | $0 | – | -490 | – | -0.03% | – | |
| Exit | VANGUARD HEALTH CARE FUND INVESTOR CLASSm | $0 | – | -384 | – | -0.04% | – | |
| Exit | CHICAGO ILL GO BDS 2007C CALLABLE BOOK ENTRY ONLY MBIA INSUREDmb | $0 | – | -90,000 | – | -0.05% | – | |
| Exit | COLLEGE STATION TEX INDPT SCH ULTD TAX SCH BLDG BDS 2016 4.000 percentage 08/15/26 DTD 02/15/16mb | $0 | – | -85,000 | – | -0.05% | – | |
| Exit | SHADOW HEALTH, INCpp | $0 | – | -20,000 | – | -0.05% | – | |
| Exit | METROPOLITAN PIER EXPOSITION PROJ BDS 2012Bmb | $0 | – | -100,000 | – | -0.05% | – | |
| Exit | LOUISIANA PUB FACS AUTH LEASE REV BDS 2016 A CALLABLE BOOK ENTRY ONLYmb | $0 | – | -100,000 | – | -0.05% | – | |
| Exit | LAMAR TEX CONS INDPT SCH DIST ULTD TAX REF BDS 2016 A 4.000 percentage 02/15/31 DTD 02/15/16mb | $0 | – | -105,000 | – | -0.06% | – | |
| Exit | FIRST EAGLE GLOBAL FUND CLASS Im | $0 | – | -2,396 | – | -0.07% | – | |
| Exit | AMERICAN FUNDS EUROPACIFIC GROWTH FUND CLASS F-3m | $0 | – | -2,706 | – | -0.07% | – | |
| Exit | BRIGHTWATER MEDICAL, INC SERIES A PREFERRED STOCKpp | $0 | – | -549,722 | – | -0.12% | – | |
| Exit | VANGUARD TARGET RETIREMENT FUND INCOME INVESTOR CLASSm | $0 | – | -21,747 | – | -0.15% | – | |
| Exit | VANGUARD DIVIDEND GROWTH FUND INVESTOR CLASSm | $0 | – | -13,948 | – | -0.19% | – | |
| Exit | VANGUARD LONG-TERM TAX EXEMPT FUND ADMIRAL CLASSm | $0 | – | -41,067 | – | -0.24% | – | |
| Exit | AKRE FOCUS FUND INSTL CLASSm | $0 | – | -13,512 | – | -0.25% | – | |
| Exit | WILSHIRE 5000 INDEX FUND INST'L CLASSm | $0 | – | -32,937 | – | -0.36% | – | |
| Exit | VANGUARD 500 INDEX FUND INVESTOR CLASSm | $0 | – | -4,445 | – | -0.57% | – | |
| Exit | VANGUARD TOTAL STOCK MARKET INDEX FUND ADMIRAL CLASSm | $0 | – | -16,661 | – | -0.58% | – | |
| Exit | FPA NEW INCOME FUND CLASS Am | $0 | – | -167,765 | – | -0.86% | – | |
| Exit | VANGUARD SHORT-TERM TAX-EXEMPT FUND INVESTOR CLASSm | $0 | – | -200,660 | – | -1.61% | – | |
| Exit | ORINDA INCOME OPPORTUNITIES FUND CLASS Im | $0 | – | -189,032 | – | -2.11% | – | |
| Exit | PRINCIPAL GLOBAL DIVERSIFIED INCOME INST'L CLASSm | $0 | – | -572,246 | – | -3.95% | – |
Q2 2018
Q4 2017
Q3 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $9,708,000 | +17.9% | 155,231 | +2.6% | 6.05% | +17.0% |
| T | Buy | AT&T INC | $8,627,000 | +8.3% | 220,245 | +4.4% | 5.37% | +7.5% |
| AAPL | Buy | APPLE INC | $7,024,000 | +9.4% | 45,573 | +2.2% | 4.38% | +8.6% |
| C | Buy | CITIGROUP INC | $6,463,000 | +9.1% | 88,849 | +0.3% | 4.02% | +8.3% |
| BAC | Buy | BANK AMER CORP | $6,129,000 | +5.3% | 241,887 | +0.8% | 3.82% | +4.5% |
| KMI | Buy | KINDER MORGAN INC DEL | $6,096,000 | +2.1% | 317,809 | +2.0% | 3.80% | +1.4% |
| CIM | Sell | CHIMERA INVT CORP | $5,912,000 | -24.8% | 312,456 | -25.9% | 3.68% | -25.3% |
| GILD | Buy | GILEAD SCIENCES INC | $5,065,000 | +17.4% | 62,521 | +2.6% | 3.16% | +16.5% |
| Buy | PRINCIPAL GLOBAL DIVERSIFIED INCOME INST'L CLASSm | $4,633,000 | +265.7% | 329,052 | +259.9% | 2.89% | +263.0% | |
| CSCO | Buy | CISCO SYS INC | $4,554,000 | +9.5% | 135,427 | +1.9% | 2.84% | +8.7% |
| MO | Buy | ALTRIA GROUP INC | $4,551,000 | +1836.6% | 71,753 | +2174.3% | 2.84% | +1828.6% |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $4,402,000 | +9.7% | 68,557 | +2.3% | 2.74% | +8.9% |
| CVX | Buy | CHEVRON CORP NEW | $4,216,000 | +14.4% | 35,877 | +1.6% | 2.63% | +13.5% |
| INTC | Buy | INTEL CORP | $4,134,000 | +15.2% | 108,566 | +2.0% | 2.58% | +14.3% |
| M | Buy | MACYS INC | $3,879,000 | -3.3% | 177,760 | +3.0% | 2.42% | -4.1% |
| GM | Buy | GENERAL MTRS CO | $3,824,000 | +16.9% | 94,703 | +1.1% | 2.38% | +16.0% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $3,577,000 | +15.9% | 56,125 | +1.4% | 2.23% | +15.1% |
| Sell | VANGUARD SHORT-TERM TAX-EXEMPT FUND INVESTOR CLASSm | $3,571,000 | -45.0% | 226,032 | -45.0% | 2.22% | -45.4% | |
| PFE | Buy | PFIZER INC | $3,339,000 | +10.5% | 93,524 | +4.0% | 2.08% | +9.6% |
| RCL | Buy | ROYAL CARIBBEAN CRUISES LTD | $3,252,000 | +10.2% | 27,435 | +1.5% | 2.02% | +9.3% |
| WMT | Buy | WAL-MART STORES INC | $3,161,000 | +4.6% | 40,455 | +1.3% | 1.97% | +3.8% |
| AMGN | Sell | AMGEN INC | $3,073,000 | -29.2% | 16,481 | -34.6% | 1.91% | -29.7% |
| DWDP | New | DOWDUPONT INC | $3,009,000 | – | 43,458 | – | 1.87% | – |
| NVS | Sell | NOVARTIS A Gsponsored adr | $2,960,000 | -35.4% | 34,483 | -37.1% | 1.84% | -35.8% |
| WHR | Buy | WHIRLPOOL CORP | $2,956,000 | -1.5% | 16,029 | +2.4% | 1.84% | -2.2% |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $2,929,000 | -41.9% | 72,153 | -38.3% | 1.82% | -42.4% |
| SNY | Buy | SANOFIsponsored adr | $2,835,000 | +6.4% | 56,937 | +2.4% | 1.77% | +5.6% |
| LUMN | Sell | CENTURYLINK INC | $2,760,000 | -29.2% | 146,027 | -10.5% | 1.72% | -29.7% |
| QCOM | Buy | QUALCOMM INC | $2,549,000 | -2.6% | 49,179 | +3.8% | 1.59% | -3.3% |
| New | ORINDA INCOME OPPORTUNITIES FUND CLASS Im | $2,484,000 | – | 106,698 | – | 1.55% | – | |
| NOC | Buy | NORTHROP GRUMMAN CORP | $2,441,000 | +13.9% | 8,484 | +1.6% | 1.52% | +12.9% |
| JNJ | Buy | JOHNSON & JOHNSON | $2,272,000 | +0.1% | 17,475 | +1.8% | 1.42% | -0.7% |
| GE | Buy | GENERAL ELECTRIC CO | $2,228,000 | -6.0% | 92,158 | +5.0% | 1.39% | -6.7% |
| AGN | Buy | ALLERGAN PLC | $2,146,000 | -12.3% | 10,470 | +4.0% | 1.34% | -13.0% |
| VIAB | Buy | VIACOM INC NEWcl b | $1,968,000 | -11.2% | 70,680 | +7.1% | 1.23% | -11.8% |
| TUP | Buy | TUPPERWARE BRANDS CORP | $1,879,000 | -8.3% | 30,390 | +4.1% | 1.17% | -9.0% |
| Sell | FPA NEW INCOME FUND CLASS Am | $1,613,000 | -11.3% | 160,451 | -11.6% | 1.00% | -12.0% | |
| Buy | VANGUARD 500 INDEX FUND INVESTOR CLASSm | $1,055,000 | +4.4% | 4,536 | +0.3% | 0.66% | +3.6% | |
| Sell | VANGUARD LONG-TERM TAX EXEMPT FUND ADMIRAL CLASSm | $478,000 | +0.4% | 41,067 | -0.0% | 0.30% | -0.3% | |
| OKE | New | ONEOK INC NEW | $256,000 | – | 4,629 | – | 0.16% | – |
| WRK | Sell | WESTROCK CO | $221,000 | -4.3% | 3,900 | -4.3% | 0.14% | -4.8% |
| EEQ | Sell | ENBRIDGE ENERGY MANAGEMENT L | $201,000 | -8.6% | 12,976 | -9.1% | 0.12% | -9.4% |
| MGA | Sell | MAGNA INTL INC | $160,000 | +11.1% | 3,000 | -3.2% | 0.10% | +11.1% |
| NEE | Sell | NEXTERA ENERGY INC | $161,000 | -1.2% | 1,097 | -5.5% | 0.10% | -2.0% |
| New | FIRST EAGLE GLOBAL FUND CLASS Im | $144,000 | – | 2,396 | – | 0.09% | – | |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $136,000 | +38.8% | 2,743 | +25.0% | 0.08% | +37.1% |
| JPS | Sell | NUVEEN PFD & INCM SECURTIES | $94,000 | -16.8% | 9,000 | -18.2% | 0.06% | -16.9% |
| BTI | New | BRITISH AMERN TOB PLCsponsored adr | $60,000 | – | 962 | – | 0.04% | – |
| PEP | Buy | PEPSICO INC | $53,000 | +82.8% | 480 | +92.0% | 0.03% | +83.3% |
| PG | Sell | PROCTER AND GAMBLE CO | $33,000 | -98.4% | 358 | -98.5% | 0.02% | -98.4% |
| SBRA | New | SABRA HEALTH CARE REIT INC | $30,000 | – | 1,346 | – | 0.02% | – |
| MUC | Sell | BLACKROCK MUNIHLDNGS CALI QL | $28,000 | -26.3% | 1,900 | -26.9% | 0.02% | -29.2% |
| Buy | KL ALLOCATION FUND INST'L CLASSm | $17,000 | +30.8% | 1,108 | +26.6% | 0.01% | +37.5% | |
| YUMC | Sell | YUM CHINA HLDGS INC | $17,000 | -39.3% | 431 | -38.4% | 0.01% | -38.9% |
| KO | Buy | COCA COLA CO | $15,000 | +87.5% | 334 | +90.9% | 0.01% | +80.0% |
| Buy | AB INCOME FUND ADVISOR CLASSm | $8,000 | 0.0% | 941 | +1.1% | 0.01% | 0.0% | |
| F | Sell | FORD MTR CO DEL | $6,000 | -40.0% | 532 | -42.9% | 0.00% | -33.3% |
| VOD | New | VODAFONE GROUP PLC NEWsponsored adr | $3,000 | – | 103 | – | 0.00% | – |
| Exit | SEI INSTL MGD TRUST CORE FIXED INCOME PORT FUND CLASS Fm | $0 | – | 0 | – | 0.00% | – | |
| FTRCQ | New | FRONTIER COMMUNICATIONS CORP | $0 | – | 7 | – | 0.00% | – |
| Exit | SEI INST'L MGD TRUST HIGH YIELD BOND FD CLASS Fm | $0 | – | 0 | – | 0.00% | – | |
| SEI TAX-EXEMPT INTERMEDIATE MUNI FUND CLASS Fm | $0 | – | 0 | – | 0.00% | – | ||
| WPX | Exit | WPX ENERGY INC | $0 | – | -66 | – | -0.00% | – |
| EMO | Exit | CLEARBRIDGE ENERGY MLP OPP F | $0 | – | -400 | – | -0.00% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -50 | – | -0.01% | – |
| Exit | VOLUSIA CNTY FLA SCH BRD CTFS PRTN MASTER LEASE PG 4.000 percentage 08/01/19 CL Bmb | $0 | – | -10,000 | – | -0.01% | – | |
| Exit | STATOIL HYDRO ASA NT 3.125 percentage 08/17/17bcm | $0 | – | -10,000 | – | -0.01% | – | |
| Exit | ASTRAZENECA PLC NTS ISIN#US046353AB45 5.900 percentage 09/15/17 B/E DTD 09/12/07bcm | $0 | – | -10,000 | – | -0.01% | – | |
| Exit | VANGUARD LIFESTRATEGY GROWTH FUND INVESTOR CLASSm | $0 | – | -743 | – | -0.01% | – | |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $0 | – | -1,100 | – | -0.02% | – |
| CCP | Exit | CARE CAP PPTYS INC | $0 | – | -1,200 | – | -0.02% | – |
| Exit | BREVARD CNTY FLA SCH BRD CTFS PARTN SER C 4.500 percentage 07/01/32 B/E DTD 04/13/07 PRFmb | $0 | – | -40,000 | – | -0.02% | – | |
| Exit | REEDLEY CALIF PUB FING AUTH WTR REV 4.125 percentage 09/01/21 B/E DTD 05/24/07mb | $0 | – | -40,000 | – | -0.02% | – | |
| Exit | VANGUARD SMALL-CAP GROWTH INDEX FUND INVESTOR CLASSm | $0 | – | -1,550 | – | -0.04% | – | |
| Exit | VANGUARD MID-CAP INDEX FUND INVESTOR CLASSm | $0 | – | -1,629 | – | -0.04% | – | |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -1,832 | – | -0.08% | – |
| OKS | Exit | ONEOK PARTNERS LPunit ltd partn | $0 | – | -4,700 | – | -0.15% | – |
| Exit | ORINDA INCOME OPPORTUNITIES FUND CLASS Im | $0 | – | -29,228 | – | -0.43% | – | |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -33,861 | – | -1.72% | – |
| UFS | Exit | DOMTAR CORP | $0 | – | -74,545 | – | -1.80% | – |