$17.2 Million is the total value of Ground Swell Capital, LLC's 68 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 175.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SRLN | New | SSGA ACTIVE ETF TRblackstone senr | $2,196,000 | – | 48,125 | +100.0% | 12.76% | – |
| QCOM | New | QUALCOMM INC | $787,000 | – | 4,304 | +100.0% | 4.57% | – |
| CAR | New | AVIS BUDGET GROUP | $580,000 | – | 2,798 | +100.0% | 3.37% | – |
| AVGO | New | BROADCOM INC | $548,000 | – | 824 | +100.0% | 3.18% | – |
| QQQM | New | INVESCO EXCH TRADED FD TR IInasdaq 100 etf | $520,000 | – | 3,182 | +100.0% | 3.02% | – |
| MSFT | New | MICROSOFT CORP | $494,000 | – | 1,468 | +100.0% | 2.87% | – |
| EQIX | New | EQUINIX INC | $472,000 | – | 558 | +100.0% | 2.74% | – |
| EDV | New | VANGUARD WORLD FDextended dur | $446,000 | – | 3,186 | +100.0% | 2.59% | – |
| SPLK | New | SPLUNK INC | $445,000 | – | 3,845 | +100.0% | 2.58% | – |
| BACPRL | New | BK OF AMERICA CORP7.25%cnv pfd l | $437,000 | – | 302 | +100.0% | 2.54% | – |
| NUAN | New | NUANCE COMMUNICATIONS INC | $397,000 | – | 7,181 | +100.0% | 2.31% | – |
| PYPL | New | PAYPAL HLDGS INC | $365,000 | – | 1,933 | +100.0% | 2.12% | – |
| FICO | New | FAIR ISAAC CORP | $342,000 | – | 789 | +100.0% | 1.99% | – |
| IWO | Sell | ISHARES TRrus 2000 grw etf | $331,000 | -91.1% | 1,129 | -91.1% | 1.92% | -88.0% |
| IJJ | New | ISHARES TRs&p mc 400vl etf | $323,000 | – | 2,919 | +100.0% | 1.88% | – |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $322,000 | +47.7% | 896 | +42.7% | 1.87% | +99.1% |
| EA | New | ELECTRONIC ARTS INC | $321,000 | – | 2,435 | +100.0% | 1.86% | – |
| SWKS | New | SKYWORKS SOLUTIONS INC | $314,000 | – | 2,021 | +100.0% | 1.82% | – |
| EXR | New | EXTRA SPACE STORAGE INC | $301,000 | – | 1,328 | +100.0% | 1.75% | – |
| PLXP | Buy | PLX PHARMA INC | $292,000 | -49.9% | 36,407 | +20.6% | 1.70% | -32.5% |
| SLYG | Sell | SPDR SER TRs&p 600 smcp grw | $290,000 | -28.7% | 3,129 | -33.1% | 1.68% | -3.9% |
| Z | New | ZILLOW GROUP INCcl c cap stk | $286,000 | – | 4,483 | +100.0% | 1.66% | – |
| SHOP | New | SHOPIFY INCcl a | $284,000 | – | 206 | +100.0% | 1.65% | – |
| AFRM | Buy | AFFIRM HLDGS INC | $284,000 | +40.6% | 2,822 | +66.4% | 1.65% | +89.7% |
| GUSH | New | DIREXION SHS ETF TRoil gas bl 2x sh | $277,000 | – | 3,155 | +100.0% | 1.61% | – |
| VCR | New | VANGUARD WORLD FDSconsum dis etf | $254,000 | – | 745 | +100.0% | 1.48% | – |
| PSA | New | PUBLIC STORAGE | $252,000 | – | 672 | +100.0% | 1.46% | – |
| ETSY | New | ETSY INC | $232,000 | – | 1,061 | +100.0% | 1.35% | – |
| SGH | New | SMART GLOBAL HLDGS INC | $231,000 | – | 3,259 | +100.0% | 1.34% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC. | $229,000 | – | 2,632 | +100.0% | 1.33% | – |
| ASND | New | ASCENDIS PHARMA A/Ssponsored adr | $229,000 | – | 1,699 | +100.0% | 1.33% | – |
| PLD | New | PROLOGIS INC. | $225,000 | – | 1,337 | +100.0% | 1.31% | – |
| COST | New | COSTCO WHSL CORP NEW | $225,000 | – | 396 | +100.0% | 1.31% | – |
| UBT | New | PROSHARES TRultra 20yr tre | $225,000 | – | 4,131 | +100.0% | 1.31% | – |
| CRWD | New | CROWDSTRIKE HLDGS INCcl a | $223,000 | – | 1,091 | +100.0% | 1.30% | – |
| SNOW | New | SNOWFLAKE INCcl a | $223,000 | – | 659 | +100.0% | 1.30% | – |
| RCL | New | ROYAL CARIBBEAN GROUP | $217,000 | – | 2,819 | +100.0% | 1.26% | – |
| INTU | Sell | INTUIT | $217,000 | -49.2% | 337 | -57.4% | 1.26% | -31.5% |
| MRCY | New | MERCURY SYS INC | $214,000 | – | 3,881 | +100.0% | 1.24% | – |
| ATH | New | ATHENE HOLDING LTDcl a | $212,000 | – | 2,545 | +100.0% | 1.23% | – |
| ASML | New | ASML HOLDING N V | $207,000 | – | 260 | +100.0% | 1.20% | – |
| CPT | New | CAMDEN PPTY TRsh ben int | $207,000 | – | 1,158 | +100.0% | 1.20% | – |
| PGR | New | PROGRESSIVE CORP | $206,000 | – | 2,002 | +100.0% | 1.20% | – |
| SAFM | New | SANDERSON FARMS INC | $204,000 | – | 1,065 | +100.0% | 1.18% | – |
| LLY | New | LILLY ELI & CO | $201,000 | – | 727 | +100.0% | 1.17% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $181,000 | – | 10,100 | +100.0% | 1.05% | – |
| BOE | New | BLACKROCK ENHANCED GLOBAL DI | $130,000 | – | 10,668 | +100.0% | 0.76% | – |
| New | BERKSHIRE GREY INC | $109,000 | – | 19,833 | +100.0% | 0.63% | – | |
| MNMD | New | MIND MEDICINE MINDMED INC | $88,000 | – | 63,698 | +100.0% | 0.51% | – |
| ARVL | New | ARRIVAL GROUP | $82,000 | – | 11,030 | +100.0% | 0.48% | – |
| IQ | New | IQIYI INCsponsored ads | $73,000 | – | 16,003 | +100.0% | 0.42% | – |
| TME | New | TENCENT MUSIC ENTMT GROUPspon ads | $72,000 | – | 10,533 | +100.0% | 0.42% | – |
| TIGR | New | UP FINTECH HLDG LTDsponsored ads | $57,000 | – | 11,560 | +100.0% | 0.33% | – |
| SUNL | New | SUNLIGHT FINANCIAL HOLDINGS | $57,000 | – | 11,969 | +100.0% | 0.33% | – |
| ZOM | New | ZOMEDICA CORP | $54,000 | – | 177,278 | +100.0% | 0.31% | – |
| UUU | New | UNIVERSAL SEC INSTRS INC | $40,000 | – | 11,645 | +100.0% | 0.23% | – |
| PHUN | New | PHUNWARE INC | $35,000 | – | 13,474 | +100.0% | 0.20% | – |
| VERO | New | VENUS CONCEPT INC | $28,000 | – | 16,625 | +100.0% | 0.16% | – |
| PSTHWS | Buy | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $18,000 | +20.0% | 13,677 | +16.5% | 0.10% | +61.5% |
| PPGHW | New | POEMA GLOBAL HOLDINGS CORP*w exp 01/08/202 | $17,000 | – | 11,831 | +100.0% | 0.10% | – |
| MITO | New | STEALTH BIOTHERAPEUTICS CORPsponsored ads | $16,000 | – | 18,927 | +100.0% | 0.09% | – |
| DRRX | New | DURECT CORP | $15,000 | – | 15,704 | +100.0% | 0.09% | – |
| CASI | New | CASI PHARMACEUTICALS INC | $15,000 | – | 18,638 | +100.0% | 0.09% | – |
| ADNWW | New | ADVENT TECHNOLOGIES HOLDNG I*w exp 02/03/202 | $13,000 | – | 11,054 | +100.0% | 0.08% | – |
| WTRH | New | WAITR HLDGS INC | $8,000 | – | 10,200 | +100.0% | 0.05% | – |
| TRVI | New | TREVI THERAPEUTICS INC | $8,000 | – | 10,461 | +100.0% | 0.05% | – |
| ONE | Buy | ONESMART INTL ED GROUP LTDsponsored ads | $6,000 | -50.0% | 25,884 | +5.0% | 0.04% | -32.7% |
| DKDCW | Sell | DATA KNIGHTS ACQUISITION COR*w exp 11/11/202 | $6,000 | -14.3% | 16,233 | -13.9% | 0.04% | +16.7% |
| GTE | Exit | GRAN TIERRA ENERGY INC | $0 | – | -11,841 | -100.0% | -0.04% | – |
| SPCB | Exit | SUPERCOM LTD NEW | $0 | – | -18,357 | -100.0% | -0.08% | – |
| ELMSW | Exit | ELECTRIC LAST MILE SOLUTNS I*w exp 08/24/202 | $0 | – | -11,718 | -100.0% | -0.08% | – |
| TBLAW | Exit | TABOOLA.COM LTD*w exp 06/29/202 | $0 | – | -10,848 | -100.0% | -0.09% | – |
| USWS | Exit | US WELL SERVICES INCcl a | $0 | – | -30,268 | -100.0% | -0.10% | – |
| TRIB | Exit | TRINITY BIOTECH PLCspon adr new | $0 | – | -10,981 | -100.0% | -0.10% | – |
| EDU | Exit | NEW ORIENTAL ED & TECHNOLOGYspon adr | $0 | – | -12,983 | -100.0% | -0.12% | – |
| FI | Exit | FRANKS INTL N V | $0 | – | -10,392 | -100.0% | -0.13% | – |
| OSG | Exit | OVERSEAS SHIPHOLDING GROUP Icl a new | $0 | – | -15,513 | -100.0% | -0.14% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -10,345 | -100.0% | -0.17% | – |
| FAMI | Exit | FARMMI INC | $0 | – | -91,500 | -100.0% | -0.18% | – |
| RMO | Exit | ROMEO POWER INC | $0 | – | -10,908 | -100.0% | -0.23% | – |
| Exit | BTCS INC | $0 | – | -10,335 | -100.0% | -0.24% | – | |
| GNW | Exit | GENWORTH FINL INC | $0 | – | -19,231 | -100.0% | -0.31% | – |
| DBRG | Exit | DIGITALBRIDGE GROUP INC | $0 | – | -12,430 | -100.0% | -0.32% | – |
| CTAC | Exit | CERBERUS TELECOM ACQUISITION | $0 | – | -11,093 | -100.0% | -0.38% | – |
| DIDI | Exit | DIDI GLOBAL INCsponsored ads | $0 | – | -11,579 | -100.0% | -0.39% | – |
| PDSB | Exit | PDS BIOTECHNOLOGY CORP | $0 | – | -11,517 | -100.0% | -0.74% | – |
| PWR | Exit | QUANTA SVCS INC | $0 | – | -1,803 | -100.0% | -0.88% | – |
| CRM | Exit | SALESFORCE COM INC | $0 | – | -763 | -100.0% | -0.89% | – |
| TDOC | Exit | TELADOC HEALTH INC | $0 | – | -1,648 | -100.0% | -0.90% | – |
| ALX | Exit | ALEXANDERS INC | $0 | – | -805 | -100.0% | -0.90% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -2,220 | -100.0% | -0.90% | – |
| ABNB | Exit | AIRBNB INC | $0 | – | -1,313 | -100.0% | -0.95% | – |
| BLK | Exit | BLACKROCK INC | $0 | – | -263 | -100.0% | -0.95% | – |
| EEIQ | Exit | ELITE EDUCATION GROUP INTL L | $0 | – | -53,958 | -100.0% | -0.96% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -602 | -100.0% | -0.98% | – |
| GNOG | Exit | GOLDEN NUGGET ONLINE GAMIN | $0 | – | -13,466 | -100.0% | -1.01% | – |
| COR | Exit | CORESITE RLTY CORP | $0 | – | -1,688 | -100.0% | -1.01% | – |
| ASAN | Exit | ASANA INCcl a | $0 | – | -2,286 | -100.0% | -1.02% | – |
| SFIX | Exit | STITCH FIX INC | $0 | – | -6,027 | -100.0% | -1.04% | – |
| LPI | Exit | LAREDO PETROLEUM INC | $0 | – | -2,981 | -100.0% | -1.04% | – |
| CAT | Exit | CATERPILLAR INC | $0 | – | -1,260 | -100.0% | -1.04% | – |
| SYNA | Exit | SYNAPTICS INC | $0 | – | -1,349 | -100.0% | -1.04% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INC | $0 | – | -3,984 | -100.0% | -1.05% | – |
| RH | Exit | RH | $0 | – | -369 | -100.0% | -1.06% | – |
| ROST | Exit | ROSS STORES INC | $0 | – | -2,300 | -100.0% | -1.08% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -1,603 | -100.0% | -1.12% | – |
| BBBY | Exit | BED BATH & BEYOND INC | $0 | – | -15,490 | -100.0% | -1.16% | – |
| V | Exit | VISA INC | $0 | – | -1,258 | -100.0% | -1.21% | – |
| SCHA | Exit | SCHWAB STRATEGIC TRus sml cap etf | $0 | – | -2,850 | -100.0% | -1.23% | – |
| ARKK | Exit | ARK ETF TRinnovation etf | $0 | – | -2,849 | -100.0% | -1.36% | – |
| PODD | Exit | INSULET CORP | $0 | – | -1,194 | -100.0% | -1.46% | – |
| EWW | Exit | ISHARES INCmsci mexico etf | $0 | – | -7,076 | -100.0% | -1.47% | – |
| DIA | Exit | SPDR DOW JONES INDL AVERAGEut ser 1 | $0 | – | -1,062 | -100.0% | -1.55% | – |
| NBIX | Exit | NEUROCRINE BIOSCIENCES INC | $0 | – | -3,846 | -100.0% | -1.59% | – |
| MORN | Exit | MORNINGSTAR INC | $0 | – | -1,443 | -100.0% | -1.61% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -1,937 | -100.0% | -1.67% | – |
| MKSI | Exit | MKS INSTRS INC | $0 | – | -2,824 | -100.0% | -1.84% | – |
| ARKW | Exit | ARK ETF TRnext gnrtn inter | $0 | – | -3,309 | -100.0% | -1.98% | – |
| EXPD | Exit | EXPEDITORS INTL WASH INC | $0 | – | -4,109 | -100.0% | -2.11% | – |
| BLOK | Exit | AMPLIFY ETF TRblockchain ldr | $0 | – | -11,142 | -100.0% | -2.14% | – |
| SLYV | Exit | SPDR SER TRs&p 600 smcp val | $0 | – | -7,593 | -100.0% | -2.68% | – |
| UAL | Exit | UNITED AIRLS HLDGS INC | $0 | – | -13,914 | -100.0% | -2.85% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -313 | -100.0% | -4.43% | – |
| TSLA | Exit | TESLA INC | $0 | – | -2,403 | -100.0% | -8.03% | – |
| AAPL | Exit | APPLE INC | $0 | – | -19,472 | -100.0% | -11.87% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 8 | Q3 2023 | 61.4% |
| APPLE INC | 8 | Q2 2023 | 55.8% |
| AUTOMATIC DATA PROCESSING IN | 8 | Q3 2023 | 2.2% |
| ACTIVISION BLIZZARD INC | 7 | Q1 2023 | 3.5% |
| PEPSICO INC | 7 | Q3 2023 | 2.4% |
| INTUIT | 7 | Q4 2022 | 1.8% |
| PLX PHARMA INC | 7 | Q1 2023 | 2.5% |
| HYCROFT MINING HOLDING CORP | 7 | Q3 2023 | 0.3% |
| TEXAS INSTRS INC | 6 | Q3 2023 | 4.3% |
| NVIDIA CORPORATION | 6 | Q3 2023 | 3.2% |
View Ground Swell Capital, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-13 |
| 13F-HR/A | 2023-08-15 |
| 13F-HR | 2023-08-10 |
| 13F-HR | 2023-05-08 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-02-09 |
View Ground Swell Capital, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.