$244 Million is the total value of Institute for Wealth Management, LLC.'s 268 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 123.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC | $8,566,000 | -28.2% | 54,305 | +0.3% | 3.52% | -12.7% |
| AMZN | New | AMAZON COM INC | $6,995,000 | – | 4,657 | +100.0% | 2.87% | – |
| ADBE | Buy | ADOBE INC | $5,654,000 | -14.9% | 24,993 | +1.0% | 2.32% | +3.5% |
| BA | Buy | BOEING CO | $5,418,000 | -9.2% | 16,800 | +2.9% | 2.22% | +10.4% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $4,998,000 | +14.3% | 20,006 | +32.8% | 2.05% | +39.0% |
| PYPL | Buy | PAYPAL HLDGS INC | $4,092,000 | -6.1% | 48,665 | +0.2% | 1.68% | +14.2% |
| FB | Sell | FACEBOOK INCcl a | $3,543,000 | -22.7% | 27,029 | -1.4% | 1.45% | -6.0% |
| AMGN | Buy | AMGEN INC | $3,518,000 | +25.8% | 18,103 | +34.0% | 1.44% | +53.0% |
| BAC | Buy | BANK AMER CORP | $3,325,000 | -11.1% | 135,007 | +8.7% | 1.36% | +8.1% |
| PDP | New | INVESCO EXCHANGE TRADED FD Tdwa momentum | $3,189,000 | – | 65,798 | +100.0% | 1.31% | – |
| NVDA | Buy | NVIDIA CORP | $3,140,000 | -49.5% | 23,517 | +0.9% | 1.29% | -38.6% |
| XMMO | New | INVESCO EXCHANGE TRADED FD Trusel mdcp gwt | $3,094,000 | – | 68,791 | +100.0% | 1.27% | – |
| QQQ | New | INVESCO QQQ TRunit ser 1 | $3,025,000 | – | 19,607 | +100.0% | 1.24% | – |
| GSY | New | INVESCO ACTIVELY MANAGD ETFultra shrt dur | $2,988,000 | – | 59,673 | +100.0% | 1.23% | – |
| DWDP | Buy | DOWDUPONT INC | $2,946,000 | +1.5% | 55,090 | +26.7% | 1.21% | +23.5% |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $2,923,000 | +179.7% | 53,883 | +181.1% | 1.20% | +239.9% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $2,799,000 | +25.7% | 35,917 | +26.0% | 1.15% | +52.8% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $2,779,000 | +108.0% | 33,538 | +110.1% | 1.14% | +153.0% |
| ISRG | New | INTUITIVE SURGICAL INC | $2,760,000 | – | 5,764 | +100.0% | 1.13% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $2,676,000 | +18.1% | 27,429 | +40.2% | 1.10% | +43.5% |
| PWC | New | INVESCO EXCHANGE TRADED FD Tdynmc mkt etf | $2,523,000 | – | 28,666 | +100.0% | 1.04% | – |
| AABA | Sell | ALTABA INC | $2,450,000 | -15.0% | 42,283 | -0.2% | 1.01% | +3.4% |
| T | Sell | AT&T INC | $2,383,000 | -22.0% | 83,522 | -8.6% | 0.98% | -5.1% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,367,000 | +32.3% | 42,241 | +25.9% | 0.97% | +60.9% |
| VHT | New | VANGUARD WORLD FDShealth car etf | $2,269,000 | – | 14,127 | +100.0% | 0.93% | – |
| COST | Buy | COSTCO WHSL CORP NEW | $2,262,000 | -11.1% | 11,102 | +2.0% | 0.93% | +8.0% |
| NFLX | New | NETFLIX INC | $2,204,000 | – | 8,233 | +100.0% | 0.90% | – |
| V | Buy | VISA INC | $2,129,000 | +12.5% | 16,135 | +27.2% | 0.87% | +36.8% |
| DWAQ | New | INVESCO EXCHANGE TRADED FD Tdwa nasdaq mnt | $2,106,000 | – | 23,946 | +100.0% | 0.86% | – |
| QLD | Sell | PROSHARES TR | $2,048,000 | -33.5% | 30,480 | -0.9% | 0.84% | -19.1% |
| XOM | Buy | EXXON MOBIL CORP | $1,990,000 | +21.3% | 29,183 | +53.3% | 0.82% | +47.5% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $1,981,000 | -23.0% | 30,757 | -5.9% | 0.81% | -6.3% |
| GOOGL | New | ALPHABET INCcap stk cl a | $1,886,000 | – | 1,805 | +100.0% | 0.77% | – |
| PWB | New | INVESCO EXCHANGE TRADED FD Tdynmc lrg gwth | $1,879,000 | – | 45,318 | +100.0% | 0.77% | – |
| CSCO | Buy | CISCO SYS INC | $1,847,000 | +49.7% | 42,773 | +67.7% | 0.76% | +82.2% |
| CME | New | CME GROUP INC | $1,727,000 | – | 9,182 | +100.0% | 0.71% | – |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $1,650,000 | -20.3% | 69,264 | -5.9% | 0.68% | -3.1% |
| SSO | Buy | PROSHARES TR | $1,635,000 | -20.4% | 17,612 | +8.9% | 0.67% | -3.2% |
| VPU | New | VANGUARD WORLD FDSutilities etf | $1,557,000 | – | 13,215 | +100.0% | 0.64% | – |
| PRF | New | INVESCO EXCHANGE TRADED FD Tftse rafi 1000 | $1,519,000 | – | 14,952 | +100.0% | 0.62% | – |
| GM | Buy | GENERAL MTRS CO | $1,480,000 | +0.7% | 44,247 | +1.3% | 0.61% | +22.6% |
| VCR | New | VANGUARD WORLD FDSconsum dis etf | $1,470,000 | – | 9,765 | +100.0% | 0.60% | – |
| WM | Buy | WASTE MGMT INC DEL | $1,438,000 | +7.2% | 16,175 | +8.7% | 0.59% | +30.2% |
| PUTW | Sell | WISDOMTREE TRcboe s&p 500 | $1,410,000 | -46.8% | 55,402 | -35.8% | 0.58% | -35.2% |
| MA | New | MASTERCARD INCORPORATEDcl a | $1,352,000 | – | 7,167 | +100.0% | 0.56% | – |
| GOOG | New | ALPHABET INCcap stk cl c | $1,338,000 | – | 1,292 | +100.0% | 0.55% | – |
| LGLV | Sell | SPDR SER TRssga us lrg etf | $1,319,000 | -9.9% | 14,813 | -1.6% | 0.54% | +9.5% |
| MPC | Buy | MARATHON PETE CORP | $1,274,000 | +4.8% | 21,591 | +50.3% | 0.52% | +27.6% |
| ABBV | Sell | ABBVIE INC | $1,264,000 | -4.2% | 13,715 | -2.7% | 0.52% | +16.4% |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $1,224,000 | – | 4 | +100.0% | 0.50% | – |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $1,215,000 | -6.0% | 31,829 | -0.2% | 0.50% | +14.4% |
| AXON | Sell | AXON ENTERPRISE INC | $1,194,000 | -36.8% | 27,287 | -4.0% | 0.49% | -23.1% |
| AXP | Buy | AMERICAN EXPRESS CO | $1,190,000 | +3.8% | 12,498 | +17.9% | 0.49% | +26.1% |
| XLE | Sell | SELECT SECTOR SPDR TRenergy | $1,187,000 | -34.1% | 20,702 | -12.4% | 0.49% | -19.9% |
| MVV | Sell | PROSHARES TR | $1,181,000 | -33.5% | 38,842 | -0.9% | 0.48% | -19.2% |
| XLG | New | INVESCO EXCHANGE TRADED FD Ts&p 500 top 50 | $1,176,000 | – | 6,541 | +100.0% | 0.48% | – |
| FTNT | Sell | FORTINET INC | $1,165,000 | -22.3% | 16,541 | -1.2% | 0.48% | -5.5% |
| SNY | Sell | SANOFIsponsored adr | $1,161,000 | -4.0% | 26,883 | -0.4% | 0.48% | +16.9% |
| EOG | Buy | EOG RES INC | $1,153,000 | -29.0% | 13,222 | +2.3% | 0.47% | -13.7% |
| CSD | New | INVESCO EXCHANGE TRADED FD Ts&p spin off | $1,141,000 | – | 26,932 | +100.0% | 0.47% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $1,134,000 | – | 5,555 | +100.0% | 0.46% | – |
| UWM | Buy | PROSHARES TR | $1,128,000 | -37.2% | 21,639 | +1.5% | 0.46% | -23.6% |
| COP | Buy | CONOCOPHILLIPS | $1,119,000 | -19.3% | 17,952 | +0.5% | 0.46% | -1.9% |
| GS | New | GOLDMAN SACHS GROUP INC | $1,115,000 | – | 6,675 | +100.0% | 0.46% | – |
| PBE | New | INVESCO EXCHANGE TRADED FD Tdynmc biotech | $1,107,000 | – | 23,515 | +100.0% | 0.45% | – |
| SPHQ | New | INVESCO EXCHANGE TRADED FD Ts&p500 quality | $1,098,000 | – | 39,484 | +100.0% | 0.45% | – |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $1,096,000 | -49.6% | 17,687 | -39.1% | 0.45% | -38.7% |
| PFM | New | INVESCO EXCHANGE TRADED FD Tdivid achievev | $1,084,000 | – | 43,895 | +100.0% | 0.44% | – |
| MTN | New | VAIL RESORTS INC | $1,071,000 | – | 5,082 | +100.0% | 0.44% | – |
| AMLP | Sell | ALPS ETF TRalerian mlp | $1,069,000 | -20.3% | 122,505 | -4.0% | 0.44% | -3.1% |
| MO | Sell | ALTRIA GROUP INC | $1,033,000 | -23.7% | 20,911 | -6.1% | 0.42% | -7.2% |
| VLO | Sell | VALERO ENERGY CORP NEW | $1,028,000 | -36.0% | 13,719 | -1.4% | 0.42% | -22.1% |
| MMM | New | 3M CO | $997,000 | – | 5,231 | +100.0% | 0.41% | – |
| CMCSA | Buy | COMCAST CORP NEWcl a | $990,000 | +13.4% | 29,082 | +17.9% | 0.41% | +37.6% |
| MSGS | New | MADISON SQUARE GARDEN CO NEWcl a | $977,000 | – | 3,650 | +100.0% | 0.40% | – |
| LYB | New | LYONDELLBASELL INDUSTRIES N | $972,000 | – | 11,733 | +100.0% | 0.40% | – |
| SDIV | Sell | GLOBAL X FDSglb x superdiv | $959,000 | -21.5% | 56,055 | -7.7% | 0.39% | -4.4% |
| TSLA | New | TESLA INC | $961,000 | – | 2,888 | +100.0% | 0.39% | – |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $932,000 | – | 17,613 | +100.0% | 0.38% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $920,000 | – | 6,709 | +100.0% | 0.38% | – |
| PID | New | INVESCO EXCHANGE TRADED FD Tintl divi achi | $909,000 | – | 64,361 | +100.0% | 0.37% | – |
| ORCL | Buy | ORACLE CORP | $898,000 | -4.2% | 19,896 | +9.9% | 0.37% | +16.8% |
| GAM | New | GENERAL AMERN INVS INC | $882,000 | – | 34,282 | +100.0% | 0.36% | – |
| BKNG | New | BOOKING HLDGS INC | $868,000 | – | 504 | +100.0% | 0.36% | – |
| MRK | Buy | MERCK & CO INC | $866,000 | +11.3% | 11,329 | +2.2% | 0.36% | +35.0% |
| TWTR | Buy | TWITTER INC | $856,000 | +39.9% | 29,787 | +41.8% | 0.35% | +69.6% |
| EMLP | Buy | FIRST TR EXCHANGE TRADED FDno amer energy | $847,000 | -0.4% | 39,505 | +7.3% | 0.35% | +21.3% |
| EWJ | Buy | ISHARES INCmsci jpn etf new | $848,000 | -13.9% | 16,732 | +2.9% | 0.35% | +4.8% |
| VRTX | New | VERTEX PHARMACEUTICALS INC | $826,000 | – | 4,988 | +100.0% | 0.34% | – |
| XLY | New | SELECT SECTOR SPDR TRsbi cons discr | $824,000 | – | 8,321 | +100.0% | 0.34% | – |
| TTE | New | TOTAL S Asponsored adr | $788,000 | – | 15,086 | +100.0% | 0.32% | – |
| AEG | Buy | AEGON N V | $776,000 | -22.1% | 168,020 | +11.2% | 0.32% | -5.1% |
| FVL | Buy | FIRST TR VALUE LINE 100 ETF | $775,000 | -18.3% | 41,238 | +0.5% | 0.32% | -0.6% |
| KRE | Buy | SPDR SERIES TRUSTs&p regl bkg | $772,000 | -16.3% | 16,506 | +7.9% | 0.32% | +1.9% |
| XSMO | New | INVESCO EXCHANGE TRADED FD Trusel 2000 pur | $772,000 | – | 25,014 | +100.0% | 0.32% | – |
| TOTL | Sell | SSGA ACTIVE ETF TRspdr tr tactic | $764,000 | -14.1% | 16,123 | -14.0% | 0.31% | +4.7% |
| TRV | New | TRAVELERS COMPANIES INC | $764,000 | – | 6,382 | +100.0% | 0.31% | – |
| DTN | New | WISDOMTREE TRus divid ex fncl | $762,000 | – | 9,893 | +100.0% | 0.31% | – |
| AFL | Sell | AFLAC INC | $759,000 | -41.7% | 16,661 | -39.9% | 0.31% | -29.1% |
| ANTM | New | ANTHEM INC | $759,000 | – | 2,890 | +100.0% | 0.31% | – |
| AMAT | Sell | APPLIED MATLS INC | $761,000 | -17.8% | 23,233 | -4.3% | 0.31% | -0.3% |
| CRM | New | SALESFORCE COM INC | $747,000 | – | 5,457 | +100.0% | 0.31% | – |
| UNH | New | UNITEDHEALTH GROUP INC | $745,000 | – | 2,996 | +100.0% | 0.31% | – |
| PFG | New | PRINCIPAL FINL GROUP INC | $738,000 | – | 16,844 | +100.0% | 0.30% | – |
| ARCC | Buy | ARES CAP CORP | $733,000 | -8.9% | 47,051 | +1.3% | 0.30% | +10.7% |
| SPYD | Sell | SPDR SER TRprtflo s&p500 hi | $730,000 | -9.8% | 21,417 | -1.0% | 0.30% | +9.9% |
| AGN | New | ALLERGAN PLC | $716,000 | – | 5,354 | +100.0% | 0.29% | – |
| DIAX | Sell | NUVEEN DOW 30 DYN OVERWRITE | $698,000 | -25.7% | 43,296 | -10.8% | 0.29% | -9.5% |
| ETN | Sell | EATON CORP PLC | $695,000 | -21.8% | 10,123 | -0.6% | 0.28% | -5.0% |
| XLV | New | SELECT SECTOR SPDR TRsbi healthcare | $692,000 | – | 8,001 | +100.0% | 0.28% | – |
| PJP | New | INVESCO EXCHANGE TRADED FD Tdynmc phrmctls | $686,000 | – | 11,005 | +100.0% | 0.28% | – |
| USMV | New | ISHARES TRmin vol usa etf | $680,000 | – | 12,970 | +100.0% | 0.28% | – |
| FOXA | Buy | TWENTY FIRST CENTY FOX INCcl a | $676,000 | +5.1% | 14,047 | +0.7% | 0.28% | +27.6% |
| AEO | Buy | AMERICAN EAGLE OUTFITTERS NE | $664,000 | -19.0% | 34,689 | +4.2% | 0.27% | -1.4% |
| ALK | New | ALASKA AIR GROUP INC | $660,000 | – | 10,839 | +100.0% | 0.27% | – |
| HRB | New | BLOCK H & R INC | $657,000 | – | 25,957 | +100.0% | 0.27% | – |
| ANGL | Sell | VANECK VECTORS ETF TRfallen angel hg | $650,000 | -11.2% | 24,374 | -3.8% | 0.27% | +8.1% |
| DOL | Buy | WISDOMTREE TRintl lrgcap dv | $649,000 | -10.2% | 15,268 | +1.3% | 0.27% | +9.0% |
| AIG | Sell | AMERICAN INTL GROUP INC | $647,000 | -40.8% | 16,412 | -18.7% | 0.27% | -27.9% |
| RESN | Buy | RESONANT INC | $644,000 | -67.2% | 484,565 | +0.3% | 0.26% | -60.1% |
| EET | Sell | PROSHARES TRmsci emrg etf | $614,000 | -18.6% | 9,886 | -2.0% | 0.25% | -0.8% |
| XHB | Sell | SPDR SERIES TRUSTs&p homebuild | $613,000 | -20.0% | 18,841 | -5.2% | 0.25% | -2.7% |
| CSGP | New | COSTAR GROUP INC | $615,000 | – | 1,823 | +100.0% | 0.25% | – |
| DELL | New | DELL TECHNOLOGIES INCcl c | $615,000 | – | 12,592 | +100.0% | 0.25% | – |
| BAX | New | BAXTER INTL INC | $603,000 | – | 9,158 | +100.0% | 0.25% | – |
| GAB | New | GABELLI EQUITY TR INC | $596,000 | – | 23,531 | +100.0% | 0.24% | – |
| DON | Buy | WISDOMTREE TRus midcap divid | $595,000 | -11.7% | 18,818 | +2.7% | 0.24% | +7.5% |
| EUMV | New | ISHARES TRmin vol europe | $591,000 | – | 25,757 | +100.0% | 0.24% | – |
| BP | New | BP PLCsponsored adr | $586,000 | – | 15,457 | +100.0% | 0.24% | – |
| BBH | New | VANECK VECTORS ETF TRbiotech etf | $572,000 | – | 5,170 | +100.0% | 0.24% | – |
| D | New | DOMINION ENERGY INC | $559,000 | – | 7,822 | +100.0% | 0.23% | – |
| VIAB | New | VIACOM INC NEWcl b | $556,000 | – | 21,651 | +100.0% | 0.23% | – |
| PRFZ | New | INVESCO EXCHANGE TRADED FD Tftse rafi 1500 | $554,000 | – | 4,872 | +100.0% | 0.23% | – |
| RSP | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $551,000 | – | 6,027 | +100.0% | 0.23% | – |
| GGT | Buy | GABELLI MULTIMEDIA TR INC | $551,000 | +129.6% | 39,233 | +50.5% | 0.23% | +179.0% |
| OSB | New | NORBORD INC | $549,000 | – | 20,760 | +100.0% | 0.22% | – |
| LNG | New | CHENIERE ENERGY INC | $545,000 | – | 9,200 | +100.0% | 0.22% | – |
| HEWJ | Sell | ISHARES TRhdg msci japan | $539,000 | -20.5% | 19,201 | -3.5% | 0.22% | -3.5% |
| APC | New | ANADARKO PETE CORP | $533,000 | – | 12,150 | +100.0% | 0.22% | – |
| BIIB | New | BIOGEN INC | $531,000 | – | 1,763 | +100.0% | 0.22% | – |
| GRMN | New | GARMIN LTD | $524,000 | – | 8,311 | +100.0% | 0.22% | – |
| BX | Buy | BLACKSTONE GROUP L P | $521,000 | -17.2% | 17,468 | +7.3% | 0.21% | +0.9% |
| APTI | APPTIO INCcl a | $516,000 | +2.6% | 13,600 | 0.0% | 0.21% | +24.7% | |
| DXJ | Buy | WISDOMTREE TRjapn hedge eqt | $508,000 | -17.7% | 10,955 | +2.1% | 0.21% | +0.5% |
| NEE | New | NEXTERA ENERGY INC | $508,000 | – | 2,921 | +100.0% | 0.21% | – |
| HQY | New | HEALTHEQUITY INC | $507,000 | – | 8,492 | +100.0% | 0.21% | – |
| EZM | Buy | WISDOMTREE TRus midcp earning | $505,000 | -16.3% | 14,735 | +0.7% | 0.21% | +1.5% |
| PWV | New | INVESCO EXCHANGE TRADED FD Tdynmc lrg valu | $504,000 | – | 15,435 | +100.0% | 0.21% | – |
| NVS | New | NOVARTIS A Gsponsored adr | $501,000 | – | 5,838 | +100.0% | 0.21% | – |
| NOW | New | SERVICENOW INC | $493,000 | – | 2,766 | +100.0% | 0.20% | – |
| DATA | New | TABLEAU SOFTWARE INCcl a | $493,000 | – | 4,110 | +100.0% | 0.20% | – |
| FDX | New | FEDEX CORP | $482,000 | – | 2,987 | +100.0% | 0.20% | – |
| PGF | New | INVESCO EXCHANGE TRADED FD Tfinl pfd etf | $480,000 | – | 27,624 | +100.0% | 0.20% | – |
| DTD | New | WISDOMTREE TRus total dividnd | $477,000 | – | 5,641 | +100.0% | 0.20% | – |
| SPLG | Sell | SPDR SERIES TRUSTportfolio lr etf | $469,000 | -16.4% | 16,055 | -2.0% | 0.19% | +2.1% |
| GDV | Sell | GABELLI DIVD & INCOME TR | $460,000 | -25.4% | 25,158 | -2.2% | 0.19% | -9.1% |
| REGN | New | REGENERON PHARMACEUTICALS | $450,000 | – | 1,206 | +100.0% | 0.18% | – |
| WTR | AQUA AMERICA INC | $449,000 | -5.3% | 13,140 | 0.0% | 0.18% | +15.0% | |
| PEY | New | INVESCO EXCHANGE TRADED FD Thig yld eq div | $446,000 | – | 28,181 | +100.0% | 0.18% | – |
| SMH | New | VANECK VECTORS ETF TRsemiconductor et | $443,000 | – | 5,070 | +100.0% | 0.18% | – |
| FXO | Buy | FIRST TR EXCHANGE TRADED FDfinls alphadex | $442,000 | -13.8% | 16,358 | +2.1% | 0.18% | +4.6% |
| CWB | New | SPDR SERIES TRUSTblmbrg brc cnvrt | $433,000 | – | 9,248 | +100.0% | 0.18% | – |
| HCA | New | HCA HEALTHCARE INC | $434,000 | – | 3,485 | +100.0% | 0.18% | – |
| BACWSA | BANK AMER CORP*w exp 01/16/201 | $423,000 | -30.1% | 33,015 | 0.0% | 0.17% | -14.7% | |
| SWKS | New | SKYWORKS SOLUTIONS INC | $418,000 | – | 6,239 | +100.0% | 0.17% | – |
| FALN | Buy | ISHARES TRfaln angls usd | $412,000 | -4.8% | 16,866 | +3.2% | 0.17% | +15.8% |
| QRVO | New | QORVO INC | $409,000 | – | 6,727 | +100.0% | 0.17% | – |
| XRT | Sell | SPDR SERIES TRUSTs&p retail etf | $406,000 | -22.2% | 9,900 | -3.5% | 0.17% | -5.1% |
| AVGO | New | BROADCOM INC | $404,000 | – | 1,590 | +100.0% | 0.17% | – |
| ABT | New | ABBOTT LABS | $397,000 | – | 5,487 | +100.0% | 0.16% | – |
| MTUM | New | ISHARES TRusa momentum fct | $398,000 | – | 3,972 | +100.0% | 0.16% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $389,000 | – | 1,286 | +100.0% | 0.16% | – |
| FTLS | Buy | FIRST TR EXCH TRADED FD IIIlng/sht equity | $390,000 | -8.0% | 10,521 | +0.4% | 0.16% | +11.9% |
| HPQ | Buy | HP INC | $391,000 | +49.8% | 19,172 | +87.6% | 0.16% | +81.8% |
| ATVI | New | ACTIVISION BLIZZARD INC | $390,000 | – | 8,372 | +100.0% | 0.16% | – |
| XNTK | New | SPDR SERIES TRUSTnyse tech etf | $382,000 | – | 6,419 | +100.0% | 0.16% | – |
| NIE | Sell | ALLIANZGI EQUITY & CONV INCO | $380,000 | -27.1% | 20,518 | -9.5% | 0.16% | -11.4% |
| MOO | New | VANECK VECTORS ETF TRagribusiness etf | $375,000 | – | 6,610 | +100.0% | 0.15% | – |
| WPC | New | W P CAREY INC | $373,000 | – | 5,714 | +100.0% | 0.15% | – |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $367,000 | – | 2,801 | +100.0% | 0.15% | – |
| AMT | New | AMERICAN TOWER CORP NEW | $358,000 | – | 2,262 | +100.0% | 0.15% | – |
| MET | Sell | METLIFE INC | $352,000 | -31.5% | 8,576 | -21.6% | 0.14% | -16.8% |
| EW | New | EDWARDS LIFESCIENCES CORP | $349,000 | – | 2,277 | +100.0% | 0.14% | – |
| VFH | Sell | VANGUARD WORLD FDSfinancials etf | $344,000 | -73.9% | 5,794 | -69.2% | 0.14% | -68.3% |
| ACN | New | ACCENTURE PLC IRELAND | $337,000 | – | 2,390 | +100.0% | 0.14% | – |
| OUSA | New | OSI ETF TRoshars ftse us | $336,000 | – | 11,177 | +100.0% | 0.14% | – |
| HES | New | HESS CORP | $333,000 | – | 8,234 | +100.0% | 0.14% | – |
| PZI | New | INVESCO EXCHANGE TRADED FD Tzacks micro cp | $328,000 | – | 20,549 | +100.0% | 0.14% | – |
| GCV | New | GABELLI CONV&INCOM SECS FD I | $327,000 | – | 15,152 | +100.0% | 0.13% | – |
| AZN | New | ASTRAZENECA PLCsponsored adr | $321,000 | – | 8,468 | +100.0% | 0.13% | – |
| EPS | WISDOMTREE TRus earnings 500 | $322,000 | -13.4% | 11,415 | 0.0% | 0.13% | +4.8% | |
| PSA | New | PUBLIC STORAGE | $318,000 | – | 1,589 | +100.0% | 0.13% | – |
| XMVM | New | INVESCO EXCHANGE TRADED FD Trusel mdcp pur | $313,000 | – | 11,354 | +100.0% | 0.13% | – |
| ALL | New | ALLSTATE CORP | $308,000 | – | 3,727 | +100.0% | 0.13% | – |
| SMAR | New | SMARTSHEET INC | $306,000 | – | 12,315 | +100.0% | 0.13% | – |
| RDFN | Sell | REDFIN CORP | $302,000 | -33.3% | 20,959 | -13.2% | 0.12% | -19.0% |
| XSVM | New | INVESCO EXCHANGE TRADED FD Trusel 2000 val | $292,000 | – | 11,070 | +100.0% | 0.12% | – |
| MDT | New | MEDTRONIC PLC | $293,000 | – | 3,226 | +100.0% | 0.12% | – |
| CB | New | CHUBB LIMITED | $289,000 | – | 2,235 | +100.0% | 0.12% | – |
| CAPE | New | BARCLAYS BK PLCbarc etn+shill | $291,000 | – | 2,588 | +100.0% | 0.12% | – |
| SHAG | New | WISDOMTREE TRyield enhanced | $290,000 | – | 5,934 | +100.0% | 0.12% | – |
| NTR | New | NUTRIEN LTD | $287,000 | – | 6,104 | +100.0% | 0.12% | – |
| RDSA | New | ROYAL DUTCH SHELL PLCspons adr a | $283,000 | – | 4,853 | +100.0% | 0.12% | – |
| DISCA | Buy | DISCOVERY INC | $283,000 | -16.0% | 11,440 | +6.9% | 0.12% | +1.8% |
| JCI | Sell | JOHNSON CTLS INTL PLC | $281,000 | -30.1% | 9,470 | -15.9% | 0.12% | -15.4% |
| HTD | HANCOCK JOHN TAX-ADV DIV INC | $280,000 | -12.2% | 13,691 | 0.0% | 0.12% | +6.5% | |
| CHW | Sell | CALAMOS GBL DYN INCOME FUND | $280,000 | -36.1% | 42,749 | -12.1% | 0.12% | -22.3% |
| AMD | New | ADVANCED MICRO DEVICES INC | $276,000 | – | 14,998 | +100.0% | 0.11% | – |
| CHTR | New | CHARTER COMMUNICATIONS INC Ncl a | $271,000 | – | 951 | +100.0% | 0.11% | – |
| CII | Sell | BLACKROCK ENH CAP & INC FD I | $269,000 | -28.1% | 19,092 | -14.4% | 0.11% | -12.7% |
| AA | Sell | ALCOA CORP | $269,000 | -35.8% | 10,104 | -2.9% | 0.11% | -22.0% |
| SPHY | Buy | SPDR SER TRice bofaml etf | $260,000 | -0.8% | 10,535 | +1.0% | 0.11% | +21.6% |
| PEO | Sell | ADAM NAT RES FD INC | $255,000 | -48.2% | 17,503 | -26.1% | 0.10% | -36.7% |
| SDY | New | SPDR SERIES TRUSTs&p divid etf | $257,000 | – | 2,870 | +100.0% | 0.10% | – |
| CVY | New | INVESCO EXCHANGE TRADED FD Tzacks mult ast | $257,000 | – | 13,355 | +100.0% | 0.10% | – |
| BBT | New | BB&T CORP | $255,000 | – | 5,905 | +100.0% | 0.10% | – |
| ULTA | New | ULTA BEAUTY INC | $254,000 | – | 1,036 | +100.0% | 0.10% | – |
| EXPE | New | EXPEDIA GROUP INC | $249,000 | – | 2,214 | +100.0% | 0.10% | – |
| MCK | New | MCKESSON CORP | $245,000 | – | 2,218 | +100.0% | 0.10% | – |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $242,000 | -12.9% | 40,300 | -6.5% | 0.10% | +5.3% |
| MGU | Sell | MACQUARIE GLBL INFRA TOTL RE | $238,000 | -23.2% | 12,632 | -14.2% | 0.10% | -6.7% |
| WBC | New | WABCO HLDGS INC | $237,000 | – | 2,211 | +100.0% | 0.10% | – |
| BBX | Sell | BBX CAP CORP NEWcl a | $233,000 | -21.8% | 40,644 | -7.1% | 0.10% | -5.0% |
| VAW | New | VANGUARD WORLD FDSmaterials etf | $235,000 | – | 2,122 | +100.0% | 0.10% | – |
| SPAB | New | SPDR SERIES TRUSTportfolio agrgte | $235,000 | – | 8,427 | +100.0% | 0.10% | – |
| XAR | New | SPDR SERIES TRUSTaerospace def | $231,000 | – | 2,928 | +100.0% | 0.10% | – |
| M | New | MACYS INC | $232,000 | – | 7,773 | +100.0% | 0.10% | – |
| APD | New | AIR PRODS & CHEMS INC | $228,000 | – | 1,423 | +100.0% | 0.09% | – |
| SLYG | New | SPDR SERIES TRUSTs&p 600 smcp grw | $224,000 | – | 4,151 | +100.0% | 0.09% | – |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $221,000 | – | 1,325 | +100.0% | 0.09% | – |
| OIH | Sell | VANECK VECTORS ETF TRoil svcs etf | $221,000 | -66.5% | 15,751 | -39.1% | 0.09% | -59.0% |
| TGT | New | TARGET CORP | $222,000 | – | 3,355 | +100.0% | 0.09% | – |
| MINI | New | MOBILE MINI INC | $218,000 | – | 6,860 | +100.0% | 0.09% | – |
| FTV | New | FORTIVE CORP | $218,000 | – | 3,227 | +100.0% | 0.09% | – |
| WRK | New | WESTROCK CO | $214,000 | – | 5,676 | +100.0% | 0.09% | – |
| VIS | New | VANGUARD WORLD FDSindustrial etf | $214,000 | – | 1,780 | +100.0% | 0.09% | – |
| KBE | New | SPDR SERIES TRUSTs&p bk etf | $212,000 | – | 5,663 | +100.0% | 0.09% | – |
| L100PS | Sell | ARCONIC INC | $213,000 | -46.5% | 12,662 | -32.1% | 0.09% | -35.1% |
| FUND | Sell | SPROTT FOCUS TR INC | $207,000 | -23.9% | 35,841 | -2.6% | 0.08% | -7.6% |
| BCV | Sell | BANCROFT FUND LTD | $208,000 | -21.8% | 11,146 | -3.5% | 0.08% | -5.6% |
| KMI | Sell | KINDER MORGAN INC DEL | $204,000 | -40.2% | 13,286 | -31.2% | 0.08% | -27.0% |
| VALE | New | VALE S Aadr | $203,000 | – | 15,468 | +100.0% | 0.08% | – |
| DOO | New | WISDOMTREE TRintl div ex finl | $200,000 | – | 5,280 | +100.0% | 0.08% | – |
| ET | New | ENERGY TRANSFER LP | $184,000 | – | 13,950 | +100.0% | 0.08% | – |
| PIE | New | INVESCO EXCHNG TRADED FD TRdwa emerg mkts | $178,000 | – | 11,454 | +100.0% | 0.07% | – |
| BDJ | BLACKROCK ENHANCED EQT DIV T | $169,000 | -18.4% | 21,756 | 0.0% | 0.07% | -1.4% | |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $158,000 | – | 21,366 | +100.0% | 0.06% | – |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $143,000 | – | 10,619 | +100.0% | 0.06% | – |
| ETG | Sell | EATON VANCE TX ADV GLBL DIV | $141,000 | -34.1% | 10,417 | -12.7% | 0.06% | -19.4% |
| NFJ | New | ALLIANZGI NFJ DIVID INT & PR | $131,000 | – | 12,208 | +100.0% | 0.05% | – |
| EVG | New | EATON VANCE SH TM DR DIVR IN | $129,000 | – | 10,364 | +100.0% | 0.05% | – |
| NAVI | Sell | NAVIENT CORPORATION | $128,000 | -58.0% | 14,491 | -35.2% | 0.05% | -48.5% |
| GENC | New | GENCOR INDS INC | $126,000 | – | 11,501 | +100.0% | 0.05% | – |
| RFI | New | COHEN & STEERS TOTAL RETURN | $120,000 | – | 11,137 | +100.0% | 0.05% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $119,000 | – | 11,710 | +100.0% | 0.05% | – |
| SMFG | New | SUMITOMO MITSUI FINL GROUP Isponsored adr | $114,000 | – | 17,535 | +100.0% | 0.05% | – |
| MLPX | New | GLOBAL X FDSglb x mlp enrg i | $109,000 | – | 10,000 | +100.0% | 0.04% | – |
| GWGH | New | GWG HLDGS INC | $100,000 | – | 100,000 | +100.0% | 0.04% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $89,000 | – | 10,754 | +100.0% | 0.04% | – |
| IAF | New | ABERDEEN AUSTRALIA EQTY FD I | $72,000 | – | 15,200 | +100.0% | 0.03% | – |
| BKT | New | BLACKROCK INCOME TR INC | $64,000 | – | 11,280 | +100.0% | 0.03% | – |
| SIRI | New | SIRIUS XM HLDGS INC | $63,000 | – | 11,003 | +100.0% | 0.03% | – |
| GSB | New | GLOBALSCAPE INC | $45,000 | – | 10,000 | +100.0% | 0.02% | – |
| New | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $19,000 | – | 20,000 | +100.0% | 0.01% | – | |
| TSLA | New | TESLA INCput | $11,000 | – | 500 | +100.0% | 0.01% | – |
| New | HCI GROUP INCnote 3.875% 3/1 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| CPE | New | CALLON PETE CO DELcall | $4,000 | – | 54,200 | +100.0% | 0.00% | – |
| MCN | New | MADISON CVRED CALL & EQ STRcall | $3,000 | – | 44,800 | +100.0% | 0.00% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | 0 | +100.0% | -0.00% | – |
| SPY | Exit | SPDR S&P 500 ETF TRcall | $0 | – | 0 | +100.0% | -0.02% | – |
| IAU | Exit | ISHARES GOLD TRUSTishares | $0 | – | -18,130 | -100.0% | -0.07% | – |
| FFA | Exit | FIRST TR ENHANCED EQTY INC F | $0 | – | -12,993 | -100.0% | -0.07% | – |
| JBLU | Exit | JETBLUE AIRWAYS CORP | $0 | – | -13,004 | -100.0% | -0.08% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL | $0 | – | -10,083 | -100.0% | -0.10% | – |
| PHM | Exit | PULTE GROUP INC | $0 | – | -11,077 | -100.0% | -0.10% | – |
| RMT | Exit | ROYCE MICRO-CAP TR INC | $0 | – | -38,700 | -100.0% | -0.13% | – |
| CSQ | Exit | CALAMOS STRATEGIC TOTL RETN | $0 | – | -29,875 | -100.0% | -0.14% | – |
| LMNR | Exit | LIMONEIRA CO | $0 | – | -15,360 | -100.0% | -0.14% | – |
| BTO | Exit | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $0 | – | -11,143 | -100.0% | -0.14% | – |
| PFF | Exit | ISHARES TRs&p us pfd stk | $0 | – | -11,097 | -100.0% | -0.14% | – |
| RDN | Exit | RADIAN GROUP INC | $0 | – | -20,748 | -100.0% | -0.14% | – |
| BWX | Exit | SPDR SERIES TRUSTblomberg intl tr | $0 | – | -16,011 | -100.0% | -0.15% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -15,663 | -100.0% | -0.15% | – |
| RWO | Exit | SPDR INDEX SHS FDSdj glb rl es etf | $0 | – | -10,399 | -100.0% | -0.17% | – |
| GLW | Exit | CORNING INC | $0 | – | -14,134 | -100.0% | -0.17% | – |
| USA | Exit | LIBERTY ALL STAR EQUITY FDsh ben int | $0 | – | -78,297 | -100.0% | -0.18% | – |
| RIO | Exit | RIO TINTO PLCsponsored adr | $0 | – | -10,440 | -100.0% | -0.18% | – |
| APA | Exit | APACHE CORP | $0 | – | -11,599 | -100.0% | -0.18% | – |
| KEY | Exit | KEYCORP NEW | $0 | – | -27,082 | -100.0% | -0.18% | – |
| LEN | Exit | LENNAR CORPcl a | $0 | – | -11,459 | -100.0% | -0.19% | – |
| IP | Exit | INTL PAPER CO | $0 | – | -10,906 | -100.0% | -0.19% | – |
| SO | Exit | SOUTHERN CO | $0 | – | -13,120 | -100.0% | -0.19% | – |
| TRCO | Exit | TRIBUNE MEDIA COcl a | $0 | – | -14,614 | -100.0% | -0.19% | – |
| CBS | Exit | CBS CORP NEWcl b | $0 | – | -10,060 | -100.0% | -0.19% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -14,621 | -100.0% | -0.21% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -12,023 | -100.0% | -0.21% | – |
| EUMF | Exit | WISDOMTREE TRdynamic crn eq | $0 | – | -21,438 | -100.0% | -0.22% | – |
| USB | Exit | US BANCORP DEL | $0 | – | -12,058 | -100.0% | -0.22% | – |
| EBAY | Exit | EBAY INC | $0 | – | -19,195 | -100.0% | -0.22% | – |
| BKF | Exit | ISHARES INCmsci bric indx | $0 | – | -16,610 | -100.0% | -0.23% | – |
| DAL | Exit | DELTA AIR LINES INC DEL | $0 | – | -12,244 | -100.0% | -0.24% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -17,495 | -100.0% | -0.24% | – |
| MS | Exit | MORGAN STANLEY | $0 | – | -15,033 | -100.0% | -0.24% | – |
| EEMV | Exit | ISHARES INCmin vol emrg mkt | $0 | – | -12,282 | -100.0% | -0.24% | – |
| WY | Exit | WEYERHAEUSER CO | $0 | – | -22,363 | -100.0% | -0.25% | – |
| XLNX | Exit | XILINX INC | $0 | – | -10,544 | -100.0% | -0.28% | – |
| SONA | Exit | SOUTHERN NATL BANCORP OF VA | $0 | – | -51,114 | -100.0% | -0.28% | – |
| SCZ | Exit | ISHARES TReafe sml cp etf | $0 | – | -13,694 | -100.0% | -0.29% | – |
| ECF | Exit | ELLSWORTH GRWTH AND INCOME L | $0 | – | -86,146 | -100.0% | -0.30% | – |
| VYMI | Exit | VANGUARD WHITEHALL FDS INCintl high etf | $0 | – | -14,727 | -100.0% | -0.31% | – |
| CET | Exit | CENTRAL SECS CORP | $0 | – | -32,344 | -100.0% | -0.32% | – |
| GILD | Exit | GILEAD SCIENCES INC | $0 | – | -12,762 | -100.0% | -0.33% | – |
| FSK | Exit | FS INVT CORP | $0 | – | -139,434 | -100.0% | -0.33% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -17,079 | -100.0% | -0.35% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -113,447 | -100.0% | -0.36% | – |
| PRU | Exit | PRUDENTIAL FINL INC | $0 | – | -10,958 | -100.0% | -0.38% | – |
| IEV | Exit | ISHARES TReurope etf | $0 | – | -24,283 | -100.0% | -0.38% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -18,604 | -100.0% | -0.38% | – |
| VTV | Exit | VANGUARD INDEX FDSvalue etf | $0 | – | -10,360 | -100.0% | -0.39% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -27,106 | -100.0% | -0.39% | – |
| LUV | Exit | SOUTHWEST AIRLS CO | $0 | – | -19,580 | -100.0% | -0.41% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -106,491 | -100.0% | -0.41% | – |
| GWR | Exit | GENESEE & WYO INCcl a | $0 | – | -13,320 | -100.0% | -0.41% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -10,927 | -100.0% | -0.43% | – |
| LLY | Exit | LILLY ELI & CO | $0 | – | -12,085 | -100.0% | -0.43% | – |
| FMDG | Exit | SPINNAKER ETF TRfieldstone merln | $0 | – | -43,564 | -100.0% | -0.44% | – |
| VIG | Exit | VANGUARD GROUPdiv app etf | $0 | – | -11,694 | -100.0% | -0.44% | – |
| TSI | Exit | TCW STRATEGIC INCOME FUND IN | $0 | – | -234,619 | -100.0% | -0.44% | – |
| NWBI | Exit | NORTHWEST BANCSHARES INC MD | $0 | – | -79,115 | -100.0% | -0.46% | – |
| DVMT | Exit | DELL TECHNOLOGIES INC | $0 | – | -14,327 | -100.0% | -0.47% | – |
| NKE | Exit | NIKE INCcl b | $0 | – | -16,773 | -100.0% | -0.47% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -12,044 | -100.0% | -0.49% | – |
| MAR | Exit | MARRIOTT INTL INC NEWcl a | $0 | – | -11,281 | -100.0% | -0.50% | – |
| INTC | Exit | INTEL CORP | $0 | – | -32,916 | -100.0% | -0.51% | – |
| PG | Exit | PROCTER AND GAMBLE CO | $0 | – | -18,292 | -100.0% | -0.51% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -10,138 | -100.0% | -0.52% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -30,071 | -100.0% | -0.53% | – |
| BSV | Exit | VANGUARD BD INDEX FD INCshort trm bond | $0 | – | -20,353 | -100.0% | -0.54% | – |
| DVY | Exit | ISHARES TRselect divid etf | $0 | – | -17,149 | -100.0% | -0.58% | – |
| VGK | Exit | VANGUARD INTL EQUITY INDEX Fftse europe etf | $0 | – | -30,528 | -100.0% | -0.59% | – |
| HIG | Exit | HARTFORD FINL SVCS GROUP INC | $0 | – | -35,537 | -100.0% | -0.59% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -24,791 | -100.0% | -0.60% | – |
| TIP | Exit | ISHARES TRtips bd etf | $0 | – | -17,817 | -100.0% | -0.67% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -11,787 | -100.0% | -0.67% | – |
| KO | Exit | COCA COLA CO | $0 | – | -43,433 | -100.0% | -0.67% | – |
| ISMD | Exit | NORTHERN LTS FD TR IVinspire smal etf | $0 | – | -69,514 | -100.0% | -0.69% | – |
| C | Exit | CITIGROUP INC | $0 | – | -28,460 | -100.0% | -0.70% | – |
| VOT | Exit | VANGUARD INDEX FDSmcap gr idxvip | $0 | – | -14,677 | -100.0% | -0.70% | – |
| BIBL | Exit | NORTHERN LTS FD TR IVinspire 100etf | $0 | – | -74,684 | -100.0% | -0.71% | – |
| DIS | Exit | DISNEY WALT CO | $0 | – | -19,273 | -100.0% | -0.75% | – |
| CSX | Exit | CSX CORP | $0 | – | -33,770 | -100.0% | -0.84% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -18,530 | -100.0% | -0.86% | – |
| PFE | Exit | PFIZER INC | $0 | – | -61,429 | -100.0% | -0.90% | – |
| VPL | Exit | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $0 | – | -39,300 | -100.0% | -0.94% | – |
| SCHG | Exit | SCHWAB STRATEGIC TRus lcap gr etf | $0 | – | -37,581 | -100.0% | -1.03% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -32,569 | -100.0% | -1.17% | – |
| IVV | Exit | ISHARES TRcore s&p500 etf | $0 | – | -14,242 | -100.0% | -1.41% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -89,215 | -100.0% | -1.72% | – |
| SHV | Exit | ISHARES TRshort treas bd | $0 | – | -47,045 | -100.0% | -1.76% | – |
| VTI | Exit | VANGUARD INDEX FDStotal stk mkt | $0 | – | -35,018 | -100.0% | -1.77% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -77,819 | -100.0% | -2.99% | – |
| VOO | Exit | VANGUARD INDEX FDS | $0 | – | -42,544 | -100.0% | -3.83% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 37 | Q3 2023 | 30.3% |
| SELECT SECTOR SPDR TR | 37 | Q3 2023 | 4.0% |
| SELECT SECTOR SPDR TR | 36 | Q3 2023 | 2.0% |
| ISHARES TR | 34 | Q3 2023 | 14.0% |
| VANGUARD INDEX FDS | 34 | Q3 2023 | 4.9% |
| SELECT SECTOR SPDR TR | 34 | Q3 2023 | 1.9% |
| SELECT SECTOR SPDR TR | 34 | Q3 2023 | 3.4% |
| SELECT SECTOR SPDR TR | 32 | Q3 2023 | 4.4% |
| VANGUARD INTL EQUITY INDEX F | 32 | Q3 2023 | 2.1% |
| WISDOMTREE TRUST | 32 | Q3 2023 | 3.5% |
View Institute for Wealth Management, LLC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-10-13 |
| 13F-HR | 2023-07-25 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-25 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-21 |
| 13F-HR | 2021-11-15 |
View Institute for Wealth Management, LLC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.