$433 Million is the total value of Institute for Wealth Management, LLC.'s 396 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 86.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VOO | Buy | VANGUARD INDEX FDS | $20,370,000 | +68.3% | 80,594 | +53.7% | 4.70% | +19.5% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $11,363,000 | +168.8% | 41,989 | +149.5% | 2.62% | +90.8% |
| AAPL | Buy | APPLE INC | $10,729,000 | +19.9% | 63,263 | +8.8% | 2.48% | -14.9% |
| MSFT | Sell | MICROSOFT CORP | $6,614,000 | +4.4% | 77,282 | -9.2% | 1.53% | -25.9% |
| RESN | New | RESONANT INC | $5,753,000 | – | 770,180 | +100.0% | 1.33% | – |
| AMZN | New | AMAZON COM INC | $5,715,000 | – | 4,879 | +100.0% | 1.32% | – |
| BAC | Buy | BANK AMER CORP | $5,328,000 | +64.2% | 174,770 | +36.6% | 1.23% | +16.6% |
| BA | Sell | BOEING CO | $4,897,000 | +9.6% | 16,633 | -5.5% | 1.13% | -22.2% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $4,888,000 | +167.0% | 57,396 | +164.7% | 1.13% | +89.6% |
| FB | Sell | FACEBOOK INCcl a | $4,462,000 | -8.2% | 25,628 | -9.7% | 1.03% | -34.9% |
| NVDA | Sell | NVIDIA CORP | $4,427,000 | -0.5% | 22,917 | -7.8% | 1.02% | -29.4% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $4,405,000 | +54.8% | 50,893 | +43.5% | 1.02% | +9.9% |
| ADBE | Sell | ADOBE SYS INC | $4,273,000 | +16.6% | 24,343 | -1.0% | 0.99% | -17.2% |
| VPL | Buy | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $3,775,000 | +144.2% | 51,270 | +126.2% | 0.87% | +73.2% |
| PUTW | Buy | WISDOMTREE TRcboe s&p 500 | $3,649,000 | +84.1% | 125,645 | +86.9% | 0.84% | +30.7% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $3,628,000 | +54.8% | 56,256 | +42.0% | 0.84% | +9.8% |
| PDP | Sell | POWERSHARES ETF TRUSTdwa momentum ptf | $3,439,000 | +2.9% | 66,627 | -3.2% | 0.79% | -27.0% |
| TXN | Sell | TEXAS INSTRS INC | $3,432,000 | +15.7% | 32,883 | -0.7% | 0.79% | -17.8% |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $3,384,000 | – | 52,008 | +100.0% | 0.78% | – |
| PYPL | Buy | PAYPAL HLDGS INC | $3,280,000 | +15.5% | 44,568 | +0.6% | 0.76% | -18.1% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $3,205,000 | +30.7% | 41,985 | +22.0% | 0.74% | -7.2% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $3,187,000 | +163.8% | 24,785 | +149.8% | 0.74% | +87.3% |
| COST | Buy | COSTCO WHSL CORP NEW | $3,181,000 | +14.1% | 17,057 | +0.3% | 0.73% | -19.1% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $3,113,000 | +96.4% | 35,710 | +98.3% | 0.72% | +39.6% |
| PRF | Buy | POWERSHARES ETF TRUSTftse rafi 1000 | $3,073,000 | +86.8% | 27,120 | +76.9% | 0.71% | +32.5% |
| DWDP | Buy | DOWDUPONT INC | $2,995,000 | +13.6% | 42,141 | +10.8% | 0.69% | -19.4% |
| AABA | Sell | ALTABA INC | $2,970,000 | +3.6% | 42,653 | -1.4% | 0.69% | -26.4% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $2,959,000 | +58.1% | 49,371 | +53.7% | 0.68% | +12.2% |
| PXMG | Sell | POWERSHARES ETF TRUSTrussell mid grw | $2,950,000 | +9.6% | 69,614 | -0.2% | 0.68% | -22.2% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $2,913,000 | -1.7% | 18,687 | -8.0% | 0.67% | -30.2% |
| VHT | Buy | VANGUARD WORLD FDShealth car etf | $2,907,000 | +230.3% | 18,380 | +218.2% | 0.67% | +134.6% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $2,907,000 | +170.7% | 61,835 | +150.8% | 0.67% | +92.3% |
| TIP | Buy | ISHARES TRtips bd etf | $2,857,000 | +210.5% | 25,174 | +210.7% | 0.66% | +120.4% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $2,813,000 | -54.5% | 20,307 | -57.4% | 0.65% | -67.7% |
| DG | New | DOLLAR GEN CORP NEW | $2,795,000 | – | 29,913 | +100.0% | 0.64% | – |
| PWC | Sell | POWERSHARES ETF TRUSTdynamic mkt pt | $2,783,000 | +4.8% | 29,186 | -0.3% | 0.64% | -25.7% |
| SCHG | Sell | SCHWAB STRATEGIC TRus lcap gr etf | $2,751,000 | +3.0% | 38,639 | -4.2% | 0.64% | -26.8% |
| GSY | Buy | CLAYMORE EXCHANGE TRD FD TRgugg ultr sh dur | $2,721,000 | +46.3% | 54,280 | +47.0% | 0.63% | +3.8% |
| VFH | Buy | VANGUARD WORLD FDSfinancials etf | $2,599,000 | +189.1% | 36,276 | +163.8% | 0.60% | +105.5% |
| T | Sell | AT&T INC | $2,510,000 | -36.3% | 64,567 | -35.6% | 0.58% | -54.8% |
| AGG | Sell | ISHARES TRcore us aggbd et | $2,491,000 | -16.6% | 22,823 | -16.3% | 0.58% | -40.8% |
| DWAQ | Sell | POWERSHARES ETF TRUSTdynamic otc pt | $2,476,000 | +4.5% | 24,122 | -0.1% | 0.57% | -25.8% |
| VIG | Buy | VANGUARD SPECIALIZED FUNDSdiv app etf | $2,390,000 | +13.3% | 23,106 | +3.9% | 0.55% | -19.5% |
| FDX | New | FEDEX CORP | $2,379,000 | – | 9,615 | +100.0% | 0.55% | – |
| SCHB | New | SCHWAB STRATEGIC TRus brd mkt etf | $2,355,000 | – | 36,484 | +100.0% | 0.54% | – |
| QLD | Sell | PROSHARES TR | $2,345,000 | +12.6% | 31,902 | -1.5% | 0.54% | -20.1% |
| JNJ | Sell | JOHNSON & JOHNSON | $2,274,000 | -16.6% | 16,282 | -22.2% | 0.52% | -40.7% |
| VWOB | Buy | VANGUARD WHITEHALL FDS INCemerg mkt bd etf | $2,231,000 | +92.3% | 27,811 | +94.5% | 0.52% | +36.6% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $2,219,000 | +13.3% | 78,832 | +4.1% | 0.51% | -19.6% |
| SCZ | Buy | ISHARES TReafe sml cp etf | $2,123,000 | +87.0% | 32,807 | +79.2% | 0.49% | +32.8% |
| CMBS | Buy | ISHARES TRcmbs etf | $2,079,000 | +202.2% | 40,664 | +204.7% | 0.48% | +114.3% |
| AIA | Buy | ISHARES TRasia 50 etf | $2,033,000 | +103.9% | 29,343 | +80.7% | 0.47% | +44.8% |
| TOTL | Buy | SSGA ACTIVE ETF TRspdr tr tactic | $2,010,000 | +522.3% | 41,419 | +531.6% | 0.46% | +341.9% |
| SSO | Sell | PROSHARES TR | $1,991,000 | +9.1% | 18,198 | -3.3% | 0.46% | -22.4% |
| ISRG | New | INTUITIVE SURGICAL INC | $1,988,000 | – | 5,452 | +100.0% | 0.46% | – |
| DIS | Sell | DISNEY WALT CO | $1,958,000 | -2.2% | 18,238 | -10.3% | 0.45% | -30.6% |
| VYMI | Buy | VANGUARD WHITEHALL FDS INCintl high etf | $1,942,000 | +138.3% | 28,460 | +129.3% | 0.45% | +69.1% |
| AMGN | Sell | AMGEN INC | $1,942,000 | -14.7% | 11,209 | -7.9% | 0.45% | -39.5% |
| URI | Sell | UNITED RENTALS INC | $1,933,000 | +22.0% | 11,266 | -1.5% | 0.45% | -13.4% |
| PWB | Sell | POWERSHARES ETF TRUSTdynm lrg cp gr | $1,891,000 | +6.2% | 45,658 | -0.2% | 0.44% | -24.7% |
| HIG | Buy | HARTFORD FINL SVCS GROUP INC | $1,852,000 | +6.0% | 32,715 | +4.1% | 0.43% | -24.8% |
| GE | Sell | GENERAL ELECTRIC CO | $1,819,000 | -36.3% | 104,331 | -11.8% | 0.42% | -54.7% |
| ANGL | New | VANECK VECTORS ETF TRfallen angel hg | $1,796,000 | – | 59,840 | +100.0% | 0.42% | – |
| EEMV | Buy | ISHARES INCmin vol emrg mkt | $1,800,000 | +87.3% | 29,494 | +78.3% | 0.42% | +33.0% |
| KRE | New | SPDR SERIES TRUSTs&p regl bkg | $1,790,000 | – | 29,564 | +100.0% | 0.41% | – |
| QCOM | Buy | QUALCOMM INC | $1,777,000 | +87.1% | 27,528 | +50.4% | 0.41% | +32.7% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $1,742,000 | +12.3% | 24,021 | +5.6% | 0.40% | -20.2% |
| CSX | Sell | CSX CORP | $1,731,000 | -9.6% | 31,615 | -10.6% | 0.40% | -35.8% |
| CVX | Sell | CHEVRON CORP NEW | $1,717,000 | +0.6% | 13,659 | -5.7% | 0.40% | -28.6% |
| PCY | Buy | POWERSHARES ETF TR IIsovereign debt | $1,699,000 | +97.6% | 57,808 | +100.1% | 0.39% | +40.0% |
| MINI | New | MOBILE MINI INC | $1,692,000 | – | 49,002 | +100.0% | 0.39% | – |
| JPM | Sell | JPMORGAN CHASE & CO | $1,676,000 | -18.8% | 15,588 | -27.5% | 0.39% | -42.3% |
| MVV | Sell | PROSHARES TR | $1,673,000 | +9.3% | 13,621 | -2.2% | 0.39% | -22.5% |
| BSV | Buy | VANGUARD BD INDEX FD INCshort trm bond | $1,662,000 | +56.3% | 21,028 | +57.9% | 0.38% | +11.0% |
| EFV | New | ISHARES TReafe value etf | $1,653,000 | – | 29,687 | +100.0% | 0.38% | – |
| BNDX | Buy | VANGUARD CHARLOTTE FDSintl bd idx etf | $1,653,000 | +55.4% | 30,483 | +56.5% | 0.38% | +10.4% |
| LKQ | New | LKQ CORP | $1,654,000 | – | 41,418 | +100.0% | 0.38% | – |
| F | Buy | FORD MTR CO DEL | $1,627,000 | +0.4% | 139,054 | +3.0% | 0.38% | -28.7% |
| EMLP | New | FIRST TR EXCHANGE TRADED FDno amer energy | $1,630,000 | – | 66,227 | +100.0% | 0.38% | – |
| HEWJ | New | ISHARES TRhdg msci japan | $1,622,000 | – | 47,799 | +100.0% | 0.37% | – |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,620,000 | -14.6% | 30,645 | -20.3% | 0.37% | -39.4% |
| EUMF | New | WISDOMTREE TRdynamic crn eq | $1,611,000 | – | 49,556 | +100.0% | 0.37% | – |
| VSS | Buy | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $1,613,000 | +161.4% | 13,422 | +149.9% | 0.37% | +85.1% |
| XOM | Sell | EXXON MOBIL CORP | $1,610,000 | -6.3% | 19,227 | -8.3% | 0.37% | -33.5% |
| PFE | Sell | PFIZER INC | $1,536,000 | -3.9% | 42,186 | -5.8% | 0.36% | -31.7% |
| AFL | Sell | AFLAC INC | $1,509,000 | -47.9% | 17,182 | -51.7% | 0.35% | -63.0% |
| TSI | Buy | TCW STRATEGIC INCOME FUND IN | $1,494,000 | +4.9% | 254,003 | +3.5% | 0.34% | -25.5% |
| INTC | Buy | INTEL CORP | $1,455,000 | +23.3% | 31,488 | +1.9% | 0.34% | -12.5% |
| LUV | Buy | SOUTHWEST AIRLS CO | $1,450,000 | +33.1% | 22,113 | +13.7% | 0.34% | -5.4% |
| UWM | Sell | PROSHARES TR | $1,435,000 | +3.5% | 20,360 | -2.1% | 0.33% | -26.6% |
| EOG | Sell | EOG RES INC | $1,421,000 | +8.5% | 13,132 | -2.7% | 0.33% | -23.0% |
| CSD | Sell | CLAYMORE EXCHANGE TRD FD TRgugg s&p spinoff | $1,411,000 | +2.5% | 27,147 | -0.1% | 0.33% | -27.2% |
| MO | Sell | ALTRIA GROUP INC | $1,395,000 | -10.5% | 19,619 | -20.4% | 0.32% | -36.5% |
| SDIV | Sell | GLOBAL X FDSglb x superdiv | $1,376,000 | -6.1% | 63,424 | -5.0% | 0.32% | -33.3% |
| MAR | Sell | MARRIOTT INTL INC NEWcl a | $1,377,000 | +9.6% | 10,140 | -10.7% | 0.32% | -22.1% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $1,363,000 | +8.0% | 11,439 | +8.7% | 0.32% | -23.2% |
| IJR | New | ISHARES TRcore s&p scp etf | $1,355,000 | – | 17,638 | +100.0% | 0.31% | – |
| NWBI | Sell | NORTHWEST BANCSHARES INC MD | $1,351,000 | -6.9% | 80,693 | -4.2% | 0.31% | -33.9% |
| HD | New | HOME DEPOT INC | $1,342,000 | – | 7,111 | +100.0% | 0.31% | – |
| AMLP | Buy | ALPS ETF TRalerian mlp | $1,339,000 | -3.6% | 124,421 | +0.4% | 0.31% | -31.6% |
| V | Sell | VISA INC | $1,332,000 | +5.1% | 11,644 | -3.2% | 0.31% | -25.5% |
| IJH | New | ISHARES TRcore s&p mcp etf | $1,312,000 | – | 6,917 | +100.0% | 0.30% | – |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $1,313,000 | -42.6% | 8,523 | -46.7% | 0.30% | -59.3% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $1,304,000 | +252.4% | 21,325 | +227.3% | 0.30% | +150.8% |
| WM | Buy | WASTE MGMT INC DEL | $1,281,000 | +61.1% | 14,820 | +46.3% | 0.30% | +14.7% |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $1,279,000 | – | 8,134 | +100.0% | 0.30% | – |
| SLB | Buy | SCHLUMBERGER LTD | $1,277,000 | +10.3% | 19,030 | +14.0% | 0.30% | -21.8% |
| NUAN | New | NUANCE COMMUNICATIONS INC | $1,253,000 | – | 76,575 | +100.0% | 0.29% | – |
| LRCX | New | LAM RESEARCH CORP | $1,247,000 | – | 6,786 | +100.0% | 0.29% | – |
| ABBV | Sell | ABBVIE INC | $1,245,000 | -2.4% | 12,846 | -10.2% | 0.29% | -30.8% |
| IVV | New | ISHARES TRcore s&p500 etf | $1,239,000 | – | 4,609 | +100.0% | 0.29% | – |
| PG | Sell | PROCTER AND GAMBLE CO | $1,231,000 | -31.8% | 13,334 | -32.9% | 0.28% | -51.6% |
| PGR | New | PROGRESSIVE CORP OHIO | $1,190,000 | – | 21,109 | +100.0% | 0.28% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DELcl a | $1,191,000 | – | 4 | +100.0% | 0.28% | – |
| AMAT | Buy | APPLIED MATLS INC | $1,188,000 | -1.5% | 23,091 | +0.5% | 0.27% | -30.1% |
| SPHQ | Buy | POWERSHARES ETF TRUSTs&p 500 qlty prt | $1,164,000 | +6.0% | 38,321 | +0.5% | 0.27% | -24.6% |
| PRU | Sell | PRUDENTIAL FINL INC | $1,154,000 | -11.2% | 10,126 | -16.6% | 0.27% | -37.0% |
| PFM | Buy | POWERSHARES ETF TRUSTdiv achv prtf | $1,149,000 | +10.6% | 43,542 | +3.0% | 0.26% | -21.6% |
| DVMT | Sell | DELL TECHNOLOGIES INC | $1,128,000 | +1.5% | 13,807 | -3.1% | 0.26% | -28.0% |
| DIAX | Sell | NUVEEN DOW 30 DYN OVERWRITE | $1,086,000 | +10.7% | 57,527 | -0.5% | 0.25% | -21.3% |
| PBE | Sell | POWERSHARES ETF TRUSTdyn biot & gen | $1,084,000 | -6.1% | 23,035 | -0.9% | 0.25% | -33.3% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $1,080,000 | +82.7% | 22,859 | +71.5% | 0.25% | +29.7% |
| NKE | Sell | NIKE INCcl b | $1,066,000 | +18.7% | 16,971 | -2.4% | 0.25% | -15.8% |
| AXP | Sell | AMERICAN EXPRESS CO | $1,058,000 | +5.8% | 10,651 | -3.3% | 0.24% | -24.9% |
| FMDG | Buy | SPINNAKER ETF TRfieldstone merln | $1,052,000 | +10.3% | 36,815 | +2.8% | 0.24% | -21.6% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $1,030,000 | +14.2% | 6,251 | +5.4% | 0.24% | -18.8% |
| LLY | Sell | LILLY ELI & CO | $1,008,000 | -12.3% | 11,999 | -10.4% | 0.23% | -37.7% |
| KO | Sell | COCA COLA CO | $1,010,000 | -49.7% | 22,074 | -50.5% | 0.23% | -64.3% |
| MPC | Buy | MARATHON PETE CORP | $1,009,000 | +18.8% | 15,298 | +1.2% | 0.23% | -15.6% |
| ZTS | New | ZOETIS INCcl a | $997,000 | – | 13,877 | +100.0% | 0.23% | – |
| CAT | New | CATERPILLAR INC DEL | $993,000 | – | 6,301 | +100.0% | 0.23% | – |
| VAW | Buy | VANGUARD WORLD FDSmaterials etf | $988,000 | +13.2% | 7,229 | +6.4% | 0.23% | -19.7% |
| PID | Buy | POWERSHARES ETF TRUSTintl div achv | $969,000 | +9.0% | 58,471 | +6.5% | 0.22% | -22.5% |
| FVL | Buy | FIRST TR VALUE LINE 100 ETF | $968,000 | +4.9% | 41,362 | +0.3% | 0.22% | -25.7% |
| VIS | Buy | VANGUARD WORLD FDSindustrial etf | $961,000 | +14.4% | 6,749 | +7.9% | 0.22% | -18.7% |
| MA | New | MASTERCARD INCORPORATEDcl a | $960,000 | – | 6,333 | +100.0% | 0.22% | – |
| GWR | Sell | GENESEE & WYO INCcl a | $954,000 | +1.3% | 12,056 | -5.4% | 0.22% | -28.1% |
| EET | Sell | PROSHARES TRmsci emrg etf | $951,000 | +13.6% | 10,127 | -0.6% | 0.22% | -19.1% |
| ORCL | Sell | ORACLE CORP | $949,000 | -8.6% | 19,954 | -6.7% | 0.22% | -35.2% |
| TRV | New | TRAVELERS COMPANIES INC | $946,000 | – | 6,971 | +100.0% | 0.22% | – |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $938,000 | -2.4% | 7,068 | -6.0% | 0.22% | -30.4% |
| CET | CENTRAL SECS CORP | $939,000 | +6.0% | 34,197 | 0.0% | 0.22% | -24.7% | |
| VCR | Buy | VANGUARD WORLD FDSconsum dis etf | $942,000 | +15.7% | 6,042 | +6.3% | 0.22% | -18.1% |
| VPU | Buy | VANGUARD WORLD FDSutilities etf | $926,000 | +7.2% | 7,944 | +7.4% | 0.21% | -23.8% |
| VDC | Buy | VANGUARD WORLD FDSconsum stp etf | $915,000 | +14.8% | 6,267 | +8.9% | 0.21% | -18.5% |
| GILD | Sell | GILEAD SCIENCES INC | $899,000 | -13.4% | 12,436 | -3.5% | 0.21% | -38.5% |
| DHS | New | WISDOMTREE TRus high dividend | $899,000 | – | 12,317 | +100.0% | 0.21% | – |
| LOW | Sell | LOWES COS INC | $902,000 | +12.5% | 9,655 | -4.2% | 0.21% | -20.3% |
| DTN | WISDOMTREE TRus divid ex fncl | $886,000 | +4.4% | 10,078 | 0.0% | 0.20% | -25.7% | |
| FSK | Sell | FS INVT CORP | $890,000 | -46.9% | 121,556 | -38.8% | 0.20% | -62.4% |
| IEV | Buy | ISHARES TReurope etf | $880,000 | +49.7% | 18,630 | +48.8% | 0.20% | +6.3% |
| TSLA | New | TESLA INC | $879,000 | – | 2,814 | +100.0% | 0.20% | – |
| COP | Buy | CONOCOPHILLIPS | $865,000 | +31.1% | 15,587 | +18.2% | 0.20% | -7.0% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $846,000 | -36.9% | 9,700 | -35.8% | 0.20% | -55.3% |
| XHB | Sell | SPDR SERIES TRUSTs&p homebuild | $841,000 | +10.1% | 18,921 | -1.9% | 0.19% | -21.8% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $840,000 | -37.1% | 13,786 | -34.4% | 0.19% | -55.3% |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $825,000 | – | 4,789 | +100.0% | 0.19% | – |
| MS | Sell | MORGAN STANLEY | $824,000 | +2.4% | 15,725 | -5.7% | 0.19% | -27.5% |
| ECF | Buy | ELLSWORTH GROWTH & INCOME FD | $820,000 | +3.7% | 87,290 | +1.9% | 0.19% | -26.5% |
| SONA | Sell | SOUTHERN NATL BANCORP OF VA | $805,000 | -21.8% | 50,345 | -16.9% | 0.19% | -44.5% |
| PXSG | POWERSHARES ETF TRUSTrussell 2000 grw | $803,000 | +4.0% | 25,014 | 0.0% | 0.18% | -26.3% | |
| KSU | New | KANSAS CITY SOUTHERN | $795,000 | – | 7,622 | +100.0% | 0.18% | – |
| FTLS | Sell | FIRST TR EXCH TRADED FD IIIlng/sht equity | $798,000 | -9.6% | 20,215 | -15.0% | 0.18% | -35.9% |
| WY | Buy | WEYERHAEUSER CO | $782,000 | +5.5% | 22,230 | +1.7% | 0.18% | -24.9% |
| CI | New | CIGNA CORPORATION | $783,000 | – | 3,877 | +100.0% | 0.18% | – |
| DOL | Sell | WISDOMTREE TRintl lrgcap dv | $776,000 | +0.4% | 15,355 | -2.3% | 0.18% | -28.7% |
| AXON | Sell | AXON ENTERPRISE INC | $769,000 | -13.5% | 28,923 | -25.7% | 0.18% | -38.4% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $759,000 | -10.4% | 19,268 | -12.9% | 0.18% | -36.4% |
| CELG | New | CELGENE CORP | $758,000 | – | 7,266 | +100.0% | 0.18% | – |
| BLES | New | NORTHERN LTS FD TR IVinspire gbl hope | $759,000 | – | 26,698 | +100.0% | 0.18% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INC | $743,000 | – | 4,966 | +100.0% | 0.17% | – |
| ISMD | New | NORTHERN LTS FD TR IVinspire smal etf | $738,000 | – | 27,910 | +100.0% | 0.17% | – |
| FTNT | Sell | FORTINET INC | $731,000 | +11.1% | 16,762 | -8.4% | 0.17% | -21.0% |
| SCHF | New | SCHWAB STRATEGIC TRintl eqty etf | $732,000 | – | 21,486 | +100.0% | 0.17% | – |
| DAL | Sell | DELTA AIR LINES INC DEL | $727,000 | +13.4% | 12,969 | -2.6% | 0.17% | -19.2% |
| EBAY | Sell | EBAY INC | $723,000 | -3.3% | 19,107 | -1.9% | 0.17% | -31.3% |
| BAX | Sell | BAXTER INTL INC | $725,000 | -6.2% | 11,208 | -9.1% | 0.17% | -33.5% |
| EFA | New | ISHARES TRmsci eafe etf | $716,000 | – | 10,221 | +100.0% | 0.16% | – |
| PCLN | New | PRICELINE GRP INC | $716,000 | – | 414 | +100.0% | 0.16% | – |
| XLNX | Sell | XILINX INC | $713,000 | -8.4% | 10,594 | -4.2% | 0.16% | -34.8% |
| EMR | New | EMERSON ELEC CO | $705,000 | – | 9,947 | +100.0% | 0.16% | – |
| DLTR | New | DOLLAR TREE INC | $703,000 | – | 6,541 | +100.0% | 0.16% | – |
| PJP | Sell | POWERSHARES ETF TRUSTdyn phrma port | $702,000 | -6.1% | 11,005 | -3.1% | 0.16% | -33.3% |
| WFC | Buy | WELLS FARGO CO NEW | $680,000 | +11.3% | 11,195 | +0.7% | 0.16% | -21.1% |
| IP | Buy | INTL PAPER CO | $682,000 | +16.0% | 11,735 | +13.0% | 0.16% | -17.8% |
| MRK | Buy | MERCK & CO INC | $676,000 | -11.1% | 11,962 | +0.9% | 0.16% | -36.8% |
| ALK | New | ALASKA AIR GROUP INC | $666,000 | – | 9,053 | +100.0% | 0.15% | – |
| ANTM | New | ANTHEM INC | $656,000 | – | 2,908 | +100.0% | 0.15% | – |
| USB | Sell | US BANCORP DEL | $640,000 | -11.0% | 12,020 | -11.0% | 0.15% | -36.8% |
| PRFZ | New | POWERSHARES ETF TRUSTftse us1500 sm | $632,000 | – | 4,872 | +100.0% | 0.15% | – |
| DTD | New | WISDOMTREE TRus total dividnd | $629,000 | – | 6,731 | +100.0% | 0.14% | – |
| TRCO | Sell | TRIBUNE MEDIA COcl a | $628,000 | +3.8% | 14,969 | -0.2% | 0.14% | -26.4% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $617,000 | +65.4% | 7,457 | +63.5% | 0.14% | +17.4% |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $617,000 | +6.7% | 10,442 | -1.6% | 0.14% | -24.5% |
| PWV | Buy | POWERSHARES ETF TRUSTdynm lrg cp vl | $609,000 | +4.3% | 15,664 | +0.2% | 0.14% | -25.8% |
| DIA | New | SPDR DOW JONES INDL AVRG ETFut ser 1 | $605,000 | – | 2,448 | +100.0% | 0.14% | – |
| SWKS | New | SKYWORKS SOLUTIONS INC | $595,000 | – | 6,275 | +100.0% | 0.14% | – |
| GDV | Buy | GABELLI DIVD & INCOME TR | $595,000 | +8.8% | 25,431 | +3.7% | 0.14% | -23.0% |
| MET | Buy | METLIFE INC | $585,000 | +2.8% | 11,562 | +5.4% | 0.14% | -27.0% |
| BACWSA | BANK AMER CORP*w exp 01/16/201 | $580,000 | +33.0% | 33,015 | 0.0% | 0.13% | -5.6% | |
| EZM | Buy | WISDOMTREE TRus midcp earning | $573,000 | +12.8% | 14,372 | +5.3% | 0.13% | -20.0% |
| MHK | New | MOHAWK INDS INC | $565,000 | – | 2,047 | +100.0% | 0.13% | – |
| L100PS | New | ARCONIC INC | $558,000 | – | 20,066 | +100.0% | 0.13% | – |
| BIIB | New | BIOGEN INC | $559,000 | – | 1,755 | +100.0% | 0.13% | – |
| CWB | Buy | SPDR SERIES TRUSTblmbrg brc cnvrt | $560,000 | +2.9% | 11,082 | +4.4% | 0.13% | -27.1% |
| STI | Sell | SUNTRUST BKS INC | $557,000 | -20.4% | 8,590 | -26.7% | 0.13% | -43.4% |
| LNG | New | CHENIERE ENERGY INC | $561,000 | – | 10,492 | +100.0% | 0.13% | – |
| DON | New | WISDOMTREE TRus midcap divid | $556,000 | – | 15,734 | +100.0% | 0.13% | – |
| DHR | New | DANAHER CORP DEL | $555,000 | – | 6,134 | +100.0% | 0.13% | – |
| KEY | Sell | KEYCORP NEW | $551,000 | -1.8% | 27,341 | -7.7% | 0.13% | -30.2% |
| VCLT | Buy | VANGUARD SCOTTSDALE FDSlg-term cor bd | $544,000 | +72.7% | 5,684 | +70.1% | 0.13% | +23.5% |
| WDC | New | WESTERN DIGITAL CORP | $547,000 | – | 6,862 | +100.0% | 0.13% | – |
| SPYD | New | SPDR SER TRprtflo s&p500 hi | $545,000 | – | 14,559 | +100.0% | 0.13% | – |
| GSK | Sell | GLAXOSMITHKLINE PLCsponsored adr | $548,000 | -22.0% | 15,340 | -11.5% | 0.13% | -45.0% |
| PGF | Buy | POWERSHARES ETF TRUSTfinl pfd ptfl | $537,000 | +11.6% | 28,346 | +12.2% | 0.12% | -20.5% |
| RSP | New | RYDEX ETF TRUSTgug s&p500 eq wt | $529,000 | – | 5,230 | +100.0% | 0.12% | – |
| HON | New | HONEYWELL INTL INC | $526,000 | – | 3,441 | +100.0% | 0.12% | – |
| WTR | Sell | AQUA AMERICA INC | $520,000 | +16.6% | 13,237 | -1.5% | 0.12% | -17.2% |
| AEG | Buy | AEGON N Vny registry sh | $522,000 | +50.0% | 82,461 | +37.3% | 0.12% | +6.2% |
| WMT | New | WAL-MART STORES INC | $498,000 | – | 4,968 | +100.0% | 0.12% | – |
| PEY | Sell | POWERSHARES ETF TRUSThi yld eq dvdn | $497,000 | +1.2% | 27,628 | -3.6% | 0.12% | -28.1% |
| SCHZ | New | SCHWAB STRATEGIC TRus aggregate b | $500,000 | – | 9,633 | +100.0% | 0.12% | – |
| CL | New | COLGATE PALMOLIVE CO | $498,000 | – | 6,594 | +100.0% | 0.12% | – |
| OUSA | Sell | FQF TRoshars ftse us | $493,000 | -14.6% | 15,525 | -18.9% | 0.11% | -39.4% |
| XRT | Sell | SPDR SERIES TRUSTs&p retail etf | $488,000 | -12.5% | 10,661 | -20.6% | 0.11% | -37.6% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $490,000 | +9.1% | 77,789 | +4.6% | 0.11% | -22.6% |
| BX | Buy | BLACKSTONE GROUP L P | $490,000 | +16.9% | 15,351 | +21.7% | 0.11% | -16.9% |
| FOXA | Sell | TWENTY FIRST CENTY FOX INCcl a | $487,000 | -3.0% | 14,143 | -25.8% | 0.11% | -31.3% |
| APA | Buy | APACHE CORP | $484,000 | -0.6% | 11,738 | +9.8% | 0.11% | -29.1% |
| ANDV | New | ANDEAVOR | $483,000 | – | 4,247 | +100.0% | 0.11% | – |
| INCY | New | INCYTE CORP | $475,000 | – | 5,032 | +100.0% | 0.11% | – |
| JWN | Sell | NORDSTROM INC | $475,000 | -5.4% | 10,047 | -5.9% | 0.11% | -32.5% |
| JPMWS | New | JPMORGAN CHASE & CO*w exp 10/28/201 | $476,000 | – | 7,165 | +100.0% | 0.11% | – |
| CBS | Sell | CBS CORP NEWcl b | $478,000 | -33.9% | 8,093 | -34.5% | 0.11% | -53.2% |
| WYNN | New | WYNN RESORTS LTD | $473,000 | – | 2,827 | +100.0% | 0.11% | – |
| MTN | New | VAIL RESORTS INC | $472,000 | – | 2,218 | +100.0% | 0.11% | – |
| SHV | Sell | ISHARES TRshort treas bd | $468,000 | -71.2% | 4,243 | -71.1% | 0.11% | -79.5% |
| KHC | New | KRAFT HEINZ CO | $469,000 | – | 5,967 | +100.0% | 0.11% | – |
| SCHE | New | SCHWAB STRATEGIC TRemrg mkteq etf | $460,000 | – | 16,487 | +100.0% | 0.11% | – |
| DE | New | DEERE & CO | $459,000 | – | 2,914 | +100.0% | 0.11% | – |
| NIE | Buy | ALLIANZGI EQUITY & CONV INCO | $457,000 | +4.3% | 21,737 | +2.5% | 0.10% | -26.1% |
| LEN | New | LENNAR CORPcl a | $449,000 | – | 7,108 | +100.0% | 0.10% | – |
| QRVO | New | QORVO INC | $448,000 | – | 6,727 | +100.0% | 0.10% | – |
| RHT | New | RED HAT INC | $440,000 | – | 3,682 | +100.0% | 0.10% | – |
| CHW | Buy | CALAMOS GBL DYN INCOME FUND | $444,000 | +5.0% | 49,242 | +4.5% | 0.10% | -26.1% |
| BND | Sell | VANGUARD BD INDEX FD INCtotal bnd mrkt | $440,000 | -0.9% | 5,388 | -0.6% | 0.10% | -29.2% |
| VYM | Sell | VANGUARD WHITEHALL FDS INChigh div yld | $437,000 | -54.1% | 5,111 | -56.6% | 0.10% | -67.4% |
| BTO | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $438,000 | +5.0% | 11,143 | 0.0% | 0.10% | -25.7% | |
| HES | New | HESS CORP | $432,000 | – | 9,003 | +100.0% | 0.10% | – |
| ALL | New | ALLSTATE CORP | $434,000 | – | 4,147 | +100.0% | 0.10% | – |
| CMI | New | CUMMINS INC | $428,000 | – | 2,410 | +100.0% | 0.10% | – |
| RDN | Sell | RADIAN GROUP INC | $425,000 | +8.1% | 20,848 | -0.6% | 0.10% | -23.4% |
| TLT | New | ISHARES TR20 yr tr bd etf | $426,000 | – | 3,359 | +100.0% | 0.10% | – |
| GNCMA | New | GENERAL COMMUNICATION INCcl a | $417,000 | – | 10,603 | +100.0% | 0.10% | – |
| UNP | New | UNION PAC CORP | $415,000 | – | 3,105 | +100.0% | 0.10% | – |
| SYY | New | SYSCO CORP | $412,000 | – | 6,765 | +100.0% | 0.10% | – |
| PHYS | New | SPROTT PHYSICAL GOLD TRUSTunit | $412,000 | – | 38,519 | +100.0% | 0.10% | – |
| PZI | Sell | POWERSHARES ETF TRUSTzacks mc prtfl | $399,000 | 0.0% | 20,549 | -1.1% | 0.09% | -29.2% |
| PNC | New | PNC FINL SVCS GROUP INC | $398,000 | – | 2,768 | +100.0% | 0.09% | – |
| MUFG | Buy | MITSUBISHI UFJ FINL GROUP INsponsored adr | $389,000 | +83.5% | 52,675 | +59.8% | 0.09% | +30.4% |
| GIS | New | GENERAL MLS INC | $390,000 | – | 6,555 | +100.0% | 0.09% | – |
| FXO | New | FIRST TR EXCHANGE TRADED FDfinls alphadex | $386,000 | – | 12,297 | +100.0% | 0.09% | – |
| LVS | New | LAS VEGAS SANDS CORP | $380,000 | – | 5,468 | +100.0% | 0.09% | – |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $383,000 | +3.5% | 40,366 | +2.2% | 0.09% | -26.7% |
| POT | Sell | POTASH CORP SASK INC | $375,000 | -18.1% | 18,344 | -21.6% | 0.09% | -41.6% |
| D | New | DOMINION ENERGY INC | $377,000 | – | 4,647 | +100.0% | 0.09% | – |
| TWTR | Sell | TWITTER INC | $376,000 | +15.3% | 15,776 | -18.4% | 0.09% | -17.9% |
| PHM | Sell | PULTE GROUP INC | $373,000 | +15.1% | 11,227 | -5.9% | 0.09% | -18.1% |
| PXMV | POWERSHARES ETF TRUSTrussell mid val | $368,000 | +3.1% | 11,667 | 0.0% | 0.08% | -26.7% | |
| XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $362,000 | +7.7% | 3,665 | -1.7% | 0.08% | -22.9% |
| MGU | Buy | MACQUARIE GLBL INFRA TOTL RE | $362,000 | +2.8% | 13,882 | +3.8% | 0.08% | -26.3% |
| ILMN | New | ILLUMINA INC | $362,000 | – | 1,655 | +100.0% | 0.08% | – |
| JNK | Sell | SPDR SERIES TRUSTbloomberg brclys | $358,000 | -38.2% | 9,745 | -37.0% | 0.08% | -55.9% |
| USMV | New | ISHARES TRmin vol usa etf | $355,000 | – | 6,731 | +100.0% | 0.08% | – |
| EPS | New | WISDOMTREE TRus earnings 500 | $355,000 | – | 11,415 | +100.0% | 0.08% | – |
| VDE | New | VANGUARD WORLD FDSenergy etf | $355,000 | – | 3,371 | +100.0% | 0.08% | – |
| SCHD | New | SCHWAB STRATEGIC TRus dividend eq | $352,000 | – | 6,893 | +100.0% | 0.08% | – |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $350,000 | -3.0% | 6,639 | -2.5% | 0.08% | -30.8% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $353,000 | +3.2% | 6,205 | -2.1% | 0.08% | -27.0% |
| CII | Buy | BLACKROCK ENH CAP & INC FD I | $345,000 | +16.9% | 21,223 | +12.3% | 0.08% | -16.7% |
| WBC | New | WABCO HLDGS INC | $343,000 | – | 2,395 | +100.0% | 0.08% | – |
| MAS | New | MASCO CORP | $343,000 | – | 7,788 | +100.0% | 0.08% | – |
| PXSV | POWERSHARES ETF TRUSTrussell 2000 val | $342,000 | +2.1% | 11,070 | 0.0% | 0.08% | -27.5% | |
| ADP | New | AUTOMATIC DATA PROCESSING IN | $339,000 | – | 2,877 | +100.0% | 0.08% | – |
| CSQ | Buy | CALAMOS STRATEGIC TOTL RETN | $339,000 | +8.0% | 27,905 | +8.3% | 0.08% | -23.5% |
| NAVI | Sell | NAVIENT CORPORATION | $332,000 | -17.6% | 24,914 | -6.0% | 0.08% | -41.2% |
| DVN | New | DEVON ENERGY CORP NEW | $335,000 | – | 8,169 | +100.0% | 0.08% | – |
| MDR | Sell | MCDERMOTT INTL INC | $334,000 | -13.5% | 50,259 | -5.2% | 0.08% | -38.9% |
| PSA | New | PUBLIC STORAGE | $329,000 | – | 1,574 | +100.0% | 0.08% | – |
| EA | New | ELECTRONIC ARTS INC | $326,000 | – | 3,082 | +100.0% | 0.08% | – |
| MCK | New | MCKESSON CORP | $327,000 | – | 2,099 | +100.0% | 0.08% | – |
| SDY | New | SPDR SERIES TRUSTs&p divid etf | $326,000 | – | 3,452 | +100.0% | 0.08% | – |
| ABT | New | ABBOTT LABS | $323,000 | – | 5,657 | +100.0% | 0.08% | – |
| HTD | Buy | HANCOCK JOHN TAX-ADV DIV INC | $327,000 | +1.6% | 13,261 | +6.6% | 0.08% | -28.6% |
| DFS | New | DISCOVER FINL SVCS | $322,000 | – | 4,178 | +100.0% | 0.07% | – |
| HQY | New | HEALTHEQUITY INC | $315,000 | – | 6,775 | +100.0% | 0.07% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $317,000 | – | 6,095 | +100.0% | 0.07% | – |
| CVS | New | CVS HEALTH CORP | $313,000 | – | 4,276 | +100.0% | 0.07% | – |
| EW | New | EDWARDS LIFESCIENCES CORP | $313,000 | – | 2,773 | +100.0% | 0.07% | – |
| JBLU | Sell | JETBLUE AIRWAYS CORP | $306,000 | -41.7% | 13,668 | -51.3% | 0.07% | -58.5% |
| GLW | New | CORNING INC | $307,000 | – | 9,585 | +100.0% | 0.07% | – |
| HCA | New | HCA HEALTHCARE INC | $305,000 | – | 3,472 | +100.0% | 0.07% | – |
| PANW | New | PALO ALTO NETWORKS INC | $304,000 | – | 2,093 | +100.0% | 0.07% | – |
| IBB | New | ISHARES TRnasdaq biotech | $305,000 | – | 2,879 | +100.0% | 0.07% | – |
| TJX | New | TJX COS INC NEW | $302,000 | – | 3,964 | +100.0% | 0.07% | – |
| EVF | EATON VANCE SR INCOME TRsh ben int | $297,000 | -1.7% | 45,600 | 0.0% | 0.07% | -29.6% | |
| FALN | New | ISHARES TRfaln angls usd | $300,000 | – | 11,086 | +100.0% | 0.07% | – |
| EVG | Sell | EATON VANCE SH TM DR DIVR IN | $290,000 | -42.7% | 20,349 | -42.8% | 0.07% | -59.4% |
| CVY | Buy | CLAYMORE EXCHANGE TRD FD TRgug multi asset | $286,000 | +8.3% | 12,627 | +1.7% | 0.07% | -23.3% |
| NOW | New | SERVICENOW INC | $278,000 | – | 2,129 | +100.0% | 0.06% | – |
| CGNX | New | COGNEX CORP | $277,000 | – | 4,490 | +100.0% | 0.06% | – |
| DATA | New | TABLEAU SOFTWARE INCcl a | $276,000 | – | 3,983 | +100.0% | 0.06% | – |
| IEMG | New | ISHARES INCcore msci emkt | $273,000 | – | 4,465 | +100.0% | 0.06% | – |
| EWW | New | ISHARES INCmsci mexico etf | $271,000 | – | 5,615 | +100.0% | 0.06% | – |
| MMP | New | MAGELLAN MIDSTREAM PRTNRS LP | $274,000 | – | 3,871 | +100.0% | 0.06% | – |
| ARCC | New | ARES CAP CORP | $275,000 | – | 17,461 | +100.0% | 0.06% | – |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $270,000 | -27.6% | 3,952 | -33.7% | 0.06% | -48.8% |
| IWM | New | ISHARES TRrussell 2000 etf | $268,000 | – | 1,759 | +100.0% | 0.06% | – |
| GGT | Buy | GABELLI MULTIMEDIA TR INC | $268,000 | -5.0% | 29,044 | +0.2% | 0.06% | -32.6% |
| BP | Sell | BP PLCsponsored adr | $262,000 | -49.5% | 6,291 | -53.4% | 0.06% | -64.5% |
| BBT | New | BB&T CORP | $261,000 | – | 5,246 | +100.0% | 0.06% | – |
| MGM | New | MGM RESORTS INTERNATIONAL | $259,000 | – | 7,710 | +100.0% | 0.06% | – |
| PIE | POWERSHARES ETF TRUST IIdwa emkt mom ptf | $261,000 | +9.7% | 12,624 | 0.0% | 0.06% | -22.1% | |
| BCV | Buy | BANCROFT FUND LTD | $255,000 | +9.0% | 11,727 | +9.5% | 0.06% | -22.4% |
| CAPE | New | BARCLAYS BK PLCbarc etn+shill | $253,000 | – | 2,173 | +100.0% | 0.06% | – |
| LM | New | LEGG MASON INC | $250,000 | – | 6,013 | +100.0% | 0.06% | – |
| LNC | New | LINCOLN NATL CORP IND | $251,000 | – | 3,311 | +100.0% | 0.06% | – |
| CAJ | Sell | CANON INCsponsored adr | $253,000 | -29.1% | 6,769 | -35.0% | 0.06% | -50.0% |
| ETO | New | EATON VANCE TX ADV GLB DIV O | $246,000 | – | 9,561 | +100.0% | 0.06% | – |
| FFIV | New | F5 NETWORKS INC | $246,000 | – | 1,875 | +100.0% | 0.06% | – |
| MUB | New | ISHARES TRnational mun etf | $243,000 | – | 2,192 | +100.0% | 0.06% | – |
| REGN | New | REGENERON PHARMACEUTICALS | $243,000 | – | 641 | +100.0% | 0.06% | – |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $242,000 | -2.8% | 29,441 | +0.2% | 0.06% | -30.9% |
| ULTA | New | ULTA BEAUTY INC | $243,000 | – | 1,087 | +100.0% | 0.06% | – |
| CAA | New | CALATLANTIC GROUP INC | $237,000 | – | 4,199 | +100.0% | 0.06% | – |
| MU | Sell | MICRON TECHNOLOGY INC | $233,000 | -42.6% | 5,626 | -45.6% | 0.05% | -59.1% |
| DOO | New | WISDOMTREE TRintl div ex finl | $236,000 | – | 5,390 | +100.0% | 0.05% | – |
| SHW | New | SHERWIN WILLIAMS CO | $231,000 | – | 561 | +100.0% | 0.05% | – |
| QQEW | New | FIRST TR NAS100 EQ WEIGHTED | $225,000 | – | 3,855 | +100.0% | 0.05% | – |
| LQ | Sell | LA QUINTA HLDGS INC | $226,000 | +4.1% | 12,060 | -2.9% | 0.05% | -26.8% |
| NOC | New | NORTHROP GRUMMAN CORP | $225,000 | – | 735 | +100.0% | 0.05% | – |
| LH | New | LABORATORY CORP AMER HLDGS | $220,000 | – | 1,377 | +100.0% | 0.05% | – |
| TY | New | TRI CONTL CORP | $219,000 | – | 8,197 | +100.0% | 0.05% | – |
| TPR | New | TAPESTRY INC | $223,000 | – | 4,960 | +100.0% | 0.05% | – |
| SCHW | New | SCHWAB CHARLES CORP NEW | $220,000 | – | 4,283 | +100.0% | 0.05% | – |
| GLD | New | SPDR GOLD TRUST | $220,000 | – | 1,772 | +100.0% | 0.05% | – |
| ITW | New | ILLINOIS TOOL WKS INC | $221,000 | – | 1,320 | +100.0% | 0.05% | – |
| SNY | Sell | SANOFIsponsored adr | $217,000 | -41.2% | 5,039 | -32.0% | 0.05% | -58.3% |
| PCAR | New | PACCAR INC | $217,000 | – | 3,059 | +100.0% | 0.05% | – |
| VFC | New | V F CORP | $212,000 | – | 2,868 | +100.0% | 0.05% | – |
| MSGN | New | MSG NETWORK INCcl a | $209,000 | – | 10,474 | +100.0% | 0.05% | – |
| FDL | New | FIRST TR MORNINGSTAR DIV LEA | $208,000 | – | 6,916 | +100.0% | 0.05% | – |
| AET | New | AETNA INC NEW | $208,000 | – | 1,162 | +100.0% | 0.05% | – |
| CPB | New | CAMPBELL SOUP CO | $207,000 | – | 4,255 | +100.0% | 0.05% | – |
| FFA | New | FIRST TR ENHANCED EQTY INC F | $208,000 | – | 12,893 | +100.0% | 0.05% | – |
| INTU | New | INTUIT | $207,000 | – | 1,306 | +100.0% | 0.05% | – |
| IJK | New | ISHARES TRs&p mc 400gr etf | $205,000 | – | 950 | +100.0% | 0.05% | – |
| FGEN | New | FIBROGEN INC | $204,000 | – | 4,300 | +100.0% | 0.05% | – |
| ETG | Sell | EATON VANCE TX ADV GLBL DIV | $200,000 | -10.7% | 11,367 | -11.7% | 0.05% | -37.0% |
| KBE | New | SPDR SERIES TRUSTs&p bk etf | $200,000 | – | 4,178 | +100.0% | 0.05% | – |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $200,000 | – | 16,912 | +100.0% | 0.05% | – |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $201,000 | – | 21,802 | +100.0% | 0.05% | – |
| KLAC | New | KLA-TENCOR CORP | $200,000 | – | 1,899 | +100.0% | 0.05% | – |
| LYB | Sell | LYONDELLBASELL INDUSTRIES N | $200,000 | -14.5% | 1,817 | -23.0% | 0.05% | -39.5% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $184,000 | -24.6% | 18,135 | -24.2% | 0.04% | -46.8% |
| BGB | New | BLACKSTONE GSO STRATEGIC CR | $166,000 | – | 10,619 | +100.0% | 0.04% | – |
| ETY | New | EATON VANCE TX MGD DIV EQ IN | $163,000 | – | 13,179 | +100.0% | 0.04% | – |
| SBS | New | COMPANHIA DE SANEAMENTO BASIsponsored adr | $142,000 | – | 13,623 | +100.0% | 0.03% | – |
| NOK | Buy | NOKIA CORPsponsored adr | $134,000 | +8.9% | 28,165 | +36.7% | 0.03% | -22.5% |
| MLPX | New | GLOBAL X FDSglb x mlp enrg i | $136,000 | – | 10,000 | +100.0% | 0.03% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $125,000 | – | 11,697 | +100.0% | 0.03% | – |
| RBS | New | ROYAL BK SCOTLAND GROUP PLCspons adr 2 ord | $125,000 | – | 16,310 | +100.0% | 0.03% | – |
| FI | Sell | FRANKS INTL N V | $116,000 | -57.0% | 17,295 | -50.4% | 0.03% | -69.3% |
| IAF | New | ABERDEEN AUSTRALIA EQTY FD I | $113,000 | – | 17,770 | +100.0% | 0.03% | – |
| MXWL | New | MAXWELL TECHNOLOGIES INC | $98,000 | – | 16,996 | +100.0% | 0.02% | – |
| MIN | New | MFS INTER INCOME TRsh ben int | $81,000 | – | 19,225 | +100.0% | 0.02% | – |
| TXMD | New | THERAPEUTICSMD INC | $79,000 | – | 13,180 | +100.0% | 0.02% | – |
| GAB | New | GABELLI EQUITY TR INC | $73,000 | – | 11,833 | +100.0% | 0.02% | – |
| BKT | New | BLACKROCK INCOME TR INC | $72,000 | – | 11,684 | +100.0% | 0.02% | – |
| ERIC | Sell | ERICSSONadr b sek 10 | $75,000 | -40.9% | 11,211 | -49.1% | 0.02% | -58.5% |
| NCV | New | ALLIANZGI CONV & INCOME FD | $75,000 | – | 10,459 | +100.0% | 0.02% | – |
| RAD | New | RITE AID CORP | $67,000 | – | 34,958 | +100.0% | 0.02% | – |
| GSAT | New | GLOBALSTAR INC | $66,000 | – | 50,000 | +100.0% | 0.02% | – |
| CIG | New | COMPANHIA ENERGETICA DE MINAsp adr n-v pfd | $44,000 | – | 21,314 | +100.0% | 0.01% | – |
| ODP | New | OFFICE DEPOT INC | $34,000 | – | 10,042 | +100.0% | 0.01% | – |
| FVE | New | FIVE STAR SENIOR LIVING INC | $33,000 | – | 22,153 | +100.0% | 0.01% | – |
| New | SOLARCITY CORPnote 2.750%11/0 | $25,000 | – | 25,000 | +100.0% | 0.01% | – | |
| New | ICONIX BRAND GROUP INCnote 1.500% 3/1 | $23,000 | – | 28,000 | +100.0% | 0.01% | – | |
| New | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $20,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | HCI GROUP INCnote 3.875% 3/1 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| MU | New | MICRON TECHNOLOGY INCcall | $6,000 | – | 1 | +100.0% | 0.00% | – |
| T | New | AT&T INCput | $0 | – | 0 | +100.0% | 0.00% | – |
| GENC | New | GENCOR INDS INC | $0 | – | 10,701 | +100.0% | 0.00% | – |
| MSFT | New | MICROSOFT CORPput | $0 | – | 0 | +100.0% | 0.00% | – |
| BAC | New | BANK AMER CORPput | $0 | – | 0 | +100.0% | 0.00% | – |
| MU | Exit | MICRON TECHNOLOGY INCput | $0 | – | 0 | +100.0% | 0.00% | – |
| HCA | New | HCA HEALTHCARE INCcall | $0 | – | 0 | +100.0% | 0.00% | – |
| CX | Exit | CEMEX SAB DE CVspon adr new | $0 | – | -14,171 | -100.0% | -0.04% | – |
| AHH | Exit | ARMADA HOFFLER PPTYS INC | $0 | – | -10,000 | -100.0% | -0.04% | – |
| AIGWS | Exit | AMERICAN INTL GROUP INC*w exp 01/19/202 | $0 | – | -10,350 | -100.0% | -0.07% | – |
| FPE | Exit | FIRST TR EXCHANGE-TRADED FDpfd secs inc etf | $0 | – | -10,306 | -100.0% | -0.07% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWsponsored adr | $0 | – | -7,848 | -100.0% | -0.07% | – |
| TTE | Exit | TOTAL S Asponsored adr | $0 | – | -4,726 | -100.0% | -0.08% | – |
| BBX | Exit | BBX CAP CORP NEWcl a | $0 | – | -34,794 | -100.0% | -0.08% | – |
| SJNK | Exit | SPDR SER TRbloomberg srt tr | $0 | – | -10,779 | -100.0% | -0.10% | – |
| PFF | Exit | ISHARES TRs&p us pfd stk | $0 | – | -8,038 | -100.0% | -0.10% | – |
| DISCA | Exit | DISCOVERY COMMUNICATNS NEW | $0 | – | -15,017 | -100.0% | -0.10% | – |
| LMNR | Exit | LIMONEIRA CO | $0 | – | -15,360 | -100.0% | -0.12% | – |
| QAI | Exit | INDEXIQ ETF TRhedge mlti etf | $0 | – | -13,130 | -100.0% | -0.13% | – |
| NAC | Exit | NUVEEN CA QUALTY MUN INCOME | $0 | – | -27,232 | -100.0% | -0.13% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -21,118 | -100.0% | -0.16% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -19,081 | -100.0% | -0.16% | – |
| MDLZ | Exit | MONDELEZ INTL INCcl a | $0 | – | -14,089 | -100.0% | -0.19% | – |
| RWO | Exit | SPDR INDEX SHS FDSdj glb rl es etf | $0 | – | -13,234 | -100.0% | -0.20% | – |
| DBC | Exit | POWERSHARES DB CMDTY IDX TRAunit ben int | $0 | – | -41,655 | -100.0% | -0.21% | – |
| EFG | Exit | ISHARES TReafe grwth etf | $0 | – | -8,335 | -100.0% | -0.21% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -19,862 | -100.0% | -0.22% | – |
| BWX | Exit | SPDR SERIES TRUSTblomberg intl tr | $0 | – | -24,881 | -100.0% | -0.23% | – |
| SO | Exit | SOUTHERN CO | $0 | – | -14,331 | -100.0% | -0.23% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -10,273 | -100.0% | -0.26% | – |
| EWJ | Exit | ISHARES INCmsci jpn etf new | $0 | – | -15,720 | -100.0% | -0.28% | – |
| FJP | Exit | FIRST TR EXCH TRD ALPHA FD Ijapan alphadex | $0 | – | -16,725 | -100.0% | -0.30% | – |
| BKF | Exit | ISHARES INCmsci bric indx | $0 | – | -21,871 | -100.0% | -0.31% | – |
| VTV | Exit | VANGUARD INDEX FDSvalue etf | $0 | – | -11,822 | -100.0% | -0.38% | – |
| VLO | Exit | VALERO ENERGY CORP NEW | $0 | – | -15,401 | -100.0% | -0.38% | – |
| AA | Exit | ALCOA CORP | $0 | – | -30,105 | -100.0% | -0.46% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -24,333 | -100.0% | -0.49% | – |
| GWGH | Exit | GWG HLDGS INC | $0 | – | -1,494,000 | -100.0% | -0.49% | – |
| C | Exit | CITIGROUP INC | $0 | – | -28,150 | -100.0% | -0.67% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -39,465 | -100.0% | -0.68% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -93,907 | -100.0% | -1.64% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 37 | Q3 2023 | 30.3% |
| SELECT SECTOR SPDR TR | 37 | Q3 2023 | 4.0% |
| SELECT SECTOR SPDR TR | 36 | Q3 2023 | 2.0% |
| ISHARES TR | 34 | Q3 2023 | 14.0% |
| VANGUARD INDEX FDS | 34 | Q3 2023 | 4.9% |
| SELECT SECTOR SPDR TR | 34 | Q3 2023 | 1.9% |
| SELECT SECTOR SPDR TR | 34 | Q3 2023 | 3.4% |
| SELECT SECTOR SPDR TR | 32 | Q3 2023 | 4.4% |
| VANGUARD INTL EQUITY INDEX F | 32 | Q3 2023 | 2.1% |
| WISDOMTREE TRUST | 32 | Q3 2023 | 3.5% |
View Institute for Wealth Management, LLC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-10-13 |
| 13F-HR | 2023-07-25 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-25 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-21 |
| 13F-HR | 2021-11-15 |
View Institute for Wealth Management, LLC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.