$145 Million is the total value of Institute for Wealth Management, LLC.'s 68 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 75.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $17,277,000 | +10834.8% | 102,832 | +10361.0% | 11.89% | +9259.8% |
| AGG | Sell | ISHAREScore totusbd etf | $17,078,000 | -1.9% | 159,311 | -1.9% | 11.75% | -16.0% |
| IYR | Sell | ISHARESu.s. real es etf | $7,301,000 | -13.8% | 114,461 | -10.2% | 5.02% | -26.1% |
| IYF | Buy | ISHARESu.s. finls etf | $7,127,000 | +22.5% | 97,251 | +19.5% | 4.90% | +4.9% |
| IWR | Sell | ISHARESrus mid-cap etf | $5,774,000 | -11.4% | 41,516 | -17.3% | 3.97% | -24.1% |
| EFA | Buy | ISHARESmsci eafe etf | $5,207,000 | +3371.3% | 81,615 | +3025.8% | 3.58% | +2885.8% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $4,953,000 | +60.9% | 81,685 | +49.7% | 3.41% | +37.9% |
| IYJ | Buy | ISHARESu.s. inds etf | $4,941,000 | +68.0% | 54,590 | +54.0% | 3.40% | +43.9% |
| IWM | Sell | ISHARESrussell 2000 etf | $4,926,000 | -7.0% | 46,203 | -15.4% | 3.39% | -20.4% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $4,897,000 | +77.7% | 116,576 | +62.2% | 3.37% | +52.2% |
| EEM | Buy | ISHARESmsci emg mkt etf | $4,856,000 | +1827.0% | 119,141 | +1718.4% | 3.34% | +1554.0% |
| IYH | Buy | ISHARESus hlthcare etf | $4,851,000 | +144.0% | 45,369 | +128.7% | 3.34% | +109.0% |
| IYW | Buy | ISHARESu.s. tech etf | $4,844,000 | +72.1% | 61,475 | +60.8% | 3.33% | +47.4% |
| IYE | Buy | ISHARESu.s. energy etf | $4,821,000 | +71.0% | 102,355 | +61.7% | 3.32% | +46.5% |
| IDU | Buy | ISHARESu.s. utilits etf | $4,772,000 | +65.8% | 50,828 | +67.0% | 3.28% | +42.0% |
| TBF | Sell | PROSHARES TRshrt 20+yr tre | $4,333,000 | -6.8% | 135,273 | -8.7% | 2.98% | -20.2% |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $4,002,000 | -7.2% | 83,506 | -11.7% | 2.75% | -20.5% |
| PSP | Sell | POWERSHARES ETF TRUSTgbl lstd pvt eqt | $3,787,000 | -10.1% | 329,921 | -14.6% | 2.61% | -23.0% |
| GDX | Sell | MARKET VECTORS ETF TRgold miner etf | $3,472,000 | -2.5% | 138,777 | -4.6% | 2.39% | -16.5% |
| SHY | Buy | ISHARES1-3 yr tr bd etf | $2,913,000 | +9.7% | 34,485 | +9.5% | 2.00% | -6.0% |
| UVXY | Buy | PROSHARES TR IIul vixstfut etf | $2,810,000 | +35.2% | 81,821 | +182.2% | 1.93% | +15.7% |
| SLV | New | ISHARES SILVER TRUSTishares | $2,693,000 | – | 128,861 | +100.0% | 1.85% | – |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $2,528,000 | -14.3% | 78,894 | -18.2% | 1.74% | -26.6% |
| XLP | Sell | SELECT SECTOR SPDR TRsbi cons stpls | $2,287,000 | -58.1% | 57,475 | -58.2% | 1.57% | -64.1% |
| BWX | Sell | SPDR SERIES TRUSTbrclys intl etf | $2,190,000 | -2.9% | 37,515 | -6.4% | 1.51% | -16.8% |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $2,065,000 | -26.6% | 13,675 | -27.8% | 1.42% | -37.1% |
| SVXY | Sell | PROSHARES TR IIsht vix st trm | $2,038,000 | -44.3% | 19,382 | -58.4% | 1.40% | -52.3% |
| HYG | Buy | ISHARESiboxx hi yd etf | $1,014,000 | +88.5% | 11,069 | +86.9% | 0.70% | +61.6% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $884,000 | +30.0% | 44,395 | +26.9% | 0.61% | +11.4% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $802,000 | +266.2% | 14,714 | +222.9% | 0.55% | +213.6% |
| FLOT | Buy | ISHARESfltg rate bd etf | $579,000 | +257.4% | 11,417 | +256.3% | 0.40% | +206.2% |
| SHV | Sell | ISHARESshrt trs bd etf | $574,000 | -12.8% | 5,206 | -12.8% | 0.40% | -25.2% |
| MBB | New | ISHARESmbs etf | $550,000 | – | 5,195 | +100.0% | 0.38% | – |
| IEF | Buy | ISHARES7-10 y tr bd etf | $550,000 | +1864.3% | 5,386 | +1872.9% | 0.38% | +1618.2% |
| EWJ | Buy | ISHARESmsci japan etf | $306,000 | +255.8% | 25,692 | +236.5% | 0.21% | +205.8% |
| EWC | Buy | ISHARESmsci cda etf | $256,000 | +241.3% | 9,034 | +216.9% | 0.18% | +193.3% |
| EPP | Buy | ISHARESmsci pac jp etf | $242,000 | +245.7% | 5,076 | +211.4% | 0.17% | +198.2% |
| VOO | New | VANGUARD INDEX FDSs&p 500 etf sh | $207,000 | – | 2,693 | +100.0% | 0.14% | – |
| PDM | Sell | PIEDMONT OFFICE REALTY TR IN | $107,000 | -69.3% | 6,152 | -68.4% | 0.07% | -73.5% |
| COLE | New | COLE REAL ESTATE INVTS INC | $85,000 | – | 6,920 | +100.0% | 0.06% | – |
| VNQ | New | VANGUARD INDEX FDSreit etf | $83,000 | – | 1,261 | +100.0% | 0.06% | – |
| VBR | New | VANGUARD INDEX FDSsm cp val etf | $78,000 | – | 865 | +100.0% | 0.05% | – |
| IJJ | New | ISHARESs&p mc 400vl etf | $77,000 | – | 710 | +100.0% | 0.05% | – |
| DBC | Buy | POWERSHARES DB CMDTY IDX TRAunit ben int | $45,000 | +150.0% | 1,750 | +149.3% | 0.03% | +121.4% |
| IWB | Sell | ISHARESrus 1000 etf | $29,000 | -99.7% | 309 | -99.7% | 0.02% | -99.8% |
| AMLP | Sell | ALPS ETF TRalerian mlp | $14,000 | -62.2% | 813 | -60.8% | 0.01% | -66.7% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $11,000 | -82.8% | 244 | -80.8% | 0.01% | -84.3% |
| RWR | Sell | SPDR SERIES TRUSTdj reit etf | $11,000 | -71.1% | 154 | -69.1% | 0.01% | -74.2% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $8,000 | -99.7% | 151 | -99.8% | 0.01% | -99.8% |
| PCY | Sell | POWERSHARES GLOBAL ETF TRUSTsovereign debt | $8,000 | -84.9% | 279 | -85.7% | 0.01% | -86.0% |
| XLE | New | SELECT SECTOR SPDR TRsbi int-energy | $8,000 | – | 92 | +100.0% | 0.01% | – |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $8,000 | – | 164 | +100.0% | 0.01% | – |
| PGF | Sell | POWERSHARES ETF TRUSTfinl pfd ptfl | $8,000 | -99.7% | 448 | -99.7% | 0.01% | -99.7% |
| XLU | New | SELECT SECTOR SPDR TRsbi int-utils | $8,000 | – | 204 | +100.0% | 0.01% | – |
| GE | Sell | GENERAL ELECTRIC CO | $6,000 | -62.5% | 236 | -66.2% | 0.00% | -69.2% |
| EBAY | New | EBAY INC | $4,000 | – | 77 | +100.0% | 0.00% | – |
| PCG | PG&E CORP | $4,000 | -20.0% | 107 | 0.0% | 0.00% | -25.0% | |
| TDTT | Sell | FLEXSHARES TRiboxx 3r targt | $5,000 | -54.5% | 209 | -52.8% | 0.00% | -66.7% |
| LQD | Sell | ISHARESiboxx inv cp etf | $5,000 | -88.9% | 46 | -88.4% | 0.00% | -91.7% |
| FXY | CURRENCYSHS JAPANESE YEN TRjapanese yen | $4,000 | 0.0% | 41 | 0.0% | 0.00% | 0.0% | |
| MSFT | MICROSOFT CORP | $4,000 | 0.0% | 113 | 0.0% | 0.00% | 0.0% | |
| UNG | New | UNITED STATES NATL GAS FUNDunit par $0.001 | $4,000 | – | 210 | +100.0% | 0.00% | – |
| ORCL | New | ORACLE CORP | $3,000 | – | 94 | +100.0% | 0.00% | – |
| GWX | Sell | SPDR INDEX SHS FDSs&p intl smlcp | $3,000 | -87.5% | 100 | -88.0% | 0.00% | -89.5% |
| WMT | New | WAL-MART STORES INC | $3,000 | – | 43 | +100.0% | 0.00% | – |
| SLW | New | SILVER WHEATON CORP | $2,000 | – | 75 | +100.0% | 0.00% | – |
| AMGN | New | AMGEN INC | $1,000 | – | 8 | +100.0% | 0.00% | – |
| LUMN | Exit | CENTURYLINK INC | $0 | – | -2 | -100.0% | 0.00% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWspons adr new | $0 | – | -17 | -100.0% | 0.00% | – |
| 4305PS | Exit | ALCATEL-LUCENTsponsored adr | $0 | – | -7 | -100.0% | 0.00% | – |
| REEMF | Exit | RARE ELEMENT RES LTD | $0 | – | -100 | -100.0% | 0.00% | – |
| AIGWS | Buy | AMERICAN INTL GROUP INC*w exp 01/19/202 | $0 | – | 0 | +100.0% | 0.00% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -7 | -100.0% | 0.00% | – |
| SCHB | Exit | SCHWAB STRATEGIC TRus brd mkt etf | $0 | – | -21 | -100.0% | -0.00% | – |
| MCPIQ | Exit | MOLYCORP INC DEL | $0 | – | -100 | -100.0% | -0.00% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -22 | -100.0% | -0.00% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -400 | -100.0% | -0.00% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -5 | -100.0% | -0.00% | – |
| VWO | Exit | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $0 | – | -24 | -100.0% | -0.00% | – |
| SCCO | Exit | SOUTHERN COPPER CORP | $0 | – | -50 | -100.0% | -0.00% | – |
| BIDU | Exit | BAIDU INCspon adr rep a | $0 | – | -20 | -100.0% | -0.00% | – |
| SBY | Exit | SILVER BAY RLTY TR CORP | $0 | – | -97 | -100.0% | -0.00% | – |
| FB | Exit | FACEBOOK INCcl a | $0 | – | -100 | -100.0% | -0.00% | – |
| YELP | Exit | YELP INCcl a | $0 | – | -100 | -100.0% | -0.00% | – |
| RSO | Exit | RESOURCE CAP CORP | $0 | – | -400 | -100.0% | -0.00% | – |
| HBAN | Exit | HUNTINGTON BANCSHARES INC | $0 | – | -265 | -100.0% | -0.00% | – |
| AAPL | Exit | APPLE INC | $0 | – | -10 | -100.0% | -0.00% | – |
| DUK | Exit | DUKE ENERGY CORP NEW | $0 | – | -66 | -100.0% | -0.00% | – |
| POM | Exit | PEPCO HOLDINGS INC | $0 | – | -198 | -100.0% | -0.00% | – |
| PBP | Exit | POWERSHARES GLOBAL ETF FDs&p 500 buywrt | $0 | – | -202 | -100.0% | -0.00% | – |
| WM | Exit | WASTE MGMT INC DEL | $0 | – | -101 | -100.0% | -0.00% | – |
| CRM | Exit | SALESFORCE COM INC | $0 | – | -116 | -100.0% | -0.00% | – |
| TRP | Exit | TRANSCANADA CORP | $0 | – | -100 | -100.0% | -0.00% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -100 | -100.0% | -0.00% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -101 | -100.0% | -0.00% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -80 | -100.0% | -0.00% | – |
| NKE | Exit | NIKE INCcl b | $0 | – | -80 | -100.0% | -0.00% | – |
| DBP | Exit | POWERSHS DB MULTI SECT COMMdb prec mtls | $0 | – | -153 | -100.0% | -0.01% | – |
| CIM | Exit | CHIMERA INVT CORP | $0 | – | -2,000 | -100.0% | -0.01% | – |
| WGL | Exit | WGL HLDGS INC | $0 | – | -128 | -100.0% | -0.01% | – |
| UTG | Exit | REAVES UTIL INCOME FD | $0 | – | -285 | -100.0% | -0.01% | – |
| SYY | Exit | SYSCO CORP | $0 | – | -300 | -100.0% | -0.01% | – |
| RWX | Exit | SPDR INDEX SHS FDSdj intl rl etf | $0 | – | -240 | -100.0% | -0.01% | – |
| BP | Exit | BP PLCsponsored adr | $0 | – | -248 | -100.0% | -0.01% | – |
| SXC | Exit | SUNCOKE ENERGY INC | $0 | – | -795 | -100.0% | -0.01% | – |
| IAU | Exit | ISHARES GOLD TRUSTishares | $0 | – | -900 | -100.0% | -0.01% | – |
| GXG | Exit | GLOBAL X FDSftse colombia20 | $0 | – | -600 | -100.0% | -0.01% | – |
| TIP | Exit | ISHARES TRbarclys tips bd | $0 | – | -118 | -100.0% | -0.01% | – |
| BAC | Exit | BANK OF AMERICA CORPORATION | $0 | – | -1,000 | -100.0% | -0.01% | – |
| BX | Exit | BLACKSTONE GROUP L P | $0 | – | -600 | -100.0% | -0.01% | – |
| IGD | Exit | ING GLOBAL EQTY DIV & PREM O | $0 | – | -1,531 | -100.0% | -0.01% | – |
| HTA | Exit | HEALTHCARE TR AMER INCcl a | $0 | – | -1,241 | -100.0% | -0.01% | – |
| LINEQ | Exit | LINN ENERGY LLCunit ltd liab | $0 | – | -500 | -100.0% | -0.01% | – |
| NCV | Exit | ALLIANZGI CONV & INCOME FD | $0 | – | -2,048 | -100.0% | -0.02% | – |
| FSC | Exit | FIFTH STREET FINANCE CORP | $0 | – | -1,900 | -100.0% | -0.02% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -2,000 | -100.0% | -0.02% | – |
| TGP | Exit | TEEKAY LNG PARTNERS L Pprtnrsp units | $0 | – | -500 | -100.0% | -0.02% | – |
| IOSP | Exit | INNOSPEC INC | $0 | – | -600 | -100.0% | -0.02% | – |
| O | Exit | REALTY INCOME CORP | $0 | – | -574 | -100.0% | -0.02% | – |
| XHB | Exit | SPDR SERIES TRUSTs&p homebuild | $0 | – | -800 | -100.0% | -0.02% | – |
| GOV | Exit | GOVERNMENT PPTYS INCOME TR | $0 | – | -1,000 | -100.0% | -0.02% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -300 | -100.0% | -0.02% | – |
| PBA | Exit | PEMBINA PIPELINE CORP | $0 | – | -925 | -100.0% | -0.02% | – |
| BKCC | Exit | BLACKROCK KELSO CAPITAL CORP | $0 | – | -3,575 | -100.0% | -0.03% | – |
| T | Exit | AT&T INC | $0 | – | -1,064 | -100.0% | -0.03% | – |
| IYK | Exit | ISHARES TRcons goods idx | $0 | – | -456 | -100.0% | -0.03% | – |
| 4945SC | Exit | KINDER MORGAN ENERGY PARTNERut ltd partner | $0 | – | -500 | -100.0% | -0.04% | – |
| NLY | Exit | ANNALY CAP MGMT INC | $0 | – | -3,600 | -100.0% | -0.04% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -780 | -100.0% | -0.04% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -794 | -100.0% | -0.05% | – |
| KO | Exit | COCA COLA CO | $0 | – | -1,578 | -100.0% | -0.05% | – |
| IWF | Exit | ISHARES TRrussell1000grw | $0 | – | -936 | -100.0% | -0.06% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -800 | -100.0% | -0.06% | – |
| PGX | Exit | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $0 | – | -5,415 | -100.0% | -0.06% | – |
| IWD | Exit | ISHARES TRrussell1000val | $0 | – | -969 | -100.0% | -0.06% | – |
| ETP | Exit | ENERGY TRANSFER PRTNRS L Punit ltd partn | $0 | – | -1,786 | -100.0% | -0.07% | – |
| COP | Exit | CONOCOPHILLIPS | $0 | – | -1,611 | -100.0% | -0.08% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -1,500 | -100.0% | -0.09% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -780 | -100.0% | -0.10% | – |
| BHI | Exit | BAKER HUGHES INC | $0 | – | -4,253 | -100.0% | -0.16% | – |
| RPAI | Exit | RETAIL PPTYS AMER INCcl a | $0 | – | -14,078 | -100.0% | -0.16% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -4,506 | -100.0% | -0.43% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 37 | Q3 2023 | 30.3% |
| SELECT SECTOR SPDR TR | 37 | Q3 2023 | 4.0% |
| SELECT SECTOR SPDR TR | 36 | Q3 2023 | 2.0% |
| ISHARES TR | 34 | Q3 2023 | 14.0% |
| VANGUARD INDEX FDS | 34 | Q3 2023 | 4.9% |
| SELECT SECTOR SPDR TR | 34 | Q3 2023 | 1.9% |
| SELECT SECTOR SPDR TR | 34 | Q3 2023 | 3.4% |
| SELECT SECTOR SPDR TR | 32 | Q3 2023 | 4.4% |
| VANGUARD INTL EQUITY INDEX F | 32 | Q3 2023 | 2.1% |
| WISDOMTREE TRUST | 32 | Q3 2023 | 3.5% |
View Institute for Wealth Management, LLC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| 13F-HR | 2023-10-13 |
| 13F-HR | 2023-07-25 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-02-02 |
| 13F-HR | 2022-10-18 |
| 13F-HR | 2022-07-25 |
| 13F-HR | 2022-04-29 |
| 13F-HR | 2022-01-21 |
| 13F-HR | 2021-11-15 |
View Institute for Wealth Management, LLC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.