$95.3 Million is the total value of Rotella Capital Management, Inc.'s 310 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 90.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BND | Buy | Vanguard Total Bond Market ETFetp | $5,235,000 | +22.5% | 63,900 | +22.9% | 5.50% | +51.9% |
| SPY | Buy | SPDR S&P 500 ETF Trustetp | $4,573,000 | +270.0% | 23,214 | +267.7% | 4.80% | +358.5% |
| TLT | iShares 20+ Year Treasury Bond ETFetp | $3,604,000 | +2.4% | 31,000 | 0.0% | 3.78% | +26.9% | |
| IGIB | Sell | iShares Intermediate Credit Bond ETFetp | $3,050,000 | -26.6% | 27,900 | -26.0% | 3.20% | -9.0% |
| VCSH | Vanguard Short-Term Corporate Bond ETFetp | $2,915,000 | -0.6% | 36,500 | 0.0% | 3.06% | +23.2% | |
| TIP | Sell | iShares TIPS Bond ETFetp | $2,701,000 | -39.3% | 24,100 | -37.6% | 2.84% | -24.8% |
| BSV | Sell | Vanguard Short-Term Bond ETFetp | $2,682,000 | -12.8% | 33,500 | -12.5% | 2.82% | +8.0% |
| VCIT | Sell | Vanguard Intermediate-Term Corporate Bond ETFetp | $2,187,000 | -28.0% | 25,500 | -27.4% | 2.30% | -10.8% |
| LQD | Sell | iShares iBoxx $ Investment Grade Corporate Bond ETFetp | $2,080,000 | -42.7% | 17,600 | -42.1% | 2.18% | -28.9% |
| FMC | New | FMC Corpcmn | $1,927,000 | – | 33,700 | +100.0% | 2.02% | – |
| PCY | Buy | PowerShares Emerging Markets Sovereign Debt Portfolioetp | $1,900,000 | +74.6% | 66,800 | +79.1% | 2.00% | +116.6% |
| MAT | New | Mattel Inccmn | $1,799,000 | – | 58,700 | +100.0% | 1.89% | – |
| MBB | Sell | iShares MBS ETFetp | $1,730,000 | -5.4% | 16,000 | -5.3% | 1.82% | +17.2% |
| VIG | Sell | Vanguard Dividend Appreciation ETFetp | $1,440,000 | -50.6% | 18,700 | -50.0% | 1.51% | -38.7% |
| AGG | iShares Core U.S. Aggregate Bond ETFetp | $1,342,000 | -0.2% | 12,300 | 0.0% | 1.41% | +23.7% | |
| MDY | Buy | SPDR S&P MidCap 400 ETF Trustetp | $1,298,000 | +34.5% | 5,205 | +40.5% | 1.36% | +66.8% |
| MUB | Sell | iShares National AMT-Free Muni Bond ETFetp | $1,283,000 | -18.6% | 11,700 | -19.3% | 1.35% | +0.9% |
| IEF | iShares 7-10 Year Treasury Bond ETFetp | $1,212,000 | 0.0% | 11,700 | 0.0% | 1.27% | +24.0% | |
| DIA | SPDR Dow Jones Industrial Average ETF Trustetp | $1,106,000 | +1.4% | 6,500 | 0.0% | 1.16% | +25.6% | |
| EMB | Sell | iShares JP Morgan USD Emerging Markets Bond ETFetp | $1,106,000 | -70.0% | 9,800 | -69.4% | 1.16% | -62.8% |
| QQQ | Sell | Powershares QQQ Trust Series 1etp | $1,018,000 | -27.2% | 10,300 | -30.9% | 1.07% | -9.8% |
| INTC | New | Intel Corpcmn | $949,000 | – | 27,257 | +100.0% | 1.00% | – |
| SDY | SPDR S&P Dividend ETFetp | $922,000 | -2.1% | 12,300 | 0.0% | 0.97% | +21.3% | |
| VCLT | Vanguard Long-Term Corporate Bond ETFetp | $904,000 | -0.9% | 10,100 | 0.0% | 0.95% | +22.9% | |
| BIV | Vanguard Intermediate-Term Bond ETFetp | $902,000 | -0.6% | 10,700 | 0.0% | 0.95% | +23.3% | |
| IWM | Sell | iShares Russell 2000 ETFetp | $820,000 | -38.9% | 7,500 | -33.6% | 0.86% | -24.3% |
| DDM | Sell | ProShares Ultra Dow30etp | $775,000 | -0.1% | 6,300 | -3.1% | 0.81% | +23.9% |
| GS | New | Goldman Sachs Group Inc/Thecmn | $773,000 | – | 4,211 | +100.0% | 0.81% | – |
| LEN | New | Lennar Corpcmn | $676,000 | – | 17,400 | +100.0% | 0.71% | – |
| NOV | New | National Oilwell Varco Inccmn | $634,000 | – | 8,326 | +100.0% | 0.67% | – |
| SCHL | New | Scholastic Corpcmn | $620,000 | – | 19,191 | +100.0% | 0.65% | – |
| CAG | New | ConAgra Foods Inccmn | $607,000 | – | 18,361 | +100.0% | 0.64% | – |
| MRK | New | Merck & Co Inccmn | $601,000 | – | 10,134 | +100.0% | 0.63% | – |
| FDX | Buy | FedEx Corpcmn | $567,000 | +167.5% | 3,512 | +150.9% | 0.60% | +230.6% |
| CHTR | New | Charter Communications Inccmn | $545,000 | – | 3,600 | +100.0% | 0.57% | – |
| LOGI | Buy | Logitech International SAcmn | $539,000 | +139.6% | 41,742 | +140.3% | 0.57% | +196.3% |
| PAYX | New | Paychex Inccmn | $528,000 | – | 11,945 | +100.0% | 0.55% | – |
| LULU | New | Lululemon Athletica Inccmn | $525,000 | – | 12,500 | +100.0% | 0.55% | – |
| BWA | New | BorgWarner Inccmn | $521,000 | – | 9,900 | +100.0% | 0.55% | – |
| KO | New | Coca-Cola Co/Thecmn | $514,000 | – | 12,047 | +100.0% | 0.54% | – |
| JNJ | New | Johnson & Johnsoncmn | $494,000 | – | 4,634 | +100.0% | 0.52% | – |
| IJR | iShares Core S&P Small-Cap ETFetp | $490,000 | -7.0% | 4,700 | 0.0% | 0.51% | +15.2% | |
| X | New | United States Steel Corpcmn | $486,000 | – | 12,400 | +100.0% | 0.51% | – |
| EBF | New | Ennis Inccmn | $449,000 | – | 34,099 | +100.0% | 0.47% | – |
| DDC | New | Dominion Diamond Corpcmn | $444,000 | – | 31,200 | +100.0% | 0.47% | – |
| MEI | Buy | Methode Electronics Inccmn | $431,000 | +81.9% | 11,700 | +88.7% | 0.45% | +124.9% |
| STLD | Buy | Steel Dynamics Inccmn | $409,000 | +88.5% | 18,100 | +49.6% | 0.43% | +133.2% |
| REGN | New | Regeneron Pharmaceuticals Inccmn | $397,000 | – | 1,100 | +100.0% | 0.42% | – |
| MSFT | Sell | Microsoft Corpcmn | $391,000 | -30.8% | 8,443 | -37.7% | 0.41% | -14.2% |
| CGA | New | China Green Agriculture Inccmn | $386,000 | – | 195,080 | +100.0% | 0.40% | – |
| WFM | New | Whole Foods Market Inccmn | $375,000 | – | 9,853 | +100.0% | 0.39% | – |
| WILN | Buy | Wi-Lan Inccmn | $372,000 | +37.8% | 103,200 | +21.1% | 0.39% | +70.7% |
| CTRX | New | Catamaran Corpcmn | $370,000 | – | 8,768 | +100.0% | 0.39% | – |
| HYG | Sell | iShares iBoxx $ High Yield Corporate Bond ETFetp | $368,000 | -83.5% | 4,000 | -82.9% | 0.39% | -79.5% |
| MNST | New | Monster Beverage Corpcmn | $367,000 | – | 4,000 | +100.0% | 0.38% | – |
| JNK | Sell | SPDR Barclays High Yield Bond ETFetp | $365,000 | -70.7% | 9,100 | -69.5% | 0.38% | -63.6% |
| SMH | Sell | Market Vectors Semiconductor ETFetp | $363,000 | -59.9% | 7,100 | -61.2% | 0.38% | -50.3% |
| XLV | New | Health Care Select Sector SPDR Fundetp | $358,000 | – | 5,600 | +100.0% | 0.38% | – |
| IVV | Sell | iShares Core S&P 500 ETFetp | $357,000 | -53.5% | 1,800 | -53.8% | 0.38% | -42.3% |
| XLE | New | Energy Select Sector SPDR Fundetp | $353,000 | – | 3,900 | +100.0% | 0.37% | – |
| IJH | Sell | iShares Core S&P Mid-Cap ETFetp | $342,000 | -56.5% | 2,500 | -54.5% | 0.36% | -46.1% |
| TSLA | New | Tesla Motors Inccmn | $340,000 | – | 1,400 | +100.0% | 0.36% | – |
| CTXS | Sell | Citrix Systems Inccmn | $328,000 | -63.6% | 4,600 | -68.1% | 0.34% | -54.9% |
| UTX | New | United Technologies Corpcmn | $319,000 | – | 3,019 | +100.0% | 0.34% | – |
| PFE | Sell | Pfizer Inccmn | $318,000 | -8.9% | 10,767 | -8.5% | 0.33% | +12.8% |
| JE | New | Just Energy Group Inccmn | $316,000 | – | 67,969 | +100.0% | 0.33% | – |
| DAKT | New | Daktronics Inccmn | $312,000 | – | 25,426 | +100.0% | 0.33% | – |
| ETP | New | Energy Transfer Partners LPltd part | $305,000 | – | 4,761 | +100.0% | 0.32% | – |
| BKS | New | Barnes & Noble Inccmn | $302,000 | – | 15,300 | +100.0% | 0.32% | – |
| IRF | New | International Rectifier Corpcmn | $298,000 | – | 7,600 | +100.0% | 0.31% | – |
| CSCO | Sell | Cisco Systems Inccmn | $297,000 | -43.9% | 11,780 | -44.6% | 0.31% | -30.4% |
| SIG | New | Signet Jewelers Ltdcmn | $296,000 | – | 2,600 | +100.0% | 0.31% | – |
| UTIW | New | UTi Worldwide Inccmn | $293,000 | – | 27,600 | +100.0% | 0.31% | – |
| PWE | Buy | Penn West Petroleum Ltdcmn | $290,000 | -28.4% | 42,800 | +3.1% | 0.30% | -11.4% |
| REX | New | REX American Resources Corpcmn | $286,000 | – | 3,919 | +100.0% | 0.30% | – |
| VRSK | New | Verisk Analytics Inccmn | $280,000 | – | 4,600 | +100.0% | 0.29% | – |
| AMWD | New | American Woodmark Corpcmn | $280,000 | – | 7,600 | +100.0% | 0.29% | – |
| DISCA | New | Discovery Communications Inccmn | $278,000 | – | 7,353 | +100.0% | 0.29% | – |
| LSG | New | Lake Shore Gold Corpcmn | $274,000 | – | 264,400 | +100.0% | 0.29% | – |
| WDC | Sell | Western Digital Corpcmn | $272,000 | -15.8% | 2,800 | -20.0% | 0.29% | +4.4% |
| SHLOQ | New | Shiloh Industries Inccmn | $270,000 | – | 15,876 | +100.0% | 0.28% | – |
| GE | New | General Electric Cocmn | $268,000 | – | 10,479 | +100.0% | 0.28% | – |
| NXPI | New | NXP Semiconductor NVcmn | $260,000 | – | 3,800 | +100.0% | 0.27% | – |
| RIOM | Buy | Rio Alto Mining Ltdcmn | $259,000 | +159.0% | 108,109 | +150.2% | 0.27% | +220.0% |
| EBAY | Sell | eBay Inccmn | $246,000 | -21.2% | 4,338 | -30.5% | 0.26% | -2.3% |
| CERN | New | Cerner Corpcmn | $244,000 | – | 4,100 | +100.0% | 0.26% | – |
| CMCSA | New | Comcast Corpcmn | $242,000 | – | 4,500 | +100.0% | 0.25% | – |
| DG | New | Dollar General Corpcmn | $239,000 | – | 3,905 | +100.0% | 0.25% | – |
| PCLN | New | Priceline Group Inc/Thecmn | $232,000 | – | 200 | +100.0% | 0.24% | – |
| NSU | Sell | Nevsun Resources Ltdcmn | $230,000 | -9.8% | 63,500 | -6.8% | 0.24% | +11.6% |
| MRGE | Buy | Merge Healthcare Inccmn | $230,000 | +81.1% | 104,340 | +87.0% | 0.24% | +123.1% |
| ESRX | New | Express Scripts Holding Cocmn | $228,000 | – | 3,228 | +100.0% | 0.24% | – |
| CVGW | New | Calavo Growers Inccmn | $226,000 | – | 5,000 | +100.0% | 0.24% | – |
| PLL | New | Pall Corpcmn | $226,000 | – | 2,700 | +100.0% | 0.24% | – |
| SNDK | Sell | SanDisk Corpcmn | $225,000 | -28.1% | 2,300 | -23.3% | 0.24% | -10.9% |
| ACN | New | Accenture PLCcmn | $222,000 | – | 2,725 | +100.0% | 0.23% | – |
| PEIX | New | Pacific Ethanol Inccmn | $215,000 | – | 15,400 | +100.0% | 0.23% | – |
| BRCM | Sell | Broadcom Corpcmn | $212,000 | -59.1% | 5,249 | -62.4% | 0.22% | -49.2% |
| AFSI | New | AmTrust Financial Services Inccmn | $208,000 | – | 5,232 | +100.0% | 0.22% | – |
| DSW | New | DSW Inccmn | $208,000 | – | 6,900 | +100.0% | 0.22% | – |
| GIII | New | G-III Apparel Group Ltdcmn | $207,000 | – | 2,500 | +100.0% | 0.22% | – |
| BBBY | New | Bed Bath & Beyond Inccmn | $204,000 | – | 3,100 | +100.0% | 0.21% | – |
| NSC | New | Norfolk Southern Corpcmn | $201,000 | – | 1,800 | +100.0% | 0.21% | – |
| KSS | New | Kohl's Corpcmn | $201,000 | – | 3,300 | +100.0% | 0.21% | – |
| ADM | New | Archer-Daniels-Midland Cocmn | $201,000 | – | 3,939 | +100.0% | 0.21% | – |
| HPQ | New | Hewlett-Packard Cocmn | $201,000 | – | 5,657 | +100.0% | 0.21% | – |
| SGU | Buy | Star Gas Partners LPltd part | $199,000 | +47.4% | 34,832 | +60.2% | 0.21% | +83.3% |
| SFL | New | Ship Finance International Ltdcmn | $193,000 | – | 11,400 | +100.0% | 0.20% | – |
| BONTQ | New | Bon-Ton Stores Inc/Thecmn | $189,000 | – | 22,631 | +100.0% | 0.20% | – |
| TSYS | Buy | TeleCommunication Systems Inccmn | $188,000 | +75.7% | 67,481 | +106.9% | 0.20% | +116.5% |
| MHLD | Buy | Maiden Holdings Ltdcmn | $180,000 | -1.6% | 16,231 | +7.4% | 0.19% | +21.9% |
| TGA | New | TransGlobe Energy Corpcmn | $178,000 | – | 29,252 | +100.0% | 0.19% | – |
| UIHC | Sell | United Insurance Holdings Corpcmn | $168,000 | -20.0% | 11,173 | -8.2% | 0.18% | -1.1% |
| UEPS | Sell | Net 1 UEPS Technologies Inccmn | $167,000 | -21.2% | 13,837 | -25.8% | 0.18% | -2.8% |
| AYR | New | Aircastle Ltdcmn | $167,000 | – | 10,200 | +100.0% | 0.18% | – |
| ON | Sell | ON Semiconductor Corpcmn | $166,000 | -29.1% | 18,600 | -27.3% | 0.17% | -12.1% |
| STS | New | Supreme Industries Inccmn | $161,000 | – | 20,650 | +100.0% | 0.17% | – |
| CYS | Sell | CYS Investments Increit | $160,000 | -12.1% | 19,400 | -4.0% | 0.17% | +9.1% |
| AAVVF | Sell | Advantage Oil & Gas Ltdcmn | $159,000 | -33.8% | 31,159 | -12.9% | 0.17% | -17.7% |
| ELNK | Sell | EarthLink Holdings Corpcmn | $158,000 | -35.5% | 46,344 | -29.7% | 0.17% | -19.8% |
| FCBC | New | First Community Bancshares Inc/VAcmn | $157,000 | – | 10,992 | +100.0% | 0.16% | – |
| MFIN | New | Medallion Financial Corpcmn | $157,000 | – | 13,463 | +100.0% | 0.16% | – |
| ATSG | Buy | Air Transport Services Group Inccmn | $155,000 | +13.1% | 21,262 | +30.1% | 0.16% | +40.5% |
| DCIX | New | Diana Containerships Inccmn | $153,000 | – | 67,911 | +100.0% | 0.16% | – |
| FSM | Buy | Fortuna Silver Mines Inccmn | $152,000 | +94.9% | 37,560 | +165.3% | 0.16% | +142.4% |
| COT | New | Cott Corpcmn | $151,000 | – | 22,036 | +100.0% | 0.16% | – |
| MTOR | Sell | Meritor Inccmn | $150,000 | -24.6% | 13,833 | -9.2% | 0.16% | -7.1% |
| NCIT | Buy | NCI Inccmn | $150,000 | +12.8% | 15,744 | +5.4% | 0.16% | +38.9% |
| PFBI | New | Premier Financial Bancorp Inccmn | $149,000 | – | 10,173 | +100.0% | 0.16% | – |
| MNI | Buy | McClatchy Co/Thecmn | $149,000 | +60.2% | 44,316 | +163.5% | 0.16% | +97.5% |
| TNP | Sell | Tsakos Energy Navigation Ltdcmn | $149,000 | -35.5% | 23,378 | -32.4% | 0.16% | -20.4% |
| ZAGG | Buy | ZAGG Inccmn | $148,000 | +70.1% | 26,460 | +65.8% | 0.16% | +109.5% |
| TSEM | Sell | Tower Semiconductor Ltdcmn | $148,000 | -24.9% | 14,592 | -32.7% | 0.16% | -7.2% |
| POZN | Buy | Pozen Inccmn | $145,000 | -10.5% | 19,816 | +2.1% | 0.15% | +10.9% |
| BPI | New | Bridgepoint Education Inccmn | $142,000 | – | 12,700 | +100.0% | 0.15% | – |
| LEE | Sell | Lee Enterprises Inc/IAcmn | $142,000 | -35.2% | 41,996 | -14.8% | 0.15% | -19.5% |
| SMA | Sell | Symmetry Medical Inccmn | $141,000 | -11.9% | 13,950 | -22.7% | 0.15% | +9.6% |
| SKBI | Buy | Skystar Bio-Pharmaceutical Cocmn | $140,000 | +10.2% | 33,393 | +93.1% | 0.15% | +36.1% |
| PKD | Buy | Parker Drilling Cocmn | $139,000 | +104.4% | 28,220 | +169.8% | 0.15% | +151.7% |
| SCLN | Sell | Sciclone Pharmaceuticals Inccmn | $138,000 | +29.0% | 20,060 | -1.6% | 0.14% | +59.3% |
| TNK | New | Teekay Tankers Ltdcmn | $137,000 | – | 36,641 | +100.0% | 0.14% | – |
| LOCMQ | Buy | Local Corpcmn | $133,000 | +15.7% | 66,304 | +19.2% | 0.14% | +44.3% |
| CVCY | New | Central Valley Community Bancorpcmn | $132,000 | – | 11,469 | +100.0% | 0.14% | – |
| CAAS | Sell | China Automotive Systems Inccmn | $132,000 | +3.9% | 14,406 | -1.4% | 0.14% | +28.7% |
| UNTD | New | United Online Inccmn | $130,000 | – | 11,868 | +100.0% | 0.14% | – |
| HBIO | Buy | Harvard Bioscience Inccmn | $130,000 | +19.3% | 31,811 | +32.7% | 0.14% | +47.8% |
| ACCO | Buy | ACCO Brands Corpcmn | $129,000 | +8.4% | 18,640 | +0.8% | 0.14% | +33.7% |
| CWCO | New | Consolidated Water Co Ltdcmn | $128,000 | – | 10,971 | +100.0% | 0.13% | – |
| TGE | Buy | TGC Industries Inccmn | $126,000 | +100.0% | 32,675 | +184.9% | 0.13% | +149.1% |
| PDLI | Sell | PDL BioPharma Inccmn | $125,000 | -41.9% | 16,700 | -24.8% | 0.13% | -28.0% |
| DHX | New | Dice Holdings Inccmn | $125,000 | – | 14,901 | +100.0% | 0.13% | – |
| XNPT | New | XenoPort Inccmn | $124,000 | – | 23,119 | +100.0% | 0.13% | – |
| GCA | Sell | Global Cash Access Holdings Inccmn | $124,000 | -63.4% | 18,400 | -51.7% | 0.13% | -54.7% |
| FIG | Sell | Fortress Investment Group LLCltd part | $122,000 | -34.8% | 17,800 | -29.4% | 0.13% | -19.0% |
| PENN | New | Penn National Gaming Inccmn | $120,000 | – | 10,700 | +100.0% | 0.13% | – |
| TGD | Buy | Timmins Gold Corpcmn | $120,000 | +6.2% | 95,400 | +51.2% | 0.13% | +31.2% |
| TGB | Buy | Taseko Mines Ltdcmn | $119,000 | -26.1% | 69,813 | +8.0% | 0.12% | -8.1% |
| ELX | New | Emulex Corpcmn | $116,000 | – | 23,500 | +100.0% | 0.12% | – |
| BEAT | Sell | BioTelemetry Inccmn | $109,000 | -33.5% | 16,279 | -28.9% | 0.11% | -18.0% |
| USEG | Buy | US Energy Corp Wyomingcmn | $108,000 | +31.7% | 33,835 | +77.7% | 0.11% | +63.8% |
| HCKT | Sell | Hackett Group Inc/Thecmn | $107,000 | -17.7% | 17,874 | -18.1% | 0.11% | +1.8% |
| FSC | New | Fifth Street Finance Corpcmn | $106,000 | – | 11,500 | +100.0% | 0.11% | – |
| SCON | Sell | Superconductor Technologies Inccmn | $105,000 | -27.1% | 37,492 | -24.9% | 0.11% | -9.8% |
| DSPG | New | DSP Group Inccmn | $104,000 | – | 11,676 | +100.0% | 0.11% | – |
| PLAB | New | Photronics Inccmn | $104,000 | – | 12,860 | +100.0% | 0.11% | – |
| GTE | Sell | Gran Tierra Energy Inccmn | $101,000 | -36.9% | 18,200 | -7.6% | 0.11% | -21.5% |
| DX | New | Dynex Capital Increit | $100,000 | – | 12,369 | +100.0% | 0.10% | – |
| AINV | Buy | Apollo Investment Corpcmn | $100,000 | -3.8% | 12,300 | +1.7% | 0.10% | +19.3% |
| EMMS | Sell | Emmis Communications Corpcmn | $100,000 | -46.8% | 47,321 | -24.7% | 0.10% | -34.0% |
| SPAR | New | Spartan Motors Inccmn | $96,000 | – | 20,547 | +100.0% | 0.10% | – |
| FCH | New | FelCor Lodging Trust Increit | $94,000 | – | 10,088 | +100.0% | 0.10% | – |
| TCPTF | Buy | Thompson Creek Metals Co Inccmn | $94,000 | -8.7% | 42,600 | +22.4% | 0.10% | +13.8% |
| PLPM | Buy | Planet Payment Inccmn | $93,000 | +34.8% | 47,689 | +95.3% | 0.10% | +69.0% |
| NAT | New | Nordic American Tankers Ltdcmn | $92,000 | – | 11,600 | +100.0% | 0.10% | – |
| VHC | New | VirnetX Holding Corpcmn | $92,000 | – | 15,400 | +100.0% | 0.10% | – |
| JST | Sell | Jinpan International Ltdcmn | $91,000 | -20.9% | 11,565 | -32.0% | 0.10% | -1.0% |
| GURE | Sell | Gulf Resources Inccmn | $89,000 | -46.4% | 62,318 | -19.9% | 0.09% | -34.0% |
| RIC | New | Richmont Mines Inccmn | $89,000 | – | 43,900 | +100.0% | 0.09% | – |
| SSRI | New | Silver Standard Resources Inccmn | $87,000 | – | 14,300 | +100.0% | 0.09% | – |
| SLM | New | SLM Corpcmn | $87,000 | – | 10,200 | +100.0% | 0.09% | – |
| ISLE | New | Isle of Capri Casinos Inccmn | $87,000 | – | 11,658 | +100.0% | 0.09% | – |
| CPSS | New | Consumer Portfolio Services Inccmn | $86,000 | – | 13,410 | +100.0% | 0.09% | – |
| ATEC | Buy | Alphatec Holdings Inccmn | $85,000 | +21.4% | 49,787 | +15.4% | 0.09% | +50.8% |
| AXTI | New | AXT Inccmn | $84,000 | – | 34,518 | +100.0% | 0.09% | – |
| EXK | Buy | Endeavour Silver Corpcmn | $84,000 | +50.0% | 19,300 | +89.2% | 0.09% | +87.2% |
| PCTI | Sell | PC-Tel Inccmn | $81,000 | -49.1% | 10,712 | -45.4% | 0.08% | -37.0% |
| CWST | Sell | Casella Waste Systems Inccmn | $81,000 | -30.2% | 21,156 | -8.9% | 0.08% | -13.3% |
| MSO | Buy | Martha Stewart Living Omnimedia Inccmn | $81,000 | -2.4% | 22,433 | +26.9% | 0.08% | +21.4% |
| ARTX | Buy | Arotech Corpcmn | $80,000 | +77.8% | 24,528 | +145.3% | 0.08% | +121.1% |
| FACO | Sell | First Acceptance Corpcmn | $80,000 | -21.6% | 32,121 | -22.9% | 0.08% | -2.3% |
| MSLI | Buy | Merus Labs International Inccmn | $80,000 | +233.3% | 53,600 | +396.3% | 0.08% | +320.0% |
| APRI | Buy | Apricus Biosciences Inccmn | $80,000 | +33.3% | 53,170 | +99.8% | 0.08% | +64.7% |
| CVGI | New | Commercial Vehicle Group Inccmn | $80,000 | – | 12,872 | +100.0% | 0.08% | – |
| PRTS | Buy | US Auto Parts Network Inccmn | $79,000 | +19.7% | 27,866 | +53.4% | 0.08% | +48.2% |
| GLUU | New | Glu Mobile Inccmn | $79,000 | – | 15,200 | +100.0% | 0.08% | – |
| TST | Sell | TheStreet Inccmn | $78,000 | -25.0% | 34,645 | -20.1% | 0.08% | -6.8% |
| AGEN | Sell | Agenus Inccmn | $78,000 | -33.9% | 24,996 | -31.5% | 0.08% | -18.0% |
| EOX | New | Emerald Oil Inccmn | $77,000 | – | 12,458 | +100.0% | 0.08% | – |
| CPRX | Buy | Catalyst Pharmaceutical Partners Inccmn | $76,000 | +117.1% | 22,852 | +65.6% | 0.08% | +166.7% |
| HTCH | Buy | Hutchinson Technology Inccmn | $75,000 | +97.4% | 20,361 | +33.5% | 0.08% | +146.9% |
| NOR | Sell | Noranda Aluminum Holding Corpcmn | $74,000 | -21.3% | 16,340 | -38.9% | 0.08% | -2.5% |
| MGIC | New | Magic Software Enterprises Ltdcmn | $74,000 | – | 10,742 | +100.0% | 0.08% | – |
| APPY | Buy | Venaxis Inccmn | $74,000 | -19.6% | 44,697 | +8.6% | 0.08% | 0.0% |
| CVO | Sell | Cenveo Inccmn | $73,000 | -63.3% | 29,669 | -44.6% | 0.08% | -54.4% |
| IO | New | ION Geophysical Corpcmn | $72,000 | – | 25,900 | +100.0% | 0.08% | – |
| ONE | Buy | Higher One Holdings Inccmn | $71,000 | -32.4% | 28,724 | +4.1% | 0.08% | -15.7% |
| QTM | Sell | Quantum Corpcmn | $70,000 | -10.3% | 60,467 | -4.9% | 0.07% | +10.6% |
| SURG | New | Synergetics USA Inccmn | $68,000 | – | 19,811 | +100.0% | 0.07% | – |
| ACW | Buy | Accuride Corpcmn | $68,000 | +33.3% | 18,019 | +71.3% | 0.07% | +65.1% |
| SIRI | New | Sirius XM Holdings Inccmn | $68,000 | – | 19,500 | +100.0% | 0.07% | – |
| GORO | Sell | Gold Resource Corpcmn | $68,000 | -8.1% | 13,293 | -9.5% | 0.07% | +12.7% |
| UPIP | New | Unwired Planet Inccmn | $67,000 | – | 36,138 | +100.0% | 0.07% | – |
| RLGT | Buy | Radiant Logistics Inccmn | $67,000 | +103.0% | 18,204 | +65.4% | 0.07% | +150.0% |
| FBP | New | First BanCorp/Puerto Ricocmn | $67,000 | – | 14,077 | +100.0% | 0.07% | – |
| HIL | New | Hill International Inccmn | $67,000 | – | 16,862 | +100.0% | 0.07% | – |
| CRDC | Buy | Cardica Inccmn | $67,000 | +28.8% | 62,492 | +36.7% | 0.07% | +59.1% |
| CYCC | Sell | Cyclacel Pharmaceuticals Inccmn | $67,000 | -41.7% | 21,972 | -41.4% | 0.07% | -27.8% |
| BPZRQ | Buy | BPZ Resources Inccmn | $65,000 | -28.6% | 34,158 | +15.9% | 0.07% | -11.7% |
| IMN | Sell | Imation Corpcmn | $65,000 | -65.2% | 22,128 | -59.3% | 0.07% | -57.0% |
| KGC | Buy | Kinross Gold Corpcmn | $65,000 | +41.3% | 19,700 | +75.9% | 0.07% | +74.4% |
| DAC | Buy | Danaos Corpcmn | $65,000 | -8.5% | 12,687 | +4.5% | 0.07% | +13.3% |
| INUV | New | Inuvo Inccmn | $65,000 | – | 44,600 | +100.0% | 0.07% | – |
| BXC | Buy | BlueLinx Holdings Inccmn | $64,000 | +190.9% | 48,795 | +215.9% | 0.07% | +252.6% |
| MPET | Buy | Magellan Petroleum Corpcmn | $63,000 | +46.5% | 29,711 | +50.7% | 0.07% | +83.3% |
| INFU | Buy | InfuSystems Holdings Inccmn | $63,000 | +50.0% | 20,287 | +32.8% | 0.07% | +83.3% |
| NBS | Sell | NeoStem Inccmn | $62,000 | -36.1% | 11,278 | -24.3% | 0.06% | -20.7% |
| WTT | Buy | Wireless Telecom Group Inccmn | $61,000 | +7.0% | 25,325 | +18.5% | 0.06% | +33.3% |
| DRYS | Sell | DryShips Inccmn | $61,000 | -31.5% | 24,800 | -9.8% | 0.06% | -14.7% |
| ENZ | New | Enzo Biochem Inccmn | $61,000 | – | 11,858 | +100.0% | 0.06% | – |
| XOMA | New | XOMA Corpcmn | $60,000 | – | 14,257 | +100.0% | 0.06% | – |
| AXAS | New | Abraxas Petroleum Corpcmn | $60,000 | – | 11,401 | +100.0% | 0.06% | – |
| BONE | New | Bacterin International Holdings Inccmn | $60,000 | – | 13,600 | +100.0% | 0.06% | – |
| SQNM | New | Sequenom Inccmn | $58,000 | – | 19,480 | +100.0% | 0.06% | – |
| PERI | Sell | Perion Network Ltdcmn | $58,000 | -65.7% | 10,400 | -37.7% | 0.06% | -57.3% |
| ENZN | New | Enzon Pharmaceuticals Inccmn | $57,000 | – | 53,152 | +100.0% | 0.06% | – |
| NEWT | New | Newtek Business Services Inccmn | $56,000 | – | 20,401 | +100.0% | 0.06% | – |
| NTWK | Buy | NetSol Technologies Inccmn | $56,000 | +33.3% | 15,264 | +42.3% | 0.06% | +63.9% |
| PLNR | Sell | Planar Systems Inccmn | $55,000 | +10.0% | 14,547 | -28.9% | 0.06% | +38.1% |
| MBTF | Sell | MBT Financial Corpcmn | $53,000 | -34.6% | 11,133 | -25.2% | 0.06% | -18.8% |
| STRI | New | STR Holdings Inccmn | $51,000 | – | 34,938 | +100.0% | 0.05% | – |
| ESINQ | New | ITT Educational Services Inccmn | $51,000 | – | 11,900 | +100.0% | 0.05% | – |
| SUMR | Sell | Summer Infant Inccmn | $51,000 | -44.0% | 14,494 | -54.3% | 0.05% | -29.9% |
| LIVE | New | LiveDeal Inccmn | $51,000 | – | 17,200 | +100.0% | 0.05% | – |
| CDTI | New | Clean Diesel Technologies Inccmn | $50,000 | – | 29,235 | +100.0% | 0.05% | – |
| FVE | Sell | Five Star Quality Care Inccmn | $50,000 | -50.5% | 13,224 | -34.1% | 0.05% | -39.5% |
| BIOD | Buy | Biodel Inccmn | $49,000 | +2.1% | 29,224 | +31.2% | 0.05% | +24.4% |
| APT | Buy | Alpha PRO Tech Ltdcmn | $47,000 | +113.6% | 14,912 | +42.8% | 0.05% | +157.9% |
| CRNT | New | Ceragon Networks Ltdcmn | $46,000 | – | 19,454 | +100.0% | 0.05% | – |
| GSI | Buy | General Steel Holdings Inccmn | $46,000 | +228.6% | 46,704 | +222.1% | 0.05% | +300.0% |
| SIGM | New | Sigma Designs Inccmn | $45,000 | – | 10,528 | +100.0% | 0.05% | – |
| CBB | Sell | Cincinnati Bell Inccmn | $45,000 | -40.0% | 13,300 | -30.4% | 0.05% | -26.6% |
| SMTX | Sell | SMTC Corpcmn | $45,000 | -18.2% | 24,069 | -20.5% | 0.05% | 0.0% |
| SORL | Sell | SORL Auto Parts Inccmn | $45,000 | -41.6% | 10,343 | -59.8% | 0.05% | -27.7% |
| DSCO | Sell | Discovery Laboratories Inccmn | $44,000 | -21.4% | 23,661 | -25.0% | 0.05% | -2.1% |
| VTGDF | Sell | Vantage Drilling Cocmn | $43,000 | -62.6% | 34,000 | -43.0% | 0.04% | -53.6% |
| PRGN | New | Paragon Shipping Inccmn | $42,000 | – | 10,471 | +100.0% | 0.04% | – |
| COWN | Sell | Cowen Group Inccmn | $41,000 | -65.5% | 10,905 | -61.3% | 0.04% | -57.4% |
| PIP | Sell | PharmAthene Inccmn | $41,000 | -42.3% | 23,368 | -52.8% | 0.04% | -28.3% |
| CVM | Sell | Cel-Sci Corpcmn | $41,000 | -52.3% | 44,995 | -34.4% | 0.04% | -41.1% |
| GSB | Sell | Globalscape Inccmn | $40,000 | -16.7% | 16,569 | -14.6% | 0.04% | +2.4% |
| TSPT | New | Transcept Pharmaceuticals Inccmn | $40,000 | – | 19,552 | +100.0% | 0.04% | – |
| SMT | Buy | Smart Technologies Inccmn | $40,000 | 0.0% | 24,173 | +72.3% | 0.04% | +23.5% |
| AOI | Sell | Alliance One International Inccmn | $39,000 | -59.8% | 19,779 | -48.9% | 0.04% | -50.0% |
| AT | Sell | Atlantic Power Corpcmn | $39,000 | -81.3% | 16,300 | -68.0% | 0.04% | -76.8% |
| DVAX | Sell | Dynavax Technologies Corpcmn | $38,000 | -40.6% | 26,700 | -33.6% | 0.04% | -25.9% |
| AAU | Buy | Almaden Minerals Ltdcmn | $37,000 | +12.1% | 27,368 | +15.1% | 0.04% | +39.3% |
| SPRT | Buy | support.com Inccmn | $37,000 | +15.6% | 17,175 | +43.4% | 0.04% | +44.4% |
| ULTRF | Sell | Ultrapetrol Bahamas Ltdcmn | $36,000 | -47.1% | 11,537 | -49.6% | 0.04% | -34.5% |
| GERN | Sell | Geron Corpcmn | $36,000 | -40.0% | 18,081 | -2.7% | 0.04% | -25.5% |
| RSHCQ | New | RadioShack Corpcmn | $35,000 | – | 35,800 | +100.0% | 0.04% | – |
| TEUFF | Buy | Box Ships Inccmn | $33,000 | +65.0% | 27,273 | +105.5% | 0.04% | +105.9% |
| CRIS | Sell | Curis Inccmn | $33,000 | -60.2% | 23,079 | -48.1% | 0.04% | -50.0% |
| ETRM | Sell | EnteroMedics Inccmn | $33,000 | -69.4% | 26,627 | -61.7% | 0.04% | -61.5% |
| THTI | New | THT Heat Transfer Technology Inccmn | $32,000 | – | 22,000 | +100.0% | 0.03% | – |
| IFON | New | Infosonics Corpcmn | $31,000 | – | 15,700 | +100.0% | 0.03% | – |
| ONP | Buy | Orient Paper Inccmn | $31,000 | -8.8% | 22,416 | +41.7% | 0.03% | +13.8% |
| MEA | Buy | Metalico Inccmn | $30,000 | +57.9% | 27,342 | +80.0% | 0.03% | +93.8% |
| ZIOP | Sell | ZIOPHARM Oncology Inccmn | $29,000 | -61.8% | 11,090 | -41.3% | 0.03% | -53.1% |
| VICL | Buy | Vical Inccmn | $29,000 | +3.6% | 25,622 | +12.4% | 0.03% | +25.0% |
| OMEX | Sell | Odyssey Marine Exploration Inccmn | $28,000 | -61.6% | 30,322 | -30.0% | 0.03% | -53.2% |
| UNIS | Sell | Unilife Corpcmn | $28,000 | -61.6% | 12,300 | -50.2% | 0.03% | -53.2% |
| RBPAA | New | Royal Bancshares of Pennsylvania Inccmn | $28,000 | – | 17,700 | +100.0% | 0.03% | – |
| PPHM | New | Peregrine Pharmaceuticals Inccmn | $28,000 | – | 20,769 | +100.0% | 0.03% | – |
| OXGN | New | OXiGENE Inccmn | $27,000 | – | 12,713 | +100.0% | 0.03% | – |
| PTN | Sell | Palatin Technologies Inccmn | $27,000 | -62.5% | 29,151 | -58.7% | 0.03% | -54.1% |
| BTG | New | B2Gold Corpcmn | $26,000 | – | 12,900 | +100.0% | 0.03% | – |
| CIDM | Sell | Cinedigm Corpcmn | $25,000 | -80.0% | 15,902 | -68.4% | 0.03% | -75.5% |
| PLM | Sell | Polymet Mining Corpcmn | $24,000 | -4.0% | 22,100 | -4.7% | 0.02% | +19.0% |
| ARQL | Buy | Arqule Inccmn | $24,000 | -7.7% | 21,846 | +31.2% | 0.02% | +13.6% |
| FALC | New | FalconStor Software Inccmn | $23,000 | – | 19,786 | +100.0% | 0.02% | – |
| GIG | Sell | GigOptix Inccmn | $23,000 | -30.3% | 19,416 | -19.8% | 0.02% | -14.3% |
| PULS | New | Pulse Electronics Corpcmn | $23,000 | – | 17,220 | +100.0% | 0.02% | – |
| GBR | Buy | New Concept Energy Inccmn | $22,000 | -43.6% | 14,259 | +21.0% | 0.02% | -30.3% |
| RTK | New | Rentech Inccmn | $22,000 | – | 12,900 | +100.0% | 0.02% | – |
| USAT | Sell | USA Technologies Inccmn | $21,000 | -52.3% | 11,785 | -43.7% | 0.02% | -40.5% |
| TOPS | New | TOP Ships Inccmn | $20,000 | – | 10,000 | +100.0% | 0.02% | – |
| LFVN | New | Lifevantage Corpcmn | $20,000 | – | 17,217 | +100.0% | 0.02% | – |
| FRO | Sell | Frontline Ltd/Bermudacmn | $19,000 | -74.7% | 14,861 | -42.0% | 0.02% | -68.8% |
| LXRX | New | Lexicon Pharmaceuticals Inccmn | $19,000 | – | 13,600 | +100.0% | 0.02% | – |
| STEM | New | StemCells Inccmn | $18,000 | – | 14,515 | +100.0% | 0.02% | – |
| SVM | Sell | Silvercorp Metals Inccmn | $17,000 | -52.8% | 10,805 | -37.2% | 0.02% | -40.0% |
| ALSK | New | Alaska Communications Systems Group Inccmn | $16,000 | – | 10,490 | +100.0% | 0.02% | – |
| KWKAQ | Sell | Quicksilver Resources Inccmn | $16,000 | -87.1% | 25,900 | -44.3% | 0.02% | -83.8% |
| DNDNQ | Sell | Dendreon Corpcmn | $16,000 | -66.0% | 10,800 | -47.1% | 0.02% | -57.5% |
| CACH | New | Cache Inccmn | $15,000 | – | 17,964 | +100.0% | 0.02% | – |
| LODE | Sell | Comstock Mining Inccmn | $14,000 | -46.2% | 11,492 | -24.9% | 0.02% | -31.8% |
| EDMC | New | Education Management Corpcmn | $13,000 | – | 11,927 | +100.0% | 0.01% | – |
| JOEZ | New | Joe's Jeans Inccmn | $13,000 | – | 13,287 | +100.0% | 0.01% | – |
| SMSI | New | Smith Micro Software Inccmn | $13,000 | – | 15,100 | +100.0% | 0.01% | – |
| AMRN | New | Amarin Corp PLCadr | $11,000 | – | 10,100 | +100.0% | 0.01% | – |
| WAVX | Exit | Wave Systems Corpcmn | $0 | – | -11,375 | -100.0% | -0.01% | – |
| MGN | Exit | Mines Management Inccmn | $0 | – | -17,400 | -100.0% | -0.02% | – |
| AEZS | Exit | AEterna Zentaris Inccmn | $0 | – | -16,900 | -100.0% | -0.02% | – |
| VIEWF | Exit | Viewtran Group Inccmn | $0 | – | -10,529 | -100.0% | -0.02% | – |
| DRRX | Exit | Durect Corpcmn | $0 | – | -12,150 | -100.0% | -0.02% | – |
| ENDRQ | Exit | Endeavour International Corpcmn | $0 | – | -16,778 | -100.0% | -0.02% | – |
| GV | Exit | Goldfield Corp/Thecmn | $0 | – | -13,565 | -100.0% | -0.02% | – |
| SUTR | Exit | Sutor Technology Group Ltdcmn | $0 | – | -23,205 | -100.0% | -0.02% | – |
| MEIL | Exit | Methes Energies International Ltdcmn | $0 | – | -12,400 | -100.0% | -0.02% | – |
| CALI | Exit | China Auto Logistics Inccmn | $0 | – | -11,520 | -100.0% | -0.02% | – |
| CDVIQ | Exit | Cal Dive International Inccmn | $0 | – | -18,500 | -100.0% | -0.02% | – |
| MTSN | Exit | Mattson Technology Inccmn | $0 | – | -11,371 | -100.0% | -0.02% | – |
| GPRC | Exit | Guanwei Recycling Corpcmn | $0 | – | -17,679 | -100.0% | -0.02% | – |
| PCO | Exit | Pendrell Corpcmn | $0 | – | -14,644 | -100.0% | -0.02% | – |
| CREG | Exit | China Recycling Energy Corpcmn | $0 | – | -14,600 | -100.0% | -0.02% | – |
| CHLN | Exit | China Housing & Land Development Inccmn | $0 | – | -15,204 | -100.0% | -0.02% | – |
| IPAS | Exit | iPass Inccmn | $0 | – | -25,312 | -100.0% | -0.02% | – |
| AXU | Exit | Alexco Resource Corpcmn | $0 | – | -23,600 | -100.0% | -0.02% | – |
| CPST | Exit | Capstone Turbine Corpcmn | $0 | – | -22,200 | -100.0% | -0.03% | – |
| ZIXI | Exit | Zix Corpcmn | $0 | – | -10,196 | -100.0% | -0.03% | – |
| CRWN | Exit | Crown Media Holdings Inccmn | $0 | – | -10,652 | -100.0% | -0.03% | – |
| CIM | Exit | Chimera Investment Corpreit | $0 | – | -12,100 | -100.0% | -0.03% | – |
| CBAK | Exit | China BAK Battery Inccmn | $0 | – | -16,876 | -100.0% | -0.03% | – |
| DNN | Exit | Denison Mines Corpcmn | $0 | – | -32,110 | -100.0% | -0.03% | – |
| FU | Exit | FAB Universal Corpcmn | $0 | – | -13,005 | -100.0% | -0.03% | – |
| DRAD | Exit | Digirad Corpcmn | $0 | – | -11,241 | -100.0% | -0.03% | – |
| AMRS | Exit | Amyris Inccmn | $0 | – | -10,938 | -100.0% | -0.04% | – |
| AMSC | Exit | American Superconductor Corpcmn | $0 | – | -25,653 | -100.0% | -0.04% | – |
| UEC | Exit | Uranium Energy Corpcmn | $0 | – | -27,800 | -100.0% | -0.04% | – |
| GNVC | Exit | GenVec Inccmn | $0 | – | -17,719 | -100.0% | -0.04% | – |
| TINY | Exit | Harris & Harris Group Inccmn | $0 | – | -14,346 | -100.0% | -0.04% | – |
| MLNK | Exit | ModusLink Global Solutions Inccmn | $0 | – | -12,524 | -100.0% | -0.04% | – |
| TRQ | Exit | Turquoise Hill Resources Ltdcmn | $0 | – | -14,230 | -100.0% | -0.04% | – |
| NEO | Exit | NeoGenomics Inccmn | $0 | – | -14,913 | -100.0% | -0.04% | – |
| USU | Exit | USEC Inccmn | $0 | – | -16,431 | -100.0% | -0.04% | – |
| OCLS | Exit | Oculus Innovative Sciences Inccmn | $0 | – | -17,424 | -100.0% | -0.05% | – |
| CTIC | Exit | CTI BioPharma Corpcmn | $0 | – | -19,800 | -100.0% | -0.05% | – |
| RSO | Exit | Resource Capital Corpreit | $0 | – | -10,026 | -100.0% | -0.05% | – |
| SYMX | Exit | Synthesis Energy Systems Inccmn | $0 | – | -30,600 | -100.0% | -0.05% | – |
| ONTY | Exit | Oncothyreon Inccmn | $0 | – | -19,018 | -100.0% | -0.05% | – |
| RFIL | Exit | RF Industries Ltdcmn | $0 | – | -10,507 | -100.0% | -0.05% | – |
| NVAX | Exit | Novavax Inccmn | $0 | – | -13,851 | -100.0% | -0.05% | – |
| GFIG | Exit | GFI Group Inccmn | $0 | – | -19,493 | -100.0% | -0.06% | – |
| GPT | Exit | Gramercy Property Trust Increit | $0 | – | -10,945 | -100.0% | -0.06% | – |
| PLXT | Exit | PLX Technology Inccmn | $0 | – | -10,142 | -100.0% | -0.06% | – |
| GSAT | Exit | Globalstar Inccmn | $0 | – | -15,700 | -100.0% | -0.06% | – |
| BUSE | Exit | First Busey Corpcmn | $0 | – | -11,521 | -100.0% | -0.06% | – |
| NLST | Exit | Netlist Inccmn | $0 | – | -53,443 | -100.0% | -0.06% | – |
| SHOR | Exit | ShoreTel Inccmn | $0 | – | -11,223 | -100.0% | -0.06% | – |
| EVK | Exit | Ever-Glory International Group Inccmn | $0 | – | -12,398 | -100.0% | -0.06% | – |
| SONS | Exit | Sonus Networks Inccmn | $0 | – | -21,400 | -100.0% | -0.06% | – |
| CLNT | Exit | Cleantech Solutions International Inccmn | $0 | – | -14,121 | -100.0% | -0.06% | – |
| TAST | Exit | Carrols Restaurant Group Inccmn | $0 | – | -10,843 | -100.0% | -0.06% | – |
| BLDP | Exit | Ballard Power Systems Inccmn | $0 | – | -19,000 | -100.0% | -0.07% | – |
| III | Exit | Information Services Group Inccmn | $0 | – | -16,315 | -100.0% | -0.07% | – |
| SYUT | Exit | Synutra International Inccmn | $0 | – | -11,822 | -100.0% | -0.07% | – |
| BIOF | Exit | BioFuel Energy Corpcmn | $0 | – | -11,478 | -100.0% | -0.07% | – |
| GAIN | Exit | Gladstone Investment Corpcmn | $0 | – | -10,921 | -100.0% | -0.07% | – |
| ALIM | Exit | Alimera Sciences Inccmn | $0 | – | -13,833 | -100.0% | -0.07% | – |
| IBCA | Exit | Intervest Bancshares Corpcmn | $0 | – | -10,803 | -100.0% | -0.07% | – |
| PXLW | Exit | Pixelworks Inccmn | $0 | – | -11,100 | -100.0% | -0.07% | – |
| EROC | Exit | Eagle Rock Energy Partners LPltd part | $0 | – | -17,100 | -100.0% | -0.07% | – |
| THLD | Exit | Threshold Pharmaceuticals Inccmn | $0 | – | -21,600 | -100.0% | -0.07% | – |
| NCT | Exit | Newcastle Investment Corpreit | $0 | – | -18,300 | -100.0% | -0.08% | – |
| KCAP | Exit | KCAP Financial Inccmn | $0 | – | -10,313 | -100.0% | -0.08% | – |
| ANTH | Exit | Anthera Pharmaceuticals Inccmn | $0 | – | -26,514 | -100.0% | -0.08% | – |
| OSUR | Exit | OraSure Technologies Inccmn | $0 | – | -10,400 | -100.0% | -0.08% | – |
| CBRX | Exit | Columbia Laboratories Inccmn | $0 | – | -13,241 | -100.0% | -0.08% | – |
| GRHHQ | Exit | GreenHunter Resources Inccmn | $0 | – | -46,657 | -100.0% | -0.08% | – |
| GSOL | Exit | Global Sources Ltdcmn | $0 | – | -11,451 | -100.0% | -0.08% | – |
| MFA | Exit | MFA Financial Increit | $0 | – | -11,400 | -100.0% | -0.08% | – |
| RDNT | Exit | RadNet Inccmn | $0 | – | -14,498 | -100.0% | -0.08% | – |
| VG | Exit | Vonage Holdings Corpcmn | $0 | – | -26,400 | -100.0% | -0.08% | – |
| NTP | Exit | Nam Tai Property Inccmn | $0 | – | -13,067 | -100.0% | -0.08% | – |
| CDR | Exit | Cedar Realty Trust Increit | $0 | – | -15,944 | -100.0% | -0.08% | – |
| DXLG | Exit | Destination XL Group Inccmn | $0 | – | -18,692 | -100.0% | -0.09% | – |
| SNTA | Exit | Synta Pharmaceuticals Corpcmn | $0 | – | -25,100 | -100.0% | -0.09% | – |
| NWY | Exit | New York & Co Inccmn | $0 | – | -28,126 | -100.0% | -0.09% | – |
| BLDR | Exit | Builders FirstSource Inccmn | $0 | – | -14,022 | -100.0% | -0.09% | – |
| EGAS | Exit | Gas Natural Inccmn | $0 | – | -10,002 | -100.0% | -0.09% | – |
| FSTO | Exit | Forest Oil Corpcmn | $0 | – | -46,500 | -100.0% | -0.09% | – |
| CALX | Exit | Calix Inccmn | $0 | – | -13,302 | -100.0% | -0.09% | – |
| EQU | Exit | Equal Energy Ltdcmn | $0 | – | -20,900 | -100.0% | -0.10% | – |
| WLDN | Exit | Willdan Group Inccmn | $0 | – | -13,400 | -100.0% | -0.10% | – |
| NLS | Exit | Nautilus Inccmn | $0 | – | -10,570 | -100.0% | -0.10% | – |
| ENG | Exit | ENGlobal Corpcmn | $0 | – | -37,800 | -100.0% | -0.10% | – |
| ARR | Exit | ARMOUR Residential REIT Increit | $0 | – | -27,700 | -100.0% | -0.10% | – |
| DHT | Exit | DHT Holdings Inccmn | $0 | – | -17,148 | -100.0% | -0.10% | – |
| EGLE | Exit | Eagle Bulk Shipping Inccmn | $0 | – | -39,748 | -100.0% | -0.10% | – |
| PACB | Exit | Pacific Biosciences of California Inccmn | $0 | – | -19,866 | -100.0% | -0.10% | – |
| CELJF | Exit | Cellcom Israel Ltdcmn | $0 | – | -10,335 | -100.0% | -0.11% | – |
| RFMD | Exit | RF Micro Devices Inccmn | $0 | – | -13,500 | -100.0% | -0.11% | – |
| SA | Exit | Seabridge Gold Inccmn | $0 | – | -13,700 | -100.0% | -0.11% | – |
| PNNT | Exit | PennantPark Investment Corpcmn | $0 | – | -11,343 | -100.0% | -0.11% | – |
| GLAD | Exit | Gladstone Capital Corpcmn | $0 | – | -12,976 | -100.0% | -0.11% | – |
| PQ | Exit | PetroQuest Energy Inccmn | $0 | – | -17,397 | -100.0% | -0.11% | – |
| FTR | Exit | Frontier Communications Corpcmn | $0 | – | -23,300 | -100.0% | -0.12% | – |
| ALXA | Exit | Alexza Pharmaceuticals Inccmn | $0 | – | -29,833 | -100.0% | -0.12% | – |
| ANH | Exit | Anworth Mortgage Asset Corpreit | $0 | – | -26,593 | -100.0% | -0.12% | – |
| OME | Exit | Omega Protein Corpcmn | $0 | – | -10,076 | -100.0% | -0.12% | – |
| DYAX | Exit | Dyax Corpcmn | $0 | – | -14,416 | -100.0% | -0.12% | – |
| SGMA | Exit | Sigmatron International Inccmn | $0 | – | -11,440 | -100.0% | -0.12% | – |
| YONG | Exit | Yongye International Inccmn | $0 | – | -19,860 | -100.0% | -0.12% | – |
| MXL | Exit | MaxLinear Inccmn | $0 | – | -13,777 | -100.0% | -0.12% | – |
| T102PS | Exit | Silicon Image Inccmn | $0 | – | -27,590 | -100.0% | -0.12% | – |
| ALJ | Exit | Alon USA Energy Inccmn | $0 | – | -11,400 | -100.0% | -0.12% | – |
| ICAD | Exit | Icad Inccmn | $0 | – | -22,085 | -100.0% | -0.12% | – |
| CVLG | Exit | Covenant Transportation Group Inccmn | $0 | – | -11,247 | -100.0% | -0.12% | – |
| JRN | Exit | Journal Communications Inccmn | $0 | – | -16,385 | -100.0% | -0.12% | – |
| ARC | Exit | ARC Document Solutions Inccmn | $0 | – | -24,855 | -100.0% | -0.12% | – |
| GSIG | Exit | GSI Group Inccmn | $0 | – | -11,790 | -100.0% | -0.13% | – |
| CYTX | Exit | Cytori Therapeutics Inccmn | $0 | – | -63,026 | -100.0% | -0.13% | – |
| SB | Exit | Safe Bulkers Inccmn | $0 | – | -15,600 | -100.0% | -0.13% | – |
| REN | Exit | Resolute Energy Corpcmn | $0 | – | -17,986 | -100.0% | -0.13% | – |
| MBI | Exit | MBIA Inccmn | $0 | – | -14,000 | -100.0% | -0.13% | – |
| HA | Exit | Hawaiian Holdings Inccmn | $0 | – | -11,847 | -100.0% | -0.14% | – |
| INO | Exit | Inovio Pharmaceuticals Inccmn | $0 | – | -14,950 | -100.0% | -0.14% | – |
| HTGC | Exit | Hercules Technology Growth Capital Inccmn | $0 | – | -10,300 | -100.0% | -0.14% | – |
| XRM | Exit | Xerium Technologies Inccmn | $0 | – | -12,129 | -100.0% | -0.14% | – |
| RJETQ | Exit | Republic Airways Holdings Inccmn | $0 | – | -16,685 | -100.0% | -0.15% | – |
| SCX | Exit | LS Starrett Co/Thecmn | $0 | – | -11,837 | -100.0% | -0.15% | – |
| PTRY | Exit | Pantry Inc/Thecmn | $0 | – | -11,431 | -100.0% | -0.16% | – |
| MRVL | Exit | Marvell Technology Group Ltdcmn | $0 | – | -12,900 | -100.0% | -0.16% | – |
| SIGA | Exit | SIGA Technologies Inccmn | $0 | – | -66,973 | -100.0% | -0.16% | – |
| NDZ | Exit | Nordion Inccmn | $0 | – | -15,100 | -100.0% | -0.16% | – |
| CVC | Exit | Cablevision Systems Corpcmn | $0 | – | -10,800 | -100.0% | -0.16% | – |
| ROIAK | Exit | Radio One Inccmn | $0 | – | -38,933 | -100.0% | -0.16% | – |
| NNA | Exit | Navios Maritime Holdings Inccmn | $0 | – | -19,500 | -100.0% | -0.17% | – |
| PSEM | Exit | Pericom Semiconductor Corpcmn | $0 | – | -22,051 | -100.0% | -0.17% | – |
| RGR | Exit | Sturm Ruger & Co Inccmn | $0 | – | -3,400 | -100.0% | -0.17% | – |
| OZM | Exit | Och-Ziff Capital Management Group LLCltd part | $0 | – | -14,500 | -100.0% | -0.17% | – |
| CSC | Exit | Computer Sciences Corpcmn | $0 | – | -3,200 | -100.0% | -0.17% | – |
| IMKTA | Exit | Ingles Markets Inccmn | $0 | – | -7,695 | -100.0% | -0.17% | – |
| GT | Exit | Goodyear Tire & Rubber Co/Thecmn | $0 | – | -7,400 | -100.0% | -0.17% | – |
| AIG | Exit | American International Group Inccmn | $0 | – | -3,837 | -100.0% | -0.18% | – |
| GTS | Exit | Triple-S Management Corpcmn | $0 | – | -11,779 | -100.0% | -0.18% | – |
| PRU | Exit | Prudential Financial Inccmn | $0 | – | -2,400 | -100.0% | -0.18% | – |
| BNS | Exit | Bank of Nova Scotiacmn | $0 | – | -3,200 | -100.0% | -0.18% | – |
| BX | Exit | Blackstone Group LP/Theltd part | $0 | – | -6,400 | -100.0% | -0.18% | – |
| FFIV | Exit | F5 Networks Inccmn | $0 | – | -1,918 | -100.0% | -0.18% | – |
| APOL | Exit | Apollo Education Group Inccmn | $0 | – | -6,900 | -100.0% | -0.18% | – |
| MGA | Exit | Magna International Inccmn | $0 | – | -2,000 | -100.0% | -0.18% | – |
| IHS | Exit | IHS Inccmn | $0 | – | -1,600 | -100.0% | -0.18% | – |
| MET | Exit | MetLife Inccmn | $0 | – | -3,900 | -100.0% | -0.18% | – |
| MRCY | Exit | Mercury Systems Inccmn | $0 | – | -19,348 | -100.0% | -0.18% | – |
| UTHR | Exit | United Therapeutics Corpcmn | $0 | – | -2,500 | -100.0% | -0.19% | – |
| UNP | Exit | Union Pacific Corpcmn | $0 | – | -2,220 | -100.0% | -0.19% | – |
| FONR | Exit | Fonar Corpcmn | $0 | – | -18,113 | -100.0% | -0.19% | – |
| EXC | Exit | Exelon Corpcmn | $0 | – | -6,155 | -100.0% | -0.19% | – |
| HOFT | Exit | Hooker Furniture Corpcmn | $0 | – | -14,191 | -100.0% | -0.19% | – |
| CXDC | Exit | China XD Plastics Co Ltdcmn | $0 | – | -27,350 | -100.0% | -0.19% | – |
| OUTR | Exit | Outerwall Inccmn | $0 | – | -3,900 | -100.0% | -0.20% | – |
| MCF | Exit | Contango Oil & Gas Cocmn | $0 | – | -5,517 | -100.0% | -0.20% | – |
| AAIC | Exit | Arlington Asset Investment Corpcmn | $0 | – | -8,747 | -100.0% | -0.20% | – |
| AIQ | Exit | Alliance HealthCare Services Inccmn | $0 | – | -9,110 | -100.0% | -0.21% | – |
| AE | Exit | Adams Resources & Energy Inccmn | $0 | – | -3,154 | -100.0% | -0.21% | – |
| AIZ | Exit | Assurant Inccmn | $0 | – | -3,800 | -100.0% | -0.21% | – |
| AZZ | Exit | AZZ Inccmn | $0 | – | -5,457 | -100.0% | -0.21% | – |
| ADBE | Exit | Adobe Systems Inccmn | $0 | – | -3,600 | -100.0% | -0.22% | – |
| HLF | Exit | Herbalife Ltdcmn | $0 | – | -4,100 | -100.0% | -0.22% | – |
| GNTX | Exit | Gentex Corp/MIcmn | $0 | – | -9,500 | -100.0% | -0.23% | – |
| ADI | Exit | Analog Devices Inccmn | $0 | – | -5,300 | -100.0% | -0.24% | – |
| CHKE | Exit | Cherokee Inccmn | $0 | – | -19,145 | -100.0% | -0.25% | – |
| OB | Exit | OneBeacon Insurance Group Ltdcmn | $0 | – | -18,857 | -100.0% | -0.25% | – |
| DAL | Exit | Delta Air Lines Inccmn | $0 | – | -7,900 | -100.0% | -0.26% | – |
| DIS | Exit | Walt Disney Co/Thecmn | $0 | – | -3,700 | -100.0% | -0.27% | – |
| RRD | Exit | RR Donnelley & Sons Cocmn | $0 | – | -19,065 | -100.0% | -0.27% | – |
| LO | Exit | Lorillard Inccmn | $0 | – | -5,632 | -100.0% | -0.29% | – |
| QCOM | Exit | QUALCOMM Inccmn | $0 | – | -4,325 | -100.0% | -0.29% | – |
| GMCR | Exit | Keurig Green Mountain Inccmn | $0 | – | -2,800 | -100.0% | -0.30% | – |
| GOOGL | Exit | Google Inccmn | $0 | – | -600 | -100.0% | -0.30% | – |
| PGHEF | Exit | Pengrowth Energy Corpcmn | $0 | – | -50,100 | -100.0% | -0.30% | – |
| XLU | Exit | Utilities Select Sector SPDR Fundetp | $0 | – | -8,500 | -100.0% | -0.32% | – |
| ILMN | Exit | Illumina Inccmn | $0 | – | -2,100 | -100.0% | -0.32% | – |
| TRV | Exit | Travelers Cos Inc/Thecmn | $0 | – | -4,621 | -100.0% | -0.37% | – |
| ERF | Exit | Enerplus Corpcmn | $0 | – | -17,400 | -100.0% | -0.37% | – |
| KR | Exit | Kroger Co/Thecmn | $0 | – | -9,142 | -100.0% | -0.38% | – |
| NTAP | Exit | NetApp Inccmn | $0 | – | -12,400 | -100.0% | -0.38% | – |
| UNH | Exit | UnitedHealth Group Inccmn | $0 | – | -5,825 | -100.0% | -0.40% | – |
| DLTR | Exit | Dollar Tree Inccmn | $0 | – | -8,838 | -100.0% | -0.41% | – |
| XLNX | Exit | Xilinx Inccmn | $0 | – | -11,843 | -100.0% | -0.47% | – |
| AAPL | Exit | Apple Inccmn | $0 | – | -6,121 | -100.0% | -0.48% | – |
| GRMN | Exit | Garmin Ltdcmn | $0 | – | -9,700 | -100.0% | -0.50% | – |
| AVGO | Exit | Avago Technologies Ltdcmn | $0 | – | -8,400 | -100.0% | -0.51% | – |
| MXIM | Exit | Maxim Integrated Products Inccmn | $0 | – | -18,800 | -100.0% | -0.54% | – |
| MU | Exit | Micron Technology Inccmn | $0 | – | -19,900 | -100.0% | -0.56% | – |
| EWZ | Exit | iShares MSCI Brazil Capped ETFetp | $0 | – | -14,700 | -100.0% | -0.59% | – |
| PM | Exit | Philip Morris International Inccmn | $0 | – | -8,823 | -100.0% | -0.63% | – |
| GLD | Exit | SPDR Gold Sharesetp | $0 | – | -6,200 | -100.0% | -0.67% | – |
| SSO | Exit | ProShares Ultra S&P500etp | $0 | – | -7,000 | -100.0% | -0.69% | – |
| SDS | Exit | ProShares UltraShort S&P500etp | $0 | – | -35,900 | -100.0% | -0.77% | – |
| V | Exit | Visa Inccmn | $0 | – | -4,409 | -100.0% | -0.79% | – |
| DXD | Exit | ProShares UltraShort Dow30etp | $0 | – | -36,400 | -100.0% | -0.79% | – |
| SH | Exit | ProShares Short S&P500etp | $0 | – | -43,000 | -100.0% | -0.85% | – |
| BAX | Exit | Baxter International Inccmn | $0 | – | -20,827 | -100.0% | -1.28% | – |
| IGSB | Exit | iShares 1-3 Year Credit Bond ETFetp | $0 | – | -25,600 | -100.0% | -2.29% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P500 ETF Trust | 11 | Q4 2015 | 5.8% |
| Pfizer Inc | 9 | Q2 2016 | 15.0% |
| Advantage Oil & Gas Ltd | 9 | Q4 2015 | 0.3% |
| Atlantic Power Corp | 9 | Q4 2015 | 0.3% |
| Radio One Inc | 9 | Q3 2015 | 0.2% |
| Lee Enterprises Inc/IA | 9 | Q4 2015 | 0.2% |
| iShares Russell 2000 Index Fund | 8 | Q1 2015 | 5.2% |
| SPDR S&P MidCap 400 ETF Trust | 8 | Q1 2015 | 3.8% |
| Tsakos Energy Navigation Ltd | 8 | Q4 2015 | 0.6% |
| Rio Alto Mining Ltd | 8 | Q1 2015 | 0.3% |
View Rotella Capital Management, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2016-08-12 |
| 13F-HR | 2016-05-13 |
| 13F-HR | 2016-02-09 |
| 13F-HR | 2015-11-13 |
| 13F-HR | 2015-08-14 |
| 13F-HR/A | 2015-06-03 |
| 13F-HR | 2015-05-04 |
| 13F-HR | 2015-02-17 |
| 13F-HR | 2014-11-14 |
| 13F-HR | 2014-08-18 |
View Rotella Capital Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.