$362 Million is the total value of USCA RIA LLC's 326 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 32.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $20,374,000 | -11.3% | 564,068 | -1.1% | 5.63% | -19.6% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $10,588,000 | +2157.6% | 88,673 | +2133.6% | 2.92% | +1944.8% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $7,891,000 | +299.1% | 38,392 | +282.7% | 2.18% | +262.0% |
| IWS | New | ISHARES TRrus mdcp val etf | $6,661,000 | – | 90,311 | +100.0% | 1.84% | – |
| XOM | Buy | EXXON MOBIL CORP | $5,441,000 | +3.0% | 58,852 | +4.7% | 1.50% | -6.7% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $5,293,000 | +327.5% | 44,248 | +291.0% | 1.46% | +287.8% |
| GE | Sell | GENERAL ELECTRIC CO | $5,232,000 | -1.7% | 207,045 | -0.3% | 1.44% | -10.9% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $5,043,000 | -10.1% | 172,474 | -5.8% | 1.39% | -18.5% |
| CSCO | Buy | CISCO SYS INC | $5,035,000 | +14.8% | 181,018 | +3.9% | 1.39% | +4.1% |
| PFE | Buy | PFIZER INC | $4,895,000 | +11.6% | 157,158 | +5.9% | 1.35% | +1.1% |
| MSFT | Buy | MICROSOFT CORP | $4,688,000 | +3.5% | 100,933 | +3.3% | 1.30% | -6.2% |
| EQM | Sell | EQT MIDSTREAM PARTNERS LPunit ltd partn | $4,657,000 | -5.1% | 52,915 | -3.3% | 1.29% | -14.0% |
| T | Buy | AT&T INC | $4,603,000 | +5.3% | 137,043 | +10.5% | 1.27% | -4.6% |
| PAA | Sell | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $4,430,000 | -17.7% | 86,321 | -5.6% | 1.22% | -25.4% |
| WMT | Sell | WAL-MART STORES INC | $4,358,000 | +11.2% | 50,744 | -1.0% | 1.20% | +0.8% |
| MO | Sell | ALTRIA GROUP INC | $4,350,000 | -12.3% | 88,287 | -18.2% | 1.20% | -20.5% |
| ABBV | Sell | ABBVIE INC | $3,903,000 | +2.4% | 59,639 | -9.6% | 1.08% | -7.2% |
| KMI | Buy | KINDER MORGAN INC DEL | $3,869,000 | +996.0% | 91,452 | +893.1% | 1.07% | +889.8% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $3,827,000 | +36.9% | 25,486 | +26.0% | 1.06% | +24.1% |
| AAPL | Sell | APPLE INC | $3,776,000 | +8.6% | 34,206 | -0.9% | 1.04% | -1.6% |
| TGT | Buy | TARGET CORP | $3,479,000 | +22.0% | 45,832 | +0.7% | 0.96% | +10.6% |
| CVX | Buy | CHEVRON CORP NEW | $3,431,000 | +17.4% | 30,583 | +24.8% | 0.95% | +6.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $3,416,000 | +4.1% | 32,665 | +6.2% | 0.94% | -5.7% |
| GM | Buy | GENERAL MTRS CO | $3,385,000 | +16.8% | 96,969 | +6.9% | 0.94% | +5.9% |
| PG | Buy | PROCTER & GAMBLE CO | $3,358,000 | +16.1% | 36,861 | +6.7% | 0.93% | +5.2% |
| F | Buy | FORD MTR CO DEL | $3,269,000 | +12.0% | 210,907 | +6.8% | 0.90% | +1.5% |
| SPA | SPARTON CORP | $3,259,000 | +15.0% | 115,000 | 0.0% | 0.90% | +4.2% | |
| KRFT | Buy | KRAFT FOODS GROUP INC | $3,204,000 | +17.7% | 51,126 | +5.9% | 0.88% | +6.6% |
| PM | Sell | PHILIP MORRIS INTL INC | $3,139,000 | -3.7% | 38,540 | -1.4% | 0.87% | -12.7% |
| INTC | Buy | INTEL CORP | $3,062,000 | +8.6% | 84,383 | +4.2% | 0.85% | -1.5% |
| DOW | Buy | DOW CHEM CO | $2,875,000 | +2.9% | 63,033 | +18.4% | 0.79% | -6.7% |
| COP | Buy | CONOCOPHILLIPS | $2,870,000 | +6.6% | 41,552 | +18.1% | 0.79% | -3.3% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $2,831,000 | -6.0% | 34,248 | -4.3% | 0.78% | -14.8% |
| GTE | Buy | GRAN TIERRA ENERGY INC | $2,660,000 | -27.6% | 690,850 | +4.2% | 0.74% | -34.3% |
| MCD | Buy | MCDONALDS CORP | $2,555,000 | +22.8% | 27,269 | +24.2% | 0.71% | +11.4% |
| GOOG | Buy | GOOGLE INCcl c | $2,533,000 | -0.7% | 4,812 | +8.9% | 0.70% | -9.9% |
| EXC | Buy | EXELON CORP | $2,499,000 | +22.0% | 67,402 | +12.1% | 0.69% | +10.6% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $2,486,000 | +9.2% | 11 | 0.0% | 0.69% | -1.0% | |
| XLE | New | SELECT SECTOR SPDR TRsbi int-energy | $2,468,000 | – | 31,175 | +100.0% | 0.68% | – |
| LMT | Sell | LOCKHEED MARTIN CORP | $2,431,000 | -0.6% | 12,624 | -5.6% | 0.67% | -9.9% |
| QCOM | Buy | QUALCOMM INC | $2,245,000 | +14.2% | 30,208 | +14.9% | 0.62% | +3.5% |
| GOOGL | Sell | GOOGLE INCcl a | $2,226,000 | -11.3% | 4,194 | -1.6% | 0.62% | -19.6% |
| SO | Sell | SOUTHERN CO | $2,164,000 | +10.2% | 44,064 | -2.0% | 0.60% | 0.0% |
| AEP | Buy | AMERICAN ELEC PWR INC | $1,939,000 | +40.8% | 31,926 | +21.0% | 0.54% | +27.6% |
| WES | New | WESTERN GAS PARTNERS LP | $1,852,000 | – | 25,350 | +100.0% | 0.51% | – |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $1,820,000 | +5.1% | 17,623 | +0.6% | 0.50% | -4.7% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $1,818,000 | +8.8% | 17,155 | +4.0% | 0.50% | -1.4% |
| V | Sell | VISA INC | $1,811,000 | +19.8% | 6,909 | -2.5% | 0.50% | +8.5% |
| JPM | Sell | JPMORGAN CHASE & CO | $1,806,000 | +2.4% | 28,852 | -1.4% | 0.50% | -7.1% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $1,795,000 | +19.0% | 17,761 | +1.6% | 0.50% | +7.8% |
| MDT | Sell | MEDTRONIC INC | $1,794,000 | +8.4% | 24,848 | -7.0% | 0.50% | -1.8% |
| RAI | Sell | REYNOLDS AMERICAN INC | $1,788,000 | -14.5% | 27,821 | -21.5% | 0.49% | -22.6% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $1,756,000 | -32.0% | 75,176 | -4.9% | 0.48% | -38.4% |
| TWX | TIME WARNER INC | $1,729,000 | +13.6% | 20,241 | 0.0% | 0.48% | +3.0% | |
| NBB | Buy | NUVEEN BUILD AMER BD FD | $1,700,000 | +73.5% | 80,246 | +67.0% | 0.47% | +57.2% |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $1,686,000 | -17.3% | 20,921 | -1.3% | 0.47% | -25.0% |
| JCE | Buy | NUVEEN CORE EQUITY ALPHA FUN | $1,676,000 | +83.4% | 95,942 | +80.3% | 0.46% | +65.9% |
| LOW | Buy | LOWES COS INC | $1,650,000 | +31.2% | 23,989 | +0.9% | 0.46% | +19.1% |
| TEP | Sell | TALLGRASS ENERGY PARTNERS LP | $1,606,000 | -7.2% | 35,925 | -5.9% | 0.44% | -15.7% |
| MPC | Sell | MARATHON PETE CORP | $1,588,000 | -12.0% | 17,596 | -17.4% | 0.44% | -20.2% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $1,584,000 | -45.4% | 23,814 | -53.0% | 0.44% | -50.6% |
| XRT | New | SPDR SERIES TRUSTs&p retail etf | $1,577,000 | – | 16,424 | +100.0% | 0.44% | – |
| OILT | Sell | OILTANKING PARTNERS L Punit ltd | $1,551,000 | -16.6% | 33,300 | -11.2% | 0.43% | -24.5% |
| CAT | Buy | CATERPILLAR INC DEL | $1,522,000 | +1.9% | 16,629 | +10.3% | 0.42% | -7.7% |
| HAL | Buy | HALLIBURTON CO | $1,501,000 | -34.0% | 38,152 | +8.2% | 0.42% | -40.1% |
| RTN | Buy | RAYTHEON CO | $1,488,000 | +9.2% | 13,754 | +2.6% | 0.41% | -1.0% |
| AMRE | Sell | AMREIT INC NEWcl b | $1,454,000 | +9.5% | 54,800 | -5.2% | 0.40% | -0.7% |
| NSC | Buy | NORFOLK SOUTHERN CORP | $1,406,000 | +4.0% | 12,829 | +5.9% | 0.39% | -5.8% |
| MWE | Buy | MARKWEST ENERGY PARTNERS L Punit ltd partn | $1,405,000 | -7.8% | 20,905 | +5.4% | 0.39% | -16.4% |
| WFC | Buy | WELLS FARGO & CO NEW | $1,363,000 | +15.1% | 24,872 | +8.9% | 0.38% | +4.2% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $1,354,000 | +68.6% | 12,183 | +49.1% | 0.37% | +52.7% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,351,000 | +1.6% | 9,532 | -10.2% | 0.37% | -7.9% |
| EMC | Sell | E M C CORP MASS | $1,345,000 | -7.8% | 45,225 | -9.2% | 0.37% | -16.4% |
| AFSI | Sell | AMTRUST FINL SVCS INC | $1,322,000 | +33.4% | 23,494 | -5.6% | 0.36% | +20.9% |
| ETP | Sell | ENERGY TRANSFER PRTNRS L Punit ltd partn | $1,316,000 | -8.4% | 20,253 | -9.7% | 0.36% | -17.1% |
| HON | Buy | HONEYWELL INTL INC | $1,303,000 | +8.0% | 13,045 | +0.7% | 0.36% | -2.2% |
| C | Buy | CITIGROUP INC | $1,259,000 | +6.9% | 23,262 | +2.4% | 0.35% | -3.1% |
| KMF | Sell | KAYNE ANDERSON MDSTM ENERGY | $1,258,000 | -20.9% | 36,950 | -6.9% | 0.35% | -28.5% |
| BTT | Buy | BLACKROCK MUN TARGET TERM TR | $1,233,000 | +56.1% | 61,372 | +54.4% | 0.34% | +41.5% |
| NU | Buy | NORTHEAST UTILS | $1,204,000 | +25.7% | 22,498 | +4.0% | 0.33% | +14.0% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $1,204,000 | +2.6% | 17,984 | +16.7% | 0.33% | -6.7% |
| CSX | Buy | CSX CORP | $1,201,000 | +14.7% | 33,138 | +1.5% | 0.33% | +4.1% |
| ABT | Buy | ABBOTT LABS | $1,172,000 | +13.6% | 26,038 | +4.9% | 0.32% | +3.2% |
| RPM | New | RPM INTL INC | $1,143,000 | – | 22,532 | +100.0% | 0.32% | – |
| PNR | Buy | PENTAIR PLC | $1,138,000 | +444.5% | 17,135 | +437.1% | 0.31% | +390.6% |
| GNTX | New | GENTEX CORP | $1,133,000 | – | 31,348 | +100.0% | 0.31% | – |
| GDV | Buy | GABELLI DIVD & INCOME TR | $1,133,000 | +128.4% | 52,325 | +124.7% | 0.31% | +107.3% |
| CMCSK | Buy | COMCAST CORP NEWcl a spl | $1,129,000 | +10.3% | 19,620 | +2.5% | 0.31% | 0.0% |
| GPORQ | Sell | GULFPORT ENERGY CORP | $1,119,000 | -40.8% | 26,807 | -24.2% | 0.31% | -46.4% |
| WR | New | WESTAR ENERGY INC | $1,117,000 | – | 27,094 | +100.0% | 0.31% | – |
| PH | New | PARKER HANNIFIN CORP | $1,100,000 | – | 8,527 | +100.0% | 0.30% | – |
| RSG | Buy | REPUBLIC SVCS INC | $1,086,000 | +5.6% | 26,975 | +2.4% | 0.30% | -4.2% |
| ABM | Buy | ABM INDS INC | $1,060,000 | +14.3% | 36,991 | +2.5% | 0.29% | +3.9% |
| TROW | Buy | PRICE T ROWE GROUP INC | $1,038,000 | +12.6% | 12,089 | +2.8% | 0.29% | +2.1% |
| MUB | Buy | ISHARESnat amt free bd | $1,033,000 | +12.6% | 9,364 | +12.0% | 0.28% | +2.2% |
| GWW | Buy | GRAINGER W W INC | $1,033,000 | +4.1% | 4,052 | +2.8% | 0.28% | -5.6% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $1,030,000 | +2.1% | 22,019 | +9.1% | 0.28% | -7.5% |
| DFS | Buy | DISCOVER FINL SVCS | $1,024,000 | +4.7% | 15,636 | +3.0% | 0.28% | -5.0% |
| CMI | Sell | CUMMINS INC | $1,020,000 | -39.8% | 7,075 | -44.9% | 0.28% | -45.5% |
| HD | Sell | HOME DEPOT INC | $970,000 | +14.4% | 9,238 | -0.0% | 0.27% | +3.9% |
| THO | Buy | THOR INDS INC | $945,000 | +12.2% | 16,919 | +3.4% | 0.26% | +1.6% |
| DOV | New | DOVER CORP | $921,000 | – | 12,835 | +100.0% | 0.25% | – |
| IVV | Buy | ISHARES TRcore s&p500 etf | $921,000 | +13.1% | 4,450 | +8.4% | 0.25% | +2.4% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $917,000 | +170.5% | 5,153 | +158.7% | 0.25% | +145.6% |
| CEM | New | CLEARBRIDGE ENERGY MLP FD IN | $914,000 | – | 33,100 | +100.0% | 0.25% | – |
| PAGP | Sell | PLAINS GP HLDGS L P | $911,000 | -19.6% | 35,461 | -4.1% | 0.25% | -27.0% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $904,000 | +8.3% | 15,310 | -6.2% | 0.25% | -1.6% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $902,000 | -0.1% | 24,842 | -5.8% | 0.25% | -9.5% |
| SMLP | Sell | SUMMIT MIDSTREAM PARTNERS LP | $863,000 | -34.1% | 22,700 | -11.8% | 0.24% | -40.4% |
| PANW | Sell | PALO ALTO NETWORKS INC | $842,000 | +16.5% | 6,870 | -6.8% | 0.23% | +5.9% |
| DBLV | New | ADVISORSHARES TRtrimtabs flt | $839,000 | – | 15,152 | +100.0% | 0.23% | – |
| OAK | Buy | OAKTREE CAP GROUP LLCunit cl a | $838,000 | +35.4% | 16,175 | +33.4% | 0.23% | +22.2% |
| QQQX | New | NUVEEN NASDAQ 100 DYNAMIC OV | $831,000 | – | 43,183 | +100.0% | 0.23% | – |
| BX | Sell | BLACKSTONE GROUP L P | $819,000 | -3.6% | 24,205 | -10.4% | 0.23% | -12.7% |
| NOV | Buy | NATIONAL OILWELL VARCO INC | $820,000 | -10.0% | 12,521 | +4.6% | 0.23% | -18.7% |
| LO | Buy | LORILLARD INC | $816,000 | +132.5% | 12,965 | +121.2% | 0.22% | +110.3% |
| BP | Sell | BP PLCsponsored adr | $809,000 | -25.2% | 21,214 | -13.7% | 0.22% | -32.2% |
| DVY | Buy | ISHARES TRselect divid etf | $805,000 | +53.3% | 10,141 | +42.7% | 0.22% | +38.8% |
| SDOG | New | ALPS ETF TRsectr div dogs | $803,000 | – | 21,100 | +100.0% | 0.22% | – |
| GEL | Sell | GENESIS ENERGY L Punit ltd partn | $802,000 | -35.4% | 18,900 | -19.9% | 0.22% | -41.3% |
| DGRW | Buy | WISDOMTREE TRus divd grt fd | $799,000 | +54.5% | 25,707 | +45.4% | 0.22% | +39.9% |
| RICE | Sell | RICE ENERGY INC | $799,000 | -42.1% | 38,100 | -26.5% | 0.22% | -47.4% |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS | $799,000 | +213.3% | 76,701 | +198.1% | 0.22% | +183.3% |
| CBT | Buy | CABOT CORP | $777,000 | -9.2% | 17,724 | +5.1% | 0.22% | -17.6% |
| PSA | PUBLIC STORAGE | $776,000 | +11.5% | 4,197 | 0.0% | 0.21% | +0.9% | |
| BSL | Buy | BLACKSTONE GSO FLTING RTE FU | $774,000 | +48.6% | 46,256 | +52.4% | 0.21% | +34.6% |
| MA | Sell | MASTERCARD INCcl a | $757,000 | +6.0% | 8,786 | -9.0% | 0.21% | -4.1% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $747,000 | +17.1% | 8,824 | -2.3% | 0.21% | +6.2% |
| EMR | Buy | EMERSON ELEC CO | $741,000 | +7.4% | 11,997 | +8.9% | 0.20% | -2.4% |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS L P | $740,000 | +2.8% | 18,544 | +0.0% | 0.20% | -6.8% |
| LUV | Buy | SOUTHWEST AIRLS CO | $723,000 | +77.2% | 17,078 | +41.4% | 0.20% | +61.3% |
| PPL | Sell | PPL CORP | $721,000 | +10.6% | 19,847 | -0.1% | 0.20% | 0.0% |
| IYT | New | ISHARES TRtrans avg etf | $714,000 | – | 4,350 | +100.0% | 0.20% | – |
| AIRR | New | FIRST TR EXCHANGE TRADED FDrba indl etf | $709,000 | – | 38,702 | +100.0% | 0.20% | – |
| AGN | Buy | ALLERGAN INC | $704,000 | +30.6% | 3,311 | +9.4% | 0.19% | +18.3% |
| PEP | Buy | PEPSICO INC | $694,000 | +1.6% | 7,340 | +0.0% | 0.19% | -7.7% |
| BAX | Buy | BAXTER INTL INC | $690,000 | +41.1% | 9,410 | +38.2% | 0.19% | +28.2% |
| SXL | SUNOCO LOGISTICS PRTNRS L P | $689,000 | -13.4% | 16,500 | 0.0% | 0.19% | -21.8% | |
| MDIV | Buy | FIRST TR EXCHANGE TRADED FDmulti asset di | $689,000 | +2.2% | 32,401 | +3.3% | 0.19% | -7.3% |
| IP | Buy | INTL PAPER CO | $683,000 | +12.3% | 12,741 | +0.0% | 0.19% | +2.2% |
| ORCL | Buy | ORACLE CORP | $680,000 | +19.9% | 15,121 | +2.1% | 0.19% | +8.7% |
| RMP | New | RICE MIDSTREAM PARTNERS LPunit ltd partn | $666,000 | – | 39,750 | +100.0% | 0.18% | – |
| LFUS | LITTELFUSE INC | $667,000 | +13.4% | 6,900 | 0.0% | 0.18% | +2.8% | |
| CVS | New | CVS HEALTH CORP | $660,000 | – | 6,856 | +100.0% | 0.18% | – |
| BA | Sell | BOEING CO | $647,000 | -18.5% | 4,978 | -20.2% | 0.18% | -26.0% |
| HQL | New | TEKLA LIFE SCIENCES INVSsh ben int | $644,000 | – | 25,902 | +100.0% | 0.18% | – |
| LYB | Sell | LYONDELLBASELL INDUSTRIES N | $635,000 | -26.9% | 7,997 | -0.0% | 0.18% | -34.0% |
| KO | Buy | COCA COLA CO | $623,000 | +2.0% | 14,767 | +3.0% | 0.17% | -7.5% |
| ETV | New | EATON VANCE TX MNG BY WRT OP | $623,000 | – | 44,334 | +100.0% | 0.17% | – |
| PRU | Buy | PRUDENTIAL FINL INC | $613,000 | +25.1% | 6,775 | +21.5% | 0.17% | +13.4% |
| ETN | Sell | EATON CORP PLC | $605,000 | -50.5% | 8,897 | -53.9% | 0.17% | -55.2% |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $602,000 | +186.7% | 67,000 | +168.0% | 0.17% | +159.4% |
| SLB | Sell | SCHLUMBERGER LTD | $597,000 | -20.1% | 6,991 | -4.8% | 0.16% | -27.6% |
| EBAY | Sell | EBAY INC | $597,000 | -4.9% | 10,643 | -4.1% | 0.16% | -13.6% |
| OKS | Sell | ONEOK PARTNERS LPunit ltd partn | $590,000 | -29.6% | 14,885 | -0.6% | 0.16% | -36.1% |
| SHY | Buy | ISHARES TR1-3 yr tr bd etf | $590,000 | 0.0% | 6,984 | +0.0% | 0.16% | -9.4% |
| UNP | Buy | UNION PAC CORP | $586,000 | +11.6% | 4,921 | +1.6% | 0.16% | +1.2% |
| NGLS | Sell | TARGA RESOURCES PARTNERS LP | $583,000 | -67.0% | 12,180 | -50.1% | 0.16% | -70.1% |
| DAL | Buy | DELTA AIR LINES INC DEL | $567,000 | +63.4% | 11,533 | +20.3% | 0.16% | +48.1% |
| TLT | Sell | ISHARES TR20+ yr tr bd etf | $559,000 | -31.2% | 4,437 | -36.5% | 0.15% | -37.7% |
| MRK | Sell | MERCK & CO INC NEW | $554,000 | -7.0% | 9,752 | -3.0% | 0.15% | -15.9% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $552,000 | +4.7% | 7,466 | +1.8% | 0.15% | -5.6% |
| ARCX | Sell | ARC LOGISTICS PARTNERS LP | $530,000 | -39.0% | 31,050 | -10.1% | 0.15% | -44.9% |
| HEDJ | Buy | WISDOMTREE TReurope hedged eq | $530,000 | +8.2% | 9,530 | +12.4% | 0.15% | -2.0% |
| KED | New | KAYNE ANDERSON ENERGY DEV CO | $518,000 | – | 14,500 | +100.0% | 0.14% | – |
| TBT | New | PROSHARES TR | $513,000 | – | 11,056 | +100.0% | 0.14% | – |
| AMLP | Buy | ALPS ETF TRalerian mlp | $508,000 | -4.5% | 28,972 | +4.4% | 0.14% | -13.6% |
| BIL | Sell | SPDR SERIES TRUSTbrclys 1-3mt etf | $505,000 | -10.3% | 11,036 | -10.3% | 0.14% | -19.2% |
| URI | Sell | UNITED RENTALS INC | $502,000 | -33.2% | 4,920 | -27.3% | 0.14% | -39.3% |
| STZ | Sell | CONSTELLATION BRANDS INCcl a | $501,000 | +9.9% | 5,100 | -2.6% | 0.14% | -0.7% |
| KR | New | KROGER CO | $498,000 | – | 7,750 | +100.0% | 0.14% | – |
| BIN | PROGRESSIVE WASTE SOLUTIONS | $501,000 | +16.8% | 16,646 | 0.0% | 0.14% | +5.3% | |
| PB | PROSPERITY BANCSHARES INC | $498,000 | -3.3% | 9,000 | 0.0% | 0.14% | -12.1% | |
| AIG | Buy | AMERICAN INTL GROUP INC | $496,000 | +38.2% | 8,850 | +33.1% | 0.14% | +25.7% |
| NGL | Sell | NGL ENERGY PARTNERS LP | $493,000 | -52.9% | 17,600 | -33.8% | 0.14% | -57.4% |
| GIS | New | GENERAL MLS INC | $488,000 | – | 9,147 | +100.0% | 0.14% | – |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $490,000 | +11.9% | 4,257 | +2.5% | 0.14% | +1.5% |
| LUK | Sell | LEUCADIA NATL CORP | $482,000 | -10.9% | 21,480 | -5.3% | 0.13% | -19.4% |
| LM | LEGG MASON INC | $483,000 | +4.3% | 9,045 | 0.0% | 0.13% | -5.7% | |
| WATT | Buy | ENERGOUS CORP | $479,000 | +232.6% | 43,700 | +244.1% | 0.13% | +200.0% |
| KKR | Sell | KKR & CO L P DEL | $475,000 | +0.4% | 20,455 | -3.7% | 0.13% | -9.0% |
| GOF | New | GUGGENHEIM STRATEGIC OPP FD | $475,000 | – | 22,750 | +100.0% | 0.13% | – |
| FBHS | New | FORTUNE BRANDS HOME & SEC IN | $475,000 | – | 10,497 | +100.0% | 0.13% | – |
| GILD | Buy | GILEAD SCIENCES INC | $475,000 | +113.0% | 5,041 | +141.1% | 0.13% | +92.6% |
| OHI | Buy | OMEGA HEALTHCARE INVS INC | $474,000 | +14.5% | 12,130 | +0.2% | 0.13% | +4.0% |
| POT | Sell | POTASH CORP SASK INC | $474,000 | -14.6% | 13,432 | -16.3% | 0.13% | -22.5% |
| FYX | Sell | FIRST TR SML CP CORE ALPHA F | $472,000 | +1.7% | 9,631 | -6.8% | 0.13% | -7.8% |
| SYY | Buy | SYSCO CORP | $464,000 | +5.7% | 11,691 | +1.0% | 0.13% | -4.5% |
| SUI | Buy | SUN CMNTYS INC | $456,000 | +20.0% | 7,538 | +0.2% | 0.13% | +8.6% |
| FNF | FIDELITY NATIONAL FINANCIAL | $455,000 | +24.3% | 13,208 | 0.0% | 0.13% | +12.5% | |
| WPZ | Sell | WILLIAMS PARTNERS L P | $452,000 | -52.5% | 10,101 | -43.7% | 0.12% | -56.9% |
| AMGN | Buy | AMGEN INC | $448,000 | +26.9% | 2,814 | +12.0% | 0.12% | +14.8% |
| SNY | Buy | SANOFIsponsored adr | $444,000 | -19.1% | 9,738 | +0.1% | 0.12% | -26.3% |
| FOF | New | COHEN & STEERS CLOSED END OP | $447,000 | – | 34,000 | +100.0% | 0.12% | – |
| DIS | Sell | DISNEY WALT CO | $447,000 | -8.8% | 4,747 | -13.7% | 0.12% | -17.4% |
| RRMS | Sell | ROSE ROCK MIDSTREAM L P | $438,000 | -43.1% | 9,635 | -26.0% | 0.12% | -48.5% |
| SJW | Buy | SJW CORP | $434,000 | +19.6% | 13,526 | +0.1% | 0.12% | +8.1% |
| JTD | Buy | NUVEEN TAX ADVANTAGED DIV GR | $436,000 | +156.5% | 27,012 | +145.3% | 0.12% | +130.8% |
| GPRO | Sell | GOPRO INCcl a | $430,000 | -42.7% | 6,800 | -15.0% | 0.12% | -48.0% |
| FNX | Sell | FIRST TR MID CAP CORE ALPHAD | $432,000 | +4.9% | 8,176 | -0.5% | 0.12% | -5.6% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $426,000 | -51.8% | 1,613 | -54.5% | 0.12% | -56.1% |
| DSW | New | DSW INCcl a | $429,000 | – | 11,507 | +100.0% | 0.12% | – |
| GGZ | New | GABELLI GLB SML & MD CP VAL | $424,000 | – | 40,667 | +100.0% | 0.12% | – |
| XRX | Buy | XEROX CORP | $421,000 | +7.7% | 30,370 | +2.7% | 0.12% | -2.5% |
| KMG | Sell | KMG CHEMICALS INC | $420,000 | +20.0% | 21,000 | -2.3% | 0.12% | +8.4% |
| ALL | ALLSTATE CORP | $415,000 | +14.3% | 5,909 | 0.0% | 0.12% | +3.6% | |
| MMD | Buy | MAINSTAY DEFINEDTERM MN OPP | $418,000 | +67.2% | 23,000 | +64.3% | 0.12% | +51.3% |
| TMO | THERMO FISHER SCIENTIFIC INC | $412,000 | +3.0% | 3,286 | 0.0% | 0.11% | -6.6% | |
| DUK | Sell | DUKE ENERGY CORP NEW | $412,000 | -71.3% | 4,927 | -74.4% | 0.11% | -74.0% |
| BPL | BUCKEYE PARTNERS L Punit ltd partn | $409,000 | -4.9% | 5,400 | 0.0% | 0.11% | -13.7% | |
| NI | NISOURCE INC | $407,000 | +3.6% | 9,589 | 0.0% | 0.11% | -6.7% | |
| AGG | Buy | ISHARES TRcore us aggbd et | $402,000 | +100.0% | 3,649 | +98.1% | 0.11% | +82.0% |
| NVS | Buy | NOVARTIS A Gsponsored adr | $390,000 | +2.4% | 4,211 | +4.1% | 0.11% | -6.9% |
| GLW | CORNING INC | $379,000 | +18.4% | 16,528 | 0.0% | 0.10% | +7.1% | |
| YUM | Buy | YUM BRANDS INC | $380,000 | +6.4% | 5,213 | +5.0% | 0.10% | -3.7% |
| MRD | Buy | MEMORIAL RESOURCE DEV CORP | $379,000 | +16.6% | 21,000 | +75.0% | 0.10% | +6.1% |
| BAC | Sell | BANK AMER CORP | $377,000 | +3.9% | 21,081 | -0.9% | 0.10% | -6.3% |
| LINEQ | Sell | LINN ENERGY LLCunit ltd liab | $373,000 | -76.8% | 36,854 | -31.0% | 0.10% | -79.0% |
| GER | Sell | GOLDMAN SACHS MLP ENERGY REN | $373,000 | -54.3% | 26,297 | -35.1% | 0.10% | -58.6% |
| PAYX | Buy | PAYCHEX INC | $374,000 | +6.9% | 8,097 | +2.2% | 0.10% | -3.7% |
| MYL | Sell | MYLAN INC | $372,000 | +2.2% | 6,604 | -17.5% | 0.10% | -7.2% |
| FB | Buy | FACEBOOK INCcl a | $371,000 | +5.4% | 4,750 | +6.7% | 0.10% | -4.7% |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $369,000 | – | 3,550 | +100.0% | 0.10% | – |
| MMM | Buy | 3M CO | $370,000 | +19.0% | 2,254 | +2.5% | 0.10% | +7.4% |
| FIF | New | FIRST TR ENERGY INFRASTRCTR | $369,000 | – | 15,500 | +100.0% | 0.10% | – |
| IGSB | ISHARES1-3 yr cr bd etf | $369,000 | 0.0% | 3,508 | 0.0% | 0.10% | -8.9% | |
| LUMN | Sell | CENTURYLINK INC | $367,000 | -6.4% | 9,270 | -3.4% | 0.10% | -15.1% |
| L | Buy | LOEWS CORP | $363,000 | +2.5% | 8,629 | +1.5% | 0.10% | -7.4% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $363,000 | +1.1% | 4,750 | -9.5% | 0.10% | -8.3% |
| VNRSQ | Sell | VANGUARD NAT RES LLC | $360,000 | -61.4% | 23,880 | -29.6% | 0.10% | -65.1% |
| DE | DEERE & CO | $359,000 | +7.8% | 4,060 | 0.0% | 0.10% | -2.0% | |
| MKTO | Sell | MARKETO INC | $352,000 | -20.7% | 10,750 | -21.8% | 0.10% | -28.1% |
| EVT | New | EATON VANCE TAX ADVT DIV INC | $352,000 | – | 16,900 | +100.0% | 0.10% | – |
| HEP | HOLLY ENERGY PARTNERS L P | $352,000 | -17.9% | 11,778 | 0.0% | 0.10% | -26.0% | |
| RVT | Buy | ROYCE VALUE TR INC | $353,000 | +90.8% | 24,628 | +92.7% | 0.10% | +73.2% |
| GLRE | Buy | GREENLIGHT CAPITAL RE LTDclass a | $349,000 | +28.3% | 10,700 | +27.4% | 0.10% | +15.7% |
| TRNM | Sell | ROYAL BK SCOTLAND PLCus mc trendp etn | $336,000 | -37.8% | 9,672 | -39.7% | 0.09% | -43.6% |
| CB | CHUBB CORP | $332,000 | +13.7% | 3,207 | 0.0% | 0.09% | +3.4% | |
| EZM | Buy | WISDOMTREE TRmdcp earn fund | $328,000 | +34.4% | 3,540 | +26.9% | 0.09% | +23.0% |
| BK | Buy | BANK NEW YORK MELLON CORP | $325,000 | +12.1% | 8,020 | +7.1% | 0.09% | +2.3% |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $327,000 | +1.9% | 2,000 | 0.0% | 0.09% | -8.2% | |
| BUD | Buy | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $323,000 | +11.8% | 2,877 | +10.5% | 0.09% | +1.1% |
| APA | Sell | APACHE CORP | $323,000 | -33.8% | 5,159 | -0.7% | 0.09% | -40.3% |
| BLK | BLACKROCK INC | $320,000 | +8.8% | 896 | 0.0% | 0.09% | -2.2% | |
| HPT | Buy | HOSPITALITY PPTYS TR | $319,000 | +15.6% | 10,303 | +0.4% | 0.09% | +4.8% |
| SYK | STRYKER CORP | $315,000 | +16.7% | 3,338 | 0.0% | 0.09% | +6.1% | |
| ACE | Buy | ACE LTD | $311,000 | +10.7% | 2,711 | +1.1% | 0.09% | 0.0% |
| APOG | Sell | APOGEE ENTERPRISES INC | $296,000 | -3.9% | 6,994 | -9.6% | 0.08% | -12.8% |
| PHO | Buy | POWERSHARES ETF TRUSTwater resource | $296,000 | +14.3% | 11,509 | +9.5% | 0.08% | +3.8% |
| ZTS | Sell | ZOETIS INCcl a | $288,000 | +16.1% | 6,690 | -0.2% | 0.08% | +5.3% |
| DGX | New | QUEST DIAGNOSTICS INC | $288,000 | – | 4,302 | +100.0% | 0.08% | – |
| BERY | New | BERRY PLASTICS GROUP INC | $289,000 | – | 9,150 | +100.0% | 0.08% | – |
| LBTYK | Buy | LIBERTY GLOBAL PLC | $291,000 | +21.8% | 6,016 | +3.4% | 0.08% | +9.6% |
| FFA | New | FIRST TR ENHANCED EQTY INC F | $287,000 | – | 20,000 | +100.0% | 0.08% | – |
| HCA | HCA HOLDINGS INC | $286,000 | +4.0% | 3,903 | 0.0% | 0.08% | -6.0% | |
| Y | ALLEGHANY CORP DEL | $283,000 | +11.0% | 611 | 0.0% | 0.08% | 0.0% | |
| GLD | Buy | SPDR GOLD TRUST | $282,000 | +19.5% | 2,485 | +22.5% | 0.08% | +8.3% |
| FE | Sell | FIRSTENERGY CORP | $279,000 | +14.8% | 7,150 | -1.4% | 0.08% | +4.1% |
| AXP | Buy | AMERICAN EXPRESS CO | $279,000 | +13.4% | 2,999 | +6.8% | 0.08% | +2.7% |
| TWTR | New | TWITTER INC | $274,000 | – | 7,625 | +100.0% | 0.08% | – |
| KYN | KAYNE ANDERSON MLP INVT CO | $275,000 | -6.5% | 7,200 | 0.0% | 0.08% | -15.6% | |
| WPC | Sell | W P CAREY INC | $272,000 | +3.8% | 3,876 | -5.8% | 0.08% | -6.2% |
| GHC | GRAHAM HLDGS CO | $268,000 | +23.5% | 310 | 0.0% | 0.07% | +12.1% | |
| BKEP | Sell | BLUEKNIGHT ENERGY PARTNERS L | $263,000 | -43.9% | 39,600 | -30.4% | 0.07% | -49.0% |
| MLPL | Sell | UBS AG JERSEY BRANCH2xmn alr mlp inf | $260,000 | -82.1% | 4,520 | -77.2% | 0.07% | -83.7% |
| UAL | New | UNITED CONTL HLDGS INC | $261,000 | – | 3,901 | +100.0% | 0.07% | – |
| HYG | Sell | ISHARESiboxx hi yd etf | $260,000 | -46.7% | 2,902 | -45.4% | 0.07% | -51.7% |
| TEF | Sell | TELEFONICA S Asponsored adr | $259,000 | -18.3% | 18,208 | -11.6% | 0.07% | -25.8% |
| CLNY | Buy | COLONY FINL INC | $262,000 | +8.3% | 11,000 | +1.9% | 0.07% | -2.7% |
| MOO | MARKET VECTORS ETF TRagribus etf | $256,000 | -0.8% | 4,870 | 0.0% | 0.07% | -10.1% | |
| PX | Sell | PRAXAIR INC | $256,000 | -2.7% | 1,979 | -2.8% | 0.07% | -11.2% |
| AWP | Sell | ALPINE GLOBAL PREMIER PPTYS | $253,000 | +3.7% | 35,091 | -1.2% | 0.07% | -5.4% |
| SRC | Buy | SPIRIT RLTY CAP INC NEW | $255,000 | +13.8% | 21,449 | +5.2% | 0.07% | +2.9% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $248,000 | +7.4% | 3,050 | +1.7% | 0.07% | -2.9% |
| EFF | New | EATON VANCE FLTG RATE INCOM | $242,000 | – | 15,000 | +100.0% | 0.07% | – |
| FIS | FIDELITY NATL INFORMATION SV | $244,000 | +10.4% | 3,918 | 0.0% | 0.07% | 0.0% | |
| SHV | Sell | ISHARESshrt trs bd etf | $241,000 | -73.3% | 2,182 | -73.3% | 0.07% | -75.6% |
| ET | ENERGY TRANSFER EQUITY L P | $243,000 | -7.3% | 4,243 | 0.0% | 0.07% | -16.2% | |
| NEE | Sell | NEXTERA ENERGY INC | $242,000 | +6.6% | 2,281 | -5.8% | 0.07% | -2.9% |
| CL | Buy | COLGATE PALMOLIVE CO | $243,000 | +15.7% | 3,515 | +9.4% | 0.07% | +4.7% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $244,000 | +17.3% | 3,008 | +3.8% | 0.07% | +6.3% |
| AKAM | AKAMAI TECHNOLOGIES INC | $242,000 | +5.2% | 3,850 | 0.0% | 0.07% | -4.3% | |
| TRND | Sell | ROYAL BK SCOTLAND PLCus lc trendp etn | $238,000 | -38.7% | 5,998 | -39.7% | 0.07% | -44.1% |
| IWR | Buy | ISHARES TRrus mid-cap etf | $234,000 | +14.1% | 1,401 | +8.3% | 0.06% | +4.8% |
| WFM | Sell | WHOLE FOODS MKT INC | $236,000 | -17.8% | 4,688 | -37.8% | 0.06% | -25.3% |
| ED | New | CONSOLIDATED EDISON INC | $231,000 | – | 3,500 | +100.0% | 0.06% | – |
| LLY | New | LILLY ELI & CO | $229,000 | – | 3,315 | +100.0% | 0.06% | – |
| DEO | Buy | DIAGEO P L Cspon adr new | $227,000 | +12.9% | 1,991 | +14.2% | 0.06% | +3.3% |
| OLP | New | ONE LIBERTY PPTYS INC | $227,000 | – | 9,581 | +100.0% | 0.06% | – |
| TRV | New | TRAVELERS COMPANIES INC | $226,000 | – | 2,136 | +100.0% | 0.06% | – |
| ESV | Sell | ENSCO PLC | $222,000 | -43.5% | 7,399 | -22.3% | 0.06% | -49.2% |
| GCI | GANNETT INC | $217,000 | +7.4% | 6,800 | 0.0% | 0.06% | -3.2% | |
| CPN | New | CALPINE CORP | $214,000 | – | 9,655 | +100.0% | 0.06% | – |
| CNP | Buy | CENTERPOINT ENERGY INC | $212,000 | +0.5% | 9,034 | +4.7% | 0.06% | -7.8% |
| VGSH | VANGUARD SCOTTSDALE FDSshtrm gvt bd etf | $212,000 | 0.0% | 3,485 | 0.0% | 0.06% | -9.2% | |
| TTP | TORTOISE PIPELINE & ENERGY F | $215,000 | -10.8% | 7,000 | 0.0% | 0.06% | -19.2% | |
| TCP | New | TC PIPELINES LP | $214,000 | – | 3,000 | +100.0% | 0.06% | – |
| MU | MICRON TECHNOLOGY INC | $210,000 | +1.9% | 6,000 | 0.0% | 0.06% | -7.9% | |
| RKUS | New | RUCKUS WIRELESS INC | $211,000 | – | 17,550 | +100.0% | 0.06% | – |
| NOC | New | NORTHROP GRUMMAN CORP | $206,000 | – | 1,395 | +100.0% | 0.06% | – |
| BHI | New | BAKER HUGHES INC | $207,000 | – | 3,700 | +100.0% | 0.06% | – |
| 4305PS | Sell | ALCATEL-LUCENTsponsored adr | $205,000 | +15.8% | 57,746 | -0.9% | 0.06% | +5.6% |
| ILMN | New | ILLUMINA INC | $203,000 | – | 1,100 | +100.0% | 0.06% | – |
| TROX | Sell | TRONOX LTD | $202,000 | -34.0% | 8,457 | -28.0% | 0.06% | -39.8% |
| CXO | Sell | CONCHO RES INC | $201,000 | -72.7% | 2,019 | -65.6% | 0.06% | -75.0% |
| HK | Buy | HALCON RES CORP | $203,000 | +275.9% | 114,134 | +737.1% | 0.06% | +250.0% |
| EAD | New | WELLS FARGO ADVANTAGE INCOME | $204,000 | – | 23,000 | +100.0% | 0.06% | – |
| MEMPQ | New | MEMORIAL PRODTN PARTNERS LP | $197,000 | – | 13,500 | +100.0% | 0.05% | – |
| LMRK | New | LANDMARK INFRASTRUCTURE LP | $184,000 | – | 10,900 | +100.0% | 0.05% | – |
| OZM | Sell | OCH ZIFF CAP MGMT GROUPcl a | $175,000 | -9.3% | 15,000 | -16.7% | 0.05% | -18.6% |
| RMT | ROYCE MICRO-CAP TR INC | $172,000 | -14.4% | 17,056 | 0.0% | 0.05% | -21.3% | |
| ETX | New | EATON VANCE MUN INCOME TERM | $175,000 | – | 10,000 | +100.0% | 0.05% | – |
| ASG | Buy | LIBERTY ALL-STAR GROWTH FD I | $171,000 | +42.5% | 33,135 | +41.3% | 0.05% | +27.0% |
| VMO | INVESCO MUN OPPORTUNITY TR | $151,000 | +2.7% | 11,711 | 0.0% | 0.04% | -6.7% | |
| BREW | CRAFT BREW ALLIANCE INC | $153,000 | -7.8% | 11,500 | 0.0% | 0.04% | -17.6% | |
| MHN | BLACKROCK MUNIHLDGS NY QLTY | $140,000 | +4.5% | 10,000 | 0.0% | 0.04% | -4.9% | |
| LGCY | New | LEGACY RESVS LPunit lp int | $126,000 | – | 11,000 | +100.0% | 0.04% | – |
| MHF | WESTERN ASSET MUN HI INCM FD | $127,000 | +5.8% | 16,552 | 0.0% | 0.04% | -5.4% | |
| PMM | PUTNAM MANAGED MUN INCOM TR | $104,000 | +2.0% | 14,381 | 0.0% | 0.03% | -6.5% | |
| WEN | WENDYS CO | $102,000 | +9.7% | 11,300 | 0.0% | 0.03% | 0.0% | |
| ABEV | Buy | AMBEV SAsponsored adr | $70,000 | -5.4% | 11,260 | +0.1% | 0.02% | -17.4% |
| QTM | QUANTUM CORP | $69,000 | +53.3% | 39,100 | 0.0% | 0.02% | +35.7% | |
| GSTCQ | Buy | GASTAR EXPL INC NEW | $46,000 | -54.0% | 19,000 | +11.8% | 0.01% | -56.7% |
| TGB | New | TASEKO MINES LTD | $26,000 | – | 25,000 | +100.0% | 0.01% | – |
| HEROQ | Buy | HERCULES OFFSHORE INC | $21,000 | -38.2% | 21,367 | +39.0% | 0.01% | -40.0% |
| ETAK | ELEPHANT TALK COMM CORP | $14,000 | -22.2% | 17,000 | 0.0% | 0.00% | -20.0% | |
| NG | Exit | NOVAGOLD RES INC | $0 | – | -10,223 | -100.0% | -0.01% | – |
| LUB | Exit | LUBYS INC | $0 | – | -10,600 | -100.0% | -0.02% | – |
| HYT | Exit | BLACKROCK CORPOR HI YLD FD I | $0 | – | -12,015 | -100.0% | -0.04% | – |
| ARCC | Exit | ARES CAP CORP | $0 | – | -10,668 | -100.0% | -0.05% | – |
| LRE | Exit | LRR ENERGY LP | $0 | – | -10,000 | -100.0% | -0.06% | – |
| 7105SC | Exit | DOW 30SM ENHANCED PREM & INC | $0 | – | -14,465 | -100.0% | -0.06% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLCspon adr b | $0 | – | -2,626 | -100.0% | -0.06% | – |
| TOO | Exit | TEEKAY OFFSHORE PARTNERS L Ppartnership un | $0 | – | -6,150 | -100.0% | -0.06% | – |
| CI | Exit | CIGNA CORPORATION | $0 | – | -2,282 | -100.0% | -0.06% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCsponsored adr | $0 | – | -4,601 | -100.0% | -0.06% | – |
| SPKE | Exit | SPARK ENERGY INC | $0 | – | -13,200 | -100.0% | -0.07% | – |
| VEOEY | Exit | VEOLIA ENVIRONNEMENTsponsored adr | $0 | – | -13,100 | -100.0% | -0.07% | – |
| MRO | Exit | MARATHON OIL CORP | $0 | – | -6,182 | -100.0% | -0.07% | – |
| HCRSQ | Exit | HI-CRUSH PARTNERS LP | $0 | – | -4,600 | -100.0% | -0.07% | – |
| WWAV | Exit | WHITEWAVE FOODS CO | $0 | – | -6,700 | -100.0% | -0.07% | – |
| AWK | Exit | AMERICAN WTR WKS CO INC NEW | $0 | – | -5,232 | -100.0% | -0.08% | – |
| SE | Exit | SPECTRA ENERGY CORP | $0 | – | -6,734 | -100.0% | -0.08% | – |
| JNK | Exit | SPDR SERIES TRUSTbrc hgh yld bd | $0 | – | -6,503 | -100.0% | -0.08% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -5,056 | -100.0% | -0.08% | – |
| SAVE | Exit | SPIRIT AIRLS INC | $0 | – | -4,000 | -100.0% | -0.08% | – |
| WM | Exit | WASTE MGMT INC DEL | $0 | – | -5,800 | -100.0% | -0.08% | – |
| GWPH | Exit | GW PHARMACEUTICALS PLCads | $0 | – | -3,500 | -100.0% | -0.09% | – |
| LNN | Exit | LINDSAY CORP | $0 | – | -3,950 | -100.0% | -0.09% | – |
| PSP | Exit | POWERSHARES ETF TRUSTgbl lstd pvt eqt | $0 | – | -27,250 | -100.0% | -0.09% | – |
| CVY | Exit | CLAYMORE EXCHANGE TRD FD TRgug multi asset | $0 | – | -12,713 | -100.0% | -0.09% | – |
| T107SC | Exit | NUVEEN EQUITY PREM ADV FD | $0 | – | -24,000 | -100.0% | -0.10% | – |
| DBL | Exit | DOUBLELINE OPPORTUNISTIC CR | $0 | – | -13,726 | -100.0% | -0.10% | – |
| LNG | Exit | CHENIERE ENERGY INC | $0 | – | -4,100 | -100.0% | -0.10% | – |
| XEC | Exit | CIMAREX ENERGY CO | $0 | – | -2,600 | -100.0% | -0.10% | – |
| IMAX | Exit | IMAX CORP | $0 | – | -11,950 | -100.0% | -0.10% | – |
| GPI | Exit | GROUP 1 AUTOMOTIVE INC | $0 | – | -4,600 | -100.0% | -0.10% | – |
| FLTR | Exit | MARKET VECTORS ETF TRinvt grd fl rt | $0 | – | -13,688 | -100.0% | -0.10% | – |
| NYCB | Exit | NEW YORK CMNTY BANCORP INC | $0 | – | -22,800 | -100.0% | -0.11% | – |
| WMB | Exit | WILLIAMS COS INC DEL | $0 | – | -6,654 | -100.0% | -0.11% | – |
| AMID | Exit | AMERICAN MIDSTREAM PARTNERS | $0 | – | -13,170 | -100.0% | -0.12% | – |
| PXD | Exit | PIONEER NAT RES CO | $0 | – | -2,035 | -100.0% | -0.12% | – |
| SNI | Exit | SCRIPPS NETWORKS INTERACT IN | $0 | – | -5,250 | -100.0% | -0.12% | – |
| HQL | Exit | H & Q LIFE SCIENCES INVSsh ben int | $0 | – | -21,446 | -100.0% | -0.14% | – |
| EEM | Exit | ISHARES TRmsci emg mkt etf | $0 | – | -12,115 | -100.0% | -0.15% | – |
| AR | Exit | ANTERO RES CORP | $0 | – | -9,650 | -100.0% | -0.16% | – |
| VT | Exit | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $0 | – | -9,052 | -100.0% | -0.17% | – |
| LNCOQ | Exit | LINNCO LLC | $0 | – | -19,075 | -100.0% | -0.17% | – |
| ARPJQ | Exit | ATLAS RESOURCE PARTNERS LP | $0 | – | -33,306 | -100.0% | -0.20% | – |
| L109PS | Exit | ACCESS MIDSTREAM PARTNERS Lunit | $0 | – | -10,900 | -100.0% | -0.21% | – |
| TRN | Exit | TRINITY INDS INC | $0 | – | -16,000 | -100.0% | -0.23% | – |
| STJ | Exit | ST JUDE MED INC | $0 | – | -14,408 | -100.0% | -0.26% | – |
| SCCO | Exit | SOUTHERN COPPER CORP | $0 | – | -29,619 | -100.0% | -0.27% | – |
| SJM | Exit | SMUCKER J M CO | $0 | – | -9,266 | -100.0% | -0.28% | – |
| COBR | Exit | COBRA ELECTRS CORP | $0 | – | -218,500 | -100.0% | -0.28% | – |
| CTWS | Exit | CONNECTICUT WTR SVC INC | $0 | – | -29,902 | -100.0% | -0.30% | – |
| SNA | Exit | SNAP ON INC | $0 | – | -8,134 | -100.0% | -0.30% | – |
| 4945SC | Exit | KINDER MORGAN ENERGY PARTNERut ltd partner | $0 | – | -34,829 | -100.0% | -0.99% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ENTERPRISE PRODS PARTNERS L | 33 | Q2 2021 | 8.8% |
| SPDR S&P 500 ETF TR | 33 | Q2 2021 | 8.6% |
| MICROSOFT CORP | 33 | Q2 2021 | 3.7% |
| PFIZER INC | 33 | Q2 2021 | 1.8% |
| APPLE INC | 33 | Q2 2021 | 3.4% |
| EXXON MOBIL CORP | 33 | Q2 2021 | 2.6% |
| CISCO SYS INC | 33 | Q2 2021 | 1.7% |
| MAIN STREET CAPITAL CORP | 33 | Q2 2021 | 2.5% |
| AT&T INC | 33 | Q2 2021 | 1.7% |
| ALTRIA GROUP INC | 33 | Q2 2021 | 2.0% |
View USCA RIA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-27 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-27 |
| 13F-HR | 2020-08-13 |
| 13F-HR/A | 2020-04-22 |
| 13F-HR/A | 2020-04-22 |
| 13F-HR | 2020-04-13 |
| 13F-HR | 2020-01-27 |
| 13F-HR/A | 2019-11-07 |
View USCA RIA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.