$220 Million is the total value of USCA RIA LLC's 246 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 23.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $17,257,000 | -1.1% | 282,722 | +0.7% | 7.85% | -10.4% |
| MAIN | Buy | MAIN STREET CAPITAL CORP | $5,482,000 | +23.9% | 183,171 | +14.6% | 2.49% | +12.2% |
| GTE | Buy | GRAN TIERRA ENERGY INC | $4,780,000 | +22.8% | 674,150 | +4.1% | 2.18% | +11.2% |
| XOM | Sell | EXXON MOBIL CORP | $4,713,000 | -9.6% | 54,772 | -5.1% | 2.14% | -18.2% |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $4,196,000 | -2.7% | 79,680 | +3.1% | 1.91% | -11.9% |
| MO | Buy | ALTRIA GROUP INC | $4,188,000 | +5.6% | 121,910 | +7.6% | 1.90% | -4.3% |
| WMT | Buy | WAL-MART STORES INC | $4,084,000 | +0.2% | 55,219 | +0.9% | 1.86% | -9.3% |
| SPA | Sell | SPARTON CORP | $3,698,000 | +12.9% | 145,000 | -23.7% | 1.68% | +2.2% |
| GE | Buy | GENERAL ELECTRIC CO | $3,533,000 | +17.0% | 147,906 | +13.6% | 1.61% | +6.0% |
| 4945SC | Sell | KINDER MORGAN ENERGY PARTNERut ltd partner | $3,273,000 | -9.0% | 41,003 | -2.7% | 1.49% | -17.6% |
| PM | Buy | PHILIP MORRIS INTL INC | $3,174,000 | +18.0% | 36,652 | +18.1% | 1.44% | +6.9% |
| MSFT | Buy | MICROSOFT CORP | $3,103,000 | +2.4% | 93,243 | +6.3% | 1.41% | -7.2% |
| CVX | Buy | CHEVRON CORP NEW | $2,964,000 | +5.0% | 24,394 | +2.3% | 1.35% | -4.9% |
| PFE | Buy | PFIZER INC | $2,839,000 | +20.9% | 98,828 | +17.9% | 1.29% | +9.6% |
| GOOGL | Buy | GOOGLE INCcl a | $2,724,000 | +8.7% | 3,110 | +9.2% | 1.24% | -1.6% |
| PG | Sell | PROCTER & GAMBLE CO | $2,663,000 | -11.9% | 35,231 | -10.2% | 1.21% | -20.2% |
| JNJ | Sell | JOHNSON & JOHNSON | $2,411,000 | -1.1% | 27,815 | -2.0% | 1.10% | -10.4% |
| GPORQ | Buy | GULFPORT ENERGY CORP | $2,314,000 | +203.7% | 35,965 | +122.3% | 1.05% | +174.9% |
| MCD | Buy | MCDONALDS CORP | $2,284,000 | +19.6% | 23,738 | +23.1% | 1.04% | +8.3% |
| AAPL | Sell | APPLE INC | $2,123,000 | +19.9% | 4,453 | -0.2% | 0.97% | +8.7% |
| INTC | Sell | INTEL CORP | $1,926,000 | -13.0% | 84,045 | -8.1% | 0.88% | -21.3% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $1,875,000 | +1.1% | 11 | 0.0% | 0.85% | -8.5% | |
| MWE | MARKWEST ENERGY PARTNERS L Punit ltd partn | $1,874,000 | +8.1% | 25,940 | 0.0% | 0.85% | -2.1% | |
| KRFT | Buy | KRAFT FOODS GROUP INC | $1,854,000 | +21.6% | 35,326 | +29.4% | 0.84% | +10.2% |
| EQM | Buy | EQT MIDSTREAM PARTNERS LPunit ltd partn | $1,826,000 | +207.4% | 37,095 | +205.3% | 0.83% | +178.9% |
| COP | Buy | CONOCOPHILLIPS | $1,817,000 | +58.0% | 26,144 | +37.5% | 0.83% | +43.1% |
| ABBV | Buy | ABBVIE INC | $1,737,000 | +91.1% | 38,835 | +76.7% | 0.79% | +72.9% |
| HAL | Sell | HALLIBURTON CO | $1,719,000 | +11.4% | 35,709 | -3.5% | 0.78% | +0.9% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $1,576,000 | +17.5% | 9,378 | +12.2% | 0.72% | +6.4% |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GO | $1,568,000 | +64.2% | 47,391 | +37.1% | 0.71% | +48.5% |
| QCOM | Buy | QUALCOMM INC | $1,553,000 | +18.0% | 23,071 | +7.1% | 0.71% | +7.0% |
| NGL | New | NGL ENERGY PARTNERS LP | $1,527,000 | – | 49,500 | +100.0% | 0.70% | – |
| ETN | Buy | EATON CORP PLC | $1,522,000 | +59.4% | 22,114 | +52.4% | 0.69% | +44.2% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $1,486,000 | +15.8% | 16,951 | +9.2% | 0.68% | +5.0% |
| CSCO | Buy | CISCO SYS INC | $1,479,000 | -0.9% | 63,129 | +2.9% | 0.67% | -10.3% |
| F | Buy | FORD MTR CO DEL | $1,437,000 | +52.2% | 85,188 | +39.6% | 0.65% | +38.0% |
| TWX | Sell | TIME WARNER INC | $1,371,000 | +4.6% | 20,838 | -8.1% | 0.62% | -5.2% |
| MUB | New | ISHARESnat amt free bd | $1,368,000 | – | 13,090 | +100.0% | 0.62% | – |
| LO | Buy | LORILLARD INC | $1,358,000 | +39.6% | 30,334 | +36.1% | 0.62% | +26.4% |
| LINEQ | Sell | LINN ENERGY LLCunit ltd liab | $1,352,000 | -66.6% | 52,150 | -57.2% | 0.62% | -69.7% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS LP | $1,339,000 | +10.0% | 23,736 | +6.3% | 0.61% | -0.3% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,320,000 | +8.1% | 11,626 | +6.6% | 0.60% | -2.0% |
| QQQ | Sell | POWERSHARES QQQ TRUSTunit ser 1 | $1,317,000 | +7.3% | 16,699 | -3.0% | 0.60% | -2.8% |
| T | Sell | AT&T INC | $1,306,000 | -9.3% | 38,623 | -5.0% | 0.59% | -17.8% |
| IWM | Buy | ISHARESrussell 2000 etf | $1,296,000 | +24.1% | 12,161 | +13.0% | 0.59% | +12.6% |
| RAI | Buy | REYNOLDS AMERICAN INC | $1,266,000 | +52.3% | 25,944 | +51.0% | 0.58% | +38.1% |
| SO | Buy | SOUTHERN CO | $1,257,000 | +21.7% | 30,516 | +30.4% | 0.57% | +10.2% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,255,000 | +0.5% | 24,279 | +2.6% | 0.57% | -8.9% |
| CAT | Sell | CATERPILLAR INC DEL | $1,242,000 | -0.2% | 14,888 | -1.4% | 0.56% | -9.6% |
| MRK | Buy | MERCK & CO INC NEW | $1,239,000 | +6.7% | 26,027 | +4.1% | 0.56% | -3.3% |
| LUMN | Buy | CENTURYLINK INC | $1,237,000 | +69.9% | 39,410 | +91.4% | 0.56% | +53.8% |
| LLY | Buy | LILLY ELI & CO | $1,216,000 | +48.3% | 24,155 | +44.6% | 0.55% | +34.2% |
| YUM | Buy | YUM BRANDS INC | $1,216,000 | +3.1% | 17,028 | +0.2% | 0.55% | -6.6% |
| V | Buy | VISA INC | $1,210,000 | +42.4% | 6,331 | +36.1% | 0.55% | +29.0% |
| VNRSQ | Buy | VANGUARD NAT RES LLC | $1,210,000 | +10.5% | 43,230 | +10.2% | 0.55% | +0.2% |
| STX | Buy | SEAGATE TECHNOLOGY PLC | $1,186,000 | +74.2% | 27,100 | +78.3% | 0.54% | +57.9% |
| CVRR | Sell | CVR REFNG LP | $1,167,000 | -22.8% | 46,805 | -7.0% | 0.53% | -30.0% |
| DOW | Buy | DOW CHEM CO | $1,166,000 | +48.0% | 30,366 | +24.0% | 0.53% | +33.8% |
| LMT | Buy | LOCKHEED MARTIN CORP | $1,137,000 | +217.6% | 8,913 | +169.7% | 0.52% | +187.2% |
| LYB | Buy | LYONDELLBASELL INDUSTRIES N | $1,130,000 | +255.3% | 15,430 | +221.5% | 0.51% | +221.2% |
| GEL | Buy | GENESIS ENERGY L Punit ltd partn | $1,107,000 | +31.8% | 22,100 | +36.4% | 0.50% | +19.4% |
| C | Buy | CITIGROUP INC | $1,081,000 | +5.9% | 22,290 | +4.7% | 0.49% | -4.1% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $1,075,000 | +15.0% | 4,750 | +6.8% | 0.49% | +4.0% |
| WPZ | Sell | WILLIAMS PARTNERS L P | $1,039,000 | +0.4% | 19,650 | -2.0% | 0.47% | -9.0% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $1,040,000 | +1.1% | 22,479 | -2.4% | 0.47% | -8.5% |
| MLPL | Buy | UBS AG JERSEY BRANCH2xmn alr mlp inf | $1,017,000 | +12.4% | 18,920 | +15.2% | 0.46% | +1.8% |
| TEP | TALLGRASS ENERGY PARTNERS LP | $1,000,000 | +11.0% | 42,925 | 0.0% | 0.46% | +0.4% | |
| ETP | Buy | ENERGY TRANSFER PRTNRS L Punit ltd partn | $995,000 | +26.3% | 19,100 | +22.4% | 0.45% | +14.4% |
| FLIC | Buy | FIRST LONG IS CORP | $976,000 | +51.3% | 25,131 | +29.3% | 0.44% | +37.0% |
| GMPRB | Buy | GENERAL MTRS COjr pfd cnv srb | $960,000 | +104.3% | 19,140 | +96.1% | 0.44% | +85.2% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $951,000 | +9.2% | 14,473 | +6.1% | 0.43% | -0.9% |
| SNH | Buy | SENIOR HSG PPTYS TRsh ben int | $930,000 | +56.3% | 39,833 | +73.5% | 0.42% | +41.5% |
| O | Buy | REALTY INCOME CORP | $921,000 | +69.9% | 23,170 | +79.0% | 0.42% | +54.0% |
| COST | Buy | COSTCO WHSL CORP NEW | $894,000 | +8.6% | 7,760 | +4.3% | 0.41% | -1.5% |
| DUK | Buy | DUKE ENERGY CORP NEW | $871,000 | +104.0% | 13,042 | +106.1% | 0.40% | +85.0% |
| OMI | Buy | OWENS & MINOR INC NEW | $870,000 | +39.9% | 25,157 | +36.8% | 0.40% | +26.9% |
| KO | Buy | COCA COLA CO | $870,000 | +80.1% | 22,962 | +90.5% | 0.40% | +63.0% |
| YORW | Buy | YORK WTR CO | $852,000 | +44.4% | 42,454 | +36.9% | 0.39% | +31.1% |
| ARTNA | Buy | ARTESIAN RESOURCES CORPcl a | $852,000 | +41.1% | 38,272 | +41.1% | 0.39% | +28.1% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $830,000 | +10.4% | 26,422 | +0.3% | 0.38% | 0.0% |
| OKS | Sell | ONEOK PARTNERS LPunit ltd partn | $820,000 | +4.7% | 15,460 | -2.2% | 0.37% | -5.1% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $814,000 | -16.1% | 13,902 | -24.7% | 0.37% | -24.0% |
| SE | Buy | SPECTRA ENERGY CORP | $792,000 | +28.4% | 23,132 | +29.3% | 0.36% | +16.1% |
| SYY | Buy | SYSCO CORP | $764,000 | +140.3% | 24,003 | +157.7% | 0.35% | +117.5% |
| OHI | New | OMEGA HEALTHCARE INVS INC | $754,000 | – | 25,236 | +100.0% | 0.34% | – |
| MA | MASTERCARD INCcl a | $734,000 | +17.1% | 1,092 | 0.0% | 0.33% | +6.0% | |
| AEP | Buy | AMERICAN ELEC PWR INC | $732,000 | +130.9% | 16,894 | +138.5% | 0.33% | +109.4% |
| BP | Sell | BP PLCsponsored adr | $733,000 | -0.3% | 17,434 | -1.0% | 0.33% | -9.8% |
| BA | Buy | BOEING CO | $695,000 | +21.3% | 5,917 | +5.7% | 0.32% | +9.7% |
| PSA | PUBLIC STORAGE | $674,000 | +4.7% | 4,197 | 0.0% | 0.31% | -5.0% | |
| LFUS | LITTELFUSE INC | $673,000 | +4.8% | 8,600 | 0.0% | 0.31% | -5.0% | |
| EEP | Buy | ENBRIDGE ENERGY PARTNERS L P | $655,000 | +0.9% | 21,507 | +1.0% | 0.30% | -8.6% |
| SLB | Sell | SCHLUMBERGER LTD | $652,000 | +18.3% | 7,376 | -4.0% | 0.30% | +7.2% |
| HD | Buy | HOME DEPOT INC | $649,000 | -2.0% | 8,553 | +0.0% | 0.30% | -11.1% |
| LUK | Buy | LEUCADIA NATL CORP | $640,000 | +13.5% | 23,506 | +9.3% | 0.29% | +2.8% |
| ETR | Sell | ENTERGY CORP NEW | $638,000 | -14.5% | 10,100 | -5.6% | 0.29% | -22.7% |
| EMC | Buy | E M C CORP MASS | $636,000 | +28.0% | 24,881 | +18.3% | 0.29% | +15.6% |
| EMR | Buy | EMERSON ELEC CO | $626,000 | +19.0% | 9,668 | +0.2% | 0.28% | +8.0% |
| PEP | Sell | PEPSICO INC | $596,000 | -23.0% | 7,495 | -20.8% | 0.27% | -30.3% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $593,000 | +3.7% | 12,695 | +11.7% | 0.27% | -5.9% |
| NSC | Sell | NORFOLK SOUTHERN CORP | $581,000 | -14.6% | 7,506 | -19.8% | 0.26% | -22.8% |
| AMRE | Buy | AMREIT INC NEWcl b | $581,000 | +5.4% | 33,500 | +17.5% | 0.26% | -4.7% |
| WFC | Buy | WELLS FARGO & CO NEW | $576,000 | +11.6% | 13,944 | +11.5% | 0.26% | +1.2% |
| PPL | Buy | PPL CORP | $571,000 | +75.7% | 18,802 | +74.9% | 0.26% | +59.5% |
| FI | New | FRANKS INTL N V | $569,000 | – | 19,000 | +100.0% | 0.26% | – |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $568,000 | +12.9% | 10,225 | +4.6% | 0.26% | +2.0% |
| MDIV | Sell | FIRST TR EXCHANGE TRADED FDmulti asset di | $562,000 | -29.2% | 27,223 | -27.5% | 0.26% | -35.8% |
| TGT | Buy | TARGET CORP | $559,000 | -6.7% | 8,737 | +0.4% | 0.25% | -15.6% |
| PB | PROSPERITY BANCSHARES INC | $557,000 | +19.5% | 9,000 | 0.0% | 0.25% | +8.1% | |
| RTN | Buy | RAYTHEON CO | $542,000 | +31.6% | 7,027 | +12.8% | 0.25% | +19.3% |
| EBAY | Buy | EBAY INC | $543,000 | +37.8% | 9,738 | +27.7% | 0.25% | +24.7% |
| EFF | New | EATON VANCE FLTG RATE INCOM | $520,000 | – | 29,000 | +100.0% | 0.24% | – |
| FLTR | Sell | MARKET VECTORS ETF TRinvt grd fl rt | $517,000 | -0.8% | 20,721 | -1.0% | 0.24% | -10.3% |
| IVV | Sell | ISHAREScore s&p500 etf | $513,000 | -2.5% | 3,038 | -7.1% | 0.23% | -11.7% |
| SBSI | Sell | SOUTHSIDE BANCSHARES INC | $506,000 | -24.1% | 18,839 | -32.6% | 0.23% | -31.3% |
| NGLS | Buy | TARGA RESOURCES PARTNERS LP | $503,000 | +5.2% | 9,780 | +3.2% | 0.23% | -4.6% |
| ABT | ABBOTT LABS | $501,000 | -4.9% | 15,101 | 0.0% | 0.23% | -14.0% | |
| CMI | CUMMINS INC | $502,000 | +22.4% | 3,780 | 0.0% | 0.23% | +10.7% | |
| MDT | Sell | MEDTRONIC INC | $501,000 | +1.4% | 9,407 | -2.1% | 0.23% | -8.1% |
| SXL | SUNOCO LOGISTICS PRTNRS L P | $498,000 | +3.8% | 7,500 | 0.0% | 0.23% | -5.8% | |
| SNY | Buy | SANOFIsponsored adr | $495,000 | +1.9% | 9,782 | +3.7% | 0.22% | -7.8% |
| KMG | KMG CHEMICALS INC | $484,000 | +4.3% | 22,000 | 0.0% | 0.22% | -5.6% | |
| GAS | New | AGL RES INC | $472,000 | – | 10,244 | +100.0% | 0.22% | – |
| RBCAA | Sell | REPUBLIC BANCORP KYcl a | $471,000 | -16.8% | 17,107 | -33.8% | 0.21% | -24.6% |
| GLD | Buy | SPDR GOLD TRUST | $465,000 | +12.0% | 3,629 | +4.2% | 0.21% | +1.9% |
| EXC | Buy | EXELON CORP | $467,000 | +32.3% | 15,753 | +37.7% | 0.21% | +19.8% |
| BX | Buy | BLACKSTONE GROUP L P | $463,000 | +22.2% | 18,585 | +3.3% | 0.21% | +11.1% |
| SJW | New | SJW CORP | $461,000 | – | 16,450 | +100.0% | 0.21% | – |
| MSEX | New | MIDDLESEX WATER CO | $458,000 | – | 21,434 | +100.0% | 0.21% | – |
| SKT | New | TANGER FACTORY OUTLET CTRS I | $456,000 | – | 13,964 | +100.0% | 0.21% | – |
| LRE | LRR ENERGY LP | $446,000 | +8.3% | 28,000 | 0.0% | 0.20% | -1.9% | |
| RSG | New | REPUBLIC SVCS INC | $444,000 | – | 13,299 | +100.0% | 0.20% | – |
| ARPJQ | ATLAS RESOURCE PARTNERS LP | $440,000 | -4.3% | 21,000 | 0.0% | 0.20% | -13.4% | |
| AIG | Buy | AMERICAN INTL GROUP INC | $432,000 | +109.7% | 8,880 | +93.0% | 0.20% | +91.3% |
| GIS | New | GENERAL MLS INC | $428,000 | – | 8,941 | +100.0% | 0.20% | – |
| WFM | Sell | WHOLE FOODS MKT INC | $426,000 | -11.4% | 7,276 | -22.1% | 0.19% | -19.8% |
| CPK | New | CHESAPEAKE UTILS CORP | $427,000 | – | 8,142 | +100.0% | 0.19% | – |
| FYX | Buy | FIRST TR SML CP CORE ALPHA F | $425,000 | +25.4% | 9,698 | +12.9% | 0.19% | +13.5% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $422,000 | +5.2% | 5,900 | -3.5% | 0.19% | -4.5% |
| HYG | Buy | ISHARESiboxx hi yd etf | $420,000 | +40.9% | 4,585 | +39.7% | 0.19% | +27.3% |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $416,000 | +13.0% | 6,732 | +12.9% | 0.19% | +2.2% |
| WPC | Sell | W P CAREY INC | $415,000 | -34.2% | 6,421 | -32.6% | 0.19% | -40.4% |
| HEP | HOLLY ENERGY PARTNERS L P | $413,000 | -13.1% | 12,478 | 0.0% | 0.19% | -21.3% | |
| VGR | Sell | VECTOR GROUP LTD | $414,000 | -30.9% | 25,704 | -30.4% | 0.19% | -37.5% |
| POT | Sell | POTASH CORP SASK INC | $414,000 | -18.2% | 13,232 | -0.2% | 0.19% | -26.0% |
| AROW | Sell | ARROW FINL CORP | $405,000 | -31.4% | 15,967 | -33.0% | 0.18% | -37.8% |
| APA | Buy | APACHE CORP | $402,000 | +5.2% | 4,724 | +3.6% | 0.18% | -4.7% |
| PNR | Buy | PENTAIR LTD | $402,000 | +28.8% | 6,192 | +14.7% | 0.18% | +16.6% |
| WRI | WEINGARTEN RLTY INVSsh ben int | $403,000 | -4.7% | 13,756 | 0.0% | 0.18% | -13.7% | |
| ESV | Buy | ENSCO PLC | $394,000 | +84.1% | 7,331 | +99.3% | 0.18% | +67.3% |
| UNS | Sell | UNS ENERGY CORP | $384,000 | -31.6% | 8,241 | -34.3% | 0.18% | -37.9% |
| MUR | Sell | MURPHY OIL CORP | $382,000 | -33.7% | 6,331 | -33.1% | 0.17% | -39.8% |
| FNX | Buy | FIRST TR MID CAP CORE ALPHAD | $381,000 | +23.3% | 8,313 | +13.5% | 0.17% | +11.6% |
| UBA | Sell | URSTADT BIDDLE PPTYS INCcl a | $365,000 | -35.1% | 18,353 | -34.2% | 0.17% | -41.1% |
| BAX | BAXTER INTL INC | $359,000 | -5.3% | 5,472 | 0.0% | 0.16% | -14.2% | |
| LPI | New | LAREDO PETE HLDGS INC | $356,000 | – | 12,000 | +100.0% | 0.16% | – |
| PCY | Buy | POWERSHARES GLOBAL ETF TRUSTsovereign debt | $355,000 | +10.2% | 12,980 | +10.1% | 0.16% | 0.0% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $356,000 | +21.1% | 3,305 | +4.7% | 0.16% | +9.5% |
| FE | Buy | FIRSTENERGY CORP | $354,000 | +58.0% | 9,725 | +62.1% | 0.16% | +42.5% |
| IGSB | New | ISHARES1-3 yr cr bd etf | $352,000 | – | 3,343 | +100.0% | 0.16% | – |
| TRP | Sell | TRANSCANADA CORP | $352,000 | -34.3% | 8,016 | -35.5% | 0.16% | -40.5% |
| FNF | FIDELITY NATIONAL FINANCIALcl a | $351,000 | +11.8% | 13,192 | 0.0% | 0.16% | +1.3% | |
| PNG | PAA NAT GAS STORAGE L P | $348,000 | +10.5% | 14,950 | 0.0% | 0.16% | 0.0% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $346,000 | -9.7% | 1,867 | -6.8% | 0.16% | -18.2% |
| ORCL | Buy | ORACLE CORP | $340,000 | +13.3% | 10,262 | +5.1% | 0.16% | +2.6% |
| KKR | KKR & CO L P DEL | $338,000 | +4.6% | 16,430 | 0.0% | 0.15% | -4.9% | |
| IEP | ICAHN ENTERPRISES LPdepositary unit | $333,000 | +14.4% | 4,000 | 0.0% | 0.15% | +4.1% | |
| CINF | Buy | CINCINNATI FINL CORP | $326,000 | +24.4% | 6,905 | +21.0% | 0.15% | +12.1% |
| DEM | Buy | WISDOMTREE TRemerg mkts etf | $325,000 | +38.3% | 6,287 | +29.4% | 0.15% | +25.4% |
| L | Sell | LOEWS CORP | $321,000 | +3.5% | 6,878 | -1.4% | 0.15% | -6.4% |
| PXD | New | PIONEER NAT RES CO | $318,000 | – | 1,685 | +100.0% | 0.14% | – |
| BAC | Buy | BANK OF AMERICA CORPORATION | $319,000 | +45.0% | 23,123 | +35.0% | 0.14% | +31.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $319,000 | +1.3% | 3,466 | -6.8% | 0.14% | -8.2% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $315,000 | +5.4% | 6,283 | +5.0% | 0.14% | -4.7% |
| HEDJ | Buy | WISDOMTREE TReurope hedged eq | $314,000 | +16.7% | 5,907 | +5.4% | 0.14% | +5.9% |
| MMM | 3M CO | $311,000 | +9.1% | 2,607 | 0.0% | 0.14% | -1.4% | |
| DE | Sell | DEERE & CO | $306,000 | -11.6% | 3,760 | -11.7% | 0.14% | -20.1% |
| PSX | PHILLIPS 66 | $302,000 | -1.9% | 5,223 | 0.0% | 0.14% | -11.6% | |
| AGN | ALLERGAN INC | $295,000 | +7.7% | 3,258 | 0.0% | 0.13% | -2.9% | |
| LM | Sell | LEGG MASON INC | $292,000 | +4.3% | 8,735 | -3.3% | 0.13% | -5.7% |
| WM | New | WASTE MGMT INC DEL | $293,000 | – | 7,100 | +100.0% | 0.13% | – |
| KYN | KAYNE ANDERSON MLP INVSMNT C | $290,000 | -7.9% | 8,100 | 0.0% | 0.13% | -16.5% | |
| UNP | Buy | UNION PAC CORP | $289,000 | +2.1% | 1,860 | +1.3% | 0.13% | -7.7% |
| ALL | ALLSTATE CORP | $287,000 | +5.1% | 5,676 | 0.0% | 0.13% | -4.4% | |
| QRE | Buy | QR ENERGY LPunit ltd prtns | $282,000 | -3.8% | 17,350 | +4.2% | 0.13% | -12.9% |
| BKEP | Buy | BLUEKNIGHT ENERGY PARTNERS L | $282,000 | -0.7% | 34,400 | +6.2% | 0.13% | -10.5% |
| TEF | Buy | TELEFONICA S Asponsored adr | $279,000 | +28.0% | 18,002 | +5.8% | 0.13% | +16.5% |
| OAK | Sell | OAKTREE CAP GROUP LLCunit 99/99/9999 | $280,000 | -2.1% | 5,345 | -1.8% | 0.13% | -11.8% |
| JAZZ | New | JAZZ PHARMACEUTICALS PLC | $276,000 | – | 3,000 | +100.0% | 0.13% | – |
| JNK | Buy | SPDR SERIES TRUSTbrc hgh yld bd | $277,000 | +9.1% | 6,947 | +8.2% | 0.13% | -1.6% |
| UAL | New | UNITED CONTL HLDGS INC | $276,000 | – | 9,001 | +100.0% | 0.13% | – |
| PAYX | Sell | PAYCHEX INC | $270,000 | +8.0% | 6,649 | -2.9% | 0.12% | -2.4% |
| GDPMQ | New | GOODRICH PETE CORP | $267,000 | – | 11,000 | +100.0% | 0.12% | – |
| SUI | Buy | SUN CMNTYS INC | $262,000 | -4.4% | 6,148 | +11.8% | 0.12% | -13.8% |
| AWP | ALPINE GLOBAL PREMIER PPTYS | $256,000 | -5.2% | 35,516 | 0.0% | 0.12% | -14.7% | |
| GCI | GANNETT INC | $252,000 | +9.6% | 9,400 | 0.0% | 0.12% | -0.9% | |
| BIN | PROGRESSIVE WASTE SOLUTIONS | $250,000 | +19.6% | 9,720 | 0.0% | 0.11% | +8.6% | |
| CB | Buy | CHUBB CORP | $249,000 | +11.7% | 2,795 | +6.1% | 0.11% | +0.9% |
| MPC | Buy | MARATHON PETE CORP | $246,000 | -9.2% | 3,819 | +0.2% | 0.11% | -17.6% |
| WPO | New | WASHINGTON POST COcl b | $245,000 | – | 400 | +100.0% | 0.11% | – |
| PX | Sell | PRAXAIR INC | $245,000 | -0.4% | 2,035 | -4.9% | 0.11% | -10.5% |
| SYK | Sell | STRYKER CORP | $243,000 | +3.4% | 3,588 | -1.4% | 0.11% | -5.9% |
| NML | Sell | NEUBERGER BERMAN MLP INCOME | $244,000 | -37.8% | 13,000 | -35.0% | 0.11% | -43.7% |
| BLK | BLACKROCK INC | $239,000 | +5.3% | 885 | 0.0% | 0.11% | -4.4% | |
| MOO | Buy | MARKET VECTORS ETF TRagribus etf | $239,000 | +5.8% | 4,660 | +5.7% | 0.11% | -4.4% |
| ACE | ACE LTD | $234,000 | +4.5% | 2,500 | 0.0% | 0.11% | -6.2% | |
| GLW | Sell | CORNING INC | $233,000 | +0.9% | 15,968 | -1.8% | 0.11% | -8.6% |
| SMLP | SUMMIT MIDSTREAM PARTNERS LP | $234,000 | -0.4% | 6,880 | 0.0% | 0.11% | -10.2% | |
| BEAM | BEAM INC | $234,000 | +2.6% | 3,620 | 0.0% | 0.11% | -7.8% | |
| NFG | New | NATIONAL FUEL GAS CO N J | $234,000 | – | 3,400 | +100.0% | 0.11% | – |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $230,000 | -28.6% | 9,300 | -28.5% | 0.10% | -35.2% |
| Y | ALLEGHANY CORP DEL | $231,000 | +6.9% | 564 | 0.0% | 0.10% | -2.8% | |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $228,000 | -53.6% | 1,508 | -54.3% | 0.10% | -57.9% |
| QEPM | New | QEP MIDSTREAM PARTNERS LP | $226,000 | – | 10,000 | +100.0% | 0.10% | – |
| EOG | New | EOG RES INC | $226,000 | – | 1,334 | +100.0% | 0.10% | – |
| CVY | New | CLAYMORE EXCHANGE TRD FD TRgug multi asset | $223,000 | – | 9,417 | +100.0% | 0.10% | – |
| TTP | Sell | TORTOISE PIPELINE & ENERGY F | $222,000 | -28.2% | 8,000 | -25.9% | 0.10% | -34.8% |
| HK | Buy | HALCON RES CORP | $222,000 | +58.6% | 50,134 | +103.5% | 0.10% | +44.3% |
| HCN | Buy | HEALTH CARE REIT INC | $220,000 | +9.5% | 3,533 | +17.8% | 0.10% | -1.0% |
| NEM | Buy | NEWMONT MINING CORP | $219,000 | -3.1% | 7,807 | +3.3% | 0.10% | -12.3% |
| MRO | Buy | MARATHON OIL CORP | $215,000 | +1.4% | 6,157 | +0.6% | 0.10% | -7.5% |
| ZTS | Sell | ZOETIS INCcl a | $215,000 | -0.5% | 6,923 | -1.2% | 0.10% | -9.3% |
| EGP | EASTGROUP PPTY INC | $213,000 | +4.9% | 3,600 | 0.0% | 0.10% | -4.9% | |
| HQL | New | H & Q LIFE SCIENCES INVSsh ben int | $214,000 | – | 11,114 | +100.0% | 0.10% | – |
| BHP | New | BHP BILLITON LTDsponsored adr | $210,000 | – | 3,152 | +100.0% | 0.10% | – |
| RRMS | New | ROSE ROCK MIDSTREAM L P | $208,000 | – | 6,500 | +100.0% | 0.10% | – |
| HON | New | HONEYWELL INTL INC | $206,000 | – | 2,475 | +100.0% | 0.09% | – |
| CPT | CAMDEN PPTY TRsh ben int | $206,000 | -11.2% | 3,350 | 0.0% | 0.09% | -19.7% | |
| VEOEY | Buy | VEOLIA ENVIRONNEMENTsponsored adr | $207,000 | +51.1% | 12,100 | +0.8% | 0.09% | +36.2% |
| 4305PS | Sell | ALCATEL-LUCENTsponsored adr | $203,000 | +63.7% | 57,580 | -15.8% | 0.09% | +48.4% |
| DIS | New | DISNEY WALT CO | $202,000 | – | 3,131 | +100.0% | 0.09% | – |
| GLRE | New | GREENLIGHT CAPITAL RE LTDclass a | $202,000 | – | 7,100 | +100.0% | 0.09% | – |
| AMLP | New | ALPS ETF TRalerian mlp | $195,000 | – | 11,109 | +100.0% | 0.09% | – |
| DDR | DDR CORP | $189,000 | -5.5% | 12,000 | 0.0% | 0.09% | -14.0% | |
| RMT | New | ROYCE MICRO-CAP TR INC | $174,000 | – | 14,888 | +100.0% | 0.08% | – |
| NLY | Sell | ANNALY CAP MGMT INC | $164,000 | -12.8% | 14,181 | -5.4% | 0.08% | -20.2% |
| BREW | CRAFT BREW ALLIANCE INC | $155,000 | +63.2% | 11,500 | 0.0% | 0.07% | +47.9% | |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $118,000 | +18.0% | 19,521 | +21.2% | 0.05% | +8.0% |
| WEN | Sell | WENDYS CO | $117,000 | +31.5% | 13,800 | -9.8% | 0.05% | +17.8% |
| EROC | Sell | EAGLE ROCK ENERGY PARTNERS Lunit | $99,000 | -70.1% | 14,000 | -66.7% | 0.04% | -72.9% |
| FIG | New | FORTRESS INVESTMENT GROUP LLcl a | $95,000 | – | 12,000 | +100.0% | 0.04% | – |
| LUB | Sell | LUBYS INC | $90,000 | -31.8% | 12,600 | -19.2% | 0.04% | -37.9% |
| FTR | FRONTIER COMMUNICATIONS CORP | $64,000 | +3.2% | 15,372 | 0.0% | 0.03% | -6.5% | |
| QTM | Sell | QUANTUM CORP | $60,000 | 0.0% | 43,700 | -0.2% | 0.03% | -10.0% |
| NES | NUVERRA ENVIRONMENTAL SOLUTI | $23,000 | -20.7% | 10,000 | 0.0% | 0.01% | -33.3% | |
| ETAK | ELEPHANT TALK COMM CORP | $11,000 | +10.0% | 17,000 | 0.0% | 0.01% | 0.0% | |
| LXRX | Exit | LEXICON PHARMACEUTICALS INC | $0 | – | -40,000 | -100.0% | -0.04% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP LTDord | $0 | – | -10,500 | -100.0% | -0.06% | – |
| IG | Exit | IGI LABS INC | $0 | – | -98,600 | -100.0% | -0.07% | – |
| ED | Exit | CONSOLIDATED EDISON INC | $0 | – | -3,500 | -100.0% | -0.10% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -2,488 | -100.0% | -0.10% | – |
| AGG | Exit | ISHARES TRcore totusbd etf | $0 | – | -2,151 | -100.0% | -0.12% | – |
| BND | Exit | VANGUARD BD INDEX FD INCtotal bnd mrkt | $0 | – | -2,838 | -100.0% | -0.12% | – |
| JTD | Exit | NUVEEN TAX ADVANTAGED DIV GR | $0 | – | -17,888 | -100.0% | -0.13% | – |
| CLMT | Exit | CALUMET SPECIALTY PRODS PTNRut ltd partner | $0 | – | -7,800 | -100.0% | -0.14% | – |
| FTI | Exit | FMC TECHNOLOGIES INC | $0 | – | -5,318 | -100.0% | -0.15% | – |
| TBT | Exit | PROSHARES TR | $0 | – | -4,205 | -100.0% | -0.15% | – |
| SDS | Exit | PROSHARES TR | $0 | – | -7,617 | -100.0% | -0.16% | – |
| AWAY | Exit | HOMEAWAY INC | $0 | – | -10,000 | -100.0% | -0.16% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -27,000 | -100.0% | -0.19% | – |
| LNCOQ | Exit | LINNCO LLC | $0 | – | -13,050 | -100.0% | -0.24% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUNI | $0 | – | -37,101 | -100.0% | -0.25% | – |
| NMZ | Exit | NUVEEN MUN HIGH INCOME OPP F | $0 | – | -41,614 | -100.0% | -0.26% | – |
| HYD | Exit | MARKET VECTORS ETF TRhg yld mun etf | $0 | – | -18,531 | -100.0% | -0.28% | – |
| MYI | Exit | BLACKROCK MUNIYIELD QLTY FD | $0 | – | -79,130 | -100.0% | -0.56% | – |
| TFI | Exit | SPDR SERIES TRUSTnuvn brcly muni | $0 | – | -49,936 | -100.0% | -0.57% | – |
| TBF | Exit | PROSHARES TRshrt 20+yr tre | $0 | – | -107,341 | -100.0% | -1.69% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ENTERPRISE PRODS PARTNERS L | 33 | Q2 2021 | 8.8% |
| SPDR S&P 500 ETF TR | 33 | Q2 2021 | 8.6% |
| MICROSOFT CORP | 33 | Q2 2021 | 3.7% |
| PFIZER INC | 33 | Q2 2021 | 1.8% |
| APPLE INC | 33 | Q2 2021 | 3.4% |
| EXXON MOBIL CORP | 33 | Q2 2021 | 2.6% |
| CISCO SYS INC | 33 | Q2 2021 | 1.7% |
| MAIN STREET CAPITAL CORP | 33 | Q2 2021 | 2.5% |
| AT&T INC | 33 | Q2 2021 | 1.7% |
| ALTRIA GROUP INC | 33 | Q2 2021 | 2.0% |
View USCA RIA LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-07-28 |
| 13F-HR | 2021-04-27 |
| 13F-HR | 2021-01-27 |
| 13F-HR | 2020-10-27 |
| 13F-HR | 2020-08-13 |
| 13F-HR/A | 2020-04-22 |
| 13F-HR/A | 2020-04-22 |
| 13F-HR | 2020-04-13 |
| 13F-HR | 2020-01-27 |
| 13F-HR/A | 2019-11-07 |
View USCA RIA LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.