$874 Million is the total value of FIRST BUSINESS FINANCIAL SERVICES, INC.'s 156 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 11.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Buy | Vanguard Total Stock Market ET | $207,625,000 | +4.0% | 934,993 | +4.4% | 23.76% | +1.8% |
| IEFA | Buy | iShares Core MSCI EAFE ETF | $117,559,000 | +4.1% | 1,583,291 | +5.0% | 13.45% | +1.9% |
| IWF | Buy | iShares Russell 1000 Growth ET | $85,944,000 | +6.9% | 313,620 | +5.9% | 9.83% | +4.6% |
| MTUM | Buy | iShares Edge MSCI USA Momentum | $69,566,000 | +4.6% | 396,164 | +3.3% | 7.96% | +2.4% |
| IJR | Buy | iShares Core S&P Small-Cap ETF | $62,246,000 | -0.4% | 570,067 | +3.1% | 7.12% | -2.5% |
| AGG | Buy | iShares Core US Aggregate Bond | $61,300,000 | +1.4% | 533,830 | +1.8% | 7.01% | -0.8% |
| IWD | Buy | iShares Russell 1000 Value ETF | $46,048,000 | +2.2% | 294,220 | +3.6% | 5.27% | +0.0% |
| IJH | Buy | iShares Core S&P Mid-Cap ETF | $40,270,000 | +0.6% | 153,078 | +2.8% | 4.61% | -1.5% |
| SPY | SPDR S&P 500 ETF | $19,304,000 | +0.3% | 44,983 | 0.0% | 2.21% | -1.9% | |
| FBIZ | Buy | First Business Financial Servi | $9,824,000 | +6.4% | 342,185 | +0.3% | 1.12% | +4.2% |
| AAPL | Buy | Apple Inc | $7,631,000 | +5.4% | 53,932 | +2.0% | 0.87% | +3.2% |
| FISV | Sell | Fiserv Inc | $7,036,000 | +1.1% | 64,845 | -0.4% | 0.80% | -1.0% |
| GOOGL | Buy | Alphabet Inc Cap Stk Cl A | $5,221,000 | +21.4% | 1,953 | +10.8% | 0.60% | +18.7% |
| MUB | Buy | iShares National Muni Bond ETF | $4,640,000 | +3.2% | 39,938 | +4.1% | 0.53% | +1.0% |
| JPM | Buy | JPMorgan Chase & Co | $4,129,000 | +12.6% | 25,222 | +7.0% | 0.47% | +10.0% |
| MSFT | Buy | Microsoft Corp | $3,824,000 | +7.6% | 13,563 | +3.3% | 0.44% | +5.3% |
| CSCO | Buy | Cisco Systems Inc | $2,500,000 | +17.6% | 45,923 | +14.5% | 0.29% | +14.9% |
| DIS | Buy | Walt Disney Company | $2,459,000 | -1.0% | 14,535 | +2.9% | 0.28% | -3.1% |
| PEP | Buy | Pepsico Inc | $2,347,000 | +51.6% | 15,604 | +49.4% | 0.27% | +48.6% |
| AMZN | Buy | Amazon.com Inc | $2,260,000 | +175.9% | 688 | +189.1% | 0.26% | +169.8% |
| IVV | Buy | iShares S&P 500 Core | $2,242,000 | +65.3% | 5,205 | +65.0% | 0.26% | +61.6% |
| ADI | Buy | Analog Devices Inc | $2,153,000 | -1.8% | 12,855 | +1.0% | 0.25% | -3.9% |
| XLK | Technology Select Sector SPDR | $1,991,000 | +1.1% | 13,335 | 0.0% | 0.23% | -0.9% | |
| HD | Buy | Home Depot Inc | $1,955,000 | +12.0% | 5,955 | +8.8% | 0.22% | +9.8% |
| AMT | Buy | American Tower Corp | $1,953,000 | -0.1% | 7,357 | +1.6% | 0.22% | -2.6% |
| TXN | Buy | Texas Instruments Inc | $1,899,000 | +0.3% | 9,882 | +0.3% | 0.22% | -1.8% |
| MCD | Buy | McDonald's Corp | $1,881,000 | +210.4% | 7,800 | +197.1% | 0.22% | +202.8% |
| KO | Buy | Coca-Cola Co | $1,800,000 | +31.2% | 34,310 | +35.3% | 0.21% | +28.8% |
| LRCX | Sell | Lam Research Corporation | $1,759,000 | -13.6% | 3,091 | -1.2% | 0.20% | -15.5% |
| ALL | Buy | Allstate Corp | $1,695,000 | -1.9% | 13,316 | +0.6% | 0.19% | -4.0% |
| FIS | Fidelity National Information | $1,603,000 | -14.1% | 13,171 | 0.0% | 0.18% | -16.1% | |
| LOW | Buy | Lowe's Companies Inc | $1,583,000 | +9.6% | 7,802 | +4.8% | 0.18% | +7.1% |
| KLAC | Buy | Kla-tencor Corp | $1,571,000 | +6.4% | 4,695 | +3.1% | 0.18% | +4.0% |
| AVGO | Buy | Broadcom Inc | $1,551,000 | +3.7% | 3,199 | +1.9% | 0.18% | +1.1% |
| UNH | Buy | UnitedHealth Group Inc | $1,530,000 | +2.5% | 3,915 | +5.1% | 0.18% | +0.6% |
| JNJ | Buy | Johnson & Johnson | $1,508,000 | +61.6% | 9,340 | +64.9% | 0.17% | +58.7% |
| ANTM | Buy | Anthem Inc | $1,419,000 | +1.4% | 3,806 | +3.8% | 0.16% | -1.2% |
| SYK | Sell | Stryker Corp | $1,405,000 | -1.5% | 5,327 | -3.0% | 0.16% | -3.6% |
| GNRC | Sell | Generac Holdings Inc | $1,367,000 | -1.7% | 3,344 | -0.2% | 0.16% | -4.3% |
| EBAY | Buy | eBay Inc | $1,362,000 | +0.3% | 19,553 | +1.1% | 0.16% | -1.9% |
| EA | Buy | Electronic Arts Inc | $1,352,000 | +6.0% | 9,502 | +7.2% | 0.16% | +4.0% |
| IWB | iShares Russell 1000 ETF | $1,348,000 | -0.1% | 5,578 | 0.0% | 0.15% | -2.5% | |
| MRK | Sell | Merck & Co Inc | $1,347,000 | -4.0% | 17,933 | -0.6% | 0.15% | -6.1% |
| SBUX | Buy | Starbucks Corp | $1,335,000 | +10.6% | 12,105 | +12.1% | 0.15% | +8.5% |
| TMUS | Buy | T Mobile US Inc | $1,331,000 | -8.4% | 10,415 | +3.8% | 0.15% | -10.6% |
| LLY | Buy | Lilly Eli Co | $1,332,000 | +4.0% | 5,765 | +3.3% | 0.15% | +1.3% |
| RSG | Buy | Republic Services Inc | $1,301,000 | +11.7% | 10,833 | +2.3% | 0.15% | +9.6% |
| PAYX | Sell | Paychex Inc | $1,283,000 | +4.0% | 11,408 | -0.8% | 0.15% | +2.1% |
| TJX | Sell | TJX Companies Inc | $1,283,000 | -3.6% | 19,438 | -1.5% | 0.15% | -5.8% |
| ICE | Buy | Intercontinental Exchange Inc | $1,284,000 | -3.2% | 11,180 | +0.1% | 0.15% | -5.2% |
| AMGN | Buy | Amgen Inc | $1,279,000 | +9.4% | 6,014 | +25.4% | 0.15% | +6.6% |
| COST | Sell | Costco Wholesale Corp | $1,260,000 | +11.7% | 2,803 | -1.7% | 0.14% | +9.1% |
| JCI | Buy | Johnson Controls Intl, PLC | $1,254,000 | +1.4% | 18,416 | +2.2% | 0.14% | -1.4% |
| ANET | Buy | Arista Networks Inc | $1,240,000 | -3.5% | 3,608 | +1.7% | 0.14% | -5.3% |
| QCOM | Buy | Qualcomm Inc | $1,211,000 | -9.4% | 9,391 | +0.5% | 0.14% | -10.9% |
| PG | Buy | Procter & Gamble Co | $1,210,000 | +48.1% | 8,657 | +42.9% | 0.14% | +43.8% |
| USMV | Buy | iShares Edge MSCI Min Vol USA | $1,188,000 | +1.8% | 16,160 | +1.9% | 0.14% | 0.0% |
| ABC | Buy | Amerisourcebergen Corp | $1,169,000 | +12.6% | 9,784 | +8.0% | 0.13% | +10.7% |
| CSX | Buy | CSX Corp Com | $1,173,000 | -3.8% | 39,456 | +3.8% | 0.13% | -5.6% |
| PM | Buy | Philip Morris International In | $1,144,000 | +9.2% | 12,068 | +14.2% | 0.13% | +6.5% |
| RIO | Buy | Rio Tinto PLC Sponsored ADR | $1,147,000 | +58.6% | 17,170 | +99.2% | 0.13% | +54.1% |
| WTRG | Buy | Essential Utilities, Inc | $1,134,000 | +3.1% | 24,617 | +2.3% | 0.13% | +0.8% |
| PYPL | Paypal Hldgs Inc | $1,124,000 | -10.7% | 4,320 | 0.0% | 0.13% | -12.2% | |
| C | Buy | Citigroup Inc | $1,083,000 | +8.8% | 15,427 | +9.7% | 0.12% | +6.9% |
| EXPE | Buy | Expedia Group Inc New | $1,072,000 | +7.1% | 6,541 | +7.0% | 0.12% | +5.1% |
| MU | Buy | Micron Technology Inc | $1,055,000 | -4.5% | 14,862 | +14.3% | 0.12% | -6.2% |
| XLE | Energy Select Sector SPDR ETF | $1,054,000 | -3.3% | 20,225 | 0.0% | 0.12% | -4.7% | |
| VB | Vanguard Small-Cap ETF | $1,016,000 | -3.0% | 4,647 | 0.0% | 0.12% | -4.9% | |
| ABBV | Buy | Abbvie Inc Com | $1,000,000 | +267.6% | 9,270 | +284.3% | 0.11% | +256.2% |
| IWM | Buy | iShares Russell 2000 | $975,000 | +74.1% | 4,456 | +82.4% | 0.11% | +72.3% |
| DRI | Buy | Darden Restaurants Inc | $980,000 | +9.6% | 6,468 | +5.6% | 0.11% | +6.7% |
| PGR | Buy | Progressive Corp | $960,000 | -6.7% | 10,618 | +1.3% | 0.11% | -8.3% |
| INTC | Sell | Intel Corp | $946,000 | -8.1% | 17,754 | -3.2% | 0.11% | -10.0% |
| IWO | iShares Russell 2000 Growth | $925,000 | -5.8% | 3,152 | 0.0% | 0.11% | -7.8% | |
| MDY | SPDRA S&P MidCap 400 ETF | $908,000 | -2.0% | 1,888 | 0.0% | 0.10% | -3.7% | |
| V | Buy | Visa Inc | $881,000 | +159.1% | 3,953 | +172.1% | 0.10% | +152.5% |
| XLF | Financial Select Sector SPDR E | $882,000 | +2.3% | 23,489 | 0.0% | 0.10% | 0.0% | |
| ABT | New | Abbott Laboratories | $884,000 | – | 7,485 | +100.0% | 0.10% | – |
| VOX | Vanguard Communication SVCS ET | $873,000 | -2.1% | 6,200 | 0.0% | 0.10% | -3.8% | |
| PWR | Quanta Services Inc | $873,000 | +25.8% | 7,668 | 0.0% | 0.10% | +23.5% | |
| INOV | Inovalon Hldgs Inc Cl A | $839,000 | +18.2% | 20,833 | 0.0% | 0.10% | +15.7% | |
| GOOG | Sell | Alphabet Inc Cap Stk Cl C | $818,000 | +5.7% | 307 | -0.6% | 0.09% | +4.4% |
| KR | Buy | Kroger Co | $796,000 | +8.2% | 19,677 | +2.4% | 0.09% | +5.8% |
| XLI | Industrials Select Sector SPDR | $776,000 | -4.4% | 7,928 | 0.0% | 0.09% | -6.3% | |
| NICE | Nice Ltd Sponsored ADR | $771,000 | +14.9% | 2,713 | 0.0% | 0.09% | +12.8% | |
| NKE | Nike Inc | $760,000 | -5.9% | 5,230 | 0.0% | 0.09% | -7.4% | |
| CRL | Charles River Labs Intl | $753,000 | +11.6% | 1,825 | 0.0% | 0.09% | +8.9% | |
| MDLZ | Mondelez Intl Inc Class A | $755,000 | -6.8% | 12,974 | 0.0% | 0.09% | -9.5% | |
| IWN | iShares Russell 2000 Value | $747,000 | -3.4% | 4,662 | 0.0% | 0.08% | -5.6% | |
| XOM | Buy | Exxon Mobil Corp | $741,000 | +48.8% | 12,595 | +59.5% | 0.08% | +46.6% |
| TTEK | Tetra Tech Inc New | $698,000 | +22.2% | 4,676 | 0.0% | 0.08% | +19.4% | |
| VO | Vanguard Mid-Cap ETF | $703,000 | -0.3% | 2,969 | 0.0% | 0.08% | -2.4% | |
| BLK | BlackRock Inc | $670,000 | -4.1% | 799 | 0.0% | 0.08% | -6.1% | |
| BAC | Buy | Bank Of America Corp | $654,000 | +13.9% | 15,403 | +10.6% | 0.08% | +11.9% |
| ARKK | Ark Innovation | $644,000 | -15.5% | 5,827 | 0.0% | 0.07% | -16.9% | |
| EBS | Sell | Emergent Biosolutions | $630,000 | -22.1% | 12,590 | -2.0% | 0.07% | -24.2% |
| APD | Buy | Air Prods Chems Inc | $630,000 | -7.2% | 2,460 | +4.2% | 0.07% | -8.9% |
| TRI | Thomson Reuters Corp | $617,000 | +11.4% | 5,581 | 0.0% | 0.07% | +9.2% | |
| NVDA | Buy | Nvidia Corp | $612,000 | +3.7% | 2,952 | +300.0% | 0.07% | +1.4% |
| FB | Buy | Facebook Inc Cl A | $555,000 | +61.3% | 1,636 | +65.6% | 0.06% | +60.0% |
| AON | Aon PLC Shs Cl A | $549,000 | +19.6% | 1,921 | 0.0% | 0.06% | +16.7% | |
| DOX | Amdocs Ltd ADR | $533,000 | -2.0% | 7,038 | 0.0% | 0.06% | -4.7% | |
| MA | Buy | Mastercard Inc Cl A | $523,000 | +24.2% | 1,504 | +30.3% | 0.06% | +22.4% |
| ACN | Accenture PLC | $517,000 | +8.6% | 1,615 | 0.0% | 0.06% | +5.4% | |
| MGEE | MGE Energy Inc | $501,000 | -1.4% | 6,821 | 0.0% | 0.06% | -3.4% | |
| RDSA | Buy | Royal Dutch Shell ADR | $499,000 | +27.6% | 11,189 | +15.7% | 0.06% | +23.9% |
| ISRG | Buy | Intuitive Surgical Inc | $467,000 | +37.4% | 470 | +27.0% | 0.05% | +32.5% |
| TWLO | New | Twilio Inc | $459,000 | – | 1,440 | +100.0% | 0.05% | – |
| BMO | Bank Of Montreal | $462,000 | -2.7% | 4,635 | 0.0% | 0.05% | -5.4% | |
| CVX | Buy | Chevron Corp | $459,000 | +4.6% | 4,525 | +7.9% | 0.05% | +3.9% |
| PNC | Buy | PNC Financial Services Group I | $453,000 | +19.2% | 2,317 | +16.3% | 0.05% | +18.2% |
| VUG | Vanguard Index Growth | $436,000 | +1.2% | 1,502 | 0.0% | 0.05% | 0.0% | |
| GLW | Buy | Corning Inc | $436,000 | -8.8% | 11,944 | +2.1% | 0.05% | -10.7% |
| T | Buy | AT&T Inc | $422,000 | +7.7% | 15,621 | +14.8% | 0.05% | +4.3% |
| TDG | Transdigm Group Inc | $413,000 | -3.7% | 662 | 0.0% | 0.05% | -6.0% | |
| MRNA | New | Moderna Inc | $385,000 | – | 1,000 | +100.0% | 0.04% | – |
| TEL | TE Connectivity Ltd | $388,000 | +1.6% | 2,825 | 0.0% | 0.04% | -2.2% | |
| PFE | Pfizer Inc | $383,000 | +9.7% | 8,901 | 0.0% | 0.04% | +7.3% | |
| RSP | Invesco S & P 500 Equal Weight | $374,000 | -0.8% | 2,498 | 0.0% | 0.04% | -2.3% | |
| VTV | Vanguard Index Value | $354,000 | -1.4% | 2,614 | 0.0% | 0.04% | -2.4% | |
| NFLX | Netflix Inc | $349,000 | +15.6% | 571 | 0.0% | 0.04% | +14.3% | |
| BABA | Buy | Alibaba Group Hldg Ltd Sponsor | $353,000 | -17.5% | 2,386 | +26.5% | 0.04% | -20.0% |
| EXAS | Exact Sciences Corp | $352,000 | -23.3% | 3,690 | 0.0% | 0.04% | -25.9% | |
| MO | Sell | Altria Group Inc | $347,000 | -8.7% | 7,616 | -4.3% | 0.04% | -9.1% |
| WDC | Western Digital Corp | $343,000 | -20.6% | 6,074 | 0.0% | 0.04% | -22.0% | |
| GLD | Spdr Gold Trust Shs | $328,000 | -0.9% | 2,000 | 0.0% | 0.04% | -2.6% | |
| AMAT | New | Applied Materials Inc | $330,000 | – | 2,565 | +100.0% | 0.04% | – |
| AMD | Buy | Advanced Micro Devices Inc | $326,000 | +46.2% | 3,172 | +33.6% | 0.04% | +42.3% |
| NEE | Nextera Energy Inc | $306,000 | +7.4% | 3,891 | 0.0% | 0.04% | +6.1% | |
| KMB | Kimberly-Clark Corp | $306,000 | -1.0% | 2,308 | 0.0% | 0.04% | -2.8% | |
| WMT | Buy | Wal-Mart Inc | $303,000 | -1.0% | 2,173 | +0.3% | 0.04% | -2.8% |
| MCHP | Microchip Technology Inc | $287,000 | +2.5% | 1,873 | 0.0% | 0.03% | 0.0% | |
| AMP | Buy | Ameriprise Financial Inc | $289,000 | +14.2% | 1,093 | +7.7% | 0.03% | +10.0% |
| UNP | Union Pacific Corp | $292,000 | -10.7% | 1,489 | 0.0% | 0.03% | -13.2% | |
| BMY | Buy | Bristol Myers Squibb Co | $290,000 | -7.6% | 4,900 | +4.3% | 0.03% | -10.8% |
| ACWX | iShares MSCI ACWI ex US | $276,000 | -3.8% | 4,987 | 0.0% | 0.03% | -5.9% | |
| USB | US Bancorp | $283,000 | +4.4% | 4,755 | 0.0% | 0.03% | 0.0% | |
| AXP | Buy | American Express CO | $273,000 | +23.0% | 1,630 | +21.4% | 0.03% | +19.2% |
| SCHX | Schwab US Large-Cap ETF | $270,000 | 0.0% | 2,598 | 0.0% | 0.03% | -3.1% | |
| VEA | Buy | Vanguard FTSE Developed Market | $265,000 | -0.4% | 5,245 | +1.6% | 0.03% | -3.2% |
| NMIH | NMI Holdings Inc Cl A | $262,000 | +0.4% | 11,604 | 0.0% | 0.03% | -3.2% | |
| EFAV | Sell | iShares Edge MSCI Min Vol EAFE | $248,000 | -49.4% | 3,288 | -49.3% | 0.03% | -50.9% |
| ATI | Allegheny Technologies Inc | $238,000 | -20.4% | 14,325 | 0.0% | 0.03% | -22.9% | |
| RMD | ResMed Inc | $231,000 | +6.9% | 877 | 0.0% | 0.03% | +4.0% | |
| QQQ | New | Invesco Qqq Tr ETF | $227,000 | – | 635 | +100.0% | 0.03% | – |
| WM | Waste Mgmt Inc Del | $223,000 | +6.7% | 1,495 | 0.0% | 0.03% | +8.3% | |
| WEYS | New | Weyco Group Inc | $223,000 | – | 9,852 | +100.0% | 0.03% | – |
| CMCSA | New | Comcast Corp Class A | $215,000 | – | 3,839 | +100.0% | 0.02% | – |
| ETN | Eaton Corp PLC | $221,000 | +0.9% | 1,479 | 0.0% | 0.02% | -3.8% | |
| MRVL | New | Marvell Technology Group LTD | $217,000 | – | 3,600 | +100.0% | 0.02% | – |
| ADBE | Adobe Inc | $219,000 | -1.8% | 380 | 0.0% | 0.02% | -3.8% | |
| EFA | iShares MSCI EAFE ETF | $221,000 | -1.3% | 2,837 | 0.0% | 0.02% | -3.8% | |
| ITW | Illinois Tool Works Inc | $207,000 | -7.6% | 1,001 | 0.0% | 0.02% | -7.7% | |
| IQV | Iqvia Holdings Inc | $201,000 | -1.0% | 838 | 0.0% | 0.02% | -4.2% | |
| LULU | New | Lululemon Athletica Inc | $203,000 | – | 550 | +100.0% | 0.02% | – |
| VOD | Sell | Vodafone Group Plc Adr | $182,000 | -28.3% | 11,806 | -20.3% | 0.02% | -30.0% |
| PQEFF | Exit | Petroteq Energy Inc | $0 | – | -100,000 | -100.0% | -0.00% | – |
| Exit | American Tax Exempt Bond Fund | $0 | – | -10,328 | -100.0% | -0.02% | – | |
| Exit | Pimco Income Fund Imstl | $0 | – | -15,058 | -100.0% | -0.02% | – | |
| Exit | Franklin Managed Income Cl A | $0 | – | -20,812 | -100.0% | -0.03% | – | |
| Exit | American Funds Capital Income | $0 | – | -5,644 | -100.0% | -0.04% | – | |
| Exit | Capital World Growth Income Cl | $0 | – | -9,032 | -100.0% | -0.07% | – | |
| Exit | Vanguard International Growth | $0 | – | -5,205 | -100.0% | -0.10% | – | |
| Exit | Invesco Short Term Municipal R | $0 | – | -4,619,749 | -100.0% | -2.06% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD TOTAL STOCK MARKET ETF | 42 | Q3 2023 | 33.2% |
| iShares Core US Aggregate Bond | 42 | Q3 2023 | 21.6% |
| iShares Russell 1000 Growth ETF | 42 | Q3 2023 | 11.1% |
| iShares Russell 1000 Value ETF | 42 | Q3 2023 | 10.9% |
| First Business Financial Services, Inc. | 42 | Q3 2023 | 3.9% |
| SPDR S&P 500 ETF | 42 | Q3 2023 | 3.3% |
| ISHARES RUSSELL 2000 VALUE | 42 | Q3 2023 | 6.0% |
| ISHARES RUSSELL 2000 GROWTH | 42 | Q3 2023 | 4.7% |
| PHILIP MORRIS INTERNATIONAL INC | 42 | Q3 2023 | 0.7% |
| Fidelity National Information Services Inc. | 42 | Q3 2023 | 0.4% |
View FIRST BUSINESS FINANCIAL SERVICES, INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2024-05-03 |
| 8-K | 2024-05-03 |
| 8-K | 2024-05-01 |
| 8-K | 2024-04-30 |
| 8-K | 2024-04-29 |
| 10-Q | 2024-04-26 |
| 8-K | 2024-04-26 |
| 8-K | 2024-04-26 |
| 8-K | 2024-04-25 |
| 4 | 2024-04-23 |
View FIRST BUSINESS FINANCIAL SERVICES, INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.