Nuveen Asset Management, LLC - Q4 2019 holdings

$264 Billion is the total value of Nuveen Asset Management, LLC's 7263 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 0.0% .

 Value Shares↓ Weighting
USMV  ISHARES TRmsci min vol etf$23,993,000
+2.3%
365,7530.0%0.01%0.0%
FEZ  SPDR INDEX SHS FDSeuro stoxx 50$18,203,000
+8.1%
446,2510.0%0.01%0.0%
NUSA  NUSHARES ETF TRnuveen enhcd 1 5$15,188,000
-0.3%
608,5000.0%0.01%0.0%
IGRO  ISHARES TRintl div grwth$5,068,000
+9.0%
84,0000.0%0.00%0.0%
HYG  ISHARES TRiboxx hi yd etf$3,957,000
+0.9%
45,0000.0%0.00%0.0%
SJNK  SPDR SERIES TRUSTbloomberg srt tr$4,984,000
-0.3%
185,0000.0%0.00%0.0%
AMNB  AMERICAN NATL BANKSHARES INC$1,443,000
+11.5%
36,4720.0%0.00%0.0%
BFIN  BANKFINANCIAL CORP$1,343,000
+9.8%
102,7120.0%0.00%
BZH  BEAZER HOMES USA INC$2,153,000
-5.2%
152,4110.0%0.00%0.0%
DSM  BNY MELLON STRATEGIC MUN BD$1,644,000
-5.0%
205,7850.0%0.00%0.0%
HWKN  HAWKINS INC$1,742,000
+7.8%
38,0180.0%0.00%0.0%
HCCI  HERITAGE CRYSTAL CLEAN INC$1,766,000
+18.4%
56,3160.0%0.00%0.0%
EWJ  ISHARES INCmsci jpn etf new$2,440,000
+4.4%
41,1900.0%0.00%0.0%
NOAH  NOAH HLDGS LTDspon ads cl a$1,628,000
+21.1%
46,0520.0%0.00%0.0%
OIBRC  OI S Asponsored adr ne$3,164,000
-15.3%
3,396,3320.0%0.00%
-50.0%
PEI  PENNSYLVANIA RL ESTATE INVTsh ben int$3,476,000
-0.2%
308,3400.0%0.00%0.0%
PFIS  PEOPLES FINL SVCS CORP$1,412,000
+11.2%
28,0460.0%0.00%0.0%
PML  PIMCO MUN INCOME FD II$1,818,000
+0.8%
114,5250.0%0.00%0.0%
MHI  PIONEER MUN HIGH INCOME TR$1,562,000
-3.0%
129,3140.0%0.00%0.0%
RIGL  RIGEL PHARMACEUTICALS INC$1,332,000
+14.4%
622,4010.0%0.00%
SIBN  SI BONE INC$1,971,000
+21.7%
91,7020.0%0.00%0.0%
STML  STEMLINE THERAPEUTICS INC$1,569,000
+2.1%
147,6820.0%0.00%0.0%
TAK  TAKEDA PHARMACEUTICAL CO LTDsponsored ads$1,336,000
+14.7%
67,7080.0%0.00%
VEA  VANGUARD TAX MANAGED INTL FDftse dev mkt etf$3,305,000
+7.3%
75,0000.0%0.00%0.0%
WTBA  WEST BANCORPORATION INCcap stk$1,869,000
+17.9%
72,9190.0%0.00%0.0%
MMU  WESTERN ASST MNGD MUN FD INC$1,728,000
-3.1%
129,7340.0%0.00%0.0%
PTN  PALATIN TECHNOLOGIES INC$404,000
-14.0%
517,5420.0%0.00%
RTIX  RTI SURGICAL HOLDINGS INC$750,000
-3.8%
273,7770.0%0.00%
RES  RPC INC$1,206,000
-6.7%
230,1760.0%0.00%
-100.0%
SSTI  SHOTSPOTTER INC$773,000
+10.7%
30,3050.0%0.00%
RICK  RCI HOSPITALITY HLDGS INC$759,000
-0.7%
36,9820.0%0.00%
SAMG  SILVERCREST ASSET MGMT GROUPcl a$319,000
+2.6%
25,3490.0%0.00%
PLSE  PULSE BIOSCIENCES INC$544,000
-13.2%
40,6100.0%0.00%
PBIP  PRUDENTIAL BANCORP INC NEW$575,000
+9.1%
30,9960.0%0.00%
PTVCB  PROTECTIVE INS CORPcl b$594,000
-7.8%
36,9460.0%0.00%
MAV  PIONEER MUN HIGH INCOME ADV$440,000
-1.1%
40,7090.0%0.00%
SONM  SONIM TECHNOLOGIES INC$268,000
+23.5%
73,8960.0%0.00%
SFST  SOUTHERN FIRST BANCSHARES IN$1,154,000
+6.7%
27,1640.0%0.00%
PKOH  PARK OHIO HLDGS CORP$1,103,000
+12.7%
32,7890.0%0.00%
PRGX  PRGX GLOBAL INC$247,000
-4.6%
50,2520.0%0.00%
ORN  ORION GROUP HOLDINGS INC$218,000
+15.3%
42,1000.0%0.00%
SRT  STARTEK INC$325,000
+23.1%
40,7860.0%0.00%
ORGO  ORGANOGENESIS HLDGS INC$127,000
-27.0%
26,4870.0%0.00%
OPY  OPPENHEIMER HLDGS INCcl a non vtg$1,090,000
-8.6%
39,6780.0%0.00%
SBT  STERLING BANCORP INC$546,000
-17.0%
67,4100.0%0.00%
STRS  STRATUS PPTYS INC$670,000
+5.3%
21,6460.0%0.00%
OPBK  OP BANCORP$358,000
+5.9%
34,5600.0%0.00%
NWFL  NORWOOD FINANCIAL CORP$824,000
+23.0%
21,1960.0%0.00%
NRIM  NORTHRIM BANCORP INC$1,013,000
-3.4%
26,4380.0%0.00%
SYNL  SYNALLOY CP DEL$206,000
-18.9%
15,9330.0%0.00%
SNCR  SYNCHRONOSS TECHNOLOGIES INC$892,000
-12.0%
187,8180.0%0.00%
NBH  NEUBERGER BERMAN MUNI FD INC$517,000
-0.2%
33,5560.0%0.00%
NCSM  NCS MULTISTAGE HLDGS INC$66,000
+4.8%
31,5170.0%0.00%
MSON  MISONIX INC$210,000
-7.5%
11,2860.0%0.00%
MLND  MILLENDO THERAPEUTICS INC$100,000
-5.7%
14,8650.0%0.00%
MPB  MID PENN BANCORP INC$294,000
+12.2%
10,2120.0%0.00%
MNOV  MEDICINOVA INC$950,000
-15.3%
141,0610.0%0.00%
MFIN  MEDALLION FINL CORP$376,000
+13.6%
51,7480.0%0.00%
TNAV  TELENAV INC$921,000
+1.8%
189,4490.0%0.00%
MNKD  MANNKIND CORP$920,000
+3.3%
712,9080.0%0.00%
TBNK  TERRITORIAL BANCORP INC$981,000
+8.3%
31,6990.0%0.00%
MNSB  MAINSTREET BANCSHARES INC$244,000
+9.4%
10,5920.0%0.00%
MFNC  MACKINAC FINL CORP$239,000
+12.7%
13,7090.0%0.00%
MMAC  MMA CAPITAL HOLDINGS INC$238,000
+5.8%
7,4860.0%0.00%
MDCA  MDC PARTNERS INCcl a sub vtg$583,000
-1.4%
209,5770.0%0.00%
LOVE  LOVESAC COMPANY$245,000
-14.0%
15,2840.0%0.00%
LOGC  LOGICBIO THERAPEUTICS INC$135,000
-33.2%
18,7180.0%0.00%
LMNR  LIMONEIRA CO$1,179,000
+4.7%
61,3080.0%0.00%
LEE  LEE ENTERPRISES INC$190,000
-30.4%
133,8770.0%0.00%
LEAF  LEAF GROUP LTD$456,000
-4.6%
113,8800.0%0.00%
TRNS  TRANSCAT INC$322,000
+24.3%
10,1070.0%0.00%
LXU  LSB INDS INC$461,000
-18.8%
109,5900.0%0.00%
TZOO  TRAVELZOO$144,0000.0%13,4560.0%0.00%
ACWX  ISHARES TRmsci acwi ex us$1,046,000
+6.6%
21,3000.0%0.00%
IQI  INVESCO QUALITY MUNI INC TRS$409,000
-1.7%
32,5240.0%0.00%
VKI  INVESCO ADVANTAGE MUNICIPALsh ben int$824,000
-0.7%
68,7960.0%0.00%
VMO  INVESCO MUN OPPORTUNITY TR$1,187,000
-0.6%
88,5720.0%0.00%
VGM  INVESCO TR INVT GRADE MUNS$808,000
-0.7%
58,4890.0%0.00%
VKQ  INVESCO MUN TR$823,000
-2.0%
66,6070.0%0.00%
IIN  INTRICON CORP$721,000
-7.6%
40,0960.0%0.00%
INSE  INSPIRED ENTMT INC$97,000
-6.7%
14,3950.0%0.00%
III  INFORMATION SERVICES GROUP I$301,000
+1.7%
119,0570.0%0.00%
IDEX  IDEANOMICS INC$114,000
-43.0%
133,1250.0%0.00%
IESC  IES HLDGS INC$909,000
+24.5%
35,4240.0%0.00%
HBMD  HOWARD BANCORP INC$761,000
+1.2%
45,0650.0%0.00%
HOOK  HOOKIPA PHARMA INC$134,000
+63.4%
10,9930.0%0.00%
HBCP  HOME BANCORP INC$998,000
+0.5%
25,4800.0%0.00%
HWBK  HAWTHORN BANCSHARES INC$222,000
+6.7%
8,7180.0%0.00%
USWS  U S WELL SVCS INCcl a$95,000
-13.6%
50,0280.0%0.00%
HARP  HARPOON THERAPEUTICS INC$233,000
+8.4%
15,7490.0%0.00%
UNTY  UNITY BANCORP INC$624,000
+2.0%
27,6390.0%0.00%
GDP  GOODRICH PETE CORP$118,000
-5.6%
11,7300.0%0.00%
GLYC  GLYCOMIMETICS INC$709,000
+22.9%
133,9510.0%0.00%
UEC  URANIUM ENERGY CORP$605,000
-5.6%
657,4320.0%0.00%
GFN  GENERAL FIN CORP DEL$316,000
+25.4%
28,5640.0%0.00%
GENC  GENCOR INDS INC$319,000
+0.6%
27,2640.0%0.00%
GCAP  GAIN CAP HLDGS INC$428,000
-25.2%
108,2640.0%0.00%
GSIT  GSI TECHNOLOGY$271,000
-19.1%
38,2880.0%0.00%
GTYH  GTY TECHNOLOGY HOLDINGS INC$605,000
-6.2%
102,8380.0%0.00%
GTTN  GTT COMMUNICATIONS INC$274,000
+20.7%
24,1310.0%0.00%
GBL  GAMCO INVESTORS INC$213,0000.0%10,9170.0%0.00%
FF  FUTUREFUEL CORPORATION$1,274,000
+3.8%
102,7800.0%0.00%
FRAF  FRANKLIN FINL SVCS CORP$249,000
+8.7%
6,4450.0%0.00%
VV  VANGUARD INDEX FDSlarge cap etf$328,000
+8.6%
2,2170.0%0.00%
FSTR  FOSTER L B CO$1,272,000
-10.6%
65,6400.0%0.00%
-100.0%
FLXS  FLEXSTEEL INDS INC$643,000
+34.2%
32,2960.0%0.00%
FFNW  FIRST FINANCIAL NORTHWEST IN$439,000
+1.2%
29,3960.0%0.00%
FCBP  FIRST CHOICE BANCORP$700,000
+26.4%
25,9720.0%0.00%
FCAP  FIRST CAPITAL INC$363,000
+26.5%
4,9690.0%0.00%
FPI  FARMLAND PARTNERS INC$846,000
+1.4%
124,8740.0%0.00%
EVFM  EVOFEM BIOSCIENCES INC$230,000
+22.3%
37,3210.0%0.00%
EVLO  EVELO BIOSCIENCES INC$140,000
-33.3%
34,3950.0%0.00%
ESCA  ESCALADE INC$353,000
-9.7%
35,9030.0%0.00%
UUUU  ENERGY FUELS INC$668,000
-1.0%
349,6930.0%0.00%
ECOR  ELECTROCORE INC$64,000
-27.3%
40,1970.0%0.00%
ERA  ERA GROUP INC$856,000
-3.7%
84,1890.0%0.00%
DLTH  DULUTH HLDGS INC$397,000
+24.5%
37,6670.0%0.00%
MNP  WESTERN ASST MN PRT FD INC$344,000
-0.3%
22,5290.0%0.00%
WNEB  WESTERN NEW ENG BANCORP INC$990,000
+1.1%
102,7920.0%0.00%
VFL  DELAWARE INVT NAT MUNI INC Fsh ben int$550,000
-1.3%
41,4050.0%0.00%
TACO  DEL TACO RESTAURANTS INC$926,000
-22.7%
117,1530.0%0.00%
KTF  DWS MUN INCOME TR NEW$1,135,000
-2.2%
100,1960.0%0.00%
DTF  DTF TAX-FREE INCOME INC$670,000
+2.3%
45,2490.0%0.00%
CTSO  CYTOSORBENTS CORP$425,000
-23.4%
110,3980.0%0.00%
CFB  CROSSFIRST BANKSHARES INC$153,000
+0.7%
10,6440.0%0.00%
WRAP  WRAP TECHNOLOGIES INC$80,000
+56.9%
12,5700.0%0.00%
CRBP  CORBUS PHARMACEUTICALS HLDGS$1,114,000
+12.1%
204,1250.0%0.00%
CRK  COMSTOCK RES INC$310,000
+5.8%
37,5830.0%0.00%
XFOR  X4 PHARMACEUTICALS INC$344,000
-15.9%
32,1870.0%0.00%
CYH  COMMUNITY HEALTH SYS INC NEW$328,000
-19.4%
113,1350.0%0.00%
CVGI  COMMERCIAL VEH GROUP INC$1,033,000
-11.9%
162,5690.0%0.00%
YGYI  YOUNGEVITY INTL INC$40,000
-27.3%
12,2810.0%0.00%
 COLONY CAP INCnote 3.875% 1/1$15,0000.0%150,0000.0%0.00%
CBAN  COLONY BANKCORP INC$182,000
+7.1%
11,0600.0%0.00%
ZAGG  ZAGG INC$888,000
+29.3%
109,5420.0%0.00%
CLFD  CLEARFIELD INC$524,000
+17.8%
37,6030.0%0.00%
CKPT  CHECKPOINT THERAPEUTICS INC$110,000
-30.4%
63,4920.0%0.00%
ZYXI  ZYNEX INC$869,000
-17.2%
110,4630.0%0.00%
CERC  CERECOR INC$310,000
+63.2%
57,5870.0%0.00%
CATS  CATASYS INC$180,000
+4.0%
11,0060.0%0.00%
CWCO  CONSOLIDATED WATER CO INCord$904,000
-1.1%
55,4410.0%0.00%
BXG  BLUEGREEN VACATIONS CORP$126,000
+10.5%
12,2030.0%0.00%
MYF  BLACKROCK MUNIYIELD INVST FD$241,000
-1.2%
17,0920.0%0.00%
MQT  BLACKROCK MUNIY QUALITY FD I$446,000
+0.2%
34,3210.0%0.00%
MQY  BLACKROCK MUNIYIELD QUALITY$923,000
+0.1%
61,3050.0%0.00%
MEN  BLACKROCK MUNIENHANCED FD IN$648,000
-1.5%
58,0510.0%0.00%
MVF  BLACKROCK MUNIVEST FD INC$490,000
-1.0%
53,7530.0%0.00%
MHD  BLACKROCK MUNIHOLDINGS FD IN$255,000
+3.2%
15,0780.0%0.00%
BTA  BLACKROCK LONG-TERM MUNI ADV$353,000
+1.1%
27,6160.0%0.00%
BLE  BLACKROCK MUNI INCOME TR II$396,000
+1.3%
26,1890.0%0.00%
BBK  BLACKROCK MUNICIPAL BOND TR$240,000
+0.8%
15,4350.0%0.00%
BFK  BLACKROCK MUN INCOME TRsh ben int$239,000
+0.4%
16,8720.0%0.00%
BTAI  BIOXCEL THERAPEUTICS INC$156,000
+108.0%
10,6940.0%0.00%
BSGM  BIOSIG TECH INC$683,000
-28.2%
115,3180.0%0.00%
BPRN  BANK PRINCETON NEW JERSEY$226,000
+8.1%
7,1790.0%0.00%
BOCH  BANK COMM HLDGS$709,000
+6.3%
61,2360.0%0.00%
DMF  BNY MELLON MUN INCOME INC$1,104,000
-4.9%
124,1710.0%0.00%
LEO  BNY MELLON STRATEGIC MUNS IN$1,085,000
-0.8%
127,5250.0%0.00%
AVCO  AVALON GLOBOCARE CORP$105,000
+2.9%
54,5860.0%0.00%
ATHX  ATHERSYS INC$765,000
-7.5%
621,5020.0%0.00%
AVXL  ANAVEX LIFE SCIENCES CORP$285,000
-18.1%
110,1950.0%0.00%
AIRG  AIRGAIN INC$147,000
-8.7%
13,7110.0%0.00%
AGE  AGEX THERAPEUTICS INC$115,000
-7.3%
63,4730.0%0.00%
ACTG  ACACIA RESH CORP$539,000
-0.9%
202,9260.0%0.00%
AXAS  ABRAXAS PETE CORP$222,000
-30.8%
631,7500.0%0.00%
SBBX  SB ONE BANCORP$305,000
+10.5%
12,2400.0%0.00%
RYAAY  RYANAIR HLDGS PLCsponsored ads$644,000
+32.0%
7,3560.0%0.00%
ROSEQ  ROSEHILL RES INCcl a$35,000
-34.0%
27,4210.0%0.00%
SPNE  SEASPINE HLDGS CORP$714,000
-1.7%
59,4510.0%0.00%
RVSB  RIVERVIEW BANCORP INC$629,000
+11.3%
76,5640.0%0.00%
SCWX  SECUREWORKS CORPcl a$523,000
+28.8%
31,4110.0%0.00%
SHSP  SHARPSPRING INC$162,000
+18.2%
14,1050.0%0.00%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

  • Nuveen Investments, Inc. #1
  • Nuveen Fund Advisors, LLC #2
  • TIAA-CREF Investment Management, LLC #3
  • Teachers Advisors, LLC #4
  • Santa Barbara Asset Management, LLC #5
  • Teachers Insurance & Annuity Association of America #6
  • Nuveen Investments, Inc. #1
  • Nuveen Fund Advisors, LLC #2
  • TIAA-CREF Investment Management, LLC #3
  • Teachers Advisors, LLC #4
  • Santa Barbara Asset Management, LLC #5
  • Teachers Insurance & Annuity Association of America #6
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2020-02-14
  • View 13F-HR/A filed 2020-03-05
Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
MICROSOFT CORP42Q3 20236.4%
APPLE INC42Q3 20235.5%
AMAZON COM INC42Q3 20234.0%
SIMON PROPERTY GROUP INC42Q3 20233.4%
PUBLIC STORAGE42Q3 20232.0%
PROLOGIS INC.42Q3 20231.5%
UNITEDHEALTH GROUP INC42Q3 20231.5%
VISA INC42Q3 20231.3%
JPMORGAN CHASE & CO42Q3 20231.2%
AVALONBAY COMMUNITIES INC42Q3 20231.5%

View Nuveen Asset Management, LLC's complete holdings history.

Latest significant ownerships (13-D/G)
Nuveen Asset Management, LLC Q4 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
BRP Group, Inc.February 12, 2021377,5420.8%
MGM Growth Properties LLCFebruary 12, 20211,629,2171.2%
PELOTON INTERACTIVE, INC.February 12, 20213,2770.0%
PENN NATIONAL GAMING INCFebruary 12, 2021135,6910.1%
Pioneer PE Holding LLCFebruary 12, 20212,992,7700.8%
PREFERRED APARTMENT COMMUNITIES INCFebruary 12, 20211,020,5222.0%
Preferred BankFebruary 12, 2021532,6843.6%
SunCoke Energy, Inc.February 12, 20211,564,5991.9%
BED BATH & BEYOND INCFebruary 14, 202018,0010.0%
MANITOWOC CO INCFebruary 14, 20203,2260.0%

View Nuveen Asset Management, LLC's complete significant-ownership history.

Latest filings
TypeFiled
D/A2024-04-19
SC 13G/A2024-03-11
13F-HR2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G/A2024-02-14
SC 13G2024-02-14
40-APP2023-12-06
40-APP2023-11-22

View Nuveen Asset Management, LLC's complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (263710132000.0 != 263710092000.0)
  • The reported has been amended

Export Nuveen Asset Management, LLC's holdings