$7.3 Billion is the total value of Horizon Kinetics's 720 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $18,404,000 | +1.1% | 108 | 0.0% | 0.25% | -5.6% | |
| CHESAPEAKE ENERGDTD 05/27/0 2.250% 12/15/38note | $18,397,000 | +4.1% | 20,161,000 | 0.0% | 0.25% | -2.7% | ||
| TTM | TATA MTRS LTD SPONSORED ADRadr | $14,415,000 | +13.6% | 541,525 | 0.0% | 0.20% | +5.9% | |
| ROYAL GOLD INC 2.875% 06/15/19note | $11,039,000 | +5.9% | 11,514,000 | 0.0% | 0.15% | -1.3% | ||
| REGIS CORP 5.000% 07/15/14note | $10,052,000 | -5.5% | 9,133,000 | 0.0% | 0.14% | -11.5% | ||
| INTERDIGITAL INC CONV 2.500% 03/15/note | $4,188,000 | -2.4% | 4,000,000 | 0.0% | 0.06% | -9.5% | ||
| AIGWS | AMERICAN INTL GROUP INC WT EXP 011921wt | $2,896,000 | +3.9% | 152,800 | 0.0% | 0.04% | -2.4% | |
| ARCELORMITTAL SA 5.000% 05/15/14note | $2,545,000 | -0.2% | 2,500,000 | 0.0% | 0.04% | -5.4% | ||
| KMI | KINDER MORGAN INCput | $2,490,000 | -5.8% | 70,000 | 0.0% | 0.03% | -12.8% | |
| LLY | LILLY, ELI AND COMPANY | $1,810,000 | +2.4% | 35,960 | 0.0% | 0.02% | -3.8% | |
| CHESAPEAKE ENERGDTD 11/08/0 2.750% 11/15/35note | $1,703,000 | +4.0% | 1,650,000 | 0.0% | 0.02% | -4.2% | ||
| CBST | CUBIST PHARMACEUTICALS INC COM | $1,525,000 | +31.6% | 24,000 | 0.0% | 0.02% | +23.5% | |
| GXC | SPDR INDEX SHS FDS S&P CHINA ETF | $1,523,000 | +15.5% | 20,575 | 0.0% | 0.02% | +10.5% | |
| SNY | SANOFI SPONSORED ADRadr | $1,316,000 | -1.7% | 26,000 | 0.0% | 0.02% | -10.0% | |
| JEFFERIES GROUP INC (LUK) 3.875% 11note | $1,225,000 | -1.7% | 1,169,000 | 0.0% | 0.02% | -5.6% | ||
| MOLYCORP INC 3.250% 06/15/16note | $1,035,000 | +3.1% | 1,500,000 | 0.0% | 0.01% | -6.7% | ||
| ESGR | ENSTAR GROUP LIMITED SHS | $990,000 | +2.7% | 7,249 | 0.0% | 0.01% | 0.0% | |
| NAVISTAR INTL CONV 3.000% 10/15/14note | $1,013,000 | +4.3% | 1,000,000 | 0.0% | 0.01% | 0.0% | ||
| RDSA | ROYAL DUTCH SHELL PLC SPONSORED ADRadr | $891,000 | +3.0% | 13,563 | 0.0% | 0.01% | -7.7% | |
| FE | FIRSTENERGY CORP | $840,000 | -2.3% | 23,040 | 0.0% | 0.01% | -7.7% | |
| ALKS | ALKERMES PLC | $840,000 | +17.2% | 25,000 | 0.0% | 0.01% | +20.0% | |
| ADM | ARCHER DANIELS MIDLAND CO | $896,000 | +8.6% | 24,332 | 0.0% | 0.01% | 0.0% | |
| SLB | SCHLUMBERGER | $829,000 | +23.4% | 9,382 | 0.0% | 0.01% | +10.0% | |
| FXI | ISHARES TR FTSE CHINA 25 IDX | $742,000 | +14.0% | 20,014 | 0.0% | 0.01% | 0.0% | |
| SHPG | SHIRE PHARMACEUTICALS GR PLCSPONSORED ADRadr | $719,000 | +25.9% | 6,000 | 0.0% | 0.01% | +25.0% | |
| VPHM | VIROPHARMA INC COM | $746,000 | +37.1% | 19,000 | 0.0% | 0.01% | +25.0% | |
| FCT | FIRST TR/FOUR CRNRS SR FLOAT | $756,000 | -5.5% | 52,800 | 0.0% | 0.01% | -16.7% | |
| SPSB | SPDR SERIES TRUST BARC CAPTL ETF | $738,000 | +0.5% | 24,000 | 0.0% | 0.01% | -9.1% | |
| AMRI | ALBANY MOLECULAR RESH INC COM | $722,000 | +8.6% | 56,000 | 0.0% | 0.01% | 0.0% | |
| AFFX | AFFYMETRIX INC | $644,000 | +39.4% | 104,000 | 0.0% | 0.01% | +28.6% | |
| ISIS | ISIS PHARMACEUTICALS INC | $638,000 | +39.6% | 17,000 | 0.0% | 0.01% | +28.6% | |
| FOREST CITY ENT 4.250% 08/15/18note | $496,000 | -0.6% | 446,000 | 0.0% | 0.01% | 0.0% | ||
| EPI | WISDOMTREE TRUST INDIA ERNGS FD | $522,000 | -5.4% | 34,100 | 0.0% | 0.01% | -12.5% | |
| CUB | CUBIC CORP | $541,000 | +11.8% | 10,069 | 0.0% | 0.01% | 0.0% | |
| SCR | SIMCERE PHARMACEUTICAL GROUPSPON ADRadr | $454,000 | -0.2% | 48,000 | 0.0% | 0.01% | -14.3% | |
| CSGP | COSTAR GROUP INC COM | $336,000 | +30.2% | 2,000 | 0.0% | 0.01% | +25.0% | |
| IFF | INTL FLAVORS & FRAGRANCES | $383,000 | +9.7% | 4,650 | 0.0% | 0.01% | 0.0% | |
| PGNX | PROGENICS PHARMACEUTICALS INCOM | $337,000 | +12.3% | 67,200 | 0.0% | 0.01% | +25.0% | |
| SEB | SEABOARD CORP DEL | $357,000 | +1.4% | 130 | 0.0% | 0.01% | 0.0% | |
| WEBMD HEALTH CORP 2.250% 03/31/16note | $392,000 | 0.0% | 400,000 | 0.0% | 0.01% | -16.7% | ||
| KTF | DWS MUN INCOME TR | $269,000 | -4.3% | 21,760 | 0.0% | 0.00% | 0.0% | |
| OSIR | OSIRIS THERAPEUTICS INC NEW COM | $266,000 | +65.2% | 16,000 | 0.0% | 0.00% | +100.0% | |
| NVO | NOVO-NORDISK A S ADRadr | $262,000 | +9.2% | 1,548 | 0.0% | 0.00% | 0.0% | |
| ACAS | AMERICAN CAPITAL LTDCOM | $257,000 | +8.4% | 18,695 | 0.0% | 0.00% | +33.3% | |
| GRC | GORMAN RUPP CO COM | $268,000 | +25.8% | 6,678 | 0.0% | 0.00% | +33.3% | |
| BAX | BAXTER INTL INC | $281,000 | -5.1% | 4,272 | 0.0% | 0.00% | 0.0% | |
| FISV | FISERV INC | $303,000 | +15.6% | 3,000 | 0.0% | 0.00% | 0.0% | |
| CVRR | CVR REFNG LP COMUNIT REP LTunit | $317,000 | -17.0% | 12,694 | 0.0% | 0.00% | -33.3% | |
| CMU | MFS HIGH YIELD MUN TR SH BEN INTben int | $237,000 | -7.1% | 57,354 | 0.0% | 0.00% | -25.0% | |
| MRO | MARATHON OIL CORP | $255,000 | +1.2% | 7,300 | 0.0% | 0.00% | -25.0% | |
| SHY | ISHARES TR 1-3 YR TRS BD | $253,000 | 0.0% | 3,000 | 0.0% | 0.00% | -25.0% | |
| ARNA | ARENA PHARMACEUTICALS INC COM | $237,000 | -31.5% | 45,000 | 0.0% | 0.00% | -40.0% | |
| AINV | APPOLO INVT CORP SHS BEN INTben int | $218,000 | +5.3% | 26,800 | 0.0% | 0.00% | 0.0% | |
| ATNY | API TECHNOLOGIES CORP COM NEW | $202,000 | +4.7% | 69,033 | 0.0% | 0.00% | 0.0% | |
| SMMU | PIMCO ETF TR SHTRM MUN BOND | $200,000 | -0.5% | 4,000 | 0.0% | 0.00% | 0.0% | |
| TROW | PRICE T ROWE GROUP INC | $216,000 | -1.8% | 3,000 | 0.0% | 0.00% | 0.0% | |
| NVC | NUVEEN CA SELECT QUALITY MUNCOM | $243,000 | -8.0% | 17,420 | 0.0% | 0.00% | -25.0% | |
| AOD | ALPINE TOTAL DYNAMIC DIVID FCOM SBI | $137,000 | +3.0% | 34,059 | 0.0% | 0.00% | 0.0% | |
| MFM | MFS MUN INCOME TR SH BEN INTben int | $140,000 | -6.0% | 21,811 | 0.0% | 0.00% | 0.0% | |
| HHY | HELIOS HIGH YIELD FD COM | $127,000 | +2.4% | 12,897 | 0.0% | 0.00% | 0.0% | |
| CCA | MFS CALIF MUN FD | $175,000 | -5.4% | 17,122 | 0.0% | 0.00% | -33.3% | |
| DSM | DREYFUS STRATEGIC MUN BD FD COM | $147,000 | -5.2% | 19,074 | 0.0% | 0.00% | 0.0% | |
| MHY | WESTERN ASSETT MGD HI INCM FCOM | $167,000 | -2.3% | 29,400 | 0.0% | 0.00% | -33.3% | |
| MUI | BLACKROCK MUNI INTER DR FD ICOM | $147,000 | -2.6% | 10,308 | 0.0% | 0.00% | 0.0% | |
| PZC | PIMCO CALIF MUN INCOME FD II | $112,000 | -7.4% | 11,931 | 0.0% | 0.00% | 0.0% | |
| NZH | NUVEEN CA DIV ADV MUNI FD 3 SH BENben int | $176,000 | -6.4% | 15,119 | 0.0% | 0.00% | -33.3% | |
| EIM | EATON VANCE MUN BD FD | $181,000 | -3.7% | 15,668 | 0.0% | 0.00% | -33.3% | |
| JRS | NUVEEN REAL ESTATE INCOME FD | $175,000 | -11.2% | 16,582 | 0.0% | 0.00% | -33.3% | |
| VICL | VICAL INC COM | $106,000 | -59.8% | 84,500 | 0.0% | 0.00% | -75.0% | |
| PTIE | PAIN THERAPEUTICS INC COM | $103,000 | +22.6% | 38,000 | 0.0% | 0.00% | 0.0% | |
| PACB | PACIFIC BIOSCIENCES CALIF INCOM | $66,000 | +120.0% | 12,000 | 0.0% | 0.00% | – | |
| MEN | BLACKROCK MUNIENHANCED FD INCOM | $108,000 | -7.7% | 10,198 | 0.0% | 0.00% | -50.0% | |
| CYE | BLACKROCK CORPOR HI YLD III | $73,000 | -1.4% | 10,000 | 0.0% | 0.00% | 0.0% | |
| DNDNQ | DENDREON CORP COM | $100,000 | -28.6% | 34,000 | 0.0% | 0.00% | -50.0% | |
| ONTY | ONCOTHYREON INC COM | $67,000 | +31.4% | 32,333 | 0.0% | 0.00% | 0.0% | |
| CHCWS | CHINA HYDROELECTRIC CORPORATWT EXP 012514wt | $0 | -100.0% | 40,000 | 0.0% | 0.00% | – | |
| AEZS | AETERNA ZENTARIS INC COM NEW | $26,000 | -18.8% | 17,083 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TEXAS PAC LD TR | 23 | Q4 2018 | 38.4% |
| HOWARD HUGHES CORP COM | 23 | Q4 2018 | 10.9% |
| ICAHN ENTERPRISES LPDEP UNIT | 23 | Q4 2018 | 5.9% |
| WENDYS COMPANY | 23 | Q4 2018 | 4.6% |
| BROOKFIELD ASSET MGMT INC VTG SHS | 23 | Q4 2018 | 3.4% |
| AUTONATION INC COM | 23 | Q4 2018 | 4.3% |
| DISH NETWORK CORP CL A | 23 | Q4 2018 | 3.0% |
| CBOE HLDGS INC COM | 23 | Q4 2018 | 2.5% |
| LIVE NATION ENTERTAINMENT INC. | 23 | Q4 2018 | 1.8% |
| ECHOSTAR CORP CL A | 23 | Q4 2018 | 1.5% |
View Horizon Kinetics's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TEXAS PACIFIC LAND TRUST | March 18, 2019 | 42,437 | 0.5% |
| Associated Capital Group, Inc. | February 13, 2019 | 1,522,421 | 43.0% |
| Civeo Corp | February 13, 2019 | 36,947,116 | 22.0% |
| Howard Hughes Corp | February 13, 2019 | 1,885,861 | 4.4% |
| ROYCE MICRO-CAP TRUST, INC. | February 13, 2019 | 2,745,981 | 6.9% |
| Atlas Energy Group, LLC | February 14, 2018 | 1,455,419 | 4.6% |
| EMERGENT CAPITAL, INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Wendy's Co | February 14, 2017 | 9,428,217 | 3.7% |
| DreamWorks Animation SKG, Inc. | February 16, 2016 | 8,149,567 | 10.4% |
| LMP CORPORATE LOAN FUND INC. | February 16, 2016 | 423,900 | 4.3% |
View Horizon Kinetics's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2019-05-06 |
| 4 | 2019-05-03 |
| 4 | 2019-05-02 |
| 4 | 2019-05-01 |
| 4 | 2019-04-30 |
| 4 | 2019-04-29 |
| 4 | 2019-04-26 |
| 4 | 2019-04-25 |
| 4 | 2019-04-24 |
| 4 | 2019-04-23 |
View Horizon Kinetics's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.