$7.3 Billion is the total value of Horizon Kinetics's 720 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 14.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LMCA | Sell | LIBERTY MEDIA CORP DELAWARE CL Acl a | $702,411,000 | +15.1% | 4,773,437 | -0.8% | 9.62% | +7.7% |
| HHC | Sell | HOWARD HUGHES CORP COM | $604,071,000 | -2.2% | 5,375,734 | -2.5% | 8.28% | -8.5% |
| IEP | Sell | ICAHN ENTERPRISES LPDEP UNITunit | $337,891,000 | +13.9% | 4,057,779 | -0.4% | 4.63% | +6.6% |
| DWA | Sell | DREAMWORKS ANIMATION SKG INCCL Acl a | $328,763,000 | +9.4% | 11,551,748 | -1.3% | 4.50% | +2.4% |
| AN | Sell | AUTONATION INC COM | $317,057,000 | +18.3% | 6,077,383 | -1.6% | 4.34% | +10.7% |
| LUK | Sell | LEUCADIA NATIONAL CORP | $268,744,000 | +3.0% | 9,865,779 | -0.9% | 3.68% | -3.6% |
| JAH | Sell | JARDEN CORP | $265,016,000 | +6.2% | 5,475,537 | -4.0% | 3.63% | -0.6% |
| WEN | Sell | WENDYS COMPANY | $235,527,000 | +38.7% | 27,774,433 | -4.7% | 3.23% | +29.8% |
| BAM | Sell | BROOKFIELD ASSET MGMT INC VTG SHS | $230,130,000 | -0.1% | 6,153,207 | -3.8% | 3.15% | -6.5% |
| STRZA | Sell | STARZ | $217,678,000 | +26.7% | 7,738,285 | -0.5% | 2.98% | +18.5% |
| RSE | Sell | ROUSE PPTYS INC COM | $161,694,000 | -4.2% | 7,856,848 | -8.6% | 2.22% | -10.3% |
| DISH | Sell | DISH NETWORK CORP CL Acl a | $156,842,000 | +5.6% | 3,484,609 | -0.2% | 2.15% | -1.1% |
| CBOE | Sell | CBOE HLDGS INC COM | $133,024,000 | -22.3% | 2,941,053 | -19.9% | 1.82% | -27.3% |
| TPL | Sell | TEXAS PACIFIC LAND TRUST SUB SHARES CERTsub shares cert | $113,539,000 | -0.2% | 1,343,178 | -0.4% | 1.56% | -6.5% |
| LYV | Sell | LIVE NATION ENTERTAINMENT INC. | $112,367,000 | +18.8% | 6,057,537 | -0.7% | 1.54% | +11.2% |
| LB | Sell | L BRANDS INC COM | $100,054,000 | +22.4% | 1,637,546 | -1.3% | 1.37% | +14.5% |
| LVNTA | Sell | LIBERTY VENTURES SER Aser a | $88,555,000 | +1.3% | 1,004,369 | -2.3% | 1.21% | -5.2% |
| BRP | Sell | BROOKFIELD RESIDENTIAL PPTY I COM | $86,338,000 | +1.1% | 3,750,593 | -3.2% | 1.18% | -5.4% |
| WYNN | Sell | WYNN RESORTS LTD | $81,509,000 | +22.8% | 515,852 | -0.6% | 1.12% | +14.9% |
| LVS | Sell | LAS VEGAS SANDS CORP | $80,957,000 | +24.7% | 1,218,878 | -0.6% | 1.11% | +16.7% |
| ELS | Sell | EQUITY LIFESTYLE PPTYS INC COM | $68,174,000 | -19.9% | 1,995,128 | -7.9% | 0.93% | -25.0% |
| CFX | Sell | COLFAX CORP COM | $66,576,000 | +5.3% | 1,178,545 | -2.8% | 0.91% | -1.4% |
| CLR | Sell | CONTINENTAL RESOURCES INC COM | $61,706,000 | +24.3% | 575,292 | -0.3% | 0.84% | +16.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b | $57,989,000 | -1.9% | 510,872 | -3.2% | 0.80% | -8.1% |
| GOOGL | Sell | GOOGLE INC CL Acl a | $36,168,000 | -2.0% | 41,292 | -1.5% | 0.50% | -8.3% |
| WPX | Sell | WPX ENERGY INC COM | $34,019,000 | -3.4% | 1,766,326 | -5.0% | 0.47% | -9.7% |
| ASCMA | Sell | ASCENT CAPITAL GROUP INC | $32,656,000 | +2.9% | 405,062 | -0.3% | 0.45% | -3.9% |
| FDO | Sell | FAMILY DLR STORES INC | $31,375,000 | +14.6% | 435,643 | -0.9% | 0.43% | +7.2% |
| WETF | Sell | WISDOMTREE INVTS INC | $30,878,000 | -13.0% | 2,661,679 | -13.2% | 0.42% | -18.7% |
| FNV | Sell | FRANCO NEVADA CORP COM | $29,285,000 | +16.5% | 647,051 | -7.9% | 0.40% | +9.0% |
| GGP | Sell | GENERAL GROWTH PPTYS INC NEWCOM | $29,285,000 | -21.5% | 1,518,147 | -19.1% | 0.40% | -26.6% |
| MA | Sell | MASTERCARD INC CL A COMcl a | $24,961,000 | +13.7% | 37,101 | -3.0% | 0.34% | +6.2% |
| SHOS | Sell | SEARS HOMETOWN AND OUTLET ST | $23,484,000 | -27.5% | 739,652 | -0.2% | 0.32% | -32.2% |
| AL | Sell | AIR LEASE CORP CL Acl a | $22,861,000 | -4.9% | 826,488 | -5.1% | 0.31% | -11.1% |
| MKL | Sell | MARKEL CORP | $20,691,000 | -2.2% | 39,961 | -0.5% | 0.28% | -8.7% |
| Sell | LIVE NATION ENTERTAINMENT 2.875% 07/15/27note | $20,248,000 | -9.8% | 19,839,000 | -10.7% | 0.28% | -15.8% | |
| V | Sell | VISA INC COM CL Acl a | $17,600,000 | +1.3% | 92,098 | -3.2% | 0.24% | -5.1% |
| CNQ | Sell | CANADIAN NAT RES LTD | $16,181,000 | +0.0% | 514,674 | -10.1% | 0.22% | -6.3% |
| UNP | Sell | UNION PACIFIC CORP COM | $15,237,000 | +0.4% | 98,087 | -0.2% | 0.21% | -5.9% |
| MSM | Sell | MSC INDL DIRECT INC CL Acl a | $14,815,000 | +4.7% | 182,114 | -0.3% | 0.20% | -1.9% |
| VSAT | Sell | VIASAT INC | $14,848,000 | -13.4% | 233,313 | -2.8% | 0.20% | -19.1% |
| AIG | Sell | AMERICAN INTERNATIONAL GROUP INC | $13,684,000 | +3.0% | 281,389 | -5.3% | 0.19% | -4.1% |
| GLRE | Sell | GREENLIGHT CAPITAL RE LTD CLASS Acl a | $12,734,000 | -3.4% | 447,749 | -16.7% | 0.17% | -9.8% |
| BX | Sell | BLACKSTONE GROUP L PCOM UNIT REPSTG LTD PARTunit | $12,192,000 | +14.2% | 489,854 | -3.4% | 0.17% | +7.1% |
| SU | Sell | SUNCOR ENERGY INC NEW COM ISIN | $11,739,000 | +21.2% | 328,120 | -0.1% | 0.16% | +13.4% |
| NYX | Sell | NYSE EURONEXT COM | $11,330,000 | -4.7% | 269,893 | -6.0% | 0.16% | -10.9% |
| NPP | Sell | NUVEEN PERFORM PLUS MUN FD | $11,295,000 | -10.6% | 836,030 | -4.8% | 0.16% | -16.2% |
| IPAR | Sell | INTER PARFUMS INC COM | $10,127,000 | -18.8% | 337,704 | -22.8% | 0.14% | -24.0% |
| BKW | Sell | BURGER KING WORLDWIDE INC COM | $9,992,000 | -0.1% | 511,891 | -0.2% | 0.14% | -6.2% |
| FUR | Sell | WINTHROP RLTY TR SH BEN INT NEWben int | $9,400,000 | -39.6% | 843,015 | -34.9% | 0.13% | -43.4% |
| CRESY | Sell | CRESUD S A C I F Y A SPONSORED ADRadr | $8,884,000 | +17.5% | 1,017,540 | -0.0% | 0.12% | +9.9% |
| BJK | Sell | MARKET VECTORS ETF TR GAMING ETF | $8,847,000 | +8.0% | 186,612 | -8.1% | 0.12% | +0.8% |
| WTM | Sell | WHITE MOUNTAINS INSURANCE GROUP LTD ISIN | $8,416,000 | -7.9% | 14,827 | -6.7% | 0.12% | -14.2% |
| VRTS | Sell | VIRTUS INVT PARTNERS INC COM | $8,098,000 | -52.1% | 49,790 | -48.1% | 0.11% | -55.1% |
| AFSI | Sell | AMTRUST FINANCIAL SERVICES ICOM | $8,007,000 | -2.2% | 205,276 | -10.5% | 0.11% | -8.3% |
| BPY | Sell | BROOKFIELD PPTY PARTNERS L PUNIT LTD PARTNunit | $7,947,000 | -6.2% | 410,049 | -1.7% | 0.11% | -12.1% |
| Sell | LEUCADIA NATL CORP SR NT CONV 3.7conv | $6,974,000 | -40.7% | 5,380,000 | -42.2% | 0.10% | -44.2% | |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $6,911,000 | -15.4% | 441,878 | -13.7% | 0.10% | -20.8% |
| VHI | Sell | VALHI INC NEW COM | $6,823,000 | +24.8% | 341,823 | -14.1% | 0.09% | +16.2% |
| BIP | Sell | BROOKFIELD INFRASTRUCTURE PARTNERS LP | $6,330,000 | +3.6% | 166,491 | -0.5% | 0.09% | -2.2% |
| LORL | Sell | LORAL SPACE & COMMUNICATNS LCOM | $5,859,000 | -5.1% | 86,505 | -15.9% | 0.08% | -11.1% |
| CME | Sell | CME GROUP INC COM | $5,872,000 | -5.6% | 79,486 | -3.0% | 0.08% | -12.1% |
| MTB | Sell | M & T BK CORP | $5,765,000 | -0.7% | 51,507 | -0.9% | 0.08% | -7.1% |
| LBTYK | Sell | LIBERTY GLOBAL PLC SHS CL Ccl c | $5,585,000 | -14.3% | 74,040 | -22.9% | 0.08% | -18.9% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE INC COM | $5,548,000 | -1.9% | 30,581 | -3.9% | 0.08% | -8.4% |
| MOV | Sell | MOVADO GROUP INC | $5,345,000 | +11.3% | 122,170 | -13.9% | 0.07% | +4.3% |
| PAG | Sell | PENSKE AUTOMOTIVE GRP INC COM | $4,498,000 | +21.0% | 105,268 | -13.5% | 0.06% | +14.8% |
| KKR | Sell | KKR & CO LP | $4,353,000 | -46.2% | 211,484 | -48.7% | 0.06% | -49.6% |
| BOKF | Sell | BOK FINL CORP COM NEW | $4,213,000 | -4.7% | 66,495 | -3.6% | 0.06% | -10.8% |
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $4,128,000 | -31.0% | 278,385 | -28.0% | 0.06% | -35.2% |
| Sell | ELECTRONIC ARTS INC CONV 0.750% 07/15/16note | $4,071,000 | -22.6% | 3,750,000 | -25.7% | 0.06% | -27.3% | |
| MUX | Sell | MCEWEN MNG INC | $3,981,000 | +37.0% | 1,658,673 | -4.1% | 0.06% | +27.9% |
| BGT | Sell | BLACKROCK FLOATING RATE INCOME | $3,484,000 | -26.0% | 245,928 | -21.4% | 0.05% | -30.4% |
| NSL | Sell | NUVEEN SR INCOME FD | $3,308,000 | -6.1% | 460,711 | -0.7% | 0.04% | -13.5% |
| PBH | Sell | PRESTIGE BRANDS HLDGS INC COM | $3,122,000 | -12.1% | 103,647 | -14.9% | 0.04% | -17.3% |
| VVR | Sell | INVESCO VAN KAMPEN SENIOR INCOME TRUST | $3,158,000 | -32.7% | 601,477 | -30.3% | 0.04% | -37.7% |
| CACI | Sell | CACI INTL INC CL Acl a | $3,041,000 | -0.2% | 44,000 | -8.3% | 0.04% | -6.7% |
| BTZ | Sell | BLACKROCK CREDIT ALL INC TR COM | $2,923,000 | -22.5% | 224,141 | -22.8% | 0.04% | -27.3% |
| SSP | Sell | SCRIPPS E W CO OHIO CL Acl a | $2,906,000 | +13.8% | 158,379 | -3.4% | 0.04% | +8.1% |
| TIP | Sell | ISHARES TR US TIPS BD FD | $2,825,000 | -20.1% | 25,092 | -20.5% | 0.04% | -25.0% |
| BID | Sell | SOTHEBYS DE COM | $2,872,000 | -7.9% | 58,448 | -28.9% | 0.04% | -15.2% |
| CNP | Sell | CENTERPOINT ENERGY INC | $2,819,000 | -4.7% | 117,623 | -6.6% | 0.04% | -9.3% |
| BMY | Sell | BRISTOL MYERS SQUIBBCO | $2,804,000 | +2.2% | 60,572 | -1.4% | 0.04% | -5.0% |
| DORM | Sell | DORMAN PRODUCTS INC COM | $2,581,000 | -13.7% | 52,091 | -20.5% | 0.04% | -20.5% |
| JCPNQ | Sell | PENNEY J C INC | $2,401,000 | -89.6% | 272,664 | -79.9% | 0.03% | -90.3% |
| PLL | Sell | PALL CORP | $2,377,000 | +14.3% | 30,851 | -1.4% | 0.03% | +10.0% |
| DIS | Sell | DISNEY WALT CO DISNEY COM | $2,266,000 | -0.0% | 35,130 | -2.1% | 0.03% | -6.1% |
| NVS | Sell | NOVARTIS AG SPONSORED ADRadr | $2,248,000 | +7.4% | 29,300 | -1.0% | 0.03% | 0.0% |
| MRK | Sell | MERCK & COMPANY | $2,291,000 | +2.0% | 48,121 | -0.5% | 0.03% | -6.1% |
| PWE | Sell | PENN WEST PETROLEUM LTD | $2,151,000 | +2.3% | 193,233 | -2.8% | 0.03% | -6.5% |
| SMB | Sell | MARKET VECTORS ETF TR MKTVEC SMUNET | $2,106,000 | -2.8% | 120,291 | -2.9% | 0.03% | -9.4% |
| BIIB | Sell | BIOGEN IDEC INC | $2,067,000 | +11.4% | 8,583 | -0.5% | 0.03% | +3.7% |
| BOND | Sell | PIMCO ETF TR TOTL RETN ETF | $2,073,000 | -7.9% | 19,580 | -8.3% | 0.03% | -15.2% |
| EXPE | Sell | EXPEDIA INC DEL COM NEW | $1,958,000 | -43.0% | 37,801 | -33.8% | 0.03% | -46.0% |
| Sell | L 3 COMMUNICATIONS CORP CONV 3.000% 08/01/35conv | $1,959,000 | -84.0% | 1,800,000 | -85.1% | 0.03% | -84.9% | |
| JRO | Sell | NUVEEN FLTNG RTE INCM OPP FDCOM SHS | $1,870,000 | -7.0% | 151,160 | -0.6% | 0.03% | -10.3% |
| PPR | Sell | ING PRIME RATE TR SH BEN INTben int | $1,911,000 | -32.0% | 315,415 | -28.5% | 0.03% | -36.6% |
| WFCPRL | Sell | WELLS FARGO & CO NEW PERP PFD CNV Aperp pfd conv a | $1,858,000 | -48.3% | 1,633 | -45.7% | 0.02% | -52.8% |
| Sell | CACI INTL CONV 2.125% 05/01/2014note | $1,790,000 | -50.6% | 1,404,000 | -53.6% | 0.02% | -52.8% | |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $1,849,000 | -3.8% | 141,712 | -0.2% | 0.02% | -10.7% |
| MZF | Sell | MANAGED DURATION INVT GRD FUND COM | $1,800,000 | -10.7% | 141,209 | -5.4% | 0.02% | -16.7% |
| NNP | Sell | NUVEEN NY PERFORM PLUS MUN F | $1,778,000 | -9.7% | 129,989 | -3.4% | 0.02% | -17.2% |
| HSNI | Sell | HSN INC COM | $1,765,000 | -40.3% | 32,918 | -40.2% | 0.02% | -44.2% |
| IMO | Sell | IMPERIAL OIL LTD COM | $1,696,000 | +9.8% | 38,590 | -4.5% | 0.02% | 0.0% |
| PFE | Sell | PFIZER INC | $1,685,000 | +2.2% | 58,665 | -0.4% | 0.02% | -4.2% |
| OIA | Sell | INVESCO MUNICIPAL INCOME OPPORTUNITIES TRUST | $1,601,000 | -16.9% | 253,037 | -13.3% | 0.02% | -21.4% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $1,628,000 | -6.5% | 136,157 | -1.5% | 0.02% | -12.0% |
| HAV | Sell | HELIOS ADVANTAGE INCOME FUND | $1,549,000 | +1.2% | 181,838 | -1.1% | 0.02% | -4.5% |
| TAO | Sell | GUGGENHEIM CHINA REAL ESTATE ETF | $1,476,000 | -11.9% | 68,383 | -17.0% | 0.02% | -20.0% |
| BAH | Sell | BOOZ ALLEN HAMILTON HLDG CORCL Acl a | $1,459,000 | +11.1% | 75,514 | -0.0% | 0.02% | +5.3% |
| PNF | Sell | PIMCO NY MUNICIPAL INCOME FD | $1,436,000 | -7.5% | 138,456 | -3.5% | 0.02% | -13.0% |
| MFIN | Sell | MEDALLION FINL CORP | $1,482,000 | +3.5% | 99,628 | -3.2% | 0.02% | -4.8% |
| NAN | Sell | NUVEEN NY DIVID ADVNTG MUN F | $1,476,000 | -9.9% | 114,357 | -2.8% | 0.02% | -16.7% |
| APO | Sell | APOLLO GLOBAL MGMT LLC CL A SHScl a | $1,351,000 | -16.4% | 47,800 | -28.7% | 0.02% | -20.8% |
| EMR | Sell | EMERSON ELEC CO | $1,351,000 | +12.5% | 20,876 | -5.2% | 0.02% | +5.6% |
| MANT | Sell | MANTECH INTL CORP CL Acl a | $1,380,000 | -26.6% | 48,000 | -33.3% | 0.02% | -32.1% |
| BSE | Sell | BLACKROCK NY MUN INC QUALITY TRUST | $1,324,000 | -15.2% | 107,674 | -8.3% | 0.02% | -21.7% |
| HRS | Sell | HARRIS CORP DEL | $1,330,000 | +15.3% | 22,433 | -4.3% | 0.02% | +5.9% |
| FAM | Sell | FIRST TR ABERDEEN GLBL OPP FCOM SHS | $1,344,000 | -19.7% | 92,365 | -14.8% | 0.02% | -28.0% |
| NBH | Sell | NEUBERGER BERMAN INTER MUNI COM | $1,304,000 | -13.2% | 93,310 | -10.4% | 0.02% | -18.2% |
| CMS | Sell | CMS ENERGY CORP | $1,265,000 | -4.1% | 48,046 | -1.0% | 0.02% | -10.5% |
| FLO | Sell | FLOWERS FOODS INC COM | $1,214,000 | -6.7% | 56,601 | -4.1% | 0.02% | -10.5% |
| JQC | Sell | NUVEEN CREDIT STRATEGIES INCOME FUN | $1,237,000 | -34.9% | 132,299 | -30.4% | 0.02% | -39.3% |
| HMH | Sell | HELIOS MULTI SECTOR HIGN INCOME FUND | $1,260,000 | -0.2% | 216,834 | -1.8% | 0.02% | -5.6% |
| CPRT | Sell | COPART INC | $1,235,000 | +0.1% | 38,860 | -3.0% | 0.02% | -5.6% |
| RQI | Sell | COHEN & STEERS QUALITY RLTY COM | $1,275,000 | -20.3% | 130,535 | -8.3% | 0.02% | -26.1% |
| NPI | Sell | NUVEEN PREM INCOME MUN FD | $1,218,000 | -4.2% | 95,335 | -0.3% | 0.02% | -10.5% |
| NDAQ | Sell | NASDAQ OMX GROUP INCCOM | $1,138,000 | -15.3% | 35,422 | -13.6% | 0.02% | -20.0% |
| AWF | Sell | ALLIANCE WORLD DLR GVT FD II | $1,181,000 | -0.6% | 78,550 | -0.6% | 0.02% | -5.9% |
| SON | Sell | SONOCO PRODUCTS | $1,075,000 | +8.4% | 27,600 | -3.8% | 0.02% | 0.0% |
| TEI | Sell | TEMPLETON EMERG MKTS INCOME | $986,000 | -5.4% | 69,078 | -1.3% | 0.01% | -6.7% |
| PTR | Sell | PETROCHINA CO LTD SPONS ADR ISINadr | $1,017,000 | -1.2% | 9,250 | -0.5% | 0.01% | -6.7% |
| CLGX | Sell | CORELOGIC INC COM | $1,009,000 | +15.8% | 37,307 | -0.7% | 0.01% | +7.7% |
| Sell | CHESAPEAKE ENERGY CORP 2.500% 05/15note | $1,008,000 | -36.8% | 1,026,000 | -39.5% | 0.01% | -39.1% | |
| LEG | Sell | LEGGETT & PLATT INC | $1,025,000 | -13.2% | 34,000 | -10.5% | 0.01% | -17.6% |
| HIH | Sell | HELIOS HIGH INCOME FUND | $1,039,000 | -0.2% | 125,157 | -2.0% | 0.01% | -6.7% |
| HON | Sell | HONEYWELL INTL INC | $1,000,000 | +0.7% | 12,040 | -3.8% | 0.01% | -6.7% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $962,000 | -16.0% | 15,753 | -14.5% | 0.01% | -23.5% |
| HIO | Sell | WESTERN ASSET HIGH INCM OPP | $942,000 | -1.7% | 157,921 | -2.0% | 0.01% | -7.1% |
| BA | Sell | BOEING CO | $982,000 | +14.5% | 8,355 | -0.3% | 0.01% | 0.0% |
| DDC | Sell | DOMINION DIAMOND CORP COM | $915,000 | -30.8% | 75,046 | -19.8% | 0.01% | -31.6% |
| LXPPRC | Sell | LEXINGTON REALTY TRUST PFD CONV SERpfd conv c | $953,000 | -49.8% | 20,785 | -47.5% | 0.01% | -53.6% |
| ROK | Sell | ROCKWELL INTL CORP NEW | $937,000 | +25.8% | 8,763 | -2.2% | 0.01% | +18.2% |
| KLAC | Sell | KLA-TENCOR CORP | $931,000 | +7.1% | 15,300 | -1.9% | 0.01% | 0.0% |
| MQT | Sell | BLACKROCK MUNIYIELD QUALITY | $981,000 | -15.0% | 79,265 | -11.0% | 0.01% | -23.5% |
| PG | Sell | PROCTER & GAMBLE COMPANY | $845,000 | -8.7% | 11,183 | -7.1% | 0.01% | -14.3% |
| PMO | Sell | PUTNAM MUN OPPORTUNITIES TR SH BENben int | $860,000 | -27.5% | 78,644 | -23.7% | 0.01% | -29.4% |
| NEA | Sell | NUVEEN AMT-FREE MUN FD COM | $880,000 | -6.9% | 70,435 | -4.0% | 0.01% | -14.3% |
| DLX | Sell | DELUXE CORP | $881,000 | -7.1% | 21,150 | -22.7% | 0.01% | -14.3% |
| NQU | Sell | NUVEEN QUALITY INCOME MUN FD | $799,000 | -33.2% | 63,401 | -28.4% | 0.01% | -38.9% |
| CAT | Sell | CATERPILLAR INC | $793,000 | -0.1% | 9,509 | -1.2% | 0.01% | -8.3% |
| SEE | Sell | SEALED AIR CORP NEW | $835,000 | +12.4% | 30,725 | -1.0% | 0.01% | 0.0% |
| CEO | Sell | CNOOC LTD SPONSORED ADR ISINadr | $753,000 | -9.5% | 3,729 | -25.0% | 0.01% | -16.7% |
| PTY | Sell | PIMCO CORPORATE OPP FD COM | $717,000 | -8.3% | 39,715 | -0.7% | 0.01% | -9.1% |
| XAA | Sell | AMERICAN MUN INCOME PORTFOLI | $723,000 | -11.0% | 51,207 | -8.2% | 0.01% | -16.7% |
| MYN | Sell | BLACKROCK MUNIYIELD N Y QUALITY FUN | $660,000 | -17.2% | 53,290 | -9.2% | 0.01% | -25.0% |
| NMA | Sell | NUVEEN MUN ADVANTAGE FD INC | $639,000 | -8.5% | 51,111 | -1.8% | 0.01% | -10.0% |
| RTN | Sell | RAYTHEON CO NEW | $682,000 | +10.4% | 8,850 | -5.3% | 0.01% | 0.0% |
| ARK | Sell | BLACKROCK SR HIGH INCOME FD | $685,000 | -6.7% | 173,757 | -1.8% | 0.01% | -18.2% |
| BBF | Sell | BLACKROCK MUNICIPAL INCOME INVEST T | $690,000 | -18.2% | 52,811 | -15.0% | 0.01% | -25.0% |
| RAI | Sell | REYNOLDS AMERN INC | $598,000 | -0.8% | 12,264 | -1.6% | 0.01% | -11.1% |
| VXF | Sell | VANGUARD INDEX FDS EXTEND MKT ETF | $598,000 | -36.6% | 7,760 | -42.5% | 0.01% | -42.9% |
| TFX | Sell | TELEFLEX INC | $551,000 | -1.3% | 6,701 | -6.9% | 0.01% | 0.0% |
| ECA | Sell | ENCANA CORP COM SHS ISIN | $605,000 | -77.2% | 34,916 | -77.7% | 0.01% | -79.5% |
| SPY | Sell | STANDARD & POORS DEPOSITARY RECEIPT | $600,000 | -50.8% | 3,573 | -53.0% | 0.01% | -55.6% |
| MHFI | Sell | MCGRAW HILL COMPANIES INC | $524,000 | +18.8% | 7,996 | -3.6% | 0.01% | +16.7% |
| BABS | Sell | SPDR SERIES TRUST BRCLY CP US BD | $512,000 | -16.2% | 9,541 | -13.4% | 0.01% | -22.2% |
| FIS | Sell | FIDELITY NATL INFORMATION SVC | $475,000 | +4.6% | 10,230 | -3.4% | 0.01% | 0.0% |
| EVG | Sell | EATON VANCE SH TM DR DIVR INC | $500,000 | -6.9% | 32,298 | -2.6% | 0.01% | -12.5% |
| EVY | Sell | EATON VANCE NY MUNI INCOME TSH BENben int | $479,000 | -17.0% | 38,450 | -11.1% | 0.01% | -12.5% |
| ADI | Sell | ANALOG DEVICES INC | $480,000 | +3.4% | 10,205 | -1.0% | 0.01% | 0.0% |
| VRSK | Sell | VERISK ANALYTICS INC CL Acl a | $500,000 | +4.6% | 7,700 | -3.8% | 0.01% | 0.0% |
| IQI | Sell | INVESCO QUALITY MUNI INC TRSCOM | $500,000 | -37.4% | 43,234 | -34.5% | 0.01% | -41.7% |
| VECO | Sell | VEECO INSTRS INC DEL | $408,000 | +4.3% | 10,950 | -0.9% | 0.01% | 0.0% |
| VXX | Sell | IPATH S&P 500 VIX ST FUTURES ETNcall | $409,000 | -99.1% | 27,800 | -97.2% | 0.01% | -99.1% |
| NQM | Sell | NUVEEN INVT QUALITY MUN FD I | $448,000 | -3.7% | 32,475 | -0.3% | 0.01% | -14.3% |
| PRB | Sell | MARKET VECTORS ETF TR PRE-RF MUN ET | $430,000 | -23.6% | 17,484 | -24.9% | 0.01% | -25.0% |
| CINF | Sell | CINCINNATI FINL CORP | $450,000 | +1.6% | 9,545 | -1.1% | 0.01% | 0.0% |
| ENX | Sell | EATON VANCE NY MUN BD FD | $409,000 | -9.1% | 35,485 | -2.0% | 0.01% | -14.3% |
| EVN | Sell | EATON VANCE MUNI INCOME TRUSSH BENben int | $439,000 | -28.3% | 39,772 | -20.1% | 0.01% | -33.3% |
| DMF | Sell | DREYFUS MUN INCOME INC | $456,000 | -9.9% | 52,599 | -2.8% | 0.01% | -14.3% |
| Sell | PEABODY ENERGY CORP 4.750% 12/15/41note | $461,000 | +14.7% | 574,000 | -0.9% | 0.01% | 0.0% | |
| CXE | Sell | MFS HIGH INCOME MUN TR SH BEN INTben int | $474,000 | -23.1% | 102,175 | -19.1% | 0.01% | -33.3% |
| BIE | Sell | BLACKROCK MUNIC BD INVST TR | $361,000 | -31.8% | 26,188 | -28.4% | 0.01% | -37.5% |
| BCF | Sell | BLACKROCK REAL ASSET EQUITY | $339,000 | -4.8% | 37,783 | -7.8% | 0.01% | 0.0% |
| MHN | Sell | BLACKROCK MUNIHOLDINGS N Y QUALITY | $401,000 | -22.7% | 31,125 | -16.1% | 0.01% | -37.5% |
| CPN | Sell | CALPINE CORP COM NEW | $398,000 | -34.1% | 20,489 | -28.0% | 0.01% | -44.4% |
| CRRTQ | Sell | CARBO CERAMICS INC | $356,000 | +43.0% | 3,597 | -2.7% | 0.01% | +25.0% |
| EVM | Sell | EATON VANCE CA MUN BD FD | $363,000 | -6.4% | 35,168 | -0.8% | 0.01% | -16.7% |
| HSA | Sell | HELIOS STRATEGIC INCOME FUND | $390,000 | -47.7% | 61,382 | -49.7% | 0.01% | -54.5% |
| IIM | Sell | INVESCO INSURED MUNICIPAL INCOME TR | $390,000 | -15.2% | 28,777 | -10.8% | 0.01% | -28.6% |
| SUB | Sell | ISHARES TR S&P SHRT NATL | $344,000 | 0.0% | 3,244 | -0.8% | 0.01% | 0.0% |
| MKTX | Sell | MARKETAXESS HLDGS INC COM | $342,000 | +22.1% | 5,700 | -5.0% | 0.01% | +25.0% |
| NBO | Sell | NEUBERGER BERMAN NY INT MUN COM | $355,000 | -7.8% | 27,378 | -0.5% | 0.01% | -16.7% |
| NQI | Sell | NUVEEN QUALITY MUN FD INC COM | $397,000 | -7.7% | 32,285 | -2.4% | 0.01% | -16.7% |
| PML | Sell | PIMCO MUN INCOME FD II | $345,000 | -6.5% | 31,273 | -0.7% | 0.01% | 0.0% |
| PFL | Sell | PIMCO INCOME STRATEGY FUND | $355,000 | -94.0% | 30,700 | -93.8% | 0.01% | -94.3% |
| PMM | Sell | PUTNAM MANAGED MUN INCOM TR | $356,000 | -4.3% | 51,993 | -0.1% | 0.01% | 0.0% |
| SEA | Sell | CLAYMORE EXCHANGE TRD FD TR GUGG SH | $287,000 | -43.3% | 14,544 | -50.4% | 0.00% | -42.9% |
| NXK | Sell | NUVEEN NY DIV ADVANTG MUN FD | $286,000 | -25.5% | 22,548 | -18.2% | 0.00% | -33.3% |
| TREE | Sell | TREE COM INC COM | $258,000 | +50.0% | 9,833 | -2.0% | 0.00% | +33.3% |
| JTP | Sell | NUVEEN QUALITY PFD INCOME FD | $293,000 | -20.6% | 38,818 | -12.8% | 0.00% | -20.0% |
| JMT | Sell | NUVEEN MTG OPPTY TERM FD 2 COM | $294,000 | -7.0% | 12,236 | -0.8% | 0.00% | -20.0% |
| PRISY | Sell | PROMOTORA DE INFORMACIONES SADR CL A SHSadr cl a | $283,000 | +146.1% | 167,379 | -53.3% | 0.00% | +100.0% |
| RSP | Sell | RYDEX ETF TRUST S&P 500 EQ TRD | $278,000 | -4.8% | 4,259 | -10.6% | 0.00% | 0.0% |
| AYN | Sell | ALLIANCE BERNSTEIN NEW YORK MUN INC | $262,000 | -33.0% | 21,656 | -27.9% | 0.00% | -33.3% |
| FTF | Sell | FRANKLIN TEMPLETON LTD DUR I | $292,000 | -4.6% | 22,474 | -1.3% | 0.00% | 0.0% |
| MYF | Sell | BLACKROCK MUNIYIELD INVST FDCOM | $271,000 | -8.4% | 19,600 | -3.9% | 0.00% | 0.0% |
| GLD | Sell | SPDR GOLD TRUST GOLD SHS | $221,000 | -14.0% | 1,722 | -20.3% | 0.00% | -25.0% |
| NCQ | Sell | NOVACOPPER INC COM | $186,000 | +7.5% | 98,421 | -0.2% | 0.00% | 0.0% |
| HYD | Sell | MARKET VECTORS ETF TR HG YLD MUN ET | $248,000 | -23.2% | 8,497 | -19.4% | 0.00% | -40.0% |
| COP | Sell | CONOCOPHILLIPS | $226,000 | +8.7% | 3,254 | -5.2% | 0.00% | 0.0% |
| WPC | Sell | W P CAREY INC | $239,000 | -8.4% | 3,700 | -6.3% | 0.00% | -25.0% |
| MHI | Sell | PIONEER MUN HIGH INCOME TR SHS | $184,000 | -6.6% | 13,000 | -1.0% | 0.00% | 0.0% |
| RBA | Sell | RITCHIE BROS AUCTIONEERS | $242,000 | -88.5% | 12,000 | -89.1% | 0.00% | -90.3% |
| NKX | Sell | NUVEEN CALIF AMT-FREE MUN INC FD | $235,000 | -10.0% | 19,052 | -1.7% | 0.00% | -25.0% |
| OZM | Sell | OCH ZIFF CAP MGMT GROUP CL Acl a | $123,000 | -4.7% | 11,200 | -9.7% | 0.00% | 0.0% |
| AWP | Sell | ALPINE GLOBAL PREMIER PPTYS SBI | $133,000 | -19.4% | 18,411 | -15.3% | 0.00% | 0.0% |
| AFB | Sell | ALLIANCE BERNSTEIN NATL MUN INCOME | $165,000 | -23.3% | 12,776 | -20.1% | 0.00% | -33.3% |
| MYI | Sell | BLACKROCK MUNIYIELD QLTY FD COM | $157,000 | -63.1% | 12,025 | -60.5% | 0.00% | -66.7% |
| PYN | Sell | PIMCO NEW YORK MUN INCM FD 1 | $158,000 | -3.1% | 17,000 | -0.7% | 0.00% | 0.0% |
| MUS | Sell | BLACKROCK MUNIHLDGS QUALITY FUND IN | $172,000 | -4.4% | 13,887 | -0.9% | 0.00% | -33.3% |
| 8107SC | Sell | AMERICAN STRATEGIC INCM PTFL | $112,000 | -25.3% | 11,449 | -20.3% | 0.00% | 0.0% |
| 0295SC | Sell | AMERICAN SELECT PORTFOLIO INC | $180,000 | -77.6% | 18,737 | -76.3% | 0.00% | -83.3% |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $150,000 | -10.7% | 37,304 | -5.8% | 0.00% | 0.0% |
| PCF | Sell | PUTMAN HIGH INCOME SEC FUND SHS BENben int | $89,000 | -8.2% | 11,248 | -95.5% | 0.00% | 0.0% |
| PPT | Sell | PUTNAM PREMIER INCOME TR SH BEN INTben int | $94,000 | -10.5% | 17,938 | -8.9% | 0.00% | -50.0% |
| T101SC | Sell | AMERICAN STRATEGIC INCOME II | $75,000 | -15.7% | 10,786 | -15.0% | 0.00% | 0.0% |
| WYY | Sell | WIDEPOINT CORP COM | $34,000 | +6.2% | 38,162 | -2.3% | 0.00% | – |
| MAXY | Exit | MAXYGEN INC COM | $0 | – | -41,000 | -100.0% | -0.00% | – |
| MYM | Exit | BLACKROCK MUNIYIELD MICH QUALITY FU | $0 | – | -7,770 | -100.0% | -0.00% | – |
| BSP | Exit | AMERN STRATEGIC INCOME PTFL | $0 | – | -12,102 | -100.0% | -0.00% | – |
| OSHWQ | Exit | ORCHARD SUPPLY HARDWARE STORES CL Acl a | $0 | – | -128,589 | -100.0% | -0.00% | – |
| MRF | Exit | AMERICAN INCOME FD INC | $0 | – | -12,199 | -100.0% | -0.00% | – |
| MIY | Exit | BLACKROCK MUNIYIELD MICH QUALITY FU | $0 | – | -3,263 | -100.0% | -0.00% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -12,000 | -100.0% | -0.00% | – |
| SIRI | Exit | SIRIUS XM RADIO INC | $0 | – | -46,000 | -100.0% | -0.00% | – |
| FPT | Exit | FEDERATED PREM INTR MUN INC COM | $0 | – | -12,918 | -100.0% | -0.00% | – |
| MNP | Exit | WESTERN ASST MN PRT FD INC | $0 | – | -10,886 | -100.0% | -0.00% | – |
| NIM | Exit | NUVEEN SELECT MAT MUN FD SH BEN INTben int | $0 | – | -21,500 | -100.0% | -0.00% | – |
| ITM | Exit | MARKET VECTORS ETF TR MKTVEC INTMUE | $0 | – | -10,197 | -100.0% | -0.00% | – |
| TV | Exit | GRUPO TELEVISA SA DE CV SP ADR REPadr | $0 | – | -8,966 | -100.0% | -0.00% | – |
| BQH | Exit | BLACKROCK NY MUNICIPAL BOND | $0 | – | -12,897 | -100.0% | -0.00% | – |
| NFO | Exit | CLAYMORE EXCHANGE TRD FD TR GUGG IN | $0 | – | -5,067 | -100.0% | -0.00% | – |
| ICGE | Exit | ICG GROUP INC COM | $0 | – | -15,000 | -100.0% | -0.00% | – |
| MTT | Exit | WESTERN ASSET MUN DEF OPP TRCOM | $0 | – | -12,080 | -100.0% | -0.00% | – |
| MQY | Exit | BLACKROCK MUNIYIELD QUALITY | $0 | – | -15,924 | -100.0% | -0.00% | – |
| CNS | Exit | COHEN & STEERS INC COM | $0 | – | -10,000 | -100.0% | -0.01% | – |
| Exit | SINO BIOPHARMACEUTICAL LTD | $0 | – | -69,300 | -100.0% | -0.01% | – | |
| NTES | Exit | NETEASE COM INC SPONSORED ADRadr | $0 | – | -7,000 | -100.0% | -0.01% | – |
| NMD | Exit | NUVEEN MUN HIGH INC OPPTY FDCOM | $0 | – | -38,877 | -100.0% | -0.01% | – |
| INFY | Exit | INFOSYS LTD SPONSORED ADRadr | $0 | – | -12,000 | -100.0% | -0.01% | – |
| JGT | Exit | NUVEEN MULT CURR ST GV INCM COM | $0 | – | -54,394 | -100.0% | -0.01% | – |
| PRISB | Exit | PROMOTORA DE INFORMACIONES SADR CL B CONVcl b conv | $0 | – | -332,117 | -100.0% | -0.01% | – |
| CTSH | Exit | COGNIZANT TECHNLGY SLTNS CORCL Acl a | $0 | – | -11,400 | -100.0% | -0.01% | – |
| LPS | Exit | LENDER PROCESSING SVCS INC | $0 | – | -29,466 | -100.0% | -0.01% | – |
| SPG | Exit | SIMON PPTY GROUP NEput | $0 | – | -6,700 | -100.0% | -0.02% | – |
| IRM | Exit | IRON MTN INC | $0 | – | -40,446 | -100.0% | -0.02% | – |
| SOHU | Exit | SOHU COM INC COM | $0 | – | -18,000 | -100.0% | -0.02% | – |
| LIFE | Exit | LIFE TECHNOLOGIES CORP COM | $0 | – | -18,000 | -100.0% | -0.02% | – |
| SINA | Exit | SINA CORP ORD | $0 | – | -30,000 | -100.0% | -0.02% | – |
| QQQ | Exit | POWERSHARES QQQ TRUput | $0 | – | -25,000 | -100.0% | -0.03% | – |
| Exit | AFFILIATED MANAGERS GROUP 3.950% 08note | $0 | – | -1,475,000 | -100.0% | -0.03% | – | |
| NPT | Exit | NUVEEN PREM INCOME MUN FD 4.000% 00note | $0 | – | -166,053 | -100.0% | -0.03% | – |
| HYG | Exit | ISHARES TR HIGH YLD CORP | $0 | – | -35,434 | -100.0% | -0.05% | – |
| JNK | Exit | SPDR SERIES TRUST BRCLYS YLD ETF | $0 | – | -85,129 | -100.0% | -0.05% | – |
| Exit | NASDAQ - 2.50% 08/15/13 CONVERTIBLEconv | $0 | – | -5,192,000 | -100.0% | -0.08% | – | |
| Exit | AMERICAN R/E FLOAT 4.0% 08/15/13note | $0 | – | -22,596,000 | -100.0% | -0.33% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TEXAS PAC LD TR | 23 | Q4 2018 | 38.4% |
| HOWARD HUGHES CORP COM | 23 | Q4 2018 | 10.9% |
| ICAHN ENTERPRISES LPDEP UNIT | 23 | Q4 2018 | 5.9% |
| WENDYS COMPANY | 23 | Q4 2018 | 4.6% |
| BROOKFIELD ASSET MGMT INC VTG SHS | 23 | Q4 2018 | 3.4% |
| AUTONATION INC COM | 23 | Q4 2018 | 4.3% |
| DISH NETWORK CORP CL A | 23 | Q4 2018 | 3.0% |
| CBOE HLDGS INC COM | 23 | Q4 2018 | 2.5% |
| LIVE NATION ENTERTAINMENT INC. | 23 | Q4 2018 | 1.8% |
| ECHOSTAR CORP CL A | 23 | Q4 2018 | 1.5% |
View Horizon Kinetics's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TEXAS PACIFIC LAND TRUST | March 18, 2019 | 42,437 | 0.5% |
| Associated Capital Group, Inc. | February 13, 2019 | 1,522,421 | 43.0% |
| Civeo Corp | February 13, 2019 | 36,947,116 | 22.0% |
| Howard Hughes Corp | February 13, 2019 | 1,885,861 | 4.4% |
| ROYCE MICRO-CAP TRUST, INC. | February 13, 2019 | 2,745,981 | 6.9% |
| Atlas Energy Group, LLC | February 14, 2018 | 1,455,419 | 4.6% |
| EMERGENT CAPITAL, INC.Sold out | February 14, 2018 | 0 | 0.0% |
| Wendy's Co | February 14, 2017 | 9,428,217 | 3.7% |
| DreamWorks Animation SKG, Inc. | February 16, 2016 | 8,149,567 | 10.4% |
| LMP CORPORATE LOAN FUND INC. | February 16, 2016 | 423,900 | 4.3% |
View Horizon Kinetics's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 4 | 2019-05-06 |
| 4 | 2019-05-03 |
| 4 | 2019-05-02 |
| 4 | 2019-05-01 |
| 4 | 2019-04-30 |
| 4 | 2019-04-29 |
| 4 | 2019-04-26 |
| 4 | 2019-04-25 |
| 4 | 2019-04-24 |
| 4 | 2019-04-23 |
View Horizon Kinetics's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.